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Modeling and Simulation of Lignin Precipitation in an Organosolv Process Using Aspen Plus Ruben Miguel de Aveiro dos Santos Thesis to obtain the Master of Science Degree in Chemical Engineering Supervisors: Prof. Maria Norberta Neves Correia de Pinho Dipl.Ing. Dr. Anton Friedl Examination Committee Chairperson: Henrique Aníbal Santos de Matos Supervisor: Anton Friedl Members of the Committee: Maria Cristina De Carvalho Silva Fernandes June 2019
Transcript

Modeling and Simulation of Lignin Precipitation

in an Organosolv Process Using Aspen Plus

Ruben Miguel de Aveiro dos Santos

Thesis to obtain the Master of Science Degree in

Chemical Engineering

Supervisors:

Prof. Maria Norberta Neves Correia de Pinho

Dipl.–Ing. Dr. Anton Friedl

Examination Committee

Chairperson: Henrique Aníbal Santos de Matos

Supervisor: Anton Friedl

Members of the Committee: Maria Cristina De Carvalho Silva Fernandes

June 2019

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Acknowledgements

This master thesis was conducted at the Institute of Chemical, Environmental and Bioscience

Engineering, TU Wien, in Vienna.

I would like to express my gratitude to Professor Maria Norberta de Pinho, who gave me the

opportunity to have this working experience abroad.

I would also like to thank professors Anton Friedl and Michael Harasek, who received me and

provided me with a good working space.

Also, a special acknowledgement to Dr Walter Wukovits that supported and conducted me

through all the work, for all the dedication, all the help and precious discussions provided.

I would also like to thank Sofia Capelo, Péter Adorján, Anja Dakic, Katarina Knežević for the

warm welcoming in Vienna, for making me feel at home and for all the moments we have passed. Also,

Johannes Niel and Florian Kirchbacher providing a nice and fun working environment and for the

solutions provided for problems that would appear.

To all my friends in Portugal that somehow helped me throughout my academic life in this

university a special thanks.

Last but now least I would like to appreciate my family for making it possible for me to finish this

degree, especially my mother and father that made enormous sacrifices in order to let me achieve my

goal.

I dedicate this thesis to my father, you are no longer with us physically, but your memory is very

alive.

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Abstract

To optimize the amount of solid lignin obtained in an Organosolv extraction process, a better

understanding of the precipitation is required. The purpose of this work was to develop a model that

could describe the precipitation of lignin in water-ethanol mixtures, capable of adapting itself to different

ratios of antisolvent/lignin solution.

As an example, the solubility of sucrose in water and water-ethanol mixtures was studied to

decide on an appropriate implementation of component solubility in Aspen Plus. Three different

approaches were tested – chemistry approach, equilibrium and stochiometric reactor. A stoichiometric

reactor was seen to be the best option to describe the solubility, giving the opportunity to adapt to

different solubility datasets found for sugar and lignin, using a design specification in to vary the

fractional conversion of the dissolution/precipitation reaction. The model was implemented in the pre-

existing flowsheet of an Organosolv process (Drljo, 2012) and tested through several case studies

varying the amount of antisolvent added.

The maximum precipitated mass of lignin found was of 622 kg/h for an antisolvent/lignin solution

ratio of 1,34 - a value lower than the one obtained using the flowsheet and settings in (Drljo, 2012) which

was of 624 for a ratio of 1,5. In conclusion, the model studied in this work presents excellent values

when compared to the previous study (Drljo, 2012) where the lignin precipitation was calculated with a

fixed conversion factor for a defined antisolvent/solution ratio. The implementation studied in this work

gives the advantage of studying a wide range of process conditions enabling more room for process

optimization.

Keywords: Lignin precipitation, process simulation, Aspen Plus model, Organosolv lignin, lignin

solubility.

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Resumo

De modo a otimizar a quantidade de lignina solida obtida num processo de extração de

Organosolv, uma melhor compreensão da precipitação é necessária. O objetivo deste trabalho era

desenvolver um modelo que fosse capaz de descrever a precipitação da lignina em misturas de água-

etanol, e que fosse capaz de se adaptar a diferentes rácios de anti solvente/solução de lignina.

Como exemplo foi estudado no Aspen Plus a solubilidade da sucrose em água e misturas de

água-etanol de modo a decidir qual a implementação mais correta a ser usada. Três métodos foram

testados – Chemistry, reator de equilíbrio e stoichiometric. O Stoichiometric reactor foi considerado a

melhor opção para descrever solubilidades, uma vez que mostrou ser possível adaptá-lo a diferentes

conjuntos de dados de solubilidade tanto para açúcar como para lignina. Para tal um design

specification é usado de modo a variar a conversão fraccional da reação de dissociação/precipitação.

Este modelo foi implementado num flowsheet pré existente de um processo de Organosolv (Drljo, 2012)

e vários case studies foram testados onde era variada a quantidade de anti solvente adicionada.

O valor máximo de massa de lignina precipitada encontrado foi de 622 kg/h para um rácio de

anti solvente/solução de lignina de 1,34 – valor mais baixo do que o obtido para o flowsheet e as

definições encontradas em (Drljo, 2012), que apresentou um valor de 624 kg/h para um rácio de 1,5.

Concluindo, o modelo estudado neste trabalho apresenta resultado excecionais quando comparado

com o estudo anterior (Drljo, 2012) onde a lignina era calculada com um facto conversional fixo para

um determinado rácio de anti solvente/solução de lignina. A implementação estudada oferece a

vantagem de estudar uma maior gama de condições do processo, o que possibilita que haja maior

espaço para otimização.

Palavras-chave: Precipitação de lignina, modelo Aspen Plus, lignina de Organosolv, solubilidade de

lignina, Simulação de processos.

vi

Table of Contents

1. Introduction ..................................................................................................................................1

1.1. Background...........................................................................................................................1

1.2. Aim of the work .....................................................................................................................1

2. Biomass and biorefinery ...............................................................................................................3

2.1. Biomass ................................................................................................................................4

2.1.1. Cellulose ......................................................................................................................5

2.1.2. Hemicellulose ..............................................................................................................6

2.1.3. Lignin ...........................................................................................................................6

2.2. Lignocellulosic biorefinery .....................................................................................................7

2.3. Pretreatment of lignocellulosic biomass .................................................................................8

2.3.1.1. Physical pretreatments .............................................................................................9

2.3.1.2. Biological pretreatment ........................................................................................... 10

2.3.1.3. Physicochemical pretreatment ................................................................................ 10

2.3.1.4. Chemical pretreatments ......................................................................................... 11

2.4. Organosolv process/pretreatment........................................................................................ 12

2.4.1. Organosolv pretreatment ............................................................................................ 12

2.4.2. Precipitation methodology .......................................................................................... 14

2.4.3. Lignin solubility .......................................................................................................... 14

3. Simulation model ....................................................................................................................... 19

3.1. Process simulation in Aspen Plus ........................................................................................ 19

3.2. Solubility calculations in Aspen Plus – Sugar Example ........................................................ 21

3.2.1. Data for sugar solubility .............................................................................................. 22

3.2.2. Chemistry .................................................................................................................. 23

3.2.3. Continuous stirred-tank reactor (CSTR) ......................................................................... 27

3.2.4. Stoichiometric Reactor ............................................................................................... 29

3.2.4.1. Correlation to define the sucrose solubility in water and its implementation ............. 29

3.2.4.2. Correlation to define sucrose solubility in a water-ethanol mixture and its

implementation ....................................................................................................................... 30

3.3. Implementation of lignin solubility ........................................................................................ 33

3.4. Organosolv process ............................................................................................................ 37

vii

4. Summary and conclusions ......................................................................................................... 45

References ....................................................................................................................................... 47

Appendix I - Sucrose solubility in water and water ethanol solutions .................................................. 51

Appendix II – Auxiliary material to obtain the correlation for the solubility of sucrose in a water-ethanol

mixture.............................................................................................................................................. 52

Appendix III – Final datasets for the solubility of lignin in water-ethanol mixtures ............................... 57

Appendix IV – Final results ................................................................................................................ 59

viii

List of Figures

Figure 1 - Comparison of the basic-principles of the petroleum refinery and the biorefinery (Kamm, et

al., 2008) ............................................................................................................................................3

Figure 2 - Composition of different lignocellulosic feedstocks (Menon & Rao, 2012) ............................5

Figure 3 - Structure of a cellulose molecule (Harmsen, et al., 2010)....................................................6

Figure 4 - Structure of backbone of arborescent plant made of hemicellulose (Harmsen, et al., 2010)..6

Figure 5 - Model of the lignin/phenolics carbohydrate complex present in wheat straw (Buranov, et al.,

2010) ..................................................................................................................................................7

Figure 6 - General lignocellulosic feedstock biorefinery (Gavrilescu, 2014) ..........................................8

Figure 7 - Schematic of the effect of pretreatment in the conversion of lignocellulosic biomass (Wertz &

Bédué, 2013) ......................................................................................................................................9

Figure 8 - Schematic representation of the experimental procedure indicating the main parts of the

Organosolv process (Nitsos et al., 2017) .......................................................................................... 12

Figure 9 - Process flowchart of a methanol and ethanol pretreatment (Zhao et al., 2009) ................... 13

Figure 10 - Solubility values and Hildebrand solubility parameter values of the solvents for different

solvents and different types of lignin (Sameni et al., 2017) ................................................................. 15

Figure 11 - Solubility of kraft spruce lignin in an aqueous NaOH solution with varying pH (Evstigneev,

2010) ................................................................................................................................................ 15

Figure 12 - Influence of the molecular weight in the solubility of lignin in an aqueous NaOH solution,

where Sf is the solubility where half the phenolic hydroxyls were titrated (Evstigneev, 2011) ............. 16

Figure 13 - Influence of the temperature in the solubility of lignin in an aqueous NaOH solution, where

Sf is the solubility where half the phenolic hydroxyls were titrated (Evstigneev, 2011) ........................ 16

Figure 14 - Influence of the liquid to solid ratio in the solubility of lignin in an aqueous NaOH solution,

where Sf is the solubility where half the phenolic hydroxyls were titrated (Evstigneev, 2011) ............. 17

Figure 15 - Aspen Plus Simulation interface ...................................................................................... 20

Figure 16 - Definition of the components used to simulate the solubility of sucrose in water and a water-

ethanol mixture ................................................................................................................................. 21

Figure 17 - Method used for the calculation in the simulation ............................................................. 22

Figure 18 - Solubility of sucrose in water and in a water-ethanol mixture at different temperatures

(Browne, 1912) (Vlitos, 1995) ............................................................................................................ 22

Figure 19 - Definition of the reactions used in chemistry .................................................................... 24

Figure 20 - Definitions of the Data Regression System in Aspen Plus ................................................ 24

Figure 21 - Parameter definition in Regression run mode .................................................................. 25

Figure 22 - Equilibrium parameters obtained in DRS ......................................................................... 25

Figure 23 - Flowsheet used in the chemistry study ............................................................................ 26

Figure 24 - Solubility values of sucrose in water calculated in Aspen Plus using the Chemistry tool and

the comparison with the literature values ........................................................................................... 26

Figure 25 – Equilibrium reaction definition in the Reaction section in the flowsheet environment ........ 27

Figure 26 – Input of equilibrium parameters for the equilibrium reaction ............................................. 27

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Figure 27 - Flowsheet for the CSTR reactor method .......................................................................... 28

Figure 28 - Solubility values of sucrose in water calculated in Aspen Plus using a CSTR reactor and the

comparison with the literature values and results obtained using Chemistry ...................................... 28

Figure 29 - Precipitation reaction and fractional conversion definition for a stoichiometric reactor....... 29

Figure 30 - Design specification inputs in aspen plus defined for the water-sucrose system ............... 30

Figure 31 - Solubility values for sucrose in water calculated in Aspen Plus using a Stoichiometric reactor

with a design specification and the comparison with the literature values ........................................... 30

Figure 32 - Solubility of sucrose versus temperature for an ethanol concentration of 0g/100g of solution

(pure water) ...................................................................................................................................... 31

Figure 33 - Every C parameter obtained previously versus the ethanol concentration ........................ 32

Figure 34 - Every D parameter obtained previously versus the ethanol concentration ........................ 32

Figure 35 - Design specification inputs in aspen plus defined for the water-ethanol-sucrose system .. 32

