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Designing Deeper Appreciation of an Emergent Narco-Problem with Mexico and the United States:
“Aplicamos diseno por los amigos”
Research conducted by Ben Zweibelson for US Army School of Advanced Military
Studies unclassified applications (design approach to Narco-Crisis 2012)
Today’s Metaphor
Today’s Metaphor
Environmental Frame
Problem Frame Operational
Approach
Question: As a planner, can you develop an environmental frame, problem frame, and operational approach using FM 5-0 for the current Mexican situation?
FM 5-0 ‘design’
Create Environmental
FrameCreate Problem
FrameOperational Approach
(design frame)Narrative and
graphical description
Relevant actors; interrelations
Refinement of environmental
frameAreas for action to achieve end state
Initial guidance; end state; time
Step 1 Step 2 Step 3
tensions
Problem statement
Broad actions to achieve end state
Resources and Risks
Deliverables
1. Problem Statement2. Initial CDR’s Intent3. CDR’s Initial Planning
Guidance4. Mission Narrative5. Other Products
Decisive Points*
LOOs, LOEs*
According to FM 5-0 (3-7), the goals of design are:1. Understanding ill-structured problems2. Anticipating Change3. Creating Opportunities4. Recognizing and Managing Transitions
(3-16): Division Commanders…were issued further instructions to “establish a safe and secure environment” in Ninewa Province, Diyala Province, and Baghdad. This was a task unfamiliar to them- an ill-structured problem.(3-23): Design helps to clarify objectives in the context of the operational environment and within the limits imposed by policy, strategy, orders, or directives.(3-41): Understanding the operational environment begins with analyzing the context of the situation in accordance with guidance and direction from a higher authority.
FM 5-0 ‘design’
Create Environmental
FrameCreate Problem
FrameOperational Approach
(design frame)Narrative and
graphical description
Relevant actors; interrelations
Refinement of environmental
frameAreas for action to achieve end state
Initial guidance; end state; time
Step 1 Step 2 Step 3
tensions
Problem statement
Broad actions to achieve end state
Resources and Risks
Deliverables
1. Problem Statement2. Initial CDR’s Intent3. CDR’s Initial Planning
Guidance4. Mission Narrative5. Other Products
Decisive Points*
LOOs, LOEs*
‘Building Castles in the Sky’
Create Environmental
FrameCreate Problem
FrameOperational Approach
(design frame)Narrative and
graphical description
Relevant actors; interrelations
Refinement of environmental
frameAreas for action to achieve end state
Initial guidance; end state; time
Step 1 Step 2 Step 3
tensions
Problem statement
Broad actions to achieve end state
Resources and Risks
Deliverables
1. Problem Statement2. Initial CDR’s Intent3. CDR’s Initial Planning
Guidance4. Mission Narrative5. Other Products
Decisive Points*
LOOs, LOEs*
The environmental frame is a narrative and graphic
description that captures the history, culture, current state, and future goals of relevant
actors in the operational environment.
The problem frame is a refinement of the
environmental frame that defines, in text and graphics, the
areas for action that will transform existing conditions
towards the desired end state.
The Operational Approach is a broad conceptualization of the general
actions that will produce the conditions that define the desired end
state. It is important that narratives accompany lines of effort to ensure Soldiers understand the operational
approach.Does this help you as a
planner?
How do you get to the Problem Frame? When do you know when
to move to the next step?
What Design is Lacking?
Create Environmental
FrameCreate Problem
FrameOperational Approach
(design frame)Narrative and
graphical description
Relevant actors; interrelations
Refinement of environmental
frameAreas for action to achieve end state
Initial guidance; end state; time
Step 1 Step 2 Step 3
tensions
Problem statement
Broad actions to achieve end state
Resources and Risks
Deliverables
1. Problem Statement2. Initial CDR’s Intent3. CDR’s Initial Planning
Guidance4. Mission Narrative5. Other Products
Decisive Points*
LOOs, LOEs*
1. The ‘What’
2. The ‘Why’The Plot
Core Patterns
Differences
The Unknown
Marco Ambiental(Environmental Frame)
1. ‘operational and mission variables’ (FM 5-0; 1-21) positioned onto your blank canvas help establish the WHAT.
2. Gharajedaghi discusses function, structure, and process (Systems Thinking p112)
3. Undisciplined Discourse wastes time, resources, and may target the wrong problem!
Figure A1: Divergent Mapping of Mexico at Macro Level
United States
South American/Asian Drug Production
Nationalism
Mexico
Mexican Natural Resources
Mexican natural resourcesMexican Social Factors
Catholicism
Limited oil and gas reserves
Poor agriculture capacity
Poor Mexican economy
Spanish Aristocracy
Natives
Mexican Political Corruption
California Gold Rush
Conquistadores
Illegal Weapons Dealing
NAFTA
WHAT
Cycle of Corruption
Bribes
profit
Drug Supply
Slaves
Figure A1: Divergent Mapping of Mexico at Macro Level
United States
South American/Asian Drug Production
Nationalism
Mexico
90% of cocaine imported by U.S. trafficked through
Mexico2nd largest exporter of oil to
U.S. in the world
25% of Mexican GDP=legal exports to U.S.
Economic recession: Mexican GDP down 6.5% in
2009.
$21 billion yearly; ‘remittances’ from US
Mexican workers
Mexican Natural Resources
Mexican oil in severe decline; represents 1/3rd Mexican GDP.
