1
Line of Sight Displacement from ALOS-2 Interferometry: Mw 7.8 1
Gorkha Earthquake and Mw 7.3 Aftershock 2
3
Eric O. Lindsey1 4 Ryo Natsuaki2 5 Xiaohua Xu1 6 Masanobu Shimada2 7 Manabu, Hashimoto3 8 Diego Melgar4 9 David T. Sandwell1 10 11 1Institute for Geophysics and Planetary Physics, University of California, San Diego, 12
USA 13 2Earth Observation Research Center, Japan Aerospace Exploration Agency (JAXA), 14
Tsukuba, Japan 15 3Disaster Prevention Research Institute, Kyoto University, Kyoto, Japan 16 4Seismological Laboratory, UC Berkeley, Berkeley, USA 17
18
2
Key Points 19
Observations of the Mw 7.8 Gorkha, Nepal earthquake and Mw 7.3 aftershock are 20 presented. 21
ALOS-2 provides burst-aligned ScanSAR interferometry with 350 km swath width. 22
Data from co- and post-seismic interferograms are available online for use in modeling 23 studies. 24
25
Abstract 26 Interferometric Synthetic Aperture Radar (InSAR) is a key tool for the analysis of 27
displacement and stress changes caused by large crustal earthquakes, particularly in 28
remote areas. A challenge for traditional InSAR has been its limited spatial and temporal 29
coverage especially for very large events, whose dimensions exceed the typical swath 30
width of 70 – 100 km. This problem is addressed by the ALOS-2 satellite, whose 31
PALSAR-2 instrument operates in ScanSAR mode, enabling a repeat time of 2 weeks 32
and a swath width of 350km. Here, we present InSAR line-of-sight displacement data 33
from ALOS-2/PALSAR-2 observations covering the Mw 7.8 Gorkha, Nepal earthquake 34
and its Mw 7.3 aftershock that were acquired within one week of each event. The data 35
are made freely available and we encourage their use in models of the fault slip and 36
associated stress changes. The Mw 7.3 aftershock extended the rupture area of the 37
mainshock toward the east, but also left a 20 km gap where the fault has little or no co-38
seismic slip. We estimate this un-slipped fault patch has the potential to generate a Mw 39
6.9 event. 40
41
Keywords 42
ScanSAR interferometry, ALOS-2, PALSAR-2, InSAR, Gorkha Earthquake, Nepal 43
44
Index Terms 45
1209 Tectonic Deformation 46
1240 Satellite geodesy: results 47
1241 Satellite geodesy: technical issues 48
49
1. Introduction 50
3
The Mw 7.8 Gorkha, Nepal earthquake and Mw 7.3 aftershock struck in a region with 51
less than optimal seismic and geodetic coverage [e.g. Ader et al., 2012]. The moment 52
tensor solution based on far-field seismic stations combined with the tectonics of the 53
region suggests thrust faulting on a shallow dipping fault (11˚) having a strike of 295˚ 54
[USGS, 2015]. Initial finite fault models based on methods of Ji et al., [2002] show 2-4 55
m of slip at ~15 km depth over a zone extending ~150 km ESE of the hypocenter. The 56
earthquake caused intense ground shaking throughout much of Nepal and parts of India 57
and China, resulting in over 8,000 deaths. Ground shaking in the Kathmandu basin was 58
particularly intense as a result of its proximity to the main rupture area and the effects of 59
basin amplification and directivity, causing many historical structures to collapse that had 60
survived previous earthquakes [USGS, 2015]. 61
Several Interferometric Synthetic Aperture Radar (InSAR) satellites were operational 62
at the time of the earthquake and continue to collect measurements of line-of-sight (LOS) 63
displacement. The Sentinel-1a satellite, operated by the European Space Agency (ESA) 64
collected C-band InSAR observations, which were processed and made available online 65
by the ESA Scientific Exploitation of Operational Missions project (SEOM - 66
http://insarap.org). The ALOS-2 satellite, operated by the Japan Aerospace Exploration 67
Agency (JAXA), collected L-band InSAR data, low-resolution images of which are 68
presented at the JAXA site (http://www.eorc.jaxa.jp/ALOS/en/) as well as the Geospatial 69
Information Authority of Japan (GSI – http://www.gsi.go.jp/cais/topic150429-index-70
e.html). 71
This study is focused on the extraction of LOS displacement from the ALOS-72
2/PALSAR-2 instrument, with the objective to provide these observations to the 73
modeling community, as the raw data are not freely available and this is the first 74
publication of ALOS-2 ScanSAR InSAR. Rapid assessment of the acquired data is also 75
important for scheduling of future acquisitions. ALOS-2 operates in several modes, 76
