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MARY M. SCHROEDERJUDGEUNIT ED STATES COURT OF APP EALSFOR THE NINT H CIRCUIT

U.S. COURTHOUSE, SUITE 6 10401 W . WASHINGTON ST. , SPC 54PHOENIX, AZ 85003-2156~ (602 ) 322 -7320 . .

July 21, 2011

Hon orable Bobby R. Baldock, ChairJudicial Conference of the Un ited StatesCommittee on Financial DisclosureOne C olumbus Circle, N.E.Washington, DC 20544

Dear Judge Baldock,In correspondence from you dated July 8, 2011, there was a questionregarding a listing for -VALIC MY M in Part VII, page 7, line 36 that was listed onmy 2009 Financial Disclosure Statement and not listed on my 2010 Financial

Disclosure Statement. The am ount in this account was transferred out on June 6,2009 and is therefore is no long er reportable for the 2010 Financ ial DisclosureStatement.Should you have any further questions or require any additionaldocumen tation, please do not hesitate to con tact me.

Sincerely,

Enclosure

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,4010Rev . 1 /2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010Report Required by the Ethics

in Government Act o fl978(5 U.S.C. app. ,~" IOl-I I I)

I. Person Rep or t ing ( las t name, f i r s t , m i d d l e i n i t i a l)S C H R O E D E R , M A R Y M .

4. Ti t le (Ar t ic le I I I judge~ indica te ac t ive o r sen ior s ta tus ;magistrate judges indicate full- or part- time)A CT I VE - CI R CUI T J UD GE

7. Chambers or Off ice AddressU. S. CO UR T H O USE , SUI T E 6 1 040 1 W . W A SH I N GT O N ST . , SP A CE 54PHOENIX, AZ 85003-2156

2. Court or OrganizationUS CO UR T O F A P P E A LS - 9T H CI R CUI T

3. Date of R e p o r t5/3/201 I

5a. Report Type (check appropriate ~ype)] N o m i n a t i o n , Date[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regu lat ions .

Reviewing Off icer Date

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instruct ions accom panying th is form m ust be fo l lowe J Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I. P O S I T I O N S . ~ R c p o r ~ . g individual only; see pp. 9-13 of fillng instruction~)D N O N E ( N o reportable p ositions.)

POSITION1. C O U N C I L M E M B E R2. T R U S T E E T R U S T # 1

3. A D V I S O R Y B O A R D M E M B E R L O W E L L O B S ER V A T O R Y

4. P R ESID EN T A R IZ O N A W O M E N S F O R U M5.

NAME OF ORGANIZATION/ENTITYA M E R I CA N LA W I N ST I T UT E

I I . A G R E E M E N T S . /n c p o r~ . g i, aiviauul o,ly ~ seen,. 14-16 of f i r ing instruct ions. )[~] NONE (No reportable agreements.)

DATE PARTIES AND TERMS

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N a m e o f P e r s o n R e p o r t i n gS C H R O E D E R , M A R Y 5 1 .

D a t e o f R e p o r t5/3/2011

I I I. N O N - I N V E S T M E N T I N C O M E . tRepo.ing indiv idual aud spouse; see pp. 17-24 of f i ling ins tructions . )A. Filers Non-Investment Incom e

~] (No reportable income.)ON E non-investmentDATE SOURCE AND TYPE

2 .

3 .

4 .

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - t / y o u were married during any portion of the reporting year, complete this section~(Dol lar am ount not required except for honoraria . )

D (No reportable income.)ON E non-investment

1.20102.20103.4.