Mexican natural resourcesMexican Social Factors
Catholicism
Limited oil and gas reserves
Poor agriculture capacity
Central location geographically for N-S
trade routes.
Poor Mexican economy
Spanish Aristocracy
Elitism
Political Position is a Business Investment
Social Classes
Natives
Spanish
Slaves
Mexican Political Corruption
Mexican War (US 1820)
Loss of TerritoriesCalifornia Gold
Rush
Fallen Myian Empire
Conquistadores
Illegal Weapons Dealing
Drug Demand
NAFTA
Skilled job market
WHAT
Ethnic Identities
Language
Cycle of Corruption
Bribes
Mismanagement
Elitism
Bribesviolence
profit
Drug Supply
Figure A1: Divergent Mapping of Mexico at Macro Level
United States
South American/Asian Drug Production
Nationalism
Mexico
90% of cocaine imported by U.S. trafficked through
Mexico2nd largest exporter of oil to
U.S. in the world
25% of Mexican GDP=legal exports to U.S.
Economic recession: Mexican GDP down 6.5% in
2009.
$21 billion yearly; ‘remittances’ from US
Mexican workers
Mexican Natural Resources
Mexican oil in severe decline; represents 1/3rd Mexican GDP.
Mexican natural resourcesMexican Social Factors
Catholicism
Limited oil and gas reserves
Poor agriculture capacity
Central location geographically for N-S
trade routes.
Poor Mexican economy
Spanish Aristocracy
Elitism
Political Position is a Business Investment
Social Classes
Natives
Spanish
Slaves
Mexican Political Corruption
Mexican War (US 1820)
Loss of TerritoriesCalifornia Gold
Rush
Fallen Myian Empire
Conquistadores
Illegal Weapons Dealing
Drug Demand
NAFTA
Skilled job market
WHAT
Ethnic Identities
Language
Cycle of Corruption
Bribes
Mismanagement
Elitism
Bribesviolence
profit
Drug Supply
South American/Asian Drug Production
Mexico
Cycle of Corruption
Bribes
Mismanagement
Elitism
Mexican Political Corruption
90% of cocaine imported by U.S. trafficked through
Mexico
Bribesviolence
profit
Drug Supply
Lets continue the environmental frame by asking WHAT and
WHY about corruption, politics,
and crime.
Mexican Population
Figure A2: Divergent Mapping: Power in Mexico
State Power Cartel PowerCorruption
Executive Branch
Other nations Narco-syndicate
Legislative Branch
Judicial Branch
State Level
Local Level
Mexican Army
Police
Media
Drugs are profit oriented
Cartels
Bribes and Violence
President
Senate (upper)128 seatsChamber of
Deputies (lower)500 seats
WHAT
Mexican Population
Figure A2: Divergent Mapping: Power in Mexico
State Power Cartel PowerCorruption
President Executive BranchCabinet Members
Ambassadors
Other nations Narco-syndicate
Consuls General
Ruling Political Party
Senate (upper)128 seatsChamber of
Deputies (lower)500 seats
Supreme Court
Legislative Branch
Judicial Branch
State Level
Local Level
Municipalities (2,000x)
Governors
Mexican Army
Police
Sinaloa Cartel Gulf CartelAFO/Tijuana Cartel
Zetas
Narco-terror
bribes
assassinations
Militant action
Media
ABLO
VFC/Juarez Cartel
Drugs are profit oriented
employment
WHAT
Mexican Population
Figure A2: Divergent Mapping: Power in Mexico
State Power Cartel PowerCorruption
President Executive BranchCabinet Members
Ambassadors
Other nations Narco-syndicate
Consuls General
Ruling Political Party
Senate (upper)128 seatsChamber of
Deputies (lower)500 seats
Supreme Court
Legislative Branch
Judicial Branch
Magistrates
State Level
Local Level
Municipalities (2,000x)
mayors
Municipal council
Governors
State senate
State chamber of deputiesState judicial
Local judicial
Mexican Army
Police
Sinaloa Cartel
Municipo Libre
Federal District
90% of legislation
10% of legislation
80% revenue from federal
Gulf CartelAFO/Tijuana Cartel
Zetas
Narco-terror
bribes
assassinations
Military desertion
100,000 soldiers deserted 2000-2006
Militant action
Media
ABLO
VFC/Juarez Cartel
Decisive terrain (trafficking routes)
Drugs are profit oriented
Supply from other nations
employment
WHAT
Figure A2: Divergent Mapping: Power in Mexico
State Power Corruption
President Executive BranchCabinet Members
Ambassadors Consuls General
Ruling Political Party
Senate (upper)128 seatsChamber of
Deputies (lower)500 seats
Supreme Court
Legislative Branch
Judicial Branch
Magistrates
State Level
Local Level
Municipalities (2,000x)
mayors
Municipal council
Governors
State senate
State chamber of deputiesState judicial
Local judicial
Mexican Army
Police
Municipo Libre
Federal District
90% of legislation
10% of legislation
80% revenue from federal
WHY are Mexican Politics so
perpetually corruptive?
