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  • 8/11/2019 Luhmann General Sociology

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    Sage Publications, Ltd. is collaborating with JSTOR to digitize, preserve and extend access to Acta Sociologica.

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    Luhmann's General SociologyAuthor(s): Dag sterberg

    Source: Acta Sociologica, Vol. 43, No. 1 (2000), pp. 15-25Published by: Sage Publications, Ltd.Stable URL: http://www.jstor.org/stable/4201179Accessed: 24-08-2014 21:10 UTC

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  • 8/11/2019 Luhmann General Sociology

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    ACTA OCIOLOGICA000

    Luhmann's

    General

    Sociology

    Dag

    0sterberg

    Department

    of

    Music

    and

    Theatre,

    University

    of

    Oslo,

    Norway

    ABSTRACT

    The

    article

    deals with

    Niklas Luhmann's

    treatise

    Die

    Gesellschaft

    der

    Gesellschaft,

    exposing

    it

    to

    a

    critique

    in

    terms of

    Luhmann's own

    criterion:

    plausibility.

    It

    is

    argued

    that both Parsons'

    general

    sociology

    and

    Marxism

    render

    more

    plausible

    accounts

    of

    modern

    society

    than

    does

    Luhmann's

    theory

    of

    autopoietic

    systems.

    It

    is

    asserted

    that

    the fundamental mistake in Luhmann's theory is his conflation of the concepts of

    differentiated social

    systems

    and autonomous social

    systems,

    a

    conflation that

    confers

    a

    ring

    of

    the

    imaginary

    to

    Luhmann's

    treatise.

    Dag

    0sterberg,

    University

    of

    Oslo,

    Department

    of

    Music

    and

    Theatre,

    P.O. Box

    1017,

    Blindem,

    N-0315

    Oslo,

    Norway

    ? Scandinavian

    Sociological

    Association

    2000

    1. Introduction

    Ten years ago, in a book on general sociology, I

    devoted

    a

    chapter

    to Luhmann's

    book Soziale

    Systeme

    (1984).

    I

    concluded with a

    provisional

    epokj?,

    saying

    that it

    was

    too

    early

    for

    me to

    make

    up my

    mind as

    to

    the

    validity

    of

    this

    avant-

    garde

    approach.

    Since

    then,

    Luhmann

    has

    carried

    out

    his entire

    programme.

    After

    publish-

    ing

    a

    series

    of

    monographs

    on

    particular

    social

    institutions,

    he crowned

    his

    life

    work in

    1997

    with

    a

    huge

    treatise

    on

    society

    as

    a

    whole,

    world

    society

    -

    Die

    Gesellschaft

    der

    Gesellschaft (1997).

    As an

    opportunity

    to

    concentrate on

    Luh-

    mann's

    work

    and

    take

    a

    stance

    towards

    it,

    the

    present

    occasion

    is

    favourable.

    Mainly,

    I

    shall

    comment

    upon

    Die

    Gesellschaft

    der

    Gesellschaft

    (GdG).

    This

    voluminous book

    contains

    much of

    philosophical

    and

    meta-sociological

    concern

    -

    considerations

    on

    non-Aristotelian

    logic,

    on the

    'old

    European'

    ontology

    and

    how

    to transcend

    it,

    on the

    constructivity

    of

    science,

    etc. I

    shall,

    however,

    limit

    myself

    here

    to

    questions

    of

    a

    more

    straightforward

    sociological

    character.

    But

    in

    the

    first two

    sections,

    I

    comment on

    some

    aspects

    of

    Luhmann's

    writings,

    which

    somehow

    disturb the

    sociological

    reading,

    before

    turning

    to the real

    subject

    matter,

    'die

    Sache

    selbst'.

    2. The

    aggressively

    anti-left-wing

    tone

    of

    Luhmann's writings

    uhmann's

    writings

    Already

    in Soziale

    Systeme

    (1984),

    an

    anti-left-

    wing

    attitude

    was

    discernible,

    in

    spite

    of the

    extremely

    abstract

    or

    general

    tone

    of

    the

    discussions

    in

    the

    book.

    The

    reason

    for

    this

    was

    that

    left-wing political

    positions

    or

    activities

    were

    relatively

    often

    used as

    negative examples.

    In

    GdG

    this

    anti-left-wing

    attitude

    is

    sharper,

    as

    in

    others of

    his

    later

    writings.

    All over

    the

    thousand

    pages

    are

    sprinkled

    sarcastic or

    condescending

    or

    polemical

    anti-left-wing

    remarks,

    which

    go

    beyond

    the mere refutation

    of a

    different,

    adverse

    doctrine.

    It

    is hard

    to

    say

    whether

    this is

    incon-

    sequential

    to

    Luhmann,

    considering

    that he

    purports

    to transcend

    all

    sorts of

    politics

    and

    moralizing.

    He

    poses

    as

    one who

    has

    pierced

    the

    illusions

    of his

    contemporaries,

    who

    are

    stuck

    in

    an

    outdated

    'semantics'

    which does not

    suit

    what

    he calls 'modern

    society'.

    More than

    any

    other

    great

    sociologist

    of the

    past,

    Pareto

    is the

    one

    who

    comes

    to

    mind

    when

    reading

    GdG.

    He,

    too,

    liked or could

    not

    resist

    venting

    his

    political

    antipathies

    in

    the

    midst of

    a

    huge,

    learned

    and

    serious

    treatise

    on

    general

    sociology.

    As one

    example,

    Luhmann writes

    (p.

    613

    in.)

    about 'Marx's

    trick' of

    describing

    society

    as

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    16 ACTA

    SOCIOLOGICA000

    VOLUME

    3

    constituted

    by

    two

    social

    classes.

    Now,

    as

    most

    sociologists

    will

    know,

    Marx

    himself

    stated

    (in

    Das

    Capital,

    III. ch.

    52)

    that

    capitalist

    society

    in

    his

    time

    was

    constituted

    by

    three

    classes,

    the

    capitalists,

    the

    wage-earners

    and

    the land-

    owners. This error raises the suspicion that

    Luhmann's vast

    readings

    do

    not

    include

    Marx's

    Das

    Capital.

    But

    this is

    a

    minor

    point

    here.

    The

    issue is rather

    why

    Luhmann

    uses

    the

    word

    'trick',

    thereby

    suggesting

    that

    Marx

    intended to

    deceive his

    readers.

    Another

    example

    is

    Luhmann's

    section

    (pp.

    847

    ?T.)

    on

    'protest

    movements'

    -

    the

    atmosphere

    is

    chilly,

    sarcastic,

    if

    not

    downright

    hateful.

    By

    ingenious theological

    reasoning

    -

    Luhmann

    knows a

    lot

    about

    theology

    -

    he

    manages

    to

    present

    the

    position

    of

    the

    protest

    movement as that of the Devil: just as the Devil

    pretends

    to observe

    God

    from an

    independent

    position

    (which

    is

    'impossible'),

    the

    participant

    of

    a

    protest

    movement,

    Luhmann

    asserts,

    pretends

    to 'know better' than

    society,

    which

    is also

    impossible

    and

    at

    best

    ridiculous.

    Now,

    in

    my

    own

    experience, protest

    movements

    do not

    pretend

    to

    'know better'

    than

    'society',

    but

    'better'

    than

    the

    political

    authorities,

    which

    is

    quite

    another

    thing.

    Luhmann's

    diabolic inter-

    pretation

    of

    protest

    movements

    is therefore

    unfounded.

    But he also

    goes

    on

    to

    assert that

    'nothing' warrants the assumption that a

    protest

    movement knows

    better than the

    authorities

    and their

    experts.

    Now,

    at

    least

    in

    Norway,

    exactly

    this

    has

    happened

    several

    times.

    A third

    example

    is found in

    Die Kunst der

    Gesellschaft,

    wherein Luhmann refers in

    passing

    (p.

    228)

    to Adorno's and

    Horkheimer's 'arro-

    gant

    rejection'

    of

    mass

    culture.

    (It

    almost

    goes

    without

    saying

    that there are

    many

    other

    attacks

    on

    the Frankfurter

    School

    in his

    writings.)

    Adorno

    was

    -

    in

    addition to

    a

    professional

    philosopher

    -

    an

    outstanding

    musicologist

    and

    an

    expert

    on

    literature. He

    also wrote

    on

    film music

    together

    with

    Hans

    Eisler.

    Obviously

    he

    was

    entitled

    to have

    his

    own

    opinion

    on

    'mass

    culture',

    which

    he

    disliked.

    Why

    does

    this dislike

    qualify

    as

    'arrogance'?

