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香港中環德輔道中 141 號中保集團大廈 2506 室 Room 2506, China Insurance Group Building, 141 Des Voeux Road Central, Hong Kong 電話 Tel: (852) 2869 8515 傳真 Fax: (852) 2770 2372 網址 Website: www.piba.org.hk 電郵 E-mail: [email protected] Ref. No. : MEMO/145/2020 To : All Members From : Herman Cheung - Education Sub-Committee Chairman Date : 21 September 2020 Online Seminar Compliance Issues for Broker Companies 經紀公司 · 法例合規 Sponsor by FWDFP Contents : Overall briefly Ordinance, Code, Guideline, Explanatory Notes & Circulars on Regulatory Matters Ordinance Sections we needed to concern New requirements under Cap 41L Update circumstances about compliance Facilitator : Mr Gary Soo – PIBA Immediate Past Chairman Date : 29 September 2020 (Tuesday) Time : 2:00pm Enter the room with FULL NAME and turn on Camera 2:30pm–4:30pm Seminar Start Venue : Zoom Platform Medium of Teaching : Cantonese Credits : 1 IA CPD Hours & 1 MPFA CPD non-core Credits (Free of charge) Online Enrollment : ** Click here ** Enrollment Deadline : 6:00pm of 25 September 2020 or when it is full, whichever is earlier Important Notes : 1. Seat for each member company limited to Four a first-come-first-served basis, and further seats to be allocated subject to availability 2. Successful enrollees will receive a confirmation email 3. Zoom link & password will be provided 2 days before the course 4. Digital CPD Certificate will be issue through email. For enquiry, please feel free to contact Ms Tiffany Tsoi at 2139 1368.
