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Method of determination of light-scatterer distribution in edge-lit backlight units using an analytical approach Mihai Kusko,* Cristian Kusko, and Dana Cristea National Institute for Research Development in Microtechnologies, Bucharest, 023573, Romania * Corresponding author: [email protected] Received May 28, 2010; accepted July 5, 2010; posted July 19, 2010 (Doc. ID 129211); published August 18, 2010 We present a method to find the optimum distribution of scatterers in an edge-lit lightguide plate (LGP) for rendering a uniform distribution of the outcoupled light. We propose a simple mathematical model describing the light propagation in a waveguide with a distribution of scattering elements located on the lower surface of the waveguide. We have found a differential equation giving the distribution of scattering elements leading to a uniform irradiance along the LGP, and we propose a method to determine the value of the outcoupling coef- ficient of an individual scattering element from the irradiance (or radiance) measurements. We have verified the validity of this model by performing ray tracing simulations on an LGP with the scattering elements dis- tributed according to the solution of the proposed differential equation, and we have found a quantitative agreement between the analytical results and the simulated ones. Also this model has been used to directly calculate the output power of a given embossed LGP. © 2010 Optical Society of America OCIS codes: 120.2040, 080.3685, 220.4830, 220.2740. 1. INTRODUCTION A major component of liquid-crystal-display (LCD)-based illumination systems is the backlight unit (BLU), which has the role of providing the light passing through the liq- uid crystal matrix. Edge-lit BLUs have the advantage of using only one or a few light sources—a cold cathode fluo- rescent lamp (CCFL) or a LED array, respectively. Basi- cally, the light emitted by the CCFL or LED array is coupled into an LGP, where the radiation is confined by total internal reflection. Radiation can be extracted out of the LGP in the upward direction by light-scatterers placed on the bottom of the LGP. These scattering ele- ments have various shapes, such as dots, microlenses, V-grooves, prisms, etc. Finding the optimal spatial distribution of the scatter- ing elements is very important for obtaining a uniform lu- minance. Intuitively, the density of the scatterers should increase for larger distances from the light sources, since the amount of radiation remaining in the LGP diminishes at larger distances because of the interaction of the light with the previous scatterers. Some researchers have used a power law function [1] or a polynomial function [2] to describe the distribution of the filling factor of the scatter- ers. The scatterer distribution can also be obtained by it- erative methods consisting of choosing an initial configu- ration of scattering elements and optimizing this for obtaining a uniform luminance by multiple simulations or measurements [36]. The approach described in this paper is deterministic. By considering that an effective parameter, the outcou- pling coefficient k 0 —defined as the ratio between the in- tensity of the light scattered out of the LGP and the in- tensity of the incident field—captures the complex interaction of the radiation with an individual scattering element, we have found analytically the distribution of scattering elements for obtaining a uniform irradiance for both zero and finite absorption LGPs. Generally, it is dif- ficult to know the exact value of the outcoupling coeffi- cient, since there could be a significant difference between the designed scatterer and the real one. In order to over- come this problem we propose a method to derive the real outcoupling coefficient from measurements. This method has the advantage of reducing the number of simulations and measurements for obtaining a uniform luminance. In our study we consider scattering elements with shape and size that do not change with their position. The only parameter that varies is the distance between two adjacent scatterers (and implicitly, the density of the scat- tering elements). For reasons of simplicity we have con- sidered scattering elements as V-grooves extending over the entire width of the LGP. These grooves can be fabri- cated by molding with a stamper obtained by silicon mi- cromachining [3,7]. It is noteworthy that the results of the formalism proposed in this article are independent of the particular shape and geometrical characteristics of the scattering element. In our analysis we consider that V-grooves are oriented perpendicular to the light propaga- tion direction, such that the spatial distribution of the scatterers is one-dimensional. This work is structured in two parts, Sections 2 and 3. Section 2, in turn, has two parts. In Subsection 2.A the analytical function of scatterer distribution is derived as- suming the light guide has no absorption, followed by the method for extracting the real outcoupling value from the irradiance measurements. In Subsection 2.B a similar analysis is done for the case when the LGP has a nonzero Kusko et al. Vol. 27, No. 9/ September 2010/ J. Opt. Soc. Am. A 2015 1084-7529/10/092015-6/$15.00 © 2010 Optical Society of America
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    iesboth zero and finite absorption LGPs. Generally, it is dif-ficult to know the exact value of the outcoupling coeffi-cient, since there could be a significant difference between