    Why

    should

    we instead

    trust

    Luhmann's

    judg-

    ment

    on mass

    culture,

    and

    his

    judgment

    on

    Adorno?

    Luhmann

    entangles

    himself

    in

    self-

    contradictions.

    He states and

    repeats

    that

    one

    should

    not

    pose

    as

    a

    Besserwisser,

    as

    the

    Frankfurter

    School

    did and does

    -

    so

    why

    should

    he

    himself

    pretend

    to

    know better

    than

    Adorno and Horkheimer?

    Aggressive

    remarks

    like these

    may

    be

    subconscious

    slips

    of

    the

    pen;

    they

    reveal

    Luhmann's

    political

    stances,

    but,

    strictly

    speak-

    ing,

    should

    not

    occur

    within

    a

    sociological

    treatise

    on

    this

    level

    of

    abstraction and

    general-

    ity.

    3. Platitudes

    and

    cynicisms

    Platitudes

    of

    'gesunde Vernunft'

    In

    Luhmann's

    writings,

    extreme

    radicalism

    goes

    together

    with

    a

    strong

    conformity

    and

    establish-

    ment

    attitude.

    His books

    abound with

    extremely

    common-sense

    remarks in

    favour of the

    Estab-

    lishment.

    Here follow

    a

    few

    examples

    to

    indicate

    what

    I

    have

    in

    mind.

    In

    GdG,

    Luhmann

    writes

    (p.

    492):

    'Who-

    ever wants to abolish nuclear plants (Atom-

    kraftwerke)

    therefore

    will

    find

    himself

    con-

    fronted

    by

    the

    question:

    How,

    then,

    do

    we

    otherwise

    produce

    electricity?'.

    One

    response

    is

    that the

    consumption

    of

    electricity

    seems

    boundless

    today.

    Norway,

    with all

    its

    waterfalls,

    imports

    electricity

    from

    Denmark.

    Examples

    of

    sheer waste can

    easily

    be

    given.

    Now,

    those

    who

    oppose

    nuclear-driven

    plants very

    often

    oppose

    this

    boundless

    consumption

    of

    electricity,

    mak-

    ing

    a

    plea

    for

    a

    diminished

    consumption

    of

    electricity

    if

    necessary.

    This

    is

    not

    just

    a

    whim;

    surveys in Norway strongly indicate that the

    majority

    would

    prefer

    a

    simpler

    material life.

    Besides,

    surely

    there

    are other

    possible

    energy

    sources:

    wind,

    sea

    waves,

    the sun.

    (In

    Norway,

    research on

    sea waves

    had

    a

    promising

    start

    around

    1970,

    but was

    neglected

    by

    the

    authorities

    when

    the North

    Sea

    oil

    was dis-

    covered.)

    Luhmann's

    remark trivializes the

    deep

    concern about

    the

    danger

    of nuclear

    energy;

    he

    takes

    for

    granted

    that

    nobody

    will

    renounce

    warm

    showers

    and

    drawing

    rooms

    (where

    the

    temperature

    has

    risen

    from

    18?

    to

    24

    ?C

    on

    average

    in recent

    decades.)

    On

    p.

    531

    we read: 'In

    the

    meantime,

    society

    has

    got

    habituated

    to

    technics',

    and on

    the next

    page

    we

    read that

    turning

    away

    from

    technology

    'is

    practically

    out

    of

    question'.

    This

    is

    true,

    but

    a

    platitude,

    a

    very boring

    remark.

    This

    boredom

    may

    be

    intentional;

    Luhmann

    -

    a

    sociologist

    of unlimited

    imagination

    -

    pretends

    to be

    confined

    within

    extremely

    narrow

    bound-

    aries.

    Technology

    must

    be

    accepted

    -

    why?

    Because

    it

    has

    become

    a

    habit. But

    habits,

    surely,

    can be

    changed?

    No,

    that

    is

    practically

    out

    of the

    question.

    But

    what does

    'practically'

    mean in this context? Could it mean just that

    Luhmann

    feels

    comfortable

    with

    the

    present

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  • 8/11/2019 Luhmann General Sociology

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    Luhmann's

    General

    Sociology

    17

    ^?mst?***^?;

    level of

    technology

    in

    his

    everyday

    life?

    A few

    pages

    earlier

    (p.

    523),

    he states

    peremptorily:

    'Since it is

    only

    too clear that life and

    survival

    depends

    on

    technics,

    it

    becomes

    implausible

    'to

    make the true

    human

    the

    contrary

    of

    technics .

    This, also,

    is

    a

    platitude,

    almost

    a

    tautology:

    our

    present-day

    Western

    way

    of

    life

    depends

    on

    'technics'

    for

    its survival.

    But

    that

    cannot mean

    that

    humanity

    as a whole

    cannot survive

    without

    technology;

    at

    any

    rate,

    this

    is

    not at

    all

    'obvious'

    (?berdeutlich).

    On

    the

    other

    hand,

    what

    does seem obvious is that the

    population

    as a whole cannot

    adopt

    the Western

    level of

    technology

    without the

    ecological

    system

    breaking

    down. For

    instance,

    not

    everybody

    can have a car. A

    reasonable

    conclusion

    to be

    drawn is that

    the West

    must

    considerably

    reduce its use of energy-consuming

    technology

    and

    chemical

    products,

    even if

    this

    change

    makes life

    materially

    less

    comfortable.

    Surely,

    Luhmann

    is

    acquainted

    with this

    simple

    reason-

    ing; by ignoring

    it in his

    text,

    he

    tries

    to

    induce

    in the reader

    conformity

    to the

    Established

    order,

    which

    is still

    oriented towards

    technolo-

    gical

    growth

    (pace

    the

    Brundtland

    Report).

    In

    Goffmannian

    terms,

    Luhmann's

    framing

    of his

    texts,

    his

    context of

    plausibility,

    is

    very

    often that of the

    Establishment,

    of the

    liberal-

    conservative

    politics

    and

    ideology

    prevailing

    within the ruling and dominating circles. His

    platitudes

    have this

    purpose:

    to

    make the

    reader

    take for

    granted

    the code of

    Establishment.

    Cynicism

    and

    blas?

    attitude

    To

    exemplify

    Luhmann's

    cynicism,

    I

    shall

    comment

    upon

    a

    passage

    from

    ?kologische

    Kommunikation

    (pp. 212ff.).

    The

    topic

    is the

    role of values in

    contemporary

    political

    discus-

    sions,

    how decisions

    are

    increasingly

    under-

    pinned by referring

    to

    'values',

    which

    leads to

    an

    inflation of 'values'.

    Now,

    Luhmann has

    got

    an

    inkling ('man

    kann

    ahnen)

    that

    the

    discus-

    sions of

    ecology

    will

    contribute to

    this infla-

    tionary process.

    In

    the first

    place,

    he

    surmises,

    pure

    air

    and

    water,

    trees and animals

    will

    attain

    the

    dignity

    of

    entering

    the 'list of

    values'

    (in

    the

    idiom of laconic

    German:

    they

    will

    become

    Wertkatalogfdfhig).

    He then

    goes

    on:

    'And

    since it

    is

    just

    a

    question

    of a

    list,

    one could extend it

    ad

    libitum:

    pandas,

    Tamils,

    women

    . . . '.

    The

    reader

    is

    prone

    to

    smile

    approvingly

    at this

    remark,

    but

    also feels

    that

    this kind of

    humour

    is an invitation to

    cynicism

    for

    several

    reasons.

    In

    the first

    place,

    one is

    supposed

    to

    endorse

    ('mitmachen)

    Luhmann's

    placement

    of

    animals

    and

    human

    beings

    on

    an

    equal

    footing.

    Certainly, pandas

    are

    darlings,

    cherished ani-

    mals for

    campaigns

    of

    the World

    Wildlife Fund

    and

    similar

    organizations.

    But

    are

    we to think

    of

    Tamils as

    pandas?

    For one

    thing,

    Tamil

    Nadu is

    a state in

    India,

    with

    approximately

    30 million

    inhabitants. To

    suggest

    that

    they

    should

    be

    included in

    a

    list of

    threatened

    species

    is to

    suggest

    the

    possibility

    of

    exterminating

    them.

    Perhaps

    Luhmann had

    in mind

    merely

    the

    Tamil

    refugees

    in

    Germany,

    but

    why suppose

    that

    they

    are

    more or

    less valuable

    than other

    human

    beings,

    candidates for a

    'catalogue

    of

    values'?

