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R O G E R W . F E R G U S O N , J R .P R E S I D E N T & C E O , T I A A
S C H W A B F I N A N C I A L I N N O V A T I O N A W A R D
B R I A N M O Y N I H A NC H A I R M A N & C E O , B A N K O F A M E R I C A
WELCOME
Thank you for joining us for the 2021 MoAF Gala: A Celebration of our Nation’s Financial Heritage. Tonight, we are delighted to recognize two financial leaders for their significant achievements in the public and private sectors. We honor Roger W. Ferguson, Jr. with the Whitehead Award for Distinguished Public Service and Financial Leadership for his exemplary leadership as President and CEO of TIAA and former Vice Chairman of the Board of Governors of the US Federal Reserve System.
We also honor Brian Moynihan as recipient of the Schwab Financial Innovation Award, which recognizes individuals who have transformed the financial services industry and demonstrated outstanding achievement in advancing entrepreneurship and free enterprise. As Chairman and CEO of Bank of America, Brian has innovated and transformed Bank of America with a focus on superior technology that represents an essential differentiating factor in propelling the bank ahead of the curve.
This year we also recognize Professor Richard Sylla with a Special Recognition of Service presentation for 30 years of service to the Museum, including a decade as Chairman of the Board of Trustees. As a leading scholar in the field of financial history and a trusted advisor to the Board and staff, Dick’s contributions to the Museum have been invaluable.
While 2020 was a difficult year in so many ways, the Museum rose to the challenge by quickly moving its public and educational programs to a virtual format and launching timely exhibits on its website and social media channels. In the pages of this journal, you will learn more about our collections and exhibits; our expansive educational programming; our highly regarded magazine, Financial History; and our robust calendar of events and programs.
We recognize with appreciation our eminent Gala co-chairs and extend a sincere thank you to all those supporting the Museum’s efforts to enhance the nation’s financial awareness. We deeply appreciate your contribution toward making tonight a great success, and we hope to see you in person next year.
David J. CowenPRESIDENT/CEO
Peter A. CohenCHAIR
E V E N I N G P R O G R A M
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C O N S U E L O M A C K W E A LT H T R A C K
H O S T S – W E L C O M E A N D I N T R O D U C T I O N
P E T E R A . C O H E N , M U S E U M B O A R D C H A I R ; C H A I R & C E O , A N D O V E R N AT I O N A L C O R P.
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P R O F E S S O R E M E R I T U S O F E C O N O M I C S , N Y U S T E R N S C H O O L O F B U S I N E S S
I N T R O D U C E D B Y N I A L L F E R G U S O N , M I L B A N K F A M I LY S E N I O R F E L L O W,
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R O G E R W. F E R G U S O N , J R . , P R E S I D E N T & C E O , T I A A
I N T R O D U C E D B Y J A M I E D I M O N , C H A I R M A N & C E O , J P M O R G A N C H A S E
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I N T R O D U C E D B Y M A R C B E N I O F F , C H A I R , C E O A N D C O - F O U N D E R , S A L E S F O R C E
C L O S I N G R E M A R K S
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Carmine DiSibioCEO, EY
William H. DonaldsonFORMER CHAIRMAN,SECURITIES & EXCHANGE COMMISSION
William C. Dudley FORMER PRESIDENT & CEO,FEDERAL RESERVE BANK OF NEW YORK
Robert FauberPRESIDENT & CEO, MOODY’S CORPORATION
Laurence D. FinkCHAIRMAN & CEO, BLACKROCK
Adena FriedmanPRESIDENT & CEO, NASDAQ
James P. Gorman CHAIRMAN & CEO, MORGAN STANLEY
Ken GriffinFOUNDER & CEO, CITADEL
William B. HarrisonFORMER CHAIRMAN & CEO, JPMORGAN CHASE
Chris PerryPRESIDENT, BROADRIDGE
Douglas L. PetersonPRESIDENT & CEO,S&P GLOBAL
Charlie ScharfCEO, WELLS FARGO & CO.
