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    THE Mobile Broadband Standard

    3GPP 2011 3GPP Workshop, Bangalore, 30 May 2011 1

    Radio Access Network

    Architecture and Protocols

    Benoist SbireNokia Siemens Networks

    3GPP TSG-RAN WG2

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    Contents

    E-UTRAN Overview

    Architecture, Functions

    Protocol Architecture

    User Plane, Control Plane

    Some Highlights

    QoS, Reliability, Mobility, Latency

    Rel-10

    Overview, Carrier Aggregation, Minimisation of Drive Tests

    2

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    E-UTRAN Architecture and Functions

    3

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    E-UTRAN Architecture

    E-UTRAN consists of eNBs

    flat architecture (no RNC or BSC as in UTRAN and

    GERAN) for reduced latency and delays

    eNBs are interconnected with each other by

    means of the X2 interface can be a logical connection via CN elements

    eNBs are also connected to the Evolved

    Packet Core (EPC)

    eNBs are connected to the Mobility Management

    Entity (MME) via the S1-MME interface eNBs are connected to the to the Serving Gateway

    (S-GW) by means of the S1-U interface

    4

    eNB

    MME / S-GW MME / S-GW

    eNB

    eNB

    S1

    S1

    S

    1 S1

    X2

    X2

    X2

    E-UTRAN

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    E-UTRAN Functions

    Main functions hosted by eNB include functions for Radio Resource Management: Radio Bearer

    Control, Radio Admission Control, Connection Mobility

    Control, Dynamic allocation of resources to UEs in both

    uplink and downlink (scheduling)

    IP header compression and encryption of user data

    stream

    Routing of User Plane data towards

    Serving Gateway

    Scheduling and transmission of paging

    messages (originated from the MME);

    Scheduling and transmission of

    broadcast information (originatedfrom the MME or O&M)

    5

    internet

    eNB

    RB Control

    Connection Mobility Cont.

    eNB MeasurementConfiguration & Provision

    Dynamic ResourceAllocation (Scheduler)

    PDCP

    PHY

    MME

    S-GW

    S1

    MAC

    Inter Cell RRM

    Radio Admission Control

    RLC

    E-UTRAN EPC

    RRC

    MobilityAnchoring

    EPS Bearer Control

    Idle State MobilityHandling

    NAS Security

    P-GW

    UE IP addressallocation

    Packet Filtering

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    Protocol Architecture

    6

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    User Plane

    PDCP (Packet Data Convergence Protocol) 36.323 ciphering

    timer-based discard and header compression using the RoHC protocol

    in-sequence delivery, retransmission and duplicate detection of PDCP SDUs at handover

    RLC (Radio Link Control) 36.322

    error correction through ARQ segmentation and concatenation of SDUs for the same radio bearer

    in-sequence delivery

    MAC (Media Access Control) 36.321

    multiplexing/demultiplexing of RLC PDUs

    scheduling information reporting error correction through HARQ

    logical channel prioritisation

    7

    eNB

    PHY

    UE

    PHY

    MAC

    RLC

    MAC

    PDCPPDCP

    RLC

    http://www.3gpp.org/ftp/Specs/html-info/36323.htmhttp://www.3gpp.org/ftp/Specs/html-info/36322.htmhttp://www.3gpp.org/ftp/Specs/html-info/36321.htmhttp://www.3gpp.org/ftp/Specs/html-info/36321.htmhttp://www.3gpp.org/ftp/Specs/html-info/36322.htmhttp://www.3gpp.org/ftp/Specs/html-info/36323.htm
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    User Plane

    8

    Multiplexing

    ...

    HARQ

    Scheduling / Priority Handling

    Transport Channels

    MAC

    RLC

    PDCP

    Segm.

    ARQ etc

    Segm.