including traditional strip-mode SAR with a swath width of 70km, and ScanSAR (Wide 77
Swath), with a width of 350km. Although wide swath is data is desirable, most 78
interferograms are constructed from strip-mode data and ScanSAR-to-ScanSAR 79
interferometry is rare because it requires accurate burst alignment between the reference 80
and repeat orbit. This implies precise on-board timing to better than 70 milliseconds. 81
4
This was first achieved with the ALOS-1 satellite in cases where the bursts were aligned 82
by chance [Tong et al., 2008]. ALOS-2 is the first L-band satellite to offer burst-aligned 83
ScanSAR interferometry as a standard operating mode, but during the commissioning of 84
the satellite it was discovered that the burst alignment was inconsistent. The problem was 85
corrected on February 8 2015, 11 weeks prior to the M7.8 rupture and thus the quality of 86
the ScanSAR interferograms was not completely understood at the time of the mainshock. 87
Below, we demonstrate that the burst alignment problem was indeed corrected; a more 88
detailed analysis of the issue is included in Appendix A. ScanSAR-to-ScanSAR 89
interferograms (Figure 1) provide an accurate and complete mapping of the surface 90
displacement of these two major earthquakes, which occurred in a region with the 91
greatest topographic relief on Earth. 92
This manuscript describes the new data and processing methods and more importantly 93
refers to a web site where we present line-of-sight (LOS) data files for each track and 94
frame described here. We will continue to provide post-seismic LOS data as they become 95
available. The data were processed with an updated version of GMTSAR software 96
[Sandwell et al., 2011] with additional post processing using GMT [Wessel et al., 2013] 97
and SNAPHU [Chen and Zebker, 2000]. The details of the processing are described in 98
Appendix B. The results show continuous phase across the subswath boundaries and 99
demonstrate that the PALSAR-2 radar provides spatially consistent phase over the entire 100
region (Figure 1). 101
102
2. Line of Sight Displacement 103
ALOS-2 InSAR coverage of the Mw 7.8 and Mw 7.3 ruptures is excellent. Each 104
rupture was independently imaged from both the ascending and descending look 105
directions (Figures 2 and 3). Coherence is maintained except in areas of very steep 106
topography or snow cover. A close inspection of the mainshock interferograms (Figures 107
2a and 3a) shows no major discontinuities in phase near the surface trace of the Main 108
Himalayan Thrust (MHT). Indeed the surface displacement field is smooth and 109
consistent with the majority of slip occurring between 10 and 20 km depth, with virtually 110
all slip to the East of the hypocenter. Since the LOS vector from the descending pass 111
(Path 48) is nearly parallel to the strike of the MHT, the LOS motion primarily reflects 112
5
vertical deformation caused by a large amount of slip on a shallow dipping fault. In 113
contrast, the LOS vector from the ascending pass (Path 157) is at about a 30˚ angle from 114
the strike of the fault so it records a larger LOS displacement (Figure 3a). Preliminary 115
modeling (below) suggests that the maximum fault slip lies between the maximum and 116
minimum lobes in the LOS displacement, at a depth of about 15 km. 117
The LOS displacement from the Mw 7.3 aftershock shows a pattern that is similar, but 118
more compact, than the displacement from the mainshock (Figure 2b, 3b). As in the case 119
of the mainshock, the trough-to-peak displacement of the aftershock is larger along the 120
ascending track than it is along the descending track, in agreement with a slip vector 121
oriented along dip. The low-to-high gradient in the displacement of the aftershock is 122
larger than the mainshock suggesting there is a slip concentration at depth. Most of the 123
displacement from the Mw 7.3 aftershock occurs near the eastern end of the displacement 124
from the main rupture suggesting it may have been triggered by a Coulomb stress 125
concentration from the mainshock. 126
To better understand how the surface displacements relate to slip at depth, we inverted 127
the LOS displacements for descending and ascending tracks for both mainshock and 128
aftershock. We used the 1D layered Earth structure and inversion method of Melgar & 129
Bock [2015]. We assume a planar fault derived from the nodal plane of a W-phase 130
moment tensor inversion [USGS, 2015] with a strike of 295° and a dip of 11°. For the 131