Charles R. SchwabFOUNDER & CHAIRMAN,THE CHARLES SCHWAB CORPORATION
Joseph TarantinoPRESIDENT & CEO,PROTIVITI
Paul TaylorPRESIDENT & CEO,FITCH GROUP
Anne WalkerGLOBAL REAL ESTATE & STRATEGIC INITIATIVES EXECUTIVE, NYC MARKET PRESIDENT, BANK OF AMERICA
Gerald WalkerCEO, ING AMERICAS
Peter A. CohenCHAIR
David CowenPRESIDENT/CEO
Andrea de CholnokyCO-VICE CHAIR
Karen SeitzCO-VICE CHAIR
Sanford F. Crystal TREASURER
Alvi Abuaf
Gregory W. Bauer
Marcy Cohen
Lawrence A. Cunningham
John P. Davidson, III
Peter Davis
Charles Elson*
Eileen Fahey
Adam Goldstein
Martha Clark Goss
Cory Gunderson
Robert H. Hotz
Bradford Hu
Carol Kaimowitz
Myron Kandel
Glenn Kaufman
Ranch Kimball
Mitti Liebersohn
Consuelo Mack
Joseph Mecane
Elizabeth O’Melia
Chris Perry
Brad Peterson
Verne O. Sedlacek
Mark Shenkman
David L. Shuler
Maria E. Smith
Richard Sylla
Saul Van Beurden
Charles V. Wait
John E. HerzogCHAIRMAN & TRUSTEE EMERITUS
B O A R D O F T R U S T E E S
* ADVISORY TRUSTEE
William C. Dudley
William B. Harrison
Henry Kaufman
Duncan Niederauer
Charles R. Schwab
William H. DonaldsonCHAIR EMERITUS
A D V I S O R Y C O U N C I L
M U S E U M O F A M E R I C A N F I N A N C EG A L A C O - C H A I R S
2 0 2 1 G A L A S U P P O R T F R O M T H E F O L L O W I N G G E N E R O U S D O N O R S I S D E E P LY A P P R E C I AT E D *
*A S O F F E B R U A R Y 1 1 , 2 0 2 1
P L AT I N U M S P O N S O R S Bank of AmericaKenneth C. Griffin Charitable FundTIAA
B R O N Z E S P O N S O R S The Adirondack Trust CompanyAvison YoungBloomberg PhilanthropiesBroadridge Financial SolutionsCon EdCrystal Financial Institutions, a division of Alliant
Martha Clark GossINGMoody’sKaren SeitzSmith Affiliated CapitalWells Fargo
G O L D S P O N S O R S BlackRockCharles R. Schwab
Davis PolkJPMorgan Chase & Co. S&P Global
S I LV E R S P O N S O R S AnonymousCitiPeter A. CohenWilliam H. DonaldsonEYFitch GroupAdam Goldstein John HerzogInvestCloud Financial Supermarket
Carol KaimowitzGlenn KaufmanMorgan StanleyProtivitiMark ShenkmanStarr Foundation/Starr Companies Richard SyllaVanEckWilliam Penn Foundation
THE WHITEHEAD AWARD
John Whitehead announced the creation of the Whitehead Award for Distinguished Public Service and Financial Leadership at the Museum’s Inaugural Gala in 2008. Mr. Whitehead’s career characterized the dual dedication to advancing the financial world and the world of public service.
Highly esteemed for his own dedication to excellence, and his numerous contributions to our society, Mr. Whitehead introduced this award to pay tribute to others who have similarly demonstrated their professional commitment to a culture of service and have achieved distinction in both the public and private sectors.
The Museum has been privileged to recognize the following outstanding leaders in finance with the Whitehead Award in previous years: Paul Volcker (2009), William Donaldson (2010), Peter Peterson (2011), Felix Rohatyn (2012), William Harrison (2013), Duncan Niederauer (2014), David Rubenstein (2015), Robert Rubin (2016), Lawrence Summers (2017) Timothy Geithner (2018), Janet Yellen (2019) and James Gorman (2020).