    And

    then

    'women':

    the

    suggestion

    seems to be that the

    various

    feminist move-

    ments,

    while

    claiming equality

    with

    men,

    will

    go

    on and claim that

    women

    are

    more valuable

    than

    men,

    or that

    they

    feel

    threatened with

    extermination like

    pandas,

    which

    portrays

    the

    feminist movement as

    hysterical

    or

    extremely

    unrealistic. It also

    suggests

    that a

    woman is a

    darling

    just

    like a

    panda, easily

    arousing

    our

    immediate

    compassion,

    which

    sort of

    sugges-

    tion

    should be

    resisted

    by

    sensible

    sociologists.

    Turn and twist it as

    you

    like,

    this kind of

    wit

    is

    morally

    reproachable.

    Luhmann,

    presumably,

    is

    fed

    up

    with

    playing

    the

    sociologist

    in the

    expected

    role as

    a

    goodie-goodie, backing every

    conceivable

    Good

    Cause,

    speaking

    for

    the

    wretched of the

    earth, for the underprivileged, for the oppressed,

    for

    aboriginal populations,

    for

    those who

    are

    Different as such.

    Instead,

    he

    opts

    for a

    certain

    cynicism, emphasizing

    the

    modest role

    of

    sociology

    in social life

    today.

    On

    this

    last

    point

    he

    may

    be

    right,

    but

    the

    situation

    does not call

    for

    cynicism.

    The

    lawyer

    is

    committed

    to

    Justice,

    the medical doctor is

    committed to

    Health,

    the

    teacher is

    committed

    to

    the

    Youth,

    etc.

    These

    are ethical

    professions

    that

    impose

    moral

    obligations

    on those who have

    chosen them.

    The

    sociologist,

    too,

    may

    be

    under moral

    obligations. But

    a

    commitment to make society

    better is not

    sufficient.

    What

    matters is the

    professional

    achievement.

    The

    sociologists

    who

    make

    themselves

    spokesmen

    for

    groups

    who

    justly

    feel that their social

    rights

    are

    being

    violated

    may appear

    to be

    goodie-goodies,

    but

    only

    if

    they perform

    badly.

    If

    what

    they

    have

    to

    say

    in

    public

    comes out as

    mere trivial

    outbursts

    of

    indignation, sociologists

    are

    useless.

    Their

    specific,

    professional

    contribution

    is

    to

    underpin

    the moral

    standpoint

    with

    better

    arguments

    and research data than

    most

    non-sociologists

    could

    do,

    or to

    reformulate

    the moral

    protest

    within a more

    appropriate

    social

    context. In

    other

    words,

    the

    sociologist

    role

    is a moral or

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    18 ACTASOCIOLOGICA000

    VOLUME

    3

    moralist

    one,

    just

    like that

    of the

    lawyer

    or

    medical

    doctor. This

    may

    sometimes be

    tiresome

    or

    cause

    uneasy feelings

    of

    hypocrisy.

    But

    that is

    no reason for the

    sociologist

    to

    opt

    for

    cynicism.

    Let us leave all

    consideration

    of

    attitude

    and tone aside, since it disturbs the really

    important

    subject

    matter

    of

    Luhmann's

    work,

    i.e. his construction of an alternative

    to

    all

    sociology up

    till

    now,

    to which I now turn.

    4. Two basic tenets

    Luhmann's two basic tenets are as

    follows:

    1. 'Modern

    society'

    is above all

    characterized

    by ever-increasing

    'differentiation' and 'com-

    plexity';

    2. 'Modern

    systems theory'

    is best suited to

    describe modern

    society

    in a

    scientific

    way.

    By

    'differentiation'

    Luhmann

    means a

    prolifera-

    tion of 'autonomous' or

    'autopoietic'

    social

    systems,

    each

    of them

    defined or constituted

    by

    its own

    specific

    code or

    'leading

    difference'.

    Any

    social

    system

    deals

    with

    its

    surroundings

    -

    its Umwelt

    -

    solely

    in

    terms of its

    specific

    code.

    Therefore,

    it would be

    misleading

    to

    say

    that

    each

    social

    system

    is a Leibnizian

    'monad',

    a

    'world of its

    own',

    a solus

    ipse.

    On

    the

    contrary,

    any

    social

    system

    communicates with its

    surroundings

    precisely

    by

    virtue of its

    closed-

    ness.

    Only,

    it communicates

    through

    its own

    code.

    Social

    systems

    are

    -

    according

    to Luh-

    mann

    -

    a subclass

    of

    communication

    systems.

    Therefore,

    sociology

    should

    be transformed into

    a

    branch

    of communication

    theory,

    or

    -

    what

    comes

    to the same

    thing

    -

    a

    branch of modern

    systems

    theory.

    Modern

    systems theory

    -

    according

    to

    Luhmann

    -

    has

    made

    considerable

    progress

    away

    from the

    systems thinking

    that influenced

    Parsons'

    and

    his school of functional

    sociology.

    While Parsons described 'social

    systems'

    in

    terms of

    'adaptation',

    'integration', 'equili-

    brium'

    and 'maintenance

    mechanisms',

    thus

    presenting

    social

    life as

    by

    and

    large preoccu-

    pied

    with

    stability

    and

    self-preservation,

    the

    recent

    systems

    theory

    of

    Maturana and others

    emphasizes

    wholly

    different

    characteristics.

    5. Stratified

    and

    functionally

    differentiated

    societies

    'The great transformation' according to Luh-

    mann

    is the shift

    from a

    society

    constituted

    by

    social stratification to one

    constituted

    by

    func-

    tional

    differentiation.

    With

    him,

    the

    term

    'stratification'

    seems to denote a

    system

    of

    estates

    or St?nde. Modern

    society

    is not

    without

    social

    stratification,

    but

    this is no

    longer

    an

    essential trait. One's social origin (Herkunft)

    'hardly plays

    any

    longer

    a role within

    the

    functional

    systems' (p.

    734). (This

    recalls the

    Linton-Parsonian

    distinction

    'ascribed

    status-

    achieved

    status',

    and is

    probably

    meant

    as an

    improvement

    on

    that.)

    Within

    functionally

    differentiated

    society,

    each 'function'

    corre-

    sponds

    to or defines an

    autopoietic

    system,

    each with a

    specific

    leitdifferenz,

    communicating

    with the environment

    according

    to its code.

    From

    Parsonian functionalism

    Luhmann

    makes a most

    important

    break

    -

    to

    him,

    'the

    functional' is dissociated from all concerns with

    social

    'integration' (though,

    as

    I

    shall

    argue

    later,

    he is

    inconsequential

    on this

    point).

    With

    Parsons,

    the

    functionally

    differentiated institu-

    tions

    contribute,

    each in its

    specific way,

    to the

    maintenance

    of

    society

    as a whole.

    Luhmann

    expressly

    denies this.

    In

    any

    case,

    one

    must

    give up

    the

    idea

    dominating

    the research on modernization after

    WWII,

    that

    is.

    the idea

    that modernization

    trends within the

    particular

    functional

    systems

    -

    political

    democ-

    racy,

    rule of

    law.

    research

    unhampered

    by dogmas,

    non-censured mass media, schooling of the whole

    population

    according

    to their individual

    capacities

    etc.

    -

    will

    trigger

    off

    an

    impulse

    of

    development,

    where

    the achievement of each

    particular

    function

    system

    would

    reciprocally support

    and affirm the

    other,

    (p.

    568)

    Precisely

    this was the

    presupposition

    of Parsons.

    Luhmann,

    by

    contrast,

    adds:

    'Rather,

    the

    opposite

    is

    probable'

    (ibid.)

    That is to

    say.

    the

    evolution

    of modern

    societies

    points

    towards

    dissolution

    and

    disintegration,

    if it

    has

    any

    direction

    at all.

    Luhmann

    states that modern

    society

    is not

    predictable,

    nor does he think that

    sociology

    can

    tell the truth

    about social life.

    By

    what

    criteria

    then

    are we to

    judge

    Luhmann's

    general

    sociology?

    His own

    criterion is

    plausibility:

    'The

    semantics

    in

    question

    must be

    plausible

    and

    appropriate (passen)

    to the structures of the

    social

    system' (p.

    156).

    And:

    'Every self-descrip-

    tion demands

    historical

    plausibility

    in the

    situation

    in

    which

    the

    self-description

    is

    regarded

    as such'

    (p.

    1137).

    In order

    to evaluate the

    plausibility

    of

    Luhmann's sociology I begin by sketching two

    pre-existing

    plausible

    accounts of modern

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    Luhmann'sGeneral

    Sociology

    19

    society,

    i.e. Parsonian and

    Marxist

    interpreta-

    tions.

    6.

