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Line Manager Capability Professional Development Pathway South Western Sydney Local Health District Version 2.0 | 2018
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Line Manager Capability Professional Development Pathway v2.0 January 2018 Page 0 of 11

Endorsed SWSLHD Workforce Committee 15 September 2016

Line Manager Capability Professional Development Pathway

South Western Sydney Local Health District

Version 2.0 | 2018

Line Manager Capability Professional Development Pathway v2.0 February 2018 Page 1 of 11

Endorsed SWSLHD Workforce Committee 15 September 2016

© South Western Sydney Centre for Education and Workforce Development This work is copyright. It may be reproduced in whole or in part for information sharing purposes subject to the inclusion of an acknowledgement of the source. It may not be reproduced for commercial usage or sale. Reproduction for purposes other than those indicated above requires written permission from the South Western Sydney Centre for Education and Workforce Development. Published: Version 1.0 March 2017 Version 2.0 February 2018 SWS Centre for Education and Workforce Development (SWSCEWD) Eastern Campus Liverpool Hospital Elizabeth Street Liverpool NSW 2170 Postal address: Locked Bag 7279 Liverpool BC NSW 1871 Email: [email protected] Intranet: intranet.sswahs.nsw.gov.au/cewd Internet: sswahs.nsw.gov.au/cewd Phone: (02) 8738 5920 Fax: (02) 8738 5931

Line Manager Capability Professional Development Pathway v2.0 February 2018 Page 2 of 11

Endorsed SWSLHD Workforce Committee 15 September 2016

Table of Contents

Introduction ................................................................................................................. 3

Target Audience for the LMCPDP ................................................................................. 4

Purpose ........................................................................................................................ 4

Learning Outcomes ...................................................................................................... 4

Education Opportunities .............................................................................................. 5

Recognition of Prior Learning .................................................................................... 5

How to Enrol ................................................................................................................ 5

The Checklist ............................................................................................................. 6

Evaluation Methodology .............................................................................................. 7

Reporting ..................................................................................................................... 7

Contact Details ............................................................................................................. 7

References ................................................................................................................... 7

Table 1: The Skill Sets ................................................................................................... 8

Table 2: The Mapping ................................................................................................. 11

Table of Figures

Figure 1: LMCPDP Stages ................................................................................................................. 4

Figure 2: LMCPDP Process .............................................................................................................. 6

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Endorsed SWSLHD Workforce Committee 15 September 2016

Introduction

SWSLHD Vision: Leading care, healthier communities Line-Managers are the lynch pin between the coal face and senior management. It is imperative they have the knowledge, skills and capabilities to lead and manage the dynamic environment in which they work. The Line Manager Capability Professional Development Pathway (LMCPDP) is South Western Sydney Local Health District’s (SWSLHD) approach to the development and support of Line Managers; as well as those aspiring to become Line Managers. It applies to all professions and disciplines, although it is acknowledged there may also be additional discipline specific requirements. Working through the LMCPDP needs to be incorporated into the participants’ Performance Development Review (PDR) process in consultation with their manager. It has been designed so that the participant’s learning and development will occur through experiences in the workplace, support from others and through structured courses – either online or face to face. The LMCPDP aims to transform the experience of SWSLHD Line Managers to support them in their challenging and dynamic roles. To do this we need to change how we work and engage our patients, staff and communities with strategies that are underpinned by our CORE values (Collaboration, Openness, Respect and Empowerment). Key principles of Transforming Your Experience

1. Provide consistent high quality patient care 2. Strengthen quality and safety processes 3. Engage staff, patients and communities by listening, respecting and responding 4. Nurture and value good leadership and professional interactions.

Through extensive consultation and focus groups across SWSLHD, fifteen (15) skill sets and three (3) stages were identified. These stages are designed to support a Line Manager as they progress. Refer to Figure 1 for the three stages and Table 1 for details on the Skill sets and their requirements. Each stage has an accompanying toolkit which can be found as separate documents on the SWSCEWD website. The three (3) stages are: 1. Stage One

Staff preparing for a period of acting in a Line Manager position or wanting to be ready to actively pursue a Line Manager role.

