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National Library of Canada Biblioth4que nationale du Canada Canadian Theses Service Service des theses canadiennes Ottawa, Canada , KIA ON4 - NOTICE iy The quality of this microform is heavilydependent upon the quality of the original thesis submitted for microfilming. Every effort has been made to ensure the highest quality of reproduction possible. If pages are missing, contact the university which granted the degree. -i Some pages may have indistinct print especially if the original pages were typed with a poor typewriter ribbon or . if the university sent us an inferior photocopy. Reproductionin full or in part of this microform is overned by the Canadian Copyright Act, R.S.C. 1970, c. -30, and subsequent amendments. e La qualit6 de cette microforme depend grandernent de la qualit6 de la these soumise au microfilmage.Nous avons tout fait pour asswrer une qualit4 superieure de reproduc- tion. S'il manque des pages, veuillez communiquer avec I'universit6 qui a conf6r6 le grade. La qualit6 d'impression de certaines pages peut la~sser A desirer, surtout si leS pages originales ont 6t6 dactylogra- phi4es b I'aide d'un ruban us6 ou si I'univers1t6 nous a fa11 parvenir une photocopie de qualit6 infbrieure -- - La reproduction, mgme partielle, de cette microforme esl soumise A la Loi canadienne sur le droit d'auteur, SRC 1970, c. C-30, et ses amemlements subsbquents
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Page 1: Measurement of respiratory work and resistance by artificial

National Library of Canada

Biblioth4que nationale du Canada

Canadian Theses Service Service des theses canadiennes

Ottawa, Canada , KIA ON4

-

NOTICE iy The quality of this microform is heavilydependent upon the quality of the original thesis submitted for microfilming. Every effort has been made to ensure the highest quality of reproduction possible.

If pages are missing, contact the university which granted the degree. -i

Some pages may have indistinct print especially if the original pages were typed with a poor typewriter ribbon or . if the university sent us an inferior photocopy.

Reproductionin full or in part of this microform is overned by the Canadian Copyright Act, R.S.C. 1970, c. -30, and subsequent amendments.

e

La qualit6 de cette microforme depend grandernent de la qualit6 de la these soumise au microfilmage. Nous avons tout fait pour asswrer une qualit4 superieure de reproduc- tion.

S'il manque des pages, veuillez communiquer avec I'universit6 qui a conf6r6 le grade.

La qualit6 d'impression de certaines pages peut la~sser A desirer, surtout si leS pages originales ont 6t6 dactylogra- phi4es b I'aide d'un ruban us6 ou si I'univers1t6 nous a fa11 parvenir une photocopie de qualit6 infbrieure

- - -

La reproduction, mgme partielle, de cette microforme esl soumise A la Loi canadienne sur le droit d'auteur, SRC 1970, c. C-30, et ses amemlements subsbquents

Page 2: Measurement of respiratory work and resistance by artificial

MEASUREMENT OF RESPIRATORY ,WORK AND RESISTANCE BY ARTIHCIAL RESPIRATION

1 UNDER CONDITIONS OF IMMERS1ON AND RAISED AMBIENT PRESSURES

Sandra Lucille Jenks

B.P.H.E., Queen's Universi ty, 1986

B.A., Queen's Universi ty, I986

THES IS SUBMITTED IN PARTIAL FULF p

ILLMENT OF

THE REOUIREMENTS FOR THE DEGREE OF

MASTER OF SCIENCE

In the school

Kinesiology

@ Sandra Lucille Jenks 1989

SIMON FRASER UNIVERSITY

A l l r ights reserved. This work may not be reproduced in whole or i n part, b y photocopy

or other means, without permission o f the author.

Page 3: Measurement of respiratory work and resistance by artificial

Btbliolh&que n b a l e National Library *I of Canada du Canada -

Canadtan Theses Service Service des tMses canadiermes

Ottawa. Canada K I A ON4

-

The author has granted an irrevocable non- L'auteur a accord6 une licence irrbvocable et exclusive licence allowing the National Library non exclusive pennettant A la Bibliothtkque of Canada to reproduce, loan, distribute or sell nationale du Canada de repfoduire, W e r , copies of hisfher thesis by any means and in distribuer ou vendre des copies de sa thtise, any form or fordkit, making this thesis available de quelque maniere et sous quelque forme to interested persons.' que ce soit pour mettre des exemplaires de

cette these a la disposition des personnes in teressees.

The author retains ownership of the copyright L'auteur conserve la propribti! du droit d'auteur in his/her thesis. Neither the thesis nor qui protege sa these. Ni la these ni des extraits substantial extracts from it may be printed or substantiels de celle-ci ne doivent &re otherwise reproduced without hidher per-

f imprimes ou autrement reproduits sans son

mission. au torisation. 5 %

ISBN 0-315-59360-1

Page 4: Measurement of respiratory work and resistance by artificial

APPROVAL

Name:' Sandra Lucil le Jenks

Degree: Master o f Science

Tit le o f thesis: Measurement o f Respiratory Work and Resistance b y Ar t i f i c ia l

Respiration Under Condit ions o f Immers ion and Raised Ambient ,f

Pressures

Examining Committee:

Chair: Dr. 1. Mekjavic

DP.' J.B. Morr ison /Sen ior Supervisor

Dr. E.W. ~ a n i s t e r

Dr. D'. Hedges

Dr. J.D." Road Department o f Medicine '

Universi ty o f Brit ish Columbia External Examiner

Date ~ p p r o ~ e d - : November 30, 1989

Page 5: Measurement of respiratory work and resistance by artificial

PARTIAL COPYRIGHT LICENSE

'I hereby g ran t t o Simon Fraser U n i v e r s i t y the r i g h t t o 1eKd .

my t hes i s , p r o j e c t o r extended essay ( the t i t l e of' which i s shown below)

t o users o f the Simon Fraser U n i v e r s i t y L i b ra r y , and t o make p a r t i a l or

s i n g l e copies on l y f o r such users o r i n response t o a request from the

l i b r a r y o f any o the r u n i v e r s i t y , o r o ther educat ional i n s t i t u t i o n , on

i t s own behal f o r f o r one of i t s users. I f u r t h e r agree t h a t permission

f o r m u l t i p l e copying o f t h i s work f o r scho la r l y purposes may be granted

by me o r the Dean o f Graduate Studies,. I t i s understood t ha t copying

o r p u b l i c a t i o n of t h i s work f o r f i n a n c i a l gain s h a l l no t be al lowed

w i thou t my w r i t t e n permission.

T i t l e o f ~ h e $ i s / ~ r o j e c t / ~ x t e n d e d Essay

Author:

( s igna tu re )

-

--

(name)

(da te )

Page 6: Measurement of respiratory work and resistance by artificial

ABSTRACT

I t was hypothes ized that uprtght immers ion without ~ ~ i r r g p r e s s t r r e m ~ e n s a ~ r - -

Increases a i rway resistance and the w o r k o f breathing. Secondly that compensat ion

o f breathing gas pressure t o lung cent ro id pressure (P LC ) will return respiratory

mechanics towards normal. Final ly, increased ambient pressure causes an increase i n

the work o f breathing due t o the turbulent natudre o f resp i ra tory a i r f l ow. - -

Five subjects were each mechanical ly vent i lated under s ix experimental ' .

condi t ions: at 1 ATA i n d r y condi t ions; immersed at 1 ATA wi thou t hydrostat ic

pressure compensat ion o f breathing gas; immersed at 1 ATA w i t h breathing gas

supplied at P LC ; and immersed at 2 , 4, and 6 ATA. w i t h breathing gas suppl ied at

LC . The subjects were vent i la ted b y a hydraul ical ly dr iven breathing simulator

whose frequency was b o n t r o ~ ~ e d b y the invest igator. Subjects relaxed t o their

expiratory reserve vo lume and were then 'venti lated pass ive ly f o r 20 seconds at a 2

l i t re t idal volume. Vent i lat ions were con t ro l led at 20, 30, 40, 50, and 60 L.min-I in

separate tr ials. Pressure and vo lume data were co l lec ted i n each condit ion. F rom

these measures elastic, and f low- res is t i ve respiratory work , resp i ra tory resistance

and dynamic compliance were calculated. -- -

Elastic work remained constant w i t h increasing minute vent i la t ion whereas

lncreaslng mlnute vent i la t ion produced increases in f low- res is t i ve w o r k (p<0.05) f o r

al l condi t lons. During uncompensated immers ion at 1 ATA elast ic and f low-res is t ive

work were increased and dynamic compl iance was reduced f r o m comparat ive tr ia ls i n

dry condit ions. I n contrast , immers ion w i t h breathing pressure compensat ion t o P LC .

showed n o signi f icant d i f ferences f r o m dry c o ~ d i t i o n s . When immersed w i t h

breathing pressure compensat ion f low- res is t i ve work was increased at 4 and 6 ATA

compared w l t h 1 ATA (p<0.05). In addi t ion, an interact ion e f f e c t was found between

gas denst ty and minute vent i ta t ion wh ich i s ind icat ive o f a t o r b u t e m fhmment. -

Expiratory flow-resistive work exceeded inspiratory f low- res is t i ve w o r k at all gas

densi t ies (pc.05).

i i i

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Respiratory resistance was shown t o be signif icant ly greater-at higher-gas - - - - -

densit ies and lower lung volumes. There wa.s also an interaction e f fec t between - -- -- - - - - - - --

' a i r f l ow rate and gas density. From theoretical model l ing o f experimental data,

expiratory resistance appeared t o be k o r e turbulent in nature than inspiratory

resistance which contained a greater laminar f l o w component: \A

Page 8: Measurement of respiratory work and resistance by artificial

-

ACKNOWLEDGEMENTS - - -

I

-

The author gratefully aknowledges the contributions o f t h e ~win~- f3eop+e+e the - -

successful completidn o f this thesis: %

Dr. J.B. Morrison for his support, expertise and guidance wi th the ptoject; Sue

Fairburn for her research assitance during the data acquisition phase, for making

fancy diagrams wi th the MA%, and for making sure that I was well fed during the last

few weeks of writ ing; Vic Stobbs and Gavril Morariu for controll ing the hyperbaric

chamber during all chamber dives, building and modifying experimental equipment,

and for knowing when t o cheer me up; Dr. T. Richardson, Dr. D. Hedges, and Dr. M.

Allen for their medical supervision during the hyperbaric experiments; Dr. E.

Banister and Dr. D. Hedges for their ed i t~ r ia l~comments ; Rob Taylor for his

assitance with the data aquisition program and instrumentation; Bob ~ a b i s t o n for A-

teaching me how to program in Pascal, and all my co-workers at MERU for

recognizing my hectic workload. Finally. I'd 'like t o thank my parents, Len and Diana --

Jenks, for their continual love and support, and James Voogt for just being there +.

C

when he was needed.

Page 9: Measurement of respiratory work and resistance by artificial

- - TABLE OF CONTENTS - - - - - - - - - - - - - - -

- ~

~~-

Approval . ............................................................ . .................................................................... ii -+ /

Abstract ................................................................................................................... . .......... iii Acknowledgements ........................................................................................................... v

L is t o f Tables- ....................................................................................................................... v i i i : 7

Lis t of Figures ix

1. h

1. 1 Respiratory ~ e c h a n l c s ........................................... ........................................ 2 1

1.2 M s p i r a t o r y Resistance ........................................................................ ........ 6

1.3 . Abbreviat ions a'nd Def ini t ions o f Terms ..................................................... 6

2. REVIEW OF LITERATURE ....................................................................................... 12

2.1. Measurement o f the Work o f Breathing .................................................... 13

.za2 The lmmersed ~ n v i r o n m e n t .............................. 1 ........................ ................ 15

2.3 The Hyperbaric Environment ...................................................................... 20 . .

2.4 Mechanical Vent i lat ion as a Research Technique ..................................... 2 1

2.5 Object ives ..................................................................................................... 25

2.6 Hypotheses ......................................,................. ............................................ 25

~- ~ ~. - - - - - - - - ~

3. ME-THODS ...................................................................... ; ............................................... -26

3.1 Apparatus ...................................................................................................... 26

3.2 Procedures ....................................... ; . . ....................................................... 3 1

3.3 Compliance and,Pulmonary Function Tests ........... , .................................. 37 3

3.4 Data Analys is ................................................................................................ 38-

4. RESULTS: RESPIRATORY WORK ............................................................................... 48

4.1 -- ~~

Work at 1 A T A ............................. : ........................................................... . 48

4.2 Respiratory Work at 1, 2, 4, and 6 A T A ..................................................... 62 - -

4.3 Vent i latory Power ...................................................................................... 69 -- ~- -

5. RESULTS: RESPIRATORY RESISTANCE AND COMPLIANCE .................................. 74

5.1 Respiratory Resistance ................................................................................. 74

5.2 Respiratory Compliance ...................................................... ...................... . 80

Page 10: Measurement of respiratory work and resistance by artificial

5.3 - - - . -43~- - - ............ ................................. .............. Repetition of Dry Trials at 1 ATA ; 6

............................ ............................................................... 6.1 Respiratory Work : 84 A

- ~

6.2 Power ............................. 1 .................................................................................. 87 ................................................................................... 6.3 Respiratory Resistance 89

....... 6.4 Elastic work and Compliance ; ............................................................... 90

............................................................... ................................................... List of References 95

Appendix A ............................................................................................................................ 104

Appendix B ............................................................................................................................. 105 - AppendixL .............................................................................................................................. 109

',

v i i

Page 11: Measurement of respiratory work and resistance by artificial

Table 7

LIST OF TABLES - -

I

2.1 Contribution o f wo rk components t o respiratory w o r k a t rest: literature. ...... 16

2.2 Contribution o f airway, lung tissue, and chest wal l resist ive forces t o total ,, ............................................................... f low-resist ive forces: literature.. 16

2.3 .Ef fects o f immers ion on components o f respirdtorv work and resistance: ......................................................................................................... literature. 19

2.3 . Comparison o f data o f t w o measurement techniques f o r normal and obese . men (Sharp et al., 1964). .............................................................................. 24

................... ................................................... Subject aothropometric information. : 33 - ~ >

Mean elastic work at each experimental condit ion per formed at one atmosphere pressure. ............................. i ............................ ......................... 50

............................. -: Mean elastic work at each atmospheric pressure: .., .............. 63

~ - Mean subject resistances at 1.0 L.sec-l. .............................................................. 79 ~ ~ - ~

............................................................. Static and Dynamic Compliance at 1 ATA. 811 i

.. ~ e s p i r a t i r ~ capacit ies, L (BTPS) ..................................................... c ...................... 104 a. . _ .

Regression coef f ic ients and variance fo r inspiratory f low-res is t ive work. .. 105

Regression coef f ic ients and variance fo r expiratory f low-res is t ive work. ... 106 5

Regression coef f ic ients and variance fo r total f low-res is t ive work. ............. 107 Q

................... Regression coeff ic ients and variance fo r to ta l respiratory work. 108

Regression coef f ic ients and variance fo r inspiratory resistance. .................... 109

Regression coef f ic ients and variance, fo r expiratory resistance. ..................... 110

Page 12: Measurement of respiratory work and resistance by artificial

Figure

LIST OF FIGURES

................................ . 1.1 Mechanical work o f respiration ahd i ts contributing forces. 3 > . ... 1.2 ~chemat ' i c inter-relationships between respiratory pressure measurements. 8

& 2.1 Schematic representation o f the components o f thoracic elasticity. ............... 14 .

' 2.2 The pressure-volume diagram o f chest wal l and Iudgs i n healthy man: the ........................................................................... relaxat'on pressure curve. 14 A,

3.1 The hypohyperbar ic chamber: entry lock, main lock, and we t lock.' ,................ 28

3.2 Serial components o f the respirator system. ........................................................ '29

............... 3.3 Breathing Machine. ...................... - : ............ .................................................. 29

3.4 Breathing circuit w i th in the wet lock o f the hyperhypobar ic chamber. ........... 30 . /' P

3.5 Flow-resistive work divis ions b y area on the pressure-vofume diagram. ...... 39 . . . 3.6 lnspiratory res is t ive work when the errd-tidaf transrespiratoi-y

equals or exceeds relaxation pressure. ...,............... 41

3.7 ~ x ~ i r a t o r y resist ive work when the end-tidal transrespi;atory pre sure c equals or exceeds relaxation pressu're. ...... : ...................... 1 ........................ 41

f

4, ,

3.8 Inspirator-y res-istive.work: end. expired transrespiratory ~ r e s s u r e is' less ..................................... ...................... ................ than relaxation pressure. : 42

3.9 Expiratory ies is t ive work:'end expired transrespiratory pressure is lkss ' - .... ..... ................................................................... than relaxation pressure. "i 2 ':-

3 J , - - ..

4.1 Relationship o f inspiratory f low-.resistive work w i th increasing minute - , ,& ". 8.~- ,.-- -~ ...... ventilation. a t . 1 AT-A: irr .~... :..:: .... ; ........ .I ; ............. ................................

- $ . >'+ ! 4.2 elations ship o f expiratory f low-resist ipe work w i t h in-creasing minute

Id

vent i lat ion at 1 ATA. .... : ............................................ ................. ............. 53 b .

4.3 Relationship of total f low-resist ive work withLincreasing minute , . - vent i lat ion at 1 ATA. ........ ': .............................. ........ .................................. -54 ;

- - . .