Mexican Population
Figure B: Divergent Mapping of Ruling Political Party Cycle of Power
‘Sexenio Cycle’ (six years)
Cabinet Members
Ambassadors
Other nations
Consuls General
Magistrates
State judicial
Local judicial
New President
Election
Year 1
Year 4
Year 5
‘dedazo’ tradition
Old President
Election period
Simple majority direct vote
Federal District
Eliminated in 2000Presidential list (PRI names)
Ruling Political Party(PRI from 1917-2000)
Power consolidation
90% of legislation
80% of revenue
Bypass State levelNepotism
Working class static
Rich remain rich
Corruption suppresses opposition to PRI
Years 2-3
President
WHAT
Mexican Population
Figure B: Divergent Mapping of Ruling Political Party Cycle of Power
‘Sexenio Cycle’ (six years)
Cabinet Members
Ambassadors
Other nations
Consuls General
Magistrates
State judicial
Local judicial
New President
Election
Year 1
Year 4
Year 5
‘dedazo’ tradition
Old President
Election period
Simple majority direct vote
Federal District
Eliminated in 2000Presidential list (PRI names)
Ruling Political Party(PRI from 1917-2000)
Power consolidation
90% of legislation
80% of revenue
Bypass State levelNepotism
Working class static
Rich remain rich
Corruption suppresses opposition to PRI
Years 2-3
President
WHAT does Mexican society do in reaction
to this cycle of political corruption when the majority remain entropic?
Mexican Population
Figure B: Divergent Mapping of Ruling Political Party Cycle of Power
Ruling Political Party(PRI from 1917-2000)
Working class staticCorruption suppresses opposition to PRI
WHAT does Mexican society do in reaction
to this cycle of political corruption when the majority remain entropic?
Mexican Population
Figure C: Divergent Mapping of Mexican Federal Power Structure
Nepotism Working class static
Rich remain rich
Corruption suppresses opposition to PRI
Ruling Political Party(PRI from 1917-2000)
Executive Branch
Alternative to PRI political monopoly
State Level disenfranchised
Municipo Libre
State Level
Governors
State Legislature
State Judicary
State Level disenfranchised
Bypass State level
Supreme Court
Judicial Branch
Magistrates
PresidentSenate (upper)
128 seats
Chamber of Deputies (lower)
500 seats
Legislative Branch 31x states; 1x federal district
Drug Cartels
Military deserters
Profit centric
Bribery
Narco-terror
Decisive terrain: trafficking routes and crossing sites
Illegal employment options
WHAT
Ruling Political Party(PRI from 1917-2000)
Alternative to PRI political monopoly
If the PRI perpetually GAINED power, WHY
did the PAN and other parties rise in
power to replace them by 2000?
Nepotism Working class static
Rich remain rich
Corruption suppresses opposition to PRI
Figure D: Divergent Mapping of Mexican Political Evolution 1917-2010
Prosperity
Entropy
TimePast
19001930
20102000
19901970
19501920
Old Regime Elites
Old Regime Poor
Positive Feedback Loop
(power)
Negative Feedback Loop:
steady state poverty
This is a linear convergent map using time and a simple prosperity to entropy axis. This particular convergent map focuses on the Mexican federal government.
WHAT
Ruling Political Party(PRI from 1917-2000)
Alternative to PRI political monopoly
Nepotism
Working class staticRich remain rich
Corruption suppresses opposition to PRI
Figure D: Divergent Mapping of Mexican Political Evolution 1917-2010
Prosperity
Entropy
40 million poor
19001930
1920
Revolution1910-1920
Constitution: 1917
Old Regime Elites
Old Regime Poor
PRI: new elites
PAN President
(Fox)
2nd PAN President (Calderon)
1st president
PRI wins presidency
continuously
1929: PAN founded
1997: PRI loses absolute majority
in legislature
1939: NAP political Party
20th century poor current century poor
1989: PRD Party
PVEM goes entropic until
1993
1950
1940: PAN congressional
seats
1989: 1st non-PRI governor (Baja)
1986: PVEM political Party
19701990
20102000
Time
1990: Labor Party
Past
10 million starving poorWHAT
Figure D: Divergent Mapping of Mexican Political Evolution 1917-2010
Prosperity
Entropy
Past
19001930
1920
Revolution1910-1920
Constitution: 1917
Old Regime Elites
Old Regime Poor
PRI: new elites
1st PAN President 2000 (Fox)
2nd PAN President
2006 (Calderon)
1st president
PRI wins presidency
continuously
1929: PAN founded
1997: PRI loses absolute majority
in legislature
1939: NAP political Party
20th century poor current century poor
1989: PRD Party
PVEM goes entropic until
1993
1950
1940: PAN congressional
seats
1989: 1st non-PRI governor (Baja)
1986: PVEM political Party
19701990
20102000
Time
1990: Labor Party
Positive Feedback Loop
(power)
Positive Feedback Loop
(power)
Positive Feedback Loop? (power)
Negative Feedback Loop:
steady state poverty
Negative Feedback Loop:
steady state poverty
PRI still has 17x states
PAN has 8x states
Negative Feedback Loop:
steady state poverty
40 million poor
10 million starving poorWHAT
PRI: new elites
Positive Feedback Loop
(power)
WHY is the Mexican Political Corruption positive feedback loop perpetual regardless of what political party controls
it?
Figure E: Divergent Mapping of PRI power reduction 1929-2010
Nepotism
Working class static
Rich remain rich
Corruption suppresses opposition to PRI
Ruling Political Party(PRI from 1917-2000)
PRI magistrates enforce PRI policies
PRI dominated congress backs
executive
State governors back PRI president
Federal funds controlled by
Executive
This is a cyclic map featuring a positive feedback loop with Mexican federal power over the past century.