2. Stage Two Staff in a substantive position with less than two (2) years’ experience.

3. Stage Three Staff in a substantive position with two – five (2-5) years’ experience.

Line Manager Capability Professional Development Pathway v2.0 February 2018 Page 4 of 11

Endorsed SWSLHD Workforce Committee 15 September 2016

Figure 1: LMCPDP Stages

Target Audience for the LMCPDP

The LMCPDP applies to all staff who have been in a Line Manager role for up to five (5) years or to those staff who aspire to become a Line Manager within SWSLHD.

Line Managers who have been in their role for more than five (5) years are encouraged to review the LMCPDP together with their Manager and participate in any areas that have been identified as areas that need refreshment. This can be included as the agreed professional development activities as part of their PDR process.

The LMCPDP will also assist managers to identify and support staff for the purpose of succession planning within SWSLHD.

Purpose

The purpose of the LMCPDP is to provide a pathway for current and future Line Managers to build on their knowledge, skills and capabilities. It has been designed so the participant can prioritise their development needs and capture opportunities as they consolidate and expand upon their knowledge, skills and capabilities to be successful in their role.

Learning Outcomes

On successful completion of the LMCPDP participants will be able to:

Demonstrate the skills and capabilities required to be a successful Line Manager

Use advanced communication skills to influence outcomes

Model ownership of their role by fostering quality, innovation and best practice

Predict, assess and respond to risks within the workplace in a timely manner.

Stage One – Minimum

requirements apply for an

acting or ready to actively

pursue a Line Manager

role

Stage Two – Minimum

requirements for a

substantive Line Manager

role with less than two

(2) years’ experience.

Stage Three – Minimum

requirements for a

substantive Line Manager

role with

2 – 5 years’ experience.

Stage One – Additional

activities to support

development

Stage One – Additional

activities to support

development

Stage One – Additional

activities to support

development

Line Manager Capability Professional Development Pathway v2.0 February 2018 Page 5 of 11

Endorsed SWSLHD Workforce Committee 15 September 2016

Education Opportunities A course guide has been developed for each of the three (3) stages. It identifies minimum education requirements and additional development opportunities. Please note it is not conclusive. The education opportunities are offered by a range of services including South Western Sydney Centre for Education and Workforce Development (SWSCEWD), the Health Education and Training Institute (HETI), NSW Health Registered Training Organisation (RTO) and the South Western Sydney Local Health District (SWSLHD) facilities. The LMCPDP is mapped to the SWSLHD Education and Training Plan1, the New South Wales (NSW) Public Sector Capability Framework2 and the National Safety and Quality Health Service Standards (November 2017)3. Refer to Table 2 for the Mapping Matrix. Please refer to Appendix one (1) The LMCPDP Course Guide for courses mapped to each of the stages and skillsets Recognition of Prior Learning Recognition of prior learning (RPL) is the acknowledgement of a participant’s previous education and work experience. In order for RPL to be applied, the demonstration of knowledge and skills must map to the required stage of the skill set. Please refer to Appendix two (2) The LMCPDP Recognition of Prior Learning Guide for details on the RPL process.

How to Enrol

A Manager may discuss with a staff member enrolling and commencing on the LMCPDP; alternatively a staff member interested in developing their management knowledge, skills and capabilities may approach their manager. In both instances the process identified in Figure 2 on the next page has to be followed.

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Endorsed SWSLHD Workforce Committee 15 September 2016

Figure 2: LMCPDP Process

It is vital that the learning completed during this professional development journey is supported with opportunities to apply and practice the newly acquired skills within the work environment. This is a shared responsibility between the manager to provide these opportunities and for the staff member to proactively pursue these opportunities. For more information and to enrol go to the SWSCEWD website. The Checklist The Checklist has been designed to support a structured conversation between the participant and their manager. It can be used as a resource for the participant and their manager to have regular conversations as the participant progresses through the pathway and develops their knowledge, skills and capabilities. The toolkit for each stage includes a checklist relevant for that stage.