    ARQ etc

    Logical Channels

    ROHC ROHC

    Radio Bearers

    Security Security

    UL-SCH

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    User Plane

    9

    PDCP SDU

    IP PayloadHeader

    H

    IP PDU#1

    Radio Bearer 1

    MAC SDU

    CRCTransport Block

    H

    H H

    RLC SDU

    H

    RLC PDU RLC PDU

    Multiplexing

    MAC SDU

    PDCP

    RLC

    MAC

    PHY

    SN PDCP SDU

    IP PayloadHeader

    H

    IP PDU#2

    Radio Bearer 1

    RLC SDU

    SN

    RLC SDU

    PDCP SDU

    IP PayloadHeader

    H

    IP PDU#2

    Radio Bearer 2

    SN

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    Control Plane

    RRC (Radio Resource Control) 36.331 Broadcast of system information, paging, RRC connection management, RB control,

    mobility functions, UE measurement reporting and control

    PDCP (Packet Data Convergence Protocol) 36.323

    Ciphering and integrity protection

    RLC (Radio Link Control) 36.322 Error Correction through ARQ, (re)-Segmentation according to the size of the TB,

    concatenation of SDUs for the same radio bearer, in-sequence delivery

    MAC (Media Access Control) 36.321

    Multiplexing/demultiplexing of RLC PDUs,

    error correction through HARQ,

    Logical Channel Prioritisation

    10

    eNB

    PHY

    UE

    PHY

    MAC

    RLC

    MAC

    MME

    RLC

    NAS NAS

    RRC RRC

    PDCP PDCP

    http://www.3gpp.org/ftp/Specs/html-info/36331.htmhttp://www.3gpp.org/ftp/Specs/html-info/36323.htmhttp://www.3gpp.org/ftp/Specs/html-info/36322.htmhttp://www.3gpp.org/ftp/Specs/html-info/36321.htmhttp://www.3gpp.org/ftp/Specs/html-info/36321.htmhttp://www.3gpp.org/ftp/Specs/html-info/36322.htmhttp://www.3gpp.org/ftp/Specs/html-info/36323.htmhttp://www.3gpp.org/ftp/Specs/html-info/36331.htm
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    Control Plane

    Only two RRC states

    idle and connected

    Idle mode

    UE known in EPC, has an IP address and its location known on Tracking Area level

    UE-based cell-selection and tracking area update to EPC

    MME initiates paging in the whole tracking areas indicated by the UE

    Connected mode

    UE known in E-UTRAN and its location known on Cell level

    Mobility is UE-assisted, network-controlled

    Discontinuous Data Reception (DRX) supported for power saving

    11

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    E-UTRAN Highlights

    QoS

    Reliability

    MobilityLatency

    12

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    QoS

    E-UTRAN is responsible for Radio Bearer management and therefore

    ensuring QoS over the radio

    one-to-one mapping between EPS bearer, E-RAB and Radio Bearer

    13

    P-GWS-GW PeerEntity

    UE eNB

    EPS Bearer

    Radio Bearer S1 Bearer

    End-to-end Service

    External Bearer

    Radio S5/S8

    Internet

    S1

    E-UTRAN EPC

    Gi

    E-RAB S5/S8 Bearer

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    QoS

    RB establishment based on QoS parameters from MME QoS Class Identifier (QCI) per bearer : scalar value which identifies a particular

    service in terms of resource type, priority, packet delay budget and packet errorrate [23.203]

    Guaranteed Bit Rate (GBR) and Maximum Bit Rate (MBR) per bearer

    Aggregate Maximum Bit Rate (AMBR) per group of bearers

    RB Scheduling based on QoS parameters from MME and schedulinginformation from UE Channel Quality Indication

    Buffer Status Report

    Power Headroom Report

    Scheduling for downlink is eNB implementation specific

    Scheduling for uplink is only partially specified Logical channel prioritization and avoid starvation [36.321]

    14

    http://www.3gpp.org/ftp/Specs/html-info/23203.htmhttp://www.3gpp.org/ftp/Specs/html-info/36321.htmhttp://www.3gpp.org/ftp/Specs/html-info/36321.htmhttp://www.3gpp.org/ftp/Specs/html-info/23203.htm
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    Reliability