    The

    plausibility

    of

    Parsons' 'semantics'

    In

    many ways,

    Luhmann's construction endea-

    vours to

    improve upon

    and

    supersede

    that of his

    former

    teacher,

    Parsons. One

    may

    therefore

    with

    good

    reason reflect

    on the

    plausibility

    of

    Parsons'

    interpretation

    of the

    contemporary

    world,

    especially

    as

    presented

    in his The

    System

    of

    Modern Societies from

    1971.

    (This

    book,

    together

    with its

    preceding companion

    volume,

    is an overview

    published

    when

    Parsons was 68

    years

    old,

    and thus is a

    pendant

    to

    Luhmann's

    GdG,

    published

    when

    he

    was

    70

    years

    old.)

    Parsons describes modern society in terms of his

    action

    theory

    and its

    specification

    of

    various

    types

    of

    action,

    chosen from a

    number of

    structural

    variables-universalism-particular-

    ism,

    specificity-diffuseness,

    etc. The modern

    world is

    characterized

    by

    the

    paramount

    importance

    of the

    universalism-performance-

    affect

    neutrality pattern-foreshadowed

    by

    the

    Calvinist

    type

    of the

    Reformation

    age.

    This

    pattern

    is internalized

    as

    a

    prevalent personality

    type

    and

    institutionalized

    as

    a

    cultural

    pattern.

    But this value

    pattern,

    while

    dominant,

    is not

    the only one. On the contrary, it stands in a

    complementary

    relation to other

    patterns,

    such

    as

    the

    pattern

    dominating

    within

    the

    family

    institution,

    and within

    institutions

    like

    science

    and art.

    Generally,

    modern

    society

    is charac-

    terized

    by

    advanced functional

    differentiation:

    each differentiated

    subsystem

    has its function

    within

    the

    system

    as a

    whole,

    which makes

    the

    system

    as such

    highly

    flexible and

    adaptive.

    This is

    so,

    provided

    there

    is sufficient

    integration

    of the

    system;

    i.e. the

    subsystems

    and their institutions

    -

    while

    having

    their own

    'logic'

    or

    specific

    value

    pattern

    -

    must at the

    same

    time

    be

    functional

    to

    the

    system

    as a

    whole. The

    subsystems

    must be

    subordinated to

    the

    system,

    through

    value

    integration.

    This is

    what

    by

    and

    large

    has

    gone

    on over

    the

    centuries.

    Thus,

    one

    can

    follow

    the double

    evolutionary process

    of differentiation

    and

    integration

    since the

    age

    of

    the

    renaissance

    and reformation in

    Europe.

    The

    first

    stage

    was

    the differentiation of

    political

    and

    religious

    institutions;

    the next

    was the

    differentiation of

    economy

    and

    household

    institutions;

    the

    third

    was the differentiation of

    professional

    life and

    educational culture. The

    leading

    societies of this

    evolution

    were

    England

    and

    Holland,

    but

    around the turn of

    the last

    century,

    the

    USA

    became the lead

    society.

    It had

    become

    as

    democratic as France and as

    industrially

    advanced as

    England, combining

    these two

    features on a new level of

    integration

    and

    differentiation.

    What makes

    the USA so

    markedly

    modern

    is first its absence

    of

    nobility

    and aristocratic

    culture. American

    culture is

    egalitarian,

    based

    upon

    the value of work

    and

    individual achieve-

    ment.

    Next,

    it is the

    absence

    of

    religious

    persecution.

    Religious

    life in

    the USA is

    plural-

    ist; indeed,

    the

    emigration

    to

    America

    began

    as

    an

    escape

    from the

    horrors

    of

    religious

    intoler-

    ance

    in

    Europe.

    In the

    USA,

    religion

    is not

    part

    of the

    political

    constitution,

    but differentiated as

    part

    of civil

    society.

    Third,

    the

    differentiation

    between daily community life and the legal

    institution is

    marked;

    the

    legal

    system

    is

    important

    for

    integrating society

    as a

    whole,

    regulating

    conflicts

    according

    to universalist

    principles.

    Fourth,

    the

    political

    institution

    is

    sharply

    differentiated from

    the

    economy,

    mak-

    ing charges

    of

    'corruption'

    very

    serious.

    Early

    America was

    characterized

    by

    a

    multitude of different ethnic and

    religious

    groups.

    Their

    integration,

    socially

    and cul-

    turally,

    has

    been

    going

    on

    by

    and

    large

    un-

    interrupted.

    The

    evolutionary

    trend has been

    towards ever more widespread commitment to

    the dominant value

    system.

    Ethnic and other

    differences have been

    overcome

    through

    'adap-

    tive

    upgrading'

    of the cultural

    and social

    systems, through

    a

    parallel process

    of

    general-

    ization and

    differentiation. The

    functionality

    of

    this most modern of

    societies

    is shown

    by

    its

    capacity

    to

    adapt

    to new

    challenges

    from the

    environment.

    The conflicts within this

    modern

    society

    may

    be

    considerable,

    but

    they

    do not

    challenge

    the

    dominant

    cultural

    pattern

    as such. Left-

    wing opponents

    comment

    harshly upon

    the

    glaring inequalities

    and

    injustices

    of the

    system,

    but in

    doing

    so,

    they presuppose

    that

    very

    value

    system.

    No alternative cultural and

    social model

    has been

    important

    in the USA.

    True,

    the

    Soviet

    Union has been a

    'counterpart'

    model

    since the

    Cold

    War,

    at least. But closer

    scrutiny

    reveals

    that

    on

    many

    points,

    the Soviet

    Union

    repeats

    the modernization

    process

    of

    Western

    countries,

    and thus does not

    proffer

    an

    essentially

    different

    type

    of

    society.

    Its lack of

    differentiation

    between

    the

    economy

    and the

    polity

    is a

    pre-modern

    trait,

    making

    the

    system

    less

    flexible and

    adaptive

    than that of the USA. The

    prospect

    is

    that the Soviet Union

    will

    get

    more

    and more

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    ACTASOCIOLOGICA

    000

    VOLUME3

    similar to the

    USA in the

    future.

    The

    same

    goes

    for

    other

    non-Western

    societies

    -

    Japan,

    China,

    etc.

    Thus,

    a

    synthesis

    of

    Durkheimian

    and

    Weberian

    sociology

    is attained.

    With

    Durkheim,

    Parsons approaches modern

    society

    from the

    perspective

    of social

    and

    cultural

    integration.

    Drawing

    on

    recent

    psychology

    and

    psychother-

    apy,

    he

    gives

    a

    better

    understanding

    of how

    the

    individual

    internalizes and

    adapts

    to his or

    her

    society,

    and how

    personality

    conflicts

    have to do

    with

    conflicts and

    disintegrative

    features of the

    social

    groups

    to

    which the

    individual

    belongs.

    On

    the

    basis

    of

    recent,

    neo-evolutionary biology,

    he

    develops

    Durkheim's

    sociology

    of

    differentia-

    tion and

    integration,

    taking

    the

    'cultural

    symbol'

    as the

    sociological equivalent

    of the

    biological 'gene', and stressing 'adaptive up-

    grading',

    thus

    meeting

    the

    objection

    that his

    sociological theory

    is static.

    With

    Weber,

    Parsons

    stresses

    the

    impor-

    tance of Western

    Rationality.

    He

    shows how the

    professional

    in modern

    organizational

    life

    -

    within

    business,

    politics,

    science,

    etc.

    -

    has

    internalized

    the

    value

    pattern

    that

    originated

    within

    English

    and

    Dutch

    Reformed Christian-

    ity, stressing

    self-control,

    individuality,

    'inner-

    worldly

    asceticism'.

    Parsons

    combines

    neo-

    Freudian

    psychology

    with

    (neo)-Weberianism:

    the paramount role of the universalism-

    achievement-affect

    neutrality

    pattern

    entails

    considerable

    strain on

    the

    personality,

    threaten-

    ing

    neurosis

    and

    mental

    disturbance. The

    function

    of modern

    family

    life is to

    counteract

    these

    tendencies;

    the

    value

    pattern

    of

    the

    modern

    family

    differs

    strongly

    from,

    say,

    that

    of the Wilhelmine era. In

    the

    modern American

    family,

    affectionate

    relations are

    all-important,

    and the

    significance

    of marital

    sexual

    relations

    paramount.

    The much-derided

    'money/sex'

    preoccupation

    is therefore a case

    of

    adaptive

    upgrading,

    of

    counteracting

    disintegration by

    differentiation. Similar

    considerations

    pertain

    to

    the

    differentiation of the

    scientific

    subsystem

    in

    relation to

    religion,

    or

    the

    subsystem

    of art in

    relation

    to

    science,

    etc.

