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The Pennsylvania State University The Graduate School Department of Mechanical Engineering MODELING AND OPTIMIZATION OF WELDING RESIDUAL STRESS A Thesis in Mechanical Engineering by Jinseop Song c 2004 Jinseop Song Submitted in Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy December 2004
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The Pennsylvania State University

The Graduate School

Department of Mechanical Engineering

MODELING AND OPTIMIZATION

OF WELDING RESIDUAL STRESS

A Thesis in

Mechanical Engineering

by

Jinseop Song

c© 2004 Jinseop Song

Submitted in Partial Fulfillmentof the Requirements

for the Degree of

Doctor of Philosophy

December 2004

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We approve the thesis of Jinseop Song.

Date of Signature

Panagiotis MichalerisAssociate Professor of Mechanical EngineeringThesis AdviserChair of Committee

Richard C. BensonProfessor of Mechanical EngineeringHead of the Department of Mechanical and Nuclear Engineering

Ashok D. BelegunduProfessor of Mechanical Engineering

Tarasankar DebRoyProfessor of Materials Science and Engineering

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Abstract

Modeling and optimization of residual stress in fusion and friction stir welding

is investigated using nonlinear finite element analysis and direct sensitivity evaluation

methods.

Fusion welding has been successfully analyzed as a weakly coupled thermal-

mechanical process (Thermal loads evaluated from the heat transfer analysis are applied

to the mechanical analysis) using nonlinear finite element method in Lagrangian frames

where the mechanical process is considered as thermo-elasto-plastic. Sensitivity formu-

lations are developed using direct differentiation method based on the finite element

equations for both thermal and mechanical analysis. These direct sensitivity evaluation

algorithms are verified by comparing with the finite difference sensitivity method. Using

the gradient optimization algorithm, side heaters are successfully optimized for mini-

mum residual stresses in the objective region of the welded structure. Material property

sensitivity to residual stress in a fusion welding is also evaluated using the automatic

differentiation facility, ADIFOR.

An appropriate numerical residual stress prediction algorithm in FSW, which re-

quires a fully-coupled thermal-mechanical analysis because of significant heat generation

from large plastic strain dissipation, is not available. Two Eulerian thermo-elasto-plastic

formulations are developed as candidate algorithms to analyze the stress formation in

FSW: One is based on the rate equilibrium equation, and the other on the standard

equilibrium equation. Each is implemented using a mixed formulation with Streamline

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Upwind Petrov-Galerikin (SUPG) stabilization for three-dimensional 8-node brick ele-

ments. Strip drawing examples are simulated to investigate the validity and convergence

of the two algorithms. A combined thermal-viscoplastic and thermo-elasto-plastic anal-

ysis procedure is proposed for steady state analysis and a FSW example is simulated to

show the potential of the Eulerian thermo-elasto-plastic algorithms.

The main contribution of this thesis is as follows: (a) three-dimensional opti-

mization of thermo-elasto-plastic process, (b) evaluation of material property sensitivity

to welding residual stress, (c) Eulerian FE analysis for elastic rate-independent plastic

material with equilibrium equation.

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Table of Contents

List of Tables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ix

List of Figures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . x

Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xv

Chapter 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1

1.1 Optimization of Side Heaters in a Fusion Welding Process . . . . . . 2

1.2 Evaluation of Material Property Sensitivity to Welding Residual Stress

using ADIFOR . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6

1.3 Residual Stress Prediction in Friction Stir Welding . . . . . . . . . . 7

1.4 Thesis Layout . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11

Chapter 2. Lagrangian FE Equations for Weakly-Coupled thermal-mechanical pro-

cesses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13

2.1 Transient Thermal Analysis . . . . . . . . . . . . . . . . . . . . . . . 13

2.2 Mechanical Analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . 16

Chapter 3. Sensitivity Formulations of the Thermo-Elasto-Plastic Process . . . . 21

3.1 Thermal Sensitivity . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22

3.2 Mechanical Sensitivity . . . . . . . . . . . . . . . . . . . . . . . . . . 23

Chapter 4. Numerical Implementations for Side Heater Optimization . . . . . . 29

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4.1 Welding Conditions . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30

4.2 Optimization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35

4.3 Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36

4.4 Conclusions and Future Work . . . . . . . . . . . . . . . . . . . . . . 39

Chapter 5. Evaluation of Material Property Sensitivity using ADIFOR . . . . . 48

5.1 FE Analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48

5.2 Sensitivity Evaluation . . . . . . . . . . . . . . . . . . . . . . . . . . 49

5.3 Numerical Studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49

5.3.1 Welding Process and Welding Conditions . . . . . . . . . . . 50

5.3.2 Finite Element Model . . . . . . . . . . . . . . . . . . . . . . 52

5.3.3 Response studies . . . . . . . . . . . . . . . . . . . . . . . . . 53

5.3.4 Sensitivity Studies . . . . . . . . . . . . . . . . . . . . . . . . 53

5.4 Concluding Remarks . . . . . . . . . . . . . . . . . . . . . . . . . . . 60

Chapter 6. Eulerian fully-Coupled thermal-Mechanical Analysis for FSW Process 62

6.1 Heat Transfer Model . . . . . . . . . . . . . . . . . . . . . . . . . . . 62

6.2 Mechanical Formulation . . . . . . . . . . . . . . . . . . . . . . . . . 63

6.2.1 Flow Equilibrium Equation (FEE) . . . . . . . . . . . . . . . 63

6.2.2 Flow Rate Equilibrium Equation (FRE) . . . . . . . . . . . . 64

6.2.3 Constitutive Equation . . . . . . . . . . . . . . . . . . . . . . 64

6.2.4 Boundary Conditions (BC) for FEE and FRE . . . . . . . . . 68

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Chapter 7. Numerical Implementations of the Eulerian Thermo-Elasto-Plastic FE

Formulations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69

7.1 Voigt Transformations . . . . . . . . . . . . . . . . . . . . . . . . . . 69

7.2 Mixed Formulation and Smoothing Function . . . . . . . . . . . . . . 70

7.3 Finite Element Equations . . . . . . . . . . . . . . . . . . . . . . . . 71

Chapter 8. Numerical Examples for the Eulerian Thermo-Elasto-Plastic FE For-

mulations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75

8.1 Strip Drawing Examples . . . . . . . . . . . . . . . . . . . . . . . . . 75

8.1.1 Example 1: Purely Elastic Example with Frictionless Surface 77

8.1.2 Example 2: Elasto-Plastic Example with Frictionless Surface 77

8.1.3 Example 3: Purely Elastic Example with Velocity Prescribed

BC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82

8.2 FSW Analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86

8.2.1 Boundary Conditions for FSW analysis . . . . . . . . . . . . 87

8.2.2 FSW Example . . . . . . . . . . . . . . . . . . . . . . . . . . 89

8.3 Conclusions and Future Works . . . . . . . . . . . . . . . . . . . . . 92

Chapter 9. Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93

Appendix A. Basic Plasticity . . . . . . . . . . . . . . . . . . . . . . . . . . . . 95

A.1 Isotropic hardening plasticity in deviatoric space . . . . . . . . . . . 95

A.2 Summary of the radial return algorithm . . . . . . . . . . . . . . . . 96

Appendix B. Detailed Derivation of Plastic Sensitivity Equations . . . . . . . 98

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B.1Dσ

hDφ

iand

∂σh

∂U . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98

B.2 DmDφ

iand ∂m

∂U . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98

B.3Dσ

YDφ

iand

∂σY

∂U . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99

Appendix C. Voigt Transformation . . . . . . . . . . . . . . . . . . . . . . . . 101

Appendix D. FE Discretization . . . . . . . . . . . . . . . . . . . . . . . . . . 104

D.1 Mapping to The Master Element . . . . . . . . . . . . . . . . . . . . 104

D.2 Field Variable Interpolators . . . . . . . . . . . . . . . . . . . . . . . 105

D.3 Gradient Interpolators . . . . . . . . . . . . . . . . . . . . . . . . . . 105

References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 108

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List of Tables

4.1 Boundary conditions for mechanical analysis ( see Figure 4.1 for P1, P2,

and P3 ). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35

4.2 Design variables (see Figure 4.1) . . . . . . . . . . . . . . . . . . . . . . 39

4.3 Normalized longitudinal residual stress sensitivities of initial design by

direct(Sd) and finite difference(S

f) methods in the objective region . . . 45

4.4 Computation times for the initial design (Real time∗ reflects the efficiency

of the parallelization) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47

8.1 Specifications of the strip drawing examples . . . . . . . . . . . . . . . . 77

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List of Figures

1.1 Welding setup with side heaters . . . . . . . . . . . . . . . . . . . . . . . 3

1.2 Welded structure without side heaters (12” X 12” X 1/8”) . . . . . . . . 4

1.3 Welded structure with side heaters (12” X 12” X 1/8”) . . . . . . . . . . 4

1.4 A schematic of friction stir welding operation . . . . . . . . . . . . . . . 7

4.1 Configuration of welding and side heating setup. . . . . . . . . . . . . . 31

4.2 Conductivity (k), specific heat (Cp), and air convection (h) for A36. . . 32

4.3 Elastic modulus (E), Poission’s ratio (ν), thermal expansion coefficient

(α), and yield strength (σY

) for A36. . . . . . . . . . . . . . . . . . . . . 32

4.4 Side heater shape parameters Mx

and Mz

( see Equation (4.3) and Equa-

tion (4.4)) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34

4.5 3D Lagrangian analysis model : 12” × 12” × 1/8” . . . . . . . . . . . . . 34

4.6 Temperature profile of the initial design [ ◦C] . . . . . . . . . . . . . . . 40

4.7 Normalized sensitivity of temperature with respect to side heat source

(φ1) of the initial design [ ◦C] . . . . . . . . . . . . . . . . . . . . . . . . 40

4.8 Normalized sensitivity of temperature with respect to transverse position

(φ2) of the initial design [ ◦C] . . . . . . . . . . . . . . . . . . . . . . . . 41

4.9 Normalized sensitivity of temperature with respect to longitudinal dis-

tance (φ3) of the initial design [ ◦C] . . . . . . . . . . . . . . . . . . . . 41

4.10 Longitudinal residual stress of the initial design [MPa] . . . . . . . . . . 42

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4.11 Normalized sensitivity of longitudinal residual stress with respect to side

heat source (φ1) of the initial design [MPa] . . . . . . . . . . . . . . . . 42

4.12 Normalized sensitivity of longitudinal residual stress with respect to

transverse position (φ2) of the initial design [MPa] . . . . . . . . . . . . 43

4.13 Normalized sensitivity of longitudinal residual stress with respect to lon-

gitudinal distance (φ3) of the initial design [MPa] . . . . . . . . . . . . 43

4.14 Error of sensitivity in longitudinal stress w.r.t. φ1 . . . . . . . . . . . . 44

4.15 Error of sensitivity in longitudinal stress w.r.t. φ2 . . . . . . . . . . . . 44

4.16 Error of sensitivity in longitudinal stress w.r.t. φ3 . . . . . . . . . . . . 45

4.17 Longitudinal residual stress of the optimum design [MPa] . . . . . . . . 46

4.18 Longitudinal residual stress comparison along the ”Transverse Center

Line” (see Figure 4.1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46

4.19 Variation of the normalized objective function F/F0 during optimization 47

5.1 Welding conditions for double fillet welding . . . . . . . . . . . . . . . . 50

5.2 Temperature-dependent thermal and mechanical properties for AL-6XN;

(a) Conductivity k, specific heat Cp, and convection coefficient h (b)

Elastic modulus E, yield strength σy, Poisson’s ratio ν, and thermal

expansion coefficient α . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51

5.3 2D Lagrangian analysis model . . . . . . . . . . . . . . . . . . . . . . . . 52

5.4 Time histories of the temperature and von-Mises stress for the welded

joint shown in Figure 5.1 . . . . . . . . . . . . . . . . . . . . . . . . . . . 54

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5.5 Snapshots of the normalized temperature and von-Mises stress for the

welded joint shown in Figure 5.1 . . . . . . . . . . . . . . . . . . . . . . 54

5.6 Time histories of the first-order sensitivity coefficients of the temperature

with respect to thermal properties ki, c

pi, and h

ifor the welded joint

shown in Figure 5.1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55

5.7 Time histories of the first-order sensitivity coefficients of von-Mises stress

with respect to mechanical properties Ei, σ

y0i, and α

ifor the welded

joint shown in Figure 5.1 . . . . . . . . . . . . . . . . . . . . . . . . . . . 56

5.8 Snapshots of the first-order sensitivity coefficients of the temperature

with respect to thermal properties k4 and cp4 for the welded joint shown

in Figure 5.1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57

5.9 Snapshots of the first-order sensitivity coefficients of von-Mises stress

with respect to mechanical properties E5 and σy05 for the welded joint

shown in Figure 5.1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57

5.10 Time histories of the second-order sensitivity coefficients of the temper-

ature with respect to k3k3, cp2c

p2 and cp2k3 for the welded joint shown

in Figure 5.1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58

5.11 Snapshots of the second-order sensitivity coefficients of the temperature

with respect to k3k3, cp2c

p2 and cp2k3 for the welded joint shown in

Figure 5.1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59

8.1 Strip drawing configuration: Unit[mm] . . . . . . . . . . . . . . . . . . . 75

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8.2 x-directional velocity from FEE for Example 1 (Elastic mat. and fric-

tionless BC): Unit[mm/s] . . . . . . . . . . . . . . . . . . . . . . . . . . 78

8.3 y-directional velocity from FEE for Example 1 (Elastic mat. and fric-

tionless BC): Unit[mm/s] . . . . . . . . . . . . . . . . . . . . . . . . . . 78

8.4 Mises’ stress from FEE for Example 1 (Elastic mat. and frictionless BC):

Unit[MPa] . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79

8.5 x-directional velocity from FEE for Example 2 (Elasto-plastic mat. and

frictionless BC): Unit[mm/s] . . . . . . . . . . . . . . . . . . . . . . . . . 79

8.6 y-directional velocity from FEE for Example 2 (Elasto-plastic mat. and

frictionless BC): Unit[mm/s] . . . . . . . . . . . . . . . . . . . . . . . . . 80

8.7 Mises’ stress from FEE for Example 2 (Elasto-plastic mat. and friction-

less BC): Unit[MPa] . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80

8.8 σyy

stress from FEE for Example 2 (Elasto-plastic mat. and frictionless

BC): Unit[MPa] . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81

8.9 Equivalent plastic strain from FEE for Example 2 (Elasto-plastic mat.

and frictionless BC) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81

8.10 x-directional velocity from FEE for Example 3 (Elastic mat. and velocity

BC): Unit[mm/s] . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83

8.11 x-directional velocity from FRE for Example 3 (Elastic mat. and velocity

BC): Unit[mm/s] . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83

8.12 y-directional velocity from FEE for Example 3 (Elastic mat. and velocity

BC): Unit[mm/s] . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84

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8.13 y-directional velocity from FRE for Example 3 (Elastic mat. and velocity

BC): Unit[mm/s] . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84

8.14 Mises’ stress from FEE for Example 3 (Elastic mat. and velocity BC):

Unit[MPa] . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85

8.15 Mises’ stress from FRE for Example 3 (Elastic mat. and velocity BC):

Unit[MPa] . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85

8.16 Eulerian configuration for FSW analysis . . . . . . . . . . . . . . . . . . 87

8.17 x-directional velocity for FSW from FRE (Elasto-plastic mat. and ve-

locity BC): Unit[mm/s] . . . . . . . . . . . . . . . . . . . . . . . . . . . 90

8.18 z-directional velocity for FSW from FRE (Elasto-plastic mat. and veloc-

ity BC): Unit[mm/s] . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90

8.19 Mises’ stress for FSW (Elasto-plastic mat. and velocity BC): Unit[MPa] 91

8.20 Equivalent plastic strain for FSW (Elasto-plastic mat. and velocity BC) 91

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Acknowledgments

I am most grateful and indebted to my thesis advisor, Panagiotis Michaleris, for

the large doses of guidance, patience, and encouragement he has shown me during my

time here at Penn State. I am also grateful and indebted to all of my labmates, for

inspiration and enlightening discussions on a wide variety of topics. I am especially

indebted for the financial support which they have provided to me over the years. I

thank my other committee members, Richard C. Benson, Ashok D. Belegundu, and

Tarasankar Debroy, for their insightful commentary on my work.