WHAT
Figure E: Divergent Mapping of PRI power reduction 1929-2010
Nepotism
Working class static
Rich remain rich
Corruption suppresses opposition to PRI
Municipo Libre
90% of legislation
80% revenue from federal
Massive Executive
Power
Ruling Political Party(PRI from 1917-2000)
1970: reform to electoral system
1990: proportionate representation law for minority parties
1940: minority seats established in congress
2000: ‘dedazo’ eliminated
1990: proportionate representation law for minority parties
1989: first non-PRI governor (Baja)
1989: first non-PRI governor (Baja)
1997: PRI loses absolute majority in
congress
1997: PRI loses absolute majority in
congress
1997: PRI loses absolute majority in
congress
PRI magistrates enforce PRI policies
PRI dominated congress backs
executive
State governors back PRI president
Federal funds controlled by
Executive
WHAT
This environmental framing revolves around many WHAT and
WHY questions to ‘frame’ the energy that operates within the
structures.
Ruling Political Party Cartels
Majority Mexicans
Ruling Political Party Cartels
Majority MexicansPerhaps a metaphor exists that can help describe and explain how the
Mexican system functions with these actors?
Ruling Political Party Cartels
Majority Mexicans
Let’s call NASA!
Figure E1: Convergent Mapping of Mexican Power with Divergent Gravity Pipe
WHAT/WHY
Prosperity
Entropy
Resistance increases as actor pushes higher
Resistance lower towards bottom
Political Elites
Cartels Majority Mexicans
Figure E1: Convergent Mapping of Mexican Power with Divergent Gravity Pipe
WHAT/WHY
Prosperity
Entropy
Resistance increases as actor pushes higher
Resistance lower towards bottom
Political Elites
Cartels Majority Mexicans
Police Judiciary Protects/Punishes
ConstitutionCatholicism (values)
Limited Resources
Figure E1: Convergent Mapping of Mexican Power with Divergent Gravity Pipe
WHAT/WHY
Political Elites
Prosperity
Entropy
Cartels Majority Mexicans
Decline of PRI (1990s)
Fall of Old Regime (1917)
Rival Political Parties
PAN
Majority suppressed
Police Judiciary Protects/Punishes
ConstitutionCatholicism (values)
Military
Desertion
Arms Deals
Bribes
Nepotism
Working class static
Rich remain rich
Corruption
‘me over us’
Political Corruption Carrying CapacityViolent Crime Carrying Capacity
Police and Army lose monopoly on violence
Political corruption cycle continues with new occupant
Limited Resources
Limited Economy
Limited Choices
Mexican Economy predisposed to Illegal Prosperity
Rival Cartels
Figure E1: Convergent Mapping of Mexican Power with Divergent Gravity Pipe
WHAT/WHY
Political Elites
Prosperity
Entropy
Cartels Majority Mexicans
Decline of PRI (1990s)
Fall of Old Regime (1917)
Rival Political Parties
PAN
Majority suppressed
Police Judiciary Protects/Punishes
ConstitutionCatholicism (values)
Military
Desertion
Arms Deals
Bribes
Nepotism
Working class static
Rich remain rich
Corruption
‘me over us’
Political Corruption Carrying CapacityViolent Crime Carrying Capacity
Police and Army lose monopoly on violence
Political corruption cycle continues with new occupant
Limited Resources
Limited Economy
Limited Choices
Mexican Economy predisposed to Illegal Prosperity
Rival Cartels
Positive Feedback Loop
(power)
Negative Feedback Loop:
steady state poverty
Municipo Libre
90% of legislation
80% revenue from federal
Massive Executive Power
Federal funds controlled by
Executive
$21 billion yearly; ‘remittances’ from US Mexican workers
WHAT/WHY
Political Elites
Prosperity
Entropy
CartelsMajority Mexicans
Decline of PRI (1990s)
Fall of Old Regime (1917)
Rival Political Parties
PAN
Majority suppressed
Police Judiciary Protects/Punishes
ConstitutionCatholicism (values)
Military
Desertion
Arms Deals
Bribes
Violence/crime damages society
Political Corruption Carrying CapacityViolent Crime Carrying Capacity
Limited Resources
Limited Economy
Limited Choices
Rival Cartels
Scarface Analogy to Mexican Poor
Scarface
Unable to legally prosper
Enters organized crime
Rises through ranks
Expands Drug Empire
Dies due to Cartel competition
Logically replaced by competitor
Corruption and bribes weaken state system
Middle of Movie
End of Movie
Beginning of Movie
Political Elites
Prosperity
Entropy
Cartels
Fall of Old Regime (1917)
Rival Political Parties
PAN
Political Corruption Carrying CapacityViolent Crime Carrying Capacity
Rival Cartels
WHY do Cartels and Politicians follow similar
paths in Mexico?Decline of PRI (1990s)
Figure F: Divergent Mapping of ‘WHY’ and Mexican Political Corruption/Illegal Economy
Police (enforce)
Mexican Poor
Extreme Poor
40 million
10 million
Judiciary Protects/Punishes
Middle Class
Average Mexican: dislikes actions of those above the law, but if they ever rise up over the law, they will do the same behaviors.
Historical Selfishness: Catholic and Aristocratic disparities in power and rules (Spanish Rule); everyone is out to get their share before it ‘runs out’.
