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May 28, 2009 Advancing Coastal Community Resilience A Brief Project Overview This investigation was funded by a grant from the National Oceanic and Atmospheric Administration administered by the Coastal Services Center. The views expressed herein are those of the authors and do not necessarily reflect the views of NOAA or any of its sub-agencies.
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Slide 1

May 28, 2009

Advancing Coastal Community Resilience

A Brief Project Overview

This investigation was funded by a grant from the National Oceanic and Atmospheric Administration administered by the Coastal Services Center. The views expressed herein are those of the authors and do not necessarily reflect the views of NOAA or any of its sub-agencies.

1

Project Goals

Develop a suite of Community Disaster Resilience Indicators for:

Coastal counties along the Gulf Coast

These will be broad-based indicators that are readily available from secondary data sources

Use the results to inform local community CDRI

Local communities and municipalities like Galveston

These will be more specific indicators that communities can readily identify and act upon to shape resiliency in both the short and long term.

Should be shaped by local community input.

2

First Step:Defining DISASTER RESILIENCE

Three common elements emerged from the literature suggesting that disaster resilience should be defined as the ability of a community to:

absorb, deflect or resist disaster impacts

bounce back after being impacted, and

learn from experience and modify its behavior and structure to adapt to future threats

3

Second Step:Developing A Conceptual Framework

It was critical to consider all phases of disaster

Mitigation (perceptions and adjustments)

Preparedness (planning and warning)

Response (pre and post impact)

Recovery (restoration and reconstruction)

It was also critical to consider a communitys capital resources

Social

Economic

Physical

Human

4

COMMUNITY DISASTER RESILIENCE FRAMEWORK (CDRF)

5

Framework Matrix For Indicator Selection

DISASTER PHASES ACTIVITIESCAPITAL DOMAINS INDICATORSI: HAZARD MITIGATIONSocial CapitalEconomic CapitalPhysical CapitalHuman CapitalExample of activities:Building dams, levees, dikes, and floodwalls.Landuse planning to prevent development in hazardous areasStrengthening buildings through building codes and building standards.Protecting natural environment e.g., wetlands Indicator 1Indicator 2Indicator kIndicator 1Indicator 2Indicator kIndicator 1Indicator 2Indicator kIndicator 1Indicator 2Indicator kII: DISASTER PREPAREDNESSExample of activities:Developing response proceduresDesign and installation of warning systems, Developing plans for evacuation Emergency preparations (Exercise & Drills)Training of emergency personnel Stockpiling of resources e.g., medical suppliesIndicator 1Indicator 2Indicator kIndicator 1Indicator 2Indicator kIndicator 1Indicator 2Indicator kIndicator 1Indicator 2Indicator k

1

2

5

3

6

4

7

8

6

DISASTER PHASES ACTIVITIESCAPITAL DOMAINS INDICATORSIII: DISASTER RESPONSESocial CapitalEconomic CapitalPhysical CapitalHuman CapitalExample of activities:Securing impacted areaWarningEvacuationSearch & RescueProvision of medical careSheltering evacueesIndicator 1Indicator 2Indicator kIndicator 1Indicator 2Indicator kIndicator 1Indicator 2Indicator kIndicator 1Indicator 2Indicator kIV: DISASTER RECOVERYExample of activities:(i) Relief & rehabilitationRe-establishment of economic activities Provision of housing, clothing, and food Restoration of critical facilitiesRestoration of essential community services(ii) ReconstructionRebuilding of major structure e.g. public buildings, roads, bridges, and damsRevitalizing the economic systemReconstruction of housingIndicator 1Indicator 2Indicator kIndicator 1Indicator 2Indicator kIndicator 1Indicator 2Indicator kIndicator 1Indicator 2Indicator k