    By

    an

    elaborate

    system

    of

    'pattern

    vari-

    ables',

    combined

    with a

    refined

    theory

    of

    differentiation,

    integration,

    functionality

    and

    conflict,

    Parsons succeeds in

    giving

    a

    highly

    plausible

    account of modern societies.

    In

    fact,

    his

    interpretation appears

    more

    plausible today

    than

    at the

    time

    it was

    published.

    For at

    that

    time,

    the

    Student and Counterculture

    movements had

    started,

    protesting against

    the achievement

    orientation

    of the dominant

    middle-class cui-

    ture. This was the

    heyday

    of

    Marcues's

    Eros

    philosophy (opposed

    to

    the

    'sex-and-work'

    pattern).

    Further,

    the

    USA's

    engagement

    in

    Vietnam

    was

    becoming

    more and

    more

    alarm-

    ing,

    demonstrating

    violent and

    amodern

    aggression

    as an

    aspect

    of American

    modernity,

    an

    aspect

    Parsons

    played

    down in

    his

    account.

    In

    addition,

    Third World

    countries

    had

    important

    liberation

    movements,

    fighting

    against capitalist imperialism,

    making

    a

    deep

    impression upon public

    opinion

    in

    the

    West.

    Also,

    the

    cultural

    revolution

    in China

    had

    many

    famous

    proponents.

    From

    this

    perspective,

    Parsons

    appeared

    as a

    model of the

    Apologist

    of

    his

    own

    society. Today,

    Parsons'

    anticipations

    have been confirmed to a

    large

    extent.

    Norwe-

    gian

    society,

    for

    instance,

    has

    become

    more

    similar to the USA in recent decades. The

    modernization of Asia also

    goes

    on in an

    'American

    way'.

    Even the

    core of

    the former

    'counterpart',

    the Soviet

    Union,

    has

    developed

    a

    'market

    economy'

    -

    and so

    on. The

    system

    of

    modern

    societies

    appears

    to be as

    well

    inte-

    grated

    as

    ever,

    under

    the

    leadership

    of the

    USA

    -

    at least from the

    viewpoint

    of a

    sociology

    of

    social

    integration

    and

    differentiation.

    7.

    The

    plausibility

    of

    'Marxism'

    There has been

    a

    widespread

    flight

    away

    from

    Marxist

    doctrines

    in

    the last two

    decades,

    especially

    after

    the

    dissolution of the

    Union of

    Socialist Soviet

    Republics,

    and the

    reunion

    (Wiedervereinigung)

    of East

    and West

    Germany.

    These two

    momentous

    political

    events

    are

    often

    presented

    as

    the reasons for a

    turning away

    from

    Marxist

    stances. This

    may

    hold true in

    some

    arenas,

    but from the

    standpoint

    of

    general

    sociology,

    Marxist

    interpretations

    of

    the world

    have

    not

    weakened

    during

    the

    1980s and

    1990s.

    The

    mode

    of

    production

    characterizing

    Western

    societies

    is

    capitalist

    in the

    strict

    sense: it

    is

    defined

    by

    private

    ownership

    of the

    means of

    production

    and

    distribution,

    and

    this

    property

    is

    administered

    as

    capital,

    i.e.

    as value

    to be

    augmented

    in the form of

    'profit'.

    The

    complement

    to

    capital

    is

    wage

    labour and the

    wage

    labour-market. The market as an

    institu-

    tion

    makes

    for

    competition

    and

    non-co-opera-

    tion,

    thus

    making prices appear

    as

    the outcome

    of

    supply

    and demand. For this

    reason,

    the

    capitalist

    mode

    of

    production

    and

    distribution

    is

    also called the 'market

    economy'.

    The

    main

    cultural code

    defending

    and

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  • 8/11/2019 Luhmann General Sociology

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    Luhmann's

    General

    Sociology

    21

    legitimating

    this

    mode of

    production

    is Liberal-

    ism.

    It

    may

    be

    advocated

    in

    more or

    less

    good

    faith,

    more

    or

    less

    hypocritically.

    Liberalism

    celebrates

    the

    capitalist

    mode of

    production

    as

    the

    bulwark

    of

    Freedom for

    all,

    and

    also

    as

    conducive

    to economic

    or material

    Progress

    for

    all.

    Liberalism

    defends the

    unalienable

    right

    of

    each individual

    to

    property

    and

    freedom,

    in

    the

    tradition

    of Locke.

    Its

    blindness

    has

    been

    pointed

    out

    by

    both

    Conservative and

    Socialist

    thinkers,

    countless

    times.

    Sociologically,

    it

    must

    be considered

    as

    a

    refuted doctrine.

    Notwith-

    standing

    this

    refutation,

    Liberal

    thought

    con-

    tinues

    to dominate the cultural

    world

    of

    Capital,

    with

    its cult of individualism.

    On

    the

    philoso-

    phical

    or

    ideological

    level the

    prestige

    of

    neo-

    liberal economic

    theory

    and

    its

    ramifications

    (game theory,

    economic

    theory

    of

    marriage,

    etc.)

    underpin

    the

    capitalist

    mode of

    production.

    Through

    its 'materialist

    conception

    of

    History'

    Marxist

    thought

    points

    out

    how

    the

    artefacts

    of human

    activities

    become

    a

    kind of

    'actor'

    in

    social

    life,

    in

    addition to

    its

    human

    participants.

    By

    generalizing

    the role

    of

    Capital

    as an

    acting

    historical

    force,

    one

    obtains

    the

    notion

    of

    a

    'practico-inert

    field'

    (Sartre

    1960)

    or

    a

    'socio-material

    field',

    which

    makes

    possible

    a

    non-intellectualist

    doctrine

    of

    social

    action,

    thus

    contradicting the Liberal doctrine.

    Capitalist

    production

    and

    distribution

    tend

    to

    expand unceasingly,

    transforming

    more

    and

    more

    products

    and activities into

    'commodities'

    and

    'services',

    thus

    making

    money

    the

    general

    medium

    and mediator of

    relationships

    between

    human

    beings. Working

    activities are

    trans-

    formed

    into

    wage

    labour and

    profit-seeking,

    leisure

    time transformed into

    consumption

    of

    capitalized

    entertainment such

    as

    'tourist

    packages'

    or

    the

    products

    of

    'pop

    industry'.

    As

    Marx and

    Engels

    stated

    in

    the

    Manifesto,

    nothing is 'holy' for Capital.

    The

    capitalist

    mode

    of

    production

    and

    distribution

    entails

    the

    division of

    society

    into

    two

    major

    classes

    -

    the

    capitalist

    class and

    the

    wage

    labour

    class,

    or

    'proletariat'.

    Owing

    to the

    'permanent

    revolution' of the

    means

    of

    produc-

    tion

    ('technology'),

    there

    exists

    at

    any

    time

    a

    'reserve

    army'

    of

    wage

    labourers.

    This

    reserve

    army

    tends

    to

    exert

    pressure

    on

    the

    wage

    level,

    making

    it descend towards

    a

    subsistence

    level.

    Hence,

    it

    is

    impossible

    for most

    wage

    labourers

    to accumulate

    capital

    and leave

    the

    wage

    labour

    class.

    On

    the

    contrary,

    the

    historical

    tendency

    is

    to

    transform

    small

    peasants, shopkeepers,

    etc.

    into

    wage

    labourers.

    The

    'relative

    pauperiza-

    tion'

    (Verarmung)

    of

    the

    wage

    labour

    class

    is a

    historical trend:

    the

    wealth

    of

    the

    great capital

    owners

    being

    vertiginous,

    the condition

    of

    the

    ordinary

    wage

    labourer becomes

    relatively

    worsened.

    Social

    life revolves around the

    capitalist

    mode of

    production

    and

    distribution

    and

    its

    inherent

    conflicts.

    The State

    charges

    itself

    with

    the

    task

    of

    ensuring 'peace

    in

    working

    life',

    pacifying

    and

    neutralizing

    discontented

    groups,

    implementing

    schemes

    for

    welfare and social

    security

    and

    protecting

    the

    regime

    of

    private

    property

    through

    the

    police

    apparatus

    and

    the

    prison

    system.

    On

    the

    cultural

    level,

    legitima-

    tion

    of

    the

    capitalist

    economy

    goes

    on

    unceas-

    ingly

    in

    the mass

    media,

    as

    testified

    by

    soap

    operas

    and

    the

    TV

    series of

    crime and

    action.

    This

    kind

    of entertainment is

    only intelligible

    provided

    the

    capitalist

    or

    market

    economy

    is

    taken for

    granted.

    The

    so-called

    'globalization'

    process

    implies

    the

    speeding

    up

    of

    capitalist expansion

    all

    over

    the world.