Step 1

• Manager and Staff member discuss opportunity to develop management capabilities.

Step 2

• Staff member conducts a self-assessment using the checklist.

• Staff member reviews their self-assessment responses with their Manager and identifies the most appropriate stage of the LMCPDP to enrol.

• NB: the Checklist forms part of the Performance Review Cycle.

Step 3

• The staff member applies for the pathway through My Health Learning (MHL).

• Manager approves the application through MHL.

• Staff member applies for RPL if appropriate. Refer to RPL Process Guide on the SWSCEWD website.

Step 4

• The staff member and their Manager and Senior Manager nominate a Support Person to assist them through The LMCPDP.

Line Manager Capability Professional Development Pathway v2.0 February 2018 Page 7 of 11

Endorsed SWSLHD Workforce Committee 15 September 2016

Evaluation Methodology

Evaluations will be conducted at 50% and 100% completion of the minimum education requirements – as listed on the course guide. Evaluations will measure the participant’s reflection on their development of the skill sets required by a Line Manager, as identified within the LMCPDP document. Managers will also be surveyed on their perception of their participant’s development of the skill sets required by a Line Manager, as identified within the LMCPDP document. This will be conducted when their participant has completed the education requirements, of the stage of which they are enrolled.

Reporting

Managers will be able to run reports on the three (3) stages of the LMCPDP in My Health Learning at any time to establish their staff member/s progress through the pathway. SWSCEWD will table reports to the SWSLHD Workforce Committee including the following information:

Enrolments by facility/service

Completions by facility/service

Analysis of evaluation surveys obtained from the participants and their managers.

Contact Details

SWSCEWD has designated a Workforce Educator to provide support and direction. For all enquiries, please contact: Jyoti Khanvilkar Workforce Educator [email protected] 4634 4978

References

1. South Western Sydney Local Health District 2015, Education and Training Strategic Plan 2015-2021. South Western Sydney Local Health District, Liverpool, Australia.

2. New South Wales Public Service Commission 2013, NSW Public Sector Capability Framework. NSW Public Service Commission, Sydney, Australia.

3. Australian Commission on Safety and Quality in Health Care. 2017 2nd ed. National Safety and Quality Service Standards. Australian Commission on Safety and Quality in Health Care, Sydney, Australia.

4. Sydney Local Health District 2015, Nursing and Midwifery Service Nursing and Midwifery Unit Managers Professional Development Pathway. Sydney Local Health District, Sydney, Australia.

5. South Western Sydney Local Health District 2013, Corporate Plan 2013-2017. South Western Sydney Local Health District, Liverpool, Australia.

6. South Western Sydney Local Health District 2014, Workforce Strategic Plan 2014-2021. South Western Sydney Local Health District, Liverpool, Australia.

Line Manager Capability Professional Development Pathway v2.0 January 2018 Page 8 of

Endorsed SWSLHD Workforce Committee 15 September 2016

Table 1: The Skill Sets

# Skill set required

Requirements of skill Systems used to

assist skill Formalised

support Stage 1: Emerging Leaders

Stage 2: Line Managers with less than 2 years’ experience

Stage 3: Line Managers with 2 to 5 years’ experience

1 Budget management

Access budget Write reports Balancing the budget Understanding Full Time Equivalents (FTE) to inform decisions for backfill – staff profile

Monitor & manage budget expenditure Activity Based Funding (ABF) Budget analysis Budget build Managing assets

ABF analysis SMRT Stafflink QLik

Finance Liaison

2 Business writing skills

Identification of what document is required Use of corporate stationary templates

Further development in writing Briefs, Referrals, Reports. Conference submissions & presentations