Figure 36 - Solubility values for sucrose in a water-ethanol mixture calculated in Aspen Plus using a

Stoichiometric reactor with a design specification and the comparison with the literature values ........ 33

Figure 37 - Solubility of different lignins in water-ethanol mixtures ..................................................... 34

Figure 38 - Solubility data for lignin in a water-ethanol mixture from different sources ........................ 34

Figure 39 - Final solubility datasets for lignin in a water-ethanol mixture at 2 different pH values ........ 35

Figure 40 - Fittings for the final solubility datasets for lignin in a water-ethanol mixture at 2 different pH

values ............................................................................................................................................... 36

Figure 41 - Design specification inputs in aspen plus defined for the water-ethanol-Lignin system ..... 36

Figure 42 - Solubility values for lignin in a water-ethanol mixture calculated in Aspen Plus using a

Stoichiometric reactor with a design specification and the comparison with the literature values at 25˚C

......................................................................................................................................................... 37

Figure 43 - Flowsheet used to simulate the Organosolv process........................................................ 38

Figure 44 - Variation of the ethanol mass fraction in the inlet stream of the precipitator in function of the

mass of antisolvent added ................................................................................................................. 40

Figure 45 - Variation of the solubility of lignin with different dilution ratios and comparison with the

literature values ................................................................................................................................ 41

Figure 46 - Variation of the solid mass of lignin in the product stream in function of the antisolvent mass

flow ................................................................................................................................................... 41

Figure 47 - Variation of the ethanol mass fraction in the distillate stream for different antisolvent mass

flows ................................................................................................................................................. 42

Figure 48 – Ethanol recovery (%) variation in function of the antisolvent mass flow ........................... 43

Figure 49 – Column reboiler heat duty for different antisolvent mass flows ........................................ 43

Figure 50 - Sucrose solubility in function of the temperature for a pure water solution ........................ 54

Figure 51 - Sucrose solubility in function of the temperature for a 4g ethanol/100 g solution mixture .. 55

Figure 52 - Sucrose solubility in function of the temperature for a 8g ethanol/100 g solution mixture .. 55

Figure 53 - Sucrose solubility in function of the temperature for a 12g ethanol/100 g solution mixture 55

Figure 54 - Sucrose solubility in function of the temperature for a 16g ethanol/100 g solution mixture 56

Figure 55 - Sucrose solubility in function of the temperature for a 20g ethanol/100 g solution mixture 56

x

List of Tables

Table 1 - Every C and D parameters from the previous fittings in function of the ethanol concentration

......................................................................................................................................................... 31

Table 2 - Comparison between the amount of lignin precipitated in the existing work and the previous

pre-existing settings .......................................................................................................................... 39

Table 3 - Solubility of sucrose in water in function of the temperature (Browne, 1912) ....................... 51

Table 4 - Solubility of sucrose in water/ethanol solutions as function of the temperature (Vlitos, 1995)

......................................................................................................................................................... 51

Table 5 - Sucrose solubility in function of the temperature for pure water and a 4g ethanol/100 g solution

mixture.............................................................................................................................................. 52

Table 6 - Sucrose solubility in function of the temperature for a 8g ethanol/100 g solution mixture and a

12 ethanol/100 g solution mixture ...................................................................................................... 53

Table 7 - Sucrose solubility in function of the temperature for a 16g ethanol/100 g solution mixture and

a 20 ethanol/100 g solution mixture ................................................................................................... 54

Table 8 - Final datasets for the solubility of lignin in water-ethanol mixtures ....................................... 57

Table 9 - Variation of the liquid solid mass of lignin in function of the water flow................................. 59

Table 10 - Variation of the reboiler heat duty in function of the water flow .......................................... 59

Table 11 - Variation of the ethanol mass fraction in the distillate stream in function of the water flow . 60

Table 12 - Variation of the ethanol recovery in function of the water flow ........................................... 60

Table 13 - Variation of the ethanol mass fraction and the antisolvent/mixture ratio in function of the water

flow ................................................................................................................................................... 61

Table 14 - Variation of the literature solubility of lignin in a water-ethanol mixture and the calculated

solubility using Aspen Plus in function of the water flow ..................................................................... 61

xi

List of Abreviations

ILs – Ionic Liquids

ASPEN – Advanced System for Process Engineering

NRTL – Non-Random Two-Liquid

CSTR – Continuous Stirred-Tank Reactor

OSL – Organosolv Lignin

CO2 – Carbon dioxide

H2O – Water

CH2O – Formaldehyde

O2 – Oxygen

SO2 - Sulfur dioxide

OHphen – Phenolic hydroxy groups

OH – Hydroxide

Sf – Solubility where half the phenolic hydroxyls were titrated

Spec – Specified value

K-SALT – Parameter that calculates equilibrium constants for salt precipitation reactions

1

1. Introduction

1.1. Background

Fossil fuels are widely used as an energy source because of the availability in earth, but the reserves

are reaching the exhaustion and it is just a matter of time until they run out. Nowadays there is also an

emerging concern to minimize the human impact in the environment, especially regarding climate

change or depletion of biodiversity (Lovins, et al., 2005).

Biomass is currently recognized as the third largest global energy source (Taweekun et al., 2019)

and is seen as one potential substitute for energy production, since it contains all elements found in

fossil fuels (Bullock, 2009). Lignin has assumed an important role as a natural resource alternative, it

can be incinerated to produce energy, which represents up to 30% of the lignocellulose biomass and is

an unexploited treasure. Every year, approximately 50 million tonnes of lignin are produced worldwide

as by-products of the paper production (Irmer, 2017).

There are several methods that can be used to extract lignin, and all of them have the common

target of preserving cellulose as a main product and every other products are extracted as an additional

asset (Miltner et al., 2018). The Organosolv process was the most advantageous since it provides a

high quality and purity lignin fraction.

1.2. Aim of the work

In this work, the Aspen Plus simulation software was used to implement and simulate different

methodologies with the aim of achieving a model that could simulate the precipitation of lignin in water-

ethanol mixtures.

This approach represents an alternative to the calculations implemented in (Drljo, 2012), where the

solubility is calculated using a stoichiometric reactor and a fixed fractional conversion for a specific

antisolvent/dissolved lignin ratio. The obtained methodology is later applied to describe the precipitation

of lignin in a water-ethanol mixture and to simulate the precipitation in the flowsheet present in (Drljo,

2012).

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2. Biomass and biorefinery

‘‘Biorefining is the sustainable processing of biomass into a spectrum of marketable products and

energy” (IEA bioenergy, 2009). For some years now, it became obvious that non-renewable fuels and

their products have several disadvantages and are fast walking towards a non-return point. It is essential

then, to establish solutions which reduce the consumption of fossil resources and that can guarantee a

sustainable economic growth. Since the price of the fossil fuels will grow higher with the decrease in

resources, the biomass has stepped up in this matter making its way as a renewable and more

economically friendly energy source. Biorefineries will have an important role in the future having the

opportunity to replace the oil-based refineries using biomass as a raw material (IEA bioenergy, 2009).

Biorefineries use traditional and modern processes for the utilization of biogenic raw materials

to produce fuels, solvents, plastics and food with the lowest environmental impact, energy consumption

and CO2 foot print. Similar to petroleum, biomass has a highly complex composition which contains the

same elements (C, H, N, O) as fossil fuels, also the same products/objectives can be achieved as seen

in Figure 1 (Kamm, et al., 2008). The biorefinery concept is analogous to a petroleum refinery, the

traditional crude oil refinery converts oil into fuel, chemical building blocks for petrochemistry and

specialty chemicals like lubricants and solvents. Biomass refineries convert biomass into biofuels,

chemical building blocks for agro-biochemistry and specialty chemicals like biolubricants and

biosolvents (Wertz & Bédué, 2013).

Biorefineries can be classified as energy-driven biorefineries and product/chemical-driven

biorefineries. In the energy-driven refineries, the biomass aims to produce fuels, power and/or heat, the

residues are then sold as feed or upgraded as bio-based products to optimize the economics and

ecologics of the biomass. The product/chemical-driven biorefineries use biomass to produce bio-based

products, aiming for maximum economical value and minimizes ecological impact.

Figure 1 - Comparison of the basic-principles of the petroleum refinery and the biorefinery (Kamm, et al., 2008)

4

Currently three biorefinery systems are pursued in research and development. The 'Whole Crop

Biorefinery' that uses raw material such as cereals, secondly, the 'Green Biorefinery', using biomasses

such as green grass and the 'Lignocellulose Feedstock Biorefinery' using cellulose-containing biomass

and wastes (Gavrilescu, 2014).

2.1. Biomass

In the late mid 1800s, biomass supplied most of the world’s energy and fuel needs but started to be

despised when the fossil fuel era began. It was only taken again in account in mid 1970s when

governments realized it was a viable way to reduce the oil consumption (Klass L., 1998).

Biomass is a term for all organic material that can derive from plants. It is produced by green plants

through the reaction between CO2 in the air, water and sunlight via photosynthesis (equation 1), that

converts the carbon dioxide to organic compounds.

𝐶𝑂2 + 𝐻2𝑂 + 𝑙𝑖𝑔ℎ𝑡 + 𝑐ℎ𝑙𝑜𝑟𝑜𝑝ℎ𝑦𝑙𝑙 → (𝐶𝐻2𝑂) + 𝑂2 (1)

Biomass can be classified into four major categories based on its origin (Maity, 2015):

• Energy crops – Normally densely planted, high-yielding and short rotation crops, usually low

cost and needs low maintenance. These crops are grown to supply biomass for refineries

and can be of four types herbaceous energy crops, woody energy crops, agricultural crops

and aquatic crops.

• Agricultural residues and waste – Consisting on waste from the agricultural work such as

sugar cane bagasse, corn stover, wheat straw, rice straw, etc., which is beneficial because

it does not require the sacrifice of fertile lands to obtain feedstock for the biorefineries.

• Forestry waste and residues – Biomass that is usually not harvested; they also include

biomass resulting from the management of the forest, dying trees for example. It is

convenient to use these materials next to the source due to the high cost of transportation

which can be problematic in highly dense forests.

• Industrial and municipal wastes – Municipal solid waste, sewage sludge, industrial waste,

residential waste which usually contains good amounts of plant derived organic materials

and waste paper; waste product generated from wood pulping is called black liquor.

Lignocellulosic biomass presents itself in a wide variety with significantly diverse composition, plants

are composed of approximately 25% lignin, non-sugar molecules, and 75% carbohydrates or sugars

that can be distinguished in two categories: cellulose and hemicellulose (Parmar, 2017). Figure 2 shows

the different composition in cellulose, hemicellulose and lignin of several lignocellulosic feedstocks.

5

2.1.1. Cellulose

Cellulose is a high molecular weight homopolysaccharide of glucose C6 sugar in which D-glucose

is linked by β-glucosidic bonds. It is a highly crystalline material which makes it insoluble in water. This

feature makes it challenging to convert it into monomers through hydrolysis for the production of ethanol

by fermentation (Takkellapati, et al., 2018).

Being a versatile polymer makes it possible to obtain a diverse number of products depending on

the cellulose’s source. Chemical modifications are also used to produce derivatives that can be tailored

for pharmaceutical applications. Cellulose can be used to develop cosmetics, pharmaceutical and

agricultural products. Furthermore, it can be used as an emulsifier, thickener, aqueous and solvent film

coating, etc. (Kulkarni & Dixit, 2011). So, it is of great value to obtain as much cellulose as possible in

lignocellulosic biorefineries. Figure 3 shows the structure of a cellulose molecule.

Figure 2 - Composition of different lignocellulosic feedstocks (Menon & Rao, 2012)

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2.1.2. Hemicellulose

Hemicellulose - derived from the Greek “hemisys” = half - is an amorphous heteropolysaccharide

consisted of C5 (xylose and arabinose) and C6 (galactose, glucose and mannose) sugars which is found

as like cellulose in the cell wall regions, being xyloses the most abundant constituent of hemicelluloses

(Saha, 2003). It is after cellulose the most abundant biopolymer in plant biomass (Jong & Ommen,

2014). Hemicellulose can be either a homopolymer or a heteropolymer. The monosaccharides are linked

together by β-glucosidic bonds. Opposing to cellulose, hemicellulose is highly soluble in water and thus

hydrolyzes to the corresponding monomer sugars with ease (Takkellapati et al., 2018).