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Chapter 1

Introduction

Residual stress, which affects the strength and deformation of the processed prod-

ucts, occurs in various material processes: fusion welding, laser forming, extrusion,

rolling, and friction stir welding . In order to determine appropriate process parameters,

numerical methodologies to predict residual stress are necessary. From the numerical

analysis formulations, sensitivity evaluation algorithm can also be developed. Design

parameter sensitivity supplies information for appropriate parameter modifications and

enables gradient optimization of the parameters.

This thesis mainly focuses on residual stress in fusion welding and FSW. Fusion

welding processes have been successfully analyzed using weakly-coupled thermo-elasto-

plastic Finite Element (FE) formulations in Lagrangian frames [71, 74, 4, 39, 12, 57,

67, 70, 9]. However, a validated numerical residual stress prediction algorithm for FSW,

which requires fully-coupled thermal-mechanical analysis because of considerable heat

generation through large plastic dissipation, is not available.

In this thesis, a systematic numerical algorithm is develop to optimize side heaters

in a fusion welding process for minimum residual stress sensitivity and optimization

procedures are developed from the weakly-coupled thermal-mechanical FE analysis for-

mulations to minimize residual stress in a fusion welding and velocity-base Eulerian

thermo-elasto-plastic formulations are developed for residual stress prediction in FSW.

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An automatic differentiation facility, ADIFOR [15, 11, 10], is also explored and demon-

strated for the evaluation of material property sensitivity to welding residual stress in a

fusion welding.

The Objectives of this thesis are as follows:

1. Develop a systematic algorithm to optimize side heaters in a fusion welding process

for minimum residual stress.

2. Present and explore a computational procedure for evaluating sensitivity by using

ADIFOR, an automatic differentiation facility.

3. Develop an efficient computational algorithm to predict residual stress in friction

stir welding process.

1.1 Optimization of Side Heaters in a Fusion Welding Process

As a mechanical joining process, welding has many advantages in design flexibility,

cost savings, reduced overall weight, and enhanced structural performance. However,

welding results in residual stresses which have undesirable effects on the performance of

the welded structure [35, 75, 70, 19]. For example, strength degradation, various types

of distortion, and even buckling can be caused by residual stress.

It is, of course, possible to control the welding residual stress by reducing the

welding heat input and/or modifying the structural dimensions. However, design con-

sideration may impose limits on such modifications. In that case, transient thermal

tensioning technique can be used for the same purpose without modifying design specifi-

cations [13, 14]. This technique can be implemented by applying side heaters that move

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along with welding torches, which is experimentally realized by M. V. Deo [26]. The side

heaters can be applied as shown in Figure 1.1. Under the same welding conditions, the

welded structure without side heaters has buckling distortion (Figure 1.2) whereas the

other with side heaters has only some angular distortion (Figure 1.3).

Fig. 1.1. Welding setup with side heaters

Application of side heaters to the welding process requires determining the di-

mensions of side heaters, such as the heat input, the size, and the relative positions of

side heaters to the welding torches for minimum residual stress. Empirical approaches

for this optimization problem are generally time consuming and costly. Therefore, a

systematic computational optimization methodology is required.

The welding process has been widely analyzed as a weakly coupled thermo-elasto-

plastic problem using nonlinear finite element technique in Lagrangian frames [71, 74, 4,

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Fig. 1.2. Welded structure without side heaters (12” X 12” X 1/8”)

Fig. 1.3. Welded structure with side heaters (12” X 12” X 1/8”)

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39, 12, 57, 67, 70, 9]. Considering the heavy computational load of welding analysis, non-

gradient methods such as genetic algorithm are computationally too expensive for this

side heater optimization problem. Gradient optimization methods are computationally

more efficient since they require far less objective function evaluation. However, they

require the calculation of sensitivities of the objective function and constraint functions

with respect to each design variable.

Sensitivity analysis has been widely used in many design optimization problems

[81, 38, 25, 86, 54, 5, 85, 7]. Sensitivity analysis can be performed by analytical or by

finite difference techniques [37]. Finite difference methods have round-off or truncation

errors and require additional objective function evaluation for all design variables. Thus,

analytical methods are more accurate and computationally more efficient than finite dif-

ference method. Analytical sensitivities can be computed either by direct differentiation

or by adjoint method [38]. Direct differentiation method is computationally more effi-

cient than adjoint method if the optimization problem has more constraints than design

variables.

Sensitivity analysis for coupled systems is presented in reference [56]. Sensitivity

analysis of thermo-elasto-plastic processes in two dimensional frames with the assump-

tion of generalized plane strain has been implemented in minimizing welding residual

stress and distortion in reference [55]. Sensitivity analysis for thermo-elasto-plastic pro-

cesses in Eulerian reference frames has been developed to optimize the laser forming

process in reference [61]. Critical assumptions are inherent in the formulation of these

two approaches. The two dimensional approach is limited in accounting for three dimen-

sional effects and the Eulerian approach is applicable only for steady-state processes.

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Michaleris et al. have demonstrated a sensitivity analysis for thermo-elaso-plastic pro-

cesses in Lagrangian reference frames [57]. However, the solution algorithm employed

(iteration-subiteration) is computationally less efficient than radial return algorithm [71]

and ,thus, the sensitivity algorithm is implemented only for a two dimensional exam-

ple. Therefore, it is necessary to develop sensitivity equations for thermo-elasto-plastic

processes with the radial return algorithm in three dimensional Lagrangian reference

frames.

1.2 Evaluation of Material Property Sensitivity to Welding Residual

Stress using ADIFOR

Numerical simulation techniques to study the various phenomena associated with

welding have been developed. For example, weld-pool physics, heat and fluid flow, heat

source-metal interactions, weld solidification microstructures, phase transformations, and

residual stresses and distortions have been studied. Recent studies of residual stresses

and distortions in welded structures are reported in [31, 74, 4, 39, 12, 2, 9, 83, 66, 67, 16].

In these numerical studies of welding, the accuracy of temperature-dependent material

properties plays an important role in the accuracy of predicted residual stresses.

Since current measurement technology does not allow the accurate determination

of the material parameters that are used in the analytical models, it is useful to assess

the sensitivity of the thermomechanical responses of welded joints to variations in the

various material parameters. The present study focuses on this topic. Specifically, the

objective of this research is to present a computational procedure for evaluating the

sensitivity coefficients of the quasi-static response of welded joints by using the direct

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7

differentiation method in conjunction with the automatic differentiation software facility

ADIFOR [15, 11, 10].

1.3 Residual Stress Prediction in Friction Stir Welding

Friction stir welding (FSW) is a new joining technology developed at The Welding

Institute (TWI) in England [76]. A schematic of a FSW operation for joining two flat

Fig. 1.4. A schematic of friction stir welding operation

plates is shown in Figure 1.4. The bottom of the plates is usually supported by a die and

both outer sides of the plates are clamped rigidly. Rotating a speed of several hundred

rpms, the FSW tool, consisting of a shoulder and a pin, advances longitudinally with a

velocity of several millimeters per second during welding, a little slower than the torch

travel speed in fusion welding processes. The tool pin is usually threaded to supply a

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8

larger friction heating area and tilted by several degrees from the vertical to facilitate

consolidation of the weld. The tool shoulder, with diameter up to three times of that of

the pin, prevents the material from being expelled.

Although some applications use additional heat [44] and some report local tran-

sient melting on contact surfaces [58], the weld is usually performed mechanically in

the solid state without melting [50]. These welded structures have improved strength

and fatigue properties compared with conventional fusion welding in which solidification

cracking, porosity, oxidation, and other defects typically occur due to melting. High

restraint in FSW limits the formation of angular distortion. However, an experimental

investigation [63] has revealed that the residual stress of FSW is comparable to that of

fusion welding. Since high residual stress for large parts may lead to buckling distortion,

there is a need for numerical capability to predict residual stress in FSW.

FSW has been primarily utilized to join aluminum alloys. Along with the de-

velopment of the FSW tool, this technique has been shown to be applicable to joining

copper, magnesium, lead, titanium, zinc, plastics, mild steel, and even mid- and high-

strength steels. Although considerable experimental work has been reported on FSW

[53, 41, 18, 60, 52], few analytical modeling works can be found in the published litera-

ture for residual stress formation in FSW. A validated analytical model is necessary to

efficiently optimize FSW processes for various types of materials and environments.

The temperature field has been analyzed independently of the mechanical field,

assuming heat is generated only from friction in the contact surface between the tool and

material in References [53, 41, 18, 60]. However, this independency assumption cannot

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9

be adopted for a thorough analysis of FSW because of the considerable flow rate and

plastic dissipation heat generation.

Heurtier et al. [62] suggested a simplified thermo-mechanical model to under-

stand material movement during FSW. However, their closed-form sloution is obtained

from many simplifying assumptions such that the solution is rather a guess than an

analysis result. Chao and Qi [17] have analyzed residual stress in FSW process using a

thermo-elasto-plastic anlysis scheme. However, they did not consider pin tool geometry,

plastic dissipatation heat generation, and convective heat flow due to material movement.

Ulysse [80] has performed fully-coupled thermal-mechanical analysis with pin geometry.

However, his model cannot evaluate residual stress, since the viscoplastic constitutive

model does not consider elastic effects.

A fully coupled thermal-mechanical model is more appropriate in modeling the

FSW process because the plastic dissipation heat generation may be too large to neglect

in the thermal analysis. Heat transfer Finite Element (FE) formulations in Eulerian

frames have been well developed for laminar flow of materials with a known velocity

field [88]. Therefore, this research is mainly focused on mechanical analysis of the FSW

process.

Various models have been developed in Lagrangian frames to estimate residual

stress during history-dependent material processes, such as conventional fusion welding

with rate-independent plasticity model [47] or rate-dependent viscoplastic model [4, 59,

84], or combined model (rate-independent at lower temperature and rate-dependent at

higher temperature) [30]. Small deformation and weak thermal-mechanical coupling

are assumed in these models and incremental analysis is performed. However, these

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10

Lagrangian models may not be directly applied for FSW analysis since the workpiece

deforms severely in the FSW process and Lagrangian elements may be similarly distorted.

Arbitrary Lagrangian Eulerian (ALE) formulations have been developed by Haber[36]

and Koh [43] for history-independent problems and by Gosh [29] for history-dependent

problems. Although ALE formulations can resolve element distortion, they still require

incremental analysis for history-dependent problems.

If the coordinate system is selected to move with the FSW tool, an Eulerian

steady-state formulation can be applied so that the solution field can be obtained in a

steady state analysis. Eulerian formulations have been used mainly for forming, extru-

sion, and rolling processes. Visco-elastic models [20, 21, 27] are appropriate for polymer

melts and viscoplastic models [1, 22, 42, 65, 82] for metals. However, these formulations

cannot predict residual stress since the elastic strain is neglected. Lee and Dawson [45]

have evaluated residual stress where elasticity is neglected on loading and recovered after

loading is removed. However, this method sacrifices accuracy since the plastic evolution

is ignored during unloading. Elastic-viscoplastic models in Eulerian frames have also

been developed assuming incompressible elasticity [3, 23, 77]. Multiplicative elastic and

plastic strain decomposition has also been incorporated into this elastic-viscoplastic ma-

terial model in Reference [51]. However, an elastic-viscoplastic model is reported to be

numerically unstable when the elastic response becomes large [78].

Although extensive research has been published for Eulerian elastic-viscoplastic

(rate-dependent plasticity) material models, limited publications are available for Eu-

lerian elasto-plastic (rate-independent plasticity) models. A displacement-based mixed

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11

formulation in undeformed moving reference frames was first introduced by Balagangad-

har et al. [6] for a laser surfacing problem with small deformation and rate-independent

elasto-plasticity and has been further developed by Shanghvi et al. [69] for the analysis of

laser forming. Large deformation formulations with multiplicative decomposition of the

deformation gradient have also been developed by Balagangadhar et al. [24]. However,

the velocity prescribed boundary condition essential for FSW cannot be incorporated

into this displacement-based formulation. Thus, a velocity-based Eulerian formulation

with elasto-plastic material model is more appropriate for modeling FSW. Publications

for velocity-based elasto-plastic material model in Eulerian frames are rare except the

one by Thompson et al. [78] in which a Flow Rate equilibrium Equation, or FRE method,

is proposed.

In this thesis, the FRE is investigated and a novel thermo-elasto-plastic Eule-

rian formulation based on the standard Flow Equilibrium Equation (FEE) is developed.

The performance of the two formulations is explored by simulating strip drawing exam-

ples. An application approach of these algorithms to modeling the FSW process is also

discussed.

1.4 Thesis Layout

The overall thesis structure is presented in Chapter 1.

The side heater optimization procedure is presented through Chapter 2, Chapter

3, and Chapter 4 and published as [72]. Finite element equations for the weakly coupled

thermo-elasto-plastic process in three dimensional Lagrangian frames are reviewed in

Chapter 2. Sensitivity equations are developed in Chapter 3 based on the finite element

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12

equations in Chapter 2. In Chapter 4, the developed gradient optimization algorithms

are implemented to optimize side heaters in a fusion welding process to minimize welding

residual stress.

The material property sensitivities to welding phenomena are evaluated using the

automatic differentiation facility in Chapter 5 and also published in a journal [73].

The computational algorithms to predict residual stress in a friction stir welding

process are developed through Chapter 6 and Chapter 8. In Chapter 6, weak formula-

tions of two Eulerian thermo-elasto-plastic for a thermo-elastic rate independent plastic

material model are proposed to predict residual stress in a friction stir welding process.

In Chapter 7, finite element implementation procedure for the weak formulations is pre-

sented. In Chapter 8, the developed two formulations are verified and compared and an

application approach to the friction stir welding analysis is discussed.

Conclusions of this thesis is presented in Chapter 9.

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Chapter 2

Lagrangian FE Equations

for Weakly-Coupled thermal-mechanical processes

Finite element formulations for quasi-static thermo-elasto-plastic processes in La-

grangian reference frames have been widely used in analyzing fusion welding processes

[71, 74, 4, 39, 12, 57, 67, 70, 9]. Thermal analysis is assumed to be transient while

mechanical analysis remains quasi-static. Thermo-elasto-plastic processes are typically

assumed to be weakly coupled, that is, the temperature profile is assumed to be inde-

pendent of stresses and strains. Thus, a heat transfer analysis is performed initially

and the temperature history is imported as loading in the mechanical analysis. Both

thermal and mechanical problems are nonlinear due to temperature-dependent material

properties and plasticity, respectively.

