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Morphology - UZH · 4. Productivity What is productivity? (Lieber 2009)-ness attaches to...

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Morphology Class 10 & 11 Derivation & Inflection FS 2014 Rik van Gijn
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  • Morphology

    Class 10 & 11

    Derivation & Inflection

    FS 2014

    Rik van Gijn

  • You will learn

    √ About derivation and inflection

    √ About criteria to distinguish them

    √ Approaches to morphology that hinge on the distinction infl-der

    √ About a more refined subdivision between inherent and contextual

    inflection

    √ Another typological parameter: locus of marking

    Goal of this class

  • Derivation

    Ideal picture

    Inflection

    Provides new

    lexemes

    Provides forms

    of lexemes

    Lexicon Syntax

  • Derivation

    More realistic picture?

    Inflection

    Provides new

    lexemes

    Provides forms

    of lexemes

    Lexicon Syntax

  • LexemePhonologicalwordGrammaticalword

    Types of words

    Lexical integrityDomain

    phonological and prosodic rules

    Distinction derivation and

    inflection

  • Criteria for the distinction between derivation and inflection

    1. Meaning

    2. Change of category

    3. Regularity of meaning

    4. Productivity

    5. Position in the template

    6. Obligatoriness

    7. Relevance to syntax

  • Criteria for the distinction between derivation and inflection

    1. Meaning

    Inflectional feature values

    Derivational meanings

    -

    +

    Semantic content

  • Criteria for the distinction between derivation and inflection

    1. Meaning

    Inflectional features and their values

    Haspelmath & Sims 2010

  • Criteria for the distinction between derivation and inflection

    1. Meaning

    Inflectional features and their values

    Haspelmath & Sims 2010

    HonorificsComparativeVoicePolarityDependent verb forms

  • Criteria for the distinction between derivation and inflection

    1. Meaning

    Derivational meanings

    Haspelmath & Sims 2010

    Diverse group.

    Some meanings are common cross-linguistically (e.g. agent noun,

    quality noun) but some are highly specific.

    Big Nambas

    dui ‘man’ dui-et ‘sacred man’

    navanel ‘road’ navanel-et ‘sacred road’

    French

    pomme ‘apple’ pomm-ier ‘apple tree’

    poire ‘pear’ poir-ier ‘pear tree’

  • Criteria for the distinction between derivation and inflection

    1. Meaning

    The criterion of meaning is a useful starting point, but as a decisive

    criterion, it has at least the following problems

    1. It is rather difficult to decide on a cut-off point of semantic content

    in an objective way

    2. For some languages it makes sense to call, say, voice morphology

    derivational; for other languages it may be more useful to call voice

    morphology inflectional see also number

  • Criteria for the distinction between derivation and inflection

    2. Change of category

    One characteristic that one often encounters in derivational affixes, is that they

    change the lexical class category of the base they attach to. Inflectional affixes

    do not do this.

  • Criteria for the distinction between derivation and inflection

    2. Change of category

    Some common derivational meanings

    Haspelmath & Sims 2010

  • Criteria for the distinction between derivation and inflection

    2. Change of category

    However, derivation does not necessarily lead to other lexical classes.

    Haspelmath & Sims 2010

  • Criteria for the distinction between derivation and inflection

    2. Change of category

    But: What is a category?

    Bauer:

    If we define category at the coarse level of noun, verb, adjective, then the criterion isolates some derivational affixes but fails to distinguish between the other derivational affixes and inflectional ones. If we work with an extremely delicate notion of category, it is not clear that the criterion will work at all.

  • Criteria for the distinction between derivation and inflection

    3. Regularity of meaning

    The interpretation of inflectional markers is regular, that of derivational markers

    often is not

  • Criteria for the distinction between derivation and inflection

    3. Regularity of meaning

    - Derivational markers with regular meaning, especially very productive ones,

    like -er and -able

    The interpretation of inflectional markers is regular, that of derivational markers

    often is not

  • Criteria for the distinction between derivation and inflection

    3. Regularity of meaning

    - How do we determine meaning?

    The interpretation of inflectional markers is regular, that of derivational markers

    often is not

    Bauer (96):

    beaver-etteflannel-ettemaison-ettekitchen-ettesuffrag-etteusher-ette

  • Criteria for the distinction between derivation and inflection

    3. Regularity of meaning

    - How do we determine meaning?

    The interpretation of inflectional markers is regular, that of derivational markers

    often is not

    Bauer (96):

    beaver-etteflannel-ettemaison-ettekitchen-ettesuffrag-etteusher-ette

    Three meaningsi. small (as in kitchenette, maisonette),ii. female (as in suffragette, usherette) andiii. mock material (as in beaverette, flannelette).

  • Criteria for the distinction between derivation and inflection

    3. Regularity of meaning

    - How do we determine meaning?