9

13

14

15

16

10

11

15

Framework Matrix For Indicator Selection

7

Example of DISASTER RESPONSE Indicators

DISASTER RESPONSE ACTIVITIESRESILIENCE INDICATORSSocial capitalEconomic capitalPhysical capitalHuman capital(1) Securing the impacted area Financial resources Fire and police stations Police officers Fire fighter personnel (2) Warning Social networks- Friends, relatives, neighbors, and coworkers Financial resources Television Radio Newspapers Internet Telephone Communication language; e.g. English(3) Evacuation Social networks- Friends, relatives, neighbors, and coworkers Financial resources Transportation & Communication networks Personal vehicles Transportation & communication employees Drivers(4) Search & Rescue (SAR) Social networks-Friends, relatives, neighbors, and coworkers Financial resources Fire and police stations Police officers Fire fighter personnel CERT members(5) Providing emergency medical care Social networks-Friends, relatives, neighbors, and coworkers Non-governmental organization (NGOs Financial resources Hospitals Nursing homes Emergency Medical Services (EMS) personals Physicians(6) Sheltering evacuees and other victims Non-governmental organization (NGOs), e.g. Red Cross, Salvation Army Financial resources Schools Public buildings Hotels Housing units Volunteers

8

Third Step:Data Collection And Testing

Identified more than 120 capital indicators initially identified

But final number was reduced to 75 indicators: social (9); economic (6), physical (35), and human (25)

Assembling the data for gulf coast counties:

144 coastal counties

Florida 42; Texas 41; Louisiana 38; Mississippi 12; Alabama 8; and Georgia 3.

Combined the indicators into a variety of resiliency indices

Overall County Disaster Resilience Index (CDRI)

Separate indices for mitigation, preparation, response, and recovery

9

Standardizing Indicators

Scale adjustment of indicators

Each indicator was converted into a relative measure e.g., percentage or rate (per 1000)

2) Standardizing/normalizing indicators

Each indicator was converted into z-score

Z-score =

10

Unit Of Analysis And Data Sources

What is a unit of analysis?

County is a unit of analysis for this study

Why county is chosen as the unit of analysis?

Because most of FEMAs efforts are centered at county level and

With limited resources, county data are easy to collect

Data sources?

U.S. Census data

SHELDUS: Spatial Hazard Events and Losses Database for the U.S

NFIP: National Flood Insurance Program

CDC: Centers for Diseases Control and Prevention

CRA: NOAAs Coastal Risk Atlas

FEMA: Federal Emergency Management Agency

11

Study Region

12

Reliability Assessment

INDEX ITEMSITEMALPHASocial capital9.659Economic capital6.914Physical capital35.786Human capital25.731Overall CDRI-14.844INDEX ITEMSITEMALPHAHazard Mitigation Sub-index45.862Disaster Preparedness Sub-index25.794Disaster Response Sub-index42.773Disaster recovery Sub-index28.814Overall CDRI-34.979

Overall the reliability assessment suggest that the sub-indices and the CDRI exhibited a relatively high level of consistency - suggesting that the measures are reliable

13

Mapping Coastal County Resiliency

Spatial Distribution of CDRI Scores

14

Spatial Distribution of CDRI Preparation Scores

Mapping Coastal County Resiliency

15

Spatial Distribution of CDRI Recovery Scores

Mapping Coastal County Resiliency

16

Spatial Distribution of CDRI Mitigation Scores

Mapping Coastal County Resiliency

17

Spatial Analysis

LISA Cluster Map for CDRI-1

18

Additional Findings

The picture is highly uneven with respect to States: Florida counties had the highest average CDRI scores, followed, not so closely, by Alabama, Georgia, Mississippi, and Louisiana, with Texas counties, on average, at the bottom.

StateCDRIMean ScoreRankFlorida.25391Alabama.00672Georgia-.04793Mississippi-.08604Louisiana-.09815Texas-.14186

19

Additional Findings

In general, counties, with comprehensive planning, that adopt hazard relevant building codes and zoning regulations, that participate in FEMA CRS rating, and implement other similar policies, were more disaster resilient.

