Morphology
Class 10 & 11
Derivation & Inflection
FS 2014
Rik van Gijn
You will learn
√ About derivation and inflection
√ About criteria to distinguish them
√ Approaches to morphology that hinge on the distinction infl-der
√ About a more refined subdivision between inherent and contextual
inflection
√ Another typological parameter: locus of marking
Goal of this class
Derivation
Ideal picture
Inflection
Provides new
lexemes
Provides forms
of lexemes
Lexicon Syntax
Derivation
More realistic picture?
Inflection
Provides new
lexemes
Provides forms
of lexemes
Lexicon Syntax
LexemePhonologicalwordGrammaticalword
Types of words
Lexical integrityDomain
phonological and prosodic rules
Distinction derivation and
inflection
Criteria for the distinction between derivation and inflection
1. Meaning
2. Change of category
3. Regularity of meaning
4. Productivity
5. Position in the template
6. Obligatoriness
7. Relevance to syntax
Criteria for the distinction between derivation and inflection
1. Meaning
Inflectional feature values
Derivational meanings
-
+
Semantic content
Criteria for the distinction between derivation and inflection
1. Meaning
Inflectional features and their values
Haspelmath & Sims 2010
Criteria for the distinction between derivation and inflection
1. Meaning
Inflectional features and their values
Haspelmath & Sims 2010
HonorificsComparativeVoicePolarityDependent verb forms
Criteria for the distinction between derivation and inflection
1. Meaning
Derivational meanings
Haspelmath & Sims 2010
Diverse group.
Some meanings are common cross-linguistically (e.g. agent noun,
quality noun) but some are highly specific.
Big Nambas
dui ‘man’ dui-et ‘sacred man’
navanel ‘road’ navanel-et ‘sacred road’
French
pomme ‘apple’ pomm-ier ‘apple tree’
poire ‘pear’ poir-ier ‘pear tree’
Criteria for the distinction between derivation and inflection
1. Meaning
The criterion of meaning is a useful starting point, but as a decisive
criterion, it has at least the following problems
1. It is rather difficult to decide on a cut-off point of semantic content
in an objective way
2. For some languages it makes sense to call, say, voice morphology
derivational; for other languages it may be more useful to call voice
morphology inflectional see also number
Criteria for the distinction between derivation and inflection
2. Change of category
One characteristic that one often encounters in derivational affixes, is that they
change the lexical class category of the base they attach to. Inflectional affixes
do not do this.
Criteria for the distinction between derivation and inflection
2. Change of category
Some common derivational meanings
Haspelmath & Sims 2010
Criteria for the distinction between derivation and inflection
2. Change of category
However, derivation does not necessarily lead to other lexical classes.
Haspelmath & Sims 2010
Criteria for the distinction between derivation and inflection
2. Change of category
But: What is a category?
Bauer:
If we define category at the coarse level of noun, verb, adjective, then the criterion isolates some derivational affixes but fails to distinguish between the other derivational affixes and inflectional ones. If we work with an extremely delicate notion of category, it is not clear that the criterion will work at all.
Criteria for the distinction between derivation and inflection
3. Regularity of meaning
The interpretation of inflectional markers is regular, that of derivational markers
often is not
Criteria for the distinction between derivation and inflection
3. Regularity of meaning
- Derivational markers with regular meaning, especially very productive ones,
like -er and -able
The interpretation of inflectional markers is regular, that of derivational markers
often is not
Criteria for the distinction between derivation and inflection
3. Regularity of meaning
- How do we determine meaning?
The interpretation of inflectional markers is regular, that of derivational markers
often is not
Bauer (96):
beaver-etteflannel-ettemaison-ettekitchen-ettesuffrag-etteusher-ette
Criteria for the distinction between derivation and inflection
3. Regularity of meaning
- How do we determine meaning?
The interpretation of inflectional markers is regular, that of derivational markers
often is not
Bauer (96):
beaver-etteflannel-ettemaison-ettekitchen-ettesuffrag-etteusher-ette
Three meaningsi. small (as in kitchenette, maisonette),ii. female (as in suffragette, usherette) andiii. mock material (as in beaverette, flannelette).
Criteria for the distinction between derivation and inflection
3. Regularity of meaning
- How do we determine meaning?
The interpretation of inflectional markers is regular, that of derivational markers
often is not
Bauer (96):
beaver-etteflannel-ettemaison-ettekitchen-ettesuffrag-etteusher-ette
Three meaningsi. small (as in kitchenette, maisonette),ii. female (as in suffragette, usherette) andiii. mock material (as in beaverette, flannelette).