In recent years, hemicellulose has been highly studied and researched due to its practical applications

in various agro-industrial processes, such as the efficient conversion of hemicellulosic biomass to fuels

or chemicals, delignification of paper pulp, digestibility enhancement of animal feedstock, among others.

Other applications include biopulping of wood, coffee processing, fruit and vegetable maceration and

preparation of high fiber baked goods (Saha, 2003). A schematic representation of the hemicellulose

backbone of arborescent plants is shown in Figure 4.

2.1.3. Lignin

Lignin is a complex aromatic heteropolymer that is derived from three hydroxycinnamyl alcohol

monomers, p-coumarly, coniferyl and sinapyl alcohols interconnected by a variety of bonds, being the

β-O-4 ether type 50% of them (Sikkema, et al., 2010). The amount and composition of lignins vary

according to the cell type and individual cell wall layers. The main purpose of lignin in plants is to impart

rigidity and physical strength. It also has a role in water and nutrients internal transport, and in protecting

the plants from microorganisms and insects (Gordobil, et al., 2016). A model of the lignin carbohydrate

complex present in wheat straw is shown in Figure 5.

Figure 3 - Structure of a cellulose molecule (Harmsen, et al., 2010)

Figure 4 - Structure of backbone of arborescent plant made of hemicellulose (Harmsen, et al., 2010)

7

Lignin is amongst the most abundant terrestrial biopolymer, representing approximately 30% of the

organic carbon in the biosphere (Boerjan, Ralph, & Baucher, 2003). Biomass, and lignin specifically,

can be used to generate energy because they accumulate solar energy in their matrix. Lignin stores

about 0.082% of the incident solar energy at the earth surface in its matrix, corresponding to 5.4 times

the current world energy consumption rate (Hu, et al., 2018). However the utilization of lignin as a fuel

is not economically rentable (0.18 US $/ kg) when compared to its value when used in chemical

conversion (1.08 US $/ kg) (Vishtal & Kraslawski, 2011).

The transformation of lignin into valuable products faces some difficulties due to the fact that lignin

as a product is hard to define. A molecule of lignin with certain characteristic properties and

functionalities is troublesome to achieve, since the properties and structure are impossible to reproduce

and depend on its origin, external conditions during growth and even the pretreatment used to isolate

lignin (Bruijnincx, et al., 2016).

Lignin can be applied in concrete by aiding in the strength of the blocks and reducing the damage

of the external part of buildings caused by moisture or acid rains, it can also be applied as an antioxidant

since it acts as a free radical scavenger, paper is as well one of the applications of lignin, where it

performs as a sizing agent (Macfarlane, et al., 2014).

2.2. Lignocellulosic biorefinery

“Ever since fire was used by the earliest humans, lignocellulose has been involved in the direct

development and utilization of energy” (Chen, 2015). Lignocellulosic biorefineries use as feedstock

lignocellulosic biomass, which is composed mainly by cellulose, hemicellulose and lignin. Due to the

source of these feedstocks, they can be forest leftovers, agricultural residues, industrial waste residues,

etc. Figure 6 shows a general lignocellulosic biorefinery. Lignocellulosic materials have some

characteristics that highlight this type of biorefinery among all the others (Chen, 2015):

• Renewability: Since lignocellulosic biomass is produced via photosynthesis of green plants, they

will exist as long as there is solar radiation. Therefore, they are renewable;

• Richness: Yearly around 2 x 1011 tonnes of lignocellulose are produced via photosynthesis of

plants;

Figure 5 - Model of the lignin/phenolics carbohydrate complex present in wheat straw (Buranov, et al., 2010)

8

• Alternative: They are a carbon resource alternative to fossil fuels via conversion into liquid and

gaseous fuels, and other chemical and products. Therefore, the dependency on fossil resources

is reduced;

• Cleaner performance: The emissions of CO2, SO2 and other pollutants are lower than the ones

emitted when using fossil fuels. Almost no SO2 is produced. The CO2 released is approximately

equivalent to the amount of CO2 absorbed by plants, even though the CO2 emissions from the

application of lignocellulose processing may be considered to be zero. Consequently, improving

environmental quality;

• Degradation: The lignocellulose derived by nature is degradable by microbes and will not create

solid wastes;

Figure 6 gives a general view of the lignocellulosic feedstock biorefinery.

2.3. Pretreatment of lignocellulosic biomass

The major disadvantage about using lignocellulosic materials relies in the fact that cellulose and

hemicelluloses are of difficult access because of their complex structures. A pretreatment can be used

to alter the structure of the lignocellulosic materials to make cellulose, hemicellulose and lignin more

accessible to enzymes. This goal can be reached by degrading and removing the hemicelluloses and

lignin, then by reducing the crystallinity of cellulose and also by increasing the porosity of the

lignocellulosic materials. The effect of the pretreatment is shown in Figure 7.

Figure 6 - General lignocellulosic feedstock biorefinery (Gavrilescu, 2014)

9

According to (Wertz & Bédué, 2013) a pretreatment must meet some requirements:

• Improve the formation of sugars or the ability to subsequently form sugars by hydrolysis;

• Avoid the degradation or loss of carbohydrates;

• Avoid the formation of byproducts that are inhibitory to the subsequent hydrolysis and

fermentation processes;

• Be cost-effective.

With the passing of the years, a variety of pretreatment methods were studied, these pretreatments

can be divided in four categories, physical treatments, chemical treatments, physicochemical treatments

and biological treatments.

2.3.1.1. Physical pretreatments

These pretreatments consist in thermochemical, radioactive or mechanical comminution to treat

lignocellulosic biomass. Coarse size reduction, chipping, shredding, grinding and milling are all part of

the mechanical size reduction methods. These approaches make materials easier to handle and

increases the surface/volume ratio while reducing the cellulose crystallinity (Agbor, et al., 2011). Factors

like capital costs, operating costs, and depreciation are important aspects in this pretreatment. The

energy requirement of the mechanical comminution depends on the type of biomass and the final size

desired, which in an industrial scale can turn out to be unfeasible due to all the milling (Agbor et al.,

2011).

The increase of the digestibility of cellulosic biomass has been achieved by using high-energy

radiations, which increases the specific surface are, decreases the polymerization degree and the

crystallinity of cellulose. It also hydrolysis hemicelluloses and partially depolymerizes lignin. However,

this method is usually slow, energy-intensive and expensive.

Figure 7 - Schematic of the effect of pretreatment in the conversion of lignocellulosic biomass (Wertz & Bédué, 2013)

10

2.3.1.2. Biological pretreatment

The biological pretreatments are conducted by fungi that are capable of producing enzymes

responsible for the degradation of lignin, hemicellulose and polyphenols. The reported microorganisms

that are able to achieve this objective are brown, white and soft rot fungi. These have different functions

based on their enzymatic systems. The white and soft rot fungi are responsible for the degradation of

lignocellulosic material, being most efficient in causing lignin degradation through the action of

peroxidases and laccases (lignin-degrading enzymes). Whereas the brown fungi mainly attack

polysaccharides (Agbor et al., 2011, Wertz & Bédué, 2013).

This pretreatment is advantageous because it requires simple equipments to degrade lignin and

hemicelluloses, works in mild environmental conditions and requires low energy consumptions (Balat,

2011). However, this pretreatment has been reported to be too slow for industrial applications, where

the residence time is 10-14 days (Agbor et al., 2011).

2.3.1.3. Physicochemical pretreatment

Represents the majority of pretreatment processes such as steam explosion, carbon dioxide

explosion, liquid hot water pretreatment, ammonia fiber explosion, among others (Wertz & Bédué, 2013).

Steam explosion is the most studied and commonly applied physiochemical method of pretreatment.

In this process, a biomass that has already received physical pretreatment is submitted to highly

pressurized steam (between 0.7 and 4.8 MPa) at temperatures of about 160-240 ˚C (Agbor et al., 2011).

The effects of steam explosion treatment on lignocellulosic biomasses are (Balat, 2011):

• Increase of cellulose crystallinity by promoting the crystallization of the amorphous portions;

• Easy hydrolyzation of hemicellulose;

• Evidence of the promotion of delignification.

This treatment presents the advantages of requiring lower capital investment, having a lower

environmental impact when compared to the conventional mechanical method. Steam explosion method

requires 70% more energy, however presenting the advantage of not having to handle hazardous

chemicals or conditions. On the other hand, it presents incomplete disruption of the lignin-carbohydrate

matrix leaving the biomass less digestible. There is also the possibility of generating compounds that

can be inhibitors of the fermentation due to the high temperatures (Balat, 2011).

Liquid hot water is also a method classified as physicochemical pretreatment. This method is similar

to the steam explosion but uses water in the liquid state at elevated temperatures instead of steam. That

water is used to cook the lignocellulosic materials. Usually the materials are submitted to this treatment

for up to 15 minutes at a temperature of 200 - 230 ˚C, where around 40-60 % of the total mass is

dissolved. Around 4-22 % of the cellulose, 35-60 % of the lignin and all of the hemicellulose are removed

(Balat, 2011).

11

Another methodology is the ammonia fiber explosion, here the lignocellulosic materials are

subjected to liquid ammonia at high temperatures and pressure, and a subsequent fast decompression.

Typically, in this process 1-2 kg of ammonia are add per kg of dry biomass at a temperature of 90 ˚C for

about 30 minutes. This process has as a result a highly concentrated sugar stream, perfect for the

following fermentation phase (Agbor et al., 2011).

2.3.1.4. Chemical pretreatments

In this type of pretreatment, some chemicals are used and their effect on the biomass structure of

lignocelluloses have been researched. Chemicals such as acids, alkali, organic solvents and ionic

liquids are under consideration.

Acid pretreatment makes the hemicelluloses be the first constituents of the biomass to break down

during the acid hydrolysis (Wertz & Bédué, 2013). It has been receiving considerable research attention

because there is no need for the acid to be too much concentrated for this component to be broken

down into its monomers, which makes it cost effective (Balat, 2011). Despite its good performance in

terms of hemicellulose sugars recovery, it presents some serious limitation since it is corrosive which

will mandate expensive construction material.

Pretreatment with alkali cause the biomass to swell, increasing the internal surface area of the

biomass, it also decreases the degree of polymerization and cellulose crystallinity. The general principle

is to disrupt the lignin structure and remove it, whereas cellulose and some hemicelluloses remain in

the solid fraction, which makes the carbohydrates more accessible. The remaining polysaccharides are

more reactive with the increase in the lignin removed (Wertz & Bédué, 2013). This pretreatment is most

effective on biomasses that present low lignin content such as agricultural residues, where it’s

effectiveness decreases with the increase of lignin content (Agbor et al., 2011).

Pretreating with organic solvents requires the use of an organic solvent or a mixture of organic

solvents with water in order to remove lignin prior to the enzymatic hydrolysis of cellulose. Not only lignin

is removed but hemicellulose is hydrolyzed, which improves the digestion of cellulose. It was originally

developed as an environmentally friendly alternative to kraft and sulfite pulping (Wertz & Bédué, 2013).

Using ionic liquids (ILs) for pretreatment is rather a recent approach (Gavrilescu, 2014). ILs are

presented for about 10 years as very promising solvents for catalysis and organic synthesis (Wertz &

Bédué, 2013). In literature the two terms mostly used to describe this method are “tunable properties”

and “green solvents”(Wertz & Bédué, 2013). The first term is attributed due to its high number of possible

combinations between organic cations and organic/inorganic anions. The ILs are salts generally formed

by large organic cations and small inorganic anions, this confers them a liquid state at low temperatures,

making them a useful alternative for the organic solvents. This aspect together with the fact that they

present low toxicity, high chemical and thermal stability, and not being flammable or volatile are the

reasons for the attribution of the second term (Aresta, et al., 2012).

12

2.4. Organosolv process/pretreatment

The Organosolv method is one of the many existing possibilities to pretreat biomass. An Organosolv

process is used to fractionate biomass into cellulose, hemicellulose and lignin. A schematic of an

Organosolv process is shown in Figure 8.

In the Organosolv fractionation zone, a lignocellulosic biomass is cooked in a mixture of water with an

organic solvent, in this case the solvent is ethanol. This cooking leads to the deconstruction of both

lignin and hemicellulose, which get dissolved in the cooking liquor. This first area represents the zone

where the Organosolv pretreatment will occur. The pretreatment conditions depend on the kind of

biomass used and also the main product that is desired.