    Kusko et al. Vol. 27, No. 9 /September 2010 /J. Opt. Soc. Am. A 2015escent lamp (CCFL) or a LED array, respectively. Basi-ally, the light emitted by the CCFL or LED array isoupled into an LGP, where the radiation is confined byotal internal reflection. Radiation can be extracted out ofhe LGP in the upward direction by light-scattererslaced on the bottom of the LGP. These scattering ele-ents have various shapes, such as dots, microlenses,-grooves, prisms, etc.Finding the optimal spatial distribution of the scatter-

    ng elements is very important for obtaining a uniform lu-inance. Intuitively, the density of the scatterers should

    ncrease for larger distances from the light sources, sincehe amount of radiation remaining in the LGP diminishest larger distances because of the interaction of the lightith the previous scatterers. Some researchers have usedpower law function [1] or a polynomial function [2] toescribe the distribution of the filling factor of the scatter-rs. The scatterer distribution can also be obtained by it-rative methods consisting of choosing an initial configu-ation of scattering elements and optimizing this forbtaining a uniform luminance by multiple simulations oreasurements [36].The approach described in this paper is deterministic.y considering that an effective parameter, the outcou-

    the designed scatterer and the real one. In order to over-come this problem we propose a method to derive the realoutcoupling coefficient from measurements. This methodhas the advantage of reducing the number of simulationsand measurements for obtaining a uniform luminance.In our study we consider scattering elements with

    shape and size that do not change with their position. Theonly parameter that varies is the distance between twoadjacent scatterers (and implicitly, the density of the scat-tering elements). For reasons of simplicity we have con-sidered scattering elements as V-grooves extending overthe entire width of the LGP. These grooves can be fabri-cated by molding with a stamper obtained by silicon mi-cromachining [3,7]. It is noteworthy that the results of theformalism proposed in this article are independent of theparticular shape and geometrical characteristics of thescattering element. In our analysis we consider thatV-grooves are oriented perpendicular to the light propaga-tion direction, such that the spatial distribution of thescatterers is one-dimensional.This work is structured in two parts, Sections 2 and 3.

    Section 2, in turn, has two parts. In Subsection 2.A theanalytical function of scatterer distribution is derived as-suming the light guide has no absorption, followed by theMethod of determindistribution in edge-l

    an analytic

    Mihai Kusko,* Cristia

    National Institute for Research Development*Corresponding aut

    Received May 28, 20posted July 19, 2010 (Doc. ID

    We present a method to find the optimum distributrendering a uniform distribution of the outcoupled lthe light propagation in a waveguide with a distributhe waveguide. We have found a differential equatioa uniform irradiance along the LGP, and we proposeficient of an individual scattering element from thethe validity of this model by performing ray tracingtributed according to the solution of the proposedagreement between the analytical results and the scalculate the output power of a given embossed LGP

    OCIS codes: 120.2040, 080.3685, 220.4830, 220.2

    . INTRODUCTIONmajor component of liquid-crystal-display (LCD)-based

    llumination systems is the backlight unit (BLU), whichling coefficient k0defined as the ratio between the in-ensity of the light scattered out of the LGP and the in-ensity of the incident fieldcaptures the complex

    mia

    1084-7529/10/092015-6/$15.00 2on of light-scattereracklight units usingapproach

    ko, and Dana Cristea

    rotechnologies, Bucharest, 023573, [email protected]

    cepted July 5, 2010;); published August 18, 2010

    scatterers in an edge-lit lightguide plate (LGP) fore propose a simple mathematical model describingscattering elements located on the lower surface ofg the distribution of scattering elements leading tohod to determine the value of the outcoupling coef-ance (or radiance) measurements. We have verifiedations on an LGP with the scattering elements dis-ntial equation, and we have found a quantitativeted ones. Also this model has been used to directly010 Optical Society of America

    nteraction of the radiation with an individual scatteringlement, we have found analytically the distribution ofcattering elements for obtaining a uniform irradiance forethod for extracting the real outcoupling value from therradiance measurements. In Subsection 2.B a similarnalysis is done for the case when the LGP has a nonzero

    010 Optical Society of America

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    2016 J. Opt. Soc. Am. A/Vol. 27, No. 9 /September 2010 Kusko et al.bsorption coefficient. Section 3 presents the results ofay-tracing simulations performed with the softwareEMAX [8] and a comparison with theoretical results ob-ained in Section 2.