    The

    semi-corporate

    tendencies

    of

    the

    postwar period

    have

    been

    counteracted since

    the

    1980s

    for countries

    like

    Egypt,

    Indonesia

    and India as

    well

    for

    Western

    Europe.

    In

    addition,

    the

    market

    economy

    is

    sought

    in

    Eastern

    Europe,

    even

    in the

    People's

    Republic

    of

    China. This

    globalization

    entails

    unfettered

    world markets - a process that considerably

    weakens

    the collective

    bargaining

    strength

    of

    trade

    unions

    and

    other

    wage

    labour interest

    organizations.

    A world

    proletariat

    arises

    of

    hitherto unseen

    magnitude

    -

    millions and

    millions of

    wage

    earners

    working

    on

    or

    below

    subsistence

    level.

    They

    are

    badly

    organized,

    even

    disorganized

    -

    a

    condition

    upheld

    in

    many

    cases

    by

    the State's

    armed

    forces.

    Precisely

    because

    Eastern

    Europe

    failed

    to

    construct

    an alternative

    economy,

    Marx

    and

    Engels' interpretation

    accords

    better

    with

    plain

    facts than it has done for many decades. In order

    to defend

    Marxist doctrines

    in the

    period

    1950-

    80,

    one

    had to

    be

    subtler,

    one

    had

    to

    point

    out

    latent structures

    of

    oppression

    and

    domination,

    showing

    that,

    contrary

    to

    appearances,

    capital-

    ist class

    society

    was

    still

    with

    us.

    Today,

    the

    basic traits of

    a

    society

    based

    upon

    a

    capitalist

    mode

    of

    production

    are

    quite

    manifest,

    even

    openly

    declared

    and hailed as

    historical

    pro-

    gress.

    This,

    I

    presume,

    is one

    of

    the

    reasons

    why

    a

    Marxist

    interpretation

    has lost

    its

    spell

    for

    many

    sociologists.

    Since

    it

    accords

    ('stimmt)

    so

    well with

    facts,

    it

    does

    not

    pose

    the

    same

    intellectual

    challenge

    as

    before;

    it

    cannot

    satisfy

    the

    need

    to be

    sophisticated

    and

    brilliant;

    a

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  • 8/11/2019 Luhmann General Sociology

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    22 ACTASOCIOLOGICA

    000

    VOLUME3

    Marxist

    description

    has become

    plainly

    in

    accordance

    with

    facts,

    and hence

    banal.

    True,

    on one essential

    point,

    the Marxist

    doctrine

    is not

    plausible,

    on

    the

    topic

    of the class

    struggle.

    The

    class

    struggle

    does not evolve

    according to Marxist interpretations. The

    labour movements

    in the

    West are weak at

    present,

    and

    the

    huge

    masses of

    wage

    labourers

    in countries

    like South

    Korea,

    Thailand,

    the

    Small

    Tigers,

    etc. seem at least to live

    under

    the

    sway

    of

    capitalist

    domination. If there is class

    struggle,

    it

    seems

    that the

    rising

    class

    is

    rather

    the

    capitalists,

    not the

    proletariat.

    Despite

    this,

    taken as a

    whole,

    the Marxist

    doctrine

    is

    quite

    plausible

    as an

    interpretation

    of

    world

    society

    today.

    This is so because

    it

    does

    -

    just

    like Parsons'

    -

    base itself

    upon

    what Weber

    termed 'central cultural values'. Marxist doc-

    trine bases

    itself

    upon

    the fundamental notions

    of

    Modernity

    -

    Reason,

    individual

    liberty

    and

    historical

    Progress.

    The

    shortcomings

    of

    Liber-

    alism

    cannot

    simply

    be

    regarded

    with forbear-

    ance,

    since

    Liberal

    thought,

    too,

    is committed to

    Modernity.

    Marxism,

    as the internal

    critique

    of

    Liberal

    thought,

    is

    plausible

    and

    important

    as

    long

    as and

    in

    so

    far as Liberalism

    prevails

    in

    our culture.

    8.

    The

    implausibility

    of Luhmann's

    semantics

    The world

    is not

    acentric;

    it has one

    or

    more centres

    'Functional

    society',

    Luhmann

    states,

    Operates

    without

    a

    top

    and

    a

    center'

    (p.

    803).

    This

    is,

    he

    thinks,

    one

    of the

    main

    reasons

    the

    protest

    movements

    are ill-conceived

    and

    doomed

    to

    failure.

    But

    the statement is

    implausible;

    it even

    goes

    against

    widespread experience.

    Luhmann

    speaks

    of

    'premature (vorzeitige)

    fixation

    of

    ideas'

    (p.

    540),

    which

    in fact

    applies

    in the

    present

    case.

    According

    to the

    theory

    of

    autopoietic

    systems,

    'society'

    should be

    an

    acentric

    system.

    But world

    society

    certainly

    has a

    centre,

    or

    at

    least,

    it

    is

    polycentric.

    The

    centre

    of the

    world is

    the

    leading

    strata of

    the

    USA

    -

    it

    dominates the

    world

    economically,

    politically,

    culturally

    and

    militarily.

    Several of

    the

    mega-cities

    of the world

    -

    New

    York,

    London,

    Paris,

    Tokyo

    -

    exert

    a

    strong

    influence

    upon

    the rest

    of the

    world,

    an influence which is

    not

    reciprocated

    by

    the lesser

    agglomerations.

    There is not even a

    tendency

    in an acentric

    direction;

    on

    the

    contrary,

    the concentration

    of

    economie,

    political,

    etc.

    power

    has

    apparently

    become

    stronger recently.

    The

    notion

    of an acentric world

    can be

    found in anarchist

    thinking,

    such

    as in

    Deleu-

    ze's

    philosophy

    of

    Difference.

    But this

    philoso-

    phical notion cannot support the statement that

    today

    world

    society

    is acentric. That statement

    is

    simply wrong.

    Whoever

    goes

    outside

    the

    Western

    hemisphere

    will

    have

    the

    experience

    that

    people

    are,

    whether

    they

    want

    to be

    or

    not,

    'other-directed',

    oriented towards the

    Western

    world and under

    its domination. It is

    almost

    embarrassing

    to

    point

    out this fact.

    World

    society

    does not

    become

    ever more

    functionally

    differentiated

    One

    may

    venture

    the assertion that there exist

    few, if any, autopoietic systems in social life. Again,

    modern

    systems

    theory, imported

    from

    biology

    into

    sociology,

    leads

    astray.

    To

    demonstrate

    this

    may

    be

    embarrassingly

    trivial,

    all the

    more

    so

    as

    Luhmann

    himself

    addresses a list of

    weighty

    objections

    to

    his own thesis.

    Nevertheless,

    I

    make an

    attempt

    to

    point

    out the

    obvious,

    beginning by

    commenting upon

    a

    couple

    of

    quotations.

    Luhmann

    states: 'We have

    already empha-

    sized

    that

    those

    who

    possess

    do not

    deserve

    more

    esteem

    (Achtung)

    than those who do not'

    (p. 406). This does not demonstrate Luhmann's

    personal

    attitude,

    but that of modern

    society.

    But

    as such

    it is

    plainly

    wrong. High

    income

    and

    wealth do

    in

    fact serve

    or

    function

    as status

    symbols.

    This

    was

    pointed

    out

    long ago

    by

    functionalists

    (Sorokin

    1927;

    Parsons

    1940;

    Davis

    &

    Moore

    1945).

    Thus,

    one of the main

    justifications

    for income differentiation

    within

    organizations

    is

    that those who fill the most

    important

    positions

    should earn more than the

    rest

    as

    a kind of

    'reward' and

    sign

    of

    esteem.

    Luhmann

    states: 'Not even the

    very

    rich

    have for that

    reason

    political power

    or

    better

    artistic

    understanding

    or better chances

    to be

    loved'

    (p.

    767).

    Once

    more,

    the

    incorrectness

    of

    this as

    a

    statement

    of

    fact

    is

    palpable.

    As

    for

    'the

    chances

    to be

    loved',

    it is documented

    that

    very

    few

    rich

    men

    are not

    married,

    even

    if the

    proverb

    says

    that love

    may

    befall

    upon

    dirt

    as

    well as

    upon

    a

    lily.

    That

    being

    rich

    does

    not

    influence

    social standards

    of art

    may perhaps

    be

    defended,

    though investigations

    such as

    those

    by

    Bourdieu

    clearly

    indicate

    that

    the

    opposite

    is

    true. As for

    the

    political

    power

    of rich

    people

    as

    such,

    this is

    almost

    true

    by

    definition. To

    be

    very

    rich cannot but have political consequences.