Subsequently to this, a liquid-solid separation is present in order to retrieve undissolved cellulose

rich biomass, which is then used as a raw material for another industry.

The remaining Organosolv liquor which is rich in lignin and hemicellulose is led to a precipitation

step, in this precipitation zone lignin will be retrieved as a precipitate by dilution of the liquid with water

(antisolvent). From this precipitation it will be possible to achieve a stream rich in solid lignin and a

stream rich in liquid hemicellulose. The organic solvent can be recovered from the liquid stream by

distillation and reused (Nitsos, et al., 2017).

2.4.1. Organosolv pretreatment

The organic solvents or Organosolv pretreatment is a part of the chemical pretreatment., The process

was invented by Theodor Kleinert in 1968. It represents a practical approach for lignin solubilization in

an organic medium. After the precipitation, the lignin that is recovered is a highly pure co-product that

Figure 8 - Schematic representation of the experimental procedure indicating the main parts of the Organosolv process (Nitsos et al., 2017)

13

has many purposes (Gavrilescu, 2014). Organic solvents are used to fractionate straw to its main

components: lignin, cellulose and hemicellulose. Most of these pretreatments are conducted at high

temperatures using low boiling point primary alcohols, methanol and ethanol for example (Agbor et al.,

2011). When compared to other pretreatments like the Kraft process for example, this pretreatment

process offers some advantages (Zhao, et al., 2009; Reisinger, et al., 2014):

• Organic solvents are easily recovered and recycled to be used again in the pretreatment

step with a distillation unit;

• The chemical recovery in Organosolv pulping can isolate lignin as a solid and carbohydrates

as a syrup, where both show great potential as chemical feedstocks;

• Environmentally friendly process;

• Can be applied to woody or non-woody raw materials.

However, there are some drawbacks on using this pretreatment. The pretreated solids always need

an organic solvent washing step before the water washing step in order to avoid reprecipitation of

dissolved lignin. There is also the need to recover as much organic solvent used as possible due to its

cost which can translate into increasing energy consumption. Additionally, the pretreatment must be

performed under specific conditions that must be controlled due to the volatility of the solvents (Zhao et

al., 2009).

The Organosolv process was initially used in the paper pulping industry as a substitute of the kraft

and sulfite processes. This lower impact in the environment was not enough for the pretreatment to be

adopted in that industry, since it did not achieve the necessary degree of delignification for the

Figure 9 - Process flowchart of a methanol and ethanol pretreatment (Zhao et al., 2009)

14

manufacturing of paper. However, for bioethanol production the degree of delignification was not seen

so much as a limitation (Salapa, et al., 2017).

The Organosolv pretreatment presents the advantages of separating high purity cellulose with only

minor degradation, isolating high quality lignin and having higher efficiency of hemicellulose fractionation

when compared with conventional treatments (Salapa et al., 2017).

2.4.2. Precipitation methodology

Several procedures can be used to precipitate lignin: pH change, antisolvent addition or

evaporation of solvent for example. They are chosen based on the changes of lignin solubility, the

difference between molecular size/weight or both. To acidify or add carbon dioxide to the black liquor

presented itself to be the most economic ones, obtaining a high lignin yield, as well as low ash and

carbohydrate content (Zhu, 2013).

The precipitation can be operated with the addition of an antisolvent, as shown in (Beisl, et al.,

2018). The method is based in lignin being hydrophobic which makes it insoluble in water (Lora &

Glasser, 2002). When diluting the liquor with water, lignin will not dissolve but the liquor will get

diluted, which decreases the proportion of organic solvent. Lignin is soluble in organic solvents so,

when the organic solvent content in the liquor gets diluted, the solubility of lignin reduces significantly

(Fernando, et al., 2010).

2.4.3. Lignin solubility

Solubility is a basic property of polymers. The solubility of a polymer can be predicted using several

theories, which provides a numerical estimate of the degree of interaction between materials and can

be used as an indicator of the solubility. Materials that present a similar Hildebrand solubility parameter

(δ) are likely to be miscible. Thus, the parameter is very important when choosing a stable solvent. For

an Organosolv process the Hildebrand solubility parameter for lignin was reported to be 13.70

(cal/cm3)1/2 (Ye, et al., 2014).

Figure 10 shows the relation between the Hildebrand solubility parameter of different solvents and

the solubility of four different types of lignin being L1 lignin from lignocellulosic bioethanol residues, L2

is lignin from kraft hardwood, L3 represents commercial kraft softwood lignin and L4 commercial soda

non-wood lignin (Sameni, et al., 2017).

15

The solubility of lignin is affected by several parameters as studied in (Evstigneev, 2010) and later

on in (Evstigneev, 2011), where a study of the solubility of lignin in aqueous NaOH solutions and

dioxane-water mixtures was conducted. In the first study, the pH influence was investigated (Figure 11),

where the solubility of lignin is represented as a function of tritration of phenolic hydroxy groups (OH-

/OHphen) versus the pH variation. It is possible to conclude that the solubility increases with the increase

of pH, having firstly a great increase until 10 pH and afterwards a slow and stable growth.

In the second research (Evstigneev, 2011), the parameters that influence the solubility were

studied in more detail, especially focusing on the influence of the molecular weight, temperature and the

liquid to solid ratio - to reveal the major affecting factors - of the lignin solubility.

Regarding the influence of molecular weight, the higher the weight the lower the solubility which

is the typical behavior for every polymer. However, lignin has certain specific features, the decisive factor

in the formation of lignin solutions is related to its amount of groups accessible to solvation and not the

Figure 10 - Solubility values and Hildebrand solubility parameter values of the solvents for different solvents and different types of lignin (Sameni et al., 2017)

Figure 11 - Solubility of kraft spruce lignin in an aqueous NaOH solution with varying pH (Evstigneev, 2010)

16

macromolecule size. This behavior can be seen in Figure 12, where the solubility decreases linearly

with the increase of the logarithm of the molecular weight.

The temperature dependency is shown in Figure 13, where it is shown that an increase of

temperature leads to a linearly increase of solubility. It should also be noticed that there is quite a high

solubility of lignin at room temperature.

Concerning the liquid to solid ratio, where the liquid is water. Figure 14 illustrates that the solubility

of lignin is reduced with the increase of the ratio.

Figure 12 - Influence of the molecular weight in the solubility of lignin in an aqueous NaOH solution, where Sf is the solubility where half the phenolic hydroxyls were titrated (Evstigneev, 2011)

Figure 13 - Influence of the temperature in the solubility of lignin in an aqueous NaOH solution, where Sf is the solubility where half the phenolic hydroxyls were titrated (Evstigneev, 2011)

17

This phenomenon can be happening, because of the fact that, the solubility values were all

determined at a constant ratio of hydroxide anions in solution to the amount of phenolic hydroxyls. When

the liquid to solid ratio increases, the water in the system also increases which leads to a decrease in

the amount of solvent when compared to the amount of water.

Figure 14 - Influence of the liquid to solid ratio in the solubility of lignin in an aqueous NaOH solution, where Sf is the solubility where half the phenolic hydroxyls were titrated (Evstigneev, 2011)

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3. Simulation model

3.1. Process simulation in Aspen Plus

ASPEN is an acronym of Advanced System for Process Engineering. It is a process flowsheet

simulator - in other words it is a computer software used for conceptual design, optimization and

performance monitoring for chemical, polymer, specialty chemical, metals, minerals and coal power

industries.

Generally, a chemical process consists of chemical components that are submitted to a physical or

chemical treatment too add value. These treatments can be a physical treatment using mixers,

separators, extractors, heat exchangers and the chemical treatment can be held by reactions or a set

of reactions. In Aspen Plus all of the steps of a process can be implemented either separated or together

for example to calculate mass and energy balances.

In Figure 15 an example of the Aspen Plus interface is shown. Some core input steps for the

building of a flowsheet are:

• Setup – Where the user defines a title for the simulation, chooses the global unit set and

also the valid phases. This will be applied to the whole flowsheet;

• Components – Here all the components to be used in the simulation are specified. A

database is included in the software, or an external database can be installed. Apart from

selecting the components it is also required to specify which type of component it is, this

will define how Aspen calculated thermodynamic properties;

• Methods - Collection of methods and models that Aspen uses to compute thermodynamic

and transport properties;

• Blocks – Wide variety of simulation objects that can be used to assemble a flowsheet. The

options existing in the simulator are mixers/splitter, separators, exchangers, columns,

reactors, pressure changing equipments, manipulators, solid handling equipments and

solids separators;

• Streams – The streams are used as inputs and outputs for the blocks. Inside a stream

temperature, pressure, vapor fraction, total flow basis, total flow rate and composition can

be defined.

20

Beside the basic steps, in this work some other tools or modes were used such as functions for data

regression, reaction definition/calculation or process analysis:

• Chemistry tool – Aspen Plus property tool usually used to describe electrolyte chemistry;

• Data – Raw experimental property data that can be used for estimation or regression of

parameters;

• Regression – Folder where both point-data and profile-data sets can be fitted with intention

of further being applied in regression calculations;

• Regression run mode – Running mode used when regression calculations are needed;

• Reactions – Flowsheet tool in which rate-controlled and non-electrolyte equilibrium

reactions are specified;

• Data Fit – Tool that enables the use of experimental/literature data to determine physical

property model parameters;

• Sensitivity analysis – Tool that determines how a process reacts when varying operating

and design variables;

• Calculator block – Block where Fortran statements or Excel spreadsheets can be inserted

into flowsheet calculations, performing user-defined tasks;

• Design specification – Functioning a lot like feedback controllers, design specification is a

tool where a value that would otherwise be calculated by Aspen Plus, is defined (Spec) and

a target value or expression is inserted as a goal for the Spec. In each Design specification,

a manipulated variable (adjusted variable) is defined in order for the Spec to reach the

Target.

Figure 15 - Aspen Plus Simulation interface

21

Aspen Plus has also some other features such as energy and economy analyzers where pinch

analysis, heat integration or cost calculations can be simulated. There is also the possibility of having a

user-built model using Aspen Custom Modeler.

3.2. Solubility calculations in Aspen Plus – Sugar Example

To achieve the model obtained in this work, three different approaches to describe the precipitation

of lignin in Aspen Plus were taken in account and tested. Throughout this chapter reasons for the need

to test three different methods will be clarified. The first approach was built based in using a property

tool called Chemistry that can be used to describe a salt precipitation reaction or an equilibrium reaction.

Secondly having a CSTR reactor with an equilibrium reaction and finally a Stoichiometric reactor where

a precipitation reaction was defined with a fractional conversion, that is later modified with a Design

specification.

The model was built and validated first for the solubility of sucrose in water and in a water-ethanol

mixture and afterwards applied to calculate the solubility of lignin in a water-ethanol mixture. The

Hildebrand theory and Hildebrand solubility parameter were not used since there was no need to assure

that lignin was soluble in organic mixtures, it was already known from laboratory work that it was soluble.

The first thing to be done was the definition of the components to be used in the simulations, where

sucrose had to be defined twice, once as a solid and once as a liquid (conventional), in order to access

both the liquid and solid results. Also, water and ethanol were defined as conventional, as illustrated in

Figure 16.

The method used for the simulation was NRTL (Non-Random Two-Liquid), which is an activity

coefficient model that correlates the activity coefficients of a compound with is mole fractions, it is

frequently applied to calculate phase equilibrium (Figure 17).

Figure 16 - Definition of the components used to simulate the solubility of sucrose in water and a water-ethanol mixture

22

3.2.1. Data for sugar solubility

A sugar example was used to develop the model due to the ease in obtaining solubility values for

these. The sugar chosen was sucrose and two different datasets had to be found. A first dataset

(Browne, 1912), where the solubility of sucrose would be described for water and a second dataset

(Vlitos, 1995) that could cover the solubility of sucrose in a water-ethanol mixture. The gathered

information is represented in Figure 18.