2.1 Transient Thermal Analysis

For the Lagrangian coordinate X fixed to the body, and time t, the governing

equation for transient heat conduction analysis is given as,

ρCp

∂T

∂t= ∇ · [k∇T ] + Q in the entire volume V of the material (2.1)

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14

where ρ is the density of the body, Cp

is the specific heat capacity, T is the temperature,

k is the temperature-dependent thermal conductivity matrix, Q is the internal heat

generation rate, and ∇ is the Lagrangian gradient operator.

The initial temperature field is given by

T = T0 in the entire volume V (2.2)

where T0 is the prescribed initial temperature. The following boundary conditions are

applied on the surface:

T = T on the surface AT , with prescribed temperatures T (2.3)

q = q on the surface Aq, with prescribed heat fluxes q (2.4)

Multiplication of Equations (2.1) and (2.4) by any kinematically admissible func-

tion T , integration over the volume and surface, integration by parts and application of

divergence theorem yields the following weak statement:

∫V

{−∇T

T k∇T + T

[Q − ρC

p

∂T

∂t

]}dV −

∫Aq

T qdA = 0 (2.5)

By applying finite element discretization to Equation (2.5), the global residual

vector R can be assembled from the element residual vector R as follows:

R( nT ) =∑e

BR( nT) = 0 (2.6)

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15

where T is the global node temperature vector, T is the element node temperature

vector, left superscript n represents quantities evaluated at the time increment nt, B is

the wapping operator from each element components to the global components, and e is

the element number. The element residual vector R can be evaluated as follows:

R( nT) =∑GV

e

{BT kB nT − NT

Q + NT NρCp

nT − n−1Tnt − n−1t

}WJ

+∑GAq

e

NTqwj (2.7)

where GVe

and GAq

edenote Gauss points in the element volume V

eand on the element

surface Aq

erespectively, left superscript n−1 represents quantities evaluated at the time

increment of n−1t, N and B are the usual matrices which interpolate the temperature

T and temperature gradient ∇T in an element; J and j are the volume and the area

Jacobian components; and the Gaussian weighting is represented as W for the volume

and w for the surface integration. Equation (2.6) is solved in an incremental, iterative

fashion. For each time increment from time n−1t to n

t, nT is updated iteratively with

the known temperature n−1T until R becomes small enough:

δT = −[

dRd nT

∣∣∣∣ nT I

]−1R( nT I ) (2.8)

nT I+1 = nT I + δT (2.9)

Similar to Equation (2.6), the global stiffness dRd nT is assembled from element stiffnesses

dRd nT which can be obtained from Equation (2.7):

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16

dRd nT =

∑e

B dRd nT

BT (2.10)

where

dRd nT

=∑GV

e

[BT kB + BT ∂k

∂TB nTN − NT ∂Q

∂TN + NT NρC

p

1nt − n−1t

+NT Nρ∂C

p

∂TN

nT − n−1

Tnt − n−1t

]WJ +

∑GAq

e

NT ∂q

∂TNwj (2.11)

2.2 Mechanical Analysis

The equilibrium equation in a volume of material V with boundary A can be

written as,

∇ · S + b = 0 in V (2.12)

where S is the second-order stress tensor and b the body force vector. The boundary

conditions are given as,

u = u on surface Au (2.13)

S · n = t on surface At (2.14)

where u is the prescribed displacement on surface Au, t is the prescribed traction on

surface At, and n is the unit outward normal to the surface A

t. Using small deformation

theory, the total strain tensor E can be related with the displacement vector u as follows:

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17

E =12

{∇u + [∇u]T

}(2.15)

Because of the symmetry, the stress tensor S and strain tensor E are commonly

expressed in the vector form σ and ε for computational efficiency.

Due to the small deformation assumption and the thermo-elasto-plasticity, the

total strain ε can be decomposed into the elastic strain εe, the plastic strain ε

p, and the

thermal strain εt:

ε = εe

+ εp

+ εt

(2.16)

The initial conditions can be described as follows:

u = u0 (2.17)

εp

= εp0 (2.18)

εq

= εq0 (2.19)

where εq

is the equivalent plastic strain.

The stress strain relationship is given by

σ = Cεe

= C[ε − ε

p− ε

t

](2.20)

where C is the temperature-dependent elasticity tensor.

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18

Similar to the thermal formulation, a weak formulation and finite element dis-

cretization yields the element residual R:

R( nU) =∑GV

e

[BT n

σ − NT b]WJ −

∑GAt

e

NT twj (2.21)

where U is the element displacement vector. The stress at time t can be decomposed as,

nσ = n−1

σ + ∆σ (2.22)

where ∆ represents an increment during the time increment from n−1t to n

t. Evaluating

Equation (2.20) at the times n−1t and n

t and taking the difference yields the following

equation:

∆σ = nC[∆ε − ∆ε

p− ∆ε

t

]+ ∆C n−1

εe

(2.23)

where

∆ε = B[ nU − n−1U] (2.24)

∆εp

= ∆εqa (2.25)

∆εt

= [ nεt− n−1

εt]h (2.26)

={

nα[

nT − T

ref]− n−1

α[

n−1T − T

ref]}

h (2.27)

h = [ 1 1 1 0 0 0 ]T (2.28)

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19

a is the flow vector, α is the temperature-dependent thermal expansion coefficient, and

Tref is the reference temperature.

The elastic predictor σB

and corresponding elastic strain εBe

are defined as

follows:

σB

= n−1σ + nC

[∆ε − ∆ε

t

]+ ∆C n−1

εe

(2.29)

εBe

= n−1εe

+ ∆ε − ∆εt

(2.30)

Using associative J2 plasticity [49], the yield function f is given as follows:

f = σm

− σY

(2.31)

where σm

and σY

are the Mises stress and yield stress. Active yielding occurs when

f ≥ 0. In the case of non-active yielding, σB

and εBe

simply become nσ and n

εe. In

the case of active yielding, the evolution of ∆εq

can be evaluated by the radial return

algorithm [71] (see appendix A) .

The element stiffness matrix is given by the following expression:

dRd nU

=∑GV

e

[BT d

d nε− NT db

d nU

]WJ −

∑GAt

e

NT dtd nU

wj (2.32)

In case of non-active yielding, dnσ

d nεis equal to nC. In case of active yielding:

dnσ

d nε= λ

effhhT + 2G

effL−1 +

[3GH

3G + H− 3G

eff

]mmT (2.33)

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20

where

m =23L−1a (2.34)

Geff

= GσY

σBm

(2.35)

λeff

= [3k − 2Geff

]/3 (2.36)

L = diag( 1 1 1 2 2 2 ) (2.37)

G is the shear modulus, k is the bulk modulus, H is the isotropic hardening coefficient,

σBm

is the Mises stress of the elastic predictor σB

, and m is another form of the flow

vector defined in this study for simplicity.

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21

Chapter 3

Sensitivity Formulations

of the Thermo-Elasto-Plastic Process

An optimization problem is generally formulated as follows:

minimize F (φ1, φ2, ..., φr) (3.1)

subject to gj(φ1, φ2, ..., φ

r) ≤ 0, j = 1, 2, ..., s (3.2)

and hk(φ1, φ2, ..., φ

r) = 0, k = 1, 2, ..., p (3.3)

where F is an objective function; φi

is the ith design variable; g

jis the j

th inequality

constraint function; gk

is the kth equality constraint function; and r, s, and p are the

numbers of design variables, inequality constraints, and equality constraints respectively.

In thermo-mechanical processes, for example, design variables can be chosen from any

process parameter and material property and contribute to an objective function directly

and/or indirectly through solution fields such as temperature, displacement, strain, and

stress.

In this section, sensitivity formulations for thermo-elasto-plastic processes are

developed with the direct differentiation method so that gradient optimization methods

can be utilized as discussed in Section 1.1. In the sensitivity formulations, all finite

element variables (not design variables) are divided into two classes, that is, the primary

solution variable ( nT for thermal and nU for the mechanical systems) and others. D

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22

is defined to denote derivatives with respect to all variables except the primary solution

at time nt where d represents the usual total derivative, that is,

dYdφ

i

=∂Y∂X

dXdφ

i

+DYDφ

i

(3.4)

where X is the primary solution variable and Y is an arbitrary function.

3.1 Thermal Sensitivity

Differentiating Equation (2.6) with respect to each design variable φi

yields:

dnT

dφi

= −

[

dRd nT

]−1

constant φi

DR

Dφi

(3.5)

where D stands for the differentiation with respect to all variables except nT . Note

that the global stiffness has already been assembled to evaluate the global temperature

in Equation (2.10) and DRDφ

ican be assembled from DR

Dφi. Differentiation of Equation

(2.7) yields:

DRDφ

i

=∑GV

e

{[dBdφ

i

TkB nT + BT k

dBdφ

i

nT + BT dkdφ

i

B nT − NT dQ

dφi

+NT NdρC

p

dφi

nT − n−1Tnt − n−1t

+ NT NρCp

−1nt − n−1t

dn−1Tdφ

i

]WJ

+

[BT kB nT − NT

Q + NT NρCp

nT − n−1Tnt − n−1t

]W

dJ

dφi

}

+∑GAq

e

[NT dq

dφi

wj + NTqw

dj

dφi

](3.6)

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23

3.2 Mechanical Sensitivity

In this section, it is assumed that temperatures and their sensitivities are available

(Equations (2.6) and (3.5)). Furthermore, mechanical forces are not considered, that is,

the temperature change is the only loading in this sensitivity formulation. The left

superscript n is dropped for simplicity. Only the main procedure and final equations

of the mechanical sensitivity formulations are presented. More detailed derivations are

presented in Appendix B.

Differentiating the global residual equation with respect to each design variable

φi

yields:

dUdφ

i

= −

[dRdU

]−1

constant φi

DR

Dφi

(3.7)

Similar to the thermal sensitivity formulation, the only term that needs to be evaluated

for displacement sensitivity is DRDφ

i. If the body force b and traction t are zero, Equation

(2.21) becomes:

R =∑GV

e

BTσWJ (3.8)

Recalling the definition of D and noting that B and J are independent of U, the following

equation is derived from Equation (3.8):

DRDφ

i

=∑GV

e

[dBT

dφi

σWJ + BT Dσ

Dφi

WJ + BTσW

dJ

dφi

](3.9)

Now every other term except DσDφ

iin Equation (3.9) can be easily evaluated.

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24

Differentiation of Equations (2.29) and (2.30) using the relations of Equations

(2.24) and (2.27) yields:

DσB

Dφi

=d

n−1σ

dφi

+ ∆Cd

n−1εe

dφi

+

{∂C∂T

[n−1

εe

+ ∆ε − ∆εt

]− C

∂∆εt

∂T

}dT

dφi

−[C

∂∆εt

∂ n−1T+

∂n−1C

∂ n−1T

n−1εe

]d

n−1T

dφi

+ CdBdφ

i

[U − n−1U

]− CB

dn−1Udφ

i

(3.10)

DεBe

Dφi

=d

n−1εe

dφi

−∂∆ε

t∂T

dT

dφi

−∂∆ε

t

∂ n−1T

dn−1

T

dφi

+dBdφ

i

[U − n−1U

]− B

dn−1Udφ

i

(3.11)

where

∂∆εt

∂T={

α +∂α

∂T

[T − T

ref]}

j (3.12)

∂∆εt

∂ n−1T= −

{n−1

α +∂

n−1α

∂ n−1T

[n−1

T − Tref]}

j (3.13)

In the case of the non-active yielding:

Dφi

=Dσ

BDφ

i

(3.14)

In the case of the active yielding, σ can be expressed as follows from the radial return

algorithm (see Appendix A):

σ = σh

+ σY

m (3.15)

where σh

is the hydrostatic stress of σ . Then DσDφ

iis evaluated as follows:

Dφi

=Dσ

hDφ

i

+ σY

DmDφ

i

+ mDσ

YDφ

i

(3.16)

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25

where (see Appendix B)

Dσh

Dφi

=13jjT

DσB

Dφi

(3.17)

DmDφ

i

=1

σBm

[I − 1

3jjT − maT

] DσB

Dφi

(3.18)

DσY

Dφi

=

aT Dσ

BDφ

i

+3G

H

H

dn−1

εq

dφi

+∂σ

Y∂T

dT

dφi

− 3∆ε

q

∂G

∂T

dT

dφi

/

[1 +

3G

H

](3.19)

where I is the identity matrix andDσ

BDφ

iis evaluated in Equation (3.10).

Now, DσDφ

iis available for both cases of non-active and active yielding so that dU

dφi

can be evaluated. However, n−1 dσdφ

i, n−1 dε

edφ

i, and n−1 dε

qdφ

iare necessary to evaluate

DσDφ

iin Equations (3.10), (3.11), and (3.19). Therefore, once the displacement sensitivity

dUdφ

i(called primary sensitivity) is evaluated, the stress sensitivity dσ

dφi, elastic strain sen-

sitivitydε

edφ

i, and equivalent plastic strain sensitivity

dεq

dφi

(called secondary sensitivities)

should also be evaluated in the current increment for use in the next increment sensitiv-

ity evaluation. Using the definition of D in Equation (3.4), the secondary sensitivities

can be expressed as follows:

dφi

=∂σ

∂UdUdφ

i

+Dσ

Dφi

(3.20)

dεe

dφi

=∂ε

e∂U

dUdφ

i

+Dε

eDφ

i

(3.21)

dεq

dφi

=∂ε

q

∂UdUdφ

i

+Dε

q

Dφi

(3.22)

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26

In Equations (3.20), (3.21), and (3.22), dUdφ

iand Dσ

Dφi

are already available. Thus, it

is necessary to evaluate the other five terms in the righthand side of Equations (3.20),

(3.21), and (3.22).

Differentiating Equations (2.29) and (2.30) with respect to U after applying the

relations of Equation (2.24) yields the following equations:

∂σB

∂U= CB (3.23)

∂εBe

∂U= B (3.24)

In the case of the non-active yielding, σB

and εBe

are equal to σ and εe. Furthermore,

there is no plastic evolution. Therefore, the secondary sensitivity equations become:

dφi

=dσ

Bdφ

i

(3.25)

dεe

dφi

=dε

Bedφ

i

(3.26)

dεq

dφi

=d

n−1εq

dφi

(3.27)

In the case of the active yielding, at first, ∂σ∂U in Equation (3.20) can be obtained

by differentiating Equation (3.15):

∂σ

∂U=

∂σh

∂U+ m

∂σY

∂U+ σ

Y

∂m∂U

(3.28)

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27

where (see Appendix B)

∂σh

∂U=

13jjT

∂σB

∂U(3.29)

∂m∂U

=1

σBm

[I − 1

3jjT − maT

] ∂σB

∂U(3.30)

∂σY

∂U=

[aT ∂σ

B∂U

]/

[1 +

3G

H

](3.31)

where∂σ

B∂U is already evaluated in Equation (3.23). Next, consider the following relation

which can be obtained from Equations (2.30), (2.25), and (2.34):

εe

= εBe

− ∆εp

= εBe

− ∆εq

32Lm (3.32)

Then, the two unknown terms in Equation (3.21) are obtained by differentiating Equation

(3.32) respectively:

∂εe

∂U=

∂εBe

∂U− 3

2L

[m

∂∆εq

∂U+ ∆ε

q

∂m∂U

](3.33)

Dεe

Dφi

=Dε

BeDφ

i

− 32L

[m

D∆εq

Dφi

+ ∆εq

DmDφ

i

](3.34)

where (see Appendix B)

∂∆εq

∂U=

1H

∂σY

∂U(3.35)

D∆εq

Dφi

=1

3G

[aT Dσ

BDφ

i

− 3∆εq

∂G

∂T

dT

dφi

−Dσ

YDφ

i

](3.36)

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28

and∂ε

Be∂U ,

∂σY

∂U , ∂m∂U , DεBe

Dφi

,Dσ

BDφ

i,Dσ

YDφ

i, and Dm

Dφi

are evaluated in Equations (3.24),

(3.31), (3.30), (3.11), (3.10), (3.19), and (3.18). Finally, the two unknown terms in (3.22)

are obtained as follows:

∂εq

∂U=

∂∆εq

∂U(3.37)

Dεq

Dφi

=d

n−1εq

dφi

+D∆ε

q

Dφi

(3.38)

where∂∆ε

q∂U and

D∆εq

Dφi

are evaluated in Equations (3.35) and (3.36).