mainshock we discretized the dislocation surface into 10x10 km subfaults, and for the 132
aftershock into 5x5 km subfaults. The LOS measurements are down-sampled using the 133
QuadTree technique [Lohman & Simons, 2005]; the distribution of down-sampled data 134
and residuals are shown in Figure S1. The inverse problem is ill-posed, so the inversion is 135
regularized by applying minimum norm smoothing. The regularization parameter, which 136
limits the level of roughness, is objectively selected by using Akaike’s Bayesian 137
Information Criterion [Yabuki & Matsu’Ura, 1992]. We assume uniform uncertainties for 138
the InSAR data, which therefore do not affect the regularization. We consider the effect 139
of inverting for slip using only the descending or ascending tracks individually in Figure 140
S2, and the effect of choosing a higher or lower penalty on the model norm (greater or 141
lesser smoothing) in Figure S3. 142
6
The results are shown in Figure 2d. Mainshock slip extends over an area ~170 km long 143
and between the 5 to 15 km depth contours, with peak slip of 5.5 – 6.5 m over a large 144
asperity just north of Kathmandu. Peak slip depends somewhat on the choice of 145
regularization; see Figure S3. Peak slip for the aftershock may be slightly larger but is 146
less well constrained (5.5 – 10 m, depending on the regularization) and is concentrated on 147
a very compact asperity about 30 km in length. The aftershock slip area shows little to no 148
overlap with the mainshock slip. Notably, there is an area of little or no slip at 15-20 km 149
depth between the two events. This gap appears to be well constrained by the data 150
irrespective of the value of the regularization parameter (Figure S3). 151
152
3. Discussion and Conclusions 153
The displacement field for the interferogram and derived slip inversions spanning both 154
the mainshock and aftershock show an interesting pattern. While the aftershock extended 155
the rupture area of the mainshock toward the east, it did not completely fill the “gap” 156
formed by the NE trending tongue in high slip. Thus, a large (20 km) area remains where 157
the fault has little or no co-seismic slip (Figure 2d). By scaling the area of the 158
displacement field from the Mw 7.3 rupture to the area of the un-ruptured zone, we 159
estimate this un-slipped fault patch has the potential to generate a Mw 6.9 event. 160
Furthermore, the tongue of surface displacement maps to a smaller asperity in the 161
mainshock slip pattern at 20-25 km depth. If this represents the down dip edge of the 162
seismogenic zone, then there is potential for further slip down dip of the patches broken 163
thus far. It will be important to monitor this slip gap over the coming years, a task that 164
will be aided by the recently-installed continuous GPS site GUMB [John Galetzka, 165
personal communication, 2015]. If ALOS-2 continues operating in the ScanSAR mode 166
along path 048 with a 14 to 42-day repeat, it will be possible to acquire a complete space-167
time map of this and other regions surrounding the rupture zone. 168
The ScanSAR InSAR capabilities of ALOS-2 prove to be a capable tool for 169
monitoring large continental earthquakes such as the Nepal sequence. The Himalayan 170
region has the largest relief on the Earth, is densely vegetated, and has snow-capped 171
peaks. The L-band radar enables adequate InSAR correlation in the vegetated areas, 172
while tight baseline control of the spacecraft to better than 120 m in these examples 173
7
minimizes the unwanted phase due to errors in the extreme topography. Finally, the 174
onboard navigation is now accurate enough to provide better than 70% overlap of the 175
ScanSAR bursts between reference and repeat images. This results in single 176
interferograms 350 km wide that are able to completely image the deformation resulting 177
from these major events. This wide swath also enables a short 14-day repeat interval that 178
was able to collect images between the Mw 7.8 and Mw 7.3 events. Slip models based 179
on the deformation spanning the Mw 7.8 event can be used to estimate the Coulomb 180
stress that may have triggered the Mw 7.3 event. The slip gap observed between the two 181
ruptures (Figure 2d) can now be monitored for co-seismic slip or aseismic creep. Finally, 182
the large vertical displacement caused by this thrust event will also induce significant 183