    L1 applies 24 bit CRC protection to transport blocks (MAC PDUs) erroneous transport blocks are discarded on L1

    Hybrid ARQ (HARQ) protocol in MAC + ARQ protocol in RLC high reliability and radio efficiency

    HARQ feedback sent on L1/L2 control channel

    Single, un-coded bit (low overhead) Sent for each scheduled subframe (fast)

    Retransmissions are soft-combined with previous attempt (efficient)

    ARQ status report sent as MAC data RLC Status is sent on demand (poll, timer, gap detection)

    protected by CRC and HARQ retransmissions

    Both HARQ and ARQ protocols operate between the eNB and UE fast handling of residual HARQ errors

    Ensures low latency and high reliability

    15

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    Mobility

    Handover Principles

    Lossless: packets are forwarded from the source to the target

    Network-controlled : target cell is selected by the network, not by the UE and Handover

    control in E-UTRAN (not in packet core)

    UE-assisted : measurements are made and reported by the UE to the network Late path switch: only once the handover is successful, the packet core is involved

    16

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    Handover

    17

    Source

    eNBTarget

    eNB

    UE

    X2

    S-GW

    MME

    control plane

    user plane

    user data

    S1-US1-MME

    control plane signalling

    measurements

    Source eNB configures UEmeasurements target frequency and triggers

    Source eNB receives UE

    measurement reports

    HO decision is made andtarget eNB is selected by thesource eNB

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    HO request sent from sourceeNB to target eNB

    Target eNB performsadmission control and accepts

    the HO request

    HO Ack sent to source eNBfrom target eNB

    Handover

    18

    Source

    eNBTarget

    eNB

    UE

    S-GW

    MME

    control plane

    user plane

    user data

    S1-US1-MME

    control plane signalling

    measurements

    HO request

    HO Request Ack

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    Handover

    19

    Source

    eNBTarget

    eNB

    UE

    X2

    S-GW

    MME

    control plane

    user plane

    user data

    S1-US1-MME

    control plane signalling

    HO command

    HO command is sent to the UE RRCConnectionReconfiguration

    including the mobilityControlInfo

    Data forwarding initiatedtowards the target eNB

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    Handover

    20

    Source

    eNBTarget

    eNB

    UE

    X2

    S-GW

    MME

    control plane

    user plane

    user data

    S1-US1-MME

    control plane signalling

    HO confirm

    UE accesses the target eNBand confirms the HO RACH procedure is initiated

    RRCConnectionReconfigurationComplete is sent

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    Handover

    21

    Source

    eNBTarget

    eNB

    UE

    X2

    S-GW

    MME

    control plane

    user plane

    user data

    control plane signalling

    Target eNB requests EPC toswitch the data path eNB MME : path switch

    request

    MME S-GW : modify bearerrequest

    S-GW MME : modify bearerresponse

    MME eNB : path switchrequest ACK

    Target eNB notifies the sourceeNB that UE resources can be

    released

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    Handover

    22

    Source

    eNBTarget

    eNBX2

    S-GW

    MME

    control plane

    user plane

    user data

    S1-US1-MME

    control plane signalling

    Path is switched

    Source eNB finishesforwarding packets once completed UE context can

    be cleared and resources freed

    HO is completed

    UE

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    Latency

    User Plane Latency < 10ms [36.912]

    one way latency

    between 5ms and 10ms depending on HARQ operating point and TDD configuration

    Control Plane Latency : 50ms

    Transition time from Idle to Connected mode

    Handover: 12ms interruption time

    For intra - E-UTRAN handover

    23

    http://www.3gpp.org/ftp/Specs/html-info/36912.htmhttp://www.3gpp.org/ftp/Specs/html-info/36912.htm
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    Rel-10