ROGER W. FERGUSON, JR. 2021 RECIPIENT OF THE WHITEHEAD AWARD FOR DISTINGUISHED PUBLIC SERVICE AND FINANCIAL LEADERSHIP
Roger W. Ferguson, Jr., is President and CEO of TIAA, the leading provider of retirement services in the academic, research, medical and cultural fields and a Fortune 100 financial services organization. Under his leadership, TIAA has more than doubled its assets under management to more than $1 trillion, becoming one of the world’s top asset managers, and has created innovative
guaranteed lifetime income solutions designed to improve retirement outcomes for millions of Americans. Mr. Ferguson is also a proud champion of inclusion and diversity – within the company and for people everywhere. He has campaigned prominently for broad access to financial advice and planning resources, pushed corporate boards to become more diverse and published widely on the impact of systemic inequities on the economy, health and education.
Mr. Ferguson is the former Vice Chairman of the Board of Governors of the US Federal Reserve System. As the only Governor in Washington, DC on 9/11, he led the Fed’s initial response to the terrorist attacks, taking actions that kept the US financial system functioning while reassuring the global financial community that the US economy would not be paralyzed.
Mr. Ferguson was previously head of financial services for Swiss Re, an Associate and Partner at McKinsey & Company and an attorney at Davis Polk & Wardwell. He is a member of the Smithsonian Institution’s Board of Regents and serves on the New York State Insurance Advisory Board and the boards of Alphabet, General Mills and International Flavors & Fragrances.
A fellow of the American Academy of Arts & Sciences, he also serves on the boards of the American Council of Life Insurers, The Conference Board, the Institute for Advanced Study and Memorial Sloan Kettering Cancer Center.
Mr. Ferguson holds a BA, JD and a Ph.D. in economics, all from Harvard University.
THE SCHWAB FINANCIAL INNOVATION AWARD
Since Alexander Hamilton became the nation’s first Secretary of the Treasury in 1789, financial innovation has been a cornerstone of the American economy. He created new financial ideas and products, enhanced existing ones and built the foundation of a sustainable financial system that endures to this day. These innovations included assumption of the state and national debts left over from the Revolutionary War;
the creation of a Treasury bond market; the use of the dollar as a convertible currency; and the establishment of a national central bank. When Hamilton entered office, American credit was at junk status. At the time of his retirement six years later, the nation’s credit was stellar.
The nation responded by chartering banks and other business corporations that allowed savers and users of capital to freely interact. Then exchanges were created, as private traders and investors formed securities markets and stock exchanges to provide liquidity for the new government bonds and corporate shares. For more than two centuries since Hamilton’s era, others have added vitality to our financial system by introducing cutting-edge innovations in the form of new institutions, new markets and new financial instruments.
In 2016, the Museum of American Finance introduced the Financial Innovation Award, recognizing pioneering individuals who, in our own time, have kept this tradition alive and moving forward. Charles Schwab was the inaugural honoree and has generously lent his name to the award. The Museum has recognized Joe Ricketts (2017), Ken Griffin (2018), Laurence D. Fink (2019) and Dan Schulman (2020) with this award.
BRIAN MOYNIHAN2021 RECIPIENT OF THE SCHWAB FINANCIAL INNOVATION AWARD
Brian Moynihan is the Chairman of the Board and CEO of Bank of America. He leads a team of more than 200,000 employees dedicated to making financial lives better for people, companies of every size and institutional investors across the United States and around the world.
Bank of America has been recognized as a leader in financial services, including on Fortune magazine’s list of The Best Big Companies to Work
For, named Global Finance’s Best Bank in the United States and North America in 2020 and placed on Forbes’ World’s Best Employers List in 2019. The company is the top global bank on Fortune’s Change the World list. It was also the 2019 Catalyst Award winner for supporting the continued development, empowerment and advancement of women in the company and around the world, and is recognized annually as a top employer by Working Mother, LATINA Style, Black Enterprise, Military Times and US Veterans Magazine. Bank of America is included in the Forbes Corporate Responders List of 25 companies leading through the health crisis caused by the coronavirus.