viscoelastic deformation over the next years to decades that we hope will be accurately 184
imaged and modeled. 185
186
Appendix A. Burst Alignment 187
ALOS-2 is the first L-band SAR with routine InSAR acquisitions in the ScanSAR 188
mode [Kankaku et al., 2009]. The interferometric wide mode (WD1) has 5 subswaths to 189
achieve an overall ground swath width of 350 km, with characteristics provided in Table 190
S1. The wide swath makes it possible to completely image an area every 14 days instead 191
of the 42-day repeat interval that is needed for complete imaging in swath mode. There 192
are two basic requirements for achieving accurate displacement maps from normal strip-193
mode InSAR. First the along-track Doppler spectra of the reference and repeat images 194
should have more than about 50% overlap. Second, the perpendicular baseline distance 195
between the reference and repeat acquisitions should be smaller than about 20% of the 196
critical baseline. ALOS-2 is well within these limits so one can construct high quality 197
strip-mode interferograms from all the acquisitions. However, construction of high 198
quality ScanSAR to ScanSAR interferograms also requires that the bursts have more than 199
50% overlap on the ground. Poor quality interferograms can be achieved when the burst 200
overlap is as small as 20%. 201
To achieve this burst overlap the radar system must be triggered with an along-track 202
accuracy better than ~500m, which corresponds to a timing accuracy better than 70 203
milliseconds [Tong et al., 2010]. The autonomous navigation system aboard ALOS-2 204
8
was designed to achieve horizontal baseline better than 500 m and along-track accuracy 205
of 10 m [Kankaku et al., 2009]. During the commissioning phase of the mission, accurate 206
baseline control was demonstrated with most perpendicular baselines less than 200 m. 207
However the initial interferograms usually had no burst overlap. JAXA implemented an 208
adjustment to the onboard navigation system in early February 2015 and adequate burst 209
overlap has been maintained since then. The first pass after the February 8 fix and prior 210
to the Nepal earthquakes was P048 on February 22. Subsequent pairs have burst overlap 211
better than 70%, as listed in Table A1. 212
We performed a systematic analysis of the burst overlap between acquisitions from 213
before and after February 8, 2015 for ten different locations worldwide, the results of 214
which are listed in Table S2. We found an approximately 365-day sinusoidal oscillation 215
in the burst overlap (Figure A1). The amplitude of the oscillation is greater than the 2100-216
pixel burst spacing, so the values are wrapped onto the range (-1050, 1050). We fit a 217
model of the form: 218
219
B D( ) = mod Asin 2π D − Do( ) / T +1050, 2100{ } −1050 (A1) 220
221
where B is the burst offset at day D, in days relative to date D0. The best-fitting 222
parameters are amplitude A = 3635 pixels, period T = 365 days, and zero phase date D0 = 223
December 20, 2014. 224
Equation A1 can be used to predict interferometric pairs that are likely to have better 225
than 20% burst overlap. In Figure A1, the dark grey box centered at 0 burst offset shows 226
the dates of acquisitions with a 95% chance of more than 20% burst overlap with 227
acquisitions after February 8. The corresponding date ranges are July 22 – July 31, 228
November 8 – November 17, December 16 – December 23, and January 20 – January 29. 229
The lighter grey box centered at a burst offset of -900 shows an example of acquisitions 230
that will correlate with each other but not with acquisitions after February 8. 231
232
Appendix B. InSAR processing and Phase Unwrapping 233
The ALOS-2 PALSAR-2 data were processed using an updated version of the 234
GMTSAR software [Sandwell et al., 2011] and the phase was unwrapped using 235
9
SNAPHU software [Chen & Zebker, 2000]. Interferograms used are given in Table A1. 236
In all cases we started with the Single Look Complex (SLC, L1.1) products with HH 237
polarization, in CEOS format as delivered from the AUIG User Interface Gateway 238
(https://auig2.jaxa.jp/ips/home). For the ScanSAR processing we began with the full 239
aperture product. The ScanSAR interferograms were low-pass filtered with a 0.5 gain at 240
500 m wavelength while a 200-m low-pass filter was applied to the strip-mode data. Our 241
strategy is to process each frame (along-track) or subswath (across-track) independently 242