WHY
Army (defends)
Corrupt Politicians
‘me over us’
corruption
bribes
nepotism
Drug Cartels
bribes
‘me over us’
Structure
Laws
Rules
Laws
Structure
Constitution
Catholicism
Rules
violencePLANET MEXICO
Figure F: Divergent Mapping of Easter Island Population Model (branching from Heifetz’s chapter 2)
Territory on Island
Majority
Lower class
Lowest class
Justice and politics on Island
Skilled class
Current Islander: “we do this because our tradition says we do it.” Their inability to record accurate information inhibits adaptation.
Historical Entropy of skills: Deep sea fishing lost, and inability of current generation to identify decreasing resources resulted in population collapse.
Tribal factions
Tribe A
Cooperate with tribes
Larger idols
Consume more resources
Rival Tribes
Larger idols
‘tradition says continue this way’
Structure
Laws
Rules
Laws
Structure
Resources
Ideology
Rules
Cooperate with tribes
Easter Island
‘tradition says continue this way’
Consume more resources
Create Environmental
FrameCreate Problem
FrameOperational Approach
(design frame)Narrative and
graphical description
Relevant actors; interrelations
Refinement of environmental
frameAreas for action to achieve end state
Initial guidance; end state; time
Step 1 Step 2 Step 3
tensions
Problem statement
Broad actions to achieve end state
Resources and Risks
Deliverables
1. Problem Statement2. Initial CDR’s Intent3. CDR’s Initial Planning
Guidance4. Mission Narrative5. Other Products
Decisive Points*
LOOs, LOEs*
‘what’ and ‘why’ established in system. 1. Energy in the system related to problems. Where do
the tensions exist?2. ‘Problemitization’ on WHY the system is CHANGING.3. Gharajedaghi’s self-reference (p122) of system that
facilitates orderly change towards organized complexity
Marco Problema (Problem Frame)
Let us return to an earlier divergent map
(environmental frame) we conducted to tie this
together.
Power
Majority Population
CartelsPolitical Parties
Mexican Population
Figure A2: Divergent Mapping: Power in Mexico
State Power Cartel PowerCorruption
President Executive BranchCabinet Members
Ambassadors
Other nations Narco-syndicate
Consuls General
Ruling Political Party
Senate (upper)128 seatsChamber of
Deputies (lower)500 seats
Supreme Court
Legislative Branch
Judicial Branch
Magistrates
State Level
Local Level
Municipalities (2,000x)
mayors
Municipal council
Governors
State senate
State chamber of deputiesState judicial
Local judicial
Mexican Army
Police
Sinaloa Cartel
Municipo Libre
Federal District
90% of legislation
10% of legislation
80% revenue from federal
Gulf CartelAFO/Tijuana Cartel
Zetas
Narco-terror
bribes
assassinations
Military desertion
100,000 soldiers deserted 2000-2006
Militant action
Media
ABLO
VFC/Juarez Cartel
Decisive terrain (trafficking routes)
Drugs are profit oriented
Supply from other nations
employment
WHAT
Let us return to an earlier divergent map
(environmental frame) we conducted to tie this
together.
Mexican Population
Figure F2: Difference and Tension in Mexico System
State Power Cartel PowerCorruption
President Executive BranchCabinet Members
Ambassadors
Other nations Narco-syndicate
Consuls General
Ruling Political Party
Senate (upper)128 seatsChamber of
Deputies (lower)500 seats
Supreme Court
Legislative Branch
Judicial Branch
Magistrates
State Level
Local Level
Municipalities (2,000x)
mayors
Municipal council
Governors
State senate
State chamber of deputiesState judicial
Local judicial
Mexican Army
Police
Sinaloa Cartel
Municipo Libre
Federal District
90% of legislation
10% of legislation
80% revenue from federal
Gulf CartelAFO/Tijuana Cartel
Zetas
Narco-terror
bribes
assassinations
Military desertion
100,000 soldiers deserted 2000-2006
Militant action
Media
ABLO
VFC/Juarez Cartel
Decisive terrain (trafficking routes)
Drugs are profit oriented
Supply from other nations
employment
WHY
Power
Majority Population
CartelsPolitical Parties
‘me over us’
Mexican Population
Figure F2: Difference and Tension in Mexico System
State Power Cartel PowerCorruption
President Executive BranchCabinet Members
Ambassadors
Other nations Narco-syndicate
Consuls General
Ruling Political Party
Senate (upper)128 seatsChamber of
Deputies (lower)500 seats
Supreme Court
Legislative Branch
Judicial Branch
Magistrates
State Level
Local Level
Municipalities (2,000x)
mayors
Municipal council
Governors
State senate
State chamber of deputiesState judicial
Local judicial
Mexican Army
Police
Sinaloa Cartel
Municipo Libre
Federal District
90% of legislation
10% of legislation
80% revenue from federal
Gulf CartelAFO/Tijuana Cartel
Zetas
Narco-terror
bribes
assassinations
Military desertion
100,000 soldiers deserted 2000-2006
Militant action
Media
ABLO
VFC/Juarez Cartel
Decisive terrain (trafficking routes)
Drugs are profit oriented
Supply from other nations
employment
WHY
Power
Majority Population
Suppress
Suppress
toleratetolerate
Justice
Violence
Police
CrimeBarriers to power Barriers to power
LawValues
CartelsPolitical Parties
‘me over us’