Figure 17 - Method used for the calculation in the simulation

Figure 18 - Solubility of sucrose in water and in a water-ethanol mixture at different temperatures (Browne, 1912) (Vlitos, 1995)

0

10

20

30

40

50

60

70

80

90

0 20 40 60 80 100

Gra

ms

of

sucr

ose

in 1

00

gra

ms

of

solu

tio

n

Temperature (˚C)

Pure water

0 g ethanol/ 100 g solution

4 g ethanol/ 100 g solution

8 g ethanol/ 100 g solution

12 g ethanol/ 100 g solution

16 g ethanol/ 100 g solution

20 g ethanol/ 100 g solution

23

The data describing the solubility of sucrose in pure water was found in (Browne, 1912). From

Figure 18 it is possible to see that the amount of sucrose dissolved in 100 grams of solution increases

directly proportional to the temperature.

For the solubility of sucrose in a water-ethanol mixture a new dataset was found in (Vlitos, 1995).

This dataset is more limited than the one found for water, the temperature range goes from 15 to 70 ˚C.

In Figure 18 it is noticeable that the data for 0g ethanol/ 100 g solution (pure water) fits with the data

found for the solubility in pure water. With the increase of ethanol content in the solvent, the quantity of

dissolved sucrose per 100 grams of solution decreases which goes along with what is reported in (Akoh

& Swanson, 1990). Akoh & Swanson stated that sucrose was poorly soluble in ethanol, therefore with

the increase of ethanol concentration there is a decrease in the solubility of sucrose.

3.2.2. Chemistry

Chemistry is a property tool in Aspen Plus that can be found in the Properties environment. Here a

reaction is specified and can be of three types, salt precipitation reaction, equilibrium reaction or a

dissociation reaction. In this work, only salt precipitation reactions (equation 3) and equilibrium reactions

equation 4) were tested. The equilibrium constant for salt precipitation reactions is defined by

𝐾 = ∏(𝑥𝑖 ∗ 𝑦𝑖)𝑣𝑖 (3)

In which 𝑣𝑖is the stoichiometric coefficient, 𝛾𝑖 is the activity coefficient and 𝑥𝑖 is the component mole

fraction.

Concerning the way the equilibrium constant is calculated in an equilibrium reaction, Aspen Plus

defines it as being (equation 4),

𝐾 = ∏(𝑥𝑖) ∗ 𝜐𝑖 (4)

where 𝑥𝑖 is the component mole fraction and 𝜐𝑖 is the stoichiometric coefficient.

The definition of these reactions is shown in Figure 19.

24

When using a salt precipitation reaction, a precipitating salt must be defined in the input, whereas

in the equilibrium reaction there is only the need to define the product and the reactant.

Equilibrium constants are required to model salt equilibrium and precipitation reactions, they can

be calculated from correlations as a function of temperature (equation 3), where the temperature is in

Kelvin.

ln(𝐾𝑒𝑞) = 𝐴 +𝐵

𝑇+ 𝐶 ∗ ln(𝑇) + 𝐷 ∗ 𝑇 (5)

The equation parameters needed were obtained through a Data Regression System in Aspen Plus

using the literature values for the solubility of sucrose in water, found in Figure 18 (also found in

Appendix I). The DRS definition and the necessary steps are described in Figure 20.

Figure 19 - Definition of the reactions used in chemistry

Figure 20 - Definitions of the Data Regression System in Aspen Plus

25

In the top right table is inputted the solubility data found in literature (Figure 18) where the standard

deviation value was found in (AspenTech: Knowledge base, 2018). A chemical constraint must be

declared for the solid component, this constraint causes a precipitate to always exist, represented in

Figure 20. Prior from defining this, the Run Mode must be switched to Regression. In the regression

tool, a data set is inputted in the setup, which in this case represents the solubility values found in Figure

18, and in the parameters section the variables to be regressed are chosen by type and then specified

in Name. The desired parameter was K-SALT which represents the equilibrium constants for the salt

precipitation reaction, it is defined four times once for each equilibrium parameter (A, B, C and D). Figure

21 shows this parameter is declared in the regression tool.

The results obtained from the Regression run are automatically admitted to the Chemistry

Equilibrium Constants section (Figure 22), the resulting parameters were used for both the salt

precipitation reaction and equilibrium reaction.

The flowsheet used to simulate the precipitation is presented in Figure 23.

Figure 21 - Parameter definition in Regression run mode

Figure 22 - Equilibrium parameters obtained in DRS

26

The IN stream is composed of sucrose and water and the heater is used to vary the temperature

to see the precipitation occurring. A Sensitivity Analysis was used to vary the heater temperature.

This method was used to simulate the solubility of sucrose in water, the results are presented in

Figure 24.

It is possible to conclude that the sugar precipitation reaction system adapts to the literature values,

where a good fitting is shown. On the other hand, the solubility described by the equilibrium reaction

showed some disparity, evidencing non-adaptability to the literature values. The equilibrium reaction

simulation differs from the literature values because in this case when regressing the equilibrium

parameters, it is not possible to define the constraint where the sucrose must precipitate, therefore there

is no possibility of running the regression to obtain the equilibrium parameters. This constraint definition

is shown in Figure 20.

This tool presents a restriction when trying to use the same methodology to describe the solubility

of sucrose in a water-ethanol mixture. There was a problem regarding the regression of the parameters,

it was not possible to execute because in the solubility model implemented in Aspen Plus it is not

foreseen to use solvent mixtures. Thus, there is no need to allow a regression based on these

constraints.

Figure 23 - Flowsheet used in the chemistry study

50

55

60

65

70

75

80

85

0 10 20 30 40 50 60 70 80 90

g su

cro

se/

100

g so

luti

on

Temperature (˚C)

literature

salt precipitationreaciton

Equilibriumreaction

Figure 24 - Solubility values of sucrose in water calculated in Aspen Plus using the Chemistry tool and the comparison with the literature values

27

3.2.3. Continuous stirred-tank reactor (CSTR)

Since the previous approach cannot be used for the solid being dissolved in a solvent mixture, a

CSTR with an equilibrium reaction was tested. An equilibrium reaction was defined in the Reactions tool

inserted in the flowsheet environment. The definition of that reaction is show in Figure 25.

The reaction’s equilibrium constant was calculated from a built-in expression, same as in the

chemistry (equation 3). A Data fit tool was applied in order to regress the necessary equilibrium

parameters, however this regression was not possible since fitting of plant date was necessary.

Therefore, the parameters used were the same as the ones used in chapter 3.2.2., even though they

do not fit. Figure 26 describes the procedure used to implement the parameters and the choosing of the

equilibrium constant equation.

The flowsheet consisted in an inlet stream where the sucrose and the water masses were detailed,

a CSTR reactor where the initial conditions such as temperature, pressure, and reactor volume were

defined along with the choosing of the reaction delineated previously and finally one outlet stream, as

shown in Figure 27.

Figure 25 – Equilibrium reaction definition in the Reaction section in the flowsheet environment

Figure 26 – Input of equilibrium parameters for the equilibrium reaction

28

The obtained results and the comparison to the results obtained in 3.2.2. are shown in Figure 28.

In Figure 28, it is possible to see that there is no variation in the dissolved sucrose when using this

methodology. Therefore, it does not fit with the literature values, this approach results then in no sucrose

precipitating. A difference even when compared to the values obtained with Chemistry using an

equilibrium reaction occur. This variation arises because the same parameters used in chemistry were

also applied in this reaction, and for equilibrium reactions the equilibrium constant is defined in a different

way.

Regarding the equilibrium parameters, a Data fit tool was used to try to regress them taking in

account both the dependency in temperature and ethanol concentration, but the results obtained were

always the same as the ones implemented before (same as the ones obtained in chemistry).

The difference in the definition of the equilibrium constant conjugated with the usage of the same

equilibrium parameters as in Chemistry, translates into incorrect results. The Aspen Plus knowledge

base also discourages the use of a CSTR reactor to simulate a precipitation/solubility stating that

Chemistry should be used in a flash or heater rather than in this type of reactor (AspenTech: Knowledge

base, 2017).

Since this methodology did not present suitable results for the solubility of sucrose in water, it

was not used to simulate the solubility in a mixture of solvents, in this case water-ethanol mixtures.

Figure 27 - Flowsheet for the CSTR reactor method

50

55

60

65

70

75

80

85

0 20 40 60 80

Dis

solv

ed

su

cro

se (g

/100

g

solu

tio

n)

Temperature

Literature

CSTR

Equilibrium reaction(Chemistry)

Salt precipitationreaction (Chemistry)

Figure 28 - Solubility values of sucrose in water calculated in Aspen Plus using a CSTR reactor and the comparison with the literature values and results obtained using Chemistry

29

3.2.4. Stoichiometric Reactor

The final approach studied was a stoichiometric reactor, which is a reactor that can be used to

model a reaction by specifying the reaction stoichiometry and extent. A precipitation reaction was

defined with the product generation being based in the fractional conversion of the liquid sucrose, the

implementation of the reaction and the fractional conversion are represented in Figure 29.

The fractional conversion was later manipulated through Design specifications. The target

expressions used in the design specifications were obtained through correlations first for the solubility

of sucrose in water and water- ethanol mixtures and later lignin in water-ethanol mixtures.

3.2.4.1. Correlation to define the sucrose solubility in water and its

implementation

In the chemistry tool, the equilibrium constant is defined on a mole fraction concentration basis,

where the equilibrium constant is defined as equation 5, for this system the equilibrium constant can be

defined as equation 6, since there is only one component and the stoichiometric coefficient is one.

In its turn, the built-in equilibrium constant expression is specified in chapter 3.2.2., defined as

equation 3, solving it in order to obtain the equilibrium constant and rearranging both this equation and

equation 6 results in equation 7.

𝑥𝑠𝑢𝑐𝑟𝑜𝑠𝑒(𝐿),𝑜𝑢𝑡𝑙𝑒𝑡 = 𝑒𝐴+𝐵𝑇

+𝐶∗ln(𝑇)+𝐷∗𝑇 (7)

Figure 29 - Precipitation reaction and fractional conversion definition for a stoichiometric reactor

𝐾 = 𝑥𝑠𝑢𝑐𝑟𝑜𝑠𝑒(𝐿),𝑜𝑢𝑡𝑙𝑒𝑡 (6)

30

As explained in 3.2.4. the Target for the design specification would be a correlation that could

describe the sucrose solubility in water. Therefore, equation 7 will be the target for this design

specification, where the Spec is the solubility in the units (grams of dissolved sucrose/ 100 g solution)

presented in the literature (Browne, 1912) – see Figure 18 and Appendix I. These inputs are shown in

Figure 30.

Where LF is the mass flow of liquid sucrose in the outlet stream (in grams/h), EF is the mass flow of

ethanol in the outlet stream (in grams/h), WF is the mass flow of water in the outlet stream (in grams/h)

and TVU is the temperature of the reactor, in degrees Celsius.

Simulating the solubility of sucrose in water using this methodology results in Figure 31.

It is possible to conclude that the calculated values have a good fitting when compared to the

literature values. This fitting shows itself to be an indicator that this methodology works and can further

on be adapted to different cases.

3.2.4.2. Correlation to define sucrose solubility in a water-ethanol mixture

and its implementation

After achieving a functional model for the precipitation of sucrose in water, the next step was to

apply that knowledge to describe the solubility of sucrose in a water-ethanol mixture following the same

Figure 30 - Design specification inputs in aspen plus defined for the water-sucrose system

0

50

100

150

200

250

300

350

400

450

0 10 20 30 40 50 60 70 80 90

g su

cro

se d

isso

lve

d/1

00g

wat

er

Temperature (°C)

Literature

Calculated

Figure 31 - Solubility values for sucrose in water calculated in Aspen Plus using a Stoichiometric reactor with a design specification and the comparison with the literature values

31

methodology, but adapting the inputs to the literature data for that solubility (Vlitos, 1995) – see Figure

18 and Appendix I.

The literature values that were found were able to describe the solubility versus its dependency in

temperature and ethanol concentration, therefore the correlation to be obtained had to take both

dependencies in account. So, first the solubility was represented versus its temperature dependency for

every ethanol concentration. Those values were regressed and fitted, where the best fitting turned out

to be exponential (equation 8), where y represents the sucrose solubility.

𝑦 = 𝐶 ∗ 𝑒𝐷∗𝑥 (8)

All these fittings are presented in Appendix II. An example is shown in Figure 32.

This procedure was repeated for every ethanol concentration in the literature data (Figure 18), in

order to obtain every C and D parameters from all, as shown in Table 1.