DATE SOURCE AND TYPEARIZONA S TATE UNIVERES ITY - S ALARYSHESHUNOF F I NF OR MAT I ON SER V I C ES - B OOK R OYALT Y

I V . R E I M B U R S E M E N T S - t ra n s p o n a O o n , I o d g i .g , f o o d , e n t e r ta i n m e n L( I n c lu d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 5 - 2 7 o f f il i n g in s t r u c t i o n s . )

D (No reportable reimbursements.)ONESOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

1. AMERICAN LAW 2/19/2010 SAN FRANCISCO, CA SPEAKI NG EV ENT T R A N S P OR T A T ION , FOOD, HOTELINSTITUTE2. NATIONAL ASSOCIATION 3/10/2010- 3/12/2010 WASHINGTON, D.C. SPEAKI NG EV ENT TRANSPORTATION, FOOD, HOTELOF WOMEN JUDGES3. T HE ASPEN I NST I T U T E 6 /I 1/ 2 01 0 - 6 /1 3 /2 0 10 G R E E N T R E E, NY SEMINAR T R ANSP OR T AT ION, FOOD, HOT EL4. FRESNO COUNTY YOUNG 9/8/2010 FR ESNO, CA SP EAK IN G EV EN T T R ANSP OR T AT ION, FOOD, HOT ELLAW YERS ASSOCIATION5. AMER ICAN LAW 10/20/2010 - NEW YORK , NY SEMINAR T R ANSPOR T AT I ON, F OOD, HOT ELI N S TI TUTE 10/22/2010

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N a m e o f P e ~ o n R e p o r t in gS C H R O E D E R , M A R Y 5 1 .

D a t e o f R e p o r ~5/3/2011

6. U NI V ER SI T Y OF I DAHO 10/29/2010 - MOSCOW , ID SPEAKI NG EV ENT T R ANSPOR T AT I ON, F OOD, HOT EL10/.30/20107.

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N a m e o f P e r s o n R e p o r t i n gS C H R O E D E R , M A R Y 5 1 .

D a t e o f R e p o r t5/3/2011

V . G I F T S . a , ,d . ,~ , h o s e , o w o u s e u . ~ d c , ~ e . , c h U d r e . ; s e o p p . 2 ~ - 3 t o Z ~ l ~ . g instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTIONI.2.3.4.5.

VALUE

V I . L IA B I L I T I E S . a . c lu d e s , h o s e o l s ~ o ~ e u n d d e , e n d e n t chi ldren; see pp. 3 2 - 3 3 of filing instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1.2.3.

4.5.

VALUECODE

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N a m e o f P e r s o n R e p o r t i n gS C H R O E D E R , M A R Y M .

D a t e o f R e p o r t5/3/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m e , v o l u e , ~ a , ~ a c , lo . ~ a . c l .d e $ , h o ~ e o Z ~ p o a ~ e a n d d e p e . d e ., children: seepl 34 -60 o f f i l in g i n s t r u c t l o n & )N O N E (No reportable income, assets, or transactions.)

Des ,n ip t ion o f Asse ts I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

, (I) ( 2 )P l a c e " ( X ) " after each asset I A m o u n t T y p e ( e . g . ,

e x e m p t f r o m p r i o r d i s c lo s u r e [ Code I div . , r en t ,! (A-H) or in t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(I) (2)V a l u e V a l u e

C o d e 2 M e t h o d( J - P ) C o d e 3( Q - W )

T y p e (e .g. ,buy, sell ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4) ( 5 )D a t e Value Gain I d e n t i t y o f

m m / d d , ~ y Code 2 Co de I buyer/seller( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

B I n t e r e s t M T. JP MORGAN CHASE ACCOUNTS2.

3. LINCOLN NATL LIFE4. FRANKLIN FUND AZTXFR INC.5. EQUITABLE 300+ STOCK FUND-IRA6. TRUS T # I - se e be l ow l i ne s fo r de t a i l in fo .7. -AZ ST. CREDIT UNION ACCOUNTS8. -V ALI C F I XED PLU S F U ND9. - V ALI C F I XED PLU S F U ND

1 0 . -TIAA TRADITIONAL (RET. ANN)II . -CREF STOCK1 2 . -CREF GROWTH1 3 . -CREF EQUITY INDEX1 4 . -CREF EQUITY INDEX1 5 . -TC INTL EQ. RET.1 6 . -TC MIDCAP VAL RET.1 7 . -TC MIDCAP VAL RET.