    The interpretation of inflectional markers is regular, that of derivational markers

    often is not

    Bauer (96):

    beaver-etteflannel-ettemaison-ettekitchen-ettesuffrag-etteusher-ette

    Three meaningsi. small (as in kitchenette, maisonette),ii. female (as in suffragette, usherette) andiii. mock material (as in beaverette, flannelette).

    One meaningDiminutive = 'small in size' but can, in our society, imply one of two things:i. delicacy (as with women) orii. inferior quality (as with the materials and - possibly - with the women).

  • Criteria for the distinction between derivation and inflection

    4. Productivity

    What is productivity?

    Inflection is productive, derivation is semi-productive

  • Criteria for the distinction between derivation and inflection

    4. Productivity

    What is productivity? (Lieber 2009)

    -ness attaches to adjectives, and creates nouns. For a base meaning ‘X’, the derived noun means ‘the state of being X’.

    modern modernitypure purity

    -th attaches to adjectives, and creates nouns. For a base meaning ‘X’, the derived noun means ‘the state of being X’.

    -ity attaches to adjectives, and creates nouns. For a base meaning ‘X’, the derived noun means ‘the state of being X’.

    warm warmthtrue truth

    happy happinessdark darkness

  • Criteria for the distinction between derivation and inflection

    4. Productivity

    What is productivity? (Lieber 2009)

    lovelycoolcrudeevilgoogleablerusticmustyinconsequentialfelinetoxicbovine

  • Criteria for the distinction between derivation and inflection

    4. Productivity

    What is productivity?

    A morphological pattern or rule is productive if it can be applied to

    new bases to create new words

    - Productivity is a relative notion

    - Productivity is a synchronic notion

    - Productivity ≠ Frequency

    - Productivity ≠ Analyzability

  • Criteria for the distinction between derivation and inflection

    4. Productivity

    What is productivity?

    A morphological pattern or rule is productive if it can be applied to

    new bases to create new words

    - Productivity is a relative notion

    - Productivity is a synchronic notion

    - Productivity ≠ Frequency

    - Productivity ≠ Analyzability

    Comparative % of first citations of -dom per Century (Lieber 2009)

  • Criteria for the distinction between derivation and inflection

    4. Productivity

    Lieber 2009: 61

    Factors contributing to productivity

    segmentabilitycompositionality

    restrictions on base- categorial- other

    the (cultural-historical) needs of a society

  • Criteria for the distinction between derivation and inflection

    4. Productivity

    Lieber 2009: 61

    Factors contributing to productivity

    segmentabilitycompositionality

    restrictions on base- categorial- other

    the (cultural-historical) needs of a society

  • Semantic restrictions e.g. * Bäum-in is nonsensicale.g. -tum restricted to nouns denoting people

    Criteria for the distinction between derivation and inflection

    4. Productivity

    Phonological restrictions

    Examples of restrictions

    Etymological restrictions

    Haspelmath & Sims 2010

  • Criteria for the distinction between derivation and inflection

    4. Productivity

    - Some derivational affixes (like -able) are very productive

    - Some inflectional affixes are not fully productive (e.g. deponent verbs -

    see for instance modal verbs in English which do not take -s or -ing)

    - But base definition is generally simpler (i.e. in terms of categorial

    restrictions) for inflection than for derivation

    Inflection is productive, derivation is semi-productive

  • Criteria for the distinction between derivation and inflection

    4. Productivity

    - Some derivational affixes (like -able) are very productive

    - Some inflectional affixes are not fully productive (e.g. deponent verbs -

    see for instance modal verbs in English which do not take -s or -ing)

    - But base definition is generally simpler (i.e. in terms of categorial

    restrictions) for inflection than for derivation

    Inflection is productive, derivation is semi-productive

    The definition of the base is more likely to be just

    categorial for inflection than for derivation; derivation

    is more likely to require further specification.

  • Criteria for the distinction between derivation and inflection

    5. Position in template

    1. Statistical tendency not criterial (one needs an apriori decision about

    what is derivational and inflectional)

    2. Counterexamples:

    interest·ed·lyexaggerate·d·lyreport·ed·lyaccord ·ing·lylov·ing·nessbound ·ed ·nessfor·giv·ing·nessstartl-ing·ness

    derivation is closer to the root than inflection

    Bauer 2003

  • Criteria for the distinction between derivation and inflection

    6. Monomorphemic replacability

    Derivational constructions can be replaced by monomorphemic forms inflected

    forms can’t

    Patriot-ism is good for a nation

    Oil is good for a nation

    Lee always arrives at noon

    *Lee always come at noon

    Bauer 2003

  • Criteria for the distinction between derivation and inflection

    6. Monomorphemic replacability

    Relates to obligatoriness

    Inflectional features are obligatorily expressed on all applicable word-forms.

    Derivational meanings are not obligatorily expressed

    Derivational constructions can be replaced by monomorphemic forms inflected

    forms can’t

  • Criteria for the distinction between derivation and inflection

    6. Monomorphemic replacability

    - Fails in inflectional languages

    - Optionality of inflection (e.g. optional case marking)

    Derivational constructions can be replaced by monomorphemic forms inflected

    forms can’t

  • Criteria for the distinction between derivation and inflection

    7. Relevance to syntax

    Inflection is relevant to syntax, derivation is not.