in radar coordinates and assemble them in geographic coordinates. We have found that 243
phase will be nearly continuous across subswath boundaries if an identical orbit and 244
geometric model is used for all the components [Tong et al., 2010]. The small phase 245
mismatch at the boundaries depends on the method used to align the reference and repeat 246
images. The geometric and orbital errors should only introduce an offset and stretch in 247
both the range and azimuth coordinates, which corresponds to estimating 4 parameters 248
when fitting the sub-window cross correlation peaks. Because of ionospheric distortions 249
in azimuth, we also solve for an additional parameter that corresponds to the stretch in 250
azimuth as a function of azimuth, resulting in a 5-parameter model. If 6 or more 251
parameters are used, the coherence of the interferogram will increase slightly but the 252
phase will have a significant mismatch on frame or subswath boundaries. 253
We unwrapped each frame or subswath independently in radar coordinates using 254
SNAPHU software [Chen & Zebker, 2000] with an improved algorithm for masking of 255
decorrelated areas [Agram and Zebker, 2009]. We then geocoded the results and 256
combined the sub-swaths into a single interferogram by adding a multiple of 2 π to 257
achieve matching phase at the boundaries. For several of the subswaths there was also a 258
phase discontinuity across the snow-covered Himalaya Mountains. Again a multiple of 2259
π was added to the area of discontinuous phase to bring it into accordance with the 260
multi-subswath interferogram. After correcting the integer unwrapping errors, the frames 261
or subswaths were combined using the GMT function grdblend, which provides seamless 262
blending in overlap areas. The final unwrapped phase was converted to line-of-sight 263
(LOS) displacement using the appropriate center wavelength. Several of the 264
interferograms have large phase ramps related to orbit error and/or ionospheric delays. 265
We remove a ramp from the composite LOS data by estimating a gradient far from the 266
10
earthquake displacement; LOS data with no trend removed are also provided. Data are 267
median filtered onto 1km posting and are provided in an ASCII file containing: longitude, 268
latitude, elevation, look vector, LOS (mm) and uncertainty. In addition, the GMT-format 269
NetCDF grid files of geolocated LOS displacements and satellite look vectors at 90-m 270
posting are also available. All results are available at http://topex.ucsd.edu/nepal and will 271
be archived at UNAVCO. 272
273
Acknowledgements 274
We thank JAXA for rapid acquisition and distribution of the ScanSAR data especially 275
along track 048. The data were provided under PI investigations 1148: Geometric and 276
Interferometric CALVAL of ALOS-2 PALSAR and 1413: Unraveling present-day 277
deformation around the eastern and western syntaxes of the Himalayan range. The 278
development of the GMTSAR software and the ALOS-2 pre-processor was supported by 279
ConocoPhillips and the National Science Foundation through the Geoinformatics 280
program (EAR-1347204) and the GeoEarthScope program (EAR-1147435). 281
282
11
References 283
Ader, T., J. P. Avouac, J. Liu-Zeng, H. Lyon-Caen, L. Bollinger, J. Galetzka, J. Genrich, 284 M. Thomas, K. Chanard, S. N. Sapkota, S. Rajaure, P. Shrestha, L. Ding, M. Flouzat 285 (2012), Convergence rate across the Nepal Himalaya and interseismic coupling on the 286 Main Himalayan Thrust: Implications for seismic hazard. J. Geophys. Res. Solid Earth 287 117, doi:10.1029/2011jb009071. 288 289 Agram, P. S. and H. A. Zebker (2009), Sparse Two-Dimensional Phase Unwrapping 290 Using Regular-Grid Methods, IEEE Trans. Geosci. Rem. Sensing Vol. 6, No. 2, pp. 327-291 331, doi:10.1109/LGRS.2009.2012445. 292 293 Bertran-Ortiz, A., and H.A. Zebker (2007), ScanSAR-to-Stripmap Mode Interferometry 294 Processing Using ENVISAT/ASAR Data, IEEE Trans. Geosci. Rem. Sensing, Vol. 45, 295 No. 11, pp. 3468-3480, doi:10.1109/TGRS.2007.895970. 296 297 Chen C. W. and H. A. Zebker (2000), Network approaches to two-dimensional phase 298 unwrapping: intractability and two new algorithms, J. Opt. Soc. Am. A, vol. 17, pp. 401-299 414 doi:10.1364/JOSAA.17.000401. 300 301 Kankaku, Y., Osawa, Y., Suzuki, S., & Watanabe, T. (2009, August). The overview of 302 the L-band SAR onboard ALOS-2. In Proceedings of Progress in Electromagnetics 303 Research Symposium, Moscow. 