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8/3/2019 Michael R Murphy Financial Disclosure Report for 2010
1/6
AO 1 0Rev. 1/ .2011
FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 201 0
Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)
1. Person Reporting (last name, firs t , middle init ial)M u r p h y , M i c h a e l R .
4. Tit le (Artic le I l l judges indicate ac t ive or senio r s ta tus ;magis t rate judges indicate ful l - or par t - t ime)Art icle I l i Judge , act ive
7 . C h a mb e rs o r Of f i c e A ddre s sB e n n e t t Fe d e r a l B l d g . , Rm . 5 4 38125 South Sta te Stree tSa l t Lake City , UT 84138-1181
2. C our t o r Organ iza t ionU.S.C.A. , 10 th Ci rcu i t
3. Date of Repor t05/06/201 I
5a . Report Type (check appropria te type)
] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t he ba s i s o f t he i n fo rm a t i o n co n t a i n e d i n t h i s Re p o r t a n d a n ymodif ica t ions perta in ing there to , i t Is , in my opin ion , In com pliancew ith a pp l i c a b le l a w s a nd re gu la t ions .
R e v ie w i n g O f f i c e r D a t e
6 . Re p o r t i n g P e r i o d01 /01 /2 01 0to12/31/2010
I M P O R T A N T N O T E S : The instructions accompanying this form must be followea~ Complete all parts,checking the NO NE box for each part where you hav e no reportable information. Sign on last page.
I . P O S I T I O N S . ( g e p o n i n g i n d i v i a u u t o n t y ; s e , r p . 9 - t ~ of filing instructions.)~] NONE (No re portable positions.)POSITION
2.
3.
4.
5.
NAME OF ORGANIZATION/ENTITY
I I. A G R E E M E N T S . m e r o n i u g i n d i v i d u . t o n t y ; s e e p , . 1 4 - 1 6 of filing h~structions.)~ (No reportable agreements.)O N E
D A T E .1 . S ee V III U ta h Ju d ic ia l R e tire m e n t
P A R T I E S A N D T ER M S
8/3/2019 Michael R Murphy Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORTPage 2 of 6
Name of Person ReportingMurphy, Michael R.
Date of Repor t05/06/2011
I I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o r t in g i .d i v i d u o t o n d s p o u s e ; s e e p p . 1 7 - 2 4 of filing instructions.)A. Fliers Non-Inve stm ent Incom e~-~ (No reportable non-investment income.)O N E
DATE SOURCE AND TYPE
1 . 01 /1 2 /2 01 0 Annui ty - S ta te o f Utah jud ic ia l re t i rement p lan . The income shown i s amonth ly d i s t r ibu t ion . (See Sect ion VIII )
INCOME(yours, not spouses)$3,562.32
B . S p o u s e s N o n - I n ve s tm e n t I nc o m e - if you were married during anyportion of the repo rting year, com plete this section.(Dollar amount not required except for honoraria.)
N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE
1 .2.3.4.
IV . R E I N B U R S E M E N T S - transportation, lodging, food, entertainment. (Includes those to spouse and dependent children; see pp. 25-27 offiling instructions.)
~ NONE(No reportable reimbursements.)S O U R C E
1 . A m e rica n S o c ie ty o f 02 /1 5/201 0 to W a s h in g to n , DC A n n ua l M e e tin g o f th e " t r a v e l, l o d g i n g & fo o dIn te m a ti0n a l L a w 02 /1 7 /2 01 0 J u d i c i a l Ad v i s o ~ j Bo a rd2. Open So c ie ty Ins t i tu te 06/11 /2 01 0 to G re e n tre e , N Y Aspen Inst i tu te -Just ice t r a v e l /t r a n s p o r t a ti o n , l o d g i n g & f o o d06/I 3/2010 a n d S o c i e t y P r o g r a m - -A t t e n d e d S e m i n a r3.4.5.
DA T E S L O C A T IO N P U R P O S E ITEMS PAID OR PROVIDE
8/3/2019 Michael R Murphy Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORTPage 3 of 6
Name of Person ReportingMurp hy, Michae l R.
Date of Report05/06/2011
V . G I F T S . ~ c t u d e s , h o s e t o s p o u s e u n d d e p e . d c ~ t children; see p p . 2 8 - 3 ! of filing instructions.)N O N E (No reportable gif ts . )
SOURCE DESCRIPTION
1 .2.
3.
4.
5.
VALUE
V I . L I A B I L I T I E S . a n c l u d e s t h o s e o l sp o u s c u n d d e p e n d e . t children; see pp. 3 2 - 3 3 of filing instructions.)N O N E (No reportable liabilities.)
CREDITOR DESCRIPTION1 .2.
3.
4.
5.
VALUE CODE
8/3/2019 Michael R Murphy Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORTPage 4 of 6
N a m e o f P er s o n R e p o r t in gMurp hy , Michae l R.
Date of Report05/06/2011
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)D NONE(No reportable income, assets, or transactions.)