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29

Chapter 4

Numerical Implementations

for Side Heater Optimization

Welding is a complex process in which various electromagnetic and thermo-mechanical

phenomena take place. Modeling and simulation of the mechanical effects of welding has

now been an on-going research effort for three decades [32, 31, 33, 79, 87, 64, 46, 47, 48].

Most commonly, in welding process modeling, the physics that accounts for heat gen-

eration is not analyzed. Empirical heat generation models are used instead [32]. Fur-

thermore, the majority of welding simulations neglect the molten metal flow in the weld

pool. To consider the convective heat flow in the molten metal, artificially high thermal

conductivity values are assigned to regions having temperatures that exceed the melting

point. A rate-independent, deviatoric plasticity model with von Mises yield condition

and associated flow rule has been used with success in most welding simulations [47].

Some works have also used visco-plastic models [4, 59, 84] or combined rate-independent

plasticity at lower temperatures with visco-plastic models at higher temperatures [30].

In this section, the heat source and the positions of side heaters are optimized

with other variables fixed for minimum residual stress using the sensitivity equations

developed in the previous section. No constraints except the explicit region of design

variables are considered in this example.

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30

4.1 Welding Conditions

A schematic of the welding configuration in this simulation is shown in Fig 4.1.

Side heaters travel along the plate and are followed by two welding torches.

Convection boundary conditions are assigned to all free surfaces. Radiation heat

transfer, melting, and solidification are not considered in this simulation because of their

negligible influence upon the residual stress field [74, 4, 67, 70]. The rate of internal heat

generation by the welding torch, modeled as the “double ellipsoid” heat source model

[34], is given by,

Q =6√

3Qw

ηw

f

abcπ√

πe−[3x

2

a2 +3y2

b2+3z

2

c2]

[W/mm3] (4.1)

where Qw

(2680.35 W/mm3) is the welding heat input; η

w(1.0) is the welding efficiency,

x, y, and z are the local coordinates of the double ellipsoid model aligned with the weld

fillet; a (5√

2 mm) is the weld width; b (5√

2 mm) is the weld penetration; c is the weld

ellipsoid length; f is the weld heat input density distribution factor; and v (6.35 mm/s)

is the torch travel speed. The numbers in parentheses are the values which are used

for this implementation. Goldak et al. [34] used c = a and f = 0.6 before the torch

passes the analysis region, and c = 4a and f = 1.4 after the torch pases the analysis

region. However, in this paper, a more distributed heat source with c = 4a and f = 1.0

is used instead to improve the convergence in the simulation. In fact, these factors have

a measurable effect on the temperature field but have negligible effect upon the residual

stress.

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31

Torch1

φ2

3.5"

φ3

Ls

Weldingdirection

Side heaters :* Moving along with the torches

* Heat power = φ1

P2

P1

P3

Transverse Center Line

L

Bs

B

x

y

z

2"

Objective Region

Torch2

Fig. 4.1. Configuration of welding and side heating setup.

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32

Cp

h

k

Fig. 4.2. Conductivity (k), specific heat (Cp), and air convection (h) for A36.

Fig. 4.3. Elastic modulus (E), Poission’s ratio (ν), thermal expansion coefficient (α),and yield strength (σ

Y) for A36.

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33

The side heat source is applied on the top surface of the plate as shown in Fig 4.1

and is defined as follows:

q(x, z) =Q

sηs

2BsL

s

MxM

z(4.2)

Mx

={

tanh(S

x2[x + φ2 + Bs/2])− tanh

(S

x1[x + φ2 − Bs/2])

+ tanh(S

x1[x − φ2 + Bs/2])− tanh

(S

x2[x − φ2 − Bs/2])}

/2 (4.3)

Mz

={

tanh(S

z1[z − Ls/2])− tanh

(S

z2[z + Ls/2])}

/2 (4.4)

where x and z are the local coordinates from the center of the side heating; Qs(W/mm

2)

is the side heating input, ηs

(1.0) is the side heating efficiency; Bs

(6”) and Ls(1”) are

the band width and length of the side heating; and Sx1 (0.2), S

x2 (0.2), Sz1 (0.2), and

Sz2 (0.2) are used to control the gradient of heat flux in the side heater edges. This side

heater shape is shown in Figure 4.4. The numbers in parentheses are the values which

are used in this simulation.

The material properties of A36 steel used in this simulation are shown in Figure

4.2 for the thermal analysis and in Figure 4.3 for the mechanical analysis. The isotropic

hardening coefficient is assumed to be 8000 [MPa] at any temperature.

A finite element model is developed as shown in Figure 4.5 based on reference

[32]. The dimensions are 12” × 12” × 1/8” for the base plate and 12” × 2” × 1/8” for

the stiffener. This model has 13864 nodes and 2352 20-noded brick elements. Since high

temperature gradients are prevalent at the welding region, the mesh is finer along the

welding torch path and coarser away from it. Boundary conditions for the mechanical

analysis are shown in Table 4.1.

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34

−150 −100 −50 0 50 100 1500

0.2

0.4

0.6

0.8

1

z [mm]

Mz

Sz1=Sz2=1.0Sz1=Sz2=0.2

−150 −100 −50 0 50 100 1500

0.2

0.4

0.6

0.8

1

x [mm]M

x Sx1=Sx2=1.0Sx1=Sx2=0.2

Fig. 4.4. Side heater shape parameters Mx

and Mz

( see Equation (4.3) and Equation(4.4))

X

Y

ZX

Y

Z

Fig. 4.5. 3D Lagrangian analysis model : 12” × 12” × 1/8”

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35

Constrained point Displacement constrained directionP1 X Y ZP2 XP3 X Y

Table 4.1. Boundary conditions for mechanical analysis ( see Figure 4.1 for P1, P2, andP3 ).

4.2 Optimization

Since the residual longitudinal compressive stress away from the weld zone can

be used as a criterion for welding induced buckling [26], the objective region (see Figure

4.1) is selected over the side plate and the magnitude of the residual longitudinal stress

component in the region needs to be minimized. Since each component of stress can be

positive or negative, the objective function is defined as square means of the residual

longitudinal stress component in the objective region. The element stress value is multi-

plied by element length to consider the element size difference in the finite element model.

Therefore, the mathematical expression for the residual longitudinal stress minimization

problem can be defined as follows:

F =∑e

(leσe

zz)2 (4.5)

where σe

zzis the longitudinal residual stress at the centroid of element e in the objective

region shown in Figure 4.1, and le is the x-direction length of the element. The gradient

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36

of the objective function F is obtained as follows:

∂F

∂φi

= 2∑e

(le)2σe

zz

∂σe

zz∂φ

i

(4.6)

The design variables are the side heat source Qs(= φ1), transverse position of the side

heater φ2 and the distance between the side heater and the first welding torch φ3 as

shown in Equation (4.2) and Figure 4.1.

The optimization loop is implemented using the BFGS line search method pro-

vided in the DOT package [28].

Thermal and mechanical analyses and their sensitivity analyses are performed in

an in-house SMP FORTRAN 90 code.

4.3 Results

The results of numerical optimization are summarized in Table 4.2. The total

analysis time for each side heating configuration is set up to 3000 seconds for both the

thermal and mechanical analyses. Considering that the welding guns and side heaters

pass through the model within 25 seconds, this analysis time is long enough to ensure

sufficient cooling. Furthermore, to ensure consistency during the optimization problem,

an additional increment performed in the mechanical analysis sets the temperature back

to room temperature. The result plots for temperature analysis are chosen when all of

the heat sources appear in the analysis model. The result plots for mechanical analysis

are chosen at the final increment. Each sensitivity is normalized by multiplying it by the

corresponding design variable interval, (φi)max

− (φi)min

, (see Table 4.2).

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37

The temperature profile at the initial design point is shown in Figure 4.6. Sensi-

tivity of the temperature field with respect to the side heat source at the initial design

point is shown in Figure 4.7. Increase in side heat source will result in temperature

increase in the side panel. The sensitivities of the temperature with respect to the trans-

verse and the longitudinal position of the side heater, shown in Figures 4.8 and 4.9,

indicate that temperature is significantly sensitive at the edge of the side heaters. The

longitudinal residual stress profile at the initial design point is shown in Figure 4.10. The

stress is tensile near the welding torch path and compressive away from it. Figures 4.11-

4.13 show the longitudinal residual sensitivities with respect to the side heat source, the

transverse position, and the longitudinal position. The stress in the objective region (see

Figure 4.1) is compressive, as shown in Figure 4.10, so that positive sensitivity is the

desirable direction for minimum residual stress in that region.

Figures 4.14-4.16 show the difference between direct sensitivity analysis and for-

ward finite difference sensitivity analysis, using the error function Error defined as fol-

lows:

Error =S

f− S

d

Sf

(4.7)

where Sf

is normalized sensitivity by forward finite difference method and Sd

is nor-

malized sensitivity by direct differentiation method. All the sensitivity difference plots

show less than 2 percent error over most of the model. The actual numbers that indicate

each sensitivity at the initial design point in the objective region are listed in Table 4.3

and show enough similarity to validate the development of direct differentiation sensi-

tivity formulations. The finite difference sensitivity was simulated for both thermal and

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38

mechanical analyses, with perturbations ranging from 10−6 to 10−2. No considerable

deviation was observed in the sensitivity results with the variation of the perturbation.

Sensitivity with perturbation 10−3 is used in the calculations of Figures 4.14-4.16, and

Table 4.3.

The longitudinal residual stress field with the optimum design variables is shown

in Figure 4.17. Compared with Figure 4.10, the residual stress reduction is observed

not only in the objective region but also over the outside panel. Figure 4.18 shows

the longitudinal residual stresses along the “Transverse Center Line” (see Figure 4.1)

for three cases. Residual stress in the objective region is successfully reduced for the

optimum side heater. The vertical dotted-line in the left side from the axis line indicates

where the objective region starts.

The variation of the objective function defined in Equation (4.5) during this opti-

mization is shown in Figure 4.19, where the objective function is normalized by dividing

by its initial value F0. A total of 28 function calls and 6 gradient calls were made dur-

ing the entire optimization. Table 4.4 shows the runtime of the thermal and mechanical

problems at the initial design point on an IBM RS/6000 44P Model 270 system with four

375 MHz POWER3-II 64-bit processors and 8 GB RAM. Sensitivity analysis takes about

28% of the total computation time for the mechanical problem and 33% for the thermal

problem. In this simulation, to perform the sensitivity analysis, the global stiffness in

Equations (3.5) and (3.7) are assembled and decomposed once more at the final solution

of each increment. This computation time of the sensitivity analysis can be decreased if

the global stiffness decomposed at the last iteration of the increment is used, as discussed

in Section 3.

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39

Design Variable Initial Val. Minimum Maximum Optimumφi

(φi)0 (φ

i)min

(φi)max

(φi)opt

φ1 : Heat input (Qs) [W ] 5000.00 0.00 10000.00 9288.01

φ2 : Side offset [mm] 50.80 0.00 150.00 54.24φ3 : Long. offset [mm] 50.80 -100.00 100.00 47.00

Table 4.2. Design variables (see Figure 4.1)

4.4 Conclusions and Future Work

Direct sensitivity formulations for thermo-elasto-plastic processes in three dimen-

sional Lagrangian reference frames have been developed. The sensitivity results from

these formulations show good agreement with the results from the finite difference sen-

sitivity analysis method. The sensitivity formulations are successfully implemented in

an optimization procedure to determine the optimal side heater heat input power and

positions for minimum welding residual stress in the transient thermal tensioning pro-

cess. In this simulation, only three design variables (side heat source, positions of side

heater in transverse and longitudinal directions) are considered. However, if necessary,

more design variables such as side heat shape can be considered without much effort.

The addition of constraints such as peak temperature in an objective region can also be

easily incorporated in the optimization.

Since welding residual displacement usually exceeds the small strain range, large

deformation theory needs to be implemented in this analysis procedure as future work.

Adaptive meshing may also reduce the analysis time for large structural problems.

Page 55: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

40

X Y

Z

1.75+03

1.64+03

1.52+03

1.41+03

1.29+03

1.18+03

1.06+03

9.45+02

8.30+02

7.15+02

6.00+02

4.85+02

3.70+02

2.55+02

1.40+02

2.50+01

X Y

Z

Fig. 4.6. Temperature profile of the initial design [ ◦C]

X Y

Z

4.50+02

4.20+02

3.90+02

3.60+02

3.30+02

3.00+02

2.70+02

2.40+02

2.10+02

1.80+02

1.50+02

1.20+02

9.00+01

6.00+01

3.00+01

0.

X Y

Z

Fig. 4.7. Normalized sensitivity of temperature with respect to side heat source (φ1) of

the initial design [ ◦C]

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41

X Y

Z

0.

-9.00+01

-1.80+02

-2.70+02

-3.60+02

-4.50+02

-5.40+02

-6.30+02

-7.20+02

-8.10+02

-9.00+02

-9.90+02

-1.08+03

-1.17+03

-1.26+03

-1.35+03

X Y

Z

Fig. 4.8. Normalized sensitivity of temperature with respect to transverse position (φ2)

of the initial design [ ◦C]

X Y

Z

1.60+03

1.48+03

1.36+03

1.24+03

1.12+03

1.00+03

8.80+02

7.60+02

6.40+02

5.20+02

4.00+02

2.80+02

1.60+02

4.00+01

-8.00+01

-2.00+02

X Y

Z

Fig. 4.9. Normalized sensitivity of temperature with respect to longitudinal distance(φ3) of the initial design [ ◦C]

Page 57: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

42

X Y

Z

4.40+02

4.00+02

3.60+02

3.20+02

2.80+02

2.40+02

2.00+02

1.60+02

1.20+02

8.00+01

4.00+01

0.

-4.00+01

-8.00+01

-1.20+02

-1.60+02

X Y

Z

Fig. 4.10. Longitudinal residual stress of the initial design [MPa]

X Y

Z

2.00+02

1.60+02

1.20+02

8.00+01

4.00+01

0.