Mexican Population
Figure F2: Difference and Tension in Mexico System
State Power Cartel PowerCorruption
President Executive BranchCabinet Members
Ambassadors
Other nations Narco-syndicate
Consuls General
Ruling Political Party
Senate (upper)128 seatsChamber of
Deputies (lower)500 seats
Supreme Court
Legislative Branch
Judicial Branch
Magistrates
State Level
Local Level
Municipalities (2,000x)
mayors
Municipal council
Governors
State senate
State chamber of deputiesState judicial
Local judicial
Mexican Army
Police
Sinaloa Cartel
Municipo Libre
Federal District
90% of legislation
10% of legislation
80% revenue from federal
Gulf CartelAFO/Tijuana Cartel
Zetas
Narco-terror
bribes
assassinations
Military desertion
100,000 soldiers deserted 2000-2006
Militant action
Media
ABLO
VFC/Juarez Cartel
Decisive terrain (trafficking routes)
Drugs are profit oriented
Supply from other nations
employment
WHY
Power
Majority Population
Suppress
Suppress
toleratetolerate
Justice
Violence
Police
CrimeBarriers to power Barriers to power
LawValues
CartelsPolitical Parties
‘me over us’
Economic Alternatives to Crime
Judiciary Policy Improvements
Secure Majority Population
Strengthen HNSF
Alter Cultural tolerance of ‘me over us’
Alter Cultural tolerance of ‘me over us’
Reduce Government Waste
FM 5-0 ‘design’
Create Environmental
FrameCreate Problem
FrameOperational Approach
(design frame)Narrative and
graphical description
Relevant actors; interrelations
Refinement of environmental
frameAreas for action to achieve end state
Initial guidance; end state; time
Step 1 Step 2 Step 3
tensions
Problem statement
Broad actions to achieve end state
Resources and Risks
Deliverables
1. Problem Statement2. Initial CDR’s Intent3. CDR’s Initial Planning
Guidance4. Mission Narrative5. Other Products
Decisive Points*
LOOs, LOEs*
‘what’ and ‘why’ established in system.
Tension in system identified;Differences highlighted.
Solve the core problem with broad action that takes a long-term approach;Reprioritization in system to cancel core differences.
Figure G: Graphical Depiction of an Operational Approach to Mexico
Prosperity
Entropy
Slow SpeedIndirect‘Go’LICGradualEastern
Q1 Q2
Q4 Q3
RapidViolentChessHICDecisiveWestern
Time(beginning,
middle, end)
Nation prospering; discourse exists within legal and political confines; police control illegal action
Nation prospering; violent dissidents held to specific regions in nation; military IOP used to fight dissidents
Nation failing; wide-spread violence; dissidents able to dismantle government functions; edge of chaos
Nation failing; extreme police state suppresses resistance; large underground movement unable to gain traction
WHY/Approach
Figure G: Graphical Depiction of an Operational Approach to Mexico
Prosperity
Entropy
Time(beginning,
middle, end)
Q1 Q2
Q4 Q3
Nation prospering; discourse exists within legal and political confines; police control illegal action
Nation prospering; violent dissidents held to specific regions in nation; military IOP used to fight dissidents
Nation failing; wide-spread violence; dissidents able to dismantle government functions; edge of chaos
Nation failing; extreme police state suppresses resistance; large underground movement unable to gain traction
United States
France
Japan
Russia
Iran Sudan
Somalia
Columbia
Venezuela
Israel
IndonesiaIndia
Pakistan
Edge of chaosEdge of chaos
Iraq Mexico
North Korea
Afghanistan
Yemen
WHY/Approach
Slow SpeedIndirect‘Go’LICGradualEastern
RapidViolentChessHICDecisiveWestern
Figure H: Graphical Depiction of an Operational Approach to Mexico
Prosperity
Entropy
Q1 Q2
Q4 Q3
Actor prospering; discourse exists within legal and political confines; police control illegal action
Actor prospering; violent dissidents held to specific regions in nation; military IOP used to fight dissidents
Actor failing; wide-spread violence; dissidents able to dismantle government functions; edge of chaos
Actor failing; extreme police state suppresses resistance; large underground movement unable to gain traction
Time(beginning,
middle, end)Mexican Elites
Mexican Poor
WHY/Approach
PRI party
PAN partyDrug Cartels
Slow SpeedIndirect‘Go’LICGradualEastern
RapidViolentChessHICDecisiveWestern
Slow SpeedIndirect‘Go’LICGradualEastern
RapidViolentChessHICDecisiveWestern
Figure H: Graphical Depiction of an Operational Approach to Mexico
Prosperity
Entropy
Q1 Q2
Q4 Q3
Actor prospering; discourse exists within legal and political confines; police control illegal action
Actor prospering; violent dissidents held to specific regions in nation; military IOP used to fight dissidents
Actor failing; wide-spread violence; dissidents able to dismantle government functions; edge of chaos
Actor failing; extreme police state suppresses resistance; large underground movement unable to gain traction
Time(beginning,
middle, end)Mexican Elites
Mexican Poor
WHY/Approach
PRI party
PAN partyDrug Cartels
How can we impact the energy of this system to influence this behavior towards our desired
end state?
