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Mul$scale design models for con$nuous agglomera$on processes for delivery form manufacture Jim Litster School of Chemical Engineering Department of Industrial and Physical Pharmacy Purdue University
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Mul$scale  design  models  for  con$nuous  agglomera$on  processes  

for  delivery  form  manufacture    Jim  Litster  

School  of  Chemical  Engineering  Department  of  Industrial  and  Physical  Pharmacy    

Purdue  University      

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OUTLINE  

•  Overview  of  CSOPS  con$nuous  processing  plaDorm  

•  Current  status  of  design  models  for  wet  granula$on  

•  Engineering  design  models  –  Concepts  and  challenges  –  Case  study:    Coa$ng  or  layered  granula$on  in  a  mechanical  mixer  

•  Con$nuous  granula$on  in  a  twin  screw  granulator  

•  Concluding  remarks  2

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C-SOPS: Broad strokes Center for Structured Organic Particulate Systems •  Focus: pharmaceutical product and process

design •  Participants: Rutgers (lead), Purdue, NJIT, Univ. of

Puerto Rico •  Team: 40 faculty, 80 students and postdocs, 120

industrial mentors •  39 member companies (pharmaceuticals,

equipment, instrumentation, software, process control)

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Materials Formation and Characterization A

Design and Scale up of Material Structuring Operations B

Structural Characterization and Modeling C

Integrated Systems Science D

The  major  conceptual  components  of  product/process  engineering  

 Scien$fic  Thrusts  

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Main  Technology  Ini$a$ves  •  Con$nuous  Manufacturing  of  tablets  and  capsules  

–  Faster  development  –  Lower  cost    –  Improved  quality  

•  Thin  films  containing  drug  nanopar$cles  –  Poorly  soluble  drugs  –  Pediatric  and  elderly  formula$ons  –  Adjustable  dose  (for  personalized  medicine)  

•  Microdosing-­‐based  manufacturing    –  Mul$drug  therapies  –  Diagnos$cs  –  Personalized  medicine  –  Point  of  need  manufacturing  

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Test  Bed  1:Con$nuous  Manufacturing  of  Tablets  

Goal:    Fully  automated,  integrated  &  robust  table4ng  opera4on  

Feeders  

Blender  

Tablet  Press  

Feeding

Blending

Milling

Roller compaction

Tableting

Blender  

Feeders  

Roller  Compactor   Mill  

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Con$nuous  oral  dosage  form  manufacture  

7

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Pharmaceu$cal  Product  Development  

molecule   single  crystal   agglomerates,    par4cle  domains  

granules  

powder  

compact  

Product  performance  factors  •   Chemical  ingredients  •   Morphology  •   Bulk  powder  proper$es  •   Proper$es  of  blends  •   Processing  “unit  opera$ons”  •   Processing  history  •   Dissolu$on  dynamics  •   Bioavailability  

Wet/dry  granula4on  

Milling  Compression  

Mul4scale    System  

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OUTLINE  

•  Overview  of  CSOPS  con$nuous  processing  plaDorm  

•  Current  status  of  design  models  for  wet  granula$on  

•  Engineering  design  models  –  Concepts  and  challenges  –  Case  study:    Coa$ng  or  layered  granula$on  in  a  mechanical  mixer  

•  Con$nuous  granula$on  in  a  twin  screw  granulator  

•  Concluding  remarks  9

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Wet  Granula$on  –  Equipment  and  Rate  Processes  

Fluid  Bed  

Impeller  

Spray  Nozzle  

Chopper  

Mixer  

Tumbling  drum  

Nuclea4on   Consolida4on  and  Growth   Breakage  

10  

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Methodology  

Change  in  Process  or  Formula4on  

Change  in  Rate  Processes  

 Change  in  evolu4on  of  structure  

 Final  Granule  Proper4es  

Research:  Learning  Pathway  

 Required  Structure  

 Control  of  Rate  Processes  

Selec4on  of  Suitable  Process  and  Formula4on  

End  Goal:  Product  &  Process  Design  

Hounslow, Agglomeration Symposium 2009

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Regime  Maps  for  Rate  Processes                      Hapgood, Litster & Smith, AIChE J, 49, 350-361, 2003

12

Iveson et al., Powder Technol., 117, 83-87, 2001

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Influence  of  primary  par$cle  proper$es  

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Influence  of  primary  par$cle  proper$es  

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Influence  of  primary  par$cle  proper$es  

Wet spot Liquid film

a b c

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Influence  of  primary  par$cle  proper$es  

1

10

100

1000

1E-09 1E-08 1E-07 1E-06 0.00001 0.0001 0.001 0.01 0.1 1 10

Ca

Str*

45-63 micron ballotini 63-90 micron ballotini45-90 micron lactose Simon Iveson Spherical CopperSimon Iveson Irregular Copper Simon Iveson Dendritic Copper63-90 micron ballotini 45-63 micron ballotini fit45-90 micron lactose Spherical Copper fitIrregular Copper fit Dendritic Copper

θγ

σ

cos* ppkdStr =

θγ

εµ

cospdCa

=

Wet spot Liquid film

a b c

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Regime  Map  Approach  

17

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Problems  with  this  approach  