    Therefore

    the

    political

    and economic

    systems

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    Luhmann's

    General

    Sociology

    2 3

    must

    be

    taken

    as

    one

    politico-economic

    system.

    To

    conceive the

    economy

    as an

    autopoietic

    system,

    the code of

    which

    is

    'pays/pays

    not',

    Luhmann makes

    the distinction

    between

    the

    'achievement'

    (Leistung)

    of the

    economy

    and

    its

    function,

    to

    'secure

    future

    subsistence

    (k?nftige

    Versorgung)'

    (p.

    758).

    Even

    so,

    the

    construction

    is awkward.

    Luhmann

    praises

    the

    'money

    economy'

    as the most

    spiritual

    achievement of

    modern

    society

    (ibid.).

    However,

    the

    world

    economy

    is not

    about

    money,

    but

    about

    production

    and

    distribution of

    'use

    values',

    about the 'metabolism

    with

    nature'

    (Marx),

    whereby humanity

    transforms

    the

    environment

    and

    thereby

    itself.

    Even

    within a

    capitalist

    economy,

    where financial

    capital

    plays

    an

    important

    role,

    as is

    the case

    today,

    where

    speculators all over the world can threaten

    national economies

    -

    even

    today

    business

    people

    are

    preoccupied

    with

    'real

    capital'

    as

    distinct from

    'money

    assets'.

    Institutional

    eco-

    nomics has shown

    over and over

    again

    that

    the

    economy

    is not

    autonomous

    -

    what,

    then,

    is

    gained by

    characterizing

    economy

    as

    autopoie-

    tic? Mutatis

    mutandis,

    one could

    show

    that

    the

    other institutions of

    society,

    too,

    do not

    qualify

    as

    'autopoietic' systems.

    As for

    the

    institution

    of

    Art,

    the

    autopoietic

    thesis

    may,

    at

    the

    very

    least,

    hold

    for a

    segment

    of

    the

    modern

    art

    institution,

    but not for the institution of art as a whole.

    The class

    distinction

    is not

    replaced

    by

    an

    inclusion/exclusion

    distinction

    Luhmann

    himself

    emphasizes

    that

    'social stra-

    tification is

    by

    no means

    abolished' in

    present-

    day society (p.

    772).

    But he

    thinks that

    stratification

    -

    and a

    fortiori

    social

    class

    -

    is

    less

    important

    than

    the

    distinction

    between

    those

    who are

    included

    in

    society

    and

    those

    who

    are

    excluded.

    The

    inclusion/exclusion

    distinc-

    tion recalls

    that

    of the

    '2/3

    society' image. Most

    of the

    population

    is

    integrated,

    they

    have

    jobs,

    satisfactory

    family

    or

    other

    primary

    relations,

    they

    take

    an

    interest

    in

    public

    matters,

    etc.

    A

    minority

    is

    marginalized

    and

    excluded

    -

    the

    homeless,

    the

    junkies,

    the

    criminals,

    the

    hope-

    lessly

    poor,

    etc.

    This

    conceptualization

    induces

    one to

    think

    and feel

    that

    wage

    earners have

    more

    in

    common with

    the

    great

    capitalists

    than

    with

    the

    'excluded'

    -

    'after

    all,

    I

    have a

    home,

    a

    job,

    I

    am

    included'.

    This

    is a

    comforting thought

    for

    'the little

    man'. Der

    kleine

    Mann

    should

    not

    ask for too

    much,

    but

    must be

    content

    with

    little. In fact, the conflicts in modern

    society

    are

    still

    not

    constituted

    mainly

    by

    the

    exclusion/

    inclusion distinction

    -

    but

    by

    class

    conflicts

    and

    similar

    interest

    group

    conflicts.

    The

    notion

    of

    progress9

    is

    not

    obsolete

    Luhmann

    discards the

    notion

    of

    'progress'

    many

    times in GdG. For

    instance,

    he

    asserts

    that 'since

    the end of

    the

    19th

    century

    one

    dares

    no

    longer

    (traut

    man

    sich

    nicht)

    presuppose

    progress' (p.

    567).

    Luhmann

    may

    be

    thinking

    of

    Nietzsche

    or

    Georges

    Sorel,

    Max

    Weber,

    Spen-

    gler,

    etc.,

    even the

    Dada

    movement

    -

    all

    of

    whom

    rejected

    the

    notion

    of

    Progress.

    But

    even

    so,

    there can be

    no doubt

    that

    the notion of

    progress

    is

    still

    important

    within

    modern

    society.

    Thus,

    the

    semantics of

    scientific

    pro-

    gress,

    or

    economic

    progress

    (Allianza

    para

    el

    progreso,

    etc.)

    has

    permeated

    public

    discourse

    since 1945 until this

    very day.

    Those who

    follow,

    or

    have even heard of

    names like

    Koyr?,

    Kuhn, Foucault,

    or

    who know

    anything

    about

    'paradigm

    shifts'

    constitute

    a

    dwindling

    minor-

    ity.

    9. The

    imaginary

    character

    of

    Luhmann's

    sociology

    Parsons'

    Empiricist

    and

    Positivist-minded

    adver-

    saries used to

    dismiss his

    general

    sociology

    as

    empty verbiage, as words and utterances with

    no

    'empirical

    reference',

    as mere

    thoughts.

    Parts

    of

    Luhmann's

    doctrine

    may provoke

    similar

    responses.

    But

    -

    except

    in the

    specific

    sense of

    Heidegger

    and

    Sartre -1 for

    my

    part

    do

    not

    accept

    that it is

    possible

    to

    think

    about

    nothing.

    All

    thinking

    is about

    something

    in

    the

    world.

    Therefore,

    even if

    there

    may

    not be

    many

    autopoietic

    systems

    in

    the

    world,

    and

    world

    society may

    not

    be

    structured

    by

    functional

    differentiation,

    Luhmann's

    general

    sociology

    cannot for

    that

    reason

    be

    rejected

    tout court. It

    remains to account for the delight of his texts,

    what

    makes

    them so

    fascinating

    and

    brilliant.

    The answer

    proffered

    here,

    is

    twofold.

    First,

    Luhmann's erudition

    makes his books

    highly

    valuable.

    In

    themselves

    all

    the

    bibliographical

    references

    make his

    books treasures for

    anybody

    occupied

    with the

    history

    of ideas and

    cultural

    history.

    Also,

    his

    style

    of

    writing

    is

    fluent,

    light

    and

    elegant.

    Secondly,

    and

    more

    importantly,

    the

    fascination of

    a

    work like Die

    Gesellschaft

    der

    Gesellschaft

    is one

    of

    the

    imaginary.

    Luhmann's

    sociology

    is about

    society

    in

    an

    imaginary

    mode

    of

    being,

    as contrasted with

    society

    in

    the

    modus of

    the

    real.

    Here,

    as

    on

    many

    occasions

    before,

    I take

    the

    distinction

    between the

    real

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  • 8/11/2019 Luhmann General Sociology

    11/12

    24

    ACTA

    SOCIOLOGICA

    000

    VOLUME

    3

    and

    the

    imaginary

    in the sense

    of

    Sartre,

    in

    his

    phenomenological

    study

    from

    1940,

    L'imagi-

    naire

    (Sartre

    1940,

    published

    in

    English

    as

    The

    Psychology

    of

    Imagination).

    While

    the

    real is

    characterized

    by

    a

    general causality,

    the

    ima-

    ginary is not. Therefore, dreams are so hard to

    retell;

    they

    seem

    to

    dissolve when we tell others

    about

    them,

    since

    they

    do

    not

    obey

    the

    general

    law

    of cause

    and effect. The

    imaginary

    is

    unreal,

    a

    specific

    attitude

    of

    consciousness

    towards the

    world.

    Luhmann's

    writings

    often

    take

    on

    this

    imaginary

    character. One sometimes

    gets

    the

    impression

    that

    he

    is

    'playing'

    at

    being

    a

    scientist,

    for

    instance,

    when

    he

    writes

    about

    choosing

    between

    different

    'theoretical

    strate-

    gies'

    or sets forth

    'hypotheses'

    that

    are

    not

    subsequently put to any test. The imaginary

    character

    of the

    treatise

    also stems

    from his

    slippery

    use of

    biological

    metaphors.

    While

    Luhmann

    asserts

    that

    one

    should

    not

    think

    of

    society

    in

    terms

    of

    biology,

    he time and

    again

    writes

    in

    a

    biological

    vein.

    Thus,

    he tells

    us

    (p.

    504)

    that

    Lamarck

    introduced

    the word

    'irritabilit?'

    into

    biology.