TOP 10 LIST BOTTOM 10 LIST RankCountyStateScoreRankCountyStateScore1Monroe Florida 1.44135West Feliciana Louisiana -0.612Leon Florida 1.12136Kenedy Texas -0.613Collier Florida 1.03137Vernon Louisiana -0.674Sarasota Florida 1.02138Webb Texas -0.685Franklin Florida 0.90139Cameron Texas -0.726Lee Florida 0.72140Bee Texas -0.737East Baton Rouge Louisiana 0.69141Hidalgo Texas -0.818Baldwin Alabama 0.68142Duval Texas -0.929Fayette Texas 0.68143Willacy Texas -0.9810Okaloosa Florida 0.67144Starr Texas -1.32

20

Initial Test Results Are Promising

Theoretical expectations of the relationship between the validity measures and the CDRI

The more disaster resilient a county, the:

Lower the number of flood-related deaths (-)

Lower the level of total property damage (-)

Lower the level of uninsured property damage (-)

Lower the level of social vulnerability (-)

A coastal community located in a high risk areas will display higher levels of disaster resilience (+)

Preformed well in more complex models as well, yielding hypothesized results.

21

Construct Validity: Correlations

VALIDITY MEASURECDRI-1(1) Deaths due to flooding -.420***(2) Total flood property damage-.239**(4) Uninsured flood property damage-.223**(5) Social vulnerability index-.308**(6) Wind risk.291**(7) Flood risk.270**(8) Surge risk.141(9) Total risk (wind, flood, and surge).266**

Note: * = prob (r) .05; ** = prob (r) .01; *** = prob (r) .10

22

Predictive Validity: Regression Analysis

Regression analysis was employed to assess predictive validity of the measure

Specifically the regression analysis was used to determine if the CDRI measure displayed the expected and statistically significant impacts on flood damage and flood-related deaths after controlling for total risk and social vulnerability

Two regression analysis methods were employed:

OLS regression model

Zero-truncated poisson (ZTP) regression model

23

Predictive Validity: Regression Analysis

VariableUnstandardized CoefficientStandardized CoefficientStandard errort-valueP-valueCDRI-1-.507-.162.276-1.836.035*Social vulnerability-.120-.314.032-3.701.000Total risk.110.250.0372.925.004Constant6.007.22127.183.000

Note: N =144; F-statistic = 7.428; Significance = .000; R 2 = .150; adjusted R 2 = .130; * = one tailed probability

Effect of CDRI-1 on the Total Flood Property Damage

VariableUnstandardized CoefficientStandardized CoefficientStandard errort-valuep-valueCDRI-1.874.274.2383.667.000Social vulnerability.020.052.028.723.471Total risk.233.512.0337.166.000Constant4.969.19625.319.000

Effect of CDRI-1 on Insured Flood Property Damage

Note: N =144; F-statistic = 28.296; Significance = .000; R 2 = .403; adjusted R 2 = .388

24

Effect of CDRI-1 on Uninsured Flood Property Damage

VariableUnstandardized CoefficientStandardized CoefficientStandard errort-valueP-valueCDRI-1-.614-.207.275-2.236.027Social vulnerability-.117-.333.032-3.684.000Total risk.069.178.0351.937.055Constant6.368.21230.019.000

Note: N =144; F-statistic = 6.531; Significance = .000; R 2 = .156; adjusted R 2 = .132

VariableCoefficientStandard errorzP>|z|95% Conf. Interval95% Conf. IntervalCDRI-1-1.915536.2134428-8.970.000-2.333876-1.497196Social vulnerability .3740619015266924.500.000.3441393.4039844Total risk.1615034.014681311.000.000.1327286.1902781Constant1.173595.16241267.230.000.85527221.491918

Effect of the CDRI-1 on Deaths due to Flooding

Note: N =22; Chi2 = 1492.74, df = 3, Significance = .001; Pseudo R2 = 0.5563

Predictive Validity: Regression Analysis

25

Conclusions thus far :

The overall findings suggest that the CDRI has potential as a measure of community resilience that we hope will facilitating future research and promote disaster resilience

This research was based on secondary data only, future research should attempt to integrated both secondary and primary data.