304 305 Lohman, R. B., & Simons, M. (2005). Some thoughts on the use of InSAR data to 306 constrain models of surface deformation: Noise structure and data 307 downsampling. Geochemistry, Geophysics, Geosystems, 6(1). 308 309 Melgar, D., and Y. Bock (2015), Kinematic earthquake source inversion and tsunami 310 runup prediction with regional geophysical data, J. Geophys. Res. Solid Earth, 120, 311 doi:10.1002/2014JB011832. 312 313 Sandwell, D. T., R. Mellors, X. Tong, M. Wei, and P. Wessel (2011), Open radar 314 interferometry software for mapping surface deformation, Eos Trans. AGU, 92(28), 234, 315 doi:10.1029/2011EO280002. 316 317 Tong, X., D. T. Sandwell, and Y. Fialko (2010), Coseismic slip model of the 2008 318 Wenchuan earthquake derived from joint inversion of interferometric synthetic aperture 319 radar, GPS, and field data, J. Geophys. Res., 115, B04314, doi:10.1029/2009JB006625. 320 321 USGS event page, http://earthquake.usgs.gov/earthquakes/eventpage/us20002926. 322 323 Wessel, P., W. H. F. Smith, R. Scharroo, J. F. Luis, and F. Wobbe (2013), Generic 324 Mapping Tools: Improved version released, EOS Trans. AGU, 94, 409-410, 325 doi:10.1002/2013EO450001. 326 327
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Yabuki, T., & Matsu'Ura, M. (1992). Geodetic data inversion using a Bayesian 328 information criterion for spatial distribution of fault slip. Geophysical Journal 329 International, 109(2), 363-375. 330 331 332
13
Track Mode
Reference Date Product
Repeat Date Product
B. perp. (m) Az. shift (pixel)
Burst overlap
Mean coherence
T048 ScanSAR
FEB 22 2015 ALOS2040533050-150222
APR 05 2015 ALOS2046743050-150405
43.7 -18 95% 0.33
T048 ScanSAR
FEB 22 2015 ALOS2040533050-150222
MAY 03 2015 ALOS2050883050-150503
48.0 -106 72% 0.20
T048 ScanSAR
APR 05 2015 ALOS2046743050-150405
MAY 03 2015 ALOS2050883050-150503
4.3 -84 78% 0.27
T048 ScanSAR
MAY 03 2015 ALOS2050883050-150503
MAY 17 2015 ALOS2052953050-150517
-97.7 3 99% 0.43
T047 ScanSAR
MAR 31 2015 ALOS2046003050-150331
APR 28 2015 ALOS2050143050-150428
81.0 -91 76% 0.25
T157 Swath
FEB 21 2015 ALOS2040460540-150221
MAY 02 2105 ALOS2050810540-150502
-118.6 -3 N/A 0.23
T156 Swath
APR 27 2015 ALOS2050070550-150427
MAY 25 2015 ALOS2054210550-150525
-39.9 -2 N/A 0.29
333 Table A1. Interferograms used in this study. ScanSAR burst overlap is computed 334
according to the formula 100*(nburst – az. shift)/nburst, using nburst for subswath 3 from 335
Table S1. 336
14
337
Figure 1. Example of a coseismic ScanSAR-to-ScanSAR interferogram from ALOS-2 338
descending Path 48, spanning dates February 22, 2015 to May 3, 2015 and covering the 339
Mw 7.8 Gorkha, Nepal earthquake. Each color cycle (red-green-blue-red) represents 12.1 340
cm of displacement toward the satellite. Data were processed using GMTSAR [Sandwell 341
et al., 2011]. Note ALOS-2 provides continuous phase across subswath boundaries with 342
no adjustment resulting in a single 350 km by 350 km interferogram. 343
15
344
345 Figure 2. LOS displacement in millimeters for sub-area covered by ALOS-2 along 346
descending Path 48. Dashed lines show depth to fault plane, from the USGS W-phase 347
moment tensor solution nodal plane [USGS, 2015]. (a) LOS displacement for a time 348
interval spanning the Mw 7.8 earthquake. This represents mainly vertical motion with a 349
trough-to-peak amplitude of ~1.6m. (b) LOS displacement for a time interval spanning 350
the Mw 7.3 aftershock. The trough-to-peak amplitude is ~1.1 m. (c) LOS displacement 351
for a time interval spanning both events. The overall extent of the combined rupture is 352
~170 km. (d) Slip inversion of the LOS data from Paths 48 and 157 based on the 353
modeling approach of Melgar & Bock [2015]. Maximum slip is ~ 6 m. The shallow 354
(<10km) slip feature is preferred by data from Path 157 but does not appear to be 355
required by the Path 48 data (see Figures S2 and S3). There is a notable gap in slip 356
centered approximately 20 km to the west of the Mw 7.3 aftershock hypocenter. 357
16
358
359 Figure 3. LOS displacement in millimeters from ALOS-2 along ascending paths. 360
Dashed lines show depth to fault plane. (a) LOS displacement on path 157 spanning the 361
Mw 7.8 earthquake has a trough-to-peak displacement of ~2.1 m. (b) LOS displacement 362
on path 156 spanning the Mw 7.3 earthquake has a trough-to-peak displacement of ~1.1m. 363
364
17
365