    . MATHEMATICAL MODEL. LGP with Zero Intrinsic Absorptionhe system we mathematically model is an LGP consist-ng of a transparent lightguide that on the lower surfaceossesses an embossed distribution of scattering ele-ents. Although in the simulations performed for testinghe validity of the model we have used a specific scatterer,his model is general and it can be used for a scatteringlement with any geometric characteristics. We considern array of scatterers (see Fig. 1), where the input fieldntensity is I0. At the scatterer with the index i the inputeld intensity is Ii1, and the scattered field intensity isIi1, where k is the fraction of the input field scatteredut of the LGP, and the remaining intensity inside theGP is 1kIi1. In this way, knowing the configurationf the scattering elements and the outcoupling coefficient, one can calculate directly the intensity of the fieldmerging from the LGP as a function of the position of thecatterers, as well as the irradiance and radiance quanti-ies, respectively. Since we consider a one-dimensionalodel we will work with a density (intensity per transver-al direction) denoted for convenience by I and referencedurther in the work as the intensity.Using this model one can also determine the configura-

    ion of the scattering elements necessary to obtain a re-uired distribution of radiance (or luminance in photo-etric units) of the upper surface of the embossed LGP.t the scattering element with index i the irradiance Q isefined as the ratio between the outcoupled intensity andhe distance between two adjacent scatterers x and isxpressed as a finite difference equation:

    Q = kIi1

    x=

    I

    x. 1

    f the outcoupling coefficient is small we can apply theontinuous limit so that the finite difference equation be-omes a differential one. The value of Q is proportional tohe intensity of radiation I propagating in the LGP, whichepends on the distance x and an x-dependent attenua-ion coefficient S=k /x, so that

    Q = dI

    dx= SxIx. 2

    If S is constant (meaning that the scatterers arequally spaced) then the field intensity inside the LGPx and the Q value will decrease with x exponentially. InfiFig. 1. Schematic diagram of the scattering process.rder to obtain a uniform Q over the entire propagationistance, it is necessary that the coefficient S have a de-endence with propagation distance. The variation with xf the attenuation coefficient can be easily deduced fromhe above expression, since Ix must depend linearly on xuch that dI /dx is constant. If we consider the length Leeded for a complete radiation coupling out of the LGP,he intensity function with respect to distance is writtens

    Ix = I0L x

    L, Q =

    I0

    L, 3

    ith S presenting the functional dependence

    Sx =1

    L x. 4

    he spacing between two adjacent scatterers and itsariation with distance is given by the relation

    x = kL x. 5

    One can see from Eq. (5) that there are two parameters,he length L of the LGP and the outcoupling coefficient k,hat completely determine the scatterer configurationecessary for a uniform irradiance over the entire lengthf the LGP. For an outcoupling coefficient k constant overhe propagation length, the spacing x varies linearlyith x. One can note that the density of scatterers in-reases with x and eventually tends to infinity when x ap-roaches L. It is noteworthy that relation (5) is valid alsoor an x-dependent outcoupling coefficient kx. The scat-erer position can also be obtained as a function of N, de-oted as the order number of the scatterer with respect tohe origin. This can be done using relation (5) by consid-ring an iterative approach.Another problem of interest is the behavior of the irra-iance distribution for the case when the scatterer con-guration is realized according to relation (5) assuming aertain k that is different from the real one k0. The reasonor investigating this problem is to provide a method toeasure the real outcoupling coefficient. Let us assumehat one places the scatterers according to Eq. (5), whereis a given outcoupling constant not necessarily equal tohe real outcoupling constant k0. The differential equa-ion describing the propagation in the LGP is

    dI

    dx=

    1

    L xI, = k0/k. 6

    he solutions for the intensity in the LGP and for the ir-adiance are given by the following expressions:

    Ix = I01 xL

    , 7

    nd

    Qx =I0

    L 1 xL1

    . 8

    By examining Eq. (8) one can distinguish two classes ofrradiance behavior as a function of the ratio =k0 /k. The

    rst class of solutions occurs when kk0. In this case the

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    Kusko et al. Vol. 27, No. 9 /September 2010 /J. Opt. Soc. Am. A 2017atio is greater than 1 and the irradiance goes to zero athe end of the LGP. When k is much smaller than the realutcoupling coefficient k0 the irradiance decreasesmoothly over the entire LGP. When k is half of k0 the ir-adiance decreases linearly with x, and when k is close to0 the irradiance exhibits a sharp downturn at the end ofhe LGP. The second class of solutions occurs when the ra-io is less than 1. In this case, the irradiance exhibits anpturn toward the end of the LGP. From a practical pointf view, the irradiance behavior as a function of the ratioallows the accurate determination of the real value of

    he outcoupling coefficient k0.By measuring the irradiance of an LGP embossed with

    catterers possessing an unknown k0 and distributed ac-ording to Eq. (5), where k has a predefined value, and bylotting logQ versus log1x /L one obtains a straightine whose slope is k0 /k1. Knowing the value k one canhen determine the real value of the outcoupling coeffi-ient. It is noteworthy that since this procedure involvesog-log graphs, one needs the relative values of the irradi-nce for determining the outcoupling coefficient.

    . LGP with Finite Intrinsic Absorptionfter setting the formalism for the simpler case of zerobsorption LGP, we will extend this analysis to take intoccount a nonzero absorption coefficient. In this case, theoss of intensity per unit length is expressed as

    dI

    dx= SxIx, 9

    here represents the internal absorption coefficient ofhe LGP material. If we also consider that Q=I0 /Leff,here Leff is an effective length LeffL, we solve thebove differential equation and obtain that the intensityemaining in the LGP is written as

    Ix = I01 + 1Leffexp x 1Leff . 10f vanishes, one can reduce the above expression to Eq.3), finding the case of zero absorption by considering that=Leff and keeping the first-order term of the expxeries expansion. For the case of uniform irradiance theondition Q=constant is imposed. In this case, the attenu-tion coefficient S is expressed as

    S =1

    Leff + 1exp x 1

    . 11

    he value of Leff may be arbitrary, but it is preferable toe as low as possible in order to obtain a maximum valueor the irradiance. The minimum Leff value can be ob-ained by imposing the condition that the intensity in theGP at the end be zero. This leads to the expression

    Leff =expL 1

    . 12

    similar analysis with the zero absorption case is per-ormed for extracting the real outcoupling coefficient k0. If

    e consider that the scatterers are generated assuming tn estimated outcoupling coefficient k we obtain the dif-erential equation that describes the intensity loss pernit length:

    dI

    dx= I

    Leff + 1exp x 1

    . 13

    e finally obtain

    I = I01 + Leff expxLeff

    exp x. 14

    he irradiance is expressed as

    Q =I0

    LeffLeff +

    1

    1

    expx

    Leff

    1

    . 15

    f vanishes the above equation reduces to Eq. (8) if wexpand expx and Leff in Taylor series and we keep therst-order term. Since the ratio appears in the exponentf Eq. (15), as in the zero absorption case, a similar analy-is regarding the variation of irradiance with x can beone.Similarly, one can easily obtain 1 by plotting logQ

    ersus log1+ Leff1 Leff1 expx and extractinghe real outcoupling coefficient. In the Section 3 this pro-edure will be applied to the results obtained from rayracing simulations.

    . SIMULATIONS AND COMPARISON WITHHE THEORETICAL CALCULATIONSn the following the comparison between the mathemati-al model and the ray tracing simulations will be pre-ented. The simulations were performed using the soft-are ZEMAX. The embossed LGP has the followingeometrical characteristics: length 1000 mm, thicknessmm, and width 0.1 mm. The light was emitted by a two-ngle source with an angle spread in the horizontal planef 0 (collimated light) and in the vertical plane y-z of 90ith a Lambert distribution (see Fig. 2, upper panel). Theower of the source is 1 W and the wavelength is 550 nm.

    ig. 2. LGP structure considered in simulation. Upper panel:

    he embossed LGP; lower panel: the scattering element.