4.4 Relationship o f total ' respiratory work w i t h i n c i e a s i r i ~ minute vent i lat ion at . . .r

-- . .................................................... 'I ATA. ........I ................................................. 55

4.5 The relationship o f respiratory work w i th increasing minute vent i lat ion in Q the immersed experimental environment w i t h hydrostat ic pressure

compensation at 1 ATA. ........................................................................ 57 -

4.6 The relationship o f inspiratory f low-res is t ive-work w i t h increasing mirlute "

vent i lat ion whi le seated immersed and breathing w i th hydrostat ic t

pressure compensation: wetstlit vs. swimmirrgh.orrks~,, .=; ........... 5 8 -

4.7 Expiratory flow-resistive work w i th lncreas ing minute vent i la t ion ahbiJJee ---

seated l m m h s e d and breathing w i t h hydrostat ic pressure compensat~on: wetsuit vs. swimming trunks. .......................................... 59

L

Page 13: Measurement of respiratory work and resistance by artificial

--. I *' -- 4.8 f ~ u r i l a t i o n s h i ~ o f tota i f l ow- res is t ib work wi th increa;ing minute

ventilation whiLe seated immersed and breathing-with hydrostat'lc - - - - - - - -

......................... pressure compensation: wetsuit vs. swimming trunks; 60 --

4.3 The retattonship of totat respiratory ~ b r k w l ~ h c r e a s i n g m i n u t e , ventilation while seated immersed and breathing wi th hydrostatic . ,

pressure compensation: wetsuit vs. ,swimming trunks. ......................... 61

4.10 lnspiratory flow-resistive'work wi th increasing minute ventilation at 1, 2, ' \ ........... ............. ................. 4. and 6 ATA. Immersed - lung centroid. .: .f 65

b' B

4.1 1 Expiratory flow-resistive work &ith increasing minute ventilation at 1. 2 . 4, and 6 ATA. Immersed - lung centroid. ............................................... 66

d

' 4.12 ,Total f low-resisthe work wi th increasing minute ventilation at 1. 2,,4, and I 6 ATA. Immersed - lung centroid. .......................................................... 68

4.15 Total respiratory work wi th increasing minute ventilation at 1, 2, 4, and 6 , -

................................................................. ATA.lmmersed 7 lung centroid. 70

4.14 Respiratory work components wi th increasing minute ventilation at 1 ATA: 1 . immersed-lung centroid. Theoretical relationship derived f rom ...................................................................................... i experimental data. ..: 71

I - ~

4.15. ~ e s ~ i r a t o r y work components with increasing minutq ventilation at. 6 ATA: / immersed-lung centtoid. Theoretical relationship derived f rom

............................ .................. i e~perirn~ental data. .t ....................................... 72 I

,: 4.16 Flow-resistive power wi th increasing minute ventilation at 1. 2. 4. a"d 6 ATA. ................................................................................................................. 73 -.

1 L

5.1 he interactive relationship o f inspiratory res is tancewth gas density, lung . - - -

volume and air f l ow rate. ................. : ........................................................ 76

5.2 The theoretically based interactive relationship o f expiratory resistance wi th gas density, lung volume and air f l ow rate. ................................... 78

f - - ~- - . - - - - 81- ~p

. 5.3 Mean dynamic--and static compliance atrl ATA-. ................................................... -- 6.1 Respiratory flow-resistive power wi th increasing minute ventikt' ion: the

................................................................................. results o f six studies. , 88- ; r ? ..Y

.P -- .

-- .L

Page 14: Measurement of respiratory work and resistance by artificial

CHAPTER 1

, INTRODUCTION - - - - - - - -

Respiratory mechanics have been the subject of detailed study for well over a

century. Mechanical components include inherent stresses and strains, fluid

dynamics and respiratory power. These elements are o f particular importance to

respiration during immersion and hyperbaric exposure, and consequently to .2 the design

of breathing apparatus for underwater work.

There are four components in the process o f respiration: pu lm~nary

ventilation; the diffusion of oxygen and carbon dioxide between the alveoli and the-

blood; the transport of oxygen and carbon dioxide in the blood; and the subsequent - diffusion in the tissues. Although only thef i rs t component is related to respiratory

mechanics, the mechanics of respiration affect the equilibr~um o f all subsequent

components, which in turn'affect the first. , Despite advances in hyperbaric physiology, hum,an performance is st i l l

restricte,d in the high-pressure underwater environment. insufficient alveolar i

ventilation and .increased -. respiratory work have been recognized as t.wo physiological *

ltmitations (Lanphier and Camporesi, 1982). Morrison (1988) identified underwater - - - -- -

breathing apparatus as a critical factor. Understanding the respiratory requirements

of the diver and the associated physiological costs would assist the design of ,'

improved breathing equipment.-- - '- - I

7.0.1 Resp~ ratory, Musculature /

The nx$&-mascle of inkpiration is the diaphragtn contributing to 25% to 75% of the

- ttdal volume ( ~ g b ~ n i , - 1 9 6 4 : Grirnby et a/.. 1968; b a d e . 1954; Martin et at., 1980; Bye \-

et a/. . 1984; Reid et a/ . , 1985). The lungs are also expanded by the elevation o f the rib ,

cage which acts to increase the anteroposterior diameter o f the chest cavity. This .. .- ---

action is affected by the movement of the sternocleidmastoid, scaleni, anterior

serrati, and extes intercostal muscles. At rest these accessory r~mscks-aren~t . usually functional? Rather, the diaphragm is solely responsible for inspiration

Page 15: Measurement of respiratory work and resistance by artificial

(Agostoni, 1964). Expiration is pr incipal ly 'a passive ac t ion caused b y the resultant

elastic recoi l of the lung and chest wa l l tissues. A t rest. no expiratory muscles are - - ---- -- -

invlolved, but during exercise the internal i n t e r c o s t a l ~ and abdominal rect i serve t o

depress the r ib cage and elevate the diaphragm, thus decreasing the volume of the

chest cavi ty (Agostoni, 1964).

1.1 R e s ~ i r a t o r y Mechanics

Mechanical work is done b y the respiratory muscles in order t o counteract elastic,

. f low-resistive, and inert ial forces ,(Fenn, 1951; Otis, 1964; Otis et a / . . 1950). I t i s a

funct ion o f lung volume and i ts derivatives ( f lV , 0, 0)). where volume is associated

w i th elastic forces, f l o w is associated w i th resist ive forces. and acceleration is

associated w i th inertial forces. Figure 1.1 i l lustrates the work components. 7 -

Mathematically, the work o f breathing can be represented as the integral o f pressure

w i th respect t o chaltges i n lung volume:

W = J P 6 V . I I . I !

C Hence, the work o f breathing can be represented gr'aphlcally via a pressure-volume - - -

diagram.

1.1.1 Elastic Work -. , - A component o f the work o f insptration is stored in the elastic structures o f the

1

system and thus is an available energy source during expiration. Work done against

elastic forces w i l l vary depending on the tidal volume and the compl~ance o f the

respiratory s'tructures.

Page 16: Measurement of respiratory work and resistance by artificial

~ b u r e 1 . 1 : M e c h a n ~ c a l w o r k o f r e s p i r a t i o n and i t s c o n t r ~ b u t i n g fo rces . - -

Page 17: Measurement of respiratory work and resistance by artificial

7.7.2 Flow Resistive Work

Ai rway resistance and tissue resistance, as we l l as the-rate o f change o f lung volume

dictates the magnitude o f f l o w resist ive work (Fenn. 1951; Otis, 1964; Otis et at. .

1950). Ai rway resistance refers t o the opposit,ion t o air movement created by

f r i c t ion which results in the loss o f mechanical energy as heat (Taylor, 1987). +

Pulmonary resistance includes both airway resistance and fr ict ional resistance to

movement o f the lung tissue. Total respiratory resistance i s the sum of all resist ive

forces egperienced (luring breathing, and is composed o f pulmonary resistance and

chest wa l l resistance.

Pulmonary air f l o w is predominantly laminar (Fenn. 1951) since turbulence is

usually only developed i n the lung when the air changes direct ion rapidly. Such a

change could result f r o m heavy exercise, or when the diameter o f the airway is I

abruptly altered. The dr iv ing pressure, AP, relating t o laminar f l o w can be calculated

according t o Pqiseuiile's Law which states: +a

where AP is the change in pressure ( c m ~ ~ ~ ) , 1 is the length o f the tube (cm), v-is the - -

v e l o c ~ t y o f air f l o w (cm.s I). q is the v ~ s c o s i t y o f the medium, and r is the radius o f

the tube (mm). When f lu id veloc i ty exceeds a crit ical value wi th in the system.

def ined b y Reynold's number, f l o w becomes turbulent. Reynold's number is glven as

the product o f linear ve loc i ty , v , gas density, y , and airway diameter, d , all divided b y

the gas v iscosi ty , p :

Reynold's Number, Re = y . d.v.p (1.3) sJ

A t rest, the l ikel ihood o f exceeding the cr i t ical veloci ty in thea i rway CssmaCCdue t o

l o w veloci t ies and smal l diameters (Fenn, 1951). As Reynold's number w i l l r ise in

propor t ion w i th gas d e e r e s p i r a t o r y a i r f low becomes more turbulent as

barometric pressure rises. The result is zn increase in airway resistance (Dahlback,

Page 18: Measurement of respiratory work and resistance by artificial

Durrng turbulent f l o w the pressure di f ference is given b y the equation

where f IS a f r ic t ion factor that depends on Reynold's number and the roughness o f t

the airway walls, / is the length o f the airway. r the radius o f the airway, and V the

volume rate o f air f l o w (DuBois, 1964).

7.1.3 1 nertial Forces --- --

Inertial forces and the associated work have been neglected i n experimental

measures o f respiratory work largely due t o their negligible contr ibut ions t o the cost

o f vent i lat ion a t normal breathing frequencies (Rohrer, 1925; DuBois, 1953; Mead, ,

1956; and Sharp et a/ . , 1964). Rohrer (1925) init iated the study o f inertance, fo l lowed

almost twenty- f ive years later by DuBois (1953). lnertance was studied in condit ions

of increased ambient pressures by M,ead (1956). The results o f his experiments on ,.

thrs topic indicated that inertance increased-approximately in propor t ion t o ambient

pressure, up to a level o f 4 ATA absolute pressure. The author concluded that the

rnertance measured was predominantly due t o the gas stream as opposed t o the - - -

lungs and the thorax.

The - mechanrcal e f f ~ c ~ e n c y o f breathing was calculated at 19% t o 25% b y

Mrlrc-Emrlr and Petit (1960). Margarra et a/ . (1960) further added that the mechanical

e f f ~ c i e n c y o f the respiratory muscles is the same as that o f the muscles involved i n

per forming useful external work. In general, the work o f breathing is relat ively smal l

in magnitude w i th a cost o f no more than 3% o f the tota l metabol ic rate (Otis and

Cain, 1949: Otis et a l . , 1950; Margaria et a / . , 1960).

Page 19: Measurement of respiratory work and resistance by artificial

1.2 Respi~atory Resistance

Resistance is the pressure drop across a system per unit rate nf chanmofudmm--

When pressure is modelled as a combination o f laminar and turbulent f low:

resistance can be modelled as

where the intercept k , represents the viscous resistance in regions o f laminar f l ow

and the slope k, is dependent on system geometry in regions of turbulent f low.

1.3 Abbreviations and Definit ions o f Terms

1.3.7 Lung Volumes

The lungs can be d-ivided into four unique pulmonary volumes, which, when added

together, equal the maximum volume to which the lungs can be expanded.

1. T idal Vulume (V /. The volume o f air inspired or expired wi th - - --

each normal breath.

2. lnspiratory Reserve Volume (IRV). The amount o f air that can be

inspired above normal tidal inspiration.

Expiratory Reserve Volume (ERV). The amount of air that can be

forcefully expired below normal tidal expirat~on. I

Residual Volume (RV). The volume o f air remaining in the lungs

fo l lowing a. maximal expiratory effort.

Page 20: Measurement of respiratory work and resistance by artificial

1.3.-2 Lung Capacities , ----- -

Lung capacities are composed of two or more primary lung volumes. - -- -- - - - -

1. Functional Residual Capacity (FRC). The volume o f gas remaining

in the lungs at the end o f a normal expiration. i t

FRC = ERV + RV. (1.71

2. lnspiratory Capacity I IC l . The volume of air that can be inspired

after a normal expiration.

IC = V + IRV. f 7.81

Total Lung Capacity fTLCI. The volume of air contained in the

lungs at the end o f a maximal inspiration.

TLC = RV + ERV + V + IRV. 11.91

4. Vital Capacity (VCI. The greatest volume of air that can be

expelled f rom the lungs after maximum inspiration.

VC = ERV + V + IRV. / 1.101

1.3.3 Respiratory Pressures

All pressures and components of respiratory work and f low resistance are expressed

relative to an anatomical location or di'hension byause of the fol lowing subscript

abbreviations: airway (aw); airway opening (ao); mouth (m); alveolar (alv); -

oesophagus (oes); pleural (pl); lung (I); lung tissue(lt); body surface (bs); total respiratory system (rs); chest wall (cw); transpulmonary (tp); transrespiratory (trs);

and transthoracic (tth). Transpulmonary pressure, P , refers p the pressure t P .

difference across the lungs. P bs refers to the mean hydrostatic or atmospheric

pressure acting on the surface o f the thorax. P refers t o the pressure within the

airway at the mouth, and is measured within th3 mouth piece of ' the breathing loop.

P iefers to the external pressure (ie. atmospheric pressure) at the mouth. Figure

1.2 is a schematic diagram representing these physiological pressures.

- - - - - - -- -

The following expressions define pressure inter-relationships. I t should be

noted that for measurement purposes, i t is assuined that P oes = P . s& f$

?!

Page 21: Measurement of respiratory work and resistance by artificial

tran

F igu re 1.2: S c h e m a t i c i n te r re la t i onsh ips b e t w e e n r e s p i r a t o r y pressure m e a s u r e m e n t s .

Page 22: Measurement of respiratory work and resistance by artificial

t r s = ' t p +' t t h 11.1 1 )

> - - -

tP -P = alv PI

' t t h = p l -P bs

1.3.4 Resistance

1. Airway resistance (R a, /. The oppos i t ion t o air movement

created b y f r ic t ion, and resul t ing i n loss o f mechanical energy as \

heat. A i r w a y resistance will vary w i t h lung vo lume when a i r f l o w

i s Jaminar. When a i r f l o w i s turbulent, a i rway resistance will a lso

vary w i t h the f l o w rate.

Pulmanary Resistance lR 1. Frict ional resistance is imposed '

b y movement o f lung t issue m o v i n g across i t se l f (RFlt ). , 7

Pulmonary resistance is the summat ion o f a i rway and lung t issue

resistances. - - - - - - --

Respiratory Resistance (R 1. Fr ic t ional resistance i s imposed rs

b y the movement o f the chest wal l , R . Respiratory resistance

i s the sum o f al l res is t ive forces experienced dur ing breathing.

Page 23: Measurement of respiratory work and resistance by artificial

1.3.5 Work -- - - -- - 7-

1. Elastic Work. The amount o f energy required70 expand the lungs

2. Tissue Resistance Work. The amount o f energy required t o

overcome the viscosity o f the lungs and chest wall.

Airway Resistance Work. The amount o f energy required to

overcome the resistance t o airf low through the respiratcry

passageways.

4. Total Respiratory Work. The amount o f work required t o

overcome all respiratory forces, including elastic, resistive, and

inertial forces.

1.3.6 Power i

The time rate at which energy is transferred into respiratory work.

1.3.7 /Miscellaneous Terms

1. Lung Centroid ( P LC I . Derived f rom the phrase 'center of pressure

of thorax', and used init ially by Paton and Sand (1947). Lung

centroid pressure is defined as the pressure required t o return -

the immersed lung relaxation volume to the level that exists in - -- - - - - -

- - - - - - - - - - -

air. The centroid is a spatial location within the thorax which

represents the posit ion o f the mean hydrostatic pressure acting

on the outside o f the thorax during immersion. In air, pressgre

at this point would be atmospheric pressure. During immersion. d

with an occluded airway, i t would equal the hydrostatic pressure

found at some point between the apex and the base o f the lungs. -

Relaxation Pressure (P Rlocl I. lntrathoracic pressure obtained

during complete respiratory relaxation against an occluded

airway, with giott is open. --

r

Relaxation I . Lung volume obtained during complete

, respiratory relaxafion wi th glottis and airway open. The airway ( /

'x.

Page 24: Measurement of respiratory work and resistance by artificial

may or may not be open t o the atmosphere. In the c a s e o f - - -

immersion, when breathing f rom self-contained underwater -- - - - - - - -- --- -

breathing apparatus, the airway is generally no t equilibriated t o i

atmospheric pressure, bu tqo the del ivery pressure of the ,

apparatus. When the airway is open t o the atmosphere, whi le ,

seated in air, the relaxation volume is usually equivalent t o the

/functional residual capacity

Page 25: Measurement of respiratory work and resistance by artificial

- CHAPTER 2

- - - ----

REVIEW OF LITERATURE

Respiratory work has been the topic o f study for several years. As early as 1915,

Rohrer developed an explanatory equation relating respiratory pressure change t o rate 7 .

of volume change: i

Although this empjrical equation is an over-simplification of the problem. i t has

served well for rough prediction purposes (Lanphier and Camporesi, 1982). The two

components acting in series are modelled t o represent laminar f l ow and turbulent

f l ow respectively. The values o f k , and k, were determined by Rohrer (1915) both to \

- be 0.8, with AP measured in cm.H,O, and i / in L.sec-I.

A t one time, i t was thought that the first coefficient depended on viscosity

alone and the second coefficient on density alone. This assumption has been shodn /

to be incorrect. Maio and Farhi (1967) found that changes in gas density influenced c

AP even at l ow levels<of f low. Wood and Bryan (1969) noted the importance of

pressure change in proportion t o both density and V 2 .

I t is possible that a transition f rom laminar f l ow t o tkbulent f l ow exists,

affect ing the relative contribution of the t w o modelled components. DuBois (1964)

suggested that since Reynold's number is increased wi th raised gas density and/or

f l ow rate, f l ow becomes turbulent in some parts o f the airways that were previously

laminar. The result would be a decreasing cqritribution o f the laminar component and

an increasing contribution o f the turbulent .component.

Page 26: Measurement of respiratory work and resistance by artificial

2.1 Measurement o f the Work o f Breathinq I. ".(

Measurement o f the work o f breathing, part i t ioned into components, has been

investigated extensively under normal environmTnTal conditions.- ~ h e d x m i n a t i o n

o f the elastic work o f breathing was ini t ia l ly accredited t o Romanoff (1910-1911).