366 367 Figure A1. Burst offset versus time for subswath 1. Other subswaths follow the same 368
pattern with a different y-axis scale. Circles are the observed burst offset between pre- 369
and post-February 8, 2015 acquisitions at ten different locations worldwide (values are 370
provided in Table S2). The modeled curve was computed using equation A1. Dark grey 371
box shows acquisitions that have a 95% chance of at least 20% burst overlap with post-372
February 8 data. Lighter grey box shows some example acquisitions that have at least 373
20% burst overlap only with each other. 374
−1000
−800
−600
−400
−200
0
200
400
600
800
1000B
urs
t offset (p
ixels
)
Jul Aug Sep Oct Nov Dec Jan Feb
2014 2015
1
1 [Geophysical Research Letters] 2
Supporting Information for 3
Line of Sight Displacement from ALOS-2 Interferometry: M7.8 Gorkha Earthquake and 4 Mw 7.3 Aftershock 5
Eric O. Lindsey1 6 Ryo Natsuaki2 7 Xiaohua Xu1 8
Masanobu Shimada2 9 Manabu, Hashimoto3 10
Diego Melgar4 11 David T. Sandwell1 12
13 1Institute for Geophysics and Planetary Physics, University of California, San Diego, 14
USA 15 2Earth Observation Research Center, Japan Aerospace Exploration Agency (JAXA), 16
Tskuba, Japan 17 3Disaster Prevention Research Institute, Kyoto University, Kyoto, Japan 18
4Seismological Laboratory, UC Berkeley, Berkeley, USA 19
20
Contents of this file 21 22
Text S1 23 Figures S1 to S3 24 Tables S1 and S2 25 26
Introduction 27
In this supplement, the inverse method is described in greater detail (Text S1) and is 28 supported by three figures. Two tables describe the key parameters required for burst 29 alignment and list our observations of burst offsets during the period prior to February 8, 30 2015. 31
Figure S1 shows the distribution of data in each of the four interferograms used for modeling 32 after downsampling, and shows the residuals for the best-fitting model shown in figure 2d. 33 Figure S2 shows the effect of considering only one of the two coseismic interferograms in the 34 model; the fact that the two results are highly similar gives us confidence that the model is 35 well-resolved by the data. Figure S3 considers the effect of varying the regularization 36 parameter on the model, showing variations in the slip roughness and peak slip depending on 37 how this parameter is chosen. 38
2
Table S1 contains the operation parameters for ALOS-2 ScanSAR (WD1) mode that are 39 required for computing the burst offsets reported in Tables A1 and S2. The near range and 40 pulse repetition frequency (PRF) for subswaths F1-5 are found in the metadata provided by 41 the Japanese Aerospace Exploration Agency (JAXA) with L1.1 data products. The values of 42 nburst represent the number of pulses per burst. Incidence angles in degrees for each 43 subswath are approximate and computed from the satellite observation geometry. 44
Table S2 reports measured burst offsets for each subswath for 34 pre-February 8, 2015 WD1 45 mode acquisitions, relative to acquisitions made after February 8, 2015. Data are from ten 46 different paths/frames distributed worldwide. The values for subswath 1 are plotted in Figure 47 A1 and were used to compute the best-fitting parameters for equation A1. 48
Text S1. 49
Inverse method description: We use the main nodal plane from the USGS W-phase moment 50 tensor solution as the dislocation surface for the inversion. This has a strike of 295° and dip of 51 11°, this surface is sued for both the mainshock and aftershock inversion. The assumed fault 52 was discretized into 300 10x10 km subfaults for the mainshock inversion and 255 5x5km 53 subfaults for the aftershock inversion. Ascending and descending unwrapped line of sight 54 measurements are downsampled using the QuadTree technique [Lohman & Simons, 2005]. 55 (Figure S1). Elastostatic Green’s functions for each downsampled point to subfault pair are 56 computed using the frequency wavenumber integration technique of Zhu and Rivera [2002]. 57 We invert the descending and ascending tracks both separately and jointly to test the 58 resolution of the model and the persistence of the observed slip features (Figure S2). The 59 inversion is carried out using non-negative least squares and the rake is constrained to values 60 between 45 and 135. Spatial regularization was achieved though minimum norm smoothing; 61 constraints were placed on the L2 norm of the model parameter vector. We test the effect of 62 varying the strength of the spatial smoothing, the results are shown in Figure S3. They indicate 63 that the observed slip gap is a persistent feature irrespective of the level of smoothing used. 64 It’s important to note that unlike Laplacian smoothing sometimes used in inversions, the 65 minimum norm smoothing used here does not force spatial smoothness. The observed 66 smoothness of slip is introduced by the data itself. 67