Figure H: Graphical Depiction of an Operational Approach to Mexico
Prosperity
Entropy
Q1 Q2
Q4 Q3
Time(beginning,
middle, end)Mexican Elites
Mexican Poor
WHY/Approach
PRI party
PAN partyDrug Cartels
Weaken HNSF
Increase Value of Drugs
Entropy onto Majority
Decrease value of Drugs
Strengthen HNSF
Improve Justice System
Secure Majority Population
Alter Cultural tolerance of ‘me over us’
Slow SpeedIndirect‘Go’LICGradualEastern
RapidViolentChessHICDecisiveWestern
Figure H: Graphical Depiction of an Operational Approach to Mexico
Prosperity
Entropy
Q1 Q2
Q4 Q3
Time(beginning,
middle, end)Mexican Elites
Mexican Poor
WHY/Approach
PRI party
PAN partyDrug Cartels
DRUG CARTELS
Weaken HNSF
Increase Value of Drugs
Entropy onto Majority
Decrease value of Drugs
Strengthen HNSF
Improve Justice System
Secure Majority Population
Alter Cultural tolerance of ‘me over us’
CORRUPT POLITICAL P
ROCESS
Continue Bribe Policy
Prevent Judiciary Policy Implementation
Judiciary Policy Improvements
Secure Majority Population
Strengthen HNSF
Alter Cultural tolerance of ‘me over us’
Static Economy
Economic Alternatives to Crime
Slow SpeedIndirect‘Go’LICGradualEastern
RapidViolentChessHICDecisiveWestern
Slow SpeedIndirect‘Go’LICGradualEastern
RapidViolentChessHICDecisiveWestern
Figure H: Graphical Depiction of an Operational Approach to Mexico
Prosperity
Entropy
Q1 Q2
Q4 Q3
Time(beginning,
middle, end)Mexican Elites
Mexican Poor
WHY/Approach
PRI party
PAN partyDrug Cartels
DRUG CARTELS
Weaken HNSF
Increase Value of Drugs
Entropy onto Majority
Decrease value of Drugs
Strengthen HNSF
Improve Justice System
Alter Cultural tolerance of ‘me over us’
CORRUPT POLITICAL P
ROCESS
Continue Bribe Policy
Prevent Judiciary Policy Implementation
Judiciary Policy Improvements
Secure Majority Population
Strengthen HNSF
Alter Cultural tolerance of ‘me over us’
Static Economy
Economic Alternatives to Crime
MEXICAN POPULATION
Secure Majority Population
Judiciary Policy Improvements
Secure Majority Population
Strengthen HNSF
Alter Cultural tolerance of ‘me over us’
Weaken HNSF
Increase Value of Drugs
Static Economy
Continue Bribe Policy
Slow SpeedIndirect‘Go’LICGradualEastern
RapidViolentChessHICDecisiveWestern
Figure H: Graphical Depiction of an Operational Approach to Mexico
Prosperity
Entropy
Q1 Q2
Q4 Q3
Time(beginning,
middle, end)Mexican Elites
Mexican Poor
WHY/Approach
PRI party
PAN partyDrug Cartels
DRUG CARTELS
Weaken HNSF
Increase Value of Drugs
Entropy onto Majority
Decrease value of Drugs
Strengthen HNSF
Improve Justice System
Alter Cultural tolerance of ‘me over us’
CORRUPT POLITICAL P
ROCESS
Continue Bribe Policy
Prevent Judiciary Policy Implementation
Judiciary Policy Improvements
Secure Majority Population
Strengthen HNSF
Alter Cultural tolerance of ‘me over us’
Static Economy
Economic Alternatives to Crime
MEXICAN POPULATION
Secure Majority Population
Judiciary Policy Improvements
Secure Majority Population
Strengthen HNSF
Alter Cultural tolerance of ‘me over us’
Weaken HNSF
Increase Value of Drugs
Static Economy
Continue Bribe Policy
We need to demonstrate this with time (narrative- beginning,
middle, end)
Figure I: Graphical Depiction of an Operational Approach to Mexico
Entropy
Prosperity
Rapid
Past
Friendly Strategic COG
Friendly Operational COG
Enemy Strategic COG
Enemy Operational COG
End state: x
Emergent
Past
Future
LOO 1:
LOO 2:
LOO 3:
LOO 2:
LOO 3:
Friendly ForcesDesired End State:-Mexican State stabile and functioning.- Illegal Economy neutralized.-Mexican HNSF regain monopoly of violence
Rival ForcesDesired End State:-Maintain power over rivals-Profit exceeds Costs- Mexican Majority Complies with Our Will
PLOT: Mexican culture, history, and society condones actions against the many to empower the few.
LOO 1:
WHY/Approach
Figure I: Graphical Depiction of an Operational Approach to Mexico
Entropy
Prosperity
RapidSlow
Past
Friendly Strategic COG
Friendly Operational COG
Enemy Strategic COG
Enemy Operational COG
End state: x
Emergent
Past
Future
PRI dominated Mexican political power
PRI losing power 1989-2010
Mexican Poor
Drug Cartels
PAN Party
Drug Cartels
PAN Party
PRI Elites
PRI Elites
Mexican Poor
American Domestic Resolve
Coalition Fielded Forces
Inadequate Rules, Laws, and Structure
‘Me over Us’ Mexican Strategic
Culture
LOO 1: Prosperity through Collective Participation in State
LOO 2: Security and Law Enforcement
LOO 3: Political Reform
LOO 1: Maximize Profit for ‘me’
LOO 2: Continue Reinforcing Organization Sustainment
LOO 3: Maintain Popular Support through Bribes/Violence
Friendly ForcesDesired End State:-Mexican State stabile and functioning.- Illegal Economy neutralized.-Mexican HNSF regain monopoly of violence
Rival ForcesDesired End State:-Maintain power over rivals-Profit exceeds Costs- Mexican Majority Complies with Our Will
PLOT: Mexican culture, history, and society condones actions against the many to empower the few.