Further investigations were conducted b y Rohrer (1916) and Rahn et a / . (1946). Rahff~ 6

and his associates were the f i rs t recognized fo r the producf ion b f respiratory \ 'I -

- pressure-volume diagrams. The elast ic recoi l o f the respiratory sys tem hnder stat ic

condit ions was measured f rom these diagrams.

The elasf ic i ty o f the respiratory system may be divided in to dist inct sections

(Agostoni and Rahn, 1960; ' ~ e a d and Mil ic-Emili, 1964): I

1. Parallel elast ic i ty o f the r ib cage and abdomen-diaphragm wi th in

. the chest wall. I

2. Series elast ic i ty o f the chest wal l and lung tissue.

Lung tissue elast ic i ty is represented b y transpulmonary pressure change whi le chest

wal l elast ic i ty is obtained via transthoracic pressure change. (Refer t o Figure 1.2 for

transpulmonary and transthoracic pressures.) Figure 2.1 represents schematically the

components o f respiratory elasticity. The sigmoidal shape o f the pr$ssure-volume

curve o f the tota l respiratory apparatus results f r o m the summation of chest wa l l and - -- - -

lung tissue curves. Figure 2.2 d.isplayscthe classical s igmoidal shape.

Otis et a/ . (1950) reported the contr ibut ion o f elastic work, at rest, t o the tota l /'

'work o f respiration t o be 63% w i t h the remaining 37% accredited t o f l o w resist ive

work. Att inger and Segal (1959) reported an almost identical value o f f l o w resist ive

work 'at 38% o f the total. Mc l l roy et a/. (1954) reported elastic work t o contribute %

70% t o the entire work o f breathing per formed at rest. Since the contr ibut ion o f

inertial forces t o respiratory work are considered negligible, the remaining 30% t o 4

40% o f to ta l respiratory work may be attr ibuted t o work against f l o w res is t ive pp - ---

forces. Mc l l roy et a / . (1955) established lung tissue resistance t o contribute 35% t o -

total reststance. When considering onty the work done against f t o w resistive forces,

the airway resistance component has been shown t o be the major contr ibutor t o the

Page 27: Measurement of respiratory work and resistance by artificial

Figure 2.1: Schematic representation o f the components o f thoracic elasticity.

1.0 Pressure (kpa) r

5.0 -

'n V) PC u P 4.0-

3.0- w

B 3 2.0-

4

$ 1.0 -

0.0

Figure 2.2: The watt and lungs i n - -

/ healthy man: the relaxat ion pressure curve.

I ,

. . , . . . ., . . , /. //

I " I ' I " ' -4.0 -3.0 -2.0 -1.0 0.0 1.0 2.0 3.0 ,I

Page 28: Measurement of respiratory work and resistance by artificial

,o hooflof 60% t o 80% (Otis et a/. , 1'950; Marshal lpnd - - -- -- 4 - --

~ & ~ i s , 1956; Ferris et a/ . , 1964, Gauthier et a/. , 1982). Flow mechanics and i ts - --- - pp -----

inherent variables wou ld largely dictate the dynamic work o f respiration, where the

f l o w resist ive work increases non-linearly w i t h minute vent i lat ion (Otis et a/ . , 1950; -

Frit ts et a/ . , 1959; Holmgren et a / . . 1973). Table 2.1 summarizes the f indings o f the ~$P--==-\

presented studies regarding the relative contributio>),of the components t o the work

I o f the work o f breathing. Table 2.2 summarizes the l i terature regarding the relative i contr ibut ion o f resist ive force compononents t o t h i total.

I 11

Work o f breathing was also cblculated at ex4rcise. Mc l l roy and his

co-workers observed that the increase \,n the work a f breathing during exercise is h

dependem'on t w o factors. A First, there is a relative c the rate and depth o f

respiration as minute volume is increased. ~econd$here is an exercise e f fec t on the

magnitude o f the resistances to lung movement. 4 mean value fo r work o f breathing 'I

was not calcqlated as steady-state was not achievkd b y the subjects. i I

2.2 The Immersed Environment - \ \ a

The e f fec t o f immersion on respiratory and cardiore$iratory funct ions has been

studied extens'ively. Mos t experimenfal procedures i i v o l v e measuhments made w i t h - - - - -

i

the subject immersed t o the neck in thermally neutral" water (Agostoni et a/.,1966; ,

Craig and Ware, 1967; Hong et al., 1969; Arborelius,, et al., 1972; Begin et a/., 1976). 11 -

Control measurements were o f ten taken w i th water at the level o f the xiphoid

process (Hong et a/ . . 1969; Farhi and Linnarsson. 1977). The e f fec ts o f immersion on

respiration are numerous. Several common findings were established through the

* various experiments. In general. immersion tends to:

1. -' Decrease rate o f venti lation at a given rate o.f oxygen exchange

(Arborelius et a/ . , 1972; Thalmann et a / . , 1979; Grismer and p-

--- --

~ o o d w i n : 1983). -

tncrease alveolar venti lation at a given rate o f vent i lat ion (Begin

- et a / . , 1976; Thalmann et a / . , 1979).

Page 29: Measurement of respiratory work and resistance by artificial

Table 2.1: Contribution o f work components t o respiratory work at rest: literature.

SOURCE ELASTIC WORK

RESISTIVE WORK

Otis et al.,1950 63% 37% Mcl l roy et a / . , 1954 70% -

Attinger & Segal, 1959 4'' 38%

*\ Table 2.2: Contribution o f airway, lung tissue a n d b e s t wall resistive forces to total flow-resistive forces: literature.

SOURCE *

AIRWAY RESISTANCE

LUNG TISSUE CHEST WALL RESISTANCE RESISTANCE - ---

- -

Otis et a/ . . 1950 77.6% 22.3' Mcl l roy et a / . , 1955 35% Marshall and Dubois. 86% 13.7% 1956 Ferris et a / . , 1964 60 % 1% Gauthier et a / . , 1982 82 % 18%

'Combined chest wal l and lung tissue resistance.

Page 30: Measurement of respiratory work and resistance by artificial

Decrease vital capacity (Ago'storai et a/., 1966; Craig and Ware, - - - - - -

1967; Hong et a/. , 1969; ~ o b e r t s o n et a/., 1978). - - - - -- -- -

4. Increase blood f low to the apical region o f the lungs and

decrease blood f l ow ,to the basal region o f the lungs (Arborelius

5. Decrease expiratory reserve volume (Agostoni et-a/., 1966; Hong

'et a/ . , 1 9 m l y n n et a/. , 1975; Dahlback et a/. , 1978; Robertson et

a/ . , 1978; Taylor and Morrison, 1989).

6. Increase airway resistance (Agostoni et a/., 1966) and pulmonary

resistance (Morrison et a/ . , 1987). --

7. Increase the total work o f breathing, resulting mostly f rom an

increase in elastic work (Hong et a / . , 1969; Sterk, 1973; Dahlback

et a/ . , 1978; Taylor and Morrison, 1989).

8. Increase pulmonary capillary blood f low (Begin et a / . , 1976; Farhi

and Linnarsson, 1917).

9. Decrease functional residyal capacity (Begin et a / . , 1976; Farhi

gnd Linnarsson, 1977; Robertson et a/ . , 1978; Grismer and

Goodwin, 1983; Taylor, 1987).

10. Increase p u l m m a i r trapping ( D M a c k and Lundgren,-1972). - - -

11. Decreased maximum voluntary ventilation (Flynn et at., 1975).

12. Increase heart rate (Krasney et a/., 1984).

13. Increase cardiac output (Farhi and Linnarsson, 1977; Krasney et

a / . , 1984).

14. Shift the relaxation pressure-volume curve t o the right (Jarrett,

1965; Hong et a/ . , 1969; ~ c ~ e n r i a et a/ . , 1973; Flynn et a/., 1975;

Minh et a/ . , 1979; Taylor, 1987; Morrison and Taylor, 1988).

Full body lmrnerston in water exposes the subject's lungs toachaage;

hydrostatic pressure due to the hydrostatic gradient acting on the body surface. This - - - - - - -

hydrostatic gradient imposes an ~mbalance between the thoracic surface preksure and

the aiiway opening (mouth pressure). Morrison and Reimers (1982) indicated that the

Page 31: Measurement of respiratory work and resistance by artificial

I

div is ion o f work between inspiration and expiration was altered w i th immers ion due

t o the e f fec t o f a hydrostatic pressure imbalance between the pressure' o f the

breathing - gas supplied (usually at the level o f the mouth) and the mean hydrostatic

pressure acting o n the surface o f the thorax. The greater the imbalance. the more the

subject will exhale be low the normal end expiratory volume in an attempt t o

equil ibriate the external pressure acting o n the thorax b y readjustment o f the elastic -

t issues o f the lung-chest wal l systegn.

An invest igat ion involv ing the work o f breathing when in an immersed \ environment was conducted b y Hong et a/ . (1969). Four subjects were immersed i n

the seated posi t ion at t w o dist inct levels, the xiphoid process and the neck. The . total work o f inspiration rose 64.6% w i th immersjon to the neck, largely due t o an

increase in elastic work. q ther studies, using a variety o f methods but all (h

incorporating the use o f oesaphageal balloons t o collect pressure data. were

per formed t o determine the changes in f l o w resistance imposed b y upright

immersion. Agostoni et a / . (1966) observed an increase b y 57.7% in the airway

resistance wi4h immers ion t o the xiphoid process. Sterk (1970, 1973). using a

dynamic transpulmonary pressure technique, deduced the pulmonary resistance t o r ise

between 185% and 243%. Dahlback (1978) and Dahlback et a/ . (1979) reported very - - -

d i f ferent increments i n pulmonary f l o w resistance w i th immersion, at 3 1 % and 42.5%

respectively. Lollgen et a / . (1980). who employed the osci l lat ion method t o derive - to ta l respiratory resistance, found resistance t o increase b y 57.4% w i t h immersion. A

recent invest igat ion b y Tavlor (1987) observed that when immersed, inspiratory,

expiratory, and tota l pulmonary resistances were elevated t o at least double those in k

dry condit ions. Breathing air supplied at lung centroid posi t ion rather than at mouth

pressure restored ,normal lung subdivisions, returned elastic anSd f l o w resist ive work

towards normal, and a l lowed greater work load tolerance w i th less respiratory

distress. Table 2.3 summarizes +he l i terature fhdtngs. - - --- -

-

Page 32: Measurement of respiratory work and resistance by artificial

Table 2.3: Effects of immersion on components of respiratory work and resistance: literature.

SOURCE INSPIRATORY AIRWAY PULMONARY TOTAL FLOW RESISTANCE RESISTANCE RESISTANCE RESISTIVE WORK

- -

Agostoni et a / . , 1966 +57.7% I Hong et a / . , 1969 +64.6?h2 Sterk. 1970;1973 + 185-243% Dahlback, 1978 +31% Dahlback et a / . , 1979 +42.5% Lollgen et a / . , 1980 +57:4% Taylor, 1989 +30 1 %I +220YL3

'Immersion to the xiphoid process. ?Increase in work f rom immersion at the xiphoid process

, to immersion at the neck. '~o;al body immersion.

Page 33: Measurement of respiratory work and resistance by artificial

Wood and B r y a ~ <I 969) m e a s ~ m a x i m u m expirator+ flaw ~~~~ between 1 and 10 ATA. A t larger lung volumes, the maximum expiratory f l o w varied

w i t h density; at lower lung volumes (less than 254 vital capacity), flow tended to be

less,density dependent. The authors concluded that the maximum breathing capbcity

and peak expiratory f l o w varied inversely and exponential ly w i th the density o f air.

Salzano et a/ . (1970) had subjects per form graded e.xercise tasks on a bicycle

ergometer at varying ambient pressures, up t o 31.3 A T A in a dry compression

chamber. The gas mixture breathed was composed o f 99.1% helium and 0.9% oxygen,

w i th a resultant density o f the mixture o f over four t imes that o f air at sea level.

Work at depth was per formed w i t h increases in oxygen consumption, V . and tidal 0, -

volume, as we l l as decreases in heart rate and respiratory rate, when compared t o the

same work rate at sea level. Increased gas density was thought t o be the factor in

most o f the altered responses.

Pulmonary funct ion i n divers " l iv ing" at 49.5 A T A was monitored b y Spaur et

a / . (1977). Venti latory funct ion w a s reduced, as expected, w i t h a decrease in the

maximum voluntary ventilatio'n b y 45%. A n increase in functional residual capacity, - - - - -

-\

FRC, and transpulmonary pressure was observed. During underwater work periods,

the subjects wore closed circuit breathing apparatus whi le pedalling a cycle i

ergdmeter. The underwater work led t o severe dyspnea. Physiological adjustments

made were observed t o be simigar t o those made in asthma sufferers. For this

reason, the dyspnea result ing at b gh ambient,pressures was concluded t o be

mechanical rather than chemical in nature.

Wood and Bryan (1978) tested t w o subjects w i th a graded exercise regime on

a b icyc le ergometer at f i ve ambient pressures ranging f r o m 1 t o 10-ATA (dry - -

environment). A n oesophageal bal loon was used t o record intrapleural pressures.

Maximal test ing (900 kg.m.min-I) had t o be discontinued at ambient pressures above 4

ATA due to severe dyspnea. The reduced aerobic capacity was related t o the

I

Page 34: Measurement of respiratory work and resistance by artificial

l imi tat ion o f expiratory f low, due t o dynamic airway compression. The authors

suggested that the decrease observed in the maximum expi ratory- f tow at d e p t h w a s - -

the direct result o f the raised resistance caused b y anincreased gas density. -

Analogous t o Spaur et a/. (1977), Wood and Bryan observed a resemblance between

healthy subjects breathing dense air and patients w i th obstruct ive lung disease.

Similar f indings were observed by,Thalmann et a/ . (1979) when three divers

4 performed submerged exercise i n the prone posit ion, at depth. The purpose o f the --

study was to investigate the e f fec ts o f stat ic lung loading and increased gas density B

on the submerged exercising subject breathing air. Dry control test ing was executed

at 1.45 ATA; immersed test ing occurred at ambient pressures ranging f r o m 1.45 ATA

t o 6.76 ATA. With immersion, the divers were subjected t o a hydrostat ic gradient

ef fect and thus increased gas density could no t be concluded as the on ly factor fo r

increased respiratory resistance. Dyspnea proved to be the l im i t ing factor at

maximum work rate occurring during maximal exercise at 6.76 A T A wi th.some but no t 4

all static lung loads. A t a load o f +10 cm.H,O, less dyspnea resulted and subjects . were able able t o per fo rm maximal ly at this density level f o r f i ve minutes. T,he only

parameter that correlated direct ly w i t h the severi ty o f the dyspnea was maximum

oxygen consumption, Vg max.. Thalmann et a/ . (1979) noted that work- l imi t ing 2

dyspnea was observed at lower levels-of oxygen consumption i n the studies o f - - -

- Dwyer et a/ . (1977) and Spaur et a/. (1977). The t w o earlier studies were conducted

at greater ambient pressures (43.4 A T A and 49.5 ATA, respectively), which wou ld

induce a seven-fold increase in breathing gas density. Hence, Thalmann and his

co-workers concluded dyspnea t o be pr imari ly related t o hydr~stat icr j~mbalance.

2.4 Mechanical Venti lation as 2 Research Technique -2

O t ~ s et a / . (1950) were the f i rs t t o develop the technique o f mechanical vent i lat ion as

a research method, t o measure volume changes in the chest in-response t o changes i n

pressures at normal breathing frequencies. The subjects voluntar i ly relaxed and -- --

allowed a srnusoidal pump t o venti late them. A Drinker Respirator enclosed the

Page 35: Measurement of respiratory work and resistance by artificial

- subjects t o the level o f their necks whi le i n the supine posit ion. The pressure wi th in

- - - - -- - - - -

the tank was subsequently altered, whi le the pressure gradient betweei- the respirator

and the mou th of the sub@cts was recorded.- The&sticitp o w m h h e s t

wal l , as we l l as the resistance t o breathing, acted as the focus o f analysis o f the

pressure-volume data. Inertia was calculated, but found t o be negligible at the

forc ing frequencies employed. (Values calculated for work against elastic and *.

resist ive forces have been given earlier in 'this chapter. Refer t o table 2.1.) From the

experimental data, the authors derived equations that give an approximate description

o f the mechanics o f human respiratory apparatus.

DuBois and Ross (1951) employed the Drinker Respirator apparatus at higher

frequencies in an attempt t o highlight the inertial factor. DuBois continued research

in this area w i th his co-workers, and in 1956 reported the frequency response

characteristics o f the airways, lungs, and chest at osci l lat ions i n the range o f 2 Hz to

15 Hz. The mot ion o f the chest wa l l was measured through the creation o f an

electromag-tic f ie ld whi le the surface mot ion o f the abdomen was also monitored

under the assumption that i f the diaphragm moved distal ly, the abdominal wal l moved

outward. The authors noted that air f l o w o f the normal respiratory pattern was not

necessari ly sinusoidal, and hence could e f fec t the data obtained.

--

The tota l work o f breathing i n obese h e n was assessed b y Sharp et at. (1964)

using a method incorporating a tank respirator;, similar t o the apparatus o f Otis et a/ .

(1950). Sharp and his co-workers noted that the val idi ty o f the method depended on

the subject's abi l i ty t o ;elax the respiratory muscles and t o a l low the tank respirator

t o per fo rm the respiratory work. To test fo r complete subject relaxation throughout

the procedure, they employed independent methods for measuring compliance and

tota l resistance. Twenty- two subjects participated, fourteen o f whom were obese'

- and eight o f whom were f r o m the normal population. Tidal volumes, f lows, and tank

respirator pressures were record%ed. Three breathing frequencies wefet+se€k+-2~20;

and 30 breaths per minute, and the pressure in the tank was varied between +70 --

cmHzO and -70 cmH,O. The resultant values o f compliance and resistance were

Page 36: Measurement of respiratory work and resistance by artificial

compared to the values obtained f rom the independent measures. -Table2.3 - -

summarizes these values.