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    2018 J. Opt. Soc. Am. A/Vol. 27, No. 9 /September 2010 Kusko et al.bove the upper surface of the LGP a detector was placedeasuring the irradiance in W/cm2. Under the lower sur-ace of the LGP another detector was placed. The inten-ity scattered out of the LGP is given by summing the ir-adiances measured in the upper and lower detectors.hese values are compared to the results obtained usinghe analytical formulas derived in Section 2. For simplic-ty, throughout this work radiometric units have beensed. The simulations were done in non-sequential mode,ith 10 million rays, taking into account the polarizationnd using the option split rays.We have considered scatterers of triangular shape,hich can be obtained if one uses a stamp tool that can beasily fabricated by anisotropic etching of V-grooves in a100) silicon substrate followed by replication. The scat-ering elements are identical over the LGP length. TheGP and the scatterer element are shown in Fig. 2. It ismportant to note that in the case of this particular scat-erer most of the rays leave the LGP in the upward direc-ion with angles relatively close to the normal. An impor-ant part of the radiation energy is deflected through theottom of the LGP at angles centered at 70 to the nor-al. We have used this scatterer geometry only for dem-nstration purposes. However, from our previous studiese have found that the analytical approach for the non-bsorption case can be applied to other types of scatterers9].It is also important to point out that Leff cannot have

    he ideal theoretical value as expressed in Eq. (12), sincehe scatterer density increases to the LGP end such thathe scatterers will overlap each other. Therefore, thealue of Leff should be chosen in order to avoid the overlapf the scatterers at the end of the LGP. We have chosenhe value of Leff to be 1200 mm in our simulations. Theimulated systems were LGPs with 80% internal trans-ission after 1000 mm, and with an embossed distribu-

    Fig. 3. (Color online) logQ versus log1+ Leff1 Leff1ion of scatterers arranged according to Eq. (11) for the kalues of 0.004, 0.0008, 0.0012, and 0.002. We have con-idered that the relation S=k /x still holds becausexpx1, meaning that the intrinsic absorption overhe distance between two consecutive scatterers can beeglected. It should be emphasized that we consider thatdoes not vary with the distance, which means that theeld inside the LGP does not change its angular distribu-ion. Further simulations show the validity of this as-umption.The logQ versus log1+ Leff1 Leff1 expx

    raphs are shown in Fig. 3. They are indeed straightines, confirming the validity of the mathematical model.ne can note from Fig. 3(a) that toward the end of theGP, the log-log curve for k=0.0004 departs from atraight line. The corresponding Fig. 5(a) shows that inhis region the values of the absolute irradiance aremall, approaching zero. Therefore, in this case, we dis-

    for (a) k=0.0004, (b) k=0.0008, (c) k=0.0012, (d) k=0.002.OLstsFig. 4. (Color online) Ratio k0 /k versus 1/k.

  • carded these points from our analysis, fitting with astraight line only the first 3/4 of the total length of theLt1et

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    Fig. 5. (Color online) Comparison between the irradiances obtained from the ray tracing simulations (circles) and calculated ones (solidcurves) using formula (9b). (a) k=0.0004, (b) k=0.0008, (c) k=0.0012, (d) k=0.002.

    Ftkc

    Kusko et al. Vol. 27, No. 9 /September 2010 /J. Opt. Soc. Am. A 2019GP. From the slopes of these graphs, one can calculatehe ratios k0/k=, and by plotting these values versus/k, one determines the real value of the outcoupling co-fficient; this is represented in Fig. 4. For these structureshe value of k0 is approximately 0.0017.We have also plotted the irradiance for the structures

    ealized with k values of 0.0004, 0.0008, 0.0012, and.002. The results illustrated in Fig. 5 show good agree-ent between the ray tracing simulations and the ana-

    ytical calculations done using Eq. (15). This agreementonfirms the validity of the model. The theoretical irradi-