One meaningDiminutive = 'small in size' but can, in our society, imply one of two things:i. delicacy (as with women) orii. inferior quality (as with the materials and - possibly - with the women).
Criteria for the distinction between derivation and inflection
4. Productivity
What is productivity?
Inflection is productive, derivation is semi-productive
Criteria for the distinction between derivation and inflection
4. Productivity
What is productivity? (Lieber 2009)
-ness attaches to adjectives, and creates nouns. For a base meaning ‘X’, the derived noun means ‘the state of being X’.
modern modernitypure purity
-th attaches to adjectives, and creates nouns. For a base meaning ‘X’, the derived noun means ‘the state of being X’.
-ity attaches to adjectives, and creates nouns. For a base meaning ‘X’, the derived noun means ‘the state of being X’.
warm warmthtrue truth
happy happinessdark darkness
Criteria for the distinction between derivation and inflection
4. Productivity
What is productivity? (Lieber 2009)
lovelycoolcrudeevilgoogleablerusticmustyinconsequentialfelinetoxicbovine
Criteria for the distinction between derivation and inflection
4. Productivity
What is productivity?
A morphological pattern or rule is productive if it can be applied to
new bases to create new words
- Productivity is a relative notion
- Productivity is a synchronic notion
- Productivity ≠ Frequency
- Productivity ≠ Analyzability
Criteria for the distinction between derivation and inflection
4. Productivity
What is productivity?
A morphological pattern or rule is productive if it can be applied to
new bases to create new words
- Productivity is a relative notion
- Productivity is a synchronic notion
- Productivity ≠ Frequency
- Productivity ≠ Analyzability
Comparative % of first citations of -dom per Century (Lieber 2009)
Criteria for the distinction between derivation and inflection
4. Productivity
Lieber 2009: 61
Factors contributing to productivity
segmentabilitycompositionality
restrictions on base- categorial- other
the (cultural-historical) needs of a society
Criteria for the distinction between derivation and inflection
4. Productivity
Lieber 2009: 61
Factors contributing to productivity
segmentabilitycompositionality
restrictions on base- categorial- other
the (cultural-historical) needs of a society
Semantic restrictions e.g. * Bäum-in is nonsensicale.g. -tum restricted to nouns denoting people
Criteria for the distinction between derivation and inflection
4. Productivity
Phonological restrictions
Examples of restrictions
Etymological restrictions
Haspelmath & Sims 2010
Criteria for the distinction between derivation and inflection
4. Productivity
- Some derivational affixes (like -able) are very productive
- Some inflectional affixes are not fully productive (e.g. deponent verbs -
see for instance modal verbs in English which do not take -s or -ing)
- But base definition is generally simpler (i.e. in terms of categorial
restrictions) for inflection than for derivation
Inflection is productive, derivation is semi-productive
Criteria for the distinction between derivation and inflection
4. Productivity
- Some derivational affixes (like -able) are very productive
- Some inflectional affixes are not fully productive (e.g. deponent verbs -
see for instance modal verbs in English which do not take -s or -ing)
- But base definition is generally simpler (i.e. in terms of categorial
restrictions) for inflection than for derivation
Inflection is productive, derivation is semi-productive
The definition of the base is more likely to be just
categorial for inflection than for derivation; derivation
is more likely to require further specification.
Criteria for the distinction between derivation and inflection
5. Position in template
1. Statistical tendency not criterial (one needs an apriori decision about
what is derivational and inflectional)
2. Counterexamples:
interest·ed·lyexaggerate·d·lyreport·ed·lyaccord ·ing·lylov·ing·nessbound ·ed ·nessfor·giv·ing·nessstartl-ing·ness
derivation is closer to the root than inflection
Bauer 2003
Criteria for the distinction between derivation and inflection
6. Monomorphemic replacability
Derivational constructions can be replaced by monomorphemic forms inflected
forms can’t
Patriot-ism is good for a nation
Oil is good for a nation
Lee always arrives at noon
*Lee always come at noon
Bauer 2003
Criteria for the distinction between derivation and inflection
6. Monomorphemic replacability
Relates to obligatoriness
Inflectional features are obligatorily expressed on all applicable word-forms.
Derivational meanings are not obligatorily expressed
Derivational constructions can be replaced by monomorphemic forms inflected
forms can’t
Criteria for the distinction between derivation and inflection
6. Monomorphemic replacability
- Fails in inflectional languages
- Optionality of inflection (e.g. optional case marking)
Derivational constructions can be replaced by monomorphemic forms inflected
forms can’t
Criteria for the distinction between derivation and inflection
7. Relevance to syntax
Inflection is relevant to syntax, derivation is not.