Wi th respect t o compliance, the values obtained b y the t w o methods were

very similar, and thus highly correlated. Wi th respect t o res,istance, the tank 9

respirator values were t w o t o three t imes the values obtained using an independent

osci l lat ion technique (control method #2). The d i f f e~epr in volume displacement '\ "\

employed b y the t w o methods was o f the magnitude o f twe$ty t imes. Such an

increase i n the volume change would imp ly greater passive st\etching o f the

respiratory tissues w i th the respirator technique, possib ly producing d i f ferent tissue .

resistances. Total respiratory work in kg.m.L-I, at a respiratory rate o f twenty

breaths per minute, averaged 0.073 in n -ma1 subjects, 0.095 in obese subjects, and -

0.212 in obese subjects w i t h obesi ty hypovent i lat ion syndrome. The di f ference i n

values between the normal group and the obese groups were signif icant ( ~ ~ 0 . 0 5 ) .

Page 37: Measurement of respiratory work and resistance by artificial

Table 2.3: Comparison of data of two measurement techniques for normal (N) and obese(0) men. (Sharp et a/. , 1964)

TOTAL COMPLIANCE TOTAL INSPIRATORY RESISTANCE L.cmH,O;l cmH,O.L-l.sec

Tank Respirator Control Method Tank Respirator Control Method i #1 #2

Page 38: Measurement of respiratory work and resistance by artificial

The objectives o f this study were - - - -

1. To investigate the technique o f art i f ic ial respiration in the

measurement o f to ta l respiratory work and respiratory

resistance.

21 To measure elastic and resist ive components o f respiratory

work under dry condit ions, during immers ion w i t h and wi thout

hydrostat ic pressure compensation o f breathing gas, and at

ra ised ambient pressure.

To determine the relationship between the energy cost o f

vent i lat ion (J.L-I) and the rate o f vent i lat ion (L.min-l) in each

condit ion.

2.6 Hvpotheses

It was hypothesized that:

1. Upright immersion t o the neck without hydrostat ic pressure

compensation o f breathing gas, decreases lung relaxation volume .

and expiratory reserve volume, ERV. This e f fec t will decrease - -

the tota l respiratory compliance and increase a i rway resistance,

causing agincrease in the elastic and f l o w res is t ive work o f

breathing.

Provision o f hydrostatic pressure compensat ion o f breathing gas

t o lung centroid pressure (equal t o the mean external pressure

acting on the thorax) w i l l return tota l respiratory compliance and

airway resistance towards normal, result ing i n reduced .

respiratory work during immersion.

At. increased ambient pressure, Increase T i i TespFed gas

density w i l l cause an increase in the work of &eatkgdue+--

the turbulent nature o f a i r f low Tn the airways. ,

Page 39: Measurement of respiratory work and resistance by artificial

- -- ---

The most commonly used method f o r the determination o f work o f breathing - +.

involves the use o f an oesophageal bal loon t o estimate intrapleural pressure. This

. technique is invasive, requires careful calibration, and involves a certain degree o f

d iscomfor t t o the subject. The val idi ty o f this technique exists on the assumption

that oesphageal pressure c losely approximates mean pleural pressure. I t does not

measure the tota l work o f respiration as i t omi ts the f low-resist ive and elast'ic

forces exerted b y the chest wal l . Hence, the oesophageal technique estimates only

the pulmonary elastic and pulmonary f low-resist ive components o f respiratory work.

~ e c h a n i c d l vent i lat ion has been used infrequently t o measure respiratory -

work, although w ide ly used f o r cl inical purposes in the medical setting. In the latter

situation, mechanical vent i lat ion provides gas exchange that adequately supplies the

t issues w i t h oxygen when a patient's lungs can no longer do so independently

(Chalikion and Weaver, 1984). Although the mechanical Ventilation technique

measures the,total work o f the respiratory system, i t rel ies on the assumption that

the subject can maintain tota l relaxation o f the respiratory muscles during passive

vent i lat ion (Sharp et a/., 1964). Hence, it may be said that b o t h techniques aresubject- - - -

M t o a source o f potent ial error which may. be either random or systematic in nature. -

A l l experimental procedures took place at the Environmental Physiology Unit, in the

School o f Kinesiology at Simon Fraser University. The hypohyperbar ic chamber was

the s i te o f mechanical vent i lat ion tr ials, whi le the general laboratory area was used

fo r lung funct ion tests.

Page 40: Measurement of respiratory work and resistance by artificial

3.1. I Hypo/Hyperbaric Chamber

The hypo/hyperbaric chamber consists o f three locks: the entry lock, the main lock, \ :+ '

--- , - -AM/- 4'*'\ -r and the w e t lock. The wet lock situated be low the entry lock, and may be f i l l ed

'7

w i th water for experimental purposes. Figure 3.1 i l lustrates the three locks o f the

hypo/hyperbaric chamber. Verbal communicat ion por ts are w i red fo r bo th the entry

and main locks; whi le vidual contact w i th all three locks is maintained at the con t ro l

consul via television cameras. The chamber operators observe the experimental

procedures on a video moni tor connected t o the three cameras. Emergency oxygen

is available in the main lock and emergency air is available i n all three locks.

3.1.2 Mechanical Respirator

The mechanical respirator consists o f three major components in series. A n electric

motor. controlled b y a radiotrol variable frequency controller, powers a hydraulic

pump. In turn, the hydraulic pump p o y e r s a hydraulic motor w h i i h dr ives the

respirator at the selected frequency when the system is engaged. The electric motor,

controfler, hydraulic pump and reservoir are situated outside the chamber and --

connected thr6ugh the chamber wal l via hydraulic connectors t o the respirator within:

Figure 3.2 i l lustrates the serial components p f the respirator system, wh i le Figure 3.3

depicts the breathing machine alone. -

Air is pumped w i th a sinusoidal f l o w pattern through,a combinat ion o f r ig id

and flexible tubing t o the mouthpiece and back t o the point o f origin. One-way

valves ensure unidirectional a i r f low t o and f r o m the subject. Between periods o f

mechanical venti lation, the subject breathed via a valve which connected the

breathing circuit t o either a demand regulator or the air w i th in the wet lock. During

trials, the valve wou ld be shut a l lowing the subject t o be venti lated f r o m the closed

c i r x i t o f the respiratqr. Figure 3.4 depicts the breathing circuit. I

The changes in volume sf the ~espirator we~emeasw&byareettlineat- - -

potentiometer model HLP19O type FS (Llybrid Technology'), andamp l i f i ed b y a -

Daytronic model 9010 mainframe system w i t h a model 9163 analog input module.

Pressure changes at the mouthpiece, P , were moni tored b y a Validyne model

Page 41: Measurement of respiratory work and resistance by artificial

A - ENTRY LOCK 0 - MAIN LOCK C - WET LOCK D - CONTROL CONSOLE .

Figure 3.1: The hypo/hyperbaric chamber: entry lock, main lock, and wet lock.

Page 42: Measurement of respiratory work and resistance by artificial
Page 43: Measurement of respiratory work and resistance by artificial

Subject 6

Breathing Machine

Demand Regulator

- a

Figure 3.4: B r e a t h ~ n g c ~ r c u l t &{ th in the w e t lock o f the hypohyperbar~c chamber.

! 1

-

C02 Scrubber

Direction of flow 4

- -

Three-way valve with system closure

Mouth piece

h

One-way valve I w '

4 -

Page 44: Measurement of respiratory work and resistance by artificial

DP215-52 pressure transducer and ampl i f ied b y a model 9130 input module on - the - A-

4,

Daytronic mainframe. Both the volume and pressure signals were l o w pass f i l tered - - - --- -

at 5 Hz b y a Rockland model 432 dual H l A O f i l ter (Rockland Systems Corporation).

. Once fi l tered, the signals were recorded digi tal ly at 50 Hz b y -7 a Tecmar A/D converter

and an IBM PC microcomputer, control led b y a data collectioy\ program. \

3.2 Procedures

The experrmental procedures developed fo r the col lect ion o f respiratory - pressure-volume data were approved b y the Environmental Physiology Unit and the

Unrversity Ethics Committee at Simon Fraser University, pr ior t o commencement o f \

the study. Informed consent was obtained b y all subjects fo l low ing an in format ion -

sessron regarding the approved protocol. \ 3.2.1 Subject Se/ection Procedure I

L Subjects selected t o participate in the research experiment were required t o meet

certain criterra:

1. Participants o f ' the study were required t o be cer t i f ied and

experienced as divers.

Potential cand~dates per formed respiratory maneuvers t o - - - - -

I

produce static compliance curves. Repeatable curves indicated

that the subject was able t o relax w i t h an open g lo t t i s against an

occluded airway. Respiratory relaxation w i t h an open g lot t is

would a l low fqr mechanical vent i lat ion b y the breathing machine.

Subjects selected t o participate were medical ly examined and

questioned fo r good health b y an attending physician.

Ident i f icat ion o f acute or chronic pulmonayy, cardiacyrespiratory,

or neurologrc condit ions or diseases necessitated exclusion f r o m

the study.

Five male subjects were selected. A l l were experienced in pulmonary funct ion

testing procedures in addit ion to meeting specif ied criteria. The subjects ranged in

3 f

3 1

Page 45: Measurement of respiratory work and resistance by artificial

age f r o m 29 t o

anthropometric

r-C

45 ye'ars. w i t h a mean age of 35 "years. Table 3.1 prayides - - - - - -

in format ion fo r each subject.

- - -

3.2.2 Experimental ~rotocol

The technique used t o mechanically venti late the participants was fashioned after the

method developed b y Ot is et a/ . in 1950. The technique is based on the integration

o f respiratory dr iv ing pressure w i t h respect t o lung volume change. The subjects -

-

were trained t o relax and permit a respirator t o passively venti late the lungs. A

sinusoidal pump having a control led t idal volume and frequency was employed t o

measure respiratory work, dynamic compliance and f l o w resistance using this

technique. lnspiratory and expiratory phases shared equal t iming due t o the

sinusoidal wave form. The rate o f respiration was randomly altered i n successive

tr ials,

10 bpm< f <30bpm.

t o produce vent i latory increments w i th in the normal range o f

-- -

The stroke volume o f the respirator remained at a f ixed value o f approximately 2.0

l i ters. Carbon dioxide was scrubbed f r o m the system t o prevent hypercapnia causing

the in i t ia t ion o f voluntary vent i latory e f fo r t . Simultaneous measurement o f the lung

volume and pressure di f ference betw~een the dr iv ing pressure at the mouth or airway

opening and the system relaxation pressure (ie. breathing gas'supply pressure) '

a l lowed the construct ion o f the pressure-volume diagram and hence the analysis o f ,

respiratory work.

Measurements were per formed In the upright seated posit ion-at 1 ATA undec "

the f o l l o w ~ n g experimental condit ions:

1. Dry.

Page 46: Measurement of respiratory work and resistance by artificial

Table 3.1 : .Subjest anthropornetric 'information

Subject Height - Weight Vital Number Capacit-y

cm kg L (BTPS)

Page 47: Measurement of respiratory work and resistance by artificial

- . - -. >- - - -_

= * 2 P

2. Immersed t o the chimbr-g-air mouth pressure (P,-1--- --

3. Immersed t o the - chin breathing -- air supplied at lung centroid

pressure (P LC ).

4. Immersed t o the chin breathing air supll ied at lung centroid 1

pressure whi le wearing a wetsuit.

Trials were also repeated at 2 , 4, and 6 ATA w i t h the subject immersed and breathing

air delivered at P LC .

3.2.3 Dry Conditions

The trials made at 1 ATA w i t h dry experimental condit ions served as both a training

session and a control f o r other experiments at similar ambient pressures. A second

dry tr ial at surface pressure was conducted fo l low ing all other experimental

procedures in order t o establish the possib i l i ty o f serial e f fec ts on subject -

' performance.

The subject, seated in the upright posit ion, breathed quietly f rom the

mouthpiece through the breathing circuit w i th the valve opened t o a l low chamber air

t o enter and leave the circuit. The nasal airway was occluded b y a nose clip. A t the

end o f a normal expiration, the subject relaxed and signaled the chamber tender t o

start the tr ial. The valve was immediately closed b y the tender, who simultaneously -

signalled the experimenter outside the chamber to engage,*he respirator and start the

data col lect ion program. The respirator passively venti lated the subject w i th ful l

respiratory loops fo r twenty seconds whi le the subject relaxed w i th an'open glott is. 1'

Fol lowing the twenty second data col lect ion period, an audio signal was sounded. A t

this point the tender opened the valve on the breathing circuit, al lowing the subject t o

venti late independently. The respirator was disengaged momentari ly, ' then reset t o

i ts starting posi t ion at end expiration (lowest lung volume). Breathing frequencies o f

10, 15, 20, 2 w d 30 breaths per minute were used in conjunction w i t h an approximate

2.0 L tidal volume, result ing in f i ve consecutive trials. Balanced design determined

the order o f the breathing frequencies. Trials were repeated when requested b y the

subject, or when the experimenter was dissat isf ied w i th :he data.

I

Page 48: Measurement of respiratory work and resistance by artificial

-

3.2.4 l mrnersed Conditions at 7 ATA

When immersed, the hydrostatic forces applied t o the body create-a transrespiratory - - -

hydrostatic pressure imbalance b e w e e n the thoracic - - surface and the airway opening ,

or mouth (when P =P ). The hydrostat ic imbalance is countered b y elastic

forces generated in response t o a change (decrease) o f lung volume. Lung centroid

pressure. P LC , has been def ined as the hydrostatic breathing pressure required t o

return the immersed lung relaxation volume t o the level which exists in air (Taylor,

1987). Lt is theorized that the lung centroid pressure i s equal t o the mean hydrostat ic . pressure acting on the outside o f the thorax during immers ion (ie. P LC =P bS ).

HBnce when the static breathing pressure P a. is raised t o P LC the hydrostat ic

imbalance between thoracic surface pressure P bs and airway opening P is

removed. The locat ion o f the lung centroid was ident i f ied b y Taylor (1987) t o be

13.6 crns infer ior t o the sternal notch when in the upright posi t ion and 7.0 crns

posterior t o the sternal notch when supine.

Seated in the upright posit ion, the subject per formed the same experimental

procedures as i n the dry condit ions w i t h t w o variations o f experimental environment.

Firstly, water in the chamber reached the subject's chin, creating a hydrostat ic

pressure imbalance across the thorax. Secondly, the subject per formed the trials at

both uncompensated (mouth) and compensated (lung centroid)-breathing-pressures. -

The water temperature ranged f rom 30' C t o 35' C assuring thermal comfor t t o the

swimming trunk clad subject.

During immersion, the subject breathed f rom a demand regulator attached t o

the breathing circuit when not being venti lated b y the respirator. W'hen breathing at

LC . the demand regulatbr and a pressure compensator, a device that o f fee ts the

hydrostatic pressure imbalance across the pressure transducer, was lowered t o the -.

predetermined level o f the subject's lung centroid. In addition, the subject was

requ~red t o wear a neoprene divihg hood in an attempt t o compensate f o r facial

pressure gradients when breathing at lung centroid pressure. A t high rates o f

ven t~ la t i on the hands were also used t o further restr ict cheek mot ion b y applying

Page 49: Measurement of respiratory work and resistance by artificial

direct pressure t o the area.

A special case o f the immersed - lung centroid trial condition at-1 ATA - - - -

involved the use o f a wetsuit. Each subject donned a 3i0" neoprene wetsuit which

included both a ful l length long-john and a jacket. Weights were attached t o hold&e

subject down in the seated position. Breathing gas pressure was supplied at lung

centroid level. I t was predicted that the additional compression on the chest wall by

the wetsuit would make inspiration noticably more dif f icult where as expiration

would exhibit no difference than wi th the control lung centroid trials. The wetsuit

data is only compared t o the immsersed-lung centroid trials in the results section

and tiot to the 1 ATA dry and immersed trials without hydrostatic pressure

compensation due to their incompatibil i ty of trial factors.

3.2.5 Raised Ambient Pressures

Test procedures were repeated in the immersed state at raised ambient pressures o f

2, 4, and 6 ATA. A t 2 ATA and 4 ATA, data was collected only when breathing at

LC . A t 6 ATA, test procedures were performed with hydrostatic pressure

compensation (P LC ) and wi th uncompensated air supply (P ). 'During

uncompensated breathing pressure trials, problems were experienced with large

negative dynamic pressures (P 'ao ) during the expiratory phase. Presumably, the i

negative pressures resulted f rom upper airway constriction. As a result, these large

negative pressure transients caused subject discomfort, and made it di f f icult to

maintain complete relaxation.

3.2.6 Post - Dive Procedures

Following the testing procedures at depth, decompression commenced according to

the Canadian Armed Forces Diving Tables and Procedures (D.C.I.E.M., February I986

revision). - Both the subject and the tender were required to remain under observation

in the laboratory for a further sixty minutes fol lowing decompression as a safety

precaution against the remote possibil i ty of latent bends.

Page 50: Measurement of respiratory work and resistance by artificial

- 3.3 Compl iance Pulmonary Funct ion Tests

- -

Vital capaci ty (VC), max imum insp i ra tory capaci ty ( ICLexgiratory reserve vo lume pppp

(ERV), and fo rced expired vo lume (FEV ) f o r each subject were measured in d r y

condit ions us ing standard sp i rometr ic techniques. Appendix A contains a tab le o f the

subject data. Robertson et a/. (1978) calculated FRC t o b e approx imate ly 64% o f VC. t

FRC could n o t be measured whi le the subject was coupled t o the mechanical

venti lator. Hence the FRC o f each subject was calculated t o be 64% o f VC f o r L-

I subsequent use in the bu i ld ing o f regression coef f ic ients . A s a sa fe t y precaut ion - f

f , 2

during mechanical vent i la t ion tr ials, t ida l vo lume was never implemented above 75%

\ o f IC. FEV is measured as the vo lume o f air expired w i t h max imum e f f o r t i n 1.0

second f o l l ow ing a max imum inspiration. A standard 9.0 L Col l ins resp i rometer

model P-900 (W.E. Col l ins Inc.) was used t o co l lec t the desired data.