    Overview

    Carrier Aggregation

    Minimisation of Drive Tests

    24

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    Rel-10

    Main goal of Rel-10 was to fulfil the IMT-Advanced requirements up to 1Gbps in downlink and 500Mbps in uplink [36.913]

    took 2 years of efforts in 3GPP

    Main Rel-10 Features

    Carrier Aggregation: to increase the bit rate and reach IMT-A requirements [WID]

    eICIC: to efficiently support highly increasingly complex network deployment scenarioswith unbalanced transmit power nodes sharing the same frequency [WID]

    Relay Nodes: to improve the coverage of high data rates, cell-edge throughput and ease

    temporary network deployments [WID]

    Minimisation of Drive Tests / SON Enhancements: enhanced and combined effort to

    optimize the performance of the network aiming to automate the collection of UE

    measurements and thus minimize the need for operators to rely on manual drive-tests[WID] [WID]

    MBMS enhancements: to enable the network to know the reception status of UEs

    receiving a given MBMS service in connected mode [WID]

    Machine Type Communication: protect the core network from signalling congestion &

    overload [WID]

    25

    http://www.3gpp.org/ftp/Specs/html-info/36913.htmhttp://www.3gpp.org/ftp/tsg_ran/tsg_ran/TSGR_48/Docs/RP-100661.ziphttp://www.3gpp.org/ftp/tsg_ran/tsg_ran/TSGR_47/Docs/RP-100383.ziphttp://www.3gpp.org/ftp/tsg_ran/TSG_RAN/TSGR_50/Docs/RP-101417.ziphttp://www.3gpp.org/ftp/tsg_ran/tsg_ran/TSGR_47/Docs/RP-100360.ziphttp://www.3gpp.org/ftp/tsg_ran/TSG_RAN/TSGR_49/docs/RP-101004.ziphttp://ftp.3gpp.org/tsg_ran/TSG_RAN/TSGR_50/Docs/RP-101244.ziphttp://www.3gpp.org/ftp/tsg_ran/TSG_RAN/TSGR_49/docs/RP-101026.ziphttp://www.3gpp.org/ftp/tsg_ran/TSG_RAN/TSGR_49/docs/RP-101026.ziphttp://ftp.3gpp.org/tsg_ran/TSG_RAN/TSGR_50/Docs/RP-101244.ziphttp://www.3gpp.org/ftp/tsg_ran/TSG_RAN/TSGR_49/docs/RP-101004.ziphttp://www.3gpp.org/ftp/tsg_ran/tsg_ran/TSGR_47/Docs/RP-100360.ziphttp://www.3gpp.org/ftp/tsg_ran/TSG_RAN/TSGR_50/Docs/RP-101417.ziphttp://www.3gpp.org/ftp/tsg_ran/tsg_ran/TSGR_47/Docs/RP-100383.ziphttp://www.3gpp.org/ftp/tsg_ran/tsg_ran/TSGR_48/Docs/RP-100661.ziphttp://www.3gpp.org/ftp/Specs/html-info/36913.htm
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    Carrier Aggregation

    Goal of Carrier aggregation is to aggregate Rel-8 compatible carriers toincrease peak data rate

    up to 5 carriers can be aggregated in DL for a maximum BW of 100 MHz

    non-contiguous carriers can also be aggregated in DL for increased flexibility

    26

    LTE-Advanced maximum bandwidth

    Carrier 1 Carrier 4 Carrier 5Carrier 3Carrier 2

    Rel8 BW Rel8 BW Rel8 BW Rel8 BW Rel8 BW

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    Carrier Aggregation

    Impact on L2 Architecture

    27

    HARQ HARQ

    DL-SCH

    on CC1

    ...

    Segm.

    ARQ etc

    Multiplexing UE1 Multiplexing UEn

    BCCH PCCH

    Unicast Scheduling / Priority Handling

    Logical Channels

    MAC

    Radio Bearers

    Security Security...

    CCCH

    MCCH

    Multiplexing

    MTCH

    MBMS Scheduling

    PCH BCH MCH

    RLC

    PDCP

    ROHC ROHC...

    Segm.

    ARQ etc...

    Transport Channels

    Segm.

    ARQ etc

    Security Security...

    ROHC ROHC...