Mr. Moynihan participates in several organizations that focus on economic and market trends, including the World Economic Forum International Business Council (Chair), the Financial Services Forum, the Bank Policy Institute, the Business Roundtable, the Clearing House, the American Heart Association CEO Roundtable (co-Chair), the Business Council and the Federal Advisory Council of the Federal Reserve Board.
Mr. Moynihan leads Bank of America’s Global Diversity and Inclusion Council and is a member of the museum council for the Smithsonian’s National Museum of African American History and Culture. He is also a member of the Brown University Corporation’s Board of Fellows, the Catalyst Board of Directors, the Council on Competitiveness Board of Directors, the Congressional Medal of Honor Foundation Board and the Appeal of Conscience Board of Trustees.
DR. RICHARD SYLLAS P E C I A L R E C O G N I T I O N O F S E R V I C E
Tonight, we recognize Dr. Richard Sylla for 30 years of service to the Museum, including a decade as Chairman of the Board of Trustees. Dr. Sylla joined the Museum as a member of the Financial History editorial board upon his arrival in New York in 1991, and he served as an editorial advisor until 2007. In 2004, he joined the Museum’s Board of Trustees and began giving “Fun with Financial History” lessons at each Board meeting, offering historical insights into current events to his fellow
trustees. In 2010, Dr. Sylla was elected Chairman of the Board, and he served in that capacity until stepping down in 2020. He continues to serve as a member of the Board and is also a frequent guest curator of the Museum’s exhibits, including the 2020 online exhibit, “Pandemics & Epidemics: Financial and Economic Effects.”
In addition to his service to the Museum, Dr. Sylla is Professor Emeritus of Economics and the former Henry Kaufman Professor of the History of Financial Institutions and Markets at the New York University Stern School of Business. He is the author of 12 books, including Alexander Hamilton: The Illustrated Biography, Genealogy of American Finance, The American Capital Market 1846-1914, A History of Interest Rates and Alexander Hamilton on Finance, Credit and Debt, which he co-authored with Museum President David Cowen. He has written over 90 scholarly articles that have appeared in numerous textbooks and publications, including the Journal of Economic History, Explorations in Economic History, Small Business and American Life: A History and Business and Economic History.
Dr. Sylla has served as editor of the Journal of Economic History, as well as the editorial boards of many other journals, including Enterprise and Society and Economic and Financial History Abstracts. He also served as President of the Economic History Association and the Business History Conference. He received his undergraduate degrees and Ph.D. from Harvard University.
In 2012, Dr. Sylla was elected a Fellow in the American Academy of Arts & Sciences.
MARC BENIOFF
Marc Benioff is Chair, Chief Executive Officer and Co-Founder of Salesforce and a pioneer of cloud computing. Under his leadership, Salesforce is the #1 provider of Customer Relationship Management (CRM) software globally. Mr. Benioff was named “Innovator of the Decade” by Forbes and is recognized as one of the World’s 25 Greatest Leaders by Fortune and one of the 10 Best-Performing CEOs by Harvard Business Review. For his leadership on equality,
Mr. Benioff has been honored by GLAAD, the Billie Jean King Leadership Initiative and Variety Magazine with its EmPOWerment Award. A member of the World Economic Forum (WEF) Board of Trustees, he serves as the inaugural Chair of WEF’s Forum Center for the Fourth Industrial Revolution in San Francisco. Mr. Benioff is the owner and Co-Chair of TIME and the author of the New York Times bestseller Trailblazer: The Power of Business as the Greatest Platform for Change.
PETER A. COHEN
Peter A. Cohen is the Founder of Peter Cohen LLC, an investment platform with holdings in technology and biotechnology companies, as well as an arbitrage fund. He is also Chair and CEO of Andover National Corporation, an investment company specializing in environmental services businesses. He is the former Chair and CEO of Cowen, Inc., former Chair and CEO of Shearson Lehman and the Founder of Ramius Capital. Mr. Cohen is the inaugural recipient of the Museum’s Lifetime
Achievement Award and was elected Chair of the Museum in 2020. He has served on the boards of numerous prestigious institutions and is currently Lead Director of Scientific Games Corporation.