-4.00+01

-8.00+01

-1.20+02

-1.60+02

-2.00+02

-2.40+02

-2.80+02

-3.20+02

-3.60+02

-4.00+02

X Y

Z

Fig. 4.11. Normalized sensitivity of longitudinal residual stress with respect to side heatsource (φ1) of the initial design [MPa]

Page 58: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

43

X Y

Z

3.00+02

2.60+02

2.20+02

1.80+02

1.40+02

1.00+02

6.00+01

2.00+01

-2.00+01

-6.00+01

-1.00+02

-1.40+02

-1.80+02

-2.20+02

-2.60+02

-3.00+02

X Y

Z

Fig. 4.12. Normalized sensitivity of longitudinal residual stress with respect to trans-verse position (φ2) of the initial design [MPa]

X Y

Z

6.00+01

5.00+01

4.00+01

3.00+01

2.00+01

1.00+01

0.

-1.00+01

-2.00+01

-3.00+01

-4.00+01

-5.00+01

-6.00+01

-7.00+01

-8.00+01

-9.00+01

X Y

Z

Fig. 4.13. Normalized sensitivity of longitudinal residual stress with respect to longitu-dinal distance (φ3) of the initial design [MPa]

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44

X Y

Z

1.50-02

1.30-02

1.10-02

9.00-03

7.00-03

5.00-03

3.00-03

1.00-03

-1.00-03

-3.00-03

-5.00-03

-7.00-03

-9.00-03

-1.10-02

-1.30-02

-1.50-02

X Y

Z

Fig. 4.14. Error of sensitivity in longitudinal stress w.r.t. φ1

X Y

Z

1.50-02

1.30-02

1.10-02

9.00-03

7.00-03

5.00-03

3.00-03

1.00-03

-1.00-03

-3.00-03

-5.00-03

-7.00-03

-9.00-03

-1.10-02

-1.30-02

-1.50-02

X Y

Z

Fig. 4.15. Error of sensitivity in longitudinal stress w.r.t. φ2

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45

X Y

Z

1.50-02

1.30-02

1.10-02

9.00-03

7.00-03

5.00-03

3.00-03

1.00-03

-1.00-03

-3.00-03

-5.00-03

-7.00-03

-9.00-03

-1.10-02

-1.30-02

-1.50-02

X Y

Z

Fig. 4.16. Error of sensitivity in longitudinal stress w.r.t. φ3

Elem. Long. Res. Normalized Long.Res. Stress Sensitivity [MPa]Num. Str. [MPa] w.r.t. φ

1w.r.t. φ

2w.r.t. φ

3

(e) σe

zz· 10

−2S

d· 10

−2S

f· 10

−2S

d· 10

−2S

f· 10

−2S

d· 10

−2S

f· 10

−2

1170 -1.429378 1.534790 1.534793 -1.545589 -1.545593 -.4419802 -.4420532

1174 -1.136784 1.226007 1.226012 -.8681098 -.8681133 -.2690298 -.2690666

1175 -.7276272 0.8724073 0.8724127 0.1806813 0.1806781 -.04463780 -.04462288

1176 -.2540701 0.5337367 0.5337401 1.791179 1.791177 0.2623870 0.2624793

1461 -1.420768 1.488860 1.488867 1.648537 -1.648543 -.3766052 -.3766837

1465 -1.130927 1.221829 1.221834 -.9176395 -.9176443 -.2352484 -.2352935

1466 -.7268130 0.8810058 0.8810122 0.1871546 0.1871505 -.04261226 -.04260130

1467 -.2606105 0.5485422 0.5485510 1.865630 1.865627 0.2400113 0.2401171

Table 4.3. Normalized longitudinal residual stress sensitivities of initial design bydirect(S

d) and finite difference(S

f) methods in the objective region

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46

X Y

Z

4.40+02

4.00+02

3.60+02

3.20+02

2.80+02

2.40+02

2.00+02

1.60+02

1.20+02

8.00+01

4.00+01

0.

-4.00+01

-8.00+01

-1.20+02

-1.60+02

X Y

Z

Fig. 4.17. Longitudinal residual stress of the optimum design [MPa]

Fig. 4.18. Longitudinal residual stress comparison along the ”Transverse Center Line”(see Figure 4.1)

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47

0 1 2 3 4 5 6 70

0.2

0.4

0.6

0.8

1

ITERATION

No

rma

ilze

d O

bje

cti

ve

, F

/F0

Fig. 4.19. Variation of the normalized objective function F/F0 during optimization

Computation time (seconds)Analysis type Analysis only Analysis with Sensitivity

Real time∗ CPU time Real time∗ CPU timeThermal analysis 3072.78 9288.64 4611.21 13450.21

Mechanical analysis 4147.30 14339.43 5732.49 18980.30

Table 4.4. Computation times for the initial design (Real time∗ reflects the efficiencyof the parallelization)

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48

Chapter 5

Evaluation of Material Property Sensitivity

using ADIFOR

A computational procedure for evaluating the sensitivity coefficients of the quasi-

static response of welded joints with ADIFOR is presented. Two-dimensional weakly-

coupled thermal-mechanical FE analysis is performed. A rate independent, small de-

formation thermo-elasto-plastic material model with temperature-dependent material

properties is adopted.

5.1 FE Analysis

The thermal and mechanical FE equations used in this study are basically equiv-

alent to those in Chapter 2 except for two-dimensional characteristics and generalized

plane-strain assumption. The generalized plane-strain condition is assumed to account

for the out-of-plane expansion in two-dimensional model. The out-of-plane strain εz

is

assumed to have a linear distribution over the analysis plane:

εz

= e − xφy

+ yφx

(5.1)

where e is the out-of-plane strain at the origin of the coordinate system and φx

and φy

are the strain variations in the y and x directions, respectively.

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49

5.2 Sensitivity Evaluation

The sensitivity coefficients, which are the derivatives of the various thermal and

mechanical response quantities with respect to the material parameters, are evaluated by

using the direct differentiation method in conjunction with the automatic differentiation

software facility ADIFOR [15, 11, 10]. The sensitivity coefficients obtained by ADIFOR

were validated by comparing them with those obtained by finite difference approxima-

tions. The sensitivity information can be used to (see, for example [68]): (a) assess the

importance of the parameters used in describing the thermal and mechanical properties

of the material on the time histories of the temperature and residual stresses. This, in

turn, can help both in refining the material models and in the design of improved materi-

als. (b) assess the effects of uncertainties in the material parameters on the time-history

response of welded structures; and (c) predict the changes in the time-history response

of welded structures due to changes in the material parameters.

5.3 Numerical Studies

The computational procedure described in the preceding sections is applied to

study the temperature and residual stress-time histories and their sensitivity coefficients

for a double fillet conventional welding of a stiffener and a base plate made of stainless

steel AL-6XN (see Figure 5.1). The variations of the thermal and mechanical proper-

ties of AL-6XN with temperature are shown in Figure 5.2. Each of the thermal and

mechanical properties is approximated by the piecewise linear variation shown in Figure

5.2.

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50

Numerical results are presented for the temperature - and residual stress - time

histories and their sensitivity coefficients for a double fillet conventional welding of a

stiffener and a base plate made of stainless steel AL-6XN. A two-dimensional generalized

plane strain model is used, which is adequate for predicting the residual stresses.

Torch1

3.5"

Weldingdirection

L

12"

x

y

z

2"

Torch2

L

12”

2”

Fig. 5.1. Welding conditions for double fillet welding

5.3.1 Welding Process and Welding Conditions

The schematic welding configuration used in the present study is shown in the

Figure 5.1. The width(B) of the base plate is 12”, the height of the stiffener is 2” and

the thickness of each of the base plate and stiffener is 1/8”.

Double fillet welding is used with one welding gun on either side of the stiffener.

The guns are 3.5” offset from each other with one gun following the other as shown in

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51

0 1000 2000 3000 4000 500010

20

30

40k

Cp

h

500

600

700

0

2.5

5

7.5

10

k(W

/m/o

C)

Cp

(J/K

g/o

C)

h(W

/m2

/oC

)

Temperature (oC)

a) thermal properties

0 500 1000 15000

50

100

150

200 E ν

α

σy0

0

0.1

0.2

0.3

0

100

200

300

400

15

18

21

E(G

Pa)

ν

σ y0

(MPa

)

α*1

0-6

(1/o

C)

b) mechanical properties

Temperature (oC)

12

33

2

1

2

2 3

3

4

4

4

4

5

5

x10

6

1

1

2

2

3

3 4 5

4 54

3

Fig. 5.2. Temperature-dependent thermal and mechanical properties for AL-6XN; (a)Conductivity k, specific heat C

p, and convection coefficient h (b) Elastic modulus E,

yield strength σy, Poisson’s ratio ν, and thermal expansion coefficient α

Page 67: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

52

Figure 5.1. The details of the welding process and welding conditions are described in

[26].

5.3.2 Finite Element Model

3.175 mm

5 mm

3.175 mm

Fig. 5.3. 2D Lagrangian analysis model

The finite element model used in each of the thermal and mechanical analyses

is shown in Figure 5.3. The model has 388 8-node quadratic elements and 1343 nodes.

In the thermal analysis all the free surfaces are taken as convective surfaces. In the

mechanical analysis the constraints shown in Figure 5.3 are applied. Convergence studies

were performed by using successively refined grids. The results obtained by the model

shown in Figure 5.3 were found to be in close agreement with those obtained by finer

Page 68: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

53

grids. Typical results are shown in Figure 5.4 and Figure 5.5 for the response studies,

and in Figures 6 through 11 for the sensitivity studies, and are described subsequently.

5.3.3 Response studies

The time histories of the temperature and von-Mises stress at 6 points are shown

in Figure 5.4. The maximum temperatures occur at point 1 at time t=14.55 seconds, and

at point 4 at time t=0.55 seconds. The maximum values of the von-Mises stress occur

near points 1 and 4 at t=3000 seconds. Contour plots for the normalized temperature

at t=0.4, 0.55 and 14.55 seconds, and for the von-Mises stress at t=0.56, 14.73, and

3000 seconds, are shown in Figure 5.5. Each contour plot is normalized with respect to

the maximum absolute value of the function represented, and consequently the contour

intervals are bounded by 0 and 1. An examination of Figure 5.4 and Figure 5.5 reveals

that the maximum values of the temperature and von-Mises stress occur in the weld

zones.

5.3.4 Sensitivity Studies

The time histories of the first-order sensitivity coefficients of the temperature with

respect to the three sets of parameters ki, c

pi, and h

iat points 1 and 4 are shown in

Figure 5.6. Corresponding time histories of the first-order sensitivity coefficients of von-

Mises stress with respect to the three sets of parameters Ei, σ

y0iand α

iat the same

points are shown in Figure 5.7. Each sensitivity coefficient is normalized by multiplying

by the same parameter, with respect to which the sensitivity is evaluated. Contour plots

of the largest normalized sensitivity coefficients ∂T/∂k4 and ∂T/∂cp4 at t=0.55, 2.51

Page 69: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

54

0

700

1400

2100

2800

3500Point 1Point 2Point 3

Time, sec.

T

.1 1 10 100 3000

(oC)

a) Temperature - time history

b) von-Mises - time history

Point 4Point 5Point 6

Time, sec..1 1 10 100 3000

Point 4Point 5Point 6

Time, sec..1 1 10 100 3000

0

300

600

900Point 1Point 2Point 3

σm

Time, sec..1 1 10 100 3000

(MPa)

12

3

45

6

Fig. 5.4. Time histories of the temperature and von-Mises stress for the welded jointshown in Figure 5.1

TTmax

σmσm, max

t (sec) = .56 14.73 3 000

t (sec) = .4 . 55 14.55

1.0

.5

0

0.1 0.1 0.2

0.1

0.2

0.20.2

Fig. 5.5. Snapshots of the normalized temperature and von-Mises stress for the weldedjoint shown in Figure 5.1

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55

-1500

-1000

-500

0

500

Time, sec..1 1 10 100 3000

-1200

-900

-600

-300

0

300

Time, sec..1 1 10 100 3000

-60

-40

-20

0

20

Time, sec..1 1 10 100 3000

-1500

-1000

-500

0

500

4321

Time, sec..1 1 10 100 3000

i

-1200

-900

-600

-300

0

300

4213

i

Time, sec..1 1 10 100 3000

-60

-40

-20

0

20

23145

i

Time, sec..1 1 10 100 3000

∂T∂hi

hi

∂T∂ki

∂T∂cpi

cpi

ki

1 4

Fig. 5.6. Time histories of the first-order sensitivity coefficients of the temperature withrespect to thermal properties k

i, c

pi, and h

ifor the welded joint shown in Figure 5.1

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56

-250

0

250

500

32514

.1 1 10 100 3000Time, sec.

i

-800

-400

0

400

800

.1 1 10 100 3000Time, sec.

-80

0

80

160

240

320 12345

.1 1 10 100 3000Time, sec.

i

-160

0

160

320

.1 1 10 100 3000Time, sec.

-500

-250

0

250

500

4321

TimeTime, sec..1 1 10 100 3000

i

-600

-300

0

300

600

900

.1 1 10 100 3000Time, sec.

∂σm∂Εi

Εi

∂σm∂σy

σy

αi∂σm∂αi

0i

0i

1 4

Fig. 5.7. Time histories of the first-order sensitivity coefficients of von-Mises stress withrespect to mechanical properties E

i, σ

y0i, and α

ifor the welded joint shown in Figure

5.1

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57

∂T∂c

∂T∂c max

∂T∂k4

∂T∂k4 max-

-

t (sec) = .55 2.51 14.55

p4 p4

-0.1

-0.10.0

0.0

-0.10.0

-0.1

-0.1

0.00.0

-0.1

1.0

0

-1.00.1 0.0 0.0

Fig. 5.8. Snapshots of the first-order sensitivity coefficients of the temperature withrespect to thermal properties k4 and c

p4 for the welded joint shown in Figure 5.1

1.0

0

-1.0

0.00.00.0

0.0

0.1

0.10.0

-0.1

0.0-0.1

-0.2

0.0

∂σm∂σy

∂σm∂σy max

∂σm∂E5

∂σm∂E5 max

t (sec) = .56 22.43 3 000

05 05

Fig. 5.9. Snapshots of the first-order sensitivity coefficients of von-Mises stress withrespect to mechanical properties E5 and σ

y05 for the welded joint shown in Figure 5.1

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58

-1

0

1

2

3

4

5 x 103

Time, sec..1 1 10 100 3000 -8

-6

-4

-2

0

2

.1 1 10 100 3000Time, sec.

3x 10

-8

-4

0

4

8

12

16

.1 1 10 100 3000Time, sec.

3x 10

-50

-40

-30

-20

-10

0

10

.1 1 10 100 3000Time, sec.

3x 10

-4

0

4

8

.1 1 10 100 3000Time, sec.

3x 10

-20

-15

-10

-5

0

5

.1 1 10 100 3000Time, sec.