    Segm.

    ARQ etc...

    Segm. Segm.

    ...

    ...

    ...

    DL-SCH

    on CCx

    HARQ HARQ

    DL-SCH

    on CC1

    ...

    There is one PDCP and RLC per

    Radio Bearer. Not visible from RLC

    on how many CCs the PHY layer

    transmission is conducted.

    Dynamic L2 packet scheduling

    across multiple CCs supported

    Independent HARQ per CC. HARQretransmissions shall be sent on the

    same CC as the CC of the original

    transmission

    Separate TrCH per CC

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    Carrier Aggregation

    Basic Concept when CA is configured, the UE only has one RRC connection with the network

    at RRC connection establishment/re-establishment/handover, one serving cell provides

    the NAS mobility information (e.g. TAI), and at RRC connection re-

    establishment/handover, one serving cell provides the security input

    this cell is referred to as the Primary Cell (PCell)

    in the downlink, the carrier corresponding to the PCell is the Downlink Primary

    Component Carrier (DL PCC) while in the uplink it is the Uplink Primary Component Carrier

    (UL PCC)

    depending on UE capabilities, Secondary Cells (SCells) can be configured to form together

    with the PCell a set of serving cells

    in the downlink, the carrier corresponding to an SCell is a Downlink Secondary Component

    Carrier (DL SCC) while in the uplink it is an Uplink Secondary Component Carrier (UL SCC)

    the configured set of serving cells for a UE therefore always consists of one PCell and one

    or more SCells

    28

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    Carrier Aggregation

    Example

    29

    PCell

    SCell

    SCell

    serving cells

    intra-frequency neighbour

    inter-frequency neighbour

    PCC

    SCC

    SCC

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    Minimisation of Drive Tests

    Goal of Minimisation of Drive Tests

    replace manual drive testing that the operators have to perform currently

    automatic UE measurements and data logging in drive-tests scenarios

    provide a basis for finding coverage problems in the HSPA & LTE network

    30

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    Minimisation of Drive Tests

    Measurement Configuration [32.422, 37.320]

    measurements are configured to the UE by E-UTRAN/UTRAN by RRC signalling, based on

    Network Management systems measurement definitions configured to (E-)UTRAN

    31

    http://www.3gpp.org/ftp/Specs/html-info/32422.htmhttp://www.3gpp.org/ftp/Specs/html-info/37320.htmhttp://www.3gpp.org/ftp/Specs/html-info/37320.htmhttp://www.3gpp.org/ftp/Specs/html-info/32422.htm
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    Minimisation of Drive Tests

    Measurements

    Real time (Immediate MDT) and non-real time (Logged MDT) measurements

    Measurements are configured to the UE by (E-)UTRAN by dedicated RRC signalling

    The measurements should be tagged with UE position on best effort basis

    in the best case GNSS information can be included,

    otherwise cell ID or RF fingerprints

    32

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    Minimisation of Drive Tests

    RLF Reporting

    To identify origin of radio link failures

    Content

    Cell measurement results at the time of the failure

    Available accurate location information

    Cell IDs for following cells

    E-CGI or PCI where the failure happened

    E-CGI of the cell to which UE attempted establish

    the connection after the failure

    Time between last successful HO and the failure

    Reporting

    At RRC Connection Setup, Re-establishment or Reconfiguration

    UE Information procedure is used

    upon retrieval report is removed, otherwise should be maintained

    in the UE for 48hours

    33

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    Conclusions

    34

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    Conclusions

    E-UTRAN presents a flat architecture for low latency and delays

    E-UTRAN Rel-10 introduces

    carrier aggregation for higher bit rates and flexible spectrum usage

    eICIC for improved support of HetNet

    RN to increase coverage and deployment flexibility

    MDT/SON to ease deployments and network optimisations

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    Thank You

    36

    www.3gpp.org

    More

    Information

    about 3GPP:

    [email protected]

    Benoist SbireNokia Siemens Networks

    [email protected]

    mailto:[email protected]:[email protected]

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