Cartels had tacit agreement with State
The poor condones corruption and aspires for ‘their turn.’
The poor rejects PRI elitism due to entropic degradation
Poor expect PAN to increase prosperity
Cartels increase violence to increase profit
WHY/Approach
Figure I: Graphical Depiction of an Operational Approach to Mexico
Entropy
Prosperity
RapidSlow
Past
Friendly Strategic COG
Friendly Operational COG
Enemy Strategic COG
Enemy Operational COG
End state: x
Emergent
Past
Future
PRI dominated Mexican political power
PRI losing power 1989-2010
Mexican Poor
Drug Cartels
PAN Party
Drug Cartels
PAN Party
PRI Elites
PRI Elites
Mexican Poor
American Domestic Resolve
Coalition Fielded Forces
Inadequate Rules, Laws, and Structure
‘Me over Us’ Mexican Strategic
Culture
LOO 1: Prosperity through Collective Participation in State
LOO 2: Security and Law Enforcement
LOO 3: Political Reform
LOO 1: Maximize Profit for ‘me’
LOO 2: Continue Reinforcing Organization Sustainment
LOO 3: Maintain Popular Support through Bribes/Violence
Friendly ForcesDesired End State:-Mexican State stabile and functioning.- Illegal Economy neutralized.-Mexican HNSF regain monopoly of violence
Rival ForcesDesired End State:-Maintain power over rivals-Profit exceeds Costs- Mexican Majority Complies with Our Will
PLOT: Mexican culture, history, and society condones actions against the many to empower the few.
Cartels had tacit agreement with State
The poor condones corruption and aspires for ‘their turn.’
The poor rejects PRI elitism due to entropic degradation
Poor expect PAN to increase prosperity
Cartels increase violence to increase profit
WHY/Approach
Weaken HNSF
Increase Value of Drugs
Entropy onto Majority
Continue Bribe Policy
Prevent Judiciary Policy
Implementation
Static
Economy
Economic Alternatives
to Crime
Judiciary Policy Improvements
Secu
re Majo
rity
Populati
on
Strength
en HNSF
Alter C
ultural to
lerance of ‘me ove
r us’
Alter C
ultural to
lerance of ‘me ove
r us’
Figure I: Graphical Depiction of an Operational Approach to Mexico
Entropy
Prosperity
RapidSlow
Past
Friendly Strategic COG
Friendly Operational COG
Enemy Strategic COG
Enemy Operational COG
End state: x
Emergent
Past
Future
PRI dominated Mexican political power
PRI losing power 1989-2010
Mexican Poor
Drug Cartels
PAN Party
Drug Cartels
PAN Party
PRI Elites
PRI Elites
Mexican Poor
American Domestic Resolve
Coalition Fielded Forces
Inadequate Rules, Laws, and Structure
‘Me over Us’ Mexican Strategic
Culture
LOO 1: Prosperity through Collective Participation in State
LOO 2: Security and Law Enforcement
LOO 3: Political Reform
LOO 1: Maximize Profit for ‘me’
LOO 2: Continue Reinforcing Organization Sustainment
LOO 3: Maintain Popular Support through Bribes/Violence
Friendly ForcesDesired End State:-Mexican State stabile and functioning.- Illegal Economy neutralized.-Mexican HNSF regain monopoly of violence
Rival ForcesDesired End State:-Maintain power over rivals-Profit exceeds Costs- Mexican Majority Complies with Our Will
PLOT: Mexican culture, history, and society condones actions against the many to empower the few.
Cartels had tacit agreement with State
The poor condones corruption and aspires for ‘their turn.’
The poor rejects PRI elitism due to entropic degradation
Poor expect PAN to increase prosperity
Cartels increase violence to increase profit
WHY/Approach
The desired end state needs to be broad, yet observable after
action on the system.
The narrative should come out of this product:
plot
Friendly Ends
Enemy EndsThe Beginning
The ‘End’LOOs (what/why)
COGs
Enemy COGs
Emergence…
‘Middle’
CCIR
Did this get us from point A to point B on ‘design’ according to FM 5-0 with non-
prescriptive examples?
The End Who knew making sweaters was more profitable than drugs?
These are hide slides with other half-baked ideas…
‘Fuzzy Front-End’
Divergent Mapping
SynergyConvergent
Mapping
Di-Convergence
Initial Frame Requirements
What is the goal?
What are the problems?
Figure F1: Zweibelson’s Thesis on Design
Create Environmental
FrameCreate Problem
FrameOperational Approach
(design frame)Narrative and
graphical description
Relevant actors; interrelations
Refinement of environmental
frameAreas for action to achieve end state
Initial guidance; end state; time
Step 1 Step 2 Step 3
tensions
Problem statement
Broad actions to achieve end state
Resources and Risks
Deliverables
1. Problem Statement2. Initial CDR’s Intent3. CDR’s Initial Planning
Guidance4. Mission Narrative5. Other Products
Decisive Points*
LOOs, LOEs*
1. Problem Statement2. Initial CDR’s Intent3. CDR’s Initial Planning
Guidance4. Mission Narrative5. Other Products
Divergent Mapping
Divergent Mapping
Convergent Mapping
Convergent Mapping