County is a problematic unit of analysis, particularly for concerned citizens, local officials, and planners.

26

Resiliency Workshop

Focus on the local community level indicators

Primary focus on general community priorities and policies that can shape resiliency in the short and long term

And can be readily implemented.

27

1To what extent should ECONOMIC DEVELOPMENT be considered a high priority in your jurisdiction1Extremely high330.0%2Very high550.0%3Average priority110.0%4Below average priority00.0%5Low priority110.0%N10

Workshop Results

2To what extent should LAND USE PLANNING be considered a high priority in your jurisdiction1Extremely high1066.7%2Very high426.7%3Average priority16.7%4Below average priority00.0%5Low priority00.0%N15

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Workshop Results

4To what extent should DISASTER REDUCTION be considered a high priority in your jurisdiction1Extremely high1493.3%2Very high16.7%3Average priority00.0%4Below average priority00.0%5Low priority00.0%N153To what extent should HOUSING be considered a high priority in your jurisdiction1Extremely high853.3%2Very high320.0%3Average priority426.7%4Below average priority00.0%5Low priority00.0%N15

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Workshop Results

2Which 3 statements best capture your belief regarding development regulations1Create desirable patterns of community growth964.3%2Protect environmental quality14100.0%3Reduce hazard impacts1178.6%4Are expensive to implement00.0%5Create land ownership/property rights problems321.4%6Create public/special interest opposition321.4%7Require technical assistance not available locally214.3%8Reduce economic competitiveness00.0%N141Select the top 3 issues that should be considered for community coastal resilience1Economic development213.3%2Land use planning1280.0%3Housing426.7%4Disaster reduction1280.0%5Transportation426.7%6Other infrastructure (water, sewer, electricity)426.7%7Climate change16.7%8Environmental protection640.0%9Recreation00.0%N15

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Workshop Results

4Which 3 statements best capture your belief regarding property acquisition programs1Create desirable patterns of community growth1071.4%2Protect environmental quality1285.7%3Reduce hazard impacts1071.4%4Are expensive to implement214.3%5Create land ownership/property rights problems428.6%6Create public/special interest opposition428.6%7Require technical assistance not available locally00.0%8Reduce economic competitiveness00.0%N143'Which 3 statements best capture your belief regarding building standards2Protect environmental quality1178.6%3Reduce hazard impacts1392.9%4Are expensive to implement214.3%5Create land ownership/property rights problems17.1%6Create public/special interest opposition214.3%7Require technical assistance not available locally321.4%8Reduce economic competitiveness00.0%N14

31

Workshop Results

5Which 3 statements best capture your belief regarding incentive tools1Create desirable patterns of community growth1285.7%2Protect environmental quality1285.7%3Reduce hazard impacts964.3%4Are expensive to implement321.4%5Create land ownership/property rights problems214.3%6Create public/special interest opposition214.3%7Require technical assistance not available locally00.0%8Reduce economic competitiveness17.1%N14

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-

Deviation

Standard

Value

Mean

Value

Actual

TEXAS

FLORIDA

GEORGIA

ALABAMA

LOUISIANA

MISSISSIPPI

100010020030040050

Miles

Legend

Low resilience

High resilience

TEXAS

FLORIDA

GEORGIA

ALABAMA

LOUISIANA

MISSISSIPPI

100010020030040050

Miles

Legend

Low disaster preparedness

High disaster preparedness

TEXAS

FLORIDA

GEORGIA

ALABAMA

LOUISIANA

MISSISSIPPI

100010020030040050

Miles

Legend

Low disaster recovery

High disaster recovery

TEXAS

FLORIDA

GEORGIA

ALABAMA

LOUISIANA

MISSISSIPPI

100010020030040050

Miles

Legend

Low hazard mitigation

High hazard mitigation

TEXAS

FLORIDA

GEORGIA

ALABAMA

LOUISIANA

MISSISSIPPI

Legend

Not Significant

High-High

Low-Low

Low-High

High-Low

100010020030040050

Miles


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