Business plans Project proposals

Support Person

3 Computer literacy

Proficient use of Word, Outlook & Excel. Keyboard commands Navigate Shared Drives Using Search Engines Internet e.g. clear cache, bookmark pages, navigates between browser windows. Privacy protection

Advanced level of Word, Outlook & Excel

Excel spreadsheet management Microsoft Word Suite Shared Drives

IMT&D

4 Communication

Oral & written skills Learning to listen Chair meetings Writing minutes Effective handover – written & verbal Interdisciplinary Communication Knowledge of relevant policies & procedures

Relationship building Assertiveness Negotiating skills Being a coach Communicating with influence Rounding Difficult/critical conversations Development & review of policies & procedures

Coaching ComPURS ISBAR

Support Person Human Resources Department (HR) Employee Assistance Program (EAP)

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Endorsed SWSLHD Workforce Committee 15 September 2016

# Skill set required

Requirements of skill Systems used to

assist skill Formalised

support Stage 1: Emerging Leaders

Stage 2: Line Managers with less than 2 years’ experience

Stage 3: Line Managers with 2 to 5 years’ experience

5 Managing staff – HR matters

General every day issues HR involvement – when & why Return to Work Documentation – file notes De-escalation Conflict resolution Recruitment Managing complaints Tools to track & monitor staff Dealing with difficult staff Value others – recognition & reward

Leave management Understanding & implementing the performance management framework Resolve grievances Leave management PDR process Promote positive workplace culture Investigations Recognising & managing Bullying & Harassment Mandatory education

Coaching Disciplinary processes Relationship building Cultural competence Mediation Counselling teams in crisis

Stafflink QLik ComPURS E-Recruit Learning Management System E-forms

Support Person HR Department WHS team

6 Ownership

How to move from peer to manager Taking responsibility – stepping into the role Resilience Lead by example – role model Management role boundaries Ability to prioritise tasks

Emotional intelligence Decision making Delegation Change management Strategic thinking Accountability

Being innovative & developing an innovative team Event management Project management

Support Person

7 Patient flow

Process Staff roles & responsibilities Escalation – knowing who to ask

Escalation – Clinical & Corporate Governance – who & how

Crisis management IT systems Support Person Patient Flow Officer Bed Flow Manager

8 Patient safety

Principles Role in progressing & actioning IIMS Participation in Morbidity & Mortality meetings

Participation in Root Cause Analysis

IIMS Quality Manager Support Person

Line Manager Capability Professional Development Pathway v2.0 February 2018 Page 10 of 11

Endorsed SWSLHD Workforce Committee 15 September 2016

# Skill set required

Requirements of skill Systems used to

assist skill Formalised

support Stage 1: Emerging Leaders

Stage 2: Line Managers with less than 2 years’ experience

Stage 3: Line Managers with 2 to 5 years’ experience

9 Quality

Continuous Quality Improvement process Accreditation – evidence gathering Analysis clinical indicators & IIMS data Understand auditing requirements Action as required from Consumer satisfaction surveys/interviews – complaints, compliments

Accreditation – establish processes to gather & report on evidence Lead improvement project Identifying sources of reliable data & how to analyse Knowledge of auditing requirements & implementing appropriate actions

Provide local sponsorship & assist other managers Participate in broader quality projects

Support Person Quality Manager

10 Risk management Delegations Communication channels Infection control

Understanding the Risk register & process

Anticipating & averting/reducing risk

Support Person

11 Reporting What report when Data/evidence collection &

analysis Discerning relevant information

Support Person Manager

12 Rostering Understand principles Knowledge of Awards

Staff profile – FTEs Delegations

HealthRoster Support Person HR Department E-Recruit

13 Staff profile Recruitment Monitoring

FTEs Skill mix

Support Person

14 Systems

Ordering What system for what Access to relevant systems

Procurement

I procurement IIMS E-Recruit Qlik Cerner Proteus

E-Recruit HR Department Specific System contact

15 Work Health & Safety

Accreditation Risk management Managing Return to Work

Disaster management IIMS WHS Officer Quality Manager

Line Manager Capability Professional Development Pathway v2.0 February 2018 Page 11 of 11