3x 10

∂2T∂c ∂k3

c k3

∂2T∂k3

2k32

∂2T∂c2

c2p2

p2

p2

p2

12

3

45

6

Point 1Point 2Point 3

Point 4Point 5Point 6

Fig. 5.10. Time histories of the second-order sensitivity coefficients of the temperaturewith respect to k3k3, c

p2cp2 and c

p2k3 for the welded joint shown in Figure 5.1

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59

1.0

0

-1.0

0.0 0.0 0.0

0.0 0.0 0.0

∂2T∂c

∂2T∂c max

∂2T∂k3

2

∂2T∂k3

2max

t (sec) = .4 . 42 .48

p22 p2

2

∂2T∂c ∂k3 maxp2

∂2T∂c ∂k3p2

Fig. 5.11. Snapshots of the second-order sensitivity coefficients of the temperature withrespect to k3k3, c

p2cp2 and c

p2k3 for the welded joint shown in Figure 5.1

and 14.55 seconds are shown in Figure 5.8. Contour plots for the largest sensitivity

coefficients ∂σm

/∂E5 and ∂σm

/∂σy05

at t=0.56, 22.43 and 3000 seconds are shown in

Figure 5.9. Time histories of the largest normalized second-order sensitivity coefficients of

the temperature ∂2T/∂k

2

3, ∂

2T/∂c

2

p2, and ∂

2T/∂c

p2∂k3 at 6 points are shown in Figure

5.10. Contour plots of the maximum second-order sensitivity coefficients ∂2T/∂k

2

3, and

∂2T/∂c

2

p2, and of the mixed second-order sensitivity coefficients ∂

2T/∂c

p2∂k3, at t=0.4,

0.42, 0.48 seconds are shown in Figure 5.11.

An examination of Figures 5 to 11 reveals:

1. The first-order sensitivity coefficients of the temperature with respect to the

parameters k4, h2 and cp4 are larger than those with respect to the other parameters in

each category.

Page 75: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

60

2. The maximum absolute value of the first-order sensitivity coefficients of T with

respect to k4 and cp4 occur at the same point and nearly at the same time as those for

T .

3. The first-order sensitivity coefficients of von-Mises stress σm

with respect to the

parameters E5, σy05

, α3 and ν1 are larger than those with respect to the corresponding

parameters in each category.

4. The maximum absolute values of the first-order sensitivity coefficients of σm

occur at different points, and at different times from those of T .

5. The second-order sensitivity coefficients of the temperature with respect to

k3 and cp2 are larger than the second-order sensitivity coefficients with respect to the

corresponding parameters in each category.

5.4 Concluding Remarks

A computational procedure is presented for evaluating the sensitivity coefficients

of the quasi-static response of welded structures. Uncoupled thermo-mechanical analysis

is performed. The temperature field is assumed to be independent of stresses and strains.

The heat transfer equations emanating from a finite element semi-discretization are inte-

grated using an implicict backward difference scheme to generate the time-history of the

temperature. The mechanical response during welding is then calculated by solving a

generalized plane strain problem. A rate independent, small deformation thermo-elasto-

plastic material model with temperature-dependent material properties is adopted in the

study.

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61

First- and second-order sensitivity coefficients of the thermal and mechanical re-

sponse quantities are evaluated by using a direct differentiation approach in conjuction

with an automatic differentiation software facility.

Numerical results are presented for a double-fillet conventional welding of a stiff-

ener and a base plate made of stainless steel AL-6XN material. Time histories of the

response and sensitivity coefficients, and their spatial distributions at selected times are

presented. The first- and second-order sensitivity coefficients can be used to generate

taylor series approximations for the quasi-static response for welded joints with slightly

different material parameters.

Page 77: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

62

Chapter 6

Eulerian fully-Coupled thermal-Mechanical Analysis

for FSW Process

The state of a thermo-elastic rate-independent plastic material of FSW can be

described by four field variables: the temperature T , velocity v, stress σ , and equivalent

plastic strain εq fields. The temperature field can be determined iteratively from a

thermal analysis with given mechanical fields, which can be determined from mechanical

analysis with given temperature field. Since heat transfer analysis for a given velocity

field is well established [88] this research focuses on the mechanical analysis.

6.1 Heat Transfer Model

The governing equation and boundary conditions for steady-state convective heat

transfer in Eulerian frames are given as,

ρcpvi

∂T

∂xi

= −∂q

i∂x

i

+ Q (6.1)

where

qi

= −kij

∂T

∂xj

(6.2)

x is the spatial coordinate, q is the heat flux, k is the thermal conductivity, cp

is the

specific heat, and Q is the heat generation rate per unit volume. The boundary conditions

Page 78: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

63

can be written as,

T = T on ST (6.3)

qini

= q on Sq (6.4)

where T is the prescribed temperature on surface ST , n is the normal vector, and q is a

prescribed heat flux on surface Sq. As can be seen in Equation (6.1), the velocity field

is required for thermal analysis.

6.2 Mechanical Formulation

In mechanical analysis, the temperature field is considered as known, and the

velocity, stress, and equivalent plastic strain fields are determined from the equilibrium

or rate equilibrium, stress evolution, and plastic strain evolution equations. The weak

form of each equation is presented using kinematically admissible functions, v, D, σ ,

and εq for velocity, rate of deformation, stress, and equivalent plastic strain, respectively.

6.2.1 Flow Equilibrium Equation (FEE)

Neglecting inertia and assuming steady state conditions, the linear momentum

balance equation becomes the equilibrium equation. The equilibrium equation with

neglecting body force can be written as,

∂σij

∂xi

= 0 (6.5)

Page 79: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

64

where σ is the Cauchy stress. The weak form of Equation (6.5) is

∫V

Dij

σij

dV −∫S

vj

niσij

dS = 0 (6.6)

where V is the control volume and S is the boundary surface.

6.2.2 Flow Rate Equilibrium Equation (FRE)

Thomson and Yu [78] derived a rate equilibrium equation from Equation (6.5).

d

dt

[∂σ

ij

∂xi

]=

∂Pij

∂xi

= 0 (6.7)

where

Pij

≡ vk

∂σij

∂xk

−∂v

i∂x

k

σkj

+∂v

k∂x

k

σij

(6.8)

and v is the particle velocity. The weak form of Equation (6.7) can be written as,

∫V

∂vi

∂xj

Pij

dV −∫S

vj

niP

ijdS = 0 (6.9)

6.2.3 Constitutive Equation

A hypo-elastic, rate-independent associative J2 plastic material with isotropic

strain hardening is considered in this research. This material model is expressed with

material time derivatives for Lagrangian formulations in most available literatures [8].

All the material time derivatives are transformed into steady-state spatial expressions

Page 80: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

65

for Eulerian formulations. The Jaumann rate of Cauchy stress σ∇J can be determined

from the material behavior tensor C, and the elastic rate of deformation De as follows:

σ∇J

ij= C

ijklD

e

kl(6.10)

where

σ∇J

ij= v

k

∂σij

∂xk

− σik

Wkj

− σjk

Wki

(6.11)

De

ij= D

ij− D

p

ij− D

th

ij(6.12)

Dij

=12

[∂v

j

∂xi

+∂v

i∂x

j

](6.13)

Wij

=12

[∂v

j

∂xi

−∂v

i∂x

j

](6.14)

Cijkl

= λδij

δkl

+ µ[δik

δjl

+ δilδjk

](6.15)

λ =νE

(1 + ν)(1 − 2ν)(6.16)

µ =E

2(1 + ν)(6.17)

λ and µ are the Lame’ constants; E and ν are the elastic moduli; Dp and Dth are the

plastic and thermal rate of deformation, which can be evaluated as follows:

Dp

ij= v

k

∂εq

∂xk

aij

(6.18)

Dth

ij= β v

k

∂T

∂xk

δij

(6.19)

Page 81: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

66

where εq is the equivalent plastic strain, T is the temperature, and the plastic flow tensor

a and thermal strain strain coefficient β are given as,

aij

=32σ

σd

ij(6.20)

β =∂α

∂T

[T − T

ref]

+ α (6.21)

where α is the thermal expansion coefficient, Tref is the Reference temperature, and

Mises’ stress σ and deviatoric stress σd are

σ =

√32σd

ijσd

ij(6.22)

σd

ij= σ

ij− 1

3σkk

δij

(6.23)

Since Dp has only deviatoric components, the following relationship can be obtained:

Cijkl

Dp

kl= 2 µ v

k

∂εq

∂xk

aij

(6.24)

The yield function f for isotropic linear hardening materials can be described as,

f = σ − σY = σ − σ

Y 0 − Hεq (6.25)

where, σY is the yield stress, σ

Y 0 is the initial yield stress, and H is the linear hardening

coefficient. In case of active yielding, the yield function should remain on the yield

Page 82: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

67

surface, that is,

df

dt= 0 (6.26)

From Equations (6.25) and (6.26), the plastic evolution equation can be written as,

vk

∂εq

∂xk

H

a

ijvk

∂σd

ij

∂xk

− vk

∂σY 0

∂xk

− vk

∂H

∂xk

εq

(6.27)

where

γ =

1 if f ≥ 0 and dfdt ≥ 0

0 otherwise(6.28)

The characteristics of stress and equivalent plastic strain evolution equations are hy-

perbolic and this class of equations is susceptible to numerical oscillation. Therefore,

the SUPG stabilizing technique [40, 8] is used for the weak formulations of stress and

equivalent plastic strain evolution equations:

∫V

[σij

+ τck

∂σij

∂xk

]{vk

∂σij

∂xk

− Cijkl

De

kl− σ

ikW

kj− σ

jkW

ki

}dV = 0 (6.29)

∫V

[εq + τc

k

∂εq

∂xk

]v

k

∂εq

∂xk

− γ

H

a

ijvk

∂σd

ij

∂xk

− vk

∂σY 0

∂xk

− vk

∂H

∂xk

εq

dV = 0 (6.30)

Page 83: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

68

where the stabilization factor τ and the convective velocity ci

are evaluated as follows:

τ =h

2(6.31)

ci

=vi√

vjvj

(6.32)

where h is the characteristic element length.

6.2.4 Boundary Conditions (BC) for FEE and FRE

Equations (6.29) and (6.30), as commonly used for both FEE and FRE, only

require that the stress and equivalent plastic strain should be known on the inlet surface

where the material enters control volume. The FEE is characterized by Equation (6.6),

the FRE by Equation (6.9), and BC for Equations (6.6) and (6.9) are applied through

their second terms, which can be rewritten as follows:

∫S

vjniσij

dS =∫S

vj

tj

dS (6.33)

∫S

vjniP

ijdS =

∫S

vj

[vk

∂tj

∂xk

− ni

∂vi

∂xk

σkj

+∂v

k∂x

k

tj

]dS (6.34)

where t is the traction. Equations (6.33) and (6.34) vanish for the velocity described

boundary, thus, no additional consideration is required. For the traction prescribed

boundary, Equation (6.34) is still dependent on the field variables, velocity and stress,

while Equation (6.33) simply becomes constant.

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69

Chapter 7

Numerical Implementations

of the Eulerian Thermo-Elasto-Plastic FE Formulations

7.1 Voigt Transformations

Considering the balance of angular momentum, the stress tensor and the rate of

deformation tensor can be transformed into Voigt form. The details of Voigt transforma-

tion are shown in Appendix C. The Voigt-transformed weak forms of Equations (6.6),

(6.9), (6.29), and (6.30) can be written as follows:

Rve

=∫V

DiσidV −

∫S

vpnqM

pqkσkdS (7.1)

Rvr

=∫V

{D

i

[Yi+ D

khkσi

]−

∂vi

∂xj

∂vi

∂xk

Mkjl

σl

}dV −

∫S

vpnqP

qpdS (7.2)

=∫V

[σi+ τc

k

∂σi

∂xk

]{vp

∂σi

∂xp

− Yi

}dV (7.3)

Rq

=∫V

[εq + τc

k

∂εq

∂xk

]{vp

∂εq

∂xp

− Gpvp

}dV (7.4)

where

Yi

≡ Cik

[D

k− D

th

k

]− 2µG

kvkm

i+ A

ikσk

(7.5)

Gi

≡ γ

HF

i(7.6)

Fi

≡ ak

∂σd

k∂x

i

− ∂σY 0

∂xi

− εq ∂H

∂xi

(7.7)

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70

7.2 Mixed Formulation and Smoothing Function

Finite element discretization is applied to the Voigt form of residual equations

((7.1) - (7.4)) to obtain the element residual and stiffness equations using the relation-

ships shown at Appendix D. The assembly of the element residual vector R and the

element stiffness matrix ∂R∂U can be obtained as follows:

R =

Rv

Rq

; U =

V

S

Q

;∂R∂U

=

∂Rv

∂V∂Rv

∂S∂Rv

∂Q

∂Rσ

∂V∂Rσ

∂S∂Rσ

∂Q

∂Rq

∂V∂Rq

∂S∂Rq

∂Q

(7.8)

where Rv is either Rve for FEE, or Rvr for FRE. ∂Rve

∂V becomes zero, whereas ∂Rvr

∂V

does not. Thus, FRE equations can be solved by iterative method as in Thompson

and Yu [78], but FEE equations cannot. However, FEE also can be solved if mixed

formulation technique is applied. In this research, both equations are solved by using

the mixed formulation technique, as shown in Equation (7.8).

The residual equations need to be differentiable to obtain stiffness equations like

Equation (7.8). However, γ in Equation (7.4) takes discrete values, as can be seen in

Equation (6.28). In order to allow the discontinuous residual equation to be differen-

tiable, γ is replaced by a smoothing function originally introduced by Shanghvi et al.

[69]:

γ =14γaγb (7.9)

γa = tanh

(S

a1[

σ

σY− 1]

+ Sa2)

+ 1 (7.10)

Page 86: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

71

γb = tanh

(S

b1[

∂f

∂xp

vp

]+ S

b2)

+ 1 (7.11)

where Sa1, S

a2, Sb1, and S

b2 are parameters determining the shape of the smoothing

function.

7.3 Finite Element Equations

Each component of the element residual and stiffness is presented in this sec-

tion. The surface integral terms of Equations (7.1) and (7.2) are not considered for

implementation simplicity. In fact, the boundary conditions for the example problems

presented in Section 8 are selected so that the surface integral terms vanish like velocity

prescribed boundary conditions. The summation symbol over Gauss Points is dropped

for simplicity.