A I n t e r e s t JA Int./Div. K

None KE lnt./Div. PI

T

T

TT

Sold( p a a )Sold( p a a )

Bu yBu y(addl )Bu yBu yBu y

05/17/1010/08/10

07/14/10

10/20/10

01/11/10

06/07/10

01/11/I0

LK

JJJK

J

I . In co m e Ga in Co d e s: A = $ 1,000 o r les s B = $ 1,001 - $ 2,500 C = $ 2,501 - $ 5.000 D =$5.001 - $15,000( S ee C o l umns B I and D 4) F = $50,001 . $ 100,000 G = $100.001 - $1.000.000 Ill =$1.000.001 - $5.000.000 112 =More than $5.000.000

2. Va lu e Co d e s J = $15.1)00 or less K =115.001 - $50.~O0 L = $50.001 - $ 100,000 M = $ 10~.001 - $250.0~ 0( S c C o l umns C I and D 3 ) N = $2 50.001 - $ 500.000 O = $500.001 - $ 1.000,000 P I =$ 1 .0 00 ,0 01 - $ 5. 00 0, 00 0 P 2 =$ 5. 0( 3 0, 00 1 - $2 5, 00 0. 00 ~

P3 = $25.000.001 - $50.0(X).000 P4 =More than $50.000.0(O3. Value Method Codes Q =Appraisal R ~Sost (Real Estate Only) S = Asse ssme n t T =C as h M ar k e t( S ee C o l umn C 2 ) U =B ook Val ue V = O ~ h c ,r W = Es t i ma t e d

E =$ 1 5 , 0 ~ 1 - $ 50 , 0 0 0

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N a m e o f P e r s o n R e p o r t in gSCHROEDER, M A R Y M .

D a t e o f R e p o r t5/3/201 I

V I I . l N V E S T M E N T S a n d T R U S T S - ~ , , c o , , ,e . , ,, ~ / , ,, , , , , ,~ , , , ,i o n , a , ,c / , , ,, ~ , h o s , o y s / , o , , ,, , ,, ,, , , d , , ~ o , , d ,, ,, , ~ , U , , r , ,, : , ,e Z / . . ~ 4 " 6 0---] N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( in c lu d in g tru s t a s se ts ) re p o r t in g p e r io d

(i) (2)Place "(X)" after each asset ] A m o u n t T y p e ( e . g . ,

e x e m p t f r o m p r i o r d i s c l o s u r e [ Code I d i v . , r e n t ,i (A-tl) or in t . )

G r o s s v a l u e a t e n do f r e p o r l i n g p e r i o d(I) (2)

V a l u e V a lu eCo d e 2 M e th o d

( J - P ) C o d e 3( Q - W )

Type (e.g.,b uy, se l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4) (5 )D a t e Value Gain I d e n t i ty o f

mm/dd!yy Code 2 Code I buyer/seller( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

1 8 . - F I R S T A M . M I D C A P G W T H Bu y 07/14/10 J

1 9 . -FIRST AM . M IDCAP G W TH (RET. ANN"20. -CREF INFL LINKED B OND

Bu y 10/20/10 J( ad d l )Sold 04/19/10 M

21 . -CREFINFL LINKED BOND22. -CREF INFL LINKED B OND23 . -CREF INFL LINKED B OND24 . -TC SHORTTERM B OND25. -TC SHORTTERM B OND26 . - CREF B OND27 . -TIAA REAL ESTATE28 . -GOLDMAN SACHS2 9. - G OLDM A N SACH S30 . -T-C HIGH Y IELD RTMT

Bu y 07/14/10 JBu y 10/20/10 J(addl )Bu y 06/07/I 0 J(addl )Bu y 06/07/10 JBu y 04/19/10 M( a dd l )Bu y 06/07/10 KBu y 09/27/10 MBu y 07/14/10 JBu y 10/20/10 J(addl )

31. -VALIC SET RATE 7 YR32 .33 .34.