A B. C.Description of Assets Incom e during Gross value a t end( inc luding t rust assets) reporting period of repor t ing per iod
(1) (2) (l) (2)P lace "(X )" afte r each asse t Am ount Type (e .g ., Va lu e Va lu e
exempt f rom pr ior di sc losure C ode l div., rent, C ode 2 Method(A-H) o r i n t . ) 0- P ) Code 3( Q o W )
Transact ions during report ing period(l ) (2) (3)
Type (e.g., D a t e V a l uebuy, se l l , m m /d d/yy Cod e 2
redempt ion) ( J - P )
(4 ) (5 )Gain Ident i ty ofCode 1 buyer/se l ler(A-H) (if private
t ransact ion)
WF Dreyfun Money Marke t FD (Basic A Dividend J Tgov t )C R E F ( U . o f U . ) C Dividend K TC R E F ( R o w l a n d ) C Dividend
S o ld 04 /1 6/1 0 J(par t)Distributed 12/14/10 J(par t)Distributed 12/14/10 K
A
4. W e l l s Fa r g o M o n e y M a r k e t C h e c k in g A Inte res t K TW e l l s Fa r g o I RA A c c o u n t ( i n c l u d e s t h e F Int. /Div.fo l lowing: ) N T- - - U.S. Treasury Note dtd 2 /15/2002 due B Inte res t K T2/15/2012
S h a r e s T R S & P G l o ba l I n d e d FD A Dividend K T
9.1 0 .
1 1 .
1 2 .
- - V W O V a n g u a rd In t l E q u i ty In d e x F d -e me r g i n g ma r k e t s E T F- - - I VW I S h a r e s S & P 5 0 0 G r o w t h I n d e x FdI shares trust
- - - I VE I S h a r e s S & P 5 0 0 v a l u e i n d e x Fd o fI Shares Trust- - - E Z U I S h a r e s In c . M S C I E M U I n d e x F d
A Dividend K TB Dividend L T
B Dividend L TA Dividend K T
Sold 04/12/10(pa n)Sold 04/13/I0(pa n)
JJ
AA
13 .14 .
1 5 .
- - - I JR I S h a r e s T r S & P S m a l l c a p 6 0 0 In d e x AFd Dividend L- - - M D Y S P D R S & P M id c a p 4 0 0 E T F T rS ta n d a r d & P o o r s D e p R c p t- - - S P Y S P D R S & P 5 0 0 E T F T r u s t U n i t S e r1
A Dividend K TA Dividend K T
1 6 .
17 . W F D r e y f u s B a s i c M o n e y M a r k e t (x ) N o n e
I . Income G a in Code s : A = $1,000 o r less B = $1,001 - $2,500 C = $2,501 - $5,000( S e e Columns B I a nd D4 ) F =$50,001 - $100,000 G =$ 100,001 - $1,000,000 H 1 =$1,000,001 - $5,000,0002. Va lue C o de s J = $15,000 o r le ss K =$15,001 - $50,000 L =$50,001 - $ 100,000( S e e Columns C I a nd D3) N =$250,001 - $500,000 O =$500.001 - $ 1,000,000 P I = $1.000,001 - $5,000,000
P3 =$25,000,001 - $50,000,000 P4 = M ore t h an $ 5 0 ,0 0 0 ,0 0 03. Value M e~hod Codes Q = A ppra isa l R = Cost (Rea l Es~ a t e Onl y ) S : A s s e s s m e n t( S e e Colunm C2 ) U =Book Va lue V =Othe r W = Est i m at ed
=$5,001- $15,000H 2 =Mor e tha n $5 ,000 ,000M= $1 00.001 - $2 50 ,000P2 = $5,000,001 -$25,000,000
= C a s h M a r k ~
E =$15,001- $50,000
8/3/2019 Michael R Murphy Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORTPage 5 of 6
N a m e o f P e r so n Report ingMurphy, Michael R.
Date of Report05/06/2011
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofreport.)Par t I11: Non- lnvestment IncomeA s o f t h e d a t e o f my r e s i g n a t io n f r o m t h e T h i r d D i s tr i c t C o u r t, S t a t e o f U t a h , i n O c t o be r 1 9 9 5 , I h a d a c c u m u l a t e d n i n e y e a r s i n t h e s t a t e ju d ic i a l r e t ir e me n t p l a n .Fe br u a r y 2 0 0 9 1 t r a n s f e r re d f u n d s f r o m t h e W e l l s Fa r g o I RA t o p u r c h a s e a n a d d i t io n a l y e a r , b r i n g i n g my t o t a l y e a r s to t e n . T h a t q u a l if i e d me t o r e c e i v e be n e f i tw h e n I r e a c h e d t h e a g e o f 62 i n A u g u s t 2 0 0 9 . T h i s is a n a n n u i t y t y p e p l a n . In 2 0 1 0 1 r e c e i v e d m o n t h l y p a y me n t s f r o m U t a h S t a t e J u d ic i a l Re t i r e me n t P l a n , f o r ato ta l of $42 ,747.84 .
8/3/2019 Michael R Murphy Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORTP a g e ( 3 o f 6
l ~ a m e o f P e r so n R e p o r t in gMurphy, Michael R.
D a te o f R e p o r t05/06/2011
IX. CERTIFICATION.1 c e r t i fy t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s ~ v i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s io n s p e r m i t t in g n o n - d i s c l o s u r e.1 f u r t h e r ce r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nco m p l i a n ce w i t h t h e p ro v i s i o n s o f 5 U. S . C . a p p . 5 0 1 e t . s e q . , 5 U. S . C . 7 3 5 3 , a n d J u d i c i a l C o n fe re n ce r e g u l a t i o n s .
Signa tur e : S[ Michae l R. Murp hy
N O T E : A N Y I N D IV I DU A L W H O K N O W I N G L Y A N D W I L F U L L Y FA L S I F IE S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C RI M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )
C o m m i tt e e o n F i n a n c i a l D is c l o s u r eAdm i n i s t ra t i v e O f f i c e o f the U n i t e d S t a t e s Cour t sSuite 2-301O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D .C . 2 0 5 4 4