The element residual vector for Equation (7.1) is

Rve

i= B

ilσlWJ (7.12)

and the corresponding stiffness components are:

∂Rv

i∂V

j

= 0 (7.13)

∂Rve

i∂S

j

= BliN

s

ljWJ (7.14)

∂Rve

i∂Q

j

= 0 (7.15)

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72

where J is determinant of the volume Jacobian and W is weighting for Gaussian inte-

gration. These symbols are also dropped to simplify the following residual and stiffness

expression. The element residual vector for Equation (7.2) is

Rvr

i= B

li

[Yl+ D

phpσl

]− B

v

pqi

∂vp

∂xr

Mrql

σl

(7.16)

Each stiffness for this residual equation is

∂Rvr

i∂V

j

= Bli

∂Yl

∂Vj

+ BliB

pjhpσl− B

v

pqiB

v

prjM

rqlσl

(7.17)

∂Rvr

i∂S

j

= Bli

∂Yl

∂Sj

+ BliD

phpN

σ

lj− B

v

pqi

∂vp

∂xr

Mrql

lj(7.18)

∂Rvr

i∂Q

j

= Bli

∂Yl

∂Qj

(7.19)

where

∂Yi

∂Vj

= Cik

[B

kj− βh

p

∂T

∂xq

Nqj

]− 2µ

∂[G

kvk

]∂V

j

mi+ B

a

ikjσk

(7.20)

∂Yi

∂Sj

= −2µ∂[G

kvk

]∂S

j

mi− 2µG

kvk

∂mi

∂Sj

+ Aik

kj(7.21)

∂Yi

∂Qj

= −2µ∂[G

kvk

]∂Q

j

mi

(7.22)

∂[G

kvk

]∂V

j

=

[γdb

H

]∂f

∂xp

Npj

+ GpN

pj(7.23)

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73

∂[G

kvk

]∂S

j

=[ γ

H

]Lqr

∂mr

∂Sj

∂σd

q

∂xp

vp

+ aqB

σ

qpjvp

+

[γda

HσY

]apN

σ

pj+

[γdb

H

]∂F

p

∂Sj

vp(7.24)

∂[G

kvk

]∂Q

j

= −[ γ

H

] ∂H

∂xp

vpN

q

j−[

σγda

σY 2

]N

q

j−[

γdb

H

][∂H

∂xp

vpN

q

j+ HB

q

pjvp

](7.25)

∂f

∂xi

= Fi− H

∂εq

∂xi

(7.26)

∂mk

∂Sj

=[− 3

2σ2σd

kar

+32σ

Zkr

]N

σ

rj(7.27)

and

γda ≡

[F

pvp

] [γbS

a1

4

] [1 −[γa − 1

]2](7.28)

γdb ≡

[F

pvp

] [γaS

b1

4

] [1 −[γb − 1

]2](7.29)

For Equation (7.3), the element residual becomes

i=[N

σ

ki+ τB

σ

klicl

]{∂σk

∂xp

vp− Y

k

}(7.30)

The stiffness components for this residual equation are

∂Rσ

i∂V

j

=[N

σ

ki+ τB

σ

klicl

]{∂σk

∂xp

Npj

−∂Y

k∂V

j

}(7.31)

∂Rσ

i∂S

j

=[N

σ

ki+ τB

σ

klicl

]{B

σ

kpjvp−

∂Yk

∂Sj

}(7.32)

∂Rσ

i∂Q

j

=[N

σ

ki+ τB

σ

klicl

]{−

∂Yk

∂Qj

}(7.33)

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74

The element residual vector from Equation (7.4) is:

Rq

i=[N

q

i+ τB

q

licl

]{∂ε

q

∂xp

vp− G

pvp

}(7.34)

The stiffness components for Rq are

∂Rq

i∂V

j

=[N

q

i+ τB

q

licl

]

∂εq

∂xp

Npj

−∂[G

pvp

]∂V

j

(7.35)

∂Rq

i∂S

j

=[N

q

i+ τB

q

licl

]−

∂[G

pvp

]∂S

j

(7.36)

∂Rq

i∂Q

j

=[N

q

i+ τB

q

licl

]B

q

pjvp−

∂[G

pvp

]∂Q

j

(7.37)

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75

Chapter 8

Numerical Examples

for the Eulerian Thermo-Elasto-Plastic FE Formulations

OMP FORTRAN 90 code based computer programs for both FEE and FRE are

developed for 8-noded brick elements. Strip drawing examples are shown to verify the

validity of FEE formulation and to compare the performance of the two formulations.

An FSW example is simulated to show the potential of the programs for FSW analysis.

8.1 Strip Drawing Examples

Although the computer programs are developed for 3-dimensional problems, im-

plicit plane strain examples with zero z-directional velocity are simulated to show the

characteristics of the formulations more clearly. Figure 8.1 shows the geometric feature

y

A

C

D

B

EE

20

6

40

5

Fig. 8.1. Strip drawing configuration: Unit[mm]

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76

of the example. A fourth order polynomial function is used to describe the curvature

such that the slope is zero at both ends and midpoint of surface D. Surface A is the

inlet where zero stress and equivalent plastic strain are assumed. Surface B is the outlet

where uniform normal velocity 4 mm/sec and zero tangential velocity are imposed, and

surface C is for symmetric BC where zero normal velocity and zero tangential traction

are prescribed. Temperature is assumed to be 20 ◦C everywhere. Material properties

for Young’s modulus E, Poisson’s ratio, thermal expansion coefficient α, yield stress

without hardening σY 0, and hardening coefficient H are assigned with 6.06 GPa, 0.442,

1.17 × 10−5 / ◦C, 64 MPa, and 1 GPa.

Examples with frictionless surface D and E are adequate for the verification of

the formulations since the resultant stress field is quite predictable. However, the second

term of Equation (6.9) for FRE does not vanish for the frictionless boundary condition

if the surface has curvature [78], whereas the surface integral has not been implemented

in this research. Therefore, the following two frictionless examples (Example 1 and 2)

are simulated only by FEE. Example 1 is presented for verification of the elastic part of

the FEE formulation and Example 2 for demonstration of the elasto-plastic capability.

However, the results from FEE in the examples are comparable with the results from

FRE in Thompson and Yu’s [78], since both have similar geometry and boundary condi-

tions and the strip drawing simulations in this research are implicitly two-dimensional.

In Example 3, all velocity components are prescribed on surface D and E (Example 3)

such that both second terms of Equations (6.6) and (6.9) become zero. Thus, Exam-

ple 3 can be simulated by both FEE and FRE formulations developed in this research

and is presented in order to compare both formulations directly. The material model,

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77

boundary conditions, and simulation algorithms for the three strip drawing examples are

summarized in Table 8.1.

Material BC on surface D and E Sim. AlgorithmExample 1 Purely Elastic Frictionless FEEExample 2 Elasto-Plastic Frictionless FEEExample 3 Purely Elastic All Velocity Components FEE, FRE

Table 8.1. Specifications of the strip drawing examples

8.1.1 Example 1: Purely Elastic Example with Frictionless Surface

The material is assumed to be purely elastic in this example problem. Zero normal

velocity and tangential traction on surfaces D and E are imposed for the frictionless

condition. This example is analyzed using the FEE formulation. Figures 8.2 and 8.3

show the velocity field and Figure 8.4 displays the Mises’ stress field. Velocity and stress

fields are conserved between inlet and outlet since no energy is dissipated during the

frictionless process with purely elastic material.

8.1.2 Example 2: Elasto-Plastic Example with Frictionless Surface

In this example, the boundary conditions are the same as those of Example 1

and the FEE formulation is used for the simulation. The material is changed to elasto-

plastic. Figures 8.5-8.9 present the velocity, stress, and equivalent plastic strain field

for this process. The overall stress level in Figure 8.7 is lower than that in Figure 8.4

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78

X

Y

Z

4.75

4.70

4.65

4.60

4.55

4.50

4.45

4.40

4.35

4.30

4.25

4.20

4.15

4.10

4.05

4.00

X

Y

Z

Fig. 8.2. x-directional velocity from FEE for Example 1 (Elastic mat. and frictionlessBC): Unit[mm/s]

X

Y

Z

.8

.7

.6

.5

.4

.3

.2

.1

-.0

-.1

-.2

-.3

-.4

-.5

-.6

-.7

X

Y

Z

Fig. 8.3. y-directional velocity from FEE for Example 1 (Elastic mat. and frictionlessBC): Unit[mm/s]

Page 94: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

79

X

Y

Z

1500.

1400.

1300.

1200.

1100.

1000.

900.

800.

700.

600.

500.

400.

300.

200.

100.

0.

X

Y

Z

MSC/PATRAN Version 9.0 09-Sep-04 21:03:34

Fig. 8.4. Mises’ stress from FEE for Example 1 (Elastic mat. and frictionless BC):Unit[MPa]

X

Y

Z

4.75

4.70

4.65

4.60

4.55

4.50

4.45

4.40

4.35

4.30

4.25

4.20

4.15

4.10

4.05

4.00

X

Y

Z

Fig. 8.5. x-directional velocity from FEE for Example 2 (Elasto-plastic mat. andfrictionless BC): Unit[mm/s]

Page 95: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

80

X

Y

Z

.8

.7

.6

.5

.4

.3

.2

.1

-.0

-.1

-.2

-.3

-.4

-.5

-.6

-.7

X

Y

Z

Fig. 8.6. y-directional velocity from FEE for Example 2 (Elasto-plastic mat. andfrictionless BC): Unit[mm/s]

X

Y

Z

450.

420.

390.

360.

330.

300.

270.

240.

210.

180.

150.

120.

90.

60.

30.

0.

X

Y

Z

Fig. 8.7. Mises’ stress from FEE for Example 2 (Elasto-plastic mat. and frictionlessBC): Unit[MPa]

Page 96: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

81

X

Y

Z

450.

400.

350.

300.

250.

200.

150.

100.

50.

0.

-50.

-100.

-150.

-200.

-250.

-300.

X

Y

Z

Fig. 8.8. σyy

stress from FEE for Example 2 (Elasto-plastic mat. and frictionless BC):

Unit[MPa]

X

Y

Z

.30

.28

.26

.24

.22

.20

.18

.16

.14

.12

.10

.08

.06

.04

.02

-.00

X

Y

Z

Fig. 8.9. Equivalent plastic strain from FEE for Example 2 (Elasto-plastic mat. andfrictionless BC)

Page 97: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

82

because of stress relaxation through plastic deformation. The y-directional normal stress

after the narrow region becomes tensional, as shown in Figure 8.8, since the height of

the material flow is imposed to be the same for inlet and outlet, although the plastic

strain development is as shown in Figure 8.9.

8.1.3 Example 3: Purely Elastic Example with Velocity Prescribed BC

In this example, the material is assumed to be purely elastic and all components

of velocity are constrained on surfaces D and E such that the velocity component of the

normal direction to the surfaces becomes zero,

vx

= vo

x× 6

y(8.1)

vy

=dy

dx× v

x(8.2)

where x and y are the coordinate components of a point on the boundary D and E, vx

and vy

are the velocity components on D and E, and vo

xis the given outlet velocity.

The resulting plots for Example 3 are presented in Figures 8.11-8.14. Since the material

is purely elastic, the stress on the outlet should be the same as the stress on the inlet.

From this point of view, the results from FEE are more reasonable than those from FRE.

This error is inherent from the characteristics of FRE formulation and FEA modeling.

Some influx along the curved boundary is unavoidable because normal direction of the

curved boundary cannot be continuous in the FE modeling. The result of FRE is much

more sensitive to this virtual influx since FRE imposes the rate equilibrium, instead of

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83

X

Y

Z

4.75

4.70

4.65

4.60

4.55

4.50

4.45

4.40

4.35

4.30

4.25

4.20

4.15

4.10

4.05

4.00

X

Y

Z

Fig. 8.10. x-directional velocity from FEE for Example 3 (Elastic mat. and velocityBC): Unit[mm/s]

X

Y

Z

4.75

4.70

4.65

4.60

4.55

4.50

4.45

4.40

4.35

4.30

4.25

4.20

4.15

4.10

4.05

4.00

X

Y

Z

Fig. 8.11. x-directional velocity from FRE for Example 3 (Elastic mat. and velocityBC): Unit[mm/s]

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84

X

Y

Z

.8

.7

.6

.5

.4

.3

.2

.1

-.0

-.1

-.2

-.3

-.4

-.5

-.6

-.7

X

Y

Z

Fig. 8.12. y-directional velocity from FEE for Example 3 (Elastic mat. and velocityBC): Unit[mm/s]

X

Y

Z

.8

.7

.6

.5

.4

.3

.2

.1

-.0

-.1

-.2

-.3

-.4

-.5

-.6

-.7

X

Y

Z

Fig. 8.13. y-directional velocity from FRE for Example 3 (Elastic mat. and velocityBC): Unit[mm/s]

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85

X

Y

Z

1500.

1400.

1300.

1200.

1100.

1000.

900.

800.

700.

600.

500.

400.

300.

200.

100.

0.

X

Y

Z

Fig. 8.14. Mises’ stress from FEE for Example 3 (Elastic mat. and velocity BC):Unit[MPa]

X

Y

Z

1500.

1400.

1300.

1200.

1100.

1000.

900.

800.

700.

600.

500.

400.

300.

200.

100.

0.

X

Y

Z

Fig. 8.15. Mises’ stress from FRE for Example 3 (Elastic mat. and velocity BC):Unit[MPa]

Page 101: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

86

equilibrium itself. The FEE and FRE converged after 5 and 6 Newton-Raphson iterations

for this example, respectively.

8.2 FSW Analysis

Assuming no slip on the spinning tool contacting surface, considerable plastic

strain is expected. However, elasto-plastic analysis algorithms hardly converge for prob-

lems with such large plastic strains. Moreover, high temperature is expected in the re-

gion around the spinning tool where rate-dependent plasticity is more appropriate [30].

Fully coupled thermal-mechanical analyses using viscoplasticity are relatively well devel-

oped and easily incorporate large plastic strain evolution although they yield no residual

stress. Therefore, we suggest a combined thermal-viscoplastic and thermo-elasto-plastic

procedure to analyze FSW process. In this analysis procedure, a fully-coupled thermal-

viscoplastic analysis is performed first , as in Reference [80]. Then, in order to analyze

residual stress formation, the thermo-elasto-plastic algorithms, either by FRE or FEE,

can be performed after high plastic strain evolution region is excluded from the control

volume where the boundary conditions for separation surface can be obtained from the

viscoplastic analysis.

In this section, proper boundary conditions for FSW analysis are discussed. Al-

though the mechanical analysis of FSW is focused in this research, thermal boundary

conditions are also considered for future research. A FSW simulation example is pre-

sented to show the potential of the thermo-elasto-plastic formulations for the combined

FSW analysis procedure.

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87

Spining tool

Spining tool shoulder

X

Y

Z

Eulerian CoordinateFixed to the tool pin center

Material Moving Direction

Inlet Surface

Outlet Surface

Side Surface

Fig. 8.16. Eulerian configuration for FSW analysis

8.2.1 Boundary Conditions for FSW analysis

• Thermal Boundary Conditions

Heat generation in FSW has been modeled as frictional heat in the contact surface

or as plastic dissipation. The frictional heat flux per area can be modeled as,

q = κPvr

i(8.3)

where q is the heat flux per unit area per unit time, κ is the friction coefficient, P is the

contact pressure which is the magnitude of σij

nj, and vr is the relative velocity between

a particle and the tool. Thus, the heat flux is also dependent on the mechanical field.

In order to eliminate this dependency, P is assumed to be constant and tool velocity is

approximated for relative velocity [53, 41, 18, 60]. Then, Equation (8.3) can be rewritten

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88

as,

q = κPξω (8.4)

where ω is the angular velocity of the tool and ξ is the distance from the FSW tool

center. The plastically dissipated heat is given as [62, 80],

Q = Dp

ijσij

= σvi

∂εq

∂xi

(8.5)

where Q is the heat source per unit volume.

