I AO 10 ] Rev. 1/2011 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Re quired by the Ethics in Govermnent Act of 1978 (5 U.S.C. app. ,~,~¢ 101-111) I. Person Reporting (last name, first, middle initial) Howard, Marcia M. 4. Title (Article I!1 judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District Judge-Full 7. Chambers o r Office Address U.S. Courthouse 300 North Hogan Street Jacksonville, FL 32202 2. Court or Organization U.S. District Court-Middle F L 3. Date of Report 8/10/2011 5a. Report Type (check appropriate type) ] Nomination, Date [] Initial [] Ann ual [] Final 5b. [] Amended Repo rt 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date 6. Reporting Period OI/OI/2010 to 12/31/2010 IMPORTANT NOTES: The instructions accompanying this form must be followet£ Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I . POSITIONS. (R eporting indiv idual only; seepp. 9-13 offiling instructions.) D (No reportablepositions.) ONE I. Officer/Director 2. Director 3. Director 4. Board Member 5. Board Member 6. Member 7. Trustee 8. Board Member 9. Board Member POSITION NA ME OF ORGANIZA TION/ENTITY Morales Construction Co., Inc. Morales Investme nts of Jacksonville, Inc. MIC Holdings Inc. Am erican Cancer Society - Duval County Unit Advisory Board (non-pro fit) Wolfson Children’s Hospital Women’s Board (non-profit) St. Vincent’s Hospital Wom en’s Council (non-profit) Irrevocable Insurance Trust # I OneJax (non-profit) Community Hospice of Northeast Florida meporti,g i, dividuat o,ty ; se, ~,p. 14-16 of filing instruction~.) NONE (No reportable agreements.) 1.2003 2. DATE PARTIES AND TERMS McGuireWoo ds LLP 401(k) (administered by T. Rowe P rice) Howard Marcia M.
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8/3/2019 Marcia M Howard Financial Disclosure Report for 2010
III. N O N - I N V E S T M E N T I N C O M E . t R e p o . i n # individual andspouse; seepp. 17-24 of filing instructions.)
A. Filer’s N on- Inv e s tm en t I nc om e
~ (No reportable income.)O N E non-investment
D A T E . SOURCE AND TYPE INCOME(yours, not spouse’s)
B . S p o u s e ’ s N o n - in v e s t m e n t I n c o m e - i f s . o u were married during any portion of the reporting )’ear, complete this section.
(Dollar amount not required except for honoraria.)
~-~ (No repor table n on- inves tment income. )ONE
DATE SOURCE AND TYPE
1. 2010 Ba n k o f A m e r i ca - s a l a ry
2.
3.
4.
I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.
( Includes those to spouse and dependent chi ldren; see pp. 25-27 of f i l ing instruct ions . )
~ (No reportable reimbursements.)O N E
2.
3.
4.
5.
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
8/3/2019 Marcia M Howard Financial Disclosure Report for 2010
V I I . I N V E S T M E N T S a n d TR U S T S - i n c ~ m e ~ v a ~ u e ~ t r a n s a c t i ~ n s ( ~ n c ~ u d e s t h ~ s e ~ f s p ~ u ~ e a n d d e p e n d e n t c h i ~ d ~ e n ; s e e p p . 3 4 - 6 ~ f ~ i n g i n s t r u c d ~ n ~ - )
NONE ( No reportable income, assets, or transactions.)
A. B. C.Description of Assets Income during Gross value at end
(including trust assets) report ing per iod of reporting period
(I) (2) (1 ) (2 )
Place "(X )" after each asset Am ount " F y p e ( e . g . , Val ue Value
exempt from prior disclosure Code I div., rent, Code 2 Method
(A-H) o r i n t . ) (J-P) Code 3
(Q-W)
O)Type (e.g.,
buy , s e l l ,
r e d e m p t i o n )
Transac t ions dur ing r epo r t ing pe r iod
(2) (3) (4)
D a t e Value Gain
m m /dd!yy C ode 2 Code I
(J-P) (A -H )
( 5 )Iden t i ty of
b u y e r / s e l l e r
( i f p r i v a t e
t r a n s a c t i o n )
I. W achovia, now We lls Fargo (bank accts) A I n t e r e s t M T
2. Wa chovia Stock None
3. Southside Ware house, Inc. Stock (See Part C K U
V I L E )4. Paragon Life / Me t Life Variab le Life Policy A I n t e r e s t J T
5. Morales Investments of Ja x, Inc. (See P a r t N o n eVIII.)
6. MIC Holding (See Part VIII.) D J U
7. T. Rowe Price 401(k) A Int./Div. M T
8. ----TRP RST Balanced
Merged
(with line 33 )
01/02/09
Closed 12/31/101 J
9. ----TRP Slable Value Fund
10 . Bombard ier 401 (k )
I I. ----DW S Real Estate Securities Fund
D Int./Div. L T
1 2 . - - - - Inves tmen t Co . o f Ame r ica Fund/A
1 3 . - - - -Washing ton Mutual Inves to r s F u n d / A
1 4 . - - - -Growth Fund o f Am er ica /A
1 5 .