The stat ic resp i ra tory compl iance curve was measured t o p rov ide compar ison

w i t h the dynamic compl iance obtained through ar t i f ic ia l respirat ion. The respi ra tory B i

compl iance curve was procured b y the per formance o f a ser ies o f stat ic

pressure-volume relaxat ion maneuvers over the vo lume range f r o m residual vo lume

t o to ta l lung capaci ty and v ice versa. Whi le seated in the upr ight pos i t ion, the

subject was tralned t o open his g l o t t i s against an occluded airway. This t raining - -

procedure in i t ia l ly was pe r fo rmed at maximal inspiratory capaci ty, and repeated unt i l

consistent values were ob ta~ned. The procedure was then repeated at maximal

expiratory volumes. When the subject f e l t ready t o d o the comple te test , he insplred

fu l ly f o l l o w e d b y expi ra tory lncrernents o f approximately 500 m L t o 1000 m L un t i l

maxlmum explratory capaci ty, RV, was reached. A t each leve l o f lung vo lume the

alrway was occ luded and P ,, recorded when stable be fo re the next expiratory e f f o r t

was made. T h e procedure was repeated beginning w l t h a max imum expirat ion

f o l l owed b y lnsp l ra tory Increments o f s imi lar volumes. Several recordings were 1

made by each subject. A th i rd order polynomial was f i t t ed t o the data represent ing ' .

the to ta l stat ic cornpilance curve. A l l f i v e subjects had produced stat tc compl iance , --

curves in the past and thus had prev ious training.

Page 51: Measurement of respiratory work and resistance by artificial

3.4 Data Analysis

3.4.1 Calculations -- - - --

The data col lected fo r the six environmental condit ions was converted in to units o f

pressure and volume and then smoothed before calculations began. A f i ve point

smoothing technique developed b y Lancos (1965) according t o the equation '

was used f o r this purpose. The work o f breathing, respiratory compliance and total

respiratory resistance were calculated w i th the aid o f computer programs.

Specif ical ly, the work o f breathing was calculated f r o d the data fo r inspiratory work.

expiratory work, elastic work, and f l o w resist ive work, as a funct ion o f the equation

Work = JP6 V . ..

,%

Total respiratory work is represented b y the summation o f inspiratory and expiratory

work, which in turn are summations o f posi t ive elastic and f l o w resist ive work. F low

resist ive work is derived f r o m the Integration o f total resist ive work over a complete - -- -

respiratory cyc le. . Four subdivisions o f dynamic respiratory work exist :

posi t ive ihspiratory / W I P /

posi t ive expiratory (WEPI

negative inspiratory ( W I N /

negative expiratory (WEN)

J

* r s = { W I P - WEN1 + (WEP - W I N )

' . Figure 3.5 i l lustrates the four f low-res is t ive work divis ions b y 'areas on the

7 .

pressure--volume diagram.

Page 52: Measurement of respiratory work and resistance by artificial

Figure 3.5: F l o w - r e s i s t i v e w o r k d i v i s i o n s by area o n the pressure-vo lume diagram.

Page 53: Measurement of respiratory work and resistance by artificial

W I P = BGFE P

W I N = AHB.

. h

Resistive work, inspiratory and expiratory, are i l lustrated i n Figures 3.6 and 3.7,

respectively. When end-tidal transrespiratory pressure equals or exceeds relaxation

pressure, inspiratory f l o w resist ive work equals posi t ive inspiratory work minus

elastic work (Figure 3.6) and expiratory resist ive work equals elastic work minus

negative expiratory work (Figure 3.7): --

resf;) = W I P - elastic work , 13.41

res(i) = ABCD - ACD

res(e) = elastic work - WEN 1 3.5) -

= ACD - AECD res(e) -

./ = 0.5 . (AP - AVI 1 3.6)

W = ACD. - --

For situations where the end-expired transrespiratory pressure is less than relaxation

pressure, di f ferent areas on the pressure-volume diagram give the correct results.

lnspiratory resist ive work equals all inspiratory work minus inspiratory elastic work.. e-

6

Similar ly, expiratory resist ive work equals all expiratory work minus expiratory

elastic work . Figures 3.8 and 3.9 schematically represent these relationships.

resii) = total inspiratory work - inspiratory elastic work (3.71

= fBGFE - AHB) - fCFE - €'HA) - - -

r e ~ ( ; /

redel = total expiratory work - expiratory elastic work (3.8)

Page 54: Measurement of respiratory work and resistance by artificial

Figure 3.6: p ressu re

,

l n s p i r a t o r y r e s i s t i v e - w o r k w h e n the end - t i da l t r a n s r e s p i r a t o r y equals exceeds re laxa t i on v o l u m e .

F ~ g u r e 3.7: Exp i ra to ry resistive work w h e n the end - t i da l t rans , -esp i ra tory p r e s s u r e equals o r exceeds re laxa t i on v o l u m e .

Page 55: Measurement of respiratory work and resistance by artificial

Figure 3.8: lnspiratory resist ive work when the \end-tidal transr'espiratory pressure is .less than relaxation volume.

Figure 3.9: Expiratory resist ive work when the end-tidal transrespiratory pressure 1 5 less than relaxation volume. - - - -

Page 56: Measurement of respiratory work and resistance by artificial

redel = ( D I H A - DFE) - {CHA - CFEI

P o s i t i v e e las t ic w o r k f o r a c o m p l e t e breath ing c y c l e - - - - -

c

W = CFE + CHA.

Values o f - r e s p i r a t o r y w o r k w e r e n o r m a l i z e d t o a value o f o n e l i t r e b y d i v i d i n g the

w o r k o f a par t icu lar c y c l e by the t i da l vo lume. The resu l tan t w o r k w a s expressed i n

jou les per l i t r e (J.L I ) .

C o m p

- using the f o l

l i a n c e , the t i ssues capac i t y t o d. istend w i t h

l o w i n g equat ion :

i n f l a t i o n , w a s ca lcu la ted

d y n .. l r s ) = AV , A P - I

D y n a m i c comp l iance i s the r a t i o o f t i da l v o l u m e t o pressure change b e t w e e n t w o

p o i n t s of zero gas f l o w at e i ther end o f the t i da l excu rs ion (Mead and M i l i c -Emi l i ,

1964; Tay lor . 1987). Comp l iance i s r e p o r t e d i n u n i t s o f L-kPa-l.

0 - - - -

~ e s i s t a n c e ' a t any p o i n t i n the breath ing c y c l e i s ca l cu la ted b y d i v i d i n g the

res i s t i ve pressure a t p o i n t i b y the co r respond ing r a t e o f f l o w . ~ e s i s t a n c e i s then

repo r ted at a s p e c i f i e d f l o w ra te , c o m m o n l y 0.5 L.sec-l . I n a d d i t i o n t o 0.5 L.sec-l ,

res is tance w a s ca lcu la ted at ra tes o f f l o w o f ' 1.0 L .sec- I and.2.0 L.sec-l. Resistance

is r e p o r t e d in un i t s o f kPa.L-'.set.

Resistance = P res . V - l (3.17)

Resis t tve pressure at any p o t n t I i s ca lcu la ted b y sub t rac t i ng e las t i c pressure f r o m

t ransresp i r i i to ry pressure at the des i red instant . E las t ic pressure m u s t b e ca lcu la ted

f i r s t i n order that r e s i s t i v e pressure b e determined.

Page 57: Measurement of respiratory work and resistance by artificial

res = rs -

3.4.2 Statistical Analysis

Repeated measures ana lyses o f var iance w e r e p e r f o r m e d o n the resp i ra to ry w o r k and

res i s tance data t o t e s t f o r t h e e f f e c t s o f independent f a c t o r s o n the ca lcu la ted

resu l ts . W i t h respec t t o resp i ra to ry w o r k , t w o f a c t o r s w e r e cons ide red : r a t e o f x

v e n t i l a t i o n and exper imen ta l des ign ( cond i t i on a t 1 A T A , and d e n s i t y w i t h the t r i a l s

p e r f o r m e d a t d i f f e r e n t amb ien t pressures). Resp i ra to ry resistance data w a s i d e n t i f l e d

as h a v i n g three f a c t o r s : f l o w rate, lung vo lume, and dens i ty . A n y In te rac t ton b e t w e e n -

the f a c t o r s w o u l d b e i nd i ca ted b y the ana lyses o f var iance a s w e l l . S ign i f t can t

d i f f e r e n c e s i n the e f f e c t s w e r e subsequent ly t rea ted w i t h Tukey's HSD test t o s h o w \

the l eve l o r l eve l s w i t h i n the f a c t o r s w h e r e the d i f f e r e n c e s i n means occur. A I , .

s i g n i f i c a n t d i f f e r e n c e w a s assum'ed t o ex i s t w h e n 8 p r o b a b i l i t y o f p<0.05 w a s

achieved. Ac tua l va lues o f p r o b a b i l t y are q u o t e d i n the resu l ts .

~ o m p l ~ c a t i o n s ar lse whr le a t t e m p t i n g t o f ~ t exp lana to ry equations t o data

w h e n in te rac t i ons b e t w e e n f a c t o r s occur. I n te rac t i on IS the c o n d l t l o n where the

re la t i onsh ip o f i n te res t i s d i f f e r e n t at d i f f e r e n t l eve l s o f t w m u s var iables -- (Kle inbaum et a/., 1988). M u l t i p l e reg ress ion ana lys is i s requ i red w h e n in te rac t i ons

f ex i s t i n order t o d e s i g n an appropr ia te p r e d i c t i v e m o d e l . Severa l p red ic to r var iab les

can b e appl ied, b u t s ince p h y s i o l o g i c a l k n o w l e d g e i s ava i lab le , cot is i ra int 's o n the

var iab les can b e made.

The p r o b l e m d f d e v e l o p i n g the best equa t ion t o the present data i s c o n f o u n d e d

b y the repeated measures nature o f the data. I f one chooses t o t reat a l l the data as

Independent measures , a m o d e l c o u l d b e d e v e l o p e d and tes ted. Such a m a n ~ p u l a t l v e

techn ique i s n o t e n t i r e l y s o u n d s t a t i s t ~ c a l l y due t o the actual dependence o f da ta

p o / ~ f i s w i t h one another , i n add i t i on t o the w i d e var iance ob ta ined due t o the

Page 58: Measurement of respiratory work and resistance by artificial

di f ferences i n subjects. A n al ternat ive method is t o apply

regression mode l w i t h variables that re la te theoiet ica l ly t o

a s ingle-outcome - - - - - -

resp i ra tory wo rk and - - - - - - - - - - - - -

respiratory resistance. The coe f f i c ien ts f o r the variables f o r each subject vary w i t h i n

a norma l d is t r ibut ion f o r the true populat ion. That is, a l though the coe f f i c ien ts are

no t expected t o be ident ical f o r d i f fe ren t people, the variance o f the coe f f i c i en t s

P o I j3, I and p 2 , are norma l l y distr ibuted.

The best est imate f o r eagh coe f f i c ien t P , when consider ing the sample

population, IS the mean o f the es t~ma tes , wh ich i s 0 and descr ibed b y the equat ion

I be low :

Similarly, the variance o f the mean o f the est imate, Var(P ) i s calculated t o include

the average o f the indiv idual coe f f i c ien t variance f o r each subject i n addi t ion t o the

rnean'coeff ic ient variance. This i s the method that is used t o develop the

coe f f i c ien ts for the pred ic tor mode ls f o r bo th wo rk and resistance.

3.4.3 Respiratory Work Mode l

One explanatory equat lon was deve loped t o describe the trend o f the exper imental -

data results. The equat lon rs ' theoret~cal ly based rather than a 'best f i t mathematical

relationshrp w h ~ c h severely l r m ~ r e d the number and t ype o f variables chosen t o be i n

the model:

in t h ~ s equa t~on . W represents work i n J.L:, V represents vent i la t ion ra te in L.min-I,.

and D represents the gas d e n s ~ t y r e l a t ~ v e t o air at one atmosphere (ie. at 1 ATA, --- -- -

D=1). t . the constant c o e f f ~ c i e n t , was ~ n c l u d e d I n the t heo re t~ca l regress ion equat ion

based on the resui ts of the data cottectect. *A constant coe f f i c ien t w o u l d b e required .. i f r e s p ~ r a t o r y hysterests e x ~ s t s . The concept o f resp i ra tory hysteres is i s discussed in>

Page 59: Measurement of respiratory work and resistance by artificial

Chapter 6. This equation i s based on the physiological knowledge that respiratory -- - - -

f l o w has bo th laminar and turbulent components. The former is more prevalent w i t h - -- - ppppppp p-

normal atmospheric and physiological With laminar f low, respiratory

pressljre varies direct ly w i t h f l o w when f l o w becomes turbulent,

respiratory pressure varies w i t h the square o f f l o w rate. The degree o f confidence

o f the equation was ascertained b y the imposi t ion o f l imits, based on regression

coef f ic ients and the standard error o f the estimate.

3.4.4 Respiratory Resistance Model

Respiratory resistance has three physiological factors that must be accounted fo r in a - L

model: gas f l o w rate, gas density, and lung volume. The part ly laminar and part ly

turbulent nature o f respiratory a i r f l ow indicates that the value o f ~es is tance w i l l T

increase as gas f l o w rate increases. Since turbulent f l o w has a greater contribution

to the total, resistance w i l l increase at a greater rate w i t h raised gas density. The

length and diameter o f the airways change w i th lung volume: at l o w lung volumes.

airway resistance should be greater and at high lung volumes, airway resistance

should be smaller. DuBois (1964) and McKenna et a/ . (1973) have suggested that

resistance is ~nverse ly proport ional t o lung volume. Wi th inspiration, the lungs and

chest cavi ty are expanded. As the size o f the lungs increase, the airways Increase -

proport ionately (DuBois, 1964). Considering Poiseuille's Law regarding laminar f l o w

(Equation 1.2). the resistance term k, is proportional t o the inverse o f the cube o f

dimension (L3, where L represents dimension), or k, a L 3 . Likewise, volume is

proport ional t o dimesion cubed, or (V a L31. Hence, k , cr V I , and is a linear term. The

turbulent component o f resistance IS not as easily dissected to i l lustrate i ts

relationship w i t h lung volume as airway geometry is a prevelent factor. From the

equation o f airway turbulence (ETuation 1.4), the term k , is proportional t o L or

A s votume vanes wrth t3 , i t mrght b e approximated that k , a V - , asmmmg t h e

ef fec ts o f volume on radius, r , and airway length, / are proportional. In this study, -

lung volume has therefore been model led w i th equal contr ibut ion fo r both the laminar

and the turbulent components o f resistance (ie. R a V l ) since the exact relationship

Page 60: Measurement of respiratory work and resistance by artificial

I S unknown. Br ief ly . the regression equation developed t o describe-respiratory - -

resistance applies the laws o f laminar and turbulent f low, and Poiseuille's - - - - ~ a w as

fo l lows:

where D is density (ATA), i/ is f l o w (Lsec;'), and V is lung volume (L). @'

Page 61: Measurement of respiratory work and resistance by artificial

CHAPTER 4

RESULTS: RESPIRATORY WORK -- Respiratory work is reported in this chapter under two c a ~ i e s - ~ ~ f k ~ k w s t . k - - - -

at 1 A T A ambient pressure only; the second is work at ambient pressures o f 1, 2; 4,

and 6 ATA. Respiratory work values are reported for f i ve work types:'elastic,

inspiratory f low-resist ive, expiratory f low-resist ive. to ta l f low-resistive, and tota l

respiratory work.

4.1 Work at 1 ATA

- Three experimental condit ions were per formed at 1 ATA. First. y e c t s were

mechanically venti lated whi le seated in a dry environment. This condit ion w i l l be

referred t o as "dry" in the remainder o f the chapter. Second, the subjects were

mechanically venti lated whi le seated in water t o the level o f the chin. No hydrostatic

pressure compensation was supplied t o the subject durjng this trial. This tr ial type

w i l l be referred to as "immersed - mouth" throughout the chapter due t o the

breathing gas supply pressure being at the level o f the mouth (P , ): Third. the I .

sub jec ts were mechan/cally venti lated whi le seated in water t o c h ~ n level. Breathing

gas supply pressure was compensated t o lung centroid pressure (P LC ) for each

subject. Hence, this trtal t ype w ~ l l be referred t o as "~mmersed - lung centroid". - - - -

The theoretically based regression equation relating work w i th rate o f

vent i lat ion was not f i t ted t-o the data at 1 ATA due to the l imi ted number o f data

points. Each subject and each condit ion would be considered separately and thus' the ,

equation, w i th t w o degrees o f freedom, would be f i t t o a total o f f i ve points.

Instead, h e mean data and subject error are graphically displayed for each condit ion

to i l lustrate the di f ferences in the condit ions. Subject error is the standard deviation

o f work values between subjects. A best f i t curve wi th posi t ive coef f ic ients is

f i t ted through the data, but n o coe f f icfent o f c o ~ r e l a t ~ o n i s r e p w t e d -- --

Page 62: Measurement of respiratory work and resistance by artificial

4.1. 1 Elastic Work

. . A n analysis o f variance per formed on the elastic work data showed n o signif icant

di f ference o f elastic work bekween the testedcatas o f v e n t i l a t i 0 1 1 , ~ H o w ~ ~ ~ ~ ~ ~ ~ ~

signif icant di f ference was found w i th the condit ion factor (p<.05). The mean values

o f elastic work for the three condit ions and their associated variances are shown in

Table 4.1. Tukey's HSD test revealed that a signif icant di f ference does exist between

the dry and immersed-mouth tr ials (p<.05[ and between immersed-mouth and

immersed-lung centroid tr ials (p<.05). No slignificant di f ference was found between

the dry and immersed-lung centroid condit ions.

4.1.2 I nspiratory F low-res is t ive Work

Analysis o f variance revealed a signif icant di f ference in f l o w res is t ive work between

the di f ferent test condit ions @<.01) and at di f ferent rates o f vent i lat ion (p<.005).