Table 1 - Every C and D parameters from the previous fittings in function of the ethanol concentration

All the obtained equation parameters for each ethanol concentration were then plotted versus the

ethanol concentration (all the C values vs ethanol concentration and all the D values vs ethanol

concentration), as seen in Figure 33 and Figure 34.

Ethanol concentration (g/100g solution)

C D

0 63.094 0.0027

4 59.029 0.0032

8 54.984 0.0036

12 51.042 0.0039

16 47.204 0.0042

20 43.438 0.0045

y = 63,094e0,0027x

R² = 0,997364

66

68

70

72

74

76

78

0 20 40 60 80

Sucr

ose

(g/1

00 g

so

luti

on

)

Temperature (˚C)

Figure 32 - Solubility of sucrose versus temperature for an ethanol concentration of 0g/100g of solution (pure water)

32

The resulting equations for the fittings of the C and D values represented above where then used

in equation 8 as being the C and D parameters, respectively. The resulting correlation is represented by

equation 9.

Where 𝐶𝐸𝑡𝑂𝐻 is the ethanol concentration (in g/100 g of solution) and 𝑇𝑟𝑒𝑎𝑐𝑡𝑜𝑟 is the temperature

of the reactor in ˚C. This new correlation was applied in a Design specification using the same procedure

as in chapter 3.2.4.1.. The input of the correlation is presented in Figure 35, where the spec was adapted

to the units presented in literature (Vlitos, 1995) – see Figure 18 and Appendix I.

y = -0,9835x + 62,967R² = 0,9998

0

10

20

30

40

50

60

70

0 10 20 30C

Ethanol concentration (g/100g solution)

y = 9E-05x + 0,0028R² = 0,9876

0

0,001

0,002

0,003

0,004

0,005

0 10 20 30

D

Ethanol concentration (g/100g solution)

Figure 33 - Every C parameter obtained previously versus the ethanol concentration

Figure 34 - Every D parameter obtained previously versus the ethanol concentration

𝑆𝑢𝑐𝑟𝑜𝑠𝑒 𝑠𝑜𝑙𝑢𝑏𝑖𝑙𝑖𝑡𝑦 = (( −0. 9835 ∗ 𝐶𝐸𝑡𝑂𝐻 + 62. 967) ∗ 𝑒[(9∗10−5∗𝐶𝐸𝑡𝑂𝐻+0.0028)∗𝑇𝑟𝑒𝑎𝑐𝑡𝑜𝑟]) (9)

Figure 35 - Design specification inputs in aspen plus defined for the water-ethanol-sucrose system

33

In this case, the Spec is the sucrose concentration in the outlet stream being LF the mass flow of

sucrose in the outlet stream (in grams/h), and MO the total mass flow of the outlet stream (in grams/h).

The new Target is now equation 9, where EF is the ethanol mass flow in the outlet stream (in grams/h).

Following this methodology led to the results presented in Figure 36.

It is possible to identify the fittings of three different calculations with the literature values, for 0 g

ethanol/ 100 g solution, for 8 g ethanol/ 100 g solution and for 20 g ethanol/ 100 g solution. These are

in agreement with the literature values, showing matching values. The concentration of 20g ethanol/ 100

g solution was the maximum presented in the literature values – see Figure 18 and Appendix I, therefore

an extrapolation was also calculated to check if the correlation would work for ethanol concentrations

higher than that one. The calculated extrapolation follows the trend visualized with the other ethanol

concentrations.

3.3. Implementation of lignin solubility

After having achieved a confirmed working model that could describe the solubility in a water-

ethanol mixture, the next step was to apply that model to study the solubility of lignin in a water-ethanol

mixture, which was the goal of this work. The same procedure was used and since a different dataset

had to be used, a new correlation had also to be found, one that could describe that solubility. After

some research, the best data found is presented in Figure 37.

Figure 36 - Solubility values for sucrose in a water-ethanol mixture calculated in Aspen Plus using a Stoichiometric reactor with a design specification and the comparison with the literature values

0

10

20

30

40

50

60

70

80

90

0 20 40 60 80 100

gram

s o

f d

isso

lve

d S

ucr

ose

/100

g S

olu

tio

n 0 g ethanol/100 g solutionliterature

0 g ethanol/100 g solutioncalculated

20 g ethanol/100 g solutioncalculated

20g ethanol/100 g Solutionliterature

8 g ethanol/100 g solutioncalculated

8g ethanol/100g solutionliterature

50 g ethanol/100 g solutionextrapolated

Pure water (browne, 1912)

34

These were the solubility data found for lignin in water-ethanol mixtures (W.J.J. Huijgen, 2010;

Silva, 2012; Ni & Hu, 1995; Wild & Reith, 2010), there was absent information regarding the operating

conditions, so the assumed temperature was 25 ˚C. From all these sets, only the Organosolv lignin

values were used since the process studied in this work is the Organosolv process. A final data set had

to be arranged, Figure 38 shows the Organosolv lignin solubility values.

These four data sets (W.J.J. Huijgen, 2010; Silva, 2012) were combined in order to obtain a final

dataset that could have a higher range in terms of solvent composition, the purple line was conjugated

Figure 38 - Solubility data for lignin in a water-ethanol mixture from different sources

0

5

10

15

20

25

30

35

40

45

0 20 40 60 80 100

Dis

solv

ed

lign

in (

g/l)

Solvent composition (wt% EtOH)

Organosolvlignin (20g/l)

Organosolvlignin (30g/l)

masterthesis Ph = 1

masterthesis Ph = 2

(Silva, 2012)

pH = 1

(Silva, 2012)

pH = 2

Figure 37 - Solubility of different lignins in water-ethanol mixtures

0

5

10

15

20

25

30

35

40

45

0 20 40 60 80 100

Dis

solv

ed

lign

in (g

/L)

Solvent composition (wt.% ethanol)

Alcell lignin (20 g/L)

Organosolv lignin (20g/L)Organosolv lignin (30g/L)Indulin AT lignin

(Silva, 2012) OSL pH =1(Silva, 2012) OSL pH =2

35

with the brown line and the yellow line was conjugated with the black one. The resulting datasets are

shown in Figure 39, two different datasets were obtained differing in the value of pH.

The latter stage was to fit a curve to these values, in order to achieve a correlation that could be

inserted in a design specification, as in chapter 3.2, that was possible recurring to excel. The final curves

for pH=1 and pH=2 are represented in equations 10 and 11, respectively.

𝐷𝑖𝑠𝑠𝑜𝑙𝑣𝑒𝑑 𝑙𝑖𝑔𝑛𝑖𝑛 = −8.885 ∗ 10−7 ∗ 𝐶𝐸𝑡𝑂𝐻5 + 1. 2007 ∗ 10−4 ∗ 𝐶𝐸𝑡𝑂𝐻

4 − 5.290236 ∗ 10−3 ∗ 𝐶𝐸𝑡𝑂𝐻3 + 9.5101534 ∗ 10−2

∗ 𝐶𝐸𝑡𝑂𝐻2 − 5.56086325 ∗ 10−1 ∗ 𝐶𝐸𝑡𝑂𝐻 + 1.09345654 (10)

𝐷𝑖𝑠𝑠𝑜𝑙𝑣𝑒𝑑 𝑙𝑖𝑔𝑛𝑖𝑛 = −1.2787 ∗ 10−6 ∗ 𝐶𝐸𝑡𝑂𝐻5 + 1.64345 ∗ 10−4 ∗ 𝐶𝐸𝑡𝑂𝐻

4 − 6.75134 ∗ 10−3 ∗ 𝐶𝐸𝑡𝑂𝐻3 + 1.111359605

∗ 10−1 ∗ 𝐶𝐸𝑡𝑂𝐻2 − 5.42429967 ∗ 10−1 ∗ 𝐶𝐸𝑡𝑂𝐻 + 0.854969849 (11)

The fittings are not completely accurate since they are not entirely coincident, as shown in Figure

40, and could have been better obtained by fractioning the curves into small fragments and fitting all

those fragments. However, this would require a different approach to be taken in account when trying

to set up lignin solubility in Aspen Plus. Finally, it was decided that the error in the fitting is bearable –

especially considering the quality of available literature data. Figure 40 shows the curves with its

respective fitting curves (the equations were written above, equations 10 and 11, due to the lack of

space to show them in the graphs).

0

5

10

15

20

25

30

35

40

45

0 10 20 30 40 50 60 70

Dis

solv

ed

lign

in (

g/L)

Solvent composition (wt% EtOH)

ph = 1

ph = 2

Figure 39 - Final solubility datasets for lignin in a water-ethanol mixture at 2 different pH values

36

After obtaining the correlations, the one that was chosen to be applied in the simulation was the

pH=1 curve because that fitted curve showed to be more coincident than the pH=2 fitted curve. Figure

41 shows the new Design specification and the inputs used, again the spec was adapted to meet the

units presented in literature – see Figure 38.

In this Design specification, the Spec is the concentration of lignin in the product stream, LF is the

mass flow of lignin in the product stream (in grams/h) and OTL is the total mass flow of the product

stream (in kg/h). The Target is equation 10, where EF is the ethanol mass fraction of the entering stream

of the precipitator (stoichiometric reactor).

The results obtained for the solubility of lignin in a water-ethanol mixture recurring to the

methodology explained here are show in Figure 42.

0

5

10

15

20

25

30

35

40

45

0 10 20 30 40 50 60 70

Dis

solv

ed

lign

in (

g/L)

Solvent composition (%wt EtOH)

ph = 1

ph = 2

Figure 40 - Fittings for the final solubility datasets for lignin in a water-ethanol mixture at 2 different pH values

Figure 41 - Design specification inputs in aspen plus defined for the water-ethanol-Lignin system

37

A good agreement between the Aspen Plus calculation results and literature data is shown. As

expected, the solubility of lignin is lower for low concentrations of ethanol, it then presents a steep

increase until 70 wt.% of ethanol concentration, around the maximum of solubility reported in (Ni & Hu,

1995). Thus, the approach for calculation of the lignin solubility is ready for implementation and

application in Flowsheet simulation.

3.4. Organosolv process

The model obtained in this work had the objective of describing the precipitation of lignin in a water-

ethanol mixture to further on be applied in the pre-existing Organosolv process flowsheet, presented in

(Drljo, 2012). The flowsheet consists in the straw pretreatment, a solid-liquid separation, a cellulose

washing step and separation, a lignin isolation step by precipitation and a solvent recovery block. The

previous lignin isolation precipitation consisted in a stoichiometric reactor where a fractional conversion

was defined, so the model obtained in this work will substitute it in order to be able to calculate the

precipitation based in literature values. The process flowsheet is presented in Figure 43.

0

5

10

15

20

25

30

35

40

0 10 20 30 40 50 60 70

Dis

solv

ed

lign

in (

g/L)

Ethanol concentration (wt.%)

Fitted curve pH=1

Calculated Aspen PluspH=1

Figure 42 - Solubility values for lignin in a water-ethanol mixture calculated in Aspen Plus using a Stoichiometric reactor with a design specification and the comparison with the literature values at 25˚C

38

The flowsheet presented consists of various zones with different goals, which are signaled with

different colors.

The blue zone represents the straw pretreatment zone, where the Organosolv pretreatment is

simulated. The straw is mixed with water, ethanol and a solvent recovery stream being afterwards

heated until 200˚C and fed to the reactor. This reactor represents the extraction where lignin and the

carbohydrates will be extracted for the straw. In the simulation this represents a number of reactions

where the components will be passing from a solid phase to a liquid phase, this is processes by a

stoichiometric reactor controlled by the fractional conversion. This fractional conversion is then adjusted

to fit experimental data using an equivalent number of design specifications. The outlet stream is then

cooled to 40˚C and sent to the solid-liquid separation.

In the green highlighted zone two steps are shown, the solid-liquid separation and the cellulose

washing step. In the separation the solids are separated from the liquid with the dry matter (DM) content

of 30 wt.%, the solids cake is mainly composed by cellulose and has a remaining moisture content of

50%. These solids are discharged into a two-step washing procedure. In the first stage, the obtained

solid cake is washed with pure water to remove lignin and other dissolved solids, this stream will then

be mixed with the liquid fraction from the separation and directed to the precipitator. The second stage

of this washing is done again with pure water in order to prevent ethanol losses, the resulting stream is

constituted majorly by cellulose and hemicellulose. They can then be redirected for biohydrogen

production. The washing stage is simulated as an ideal displacement washing at 40˚C which would

mean that all liquor is ideally replaced by washing liquid. A design specification is built so that the inlet

water is the same as the liquor.