1 6 .
1 7 .
. .. . F rankl in Balance She et Inves tm en t !lnv.A.
....Franklin Small Mid Cap G rowth Fund/A
....Euro Pacific Growth Fund/A
I. Income Gain Codes:
(S~e Column s B I and D4)
2.Value Codes
[Scc Co lumns CI and D3)
3. Value Method Code~
[ Sce Co lu mn C2)
A=$1,000 or less
F =$50.001 - $ I00.000
J =$15,000 or less
N ~$250.0OI - $500,000
P 3 -$25,000,0OI - $ 50.000.000
Q:Appraisal
U =Book Value
B=$1.001 - $2,500
G =$100.001 -K =$15,001 - $50.0~1
O = $500.001 - $ 1.000.000
R Cos t (R ea l Es ta le On ly)
V =Oth cr
C =$2,501 - $5,000
H 1 =$ 1.0~.001 - $5.0~,000
L =$50,001 - $100,000
PI =$1 ,000.0~1 - $5,0~,009
P4 =More than $50,00~.0~1
S =Asse s smen t
W =Es l ima ted
D= $ 5,001 - $15
H2 =More than $5,0~O,000
M =$100,001 - $250,000
P2 -$5,000,001 - $25,000,0OO
T =Cash Marke t
E =$1 5 ,001- $ 5 0 , 0 0 0
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Page 6 o f 9 Ia m e o f P e r s o n R e p o r t i n g
Ho~vard , Marc ia M.
Date of Repor t
8/10/201 I
V I I . I N V E S T M E N T S a n d T R U S T S --income, r a ~ u e ~ t r a n s a c t i ~ n ~ ( ~ n c ~ u d e s t h ~ s e ~ f s p ~ u s e a n d d e p e n d e n t c h i ~ d r e n ; s e e p p .3 4 - 6 ~ f ~ i n g i n s tr u c t i~ n s ~ )
N O N E (No reportable income, assets, or transactions.)
Description of A s s e t s Income during
( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d
(i) (2)
P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p ~ (e .g . ,
exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) o r i n t . )
G r o s s v a l u e a t e n d
o f r e p o r t i n g p e r i o d
(i) (2)
Value Value
C o d e 2 M e t h o d
( J - P ) C o d e 3
( Q - W )
(I)
Type (e.g.,
buy, ~:11,
r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4)
D a t e Value Gain
m m /dd/yy C ode 2 Code I
(J-P) ( A - H )
( 5 )
I d e n t i t y o f
b u y e r / s e l l e r
( i f p r i v a t e
t r a n s a c t i o n )
1 8 . - - - D F A E m er g i n g M ar ke t s I
1 9 . - - -S ta te S t r eet EAFE In ternat ional IndexFund
20 . (See Par t VIII)
21 . W el l s F a r g o 401 ( k )
22 . - - -S t a b l e Fu nd
D lnt./Div. M
23 . Southland L i fe Insurance P o l icy
24 . Bank o f Am er ica C.D.
A
A
Interest
Interest
T
Redeemed 04/I 6/I 0 M
25 . Morgar Pro fess ional C en ter (See Par t V III .) C
26. Banco Bilbao A Dividend
K U
K T
27 . Brokerage Account
28 . ----Merri l l Lynch Money Market Fund
29 . - - - - In te r lin e Bran ds Inc.