Post hoc analysis indicate that w i th respect t o the three environmental conditions, a

s~gn i f i can t d~ f fe rence does exist bekween d r y and immersed-mouth tr ials (p<.05) and . \

between immersed-lung c e n t r o ~ d and immersed--mouth (pc.05) tr ials, but no t between

dry and immersed-lung centroid trials. Wi th respect t o changes in venti lation, paired

t-tests indicat'ed that signif icant di f ferences in work were no t found between all '

adjacent levels o f venti lation. However, in general the resist ive w o r k was greater

(p<.05) at h i g h e ~ rates o f venti lation. Figure 4.1 il lustrates the mean values and&

subject error for each vent i lat ion rate.

4.1.3 Expiratory F low-res is t ive Work 4

UrPlike the inspiratory f low-resist ive work results, analysis o f variance found no

signif icant differences between environmental condit ions. The rate o f vent i lat ion

f2ctor produced signif icant di f ferences in work values @<.05). Post hoc analyses,

indtcated that sign nt di f ferences in work values d id not occur between 9 consecutrve minute venti lations, but on a broader scale. 7 4 he highest rate o f

ventl latlon. 60 L-min l , produced expiratory resist ive work d u e s s i g t i f k a n t l y - - -

differe'nt f r om all other rates o f vent i lat ion (p<.05). Simi lar ly, expiratory

f low-resist ive work at 50 L.min- I d i f fered f rom work at all other rates o f vent i lat ion

Page 63: Measurement of respiratory work and resistance by artificial

Table 4.1: Mean elastic work at each experimental condition performed at one atmosphere pressure.

CONDITION ELASTIC WORK IJ.L '1

Dry

Immersed-Mouth

I mmersed-Lung Centroid

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/ INSPIRATORY RESISTIVE WORK vs. VENTILATION

2.00 \, \

1 . ---- -- - /

\

1.25 --

1 .oo --

0.25 --

0.00 I I I

1 I

I I

I I

I I

0 10 20 30 40 50 60

VENTILATION (~*min-' )

Figure 3.1: Relationship o f inspiratory flow-resistive work wi th increasing ri)iriute ventilation a t 1 ATA. Dry, immersed-mouth, and immersed-lung centroid e ~ p e r ~ m e n t a l conditions.

Page 65: Measurement of respiratory work and resistance by artificial

Z

(pk.05). Figure 4.2 i l lustrates the mean work a ~ d subject e r ro~ resu l t s . --Not* that - - -

although the mean value o f erp i ratory f low-rest ive wark at each minute venti lation i s - - - - - - - -- - -- - -- --

higher fo r the immersed-mouth tr ial than f o r the remaining t w o condit ions. the

variance i p T e work values reduces the-chance o f significance. 1

- 4.1.4 Total Resistive Work ., Analysis o f variance showed a signif icant di f ference (p<.05) w i t h regards tom the

, w n d i t i o n ef fect . A di f ference in flow.-~esistive work values occurred between dry

and immersed-mouth tr ials (~x.05) . but not. between immersed-mouth and

i f imersed-lung centroid or dry and immersed-lung centroid .trials.

The rate o f vent i la t ion 'ef fect on tota l resist ive work was also signif icant

(p<0.01). The di f ference i n f low-res is t ive work due to i tcreasing minute venti lations

was not found consistent ly between consecutive rgtes but rather in a broade; fashion

across the entire range o f venti lations. A l l tested rates o f vent i lat ion produced tota l d

resist ive work values signif icant ly less than those obtained at 60 L.min l (pc.05). The ,. - di f ferences in the experimental conditons are i l lustrated in Figure 4.3.

4.7.5 Total Respiratory Work

Analysis o f variance showed signif icant rate o f venti lation and environmental i

condit ion e f fec ts (p<.001). No interaction between the t w o factors occurred.

Tukey's HSD test indicated that a di f ference does exist between tota l work values

obtained during dry and immersed-mouth tr ials (p<.05). Likewise, a di f ference in

respiratory work does exist between immersed-mouth and immersed-lung centroid . . tr ials (pc.05). No di f ference was found between total work obtained in dry and

.immersed-lung centroid 'environmental condit ions. Figure 4.4 graphs the means o f - the tota l respiratory work values w i th increasing minute ventilation.

Page 66: Measurement of respiratory work and resistance by artificial

- (1 ATA) 2.00

0 DRY IMMERSED - MOUTH

A IMMERSED - LC

. Figure 4.2: Relationship o f expiratory flow-resistive work wi th increasing minute ventilation at ,1 ATA. Dry, immersed-mouth, and immersed-lung centroid experimental conditio s. 7

Page 67: Measurement of respiratory work and resistance by artificial

TOTAL RES ISTIVE WORK vs. VENTILATION

0 DRY 3*50-- IMMERSED - MOUTH A IMMERSED - LC

3.00 -- n

2.50- -J

3 2'.00 -- Y

1.50-- 3

1 .oo -

VENTllATlON ( ~ ~ r n i n - ' )

Figure 4.3: Relationship of total flow-resistive work with increasing minute ventilation a t 1 ATA. Dry, immersed-mouth, and imm-ersed-lung centroid experimental conditions.

Page 68: Measurement of respiratory work and resistance by artificial

TOTAL RESPIRATORY WORK vs. VENTILATION

0 DRY 3.50-- IMMERSED - MOUTH

A IMMERSED - LC 3.00 --

2.50--

, 0.50 --

4

0.00 I I

1 I

1 I

I 1

I 1

I I

0" 10 20. 30 40 - 50 60

VENTILATION (Lernin- ' )

Figure 4.4: Relationship of total resbiratory work w ~ t h increasing minute ~ent l la t ldn at 1 ATA. Dry, immersed-mouth, and immersed-lung centroid exper~mental condit ~ons.

Page 69: Measurement of respiratory work and resistance by artificial

4.1.6 Analysis of the f i v e Respiratory Work Components - - - x - - - - - -

Individual work components fo r the immersed - lung centroid condit ion are p lot ted

against increasing minute vent i tatiorr irr Figure 4.5; F k tigurvservesto m a t s t h t r --

relative magnitude o f the respiratory work cdmponents. Tukey's HSD test indicated a '

signif icant di f ference between inspiratory and expiratory f low-resist ive work in the

immersed-lung centroid condi t ion (p<.05), but no t w i th the other t w o conditions.

4.1.7 Wetsuit Versus Control Immersed- Lung Centroid Trials

An analysis o f variance was per formed on immersed-lung centroid data obtained

when subjects wore only a swimsuit , and when wearing a wetsuit. Elastic work d id

not d i f fe r signif icant ly having mean values o f 0.894k0.831 J.L and 1.037k0.221 J.L

for swimsui t and wetsu'it tr ials, respectively.

tnspiratory resist ive work was signif icant ly d i f ferent w i t h wetsuit and - - -

swimsui t condit ions (p<.05), w i t h work higher whi le wearing the wetsuit. Figure 4.6 . .

i l lustrates the reiationship fo r the t w o condit iohs at the f i ve tested rates o f

venti lation. Analysis o f variance displayed no differences - in expiratory

f low-res is t ive work between the t w o condit ions (p<.05). Expiratory f low-resist ive

Work values are displayed grap'hically in Figure 4.7.

Total resist ive work for- the t w o tr ial condit ions t o be signif icant ly different-- --

- -

(p<.05). The relationship o f to ta l resist ive work w i th vent i lat ion rate is i l lustrated in

Figure 4.8.

The analysis o f variance per formed on tota l respiratory work indicated a

condi t ion e f fec t (p=.05). The relationships relating total respiratory w,ork t o

increasing minute vent i lat ionvwhi le immersed and wearing a swimsuit and wetsuit are

i l lustrated in Figure 4.9.

Page 70: Measurement of respiratory work and resistance by artificial

RESPIRATORY WORK COMPONENTS vs. VENTILATION - -

\

\ IMMERSEDLLUNG CENTROID; 1 ATA

2.50 \ .,

0 INSPIRATORY RESlSTlVE WORK EXPIRATORY RESISTIVE WORK

A TOTAL RESlSTlVE WORK A TOTAL RESPIRATORY WORK [7 ELASTIC WORK CONSTANT

F i g u r e 4.5: The re la t ionsh ip o f resp i ra tory w o r k w i t h increas ing m~irrtrte -

1,ent i lat ion in the immersed exper imental env i ronment w i t h hydros ta t i c pressure cornpensat i on at 1 ATA. (Elastic, insp i ra tory f l ow- res is t i ve , exp i ra tory f tow ~

r e s ~ s t i v e , to ta l f l ow - res i s t i ve and t o ta l resp i ra tory w o r k values) ., , (.

Page 71: Measurement of respiratory work and resistance by artificial

INSPIRATORY RESISTIVE WORK vs. VENTILATION

0 SWIMMING TRUNKS *75\ WETSUIT - I

0 -

-

Figure 4.6: The re la t ionsh ip o f i n s p ~ r a t o r y f l o w - r e s ~ s t ~ v e work w r t h lncreaslng m ~ n u t e v e n t i l s t ~ o n wht le seated l m f i e r s e d and breathing w ~ t h hydros ta t i c

-

pressure compensat ;on: we tsu l t vs. s w i m m i n g trunks.

Page 72: Measurement of respiratory work and resistance by artificial

EXPIRATORY RESISTIVE WOR& vs. (1 ATA: IMMERSED-LUNG CEYTROID)

2.00,

VENTILATION

0 SWIMMING TRUNKS WETSUIT

1 S O

VENTILATION (~min-' )

-

Figure 4.7. The re a:~nnship o f expl;atory flow-resistive work wl th increasing ivir lute ~ e n t ~ l a t ~ c n iA,nile seated Immersed and breathing with hydrostatic pressure cornpen5s:lon: iAbetsult 'vs. swlmming trunks.

Page 73: Measurement of respiratory work and resistance by artificial

TOTAL RESISTIVE WORK vs. VENTILATION (1 ATA: IMMERSED-LUNG CENTROID)

0 SWIMMING TRUNKS ' 0 WETSUIT

VENTllATlON ( ~ ~ r n i n - ' )

Figure 4.8; The r e i a ~ i o n s h i p o f t o t a l f l o w - r e s i s t i v e w o r k w ~ t h i nc reas ing minute v e n t i l a t i o n w h i l e ses:ed i m m e r s e d and breath ing- w i t h h y d r o s t a t i c c o m p e n s a t ~ o r i : ,vetsl-It - i s . s w i m m l n g t runks .

Page 74: Measurement of respiratory work and resistance by artificial

TOTAL RESPIRATORY WORK vs. VENT (1 ATA: IMMERSED-LUNG CENTROID)

0 SWIMMING TRUNKS 3.50t E. . WETSUIT

Figure 9.9: The relationship o f total respiratory work with incceashg m i W - - ~ - -

vent~lat ion while seated immersed and breathing w i th hydrostatic pressure compensation: wetsuit vs. swimming trunks.

Page 75: Measurement of respiratory work and resistance by artificial

4.2 R e s ~ i r a t o r v Work at 1, 2 4, and 6 ATA - . - - - - - - - -

P

One experimental condit ion, immersion t o the chin w i th hydrostatic pressure - - --- ---A

$ - compensation o f the breathing gas del ivery pressure t o lung centroid level, termed

"immersed-lung c'entroidn, was tested in this par t iw la r set o f experimental

procedures. Four pressure environments were applied t o the test ing condition. These

ambient pressures were 1 ATA (surface), 2 A T A (10 m.s.w.), 4 ATA (30 m.s.w.'), and 6

A T A (50 rn.s.w.). The calculated data was subjected t o analyses o f variance to test

for signif icant di f ferences among the vent i latory and density factors. -Tukey's HSD

test further ident i f ied the differences w i th in the factors. The theoretically developed'

regression equations accounting fo r density-vent i lat ion interaction were f i t ted t o the

data based on the theory o f laminar and turbulent air f l o w components in respiration. t4

Individual regression equations and coef f ic ient variance for the f i ve work types are

presented in Appendix B.

4.2.7 Elast ic Work

Repeated measures analysis o f variance found no signif icant di f ferences o f 'elastic

work t o exist wi th in either the density or the vent i lat ion factors. Values o f mean - elastic work at each atmospheric pressure are shown in Table 4.2.

<

4.2.2 / nspiratory F l ow - Resistive Work

The analysis o f variance indicated that inspiratory f low-res is t ive 'work d i f fered

signif icant ly w i th d i f ferent ambient pressures (pc.05) and at di f ferent rates o f

vent i lat ion (p<.00 1 ). Furthermore, a density-venti lation interaction (p<.005) was

identif ied. Tukey's HSD test applied to the density e f fec t ident i f ied signif icant

di f ferences in inspiratory f low-resist ive work between 1 ATA and 4 ATA (pc.05); 1

ATA and 6 ATA (pc.05); and 2 ATA and 4 ATA (p<.05).

1

Appl icat ion o f Tukey's test t o the venti lation e f fec t revealed that di f ferences

in inspiratory f low-res is t ive work values occurred at a l l levels o f vent i lat ion w 8 h T h e

highest rate o f venti lation, 60 L .min- I (p<.05). A general trend is W e d wilh ~L$UX

f

rates o f vent ial t ion associated w i th higher work values (p<.05), although adjacent

Page 76: Measurement of respiratory work and resistance by artificial

Table 4.2: .Mean elastic work at each atmospheric pressure.

PRESSURE (ATAI ELASTIC WORK (J.L-'J

Page 77: Measurement of respiratory work and resistance by artificial

venti lations did no t necessari ly result i n signif icant differences. -- - - - - - - - - - - -

The theoretical regression polynomial f i t ted t o the data produced the -- - - - - - - P - --

fo l lowing result:

Figure 4.10 displays the mean inspiratory f low-resist ive work for the four densities

at each rate o f venti lation; w i th the theoretical regression equations superimposed on

the data. *,

4.2.3 ~ x ~ i r a t o r y Flow-Resistive Work

Anatysis o f variance showed that expiratory f low-resist ive work i n common w i t h

inspiratory f low-resist ive work is af fected by both vent i lat ion (p<.001) and density

(p<.001) factors. An interaction between the t w o factors was also ident i f ied

(p<:001). Tukey's test indicated real di f ferences in work values at 1 ATA and 4 ATA

(p<.05); 1 ATA and 6 A T A (pc.051); 2 ATA and 4 ATA (p<.05); 2 ATA and 6 ATA

(p<.05); and 4 ATA and 6 A T A (pc.05).

The theoret~cal polynomial regresston curve f i t ted to the data produced-the

fo l low ing result:

Figure 4.1 1 i l lustrates the mean expiratory f low-resist ive work means for the four

densit ies at each

superimposed on

rate o f vent i lat ion The theoretical regression curves are

the mean data.

Page 78: Measurement of respiratory work and resistance by artificial

INSPIRATORY RESISTIVE WORK vs. VENTllATl VARYING GAS DENSITY; IMMERSED - LC

j ,

0.00 I I I I I I I - I I I A

0 10 20 30 40 50 60

VENTILATION ( ~ ~ r n i n - ' )

- -

F i y ~ ~ r e 3 10 n s p ~ r a t c r y f low-res~stive work with increasing minute ventilation ~t 1 , 2, 4 , 2 - d 6 ATA . Immersed - lung centroid. n

-

Page 79: Measurement of respiratory work and resistance by artificial

EXPIRATORY RESISTIVE WORK vs. VENTILATION " VARYING GAS DENSITY; IMMERSED - LC

0 1 ATA 2 AT4

A 4 ATA A 6 ATA

20 .30 - 40 50

VENTILATION ( ~ ~ r n i n - ' )

- -

F ~ g u r e 4.11: E x p ~ r a t o r y f l o w - r e s l s t ~ v e w o r k w ~ t h l nc reas lng m ~ n u t e d e n t ~ l a t l o n It 1, 2, 4, and 6 ATA. I m m e r s e d - lung c e n t r o ~ d .

-

Page 80: Measurement of respiratory work and resistance by artificial

4.2.4 Total F low-Rewst i ve Work - - - - - -

Since tota l f low- res~st ive work is the summation o f inspiratory and expiratory

f low-resist ive work. the stat ist ical analysis and the graphed data wouTti€FieEfC~re~-~ -

rCI

summarrze both components. According t o the analysis o f variance, a signif icant *

di f ference i s found among resist ive work values w i th respect t o both density

(p<.001) and the vent i lat ion @<.001) factors. A n interaction between the t w o factors

is also apparent (p<.001). Wi th regards to density, signif icant di f ferences were

l den t~ f i ed between 1 ATA and 4 ATA (pc.05); 1 ATA and 6 A T A (p<.05); 2 ATA and 4

ATA (pc.01); 2 ATA and 6 ATA (p<.05); and 4 ATA and 6 A T A (p<.05)

The theoretical regression curve f i t ted t o the data gave the fo l low ing result:

Figure 4.12 displays the mean tota l f low-resist ive work means fo r the four densities

at each rate o f ventilation. The theoretically based regression equations are

superimposed on the data.

4.2.5 Total Respiratory Work

Total respiratory work is a funct ion o f both elastic and f low-res is t ive work

components. Analysis o f variance exhibited signif icant di f ferences (p<.0001) wi th in

the density factor and the vent i lat ion factor. Addit ional ly, it is highly probable

(p<.0001) that an interact ion between the t w o factors occurs. Tukey's HSD test 1

Ident i f ied signif icant di f ferences in tota l respiratory work between 1 ATA and 4 ATA

(p<.05). 1 ATA and 6 ATA (pc.05). 2 ATA and 4 ATA (p<.05), and 2 ATA and 6 ATA

The theoretical polynomial regression curve f i t ted t o the data produced the

fo l lowing result:

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TOTAL RESISTIVE WORK vs. VENTILATION VARYING GAS DENSITY; IMMERSED - LC

t 0 1 ATA 2 ATA

A 4 ATA

0.00 ! I I

I I

I I

1 I

1 1

1 I

0 10 20 30 40 50 60

VENTILATION ( ~ m i n - ' )

figure 4.12: Totat flow-resistive work with rncreasing mrnute ventrbtion at 1, " 2. 4, and 6 ATA. Immersed - lung centro~d.