1. I n co me G a i n Co d e s :( S ee C o l umns B I and D 4)

2. Value Codes[.Scc Columns CI and D3)

3. Value Method Codes(S~e Column C21

A=$1.000 or lessF=$50.001 - $100,000J =$15,000 or lessN =$250.001 - 5500.000P3 =$ 25,000,001 - $50.0~).000Q = Ap p ra i sa lU =B ook Val ue

B=$1,001 - $2,500G =$100.001 - $1.000.000K =$15.001 - 550.000O = $ . ~ 0 . 0 0 1 - $1,0~0,000R -~ os ! ( R ea l E s t a t e O nl y)V =O~her

C =$2.501 - $5.000ttl =$1.000,001 - $5.000.000L = S 5 0 . 0 0 1 - $ 1 0 0 .0 O OP I = $ 1 . 0 O 0 . 0 0 1 - $ 5P4 =More than $50,00~.000W =Estimated

D =$5,001 - $15.0~)112 =More than $5,000.000M =$10~.001 - $250.0(]0P2 =$5,0~0.001 - $25,000.000T : :Cash Markc~

E =$15,001 - $50,000

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Name o f Per s o n Repo r t ingSCHROEDER, MARY M.

D a l e o f R e p o r t5/3/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - in c o ,, e , v a t u e , t ,o , ~ a , ~ i o , ~ ( I n c l u d e s t h o s e of spouse and dependent chi ld ren; seepp . 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n s . )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

P l a c e " C A ) " a f t e r e a c h a s s e te x e m p t f r o m p r i o r d is c l o s u r e

I n c o m e d u r i n g G r o s s v a l u e a t e n dr e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(I) (2) (I) (2) (I) (2) (3) (4) (5 )A m o u n t T y p e ( e . g . , V a l u e V a lu e T y p e ( e . g . , Date V a l u e G ain I dent i t y ofC o d e I d i v . , r e n t , C o d e 2 M e th o d b u y, s e ll , m m / d d / ~ y C o d e 2 C o d e I b uyer / se l le r( A - H ) o r i n L ) ( J - P ) C o d e 3 r e d e m p tio n ) ( J - P ) ( A - H ) (i f p r iv a te

( Q - W ) t r ansac t ion )

35.

I . I ncome Gai n C odes : A =$1,000 or tess B =$I,0~1 - $2 ,500 C =$2,501 - $5.000 D =$5.001 - $15.000( S ee C o l umns B I and 1)4 ) F =$ 50.001 - $ 100,000 G =$ 100,001 . $ 1.000.000 I11 = $ 1,000.001 - $5.000.000 112 =Mo re than $5.000.00~

2. Value Codes J = $ 15,000 o le ss K = $ 15.0~ 1 - $50.000 L = $ 50.001 - $ 100.000 M =$100.001 - $250.000( S ee C o l umns C I and D 3 ) N =$250,001 - S500.000 O ~$500.001 - $1.000.000 PI =$1.000.001 - $5.000.000 P2 = S5.000.001 - $25,000.000

P 3 = $ 25.000.001 . $ 50.000,000 P 4 = Mo re tha n $ 50.000.0003. Value Method Codes Q =Appraisal R =Cost {R eal Eslatc Only) S =Assessment T =C as h M ar k e tISe e Co lum n C2) U =Book Valu e V =Olher W = Es l ima t e d

E =$ 1 5.0 0 1 - $ 50 .0 0 0

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N a m e o f P e r s o n R e p o r t i n gSCHROEDER, M ARY M.

D a t e o f R e p o r t5/3/2011

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report)

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N a m e o f P e r s o n R e p o r t i n gS C H R O E D E R , M A R Y M .

Dale of Repor t5/3/201 I

IX. CERTIFICATION.I c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s ~ v i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .I f u r t h e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc om pl i anc e w i t h t he p r ov i s i on s o f 5 U .S .C . app . 5 0 1 e t . s eq ., 5 U .S.C . 735 3 , and Ju d i c i a l C on f e r enc e r egu l a t i ons .

Signatur e: S[ M ARY M . SCHROEDER

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I FI E S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J EC T T O C I V I LAND CR IMINAL S ANCTIONS (5 U.S .C. a pp . 104)

C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eAdm in is t ra t ive Off ice o f the Uni ted S ta tes Cour tsSuite 2-301One Colum bus Circ le , N.E.Wash ing ton , D.C. 20544