M E T R O P O L I T A N T R A N S P O R T A T I O N C O M M I S S I O N

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Bay Area Transportation:

Funding Overview

Bay Area Transportation:

Funding Overview

Kenneth Kao, Senior Planner, P&A

May 30, 2017

What Does MTC Do?What Does MTC Do? MPO: MTC is the nine county SF Bay Area

transportation planning and financing agency Planning: Long and short range transportation plans (RTP, TIP)

Develop revenue and cost estimates for Long Range Plan

Operations (BATA/SAFE/etc.), Performance/Delivery Monitoring

Manage various funding programs

Estimate revenues

Develop program policies and guidelines

Conduct calls for projects, develop program to spend/allocate funds in accordance with policies/guidelines

Allocate and track funds, monitor projects

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M E T R O P O L I T A N T R A N S P O R T A T I O N C O M M I S S I O N

3Overall Process: Planning First and Funding FollowsOverall Process: Planning First and Funding Follows Regional Transportation Plan (RTP)/Sustainable

Communities Strategy (SCS) Road map that guides region’s transportation development over

24-year period

Fiscally constrained – projects must be fully funded to be included, but includes future “anticipated” funds.

Updated every four years

Extensive public consultation and outreach

Transportation projects must be consistent with RTP/SCS to receive federal, state, or regional funding

Plan Bay Area is first combined RTP/SCS

Plan Bay Area 2040 Revenues:$309 Billion Total Plan Bay Area 2040 Revenues:$309 Billion Total

Local51%

State15% Regional

13%

Federal11%

Other5%

Anticipated5%

Total Revenue by Source

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M E T R O P O L I T A N T R A N S P O R T A T I O N C O M M I S S I O N

Plan Bay Area 2040 Expenditures: $309 Billion Total Plan Bay Area 2040 Expenditures: $309 Billion Total

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M E T R O P O L I T A N T R A N S P O R T A T I O N C O M M I S S I O N

51%

22%

17%

9%

Total Plan Bay Area 2040 Expenditures

Operate and Maintain - Transit

Operate and Maintain -Roads/Freeways/Bridges

Modernize

Expand

Revenue GenerationSimplifiedRevenue GenerationSimplified

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Highway Trust Fund

Transit Account

Highway Account

Public Transportation

Account

Local Transportation

Fund

STIPSHOPP

State Highway Account

LocalRoads

STA TDA

Federal Fuel Excise Tax18.4 ¢/gal gas

24.4 ¢/gal diesel

15% 85%

CA Fuel Excise Tax27.8¢/gal gasoline

11 ¢/gal diesel

CA Diesel Sales Tax

6.5%

75%

CA Statewide Sales Tax

0.25%

FHWA Programs

FTA Programs

County transportation

authorities and/or transit

operators e.g. SF Prop K, AB 1107,

SC & SM permanent transit sales taxes, etc.

County/Transit Optional

Transportation Sales Taxes

Up to 1% total

Other Revenue Generators:• State – Cap & Trade• Regional – Tolls

Major Funding Sources:Local, State, and FederalMajor Funding Sources:Local, State, and Federal

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M E T R O P O L I T A N T R A N S P O R T A T I O N C O M M I S S I O N

Local State FederalBridge tolls State Highway

Operations & Protection Program (SHOPP)

FTA 5307 – Urbanized Area

Transit fares State TransportationImprovement Program (STIP)

FTA 5310 – State of Good Repair

Sales tax State Transit Assistance (STA)

Surface Transportation Program (STP)

Property taxes Gas Tax (local streets & roads)

Congestion Mitigation & Air Quality (CMAQ)

Transit Development Act (TDA)

Active Transportation Program (ATP)

Discretionary Programs (TIGER, FASTLANE, New Starts)Cap & Trade

New SB 1

Funding Sources:Local & RegionalAnnual Revenue Amounts - 2016

Funding Sources:Local & RegionalAnnual Revenue Amounts - 2016

$978 $885

$603

$301 $385 $366

$150 $141 $125 $23 $0

$200

$400

$600

$800

$1,000

TransitFares

TemporarySales Tax

PermanentSales Tax

Gas Tax SeismicRetrofitBridgeTolls

TDA PropertyTaxes

RM 1BridgeTolls

RM 2BridgeTolls

Air District(TFCA)

Mill

ions

= Local Fund Source

= Regional Fund Source

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M E T R O P O L I T A N T R A N S P O R T A T I O N C O M M I S S I O N

Funding Sources:State Annual Revenue Amounts - 2016

Funding Sources:State Annual Revenue Amounts - 2016

$252 $301

$52

$110

$0

$50

$100

$150

$200

$250

$300

$350

$400

$450

$500

State HighwayOperation &

Protection Program(SHOPP)

Gas TaxSubventions

State TransportationImprovement

Program (STIP)

State TransitAssistance (STA)