Int. /Div. L T
N o n e L T
30 . W ebb l n ves t men t s I n c . N o n e J U
31. Everbank B Interest M T
32 . Bank o f Am er ica Account A Interest M T
33 . We lls Fargo s tock (see l ine 2)
34 . Fide l i ty Inves tmen t s (See Par t V II I )
A
A
Dividend K T
Int./Div. J T
I. Income Gain Codes:
(See Co lu n ~s B I an d D4 )
2. Value Codes
(See Co lumns CI and D3)
3.Value Method Codes
(See Co lumn C2)
A =$1,000 or less
F =$50.~01 - S 100.000
J =$15.000 or less
N $250.001 - $500,000
P3 =$ 25,000,001 - $50,000,000
Q =A ppr a i s a l
U =Bo o k Va lu e
B=$1,001 - $2,500
G =$I00,001 - $ 1,000,000
K =$15,001 - $50,0~0
O = $500,001 - $1,000,000
R = Co s t (Rea l E s ta te On ly )
V =Olhc r
C =$2,501 - $5,000
H 1 =$ 1,000,001 - $5,0~0,000
L =$50,001 -
PI =$1.000,001 - $5,0~O.000
P4 -More than $50,000,000
S =A s s es s men t
W =Es t ima led
=$5.001 - $15,000
H2 =More than $5.000.000
M =$1 00 , 001 - $250, 000
P 2 =$5,000,001 - $25,000.000
-Cash Marke t
E =$ | S.0 0 1 - $50.000
8/3/2019 Marcia M Howard Financial Disclosure Report for 2010
V I I . I N V E S T M E N T S a n d T R U S T S - i.eo,.e, ,,otue, t ...... t ions (Includes those of spou se and d ependent chi ldren; see pp . 34-60 of f i l ing instructions . )
D N O N E (No rep ortable income, assets , or t ra nsact ions. )
A. B. C.D e s c r ip t i o n o f A s s e t s I n c o m e d u r in g G r o s s v a l u e a t en d
( in c lu d in g t r u s t a s s e t s ) r e p o r t in g p e r io d o f r e p o r t i n g p e r i o d
(1) (2) (I) (2)Place "(X)" after each asset A m o u n t Type (g., V a lue V a lue
exempt frum prior disclosm’¢ Code I div., r ,cnt , C o de 2 M e ’h o d
( A -H ) or in t . ) ( J -P ) C o d e 3
( Q - W )
Type (e.g.,
buy , s e l l ,
r e d e m p t i o n )
Transac t ions dur ing r epo r t ing pe r iod
(2) (3) (4)
D a t e Value G a i n
m m/dd/yy Code 2 Code I
( J - P ) ( A - H )
Iden t i ty o f
buye r /s e l l e r
( i f p r i v a t e
t r ansact i on)
3 5. ---BAC Annual LongTerm Cash
36 . C o n d o m i n i u m ( S e e P a r t V I I I) No n e K T
1. Income Gain Codes: A = $1 ,000 or less B = $1,001 - $2,500 C = $2,501 - $5,000 D +$5.001 - $15,000
(See Co lu mn s B I an d D4 ) F =$50.001 - $100,000 G =$ 100,001 - $1,000.000 H I = $ 1 ,0 00 .0 01 - $ 5 ,0 00 .0 00 H 2 = M or e t ha n $ 5. 00 0. 00 0
2. V alue Co des J = $ 15,000 or le ss K=
$15,001 - $50.000 L =$50,001 - $ 100.000 M =$ 100,001 - $250,000
(See Co lumns CI and D3) N =$250,001 - $500,000 O =$ 500,0 01 - $ 1,0 00,0 00 P I = $1 ,0 00 ,00 1 - $ 5,00 0.000 P 2 - $5,0 00.0 01 - $ 25 .000.000
P3 -$25.000,001 - $ 50.000,000 P4 = More than $50,000.000
3. Value Method Codes Q =A ppr a i s a l R =Co s t (Rea l E s ta te On ly ) S =Asse s smen t T =Cash Markcl
[ see Co lunm C2) U =Bo o k Va lu e V =O~ her W =Es t ima ted
E = $ 1 5 .0 0 1 - $50 ,000
8/3/2019 Marcia M Howard Financial Disclosure Report for 2010
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a.dica,epa, of report.)
Par t I - The I r revocab le Trus t d isc lo sed on Line 8 i s an un funded t rus t .
Par t VII , Co . B(2) , Lines 3 , 5 , 6 , and 25 - the type o f incom e i s p a r tnersh ip income .
Par t VII , Line 20 - the p rov ider o f th i s 401 k appea rs to have e l im ina ted the Sta te St ree t S&P 500 Fund Index f rom the s e lected mo del .
Par t VII , Line 35- Th is i t em rep resen t s an unve s ted in te res t in a long t e rm com pensa t ion awa rd to~ i~ .~ i : : ~ i~ f rom h i s em p loym en t .
Par t V I I , Line 36- Th is i tem represen ts’~ . . .. . .. . .. . .. .] I /4 in ter es t in a condom in ium tha t was owned b3, "~. .~ : f ~ i~ ~] The I /4 in ter es t passed to h im throug h theproba t e p rocess .
8/3/2019 Marcia M Howard Financial Disclosure Report for 2010
I c e r ti fy th a t a l l i n fo r m a t i on g iv e n a b ov e ( i nc lu d ing i n fo r m a t i on pe r t a i n ing t o m y spou se a n d m ino r o r d e pe nd e n t ch i ld r e n , i f a ny ) i s
a ccu ra t e , t r ue , a nd com p le t e t o t h e b e s t o f m y k now le d ge a n d b e l i e f , a nd th a t a ny i n fo r m a t i on n o t r e po r t e d w a s w i th h e ld b e ca u se i t m e t a pp l i c a b l e s t a tu to r yp r ov i s i on s pe r m i t t ing no n -d i sc lo su r e .
1 f u r t h e r ce r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o ) a n e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s ~ v h i ch h a v e b e e n r e p o r t e d a r e i n
com p l i ance wi th the p rov i s ions o f 5 U .S .C. app . § 501 e t . seq ., 5 U .S .C. § 7353 , and Judic i a l Con fe ren ce regu la t i on s .
S i g n a t u re : S / M a r c i a M . H o w a r d
N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R IM IN A L S A N C T IO N S ( 5 U .S .C . ap p . § 1 04 )