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Figure 4-73 i l lustrates the mean o f to ta l respiratory w o r k f o r the four d e n s i t k s at

each rate of. vent i la t ion w i t h the theoretcal regression curves superimposed.

4.2.6 Analysis of the F ive Respiratory Work Components a

lndivi&al work components f o r the ambient pressures o f 1 A T A and 6 A T A are

p lo t ted against increasing minute vent i la t ion i n Figures 4.14 and 4.15, respect ively.

The data po in ts represent the theoret ical relat ionship der ived f o r the empir ica l data - o f the previous f igures. The present f igures serve t o i l lustrate the re la t ive magnitude

o f the respiratory wo rk components at each gas density. Tota l res is t ive w o r k is

c lear ly marked as the summat ion o f bo th inspiratory and expiratory r e s i s t i v e wo rk

values. The addi t ion o f the elast ic w o r k component t o the t o ta l res is t ive w o r k

component is a lso evident w i t h the to ta l respiratory wo rk values.

The on ly t w o wo rk components f o r wh ich post hoc analysis is appropriate are

lnspiratory and expiratory res is t ive wo rk values. The resul ts o f the analysis

indicates that s ign i f icant d i f ferences d o exist between the t w o wo rk components at + all four air densi t ies (p<.05). S ign i f icant d i f ferences between insp i ra tory and

exprratory f low-rescst lve work a l so ' ex~s t wr th in the v e n t ~ l a t i o n fac to r at al l rages o f -

vent l la t lon (pc.05).

4.3 Vent i la tory Power

Vent i latory power represents resp i ra tory work per fo rmed over a uni t o f t i m e

(second). Power was calculated f r o m the present resul ts b y mu l t ip l y ing the

corresponding rate o f vent i la t ion t o each wo rk value (since wo rk is presented i n

Joules per Litre). The power was then p lo t ted versus increasing minute vent i lat ions.

Figure 4.16 i l lustrates the f low- res is t i ve respiratory powers obtained at all four

tested ambient pressures. r I

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TOTAL RESPIRATORY WORK vs. VENTILATION VARYING GAS DENSIN; IMMERSED - LC

1 ATA 2 ATA' A 4 ATA

-- VENTILATION ( ~ ~ m i n - , ' ) -

-

Flaure 4.13: Total resp~ratory work w ~ t h lncreaslng mlnute v e n t ~ l a t ~ o n at. 1, 2, 4, and 6 ATA. Immersed - lung centro~d. . b s

-

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RESPIRATORY WORK COMPONENTS vs. VENTILATION' - ,

IMMERSED - LUNG CENTROID; 1 PITA

4.00 ' " ?-

7 3.50 -- 0 INSPIRATORY RESISTIVE WORK

EXPIRATORY RESISTIVE WORK *

A TO AL RESISTIVE WORK 3.00 -- , A -T 6 TAL RESPIRATORY~WORK B

n * , '-

2.50-7 fl -- . . 4

-J

Y

1.50-- 3

0 - 10 20 30 40 50 60 -+-

VENTIIATION (~*mi" - ' ) , - I

.gb , t p .

9 ,

fl

d r 4

' d . h %.<-

-%*%

F igure 4.14- Resp i ra to ry w o r k c o m p o n e n t s with inc reas ing m i n u t e <--

-

1 ATA: t r n ~ e r s e d - l u n g cent rord . TheoFet~ca t .~ re la t ionsh ip d e r i v e d f r o m the i, i exper imen ta l data.

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III;(ERSED - LUNG C'ENTROD; 6 ATA 4.001 .

F igure 4.15: R e s p i r a t o r y w o r k c o m p o n e n t s w ~ t h Inc reas ing m i n u t e v e n t l l a t ~ o n at - --

6 ATA: i m m e r s e d - l i n g cent ro id . Theore t i ca l r e l a t i o n s h i p d e r i v e d f r o m expe r imen ta l data.

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VARYING DENSITY . \

0 1 ATA 0 -2 AJA , A 4%~ A 6 ATA

- - Frgt~re 4.16: F l o w - r e s ~ s t l v e p o w e r w ~ t h Increas ing m i n u t e v e n t i l a t i o n a t 1, 2, 4, and 6 ATA.

Page 87: Measurement of respiratory work and resistance by artificial

CHAPTER 5 - - - - - - - -

RESULTS: RESPIRATORY RESISTANCE AND COMPLIANCE - -- - -- - - -

$. 1 Respiratorv Resistance

Resistance was calculated. f r o m the experimental data and

three variables: gas f l o w rate, lung volume, and gas densi t

i t s variance examined w i t h

y. The data o f on l y four

o f the f i v e subjects was used t o calculate the resul ts due t o the non-physiological

behavior o f the resistances p rov ided b y one subject.

Respiratory resistance i s the, result o f res is t ive pressure d iv ided b y the rate o f

f l o w . F l o w rates o f 43.0 d""t are no t uncommon w i t h respect t o human

respiratory funct ion, at R o d e r a t t o high levels o f work and exercise. Since k ; resistance values at high f l o w rates were no t observed fo r al l condi t ions o f dens i ty

and lung vo lume fo r a l l subjects, on ly those values measured at f l o w s o f 51.0 L.sec

and 52.0 L.sec-I were analyzed.

5.1. I 1 nspiratory Resistance: Density Tr ia ls

Three separate analyses o f variance were run o n the resp i ra tory resistance data

calculated at 1, 2, 4. and 6 A T A In the ~mmersed- lung cent ro id condit ion. The f i r s t -

# )r

was w i t h respect t o d e n s ~ t y i t se l f , the second t o lung vo lume and the th i rd t o rate o f

f l ow. W i th dens i ty as the on l y fac to r , the,analysis o f variance indicated th.at a

d i f ference i n resistances d i d n0.t ex is t w i t h the d i f fe ren t densi t ies at pc.05.

Four lung volumes, 1000 mL, 500 mL, 0 mL. and -500 mL, were used in the

second analysis o f variance since these were the on ly four vo lumes that had data fo r - -

al l subjects across al l densi t ies and selected f l o w rates. The resul ts o f the analysis,

o f variance indicate a s ign i f icant e f f e c t o f lung vo lume o n values.of resistance

(p<.0005). Post hoc analysis showed high levels o f lung vo lume t o have s ign i f icant ly

lower resistances than l o w lung vo lumes (p<.05), but n o d i f ference was shown

be tween lung vo lumes o f 0 m L and -500mL or 500mL and 1000mL. The vo lume o f 0

m ~ ' i s the immersed unoccluded relaxat ion vo lume and actual ly represents an absolute

Page 88: Measurement of respiratory work and resistance by artificial

lung vo lume o f app rox~ma te l y 3700 mL. *

- - - - - - - - - -

The third analysis o f variance compared the t w o rates o f f l o w and found - -- n o - -

di f ference t o exist be tween them, when al l densi t ies and lung vo lumes were

col lapsed in to a s ingle cel l .

b A fourth analysis o f variance tested the e f f ec t s o n resistance o f al l three

fdctors simultaneously. A main e f f ec t i n resistance w i t h lung vo lume was found

(p<.~75) . The other t w o factors , f l o w and densi ty, were non-signi f icant when

considered alone, but showed signi f icance as an interact ion (p<.05). A n interact ion

between all three variables was a lso iden t i f i ed (p<. 10). suggest ing that the variables

do no t e f f ec t res~s tance independently. e

. -

The results o f the grouped analysis o f variance lends support t o the

theoret ical ly model led regression equat ion wh ich incorporates al l lung vo lumes and

f l o w rates f o r which data was col lected. Indiv idual subject regress ion coe f f i c ien ts

are found in Appendix C. When grouped together, the coe f f i c ien ts f o r the predictor

variables were calculated as f o l l o w s :

F~g i i r e 5.1 i l lustrates the theoret ical ly based interact ive relat ionship o f insp i ra tory

resistance w i t h gas dens l ty , lung volume, and air f l o w rate at a selected f l o w rate o f

5.1.2 Expiratory Resistance: Density Tr lals

T h e three variables. dens i ty , f l o w rate and lung Volume were treated w i t h three

separate analyses o f variance i n the same manner as the insp i ra tory resistance data.

Values o f resistance were subject t o a dens i ty e f f ec t (p<.OOOT). *Post hoe analysis

~ n d i c a t e that s ign i f icant d i f ferences exist be tween resistances at 6 ATA and 1 ATA,

and 6 A T A and 2 ATA (p<.Q5). The second analysis o f variance a lso showed a

Page 89: Measurement of respiratory work and resistance by artificial

INSPIRATORY RESISTANCE

(0.987+0.071 *D*v)*v-' 0 1 ATA 2 ATA

A 4 ATA A 6 ATA

F ~ g u r e 5.1 : The theoretically b a s e d In te rac t i ve r e l a t i o n s h ~ p o f Insp i ra tory r e s ~ s t a n c e w i t h gas d e n s i t y , l ung v o l u m e and a l r f l o w ra te at a f low r a t e o f 1.0 L.sec l.

Page 90: Measurement of respiratory work and resistance by artificial

s ~ g n ~ f ~ c a n t e f f ec t In terms o f d i f ferences i n resistance values w i t h lung vo lume

changes (p<.0001). Post hoc tes ts showed that resistance tends t o increase as lung -- -

vo lume decreases, w i t h a s ~ g n i f i c a n t d i f fe rence found be tween resistances at lung

volurpes o f 1000mL and -500mL. A s w ~ t h the insp i ra tory res is t i ve data, f l o w rate

when v ~ e w e d as an independent var iable d i d n o t produce s ign i f icant d i f ferences in

L the resistance values. A four th analysis o f variance appl ied t o a f u l l mode l

Incorporat ing al l three variables exhibi ted s ign i f icant ma in e f f e c t s o n r e s i s t a h ~ e w i t h

bo th lung vo lume (p<.05) and f l o w @<.005), but no t w i t h respect t o densi ty. Further. 1

an in teract ion between the t w o s ~ g n i f i c a n t variables w a s ind icated (pc.05). App l y i ng

the theoret ical ly der ived regress ion equat ion t o a l l exp i ra tory resistance data t o

obta in est imates o f the coe f f i c i en t s o f the pred ic tor var iables resu l ted iri the

f o l l ow ing : -4

F ~ g u r e 5.2 i l lustrates graphical ly the theoret ical re lat ionship \ o expi ra tory resistance

w i t h alr f l o w , gas dens l ty , and lung volume. i

-- -

A palred t - tes t was run o n the res~s tance data t o tes t whether the observed

d ~ f f e r e n c e s wr th lnsp l ra t lon and exp l ra t lon were s l gn~ f i can t . The resu l ts o f the tes

l n d ~ c a t e that a s i g n ~ f ~ c a n t d ~ f f e r e n c e does exist be tween the t w o phases o f f

resp i ra t ion w ~ t h regard t o resistance (p<.05). Table 5.1 d isp lays the mean resistances 1

at a ra te o f f l o w o f 1.0 L.sec '. Resistances ay th ree lung vo lumes are presented at 1

d 6 A T A respect ive ly .

2

\ 5.1.3 / nsp atory and Expiratory Resistance at 1 ATA L - 1

The four expe r~men ta l c o n d ~ t ~ o n s ~ n v e s t ~ g a t e d a t an ambient pressure o f 1 A T A were -

analysed f o r d i f ferences be tween cond i t i ons w i t h insp i ra tory and exp i ra tory

resistance as the dependent variables. A n analysis of var iance was pe r f o rmed on

~gsp i r a to r y and expiratory data i n wh i ch t w o f l o w rates (1.0 L.sec-I and 2.0 L.sec-I) at

Page 91: Measurement of respiratory work and resistance by artificial

EXPIRATORY RESISTANCE

0 1 ATA . 2 ATA A 4 ATA A 6 ATA

0.00 I I t I . I

I I

I I I

I ' -I 2.0 2.5 3.0 3.5 4.0 4.5 5.0 5.5 6.

LUNG VOLUME (ABSOLUTE)

F igure 5.2: The t h e o r e t i c a l l y base.d i n t e r a c t i v e r e l a t i o n s h i p o f exp i ra to ry res i s tance w i t h gas dens i t y ,

lung v01um3 nd air f low r a t e a t a f l o w ra te o f 1.0 L .sec- l .

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Table 5.1 : Mean subject resistances at 1.0 L s e c I . .

LUNG VOLUME 1 ATA 6 ATA (Absolute) Inspiration Exptrat~on Inspiration Expiration

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three lung volumes (0 mL, 500mL, and 1000mL) o f four subjects compused each

condit ion cell. Signif icant dtfferences were found for both lnspiratory resistance - -

(p<.005) and expiratory resistance (p=.05).

During the ~nsp i ra tory phase, post hocemalysis performed on the data ind~cated

that differences i n resistance existed between the dry condit ion and immersed-mouth *r

(~< .001) condit ion. Dry and ~mmersed- lung centrold condit ions exhibiJao signif icant 44"

difference. A di f ference was found between immersed-lung centroid and

immersed-mouth condit ions (pc.005). No signif icant di f ference wa.s found when

comparing the wetsuit condit ion t o toe immersed-lun-g centroid (swimsuit) condit ion.

Expiration produced less dist inct, differences between the four experimental

conditions. The wetsuit condi t ion tended t o exhibit higher expiratory resistances than

the immersed-lung centroid (swimsuit) condit ion @<.lo).

5.2 Respiratory Compliance

The values o f dynamic compliance, calculated fo r each subject at the four

experimental condit ions (1 ATA). are presented in table 5.3. The static compliance

collected via spirometric techniques in the dry condit ion is also included. A n

analysis o f variance per formed on the dynamic compliance data (not including

wetsuit tr ials) indicated that signif icant differences do exist w i t h compliance between

condit ions (p<.01). A n post hoc test o f the data showed that these di f ferences exist

between dry and immersed-mouth tr ials (p<.01), and immersed-mouth and

A immersed-lung centroid tr ials (p<.05). No signif icant di f ference was found w i th the

dry and immersed-lung centroid tr ial comparisons. Comparing the t w o

immersed-lung centroid cases, swimming trunks and wetsuit, the analysis o f variance

indicates that a signif icant di f ference does exist w i th the dynamic compliances --

(pC.05).

Figure 5.3 i l lustrates the mean values o f dynamic compliance'f or the four

conditons at 1 ATA in addit ion t o the mean static compliance value.

Page 94: Measurement of respiratory work and resistance by artificial

Table 5.3: Static and Dynamic Compliance at 1 . ATA.

DYNAMIC COMPLIANCE

STATIC COMPLIANCE

SUBJECT DRY IMMERSED IMMERSED WETSUIT SPIROMETER NUMBER MOUTH LUNG

CENTROID

Average 1.00+0.15 0.8120.14 1.0050.22 0.70+0.12 0.965 0.33

Page 95: Measurement of respiratory work and resistance by artificial

DRY I-MOUTH I-LC I-WETSUIT STATICq

Figure 5.3: Mean d y n a m i c and s t a t i c c o m p l i a n c e a t t ATA. - -

Page 96: Measurement of respiratory work and resistance by artificial

5.3 R e ~ e t i t i o n ef I& Trials a t 1 ATA - -*

Trlals per fo rmed in the d r y experimental condithn were repeated after the - - --

comple t ion o f a l l other test procedures t o evaluate i f a learning or habi tuat ion

r 4 response d id exist. Paired t- tests per fo rmed o n the t w o condi t ions indicated that no

s ~ g n i f icant d i f ference d id exist.

Page 97: Measurement of respiratory work and resistance by artificial

CHAPTER 6

DISCUSSION

1 I

1

6.1 Respiratory Work. /

, ,F- '

3-

Analysis o f the f low-resist ive respiratory w 6 k data f rom the present study showbd 4

an interaction t o exist between the rate o f v e ~ t i l a t i o n and gas density. This lends

some support t o the theory o f laminar and turbulent f l o w contributions t; overall

pressure loss across the system. #

Regression analyses indicated ?that the proposed relationship relating - I. *

0 '

f low-res is t ive work w i th vent i lat ion and gas density explained approximately'82% b f ,

the data, across all work types, when all subjects were considered together. Som'e o f

the individual subject data were f i t ted b y the equation better than others, indicating

either the need for the inclusion o f yet another physiological variable t o the-

\ predict ive model o f respiratory work, or a varying contri ut ion o f rahbom error in the

quality o f the subject relaxation.

P

A constant c o e f f ~ c ~ e n t was added t o the pregent theoretical model due to the >

fact that the reslst lve work data o f all subjects appeared to miss the or igin when the - - -

beSt f i t curve was extrapolated to the ordinate (fero ventilation). In fact, values o f

work o b t a ~ n e d at a ventila&&3!&ge o f 20 L m i n l ;/ere o f ten equal t b or kreater than

i

.i P", %

those ob ta~ned at the adjac nt+ yeqt i lat ion rate o f 30 L .q in I. These data forced the -p\ .. I. , --,

regression curves upwards. suggest~ng the abi l i ty t o obtain a ' ras i s t~ve work value 3 4 * - - other than zero when no i r f l o w is present:. *

. 4

" 1

Why iesisti,ve work was raised at the lowest rate o f vknt i lat ibn IS not clear.

One possib i l i ty stems f r o m the s low cycl ical rate o f the breathin.g machine. Wi th the I

t ~ d a l volume f ixed at t w o l i t res, the)breathing frequency was adjusted t o ten br ia ths , . - - d .

- -

per minute t o produce a vent~ la t ron rate b f 20 ~ . m i n ' l . The frequency. mayhave been - +

' . . . .

- -

too s l o w fo r the subjects, chusihg d i f f i cu l ty in remaining completely retaxed during . ' z + 1

the mechanica-l venti lation. ~ur ther : hypocaonia ef fects smooth muscle tone. I t is - - &

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possible that hypocapnia occured at the 20 L.min-I ra te o f mechanical ventikticm.. - - --

1 Alternat ively, the constant term k, may ref lect the presence or respiratory hystereds,

A

- - - - - - -

or a flow-independent f r ic t ion component resist ing movement o f the thorax.