JAMIE DIMON
Jamie Dimon is Chairman of the Board and CEO of JPMorgan Chase & Co., a global financial services firm with assets of $3.2 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers, small business, commercial banking, financial transaction processing and asset management. Mr. Dimon became CEO on January 1, 2006 and one year later also became Chairman of the Board. He was named
President and COO upon the company’s merger with Bank One Corporation on July 1, 2004. He joined Bank One as Chairman and CEO in 2000.
DAVID J. COWEN
David Cowen has been the Museum’s President since 2009. Under his leadership, the Museum has created two dozen rotating exhibits, instituted a free finance academy for high school students and led board growth from 10 to 35 members. He holds a BA from Columbia College, an MBA from the Wharton School of Business and an MA and Ph.D. in American history from NYU. He has written extensively on US financial history and is the co-author of Alexander Hamilton on
Finance, Credit, and Debt and Financial Founding Fathers: The Men Who Made America Rich. He is a founding Co-Chair of the International Federation of Finance Museums (IFFM) and has served on the Smithsonian Affiliates Advisory Council and the Federal Reserve Board’s Centennial Advisory Council.
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NIALL FERGUSON
Niall Ferguson, MA, D.Phil., is the Milbank Family Senior Fellow at the Hoover Institution, Stanford University, and a senior faculty fellow of the Belfer Center for Science and International Affairs at Harvard. He is also a visiting professor at Tsinghua University, Beijing. He is the author of 16 books, including The House of Rothschild, Civilization and Kissinger, 1923-1968: The Idealist, which won the Council on Foreign Relations Arthur Ross Prize. He is an
award-making filmmaker, having won an international Emmy for his PBS series The Ascent of Money. In addition, he is the Founder and Managing Director of Greenmantle LLC, a New York-based advisory firm; a co-founding board member of Ualá, a Latin American financial technology company. His most recent book, The Square and the Tower, was a New York Times bestseller. A three-part television adaptation, Niall Ferguson’s Networld, aired on PBS in March 2020.
CONSUELO MACK
Consuelo Mack is the Executive Producer and Managing Editor of “Consuelo Mack WealthTrack” on public television. Her show is the only program on television devoted to helping individuals build and protect their wealth over the long-term. Money magazine has called Ms. Mack “The Best Money TV Host.” Her long and distinguished career in business journalism includes nearly two decades as the Anchor and Managing Editor of “The Wall Street Journal Report,”
which won the Overseas Press Club and Gracie Awards during her tenure. Among her many honors is the first Lifetime Achievement Prize for Women in Financial Electronic Journalism, given by the Women’s Economic Round Table. She has been a member of the Museum’s Board of Trustees since 2012.
BOB PISANI
Bob Pisani is the On-Air Stocks Editor for CNBC. A CNBC reporter since 1990, Pisani has covered Wall Street and the stock market for nearly 20 years. He covered the real estate market for CNBC from 1990-1995, then moved on to cover corporate management issues before becoming Stocks Correspondent in 1997. In addition to covering the global stock market, he also covers initial public offerings (IPOs), exchange-traded funds (ETFs) and financial market
structure for CNBC. In 2017, Pisani was honored with a Lifetime Achievement Award from the Security Traders Association of New York for “dedication to the Association and the Industry.”
MUSEUM OF AMERICAN FINANCE
Finance impacts everyone. As a socially-relevant organization, the Museum of American Finance (MoAF) seeks to improve understanding of the influence of financial institutions and capital markets on the US and global economies, and on individuals’ lives. The nation’s only independent museum dedicated to finance and financial history educates the public through exhibits, financial literacy programs and public events. The Museum seeks to empower individuals of all backgrounds to strive toward financial independence, while encouraging curiosity and discovery. The Museum, an affiliate of the Smithsonian Institution, was founded in 1989.
On March 5, 2020, the Museum opened “Ebb & Flow: Tapping into the History of New York City’s Water,” an exhibition in partnership with the NYC Municipal Archives. Later that month, when in-person exhibits closed due to the pandemic, the Museum quickly pivoted to offer its content in a virtual format.