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Figure S1. Data downsampling and residuals for data used in the model results shown in 69 figure 2d. Panels show: (a) M7.8 mainshock residuals for Path 48, (b) mainshock residuals for 70 Path 157, (c) M7.3 aftershock residuals for Path 48, and (d) aftershock residuals for Path 156. 71 Nonzero residuals may indicate areas where the fault deviates from our assumed planar 72 geometry; the role of model regularization is explored in Figure S2.73
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Figure S2. Model results considering only data from Path 48 (a) and Path 157 (b). Models are 75 visually similar, but slip is confined to the area of data coverage for Path 157, highlighting the 76 value of the complete spatial coverage of Path 48. Shallow slip above 10km is preferred by the 77 Path 157 data; whether this slip is truly required by the data is explored in figure S3. 78
79
80 81 82
83
84
5
85
86
Figure S3. Model results showing the effect of varying regularization strength. (a) Weak 87 regularization, (b) medium regularization (same as Figure 2d in the main text), (c) strong 88 regularization. Solid lines show contours of mainshock slip; aftershock slip contours are 89 dashed. Some shallow slip above 10km is preferred but not strongly required by the data, but 90 the ‘gap’ of low slip between the mainshock and aftershock appears to be well-resolved and is 91 present in all models. Peak slip varies between 5.5 – 6.5 m for the mainshock and between 5.5 92 – 10 m for the aftershock, depending on the choice of regularization. 93
6
94 95
F1 F2 F3 F4 F5
Near range (m) 696038 733527 768724 814228 860505 PRF (Hz) 2662.8 3314.5 2406.6 2270.6 2821.2
Nburst (pixel) 420 522 379 358 445 Incidence (deg.) 27 33 38 44 49
Table S1. ALOS-2 ScanSAR (WD1) mode characteristics. F1 through F5 denote subswaths in 96 the increasing range direction. PRF is the pulse repetition frequency, and nburst is the number 97 of pulses per burst for each subswath. 98
99
100 101 102
103
104
7
105
Date_pre Date_post Obs. Location F1 F2 F3 F4 F5
7/24/2014 3/19/2015 Hokkaido 76 86 63 59 61
8/2/2014 2/28/2015 Philippine_P24 -290 -374 -271 -257 -317
8/8/2014 2/20/2015 NapaP168 -645 -787 -584 -555 -704
8/13/2014 2/25/2015 NapaP169 -841 -1030 -759 -723 -904
9/3/2014 2/18/2015 Croatia 702 875 634 599 744
9/4/2014 2/19/2015 Philippine_P25 740 890 840 640 820
9/5/2014 2/20/2015 NapaP168 655 817 594 560 697
9/10/2014 2/25/2015 NapaP169 615 766 558 527 654
9/11/2014 2/26/2015 Gabon 643 771 586 568 725
9/13/2014 2/28/2015 Philippine_P24 649 768 583 565 718
10/15/2014 2/18/2015 Croatia 903 1126 818 771 960
10/16/2014 2/19/2015 Philippine_P25 930 1160 840 790 990
10/16/2014 3/19/2015 Hokkaido 900 1108 809 776 967
10/23/2014 2/26/2015 Gabon -935 -1162 -841 -793 -983
10/25/2014 2/28/2015 Philippine_P24 -859 -1096 -782 -728 -895
10/30/2014 3/19/2015 Hokkaido -734 -911 -666 -623 -783
11/13/2014 3/19/2015 Hokkaido -90 -119 -85 -82 -113
11/26/2014 2/18/2015 Croatia 654 814 591 560 696
11/27/2014 2/19/2015 Philippine_P25 690 860 625 590 730
11/27/2014 2/19/2015 Antarctica 690 862 625 589 715
11/28/2014 2/20/2015 NapaP168 778 969 704 665 825
12/3/2014 2/25/2015 NapaP169 -1011 -1240 -913 -868 -1088
12/4/2014 2/26/2015 Gabon -949 -1177 -855 -804 -998
12/6/2014 2/28/2015 Philippine_P24 -859 -1051 -773 -741 -922
12/11/2014 2/19/2015 Antarctica -569 -707 -517 -489 -583
12/25/2014 2/19/2015 Antarctica 335 419 302 284 357
1/7/2015 2/18/2015 Croatia -955 -1173 -863 -822 -1030
1/8/2015 2/19/2015 Philippine_P25 -910 -1120 -825 -790 -985
1/8/2015 2/19/2015 Antarctica -885 -1102 -801 -756 -908
1/9/2015 2/20/2015 NapaP168 -840 -1027 -762 -725 -911
1/14/2015 2/25/2015 NapaP169 -538 -653 -487 -467 -602
1/15/2015 2/26/2015 Gabon -475 -475 -428 -404 -502
1/22/2015 2/19/2015 Antarctica -101 -127 -92 -85 -94
2/5/2015 2/19/2015 Antarctica 600 750 600 510 626 106
Table S2. Burst offsets for data collected prior to February 8, 2015 (dates in column 1), 107 computed in pixels relative to data collected after that date (column 2). Values are computed 108