Lignin is precipitated and isolated in the orange zone of the process. The liquid streams from the

previous zone are mixed with a stream of acidified water (pH=1), which represents the antisolvent, the

Figure 43 - Flowsheet used to simulate the Organosolv process

39

streams flow is controlled by a design specification where a ratio between the antisolvent stream and

the dissolved lignin stream is defined as a target. The resulting stream is then sent to a cooler from

where it leaves at 25˚C and afterwards led to the precipitator. In this setup, the precipitation is executed

by a stoichiometric reactor that works with a fixed fractional conversion factor, approach that is studied

in (Drljo, 2012), resulting in a wet lignin product. The fractional conversion factor is based on

experimental results obtained with a defined antisolvent/dissolved lignin stream ration. The outlet stream

is then discharged to a separator, where all the solid lignin is removed with moisture as a final product,

the remaining liquid stream is then redirected to the solvent recovery zone.

The remaining liquid stream is heated up until 70˚C and sent to the distillation column for the solvent

to be recovered. The flowsheet was built so that the ethanol mass fraction in the distillated stream was

around 66% and the ethanol recovery percentage was of 99. For this, two design specifications were

defined, one that had a 99% target of ethanol mass recovery varying the reflux ratio and the other had

66% of ethanol mass fraction as a target and the varied variable was the distillate mass. The obtained

distillate stream is then recycled to the pretreatment zone.

This Organosolv model was modified by implementing the approach for modeling the lignin solubility

as function of ethanol concentration described in chapter 3.3 for the precipitation step, replacing the

fixed fractional conversion approach. This modification will allow to calculate the amount of dissolved

lignin as function of the added amount of antisolvent.

After some tests on the flowsheet, two existing design specifications were removed to ensure a

proper convergence of the Flowsheet - the one that ensured a mass recovery of 99% and the other one

that regulated the amount of antisolvent to be added to the process which now is changed manually or

via sensitivity analysis.

A comparison in the amount of precipitated lignin between the results obtained in this work and the

results obtained using the settings and the antisolvent/dissolved lignin as in (Drljo, 2012) is shown in

Table 2.

Table 2 - Comparison between the amount of lignin precipitated in the existing work and the previous pre-existing settings

Antisolvent/dissolved

lignin ratio Precipitated

lignin (kg/h)

Flowsheet existing in (Drljo, 2012) with the original settings

1.5 624

Results obtained using the model obtained in this work

1.49 609

The amount of lignin precipitated using the methodology studied in this work presents rather suitable

values when compared to value obtained using the flowsheet presented in (Drljo, 2012). The same

antislolvent/dissolved lignin ratio was used in order to be possible to compare. Since the pre-existing

models antisolvent ratio and the settings for the precipitation step are based on experimental results,

the results being quite similar constitutes a proof of the usability of the model studied in this work.

40

Eleven different antisolvent flows were used, varying from 70000 kg/h to 200000 kg/h, the ratio

between the antisolvent and the dissolved lignin varied then from 0.63 to 1.79, so that a wide range was

studied and guaranteed a correct functioning, in the previous study (Drljo, 2012) the used ratio was 1.5.

In order to study the effect of varying amount of antisolvent the lignin solid mass in the product stream

(WETLIG), the reboiler heat duty, the ethanol mass fraction in the distillate stream, the ethanol recovery

in the distillate stream, the ethanol mass fraction before entering the precipitator and the solubility

obtained in the simulations are reported for each simulation run. The figure below shows the variation

of the ethanol mass fraction in the PRECIPIT stream in function of mass of antisolvent added.

The ethanol mass fraction in the PRECIPIT stream is directly related to the mass flow of the

antisolvent stream (Stream H2SO4 in Figure 43), different ratios between the antisolvent stream and

the TOMIX stream result in different ethanol mass fractions in the PRECIPIT stream. In Figure 44, the

ethanol mass fraction decreases with the increase of the mass flow of antisolvent becoming more

diluted, analogously the ratio between these streams increases, their variation is almost linear. The

study of the variation of the ethanol mass fraction is important because the amount of dissolved lignin

is influenced by the ethanol mass fraction in the PRECIPIT stream, through the correlation obtained in

equation 10. Presented below is the variation of the solubility for the same antisolvent flows.

0,00,20,40,60,81,01,21,41,61,82,0

0

5

10

15

20

25

30

35

40

70000 90000 110000 130000 150000 170000 190000

An

tiso

lve

nt/

dis

solv

ed

lign

in

rati

o

Eth

ano

l mas

s fr

acti

on

inle

t p

reci

pit

ato

r (%

)

Antisolvent flow (kg/h)

Ethanolmassfraction (%)

Ratio

Figure 44 - Variation of the ethanol mass fraction in the inlet stream of the precipitator in function of the mass of antisolvent added

41

As seen in Figure 44 the ethanol mass fraction decreases when the antisolvent mass flow

increases. This reduction will translate in lower lignin solubility values since equation 10 is only

dependent on those fractions. In Figure 45, it is possible to see that for antisolvent flows from 70000

kg/h to 120000 kg/h the solubility decrease has a higher steep emphasizing the importance of the

ethanol fraction when working with this solubility. It also shows that for higher flow rates (lower ethanol

mass fraction), the solubility is practically not changing any more. The system showed great adaptability

when compared to the literature values, having higher dispersity in lower antisolvent mass flows. The

difference between the Aspen calculations and the literature values has to do with the maximum and

minimum step chosen in the design specification for the fractional conversion.

Figure 46 shows that the amount of precipitated lignin is higher with increasing antisolvent flow rate

until a certain rate. The lignin solid mass has a growth from 70000 kg/h of antisolvent mass flow until

140000 kg/h, where from then on, the amount of solid lignin in the product stream is slightly reduced.

The solubility of lignin is not varying much from that value on, so with increasing antisolvent flow rates

0

1

2

3

4

5

6

70000 90000 110000 130000 150000 170000 190000 210000

Lign

in s

olu

bili

ty (g

/L)

Antisolvent flow (kg/h)

Solubility ASPEN

Solubility literature

150

250

350

450

550

650

70000 90000 110000 130000 150000 170000 190000

Lign

in s

olid

mas

s (K

g/h

)

Antisolvent flow (kg/h)

Figure 45 - Variation of the solubility of lignin with different dilution ratios and comparison with the literature values

Figure 46 - Variation of the solid mass of lignin in the product stream in function of the antisolvent mass flow

42

some lignin is lost. With the increase of antisolvent flow, the lignin concentration in the solution after

precipitation is slightly decreasing but the lignin mass flow is increasing.

Some results obtained in the recovery zone are also important for the study of this work, especially

for economic reasons. These results are presented in the next figures.

It was seen in chapter 3.4. that one of the existing design specifications had the objective of

achieving a 66% mass fraction in the distillate stream. In the figure above, it is visible that that mass

fraction is around the objective proposed with a small dispersion but still within the tolerance chosen in

Aspen Plus which was 0.01.

The percentage of ethanol recovered in the distillate stream is also extracted from the simulation

and shown in Figure 48. It is possible to conclude that the recovery slightly decreases with the increase

of antisolvent mass flow. For mass flows between 70000 kg/h and 100000 kg/h the recovery is almost

constant, for values higher than 100000 kg/h that recovery is reduced a little. This reduction happens

because the amount of water entering the column is getting higher, therefore with the same column

configurations the amount of ethanol recovered will be smaller. However, although the corresponding

design specification setting the solvent recovery to at least 99%, this specification is met in simulated

cases.

0,50

0,52

0,54

0,56

0,58

0,60

0,62

0,64

0,66

0,68

70000 90000 110000 130000 150000 170000 190000

Eth

ano

l mas

s fr

acti

on

in

dis

tilla

te

Antisolvent flow (kg/h)

Figure 47 - Variation of the ethanol mass fraction in the distillate stream for different antisolvent mass flows

43

As explained in chapter 2.4.1. one of the disadvantages of using the Organosolv pretreatment is

the need to recover as much organic solvent as possible in order to make the process economically

feasible, which can result in high energy consumption in the distillation column. With the increase of

added antisolvent to the process, the column could present a higher energy usage when trying to

recover the solvent since there is a greater mass being inputted to the column. Therefore, an important

aspect to take in account is the reboiler heat duty, shown in Figure 49.

A rather constant reboiler duty is obtained, the values of the reboiler heat duty are directly

connected to the ethanol mass fraction in the distillate. As seen in Figure 47, the ethanol mass fraction

is not constant, and when compared to the reboiler heat duty it shows the opposite behaviour. This is,

when the ethanol mass fraction increases, the reboiler heat duty decreases and vice-versa due to the

99

99,2

99,4

99,6

99,8

100

70000 110000 150000 190000

Eth

ano

l re

cove

ry (%

)

Antisolvent flow (kg/h)

20

25

30

35

40

45

50

70000 110000 150000 190000 230000

Reb

oile

r h

eat

du

ty (M

W)

Antisolvent flow (kg/h)

Figure 48 – Ethanol recovery (%) variation in function of the antisolvent mass flow

Figure 49 – Column reboiler heat duty for different antisolvent mass flows

44

effort made to reach the 66% ethanol mass fraction objective described in this chapter, also the

decrease in the % of ethanol recovery could influence this behaviour.

45

4. Summary and conclusions

The literature review showed that the study of lignin has gain huge interest since it is an easily

obtainable raw material that has no forecast of extinction. Its applications show wide versatility since it

can have chemical applications or simply burnt to produce energy. The extraction of lignin has therefore

been studied more intensively in order to obtain higher yields of lignin and also to ensure it has higher

purity.

The Organosolv process consists on an extraction where the biomass is chemically pretreated with

an organic mixture (ethanol-water in this case), with the main goal of being able to access cellulose,

hemicellulose and lignin. As final products, cellulose, hemicellulose and lignin are then applied in

different ways depending on the final product or goal required.

The main purpose of this work consisted in studying and investigating a model to describe the

precipitation of lignin in an Organosolv process using water-ethanol mixtures recurring to Aspen Plus.

The model’s approach pathway is an alternative to the methodology proposed in (Drljo, 2012), which

leaned on the optimization of that method.

Throughout this work several approaches have been tested using the model system water-sucrose-

ethanol in order to fulfill the goal. The Chemistry tool approach presented itself to be suitable to describe

precipitation, with its results matching the literature values for the solubility, but with the disadvantage

of only being able to be used for a single solvent. The CSTR approach presented unsatisfactory results

due to its incapability to describe solubility/precipitation, no precipitation is seen at any temperature. The

stoichiometric reactor approach was the last method studied in this work. The precipitation simulations

had accurate fitting when compared to the literature values for the solubility of sucrose in water and in

water-ethanol mixtures.

This model was finally used to describe the solubility of lignin in water-ethanol mixtures. For this,

several datasets describing the lignin solubility were found in literature, but with limitations concerning

the operating conditions and the type of lignin studied. It was necessary to conjugate four different

datasets (W.J.J. Huijgen, 2010; Silva, 2012) in order to obtain a complete data collection. Nevertheless,

the quality of the information is relatively poor, especially lacking on information on temperature

dependency of lignin solubility. Fitting correlation parameters in order to obtain an equation to describe

lignin solubility as function of ethanol concentration, was not completely perfect since the fitted curve

was not entirely coincident with the literature values, showing some disparity. However, the simulation

in Aspen Plus using the obtained equations showed reasonable results. Since the approach obtained in

this work showed great indicators of being able to achieve the expected results, the methodology for the

precipitation presented in (Drljo, 2012) was substituted by this one and some case studies were

simulated.

This approach was therefore chosen as a pathway to achieve the aim of the work, by simulating the

precipitation of lignin in a water-ethanol mixture, which turned out to have a suitable fitting compared to

the literature values. In this last approach a series of antisolvent mass flows (from 70000 kg/h – 200000

kg/h) were used, changing the antisolvent/ lignin solution ratios. This directly influenced results such as

46

the lignin mass product flow, the ethanol content in the mixture entering the precipitator, reboiler heat

duty, among others.