Endorsed SWSLHD Workforce Committee 15 September 2016

Table 2: The Mapping

Public Sector Capability Framework 2013 5 Groups of Capabilities (Personal Attributes, Relationships, People

Management, Results, Business Enablers) Levels - Foundational to Highly Advanced

Excepted Minimum Level at end of The Pathway

SWSLHD Workforce Strategic Plan

2014-2021

(At Unit level)

SWSLHD Corporate Plan 2013 – 2017

(At Unit level)

Education and Training Strategic Plan 2015-2021 (At Unit level)

SWSCEWD Professional

Development Categories (PDCs)

National Safety and Quality Health Service Standards

(NQHSS) September 2012

Personal Attributes 1.1.2 1.1.4 1.1.5 1.2.2 1.2.4 1.2.5 1.2.6 1.3.1 2.1.1 2.1.2 2.2.2 2.3.3 2.3.4 2.5.1 2.5.2 2.5.3 2.6.1 2.7.1 2.9.1

2.9.2 3.1.1 3.2.1 3.2.2 3.2.3 3.3.1 3.3.2 3.3.3 3.4.1 3.4.2 3.5.1 3.6.1 3.7.1 3.7.2 3.8.2 4.2.1 4.2.2

1.1.1 1.1.2 1.1.3 1.2.1 1.2.2 1.3.1 1.3.2 1.3.3 1.3.4 1.3.7 1.4.1 1.4.2 1.4.3 1.4.4 1.5.1 1.5.9

1.5.12 1.5.13 2.1.5 2.1.9 2.3.1 3.1.1 3.1.3 3.2.5 3.3.1 3.3.3 3.4.7

3.4.8 3.4.10 3.4.11 3.4.12 4.1.6 4.1.8

4.1.10 4.2.1 4.2.2 4.2.3 4.2.4 4.2.5 4.2.6 5.1.8 5.2.3 6.1.8 6.3.2 7.1.6 7.1.8 7.2.3 7.2.4 8.1.2 8.1.9 8.3.3 8.4.2 8.5.4 8.6.3

1.2 2.2 2.4 3.3 3.5 3.6 3.7

3.10 4.3 5.1 6.4 6.5 6.6 6.7 6.8 7.2 9.1 9.3

11.1 15.6

Governance Leadership

Management People, Culture &

Values Workforce Skills

1.3 1.1 1.9

1.25 1.9

1.21 1.10

1.81.15 5.7 8.8

1.23 1.26 1.22 1.8

1.13 1.11 1.14 1.13 2.11 3.1 3.2 3.4

1.11 4.1 6.2 6.2 6.8 6.2

1.11 6.1 6.2

7.7 8.1 8.2 5.1 5.2

1.11 5.2

5.11 2.11 2.13 2.14 1.1 1.3

1.23 1.24 1.25 1.26 1.20 1.22 1.1 1.2 1.3 1.4 1.5 1.6 1.7 1.8

1.11 1.13 1.14 1.14 1.16 1.1 1.2 1.3 1.4 1

8.6 8.8

1.10

Act with Integrity Display Resilience & Courage Manage Self Think & Solve Problems

Advanced Adept Advanced Adept

Relationships & People Management

Commit to Customer Service Communicate Effectively Influence & Negotiate Inspire Direction & Purpose Manage & Develop People Value Diversity Work Collaboratively

Adept Advanced Adept Adept Adept Advanced Adept

Results & Business Enablers

Deliver Results Demonstrate Accountability Finance Optimise Business Outcomes Manage Reform & Change Plan & Prioritise Procurement & Contract Management Project Management Technology

Adept Intermediate Foundational Intermediate Intermediate Intermediate Intermediate Intermediate Adept


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