    ig. 6. (Color online) Irradiance for an LGP with finite absorp-ion embossed with a distribution of scatterers generated for a=0.0017 obtained from simulation (circles) and theory (solid

    urve). chat occur when the light is coupled into the LGP and theumerical losses that occur in the simulation. The correc-ion factor is found to be 0.91, and it provides the bestatch between the theoretical and numerical results.With this value of the outcoupling coefficient, one can

    enerate the array of scatterers that was used in the rayracing simulations. The irradiance is shown in Fig. 6 ands indeed constant with an average numerical value of ap-roximately 0.78 W/cm2, in fairly good agreement withhe theory. The irradiance obtained for a non-absorptionGP is shown in Fig. 7. The correction factor is now 0.93.

    ig. 7. (Color online) Irradiance for an LGP with zero absorp-ion embossed with a distribution of scatterers generated for a=0.0017 obtained from simulation (circles) and theory (solidFtk

    urve).

  • 4. CONCLUSIONSIn this article we have set up an analytical framework fordetermining the spatial distribution of scattering ele-ments placed on the lower surface of an LGP necessary toobtain a uniform irradiance of the edge-lit backlight sys-tem. The main assumption of this approach consists ofconsidering that the complex interaction of the light con-fined in an LGP with a scattering element can be solelydescribed by a single effective parameter, namely, the out-coupling coefficient k, which is the ratio between thepower scattered out from the LGP and the power of theincident field interacting with the scattering element. Inthis way, by direct computation, one can obtain the spa-tial distribution of the light power emitted through theupper surface of the LGP. Conversely, for small k, a dif-ferential equation whose solution gives a constant radi-ance can be written for both zero and finite intrinsic ab-sorption of the LGP material. The analysis of the relativeradiance curves given by an LGP presenting a given dis-tribution of scattering elements provides an accurate de-termination of the outcoupling coefficient. This analyticalmethod and its basic assumptions have been quantita-tively validated by ray tracing simulations in which wehave considered a one-dimensional system with V-grovesas scattering elements and incident light collimated inthe horizontal direction. While the one-dimensional casehas been chosen for purposes of simplicity, this analyticalapproach can be extended to scattering elements with afinite width, such as prisms or microlenses. The methodpmi

    ACKNOWLEDGMENTSThis work was supported by European Project(FP7-NMP) FlexPAET, contract No. 214018/200. Wewould like to thank Cristoph Baum and Kari Rinko fortheir valuable advice and useful discussions.

    REFERENCES1. K. Kashima, O. Shoji, E. Yanagi, and T. Fukunishi, and N.

    Yoshida, Back lighting device for a panel, US Patent No.5093765, March 3, 1992.

    2. T.-C. Yu, C. Leu, and G.-L. Chen, Light guide plate, USPatent No. 6979112, December 27, 2005.

    3. J.-C. Yu and P.-K. Hsu Integration of stamper fabricationand design optimization of LCD light guides using silicon-based microfeatures, Microsyst. Technol. 16, 11931200(2010).

    4. J. G. Chang and C. T. Lee, Random-dot pattern design of alight guide in an edgelit backlight: integration of optical de-sign and dot generation scheme by the molecular-dynamicsmethod, J. Opt. Soc. Am. A 24, 839849 (2007).

    5. J. G. Chang and Y. B. Fang, Dot pattern design of lightguide in edge-lit backlight using regional partition ap-proach, Opt. Eng. (Bellingham) 46, 043002 (2007).

    6. C.-J. Li, Y.-C. Fang, and M.-C. Cheng, Study of optimiza-tion of an LCD light guide plate with neural network andgenetic algorithm, Opt. Express 17, 1017710188 (2009).

    7. C. H. Chien and Z. P. Chen, Fabrication of a novel inte-grated light guiding plate by microelectromechanical sys-tems technique for backlight system, J. Microlithogr., Mi-crofabr., Microsyst. 5, 04301143017 (2006).

    2020 J. Opt. Soc. Am. A/Vol. 27, No. 9 /September 2010 Kusko et al.resented here has the advantage over the iterativeethods of minimizing the number of the testing emboss-

    ng.8. www.zemax.com.9. European Project (FP7-NMP) FlexPAET, Deliverable 6.1,

    Report.


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