• Mechanical Boundary Conditions

The control volume moves with uniform velocity and the FSW tool rotates with

center fixed in Eulerian frames, as shown in Figure 8.16. Boundary conditions for the

inlet and outlet surfaces should be prescribed as discussed in Section 6. The outlet BC

can be applied for both side surfaces since the material is rigidly constrained during

FSW process. The bottom plate is supported so as to remain vertically stationary. No

slip condition for the surface contacting the tool pin can be applied as,

v = [zω, 0, −xω]T (8.6)

where x, y, and z are local coordinates with the origin at the tool center. The tool shoul-

der surface is also vertically motionless and traction may be applied from the frictional

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89

load as follows:

vini

= 0

ti

= −κPvr

i√vr

jvr

j

(8.7)

8.2.2 FSW Example

The FE model (200× 1× 700 mm) is developed with removed large plastic strain

region (radius of 50 mm) around the spinning tool. The weld speed vweld of −4 mm/s is

applied for the outlet and the side surfaces, and zero stress and equivalent plastic strain

for the inlet surface. The velocity on the separation surface vs is assumed as,

vs = [zsω, 0, −x

sω + v

weld] (8.8)

where xs, y

s, and zs are local coordinates for the separation surface with the origin at

the tool center, and 10−3 rad/s is used for ω. The y-directional velocity is constrained

to be zero everywhere, so that the problem becomes one of implicit plane strain. The

material properties of the previous strip drawing examples are also used in this simu-

lation. Figures 8.17-8.20 show the velocity, stress, and equivalent plastic strain fields

for this FSW example from FRE. It should be noted that this FSW example is pre-

sented only to show the potential of FRE and FEE algorithms for FSW analysis with

arbitrary boundary conditions on the separation boundary, and thus, the results do not

reflect real FSW phenomena. Since the material flows across the separation boundary,

stress and equivalent boundary conditions should be prescribed on the material entering

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90

X

YZ

.040

.035

.030

.025

.020

.015

.010

.005

.000

-.005

-.010

-.015

-.020

-.025

-.030

-.035X

YZ

Fig. 8.17. x-directional velocity for FSW from FRE (Elasto-plastic mat. and velocityBC): Unit[mm/s]

X

YZ

-3.960

-3.965

-3.970

-3.975

-3.980

-3.985

-3.990

-3.995

-4.000

-4.005

-4.010

-4.015

-4.020

-4.025

-4.030

-4.035X

YZ

Fig. 8.18. z-directional velocity for FSW from FRE (Elasto-plastic mat. and velocityBC): Unit[mm/s]

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91

X

YZ

150.

140.

130.

120.

110.

100.

90.

80.

70.

60.

50.

40.

30.

20.

10.

0.X

YZ

Fig. 8.19. Mises’ stress for FSW (Elasto-plastic mat. and velocity BC): Unit[MPa]

X

YZ

.045

.042

.039

.036

.033

.030

.027

.024

.021

.018

.015

.012

.009

.006

.003

.000X

YZ

Fig. 8.20. Equivalent plastic strain for FSW (Elasto-plastic mat. and velocity BC)

Page 107: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

92

boundary in the combined analysis scheme, as has been stated in Section 6.2.4. The

FEE simulation for this example shows convergence difficulty and no result has been

obtained. The convergence difficulty is attributed to the fact that the FEE formulation

requires equilibrium boundary conditions more strongly than the FRE formulation. The

FEE formulation may still be applicable to FSW analysis if boundary conditions satisfy

equilibrium.

8.3 Conclusions and Future Works

Two Eulerian elasto-plastic FE algorithms with SUPG-mixed formulation tech-

nique are developed and investigated to predict residual stress in FSW process. From

strip drawing simulations, it is concluded that FEE more easily incorporates boundary

conditions and yields more reasonable results than FRE. However, the FEE requires

more strict equilibrium BC. A combined elasto-plastic and viscoplastic analysis scheme

is suggested to analyze FSW process. A FSW example shows the potential usefulness of

the FEE and FRE for FSW analysis in the combined analysis procedure.

For the complete FSW analysis by the combined elasto-plastic and viscoplastic

analysis scheme, a fully-coupled thermal-mechanical (viscoplastic) algorithm which can

incorporate the FSW boundary conditions described in Section 8.2.1 is needed. Surface

integral capability for FEE and FRE is necessary to apply boundary conditions on the

separation surface using vicoplastic analysis results.

Page 108: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

93

Chapter 9

Conclusions

Numerical modeling and optimization of welding residual stress is studied in this

thesis.

Fusion welding process is analyzed using nonlinear finite element analysis in

weakly-coupled thermal-mechanical scheme where thermal filed is analyzed as transient

heat conduction and mechanical filed as thermo-elasto-plastic. Sensitivity equations

of both thermal and mechanical analysis for the gradient optimization of thermo-elasto-

plastic process. The direct sensitivity algorithms are verified by comparing with the finite

difference sensitivity. The side heaters for transient thermal tensioning are successfully

optimized for minimum welding residual stress. The proposed numerical sensitivity and

optimization scheme can be applied for other thermo-elasto-plastic process such as laser

forming.

Material property sensitivity (derivative of temperature and Mises’ stress with re-

spect to each base material property from which the material properties are interpolated

linearly for entire temperature range) in fusion welding process is evaluated using the au-

tomatic differentiation facility, ADIFOR. The first and second derivatives are evaluated

and the importance of each material property is assessed. Although automatic differen-

tiation produces sensitivity as accurately as the formulated sensitivity and convenient to

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94

implement, the automatically generated sensitivity programs are computationally ineffi-

cient especially for nonlinear problems.

Numerical modeling for residual stress prediction in friction stir welding process

is studied. Two Eulerian thermo-elasto-plastic formulations are developed: Equilibrium

based FEE and rate-equilibrium based FRE. SUPG stabilization technique is used for

the weak formulations of stress and equivalent plastic evolution equation which are char-

acterized as hyperbolic partial differentiation equations to relieve numerical instability.

Mixed formulation technique is applied to overcome the limits of iterative solution proce-

dure for FEE. Strip drawing examples are simulated to verify and compare the Eulerian

thermo-elasto-plastic formulations: FEE predicts the mechanical fields (velocity, stress,

equivalent plastic strain) reasonably, the results from FRE can be distorted by the vir-

tual influx of materials on the velocity prescribed curved surfaces, and both FEE and

FRE do not converge if the difference in velocity on the boundary relative to overall flow

velocity exceeds certain limits as in FSW. In order to overcome the convergence problem,

a combined thermal-viscoplastic and thermo-elasto-plastic analysis scheme is suggested

for the complete analysis of residual stress in FSW. An FSW example is simulated using

FRE to demonstrate the combined analysis scheme.

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95

Appendix A

Basic Plasticity

A.1 Isotropic hardening plasticity in deviatoric space

The stress vector σ can be decomposed into its volumetric and deviatoric com-

ponents.

σ = σh

+ s (A.1)

where

σh

=13jjT σ (A.2)

The yield function in Equation (2.31) can be rewritten as follows:

f =

√32

[sT Ls

]1/2 − σY

(εq, T ) (A.3)

= σm

(s) − σY

(εq, T ) (A.4)

The flow vector a can be expressed by definition and above equations as follows:

a =∂f

∂σ=

∂σm

∂s=

32σ

m

Ls (A.5)

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96

The following relation holds for an isotropic material:

Ca =3G

σm

s (A.6)

A.2 Summary of the radial return algorithm

In radial return algorithm theory, the flow vector a does not change during the

constitutive iterations and in conjunction with Equation (A.5):

a = aB

=3

2σBm

LsB

(A.7)

Note that every variable which has subscript B comes from σB

. From Equations (2.22),

(2.23) and (2.29):

σ = σB

− C∆εp

(A.8)

There is no plastic evolution for the volumetric stress.

σh

= σBh

=13jjT σ

B(A.9)

Application of Equations (2.25), (A.6), (A.7), and (A.9) into Equation (A.8) yields

s =

[σBm

− 3G∆εq

σBm

]sB

(A.10)

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97

Substitution of Equation (A.10) into Equation (A.3) yields

f = σBm

− 3G∆εq− σ

Y= 0 (A.11)

∆εq

can be evaluated by solving Equation (A.11) iteratively. Finally, the following

relation can be obtained:

σY

= σBm

− 3G∆εq

(A.12)

Therefore, Equation (3.15) can be obtained by applying Equations (A.12), (2.34), (A.5),

and (A.10) to Equation (A.1).

Page 113: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

98

Appendix B

Detailed Derivation of Plastic Sensitivity Equations

B.1Dσ

hDφ

iand

∂σh

∂U

Equations (3.17) and (3.29) are straightforwardly obtained from Equation (A.9).

B.2 DmDφ

iand ∂m

∂U

In order to obtain Equation (3.18), Equation (2.34) can be rewritten from Equa-

tions (2.34), (A.1), and (A.7) as follows:

m =1

σBm

B− σ

Bh

](B.1)

Thus,

DmDφ

i

=1

σBm

[Dσ

BDφ

i

−Dσ

BhDφ

i

]−

DσBm

Dφi

sB

[σBm

]2(B.2)

where

DσBm

Dφi

=∂σ

Bm∂σ

B

DσB

Dφi

= aT DσB

Dφi

(B.3)

Equation (3.30) can be obtained by the same procedure.

Page 114: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

99

B.3Dσ

YDφ

iand

∂σY

∂U

Note that σY

is a function of the temperature and the equivalent plastic strain.

DσY

Dφi

=∂σ

Y∂T

dT

dφi

+∂σ

Y∂ε

q

Dεq

Dφi

=∂σ

Y∂T

dT

dφi

+ H

d

n−1εq

dφi

+D∆ε

q

Dφi

(B.4)

From Equation (A.12):

D∆εq

Dφi

=1

3G

[Dσ

BmDφ

i

− 3∆εq

DG

Dφi

−Dσ

YDφ

i

](B.5)

where

DG

Dφi

=∂G

∂T

dT

dφi

(B.6)

Thus, Equation (3.19) can be obtained by substituting Equation (B.5) into Equation

(B.4). OnceDσ

YDφ

iis evaluated,

D∆εq

Dφi

can be obtained from Equation (B.5), which

becomes Equation (3.36).

The weakly coupled thermo-mechanical analysis imposes the condition that the

change of displacement does not affect the temperature field.

∂T

∂U= 0 (B.7)

Furthermore, the current displacement field does not affect any of the previous fields.

∂σY

∂U=

∂σY

∂T

∂T

∂U+

∂σY

∂εq

∂εq

∂U= H

∂∆εq

∂U(B.8)

Page 115: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

100

From Equation (A.12) :∂∆ε

q

∂U=

13G

[∂σ

Bm∂U

−∂σ

Y∂U

](B.9)

Equations (3.31) and (3.35) can be obtained from Equations (B.8) and (B.9).

Page 116: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

101

Appendix C

Voigt Transformation

Using the Voigt notation, σ and D are transformed to column vectors as follows:

σ =[σ1, σ2, σ3, σ4, σ5, σ6

]T

=[σ11, σ22, σ33, σ12, σ23, σ31

]T

(C.1)

D =[D1, D2, D3, D4, D5, D6

]T

=[D11, D22, D33, D12, D23, D31

]T

(C.2)

and the other terms should also be transformed consistently:

σd

i= Z

ijσj

(C.3)

∂σd

i∂x

j

= Zik

∂σk

∂xj

(C.4)

σ = σd

iL

ijσd

j(C.5)

ai

=32σ

Lij

σd

j(C.6)

mi

=32σ

σd

i(C.7)

Cij

= λhihj

+ 2µL−1

ij(C.8)

Dth

i= β

[∂T

∂xj

vj

]hi

(C.9)

Page 117: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

102

where h and L are constant tensors as defined in Chapter 2, and another constant tensor

Z is defined as,

Zij

= δiδj− 1

3hihj

(C.10)

The terms, σik

Wkj

− σjk

Wki

, in Equation (6.11) also can be transformed into Voigt

form by defining a new tensor A such that

Aij

σj

= [η11, η22, η33, η12, η23, η31]T (C.11)

where

ηij

= Wik

σkj

+ Wjk

σik

, i, j, k = 1, 2, 3 (C.12)

Then the resultant A is obtained as follows:

A =

0 0 0 2W12 0 2W13

0 0 0 2W21 2W23 0

0 0 0 0 2W32 2W31

W21 W12 0 0 W13 W23

0 W32 W23 W31 0 W21

W31 0 W13 W32 W12 0

(C.13)

Page 118: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

103

The tensor form of stress can be restored from Voigt form of stress using the following

constant matrix.

Mijk

=∂σ

ij

∂σk

(C.14)

where Mijk

is zero except

M111 = M222 = M333 = M124 = M214 = M235 = M325 = M136 = M316 = 1 (C.15)

Page 119: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

104

Appendix D

FE Discretization

D.1 Mapping to The Master Element

The spatial coordinate x is interpolated from the shape function N and the ele-

ment nodal coordinate vector X.

xi

= Nij

Xj

(D.1)

The Jacobian J of the mapping from the element nodal vector X to the master element

coordinate r is evaluated as follows:

Jij

=∂x

i∂r

j

=∂N

ik∂r

j

Xk

(D.2)

The determinant and inverse of J are calculated as follows:

J = det(J) (D.3)

J−1

ij=(J−1)

ij(D.4)

Page 120: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

105

D.2 Field Variable Interpolators

vi

= Nij

Vj

(D.5)

σi

= Nσ

ijS

j(D.6)

εq = N

q

iQ

i(D.7)

T = Nth

iTi

(D.8)

where V, S, and Q are the element nodal velocity, stress, and equivalent plastic strain

vectors; N, Nσ, and Nq are corresponding shape functions.

D.3 Gradient Interpolators

The spatial derivatives can be evaluated as follows:

∂xj

= J−1

ij

∂rj

(D.9)

In this manner, the gradient interpolators B, Ba, Bv, Bσ, Bq, and Bth can be evaluated

as follows:

Di= B

ijVj

(D.10)

Page 121: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

106

where

Bij

=

J−1

il

∂Nij

∂rl

for i = 1, 2, 3

[J−1

1l

∂N2j

∂rl

+ J−1

2l

∂N1j

∂rl

]for i = 4

[J−1

2l

∂N3j

∂rl

+ J−1

3l

∂N2j

∂rl

]for i = 5

[J−1

3l

∂N1j

∂rl

+ J−1

1l

∂N3j

∂rl

]for i = 6

Aij

= Ba

ijkVk

(D.11)

where Ba

ijk= 0 except

Ba

14k= J

−1

2l

∂N1k∂r

l

− J−1

1l

∂N2k∂r

l

Ba

24k= −B

a

14k; B

a

65k= B

a

42k=

12B

a

14k; B

a

56k= B

a

41k= −1

2B

a

14k

Ba

16k= J

−1

3l

∂N1k∂r

l

− J−1

1l

∂N3k∂r

l

Ba

36k= −B

a

16k; B

a

63k= B

a

45k=

12B

a

16k; B

a

54k= B

a

61k= −1

2B

a

16k

Ba

25k= J

−1

3l

∂N2k∂r

l

− J−1

2l

∂N3k∂r

l

Ba

35k= −B

a

25k; B

a

53k= B

a

46k=

12B

a

25k; B

a

52k= B

a

64k= −1

2B

a

25k

Page 122: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

107

∂vi

∂xj

= Bv

ijkVk

(D.12)

∂σi

∂xj

= Bσ

ijkS

k(D.13)

∂εq

∂xi

= Bq

ijQ

j(D.14)

∂T

∂xi

= Bth

ij(D.15)

where

Bv

ijk= J

−1

jl

∂Nik

∂rl

ijk= J

−1

jl

∂Nσ

ik∂r

l

Bq

ij= J

−1

il

∂Nq

j

∂rl

Bth

ij= J

−1

il

∂Nth

j

∂rl

Page 123: MODELING AND OPTIMIZATION OF WELDING RESIDUAL …

108

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Vita

Jinseop Song received his B.S. degree in naval architecture and ocean engineering

at Seoul National University in 1995. He worked as a ship-hull designer in Dawoo

Shipbuilding and Marine Engineering until 1998. He received his master degree in Naval

Architecture and Ocean Engineering at Seoul National University in 2000. In Aug 2000,

he enrolled in the graduate program of Penn State University and began to pursue

his Ph. D. degree. His research interests include nonlinear finite element analysis,

sensitivity analysis, and optimization of solid mechanics, rate independent/dependent

plastic process, heat transfer, and structural dynamics.


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