    Government: the situation where a word (typically a verb or adposition)

    requires another word to have a particular inflectional value.

    Agreement

    Haspelmath & Sims 2010

  • Criteria for the distinction between derivation and inflection

    7. Relevance to syntax

    Inflection is relevant to syntax, derivation is not.

    Agreement: Some systematic covariation between a semantic or formal

    property of one element and a formal property of another. Steele (1978:610).

    the system works

    controller target

    feature: number

    value: singular

    domain

    Corbett 2008:5

  • Criteria for the distinction between derivation and inflection

    7. Relevance to syntax

    Inflection is relevant to syntax, derivation is not.

    Agreement: Some systematic covariation between a semantic or formal

    property of one element and a formal property of another. Steele (1978:610).

  • Criteria for the distinction between derivation and inflection

    7. Relevance to syntax

    Inflection is relevant to syntax, derivation is not.

    What about tense, aspect, mood, etc.?

    Consecutio temporum

    I want to buy a car

    He said that he wanted to buy a car

  • Inflection versus derivation

    What to do?

    Give up the distinction

    Dichotomy approach

    Accept gradience

  • Inflection versus derivation

    What to do?

    Give up the distinction

    This has enormous consequences for how morphology is approached. It

    would mean giving up the notion of lexeme (in spite of its rather intuitive

    appeal).

    It would also mean that we can no longer account for the different tendencies

    associated with inflection and derivation.

    It also has consequences for how you deal with the architecture of language.

    You would have to argue for either treating all of morphology as lexical (listed)

    information or all of morphology as abstract processes. It may therefore mean

    that we should give up the distinction between morphology and syntax or

    between morphology and the lexicon.

  • Inflection versus derivation

    What to do?

    The dichotomy approach

    Proponents of a dichotomy approach to the distinction between derivation and

    inflection usually emphasize relevance to syntax as the all-important criterion,

    and often also obligatoriness and generalized application.

    These scholars are usually proponents of the split-morphology view, in which

    derivation and compounding takes place in the lexicon, and inflection only

    after syntax.

    Derivation & compounding Syntax Inflection

  • Inflection versus derivation

    What to do?

    Accept gradience

    This may be closer to the truth, but it is rather hard to work with. If you want to

    look at certain inflectional properties, you want to be able to either include or

    exclude a marker in a particular language, not only for a little bit.

    Like so many linguistic phenomena, we simply say that there is a prototypical

    or canonical notion of both derivation and inflection, and accept that they

    phade into each other in the middle.

  • Inflection versus derivation

    Inherent versus contextual inflection

    Inherent inflection: inflection that is relevant to the syntax, but which conveys

    some independent information as well (e.g. tense, aspect, number on nouns,

    some peripheral case markers)

    Contextual inflection: required by the syntactic context (government and

    agreement)

  • Inflection versus derivation

    Inherent versus contextual inflection

    DERIVATION INHERENT CONTEXTUAL

    INFLECTION INFLECTION

  • Another typological parameter for contextual inflection

    Locus of marking

    Syntactic head

    - Contains the crucial semantic information: it determines the meaning

    and class of the entire constituent

    -Has the same distribution as the entire constituent

    -Can normally not be left out

    -Selects dependents

  • Another typological parameter for contextual inflection

    Locus of marking

    Head Dependent

    adposition object NP

    verb arguments

    Possessed NP Possessor NP

    Noun Adjective

    The question to answer for Locus of Marking is: if there is any morphological marking (contextual inflection) indicating the relation between head and dependent (case, agreement), where does it appear?

  • Another typological parameter for contextual inflection

    Locus of marking: where does contextual information appear?

    head-marking: on the

    head

    dependent-marking:

    on the dependent

    double marking: on

    both

    no marking: there is

    no contextual

    inflection for the

    relation

  • Another typological parameter for contextual inflection

    Locus of marking: subject-verb, object-verb

    Tzutujil (Guatemala)

    nuuyon x-ø-in-b’an ja jaay

    I.alone tense-3sg-1sg-make the house

    ‘I alone built the house.’

    Eastern Pomo (California)

    bu:ráqal-là: mí:p-al ša:k’-a

    beer-SUBJ 3s-OBJ kill-INDIC

    ‘A bear killed him.’

  • Another typological parameter for contextual inflection

    Locus of marking: subject-verb, object-verb

    Yup’ik (Alaska)

    qikmigh-ma negh-aa kayu-ø

    dog-ERG.1S eat-IND3S-3S fish-ABS

    ‘My dog ate the fish.’

    Eastern Kayah (Thailand, Burma)

    ?a chu ?a thwi

    3S stab 3S hond

    ‘He stabbed his (own) dog.’


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