Pressure-volume curves for inf lat ion and def lat ion are di f ferent when

structed over a moderate range o f volume (Cotes, 1979). This pulmonary'

teresis, according t o Cotes (1979) may be the resalt of surface tension. He - suggests the the linear increase in volume w i th applied pressure i n the middle section

- of the pressure-volume curve w i th inspiration represents work done in expanding the

surface f i l m which lines the alveoli. The di f ference in pressure w i th a given volume

during expiration is therefore part ial ly due t o reduced surface tension.

Not ing the values o f the coef f ic ients fo r the di f ferent work'components w i th

the density condit ions, i t is observed that expiratory f low-resist ive work exceeds

inspiratory f low-resist ive work (Figures 4.14 and 4.15). This f inding is similar t o that

o f Taylor (1987) who reported greater pulmonary resist ive work w i th expiration at 1

ATA. Referring back t o the resistance findings o f the present study. expiratory

resistance was shown to have a greater turbulent f l o w contr ibut ion than inspiratory

resistance. The energy cost o f a i r f l ow turbulence is magnif ied wi'th increased

dens~ ty . Therefore, i f expiratory resistance is larger than inspiratory resistance due

to Increased air turbulence, i t would be expected that expiratory f l o ~ e s ~ s t l v e work

would also exceed inspiratory f low-resist ive work.

Total respiratory work in normal men was calculated b y Sharp et a / . (1964) to

be approximately 0.073 kg.m.L (0.716 J.L I ) at rest in dry cond~t ions . The present

study's to ta l respiratory work mean is higher than the former investigation, at 1.226

J.L-1 w i th dry condit ions (1 ATA), at a rate o f vent i lat ion o f 20 L.min I . ' ,

The contr ibut ion o f elastic work to total respiratory work, at 20 L . m ~ n I , was

calculated t o be 58% in the dry environment. The remaining 42% is therefore'

assumed to be f low-res is t ive work. These value? are similar t o those reported in

the literature. Otis et a/ . (1950). using mechanical venti lation as the measurement

Page 99: Measurement of respiratory work and resistance by artificial

technique, reportdd the contributions o f elastic work and f tob-res is t ive work t o b e - - -

-.

63% and 37% respectively. Mc l l roy et a / , - (1954) - reported - a slightly-higher e1ast.i~

work contr ibut ion o f 70%. F.nally, Att inger and Segal (1959) reported f low-resist ive i , work t o contribute 38% t o the tota l work o f respiration.

Wi th immersion, at rest, inspiratory f low-res is t ive work increased 81% f rom r

0.45 J.L-I t o 0.78 J.L-I: Expiratory f low-resist ive work increased f r o m 0.47 J.L-I t o

0.63 J.L k i t h immersion. representing an. increase o f 34% at res;. The increase i n

both inspiratory and expiratory f l o w resist iye work is far less than that reported b y

Taylor (1987). lnspiratory f low-res is t ive work increased f rom 0.071 J.L-I t o 0.285

J.L and expiratory f low-res is t ive work increased f r o m 0.127 J L - I t b 0.462 J.L-I w i t h

immersion. Taylor, however, made his measurements w i t h the subject fu l ly immersed

as-opposed to neck immers ion in the present study. Therefore, the di f ferences in the

results would be expected. Secondly, Taylor measured only pulmonary

f low-resist ive work, whereas the present study included the chest wal l . Thus

changes in airway resistance would have a relat ively smaller e f fec t o n the overall

f low-resist ive work i n this study.

The relative Increase in lnsptratory f low-resist ive work iS greater than that -

reported b y Hong et a / . (1969). Hong and his co-workers reported the increase P

induced b y a change f rom immersion t o the xiphoid process t o immers ion at. the

neck. The Smaller percentage increase o f 57.4% can therefore be explained due t o the

smaller hydrostatic pressure change experienced.

Jarrett (1965). Craig and Dvorak (1975), and Flynn et a l . (1975) al l postulated

Improvements in resist ive work during upright immersion w i th manipulations o f

breathing pressure. Taylor (1987) conf i rmed this hypothesis w i th breathing gas

pressures supplied at P LC and P kPa . The results o f the present study - - -- -- - --

support the f tnd~ngs o f Taylor (1987). Wi th breathtng gas supply at P LC . signif icant

rmprovements were found w i t h inspiratory and totat flow-~esis?ive work

components.' Although expiratory f low-resist ive wo ik was also expected t o improve

w l th breathing gas supplied at P LC , the results indicated a non-signif icant

Page 100: Measurement of respiratory work and resistance by artificial

dif ference t o exist. .This non-significance may be due t o non-linearity of the - - - - - - - - - -- - z-- -

compliance curve at l o w lung volumes w i t h uncom"pnsated immersion. Since - -- - - - --

compliance was assumed t o be linear i n t h e calculations, inspiratory work may have - been over-estimated and expiratory work underestimated as a direct result. This

theory is supported w i t h the density condit ions since expiratory f low-resist ive work

exceeds i ngp~ ia to ry flow-TesisGve work at all gas densities w i t h breathing gas

supplied at P LC .

-< :-

6.2 Power ,

power has been st, udied b y se veral investigators, but the exact nature

o f the relationship w i th rate o f vent i lat ion i s not conclusive. Linear, curvilinear, and

exponential functions have all been suggested (Otis et a/ . ; 1950; Mc l l roy et a / . , 1954;

Fritts et a/ . , 1959; Holmgren et a / . , 1973; Taylor, 1987). Figure 6.1 i l lustrates the

respiratory f low-res is t ive power results o f several investigators. Data is available

only at 1 ATA. Note that the t w o studies that include chest wa l l resistance. Otis et

a/ . (1950) and the present study, produce power curves w i th greater slopes. This

suggests that the chest wal l resistance is a signif icant force t o be overcome w i th

.respiratory work, particularly at high rates o f ventilation. From the present study, i t

may be suggested that 25% t o 50% o f respiratory power is used t o overcome - ---

chestwall resistance. The work o f Ot is et a/ . (1950) suggests a much greater

contr ibut ion o f respiratory power t o overcome chestwall resistance. The difference

found in the t w o studies may possib i ly be accounted for b y the methods o f

mechanical vent i lat ion used. A Drinker respirator encloses the entire body up to the

neck whi le the subject l ies supine. The air pressure wi th in the tank is alterea,

applying forces externally t o the body. The breathing machine used in the present

study a l lowed the subject t o sit upright whi le the venti lator mechanically venti lated

the lungs and airways. When supine, the lungs possess a lower lung volu_meL T h ~ s -

C

decreases lung compliance and increases a i r f l ow resistance. These e f fec ts o f

posture may part ial ly explain the di f ference in respiratory power values between the

t w o mechanical vent i lat ion studies.

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RESPIRATORY FLOW-RESISTIVE POWER WITH INCREASING MINUTE VENTILATION

(1 ATA) ii

0 Otis e t al. 1950 Mcllroy e t al. 1954

A Fritts e t at. 1959 A Holmgren et al. 1973

Taylor 1987 Pr-esent Data

- - - - - - - -

Flgure 6.1: Respiratory f l ow - res i s t i ve power w i t h increas ing minu te vent i la t ion: the resul ts o f s ix studies. - --

Page 102: Measurement of respiratory work and resistance by artificial

6.3 R e s ~ i r a t o r y Resistance

The results o f the present study support the theoretically derived equation (equation - - - - - - - - - - -

1.7) relating resistance t o gas f l o w rate, density, and lung volume. ~ e s i s t a n c e was

I found vary w i th the inverse & lung volume. This f inding is in agreement w i th the \ -

work o f McKenna et a/. (1973).

lnspiratory and expiratory resistances were shown t o di f fer. The results o f

the regression analysis indicated expiratory resistance has a larger laminar and

turbulent component than inspiratory resistance b y 27% and 72%, respectively. This

finding, based on the est imated regression coeff ic ients, suggests that turbulent

a i r f low is more prevelant w i t h expiration than with' inspiration. Hence, airway

diameters are smaller i n expiratory f low.

The modelled.regression equation f i t ted t o the calculated values o f inspiratory

and expiratory resistarlce explained, on average, 89% and 88% o f the data,

respectively. A better model might be one that al lows the e f fec t o f lung volume t o

d i f fe r w i t h the laminar and turbulent f l o w components. A value o f V " ,where n is

constrained between 1.0 and 2.0 may be more appropriate for the turbulent f l o w

component when considering the model led equation for turbulent f l o w (Equation 1.4).

P - -

Wi th immersion, the average resistance calculated at a f l o w rate o f 1.0 L.sec

increased 100% during inspiration, but d id not change during expiration. Meart--

respiratory resistance therefore was found t o increase b y 50%. The relative increa .ce o f respiratory resistance w i th immers ion appears t o f i t we l l w$th results reported in

6

* the l i terature (refer t o Table 2.2). Mos t o f the studies have repoped results f o r

pulmonary resistance only. Lollgen et a/. (1980). measured tota l respiratory system

resistance and therefore their results may be direct ly compared w i th the present

results. Lollgen reported average resistance t o increase 57.4% w i t h immersion.

Taylor (1987) reported inspiratory and expiratory r e ~ i s t a n c e ~ s ~ cdculated at a mean % r

f l o w rate o f 0.5 L.sec-I t o increase b y 125% and 185% respectively w i th imnltersign. " 7 -

Total pulmonary resistance increased 155% w i th immersion. Taylor's resistance

Page 103: Measurement of respiratory work and resistance by artificial

values represent pulmonary resistance. only, unlike the present study which also - - - - - -- - - - -- - - - -- - - -- - -

~ncludes chestwall resistance. Hence. the large di f ference i n resistances can be I

attributed t o the di f ference irr sys tem compliance. - - - - - - pp

Sharp et a/. (1964) measured average respiratoiy resistance t o be 0.49

kPa.L l.sec in normal men. The present study reports a simi lar average resistance, at a

1.0 L.sec and at relaxation volume, o f 0.46 kPa.L.sec-l. This resistance was obtained

by taking the mean o f the inspiratory and expiratory resistances w i t h the given

conditions. Both investigations employed similar mechanical measurement - -

techniques. -

/

6.4 Elastic Work and Compliance

Elastic work must be expended during inspiration in order t o de form respiratory

t~ssue (lung and chest wall). This energy is stored as potent ial energy and thus is

avarlable for assistance during - expiration. - Moderate t o high rates o f venti lation, high

gas densities and external resistance increase f low-resist ive work. When i t exceeds \ \

inspiratory elastic work, expiration becomes an active process.

According t o M o r r ~ s o n and Reimers (1982). when a subject is immersed, a

hydros ta t~c pressure is applied t o the thorax, disrupting the equil ibrium established in

air. A new relaxation volume is found at which the hydrostatic imbalance is

compensated b y the elastic recoi l o f the system. As a result, the pressure-volume

curve is shi f ted to a new posit ion. This r ightward shif t increases the amount o f 6

elastic work which must be expended during inspiration due t o the non-l inearity o f

the compliance curve (Agostoni et a/.,1966; Craig and Ware. 1967; Hong et a/ . , 1969;

Jarrett, 1965; Morrison and Reimers, 1982). In a later study Morr ison et a/ . (1987)

suggested that the hydrostatic imbalance is only part ial ly compensated b y elastic

recoil during immersion, as subjects act ively defend an ERV above relaxation volume. - - - - ---

This .effect l im i ts the extent o f cnange in system compliance.

Page 104: Measurement of respiratory work and resistance by artificial

Robertson et a/. (1978) emphasize&he blood shift into the thorax with - -

- - - - - - - - - - - - - - - - - -

immersion due to the dompressive effect of water on the blood vessels and t h s i -- extremities. Both TLC and VC are r e f i c e a a s T r e s u l t ~ A g o s t o n l e t . 7 9 6 6 ; J

Arborelius et a/. , 1972; Robertson et a/., 1978). Provision of breathing gas supply at

LC shifts the pressure-volume curve to the left. returning relaxation volume to its

' former position in air. lnspiratory elastic work is therfore reduced.

The comparison of dynamic compliance to static compliance (dry) provides a a test of validity of the mechanical ventilation technique. If the respiratory muscles

were active during the mechanical ventilation, measures of dynamic compliance -

would be effected. As an example, inspiratory muscle tone at end-inspiration would

give reduced compliance. as present in voluntary respiration. Furthermore, the

dynamic compliance was not affected by breathing frequency as no change was -

observed. This'finding is in agremFnt with the study of Woolcock et a/ . . 1969,

whose methods did not include the use of mechanical ventilation.

The values of compliance found in the present study agree with the findings

7

.- af Sharp et a/. (1964). Both studies iound average total respiratory compliance to be

approximately 0.10 L.kPa-I. Both dry conditions and immersion with hydrostatic

pressure compensation of breathing gas supply at P LC showed very similar - -- - --

respiratory compliances, while the uncompensated immersion condition displayed a

notably reduced mean dynamic compliance (81% of dry value).

An interesting observation is made when comparing mean dynamic, compliance

in the wetsuit condition with the uncompensated immersion condition. Compliances

for the two conditons are very similar. This suggests that the addition of a wetsuit

eliminates the positive effects of pressure compqnsation on respiratory compliance.

The elastic properties of the neoprene compress the chest wall, lowering the

relaxation volume to a new point of equilibrium. lnspiratory elastic work should - - - - - - -- --

9

subesquently be increased due to two factors: decreased respiratory compliance and - - - - - - - - -

the additional wetsuit compliance. Respiratory flow-resistive work would also be

expected to increase as a result of reduced lung volume. Thus, it might be suggested

Page 105: Measurement of respiratory work and resistance by artificial

that when wearing a wetsuit, divers should be supplied wi th breathing gas at a . P

- - - - - - - - - - - - --

/ P LC in order t o obtain optimum respiratory mechanics. Although a

significant difference was not found in elastic work wi th thewetsu i tand swimsuit f

ns due t o the large variance in the swimsuit work values, the tendency. was *

for the wetsuit elastic work t o be higher. lnspiratory and total f low-resistive works

were significantly greater while wearing the wetsuit than when wearing only the -. ,z "# swimsuit. ,

Page 106: Measurement of respiratory work and resistance by artificial

CHAPTER 7

CONCLUSIONS -

- - - - -- - -- - -

-

Three objectives and three hypothesis were proposed for the

1 onset. Through the experimental and analytical processes, the three objectives wbre

achieved and the three hypotheses supported.

Flow-resistive work o f breathing increased curvilinearly wi th increased minute

ventilation, according t o prescribed theoretical equations. Raised gas density was

shown to increase fl,ow-resistive respiratory work in a multiplicative manner within

the turbulent f l ow component. Elastic work was shown to remain constant across -

minute ventilations and densities. Expiratory fl,ow-resistive work was approximately

double inspiratoiy flow-resistive work.

Immersion without hydrostatic pressure compensatio'n was shown to increase

both elastic and fl'ow-resistive work. Dynamic respiratory compliance'was reduced

by.20% Provision of breathing gas at a supply pressure o f P LC allowed for

considerable improvement in respiratory work components moving them back

towards their levels in dry conditions. Dynamic respiratory compliance was also

restored t o i ts preimmersion state.

- - --- - -- - - -

A common diving apparel, the wetsuit, appeared t o counteract some of the

benefits o f breathing gas supply at P LC by lowering dynamic compliance to i ts

posit ion wi th uncompensated immersion. lnspiratory flow-resistive work, total

f low-resistive work, and total respiratory work all were significantly larger than the

corresponding swimsuit trials.

Respiratory resistance was affected by gas density, f l ow rate, and lung

volume. As gas density and/or f l ow rate rise, so does resistance. As lung volume

was lowered, resistance was increased. The manifestation of inspiratory resistance - - - - - --

was shown t o be different f rom expiratory reststance. had a 67% larger

turbutent f l ow contribution than the former, and was -

influenced by increases in gas density and f l ow rate.

Page 107: Measurement of respiratory work and resistance by artificial

9 The similarity-of resul ts to those repor .ted in-the tite~ature,-in-addition topthe--

similarity o f dynamic arbd static compliance, supports mechanical ventilation as a - -- - - - - - -

useful research technique. Its non-invasive manner may make its employment as a 3

r e s m h tool more common, particularly in alien.environments and allow a greater

number of divers i o be studied in the context o f respiratory mechanics and - -

1

physiology. The greater the acquisition of knowledge, the greater the chance .of its

application in the design of power assisted breathing apparatus. Resistance and work

limits can be employed in the design process, leading to an improvement in the

safety of the underwater work environment. L

Page 108: Measurement of respiratory work and resistance by artificial

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APPENDIX A

Table A l : Respiratory Capacit ies, L (BTPS)

SUB # VC I C f- , ERV FEV,

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-

Table B1: Regression coef f ic ients and variance fo r inspiratory f low-resist ive work.

1 -0 .062 + 0.224

2 0.245 + 0.1 10

3 0.158 4 0.104

4 0.222 + 0 .296

5 0.366 ,+ 0 .105

Ave 0 .186 5 0.326

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Table 02: Regression coef f ic ients and variance fo r expiratory f low-resist ive work.

Ave 0 . 3 9 4 f 0 . 3 3 2 0.0048 + 0.0210 0.00006 1 + 0.00005 1 0.863+0. 108

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Table B3: Regression coef f ic ients and variance for tota l f low-resist ive work.

5 0.726 + 0 .280 0.0035 f 0.0083 0.000140 k 0.000021 0.814 - -

..- - -

Ave 0.577 + 0 .479 0.0129 + 0.0334 0.000094 k 0.000065 0.880+0.085

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-

Table B4: Regression-eoeff ic ients and var iance f o r t o t a l resp i ra tory work .

A v e 0 .920 + 0 .597 0.0121 2 0.0230

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APPENDIX C- - - -

Table C1: Regression coef f ic ients and variance for inspiratory resistance.

, SUBJECT

-- P o * 8 1 a 2

Ave

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Table C2: Regression coef f ic ients and variance fo r expiratory resistance. %

SUBJECT 0 0

Ave


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