On May 8, the Museum posted the first video in its eight-part “Out of the Vault” series, exploring some of the most important objects and documents from its permanent collection. And in June, the Museum launched “Pandemics & Epidemics: Financial and Economic Effects,” an online exhibit accompanied by a cover story in Financial History magazine and lunchtime event with co-curator, Dr. Richard Sylla.
Most recently, the Museum and its collection digitization partner, Heritage Werks, provided historical consulting for the Nasdaq’s 50th anniversary virtual exhibit, which launched on February 8, 2021.
PROGRAMMING & OUTREACH
Financial education is at the heart of the Museum’s mission, and more than 106,000 students have participated in its education programs since 2009. A highlight of the Museum’s educational initiatives is the Museum Finance Academy (MFA), a unique personal finance certificate course offered free of charge to high school juniors and seniors. The program – which in 2020 moved to an online format
and was supported by Con Edison – provides a foundation in personal finance along with the ability to earn partial college scholarships.
The Museum also offers a robust series of more than 30 public events per year, including talks, panel discussions, film screenings, conferences and walking tours. Among the distinguished participants are Nobel laureates and industry leaders, as well as award-winning authors. Notable speakers from previous years include: Sheila Bair, Stacey Cunningham, Aswath Damodaran, Steve Forbes, James Grant, Bob Kerrey, Seth Klarman, Andrew Lo, Carol Loomis, Howard Marks, Dan Schulman, Joseph Stiglitz, Larry Summers and Cameron & Tyler Winklevoss. Panel discussions have addressed the topics of “Corporate Sustainability,” “Democratizing Finance,” “The Blockchain and the Future of Everything” and “Restoring American Economic Dynamism.”
In Spring 2020, the Museum shifted its programming to a Zoom format, leading to an expanded number of events and a four-fold increase in attendance.
In the past year, featured speakers included Howard W. Buffett, Joseph Calandro, Jr., Lawrence Cunningham, JC de Swaan, Ed Freeman, Shennette Garrett-Scott, Tim Geithner, Joel Greenblatt, Bruce Greenwald, Bob Pisani, Nicholas Sargen and Robert Shiller, among others. Many of the Museum’s programs are presented in partnership with the Fordham University Gabelli Center for Global Security Analysis.
The Museum is proud to announce that (left to right) Aditya Sriram, Sosona Nasimova, Mark Gervis and Dora Chanhave received the MFA merit scholarships for the Fall 2020 semester.
COLLECTIONS & PUBLICATIONS
As part of its mission to preserve and present the history and practice of finance in the United States, the Museum actively collects important documents and artifacts related to the capital markets, money, banking and free enterprise. The archive houses thousands of documents, certificates and examples of currency, including the nation’s premier collection of 18th century US financial documents, as well as artifacts ranging from vintage stock tickers to Wall Street memorabilia. The collection also includes photographs, prints, books and periodicals pertaining to the history of finance, business and economics.
The Museum’s quarterly membership magazine, Financial History, is the internationally-recognized source for the history of commerce and the development of the American capital markets. Financial History is available as a full-color digital edition and can be accessed free of charge at www.fhmagazine.org. In addition to its magazine, the Museum publishes books and exhibit catalogs, including Genealogy of American Finance, which features the histories and family trees of the 50 largest US banks.
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Davis Polk is proud to support the Museum of American Finance and joins in special recognition of Roger Ferguson and Brian Moynihan.
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Bank of America is proud to support the Museum of American Finance
We salute tonight’s honorees, including our Chairman and CEO Brian Moynihan, for their collective contributions and leadership.
PROCEEDS FROM THE 2021 GALA
help support all aspects of the
Museum of American Finance’s mission
to promote financial education by preserving,
exhibiting and teaching about American finance
and financial history.
FOR SPONSORSHIP AND PARTICIPATION
IN THE 2022 GALA, CONTACT MINDY ROSS
M U S E U M O F A M E R I C A N F I N A N C E
W W W. M O A F . O R G