Government: the situation where a word (typically a verb or adposition)
requires another word to have a particular inflectional value.
Agreement
Haspelmath & Sims 2010
Criteria for the distinction between derivation and inflection
7. Relevance to syntax
Inflection is relevant to syntax, derivation is not.
Agreement: Some systematic covariation between a semantic or formal
property of one element and a formal property of another. Steele (1978:610).
the system works
controller target
feature: number
value: singular
domain
Corbett 2008:5
Criteria for the distinction between derivation and inflection
7. Relevance to syntax
Inflection is relevant to syntax, derivation is not.
Agreement: Some systematic covariation between a semantic or formal
property of one element and a formal property of another. Steele (1978:610).
Criteria for the distinction between derivation and inflection
7. Relevance to syntax
Inflection is relevant to syntax, derivation is not.
What about tense, aspect, mood, etc.?
Consecutio temporum
I want to buy a car
He said that he wanted to buy a car
Inflection versus derivation
What to do?
Give up the distinction
Dichotomy approach
Accept gradience
Inflection versus derivation
What to do?
Give up the distinction
This has enormous consequences for how morphology is approached. It
would mean giving up the notion of lexeme (in spite of its rather intuitive
appeal).
It would also mean that we can no longer account for the different tendencies
associated with inflection and derivation.
It also has consequences for how you deal with the architecture of language.
You would have to argue for either treating all of morphology as lexical (listed)
information or all of morphology as abstract processes. It may therefore mean
that we should give up the distinction between morphology and syntax or
between morphology and the lexicon.
Inflection versus derivation
What to do?
The dichotomy approach
Proponents of a dichotomy approach to the distinction between derivation and
inflection usually emphasize relevance to syntax as the all-important criterion,
and often also obligatoriness and generalized application.
These scholars are usually proponents of the split-morphology view, in which
derivation and compounding takes place in the lexicon, and inflection only
after syntax.
Derivation & compounding Syntax Inflection
Inflection versus derivation
What to do?
Accept gradience
This may be closer to the truth, but it is rather hard to work with. If you want to
look at certain inflectional properties, you want to be able to either include or
exclude a marker in a particular language, not only for a little bit.
Like so many linguistic phenomena, we simply say that there is a prototypical
or canonical notion of both derivation and inflection, and accept that they
phade into each other in the middle.
Inflection versus derivation
Inherent versus contextual inflection
Inherent inflection: inflection that is relevant to the syntax, but which conveys
some independent information as well (e.g. tense, aspect, number on nouns,
some peripheral case markers)
Contextual inflection: required by the syntactic context (government and
agreement)
Inflection versus derivation
Inherent versus contextual inflection
DERIVATION INHERENT CONTEXTUAL
INFLECTION INFLECTION
Another typological parameter for contextual inflection
Locus of marking
Syntactic head
- Contains the crucial semantic information: it determines the meaning
and class of the entire constituent
-Has the same distribution as the entire constituent
-Can normally not be left out
-Selects dependents
Another typological parameter for contextual inflection
Locus of marking
Head Dependent
adposition object NP
verb arguments
Possessed NP Possessor NP
Noun Adjective
The question to answer for Locus of Marking is: if there is any morphological marking (contextual inflection) indicating the relation between head and dependent (case, agreement), where does it appear?
Another typological parameter for contextual inflection
Locus of marking: where does contextual information appear?
head-marking: on the
head
dependent-marking:
on the dependent
double marking: on
both
no marking: there is
no contextual
inflection for the
relation
Another typological parameter for contextual inflection
Locus of marking: subject-verb, object-verb
Tzutujil (Guatemala)
nuuyon x-ø-in-b’an ja jaay
I.alone tense-3sg-1sg-make the house
‘I alone built the house.’
Eastern Pomo (California)
bu:ráqal-là: mí:p-al ša:k’-a
beer-SUBJ 3s-OBJ kill-INDIC
‘A bear killed him.’
Another typological parameter for contextual inflection
Locus of marking: subject-verb, object-verb
Yup’ik (Alaska)
qikmigh-ma negh-aa kayu-ø
dog-ERG.1S eat-IND3S-3S fish-ABS
‘My dog ate the fish.’
Eastern Kayah (Thailand, Burma)
?a chu ?a thwi
3S stab 3S hond
‘He stabbed his (own) dog.’