The highest value found regarding the amount of precipitated lignin for the antisolvent mass flows

studied was 622 kg/h, at an antisolvent/dissolved lignin ratio of 1.34, representing a lignin extraction

efficiency of 52%. From the previous study (Drljo, 2012) the value obtained was of 624 kg/h at a ratio of

1.5 - which compared to the value obtained in this work (609 kg/h at a ratio of 1.49) is slightly higher,

but still acceptable, proving the functionality of this model. Regarding the reboiler heat duty of the

column, a rather constant behaviour was observed with a minimum of 43.8 MW and 45.35 MW as a

maximum. Concerning the ethanol mass fraction in the distillate stream, this value was also practically

constant around the target proposed in the design specification (66%). As the ethanol mass fraction, the

ethanol recovery percentage is also essentially constant presenting values of recovery higher than

99.5%.

In conclusion, the model obtained in this work and tested in the existing flowsheet in (Drljo, 2012)

had great response when variating the antisolvent/mixture ratio from 0.63 to 1.79. This work shows that

this model presents a significant potential to be used for the description of the precipitation of lignin in a

water-ethanol mixture.

For future work however, firstly there is the need to arrange more complete practical data for that

precipitation that can cover at least its dependency in temperature, pH and ethanol concentration. Since

at the time, the model only takes in account the dependency in ethanol concentration, so there is also

the need to adapt the model in order for it to able to work with datasets that include all the dependencies

described above, such as temperature and pH.

47

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51

Appendix I - Sucrose solubility in water and water ethanol

solutions

Table 3 - Solubility of sucrose in water in function of the temperature (Browne, 1912)

Temperature (˚C) Grams of sucrose in 100 grams of solution

0 64.18

5 64.87

10 65.58

15 66.53

20 67.09

25 67.89

30 68.8

35 69.55

40 70.42

45 71.32

50 72.25

55 73.2

60 74,18

65 75,88

70 76,22

75 77,27

80 78,36

85 79,46

90 80,61

Table 4 - Solubility of sucrose in water/ethanol solutions as function of the temperature (Vlitos, 1995)

52

Appendix II – Auxiliary material to obtain the correlation for the solubility of sucrose in a

water-ethanol mixture

As explained in chapter 3.2.4.2., some fittings had to be done in order to obtain a correlation that could describe the values of the table above with the

variation of temperature and ethanol concentration. The tables and fittings used to obtain the correlation are shown below.

Table 5 - Sucrose solubility in function of the temperature for pure water and a 4g ethanol/100 g solution mixture

Ethanol (0g/100g solution) Parameters Ethanol (4g/100g solution) Parameters

Temperature Sucrose (L) (g/100 g solution)

C 63.094 Temperature Sucrose (L) (g/100 g solution)

C 59.029

15 66.04 D 0.0027 15 62.07 D 0.0032

20 66.72 20 63

25 67.47 25 63.96

30 68.29 30 64.96

35 69.17 35 65.99

40 70.1 40 67.04

45 71.09 45 68.13

50 72.12 50 69.25

55 73.18 55 70.41

60 74.26 60 71.59

65 75.37 65 72.8

70 76.48 70 74.05

53

Table 6 - Sucrose solubility in function of the temperature for a 8g ethanol/100 g solution mixture and a 12 ethanol/100 g solution mixture

Ethanol (8g/100g solution) Parameters Ethanol (12g/100g solution) Parameters

Temperature Sucrose (L) (g/100 g solution)

C 54.984 Temperature Sucrose (L) (g/100 g solution)

C 51.042

15 58.1 D 0.0036 15 54.15 D 0.0039

20 59.09 20 55.2

25 60.12

25 56.27

30 61.18

30 57.37

35 62.26

35 58.5

40 63.38

40 59.65

45 64.52

45 60.83

50 65.7

50 62.03

55 66.9

55 63.26

60 68.14

60 64.52

65 69.41

65 65.8

70 70.7

70 67.11

54

Table 7 - Sucrose solubility in function of the temperature for a 16g ethanol/100 g solution mixture and a 20 ethanol/100 g solution mixture

Ethanol (16g/100g solution) Parameters Ethanol (20g/100g solution) Parameters

Temperature Sucrose (L) (g/100 g solution)

C 47.204 Temperature Sucrose (L) (g/100 g solution)

C 43.438

15 50.21 D 0.0042 15 46.28 D 0.0045

20 51.31 20 47.43

25 52.43

25 48.58

30 53.56

30 49.74

35 54.71

35 50.9

40 55.88

40 52.06

45 57.06

45 53.23

50 58.27

50 54.41

55 59.49

55 55.99

60 60.73

60 56.77

65 61.98

65 57.96

70 63.25

70 59.15

55

y = 59,029e0,0032x

R² = 0,9996

60

65

70

75

0 20 40 60 80

Sucr

ose

co

nce

ntr

atio

n

(g/1

00 g

so

luti

on

)

Temperature (˚C)

Ethanol (4g/100g solution)

y = 54,984e0,0036x

R² = 0,9998565860626466687072

0 20 40 60 80

Sucr

ose

oo

nce

ntr

atio

n(g

/100

g s

olu

tio

n)

Temperature (˚C)

Ethanol (8g/100g solution)

y = 51,042e0,0039x

R² = 1

525456586062646668

0 20 40 60 80

Sucr

ose

co

nce

ntr

atio

n

(g/1

00

g s

olu

tio

n)

Temperature

Ethanol (12g/100g solution)

Figure 51 - Sucrose solubility in function of the temperature for a 4g ethanol/100 g solution mixture

Figure 52 - Sucrose solubility in function of the temperature for a 8g ethanol/100 g solution mixture

Figure 53 - Sucrose solubility in function of the temperature for a 12g ethanol/100 g solution mixture

56

y = 47,204e0,0042x

R² = 0,999948

53

58

63

68

0 20 40 60 80

Sucr

ose

co

nce

ntr

atio

n(g

/100

g s

olu

tio

n)

Temperature (˚C)

Ethanol (16g/100g solution)

y = 43,438e0,0045x

R² = 0,998444

49

54

59

64

0 20 40 60 80

Sucr

ose

co

nce

ntr

atio

n(g

/100

g s

olu

tio

n)

Temperature (˚C)

Ethanol (20g/100g solution)

Figure 54 - Sucrose solubility in function of the temperature for a 16g ethanol/100 g solution mixture

Figure 55 - Sucrose solubility in function of the temperature for a 20g ethanol/100 g solution mixture

57

Appendix III – Final datasets for the solubility of lignin in

water-ethanol mixtures

Table 8 - Final datasets for the solubility of lignin in water-ethanol mixtures

Final datasets

pH = 1 pH = 2

Ethanol concentarion (%) Lignin dissolved (g/l) Ethanol concentarion (%)

Lignin dissolved (g/l)

0.9428 0.1357 0.0000 0.2781

2.0433 0.2715 1.6995 0.3837

3.3009 0.4074 3.4314 0.5506

4.7148 0.4759 5.1633 0.7380

6.1293 0.6120 6.8086 0.8677

8.0149 0.7483 8.3384 0.9685

10.0569 0.8173 10.3590 1.2180

11.6292 1.0209 11.6007 1.2889

13.2014 1.2246 13.0116 1.5588

14.9294 1.2933 14.4000 1.7170

16.6580 1.4296 16.2185 1.9909

17.9155 1.5655 17.8638 2.3487

19.3307 1.7690 19.5957 2.5875

21.0594 1.9053 21.2987 2.8612

22.6323 2.1764 22.6265 3.0851

24.0475 2.3800 24.2987 3.3830

25.3050 2.5159 25.8016 3.7062

26.5639 2.7868 26.9562 3.9544

27.9784 2.9228 29.6984 4.6160

28.9219 3.0585 31.4303 5.1220

29.8654 3.1942 31.7317 6.0832

31.4383 3.4654 32.5746 6.5872

31.6086 3.7444 33.4175 7.1544

32.2907 3.9959 34.2604 7.6584

32.8928 4.3739 35.1035 8.3520

33.5749 4.6253 36.3478 9.1712

34.2168 4.8136 37.1910 9.9281

34.8591 5.2548 37.8734 10.4324

35.6215 5.5693 38.6362 11.0629

36.3438 5.8839 39.3593 12.0097

36.9859 6.1986 39.9218 12.8304

37.4676 6.5137 40.4845 13.8407

38.1097 6.8916 40.9267 14.6616

38.6717 7.2698 41.5296 15.7350

58

39.1133 7.6481 42.1325 16.8085

39.6755 8.2159 42.6955 18.0716

40.0770 8.5312 43.2586 19.3980

40.5187 8.9728 43.7815 20.6613

41.0809 9.6038 44.3447 21.9877

41.4023 10.0456 44.8272 23.0614

41.6837 10.5508 45.3905 24.5142

42.1657 11.1187 45.9938 25.9038

42.4871 11.6238 46.7583 27.9251

42.8086 12.1289 47.5225 29.6936

43.0900 12.6972 48.1660 31.2095

43.6124 13.5180 48.8897 32.6620

44.1350 14.4651 49.4927 33.7987

44.8180 15.4752 50.1758 34.8720

45.3406 16.4224 51.1396 35.8814

45.9032 17.3695 51.9832 36.9544

46.5061 18.4429 52.9066 37.7743

47.1492 19.5795 53.8301 38.5941

47.6316 20.5267 55.0744 39.4134

48.0737 21.2212 56.1980 39.9167

48.5959 21.9155 57.2415 40.5467

49.1587 22.9890 58.3250 41.0502

49.6007 23.6835 59.5689 41.4901

50.2433 24.3776 60.2910 41.6150

50.6050 25.0090

51.0872 25.7666

51.5691 26.2713

52.2117 27.0286

52.7741 27.7228

53.3767 28.5434

53.9792 29.3007

54.4611 29.8055

55.1039 30.6892

55.8267 31.4463

56.4293 32.2036

57.1522 33.0239

57.7947 33.6548

58.2365 34.1596

58.7989 34.9802

59.3211 35.6113

59.7627 35.9897

59

Appendix IV – Final results

Table 9 - Variation of the liquid solid mass of lignin in function of the water flow

Water flow (kg/h)

Lignin solid mass of lignin (Kg/h)

70000 170

75000 262

80000 338

90000 454

100000 532

120000 609

140000 622

150000 617

160000 609

180000 582

200000 545

Table 10 - Variation of the reboiler heat duty in function of the water flow

Water flow (kg/h)

Reboiler heat duty (MW)

70000 45.34694866

75000 44.46150535

80000 44.00431737

90000 45.26580324

100000 45.10893454

120000 44.77263751

140000 43.81759086

150000 44.37111304

160000 45.29189933

180000 44.98594834

200000 44.72681298

60

Table 11 - Variation of the ethanol mass fraction in the distillate stream in function of the water flow

Water flow (kg/h)

Ethanol mass frac distillate

70000 0.6510

75000 0.6585

80000 0.6626

90000 0.6519

100000 0.6533

120000 0.6586

140000 0.6644

150000 0.6595

160000 0.6517

180000 0.6539

200000 0.65527

Table 12 - Variation of the ethanol recovery in function of the water flow

Water flow (kg/h)

Ethanol recovery (%)

70000 99.996

75000 99.994

80000 99.992

90000 99.991

100000 99.986

120000 99.947

140000 99.923

150000 99.906

160000 99.895

180000 99.795

200000 99.613

61

Table 13 - Variation of the ethanol mass fraction and the antisolvent/mixture ratio in function of the water flow

Water flow (kg/h)

Ethanol mass fraction (%)

Antisolvent/mixture ratio

70000 35.88 0.63

75000 34.93 0.67

80000 34.01 0.72

90000 32.33 0.81

100000 30.80 0.90

120000 28.14 1.07

140000 25.91 1.25

150000 24.92 1.34

160000 24.00 1.43

180000 22.35 1.61

200000 20.92 1.79

Table 14 - Variation of the literature solubility of lignin in a water-ethanol mixture and the calculated solubility using Aspen Plus in function of the water flow

Water flow (kg/h)

Solubility ASPEN (g/L)

Solubility literature (g/L)

70000 5.05 5.59

75000 4.5 4.97

80000 4.04 4.45

90000 3.3 3.67

100000 2.86 3.14

120000 2.33 2.55

140000 2.11 2.29

150000 2.08 2.23

160000 2.01 2.18

180000 1.96 2.13

200000 1.95 2.10


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