Mill

ions

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$212 $198

$88 $75

$19 $0

$50

$100

$150

$200

$250

FTA: UrbanizedArea Funds

FTA: State ofGood Repair

SurfaceTransportationProgram (STP)

CongestionMitigation & AirQuality (CMAQ)

FTA: OtherFormula

Programs

Mill

ions

Funding Sources:FederalAnnual Revenue Amounts - 2016

Funding Sources:FederalAnnual Revenue Amounts - 2016

Discretionary– Varies Annually:• FTA 5309 – New & Small Starts• FASTLANE – Freight & Highway

Competitive Grants

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Transportation Improvement ProgramTransportation Improvement Program

Projects that Require Federal Action

All projects with Federal Funds

Locally Funded Projects, Regionally Significant

STPCMAQ

RTIP

ITIPFTA $

SHOPPLocal –

Regionally Significant

TA

Federal Discretionary

One Bay Area Grant(MTC Res. 4035, 4202)One Bay Area Grant(MTC Res. 4035, 4202)

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Fund Sources (Five years, FY 2018 – 22): STP -- $486

CMAQ -- $376

Overall, Support the Sustainable Communities Strategy Promote investment in Priority Development Areas (PDAs)

Support preservation and access to Priority Conservation Areas (PCA)

Bolster key projects and programs, support housing

County Program: Reward Jurisdictions that plan for and produce housing

Give local jurisdictions flexibility to spend funds according to their local priorities.

$386 Million distributed to counties over five years (OBAG 2)

Regional Programs: Support regional initiatives and key programs

$476 Million over five years

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State Transportation Improvement Program (STIP)State Transportation Improvement Program (STIP) State’s spending plan for state and

federal funding.

Comprised of 75% Regional Transportation Improvement Program (RTIP) and 25% Interregional Transportation Improvement Program (ITIP).

Shares based on pop and road miles

Approved biennially for 5-year period.

Recent Projects: Presidio Parkway, US-101 Broadway Interchange (SM)

Active Transportation Program(MTC Res. 4218)Active Transportation Program(MTC Res. 4218)

State program for bicycle / pedestrian focused projects 50% Statewide Competitive Program

MTC region awarded $32M out of $132M (FY 2017)

10% Small Urban and Rural Program

40% Large Urbanized Areas (Regional) Program

MTC guidelines and scoring mirror state’s +10 points for consistency with regional priorities

18-member project evaluation committee

Regional program = $22.2M (FY 2017)

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Estimated SB1 Program Revenue Increases Estimated SB1 Program Revenue Increases

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$240 $232

$94

$14 $20

$74

$4

$39$11

$50 $60

$0

$50

$100

$150

$200

$250

$300

SHOPP* Gas Tax State TransitAssistance

(STA)

RTIP ActiveTransportation

Program*

TIRCP State/LocalPartnership*

STA Capital Commuter Rail CongestedCorridors*

TradeCorridors*

Mill

ions

*Bay Area’s share for some programs is estimated based on the region’s total population relative to the State.

Annual Revenue Increase Anticipated in FY 2018-19

Existing Programs New Programs

Federal Delivery RequirementsFederal Delivery Requirements

MTC Administered Funds (Federal/State Discretionary) Subject to MTC Resolution No. 3606:

http://mtc.ca.gov/sites/default/files/MTC_Res_3606.pdf

Applicable only to MTC Region

Agencies must meet deadlines or risk no new future federal funds from MTC

Policy to ensure timely delivery and prevent loss of funds

Agencies must assign Single Point of Contact

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Single Point of Contact DutiesSingle Point of Contact Duties Serve as main contact for all project-related matters

for the Local Public Agency (LPA)

Maintain knowledge of federal delivery rules and MTC Resolution 3606 deadlines and requirements

Coordinate and resolve issues within LPA

Ensure on-time and on-budget delivery of projects

Report on project status via Annual Obligation Plan and regular updates to MTC and CMA

Attend trainings/workshops; complete SPOC checklist (pending)

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Funding DeadlinesFunding DeadlinesKey deadlines: Request for authorization deadline: November 1

Obligation (E-76 or FTA Transfer) deadline: January 31

Obligation open for funds in any year of TIP; first-come, first-served: February 1

Construction funds must be awarded within 6 months of obligation

Project must invoice every 6 months

TIP Revisions (1 month – 4 months, depending on change needed)

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More informationMore information MTC Non-Transit Programming Team

State: Kenneth Kao, 415-778-6768 kkao@mtc.ca.gov Karl Anderson, 415-778-6645 kanderson@mtc.ca.gov

Federal: Mallory Atkinson, 415-778-6793 matkinson@mtc.ca.gov

Delivery/Monitoring: Marcella Aranda, 415-778-5214 maranda@mtc.ca.gov

TIP: Adam Crenshaw, 415-778-6794 acrenshaw@mtc.ca.gov

Overall: Ross McKeown, 415-778-5242 rmckeown@mtc.ca.gov

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