    But

    he

    himself writes

    about modern

    society

    letting

    itself

    be 'irritated'

    by

    the environment,

    and

    this

    time,

    he does

    not

    mean

    'irritation'

    in

    the

    sense

    that a

    person

    gets

    irritated

    with another.

    He

    suggests

    'irritability'

    in the sense of Lamarck, that is, the capacity of

    responding

    to a

    stimulus.

    By

    this

    perpetual

    quidproquo

    and

    Vexierbild

    our

    image

    of

    modern

    society

    becomes

    flimmery

    and

    dreamlike,

    i.e.

    imaginary.

    10. A

    fundamental

    objection:

    conflation

    of

    differentiation

    and

    autonomization

    The

    most

    serious

    error,

    it

    seems

    to

    me,

    is

    Luhmann's

    abuse

    of,

    or an

    imaginary,

    equivocal

    use

    of the

    term

    functional

    differentiation.

    This

    term

    has

    a clear

    meaning

    within

    the Durkheim/

    Sorokin/Parsons

    perspective,

    where

    it

    gener-

    alizes

    the

    notion of

    'division of

    labour'. The

    socially

    functional

    is connected

    to

    what

    is

    differentiated,

    and social

    differentiation

    is con-

    ceptually

    connected

    to

    social

    integration,

    just

    as

    the

    differential

    and the

    integral belong together

    in

    Mathematics.

    Sometimes

    Luhmann

    writes

    about

    the

    functional

    in

    the

    above-mentioned,

    traditional

    sense

    as

    something

    that serves

    (dient) general

    society,

    that

    is,

    contributes

    in

    a

    specific

    way

    to

    its

    preservation.

    He

    also

    some-

    times

    partakes

    of the Durkheimian concern

    with

    social

    preservation,

    as when

    he

    uses

    his

    favourite

    phrase,

    'so

    geht

    es

    nicht

    weiter,

    it

    cannot

    go

    on

    like this

    any

    longer.

    Then

    he

    describes

    society

    as

    perpetually

    striving

    to

    obtain

    integration

    in a

    world

    of

    ever-increasing

    complexity.

    But

    elsewhere,

    Luhmann confers

    another meaning upon the term 'functional' -

    every

    social

    system

    is

    functional

    by

    virtue

    of

    its

    performance

    according

    to

    its

    specific

    code.

    Now,

    he

    describes

    society

    as a

    multitude

    of

    systems,

    each

    acting according

    to its own

    code.

    What

    he

    aims

    at is

    to

    generalize

    Weber's

    notion

    of

    mutually

    irreconcilable

    value

    spheres

    (the

    political,

    the

    moral,

    the

    erotic,

    the

    religious,

    etc.).

    Weber

    (1922)

    tends

    to

    present

    modern

    society

    as

    constituted

    by

    autonomous

    interest

    spheres

    -

    where

    art

    challenges morality

    (instead

    of

    sup-

    porting

    it,

    as

    in

    Kant's

    Critique

    of

    Judgment

    and

    other idealist aesthetic doctrines); where the

    erotic

    challenges

    the

    political,

    and

    so

    on,

    in

    the

    famous

    'demonic

    struggle'

    between value com-

    mitments.

    Weber's value

    spheres,

    owing

    to their

    supposed

    autonomy,

    may

    serve as

    examples

    of

    'autopoietic

    systems'.

    Moreover,

    Weber

    himself

    very

    seldom

    writes

    about

    'differentiation' of

    these

    spheres,

    since

    'differentiation' refers to

    the

    twin

    concept

    of

    'integration'.

    It

    seems

    to

    me that

    Habermas

    was

    the

    first

    to blur

    the

    opposition

    between

    Durkheim/

    Parsons

    and

    Weber,

    imputing

    to

    Weber a notion

    of modern

    differentiation

    which

    is

    foreign

    to

    his

    thought

    (Habermas

    1981).

    Luhmann

    appears

    to make

    the same

    mistake. This

    mistake is

    at

    the

    same

    time obvious

    and

    grave

    -

    differentiation

    and

    autonomization

    are

    opposite processes.

    They

    point

    in

    opposite

    directions: differentiation

    towards

    integration,

    autonomization

    towards

    disintegration

    and

    conflict.

    Luhmann

    conflates

    the

    perspectives

    of

    Durkheim

    and

    Weber.

    But he

    leans

    more

    towards

    Weber

    than Durkheim.

    His

    autopoietic

    conception

    of

    modern

    society

    emphasizes

    its

    fragmented

    character,

    consisting

    of a multitude

    of autonomous

    contexts

    and

    groups

    trying

    to

    maintain

    their

    autonomy.

    Within

    such

    a

    picture,

    there

    is

    no

    place

    for

    the

    term 'functional

    differentiation'.

    Society,

    as

    described

    by

    Luh-

    mann,

    is

    not

    differentiating

    itself;

    therefore

    it

    is

    misleading

    to

    designate

    the social

    systems

    as

    'functional'.

    The

    fascination

    of Luhmann's

    general

    writings

    partly

    stems

    from this

    con-

    ceptual

    conflation;

    his

    synthesis

    is

    not

    real,

    but

    imaginary.

    A

    possible

    rejoinder

    may

    be that,

    after

    all,

    the

    proliferation

    of

    autopoietic

    systems

    may

    'serve' modern

    society by augmenting

    the

    mass of alternatives to select from. To cope with

    complexity,

    modern

    society

    then

    has at

    its

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  • 8/11/2019 Luhmann General Sociology

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    Luhmann'sGeneral

    Sociology

    25

    disposal

    an

    increasing complexity

    of

    alterna-

    tives

    -

    and to

    Luhmann,

    the functional

    con-

    notes

    alternatives.

    Possibly,

    this

    may

    be

    granted,

    but

    since the evolution of modern

    society

    -

    according

    to

    Luhmann,

    by

    contrast with

    Parsons

    -

    has no

    direction,

    this functional

    interpretation

    of

    autopoietic systems

    adds little

    to our

    understanding

    of world

    society

    -

    it

    reminds

    me of

    the mild

    optimism

    of classical

    Deism.

    11. Final

    remark

    By

    no means does this 'critical

    critique'

    intend

    to

    reject everything

    in Luhmann's

    sociology.

    His

    book on

    intimacy

    is an

    important

    contribution,

    as is much of his

    sociology

    of the art institution.

    However,

    these

    and other fine

    contributions

    do

    not

    depend

    for their

    validity

    on the

    general

    theory

    of

    autopoietic systems,

    the

    specific

    doctrine

    of

    evolution,

    etc.

    What

    I

    oppose,

    in

    this

    comment,

    is Luhmann's most

    general

    tenets,

    as

    presented

    in

    Soziale

    Systeme

    and Die

    Gesellschaft

    der

    Gesellschaft.

    First version received

    May

    1999

    Final version

    accepted August

    1999

    References

    Davis,

    ?. &

    Moore.

    W.E. 1945. Some

    Principles

    of Stratification.

    American

    ociological

    eview.

    Habermas,

    j.

    1981.

    Theorie des kommunikativen

    andelns.

    Frankfurt m Main:

    SuhrkampVerlag.

    Luhmann,

    N. 1984. Soziale

    System.

    Frankfurt am Main:

    SuhrkampVerlag.

    Luhmann,

    N. 1986.

    ?kologisch

    Kommunikation.

    Opladen:

    Westdeutscher

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    Luhmann,

    N. 1995. Die Kunst der

    Gesellschaft.

    rankfurtam

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    Luhmann,

    N.

    1997.

    Die

    Gesellschaft

    er

    Gesellschaft.

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    Mane,

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    1895.

    Das

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    ??.

    Marx,K,

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    T. 1940. An

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    Essays

    n

    Sociological

    heory.

    lencoe,

    L:Free

    Press.

    Parsons,

    T.

    1971.

    The

    System of

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    Societies.New

    Jersey:

    Prentice-Hall,

    nc.

    Sartre,J.

    P.

    1940.

    L'imaginaire.

    aris:Gallimard.

    Sartre,

    J.-P.

    1960.

    Critique

    de la raison

    dialectique.

    Paris:

    Gallimard.

    Sorokin,

    P. A. 1927. Social

    mobility.

    New

    York:

    Harper

    and

    Brothers.

    Weber,

    M. 1922. Der Sinn der

    'Wertfreit'

    er

    soziologischen

    und

    ?konomischen

    Wissenschaften. In

    Gesammelte

    Aufs?tze

    ur

    Wissenschaftslehre.?bingen:JCB

    Mohr.

    0sterberg,

    D.

    1988.

    Metasociology:

    n

    Inquiry

    ntothe

    Origins

    nd


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