•  Large  numbers  of  experiments  at  various  scales  required  

•  Rela$onships  do  not  easily  transfer  across  different  types  of  equipment  

•  Very  simplis$c  approach  to  powder  flow  and  granule  mechanics  

•  Distribu$on  of  granule  a_ributes  is  not  predicted  directly  

•  Impossible  to  scale  keeping  all  granule  a_ributes  constant  

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An  Engineering  Design  Approach  

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No good model for mechanical dispersion nucleation

Need general approaches to powder flow models (velocity and stress fields)

Little validation of multidimensional models in process equipment

Liquid distribution poorly represented in the PB models

Getting reliable particle scale information a challenge

Few models on how intra-granule structures are built

The “100g” tool kit for complete characterization of real materials

Few of these exist!

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OUTLINE  

•  Overview  of  CSOPS  con$nuous  processing  plaDorm  

•  Current  status  of  design  models  for  wet  granula$on  

•  Engineering  design  models  –  Concepts  and  challenges  –  Case  study:    Coa$ng  or  layered  granula$on  in  a  mechanical  mixer  

•  Con$nuous  granula$on  in  a  twin  screw  granulator  

•  Concluding  remarks  21

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Model  System:  coa$ng  in  a  paddle  mixer  

Ben Freireich, Jianfeng Li, Carl Wassgren, Jim Litster

•  Develop  models  to  track  distribu$on  of  inter-­‐par$cle  spray  coa$ng    over  $me  

•  Aim  to  improve  coa$ng  uniformity  by  op$mizing  process  condi$ons  and  mixer  design  

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RTD  Features  

0.001

0.01

0.1

1

10

100

0.0 0.2 0.4 0.6 0.8 1.0

Spray Single Visit Residence Time, t s (s)

Spra

y C

ompa

rtm

ent R

esid

ence

Ti

me

Dis

trib

utio

n, Es(t s

) (s-1 ) •  Peak near zero shows

preference of low visit times (short cut)

•  Single visit spray zone residence time is approximately exponential

tS

0.0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1.0

0.0 2.0 4.0 6.0 8.0 10.0Bed Single Visit Residence Time, t B (s)

Bed

Com

part

men

t Res

iden

ce

Tim

e D

istr

ibut

ion,

EB

( t B) (

s-1)

DEMCompartment Model

•  Single visit bed zone residence time is more complex

•  Interesting features

§  Peak at zero: short cut

§  Regularly spaced decaying peaks: recycle

§  Finite width peaks: dispersion

tB

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Compartment  Model  

•  Spray  region  –  Well-­‐mixed,  TS  –  Shortcut,  λS  

•  Bed  region  –  Dispersion, 1/N,  TB

–  Shortcut,  λB

–  Recycle,  R

QBQλ

( )1 SR Qλ−

Bed Region

Short cut Recycle

Spray Region

N compartments

SQλ

( ) ( ) ( ) 11 StT

S S SS

E t t eT

λ δ λ−

= + −

( ) ( ) ( )( )

11

1

1 1 111 1 1 !

B

Nn tnT

B B Bn B B

R tE t t eR R T Nn T

λ δ λ−−∞ −

=

⎡ ⎤⎛ ⎞⎛ ⎞ ⎛ ⎞⎢ ⎥= + − ⎜ ⎟⎜ ⎟ ⎜ ⎟+ + −⎝ ⎠ ⎝ ⎠⎢ ⎥⎝ ⎠⎣ ⎦∑

Ts

TB

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PB  Model  

•  Par$cle  2-­‐D  distribu$on  n(va, vl, t) –  va : seed  volume;  vl : coa$ng  volume  –  Ini$al  condi$on:  log-­‐normal  distribu$on  n0 = n(va, 0, 0)

•  Growth  rate,  Gvl = "#↓%   /")   

–  Rate  of  coa$ng  volume  increase  per  par$cle  –  A  power  func$on  of  par$cle  volume  

•  r = 0,  size  independent  growth  •  r  =  2/3,  surface  area  propor$onal  growth  •  r  =  1,  volume  propor$onal  growth    

25

( )l

rv a lG k v v= +

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Growth  size  dependence  

Effect  of  r  with    

•  2-­‐D  distribu$on  n(va, vl) –  Small  par$cles  gain  less  mass  of  coa$ng  with  increasing  r

26

( )l

rv a lG k v v= +

(a)  t  =  0,    lognormal distribution (b) t  =  360  s,  r  =  0      (c) t  =  360  s,  r  =  2/3      (d) t  =  360  s,  r  =  1    

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Growth  size  dependence  

•  Coa$ng  CoV  evolu$on  –  r =  0,  CoV  ∝ t -1/2

–  r  =  2/3  or  1,  CoV  decreases  slower  –  -­‐1/2  power  law  also  found  in  

other  1-­‐D  models  ,  Mann’s  equa$on  as  an  example    

•  Coa$ng  CoV  increases  with  increasing  seed  mass  CoV  

27

1E-3 0.01 0.10.1

1

10

Coe

ffici

ent o

f Var

ianc

e of

Coa

ting

Mas

s, C

oV (-

)

Spray Ratio, vl / va (-)

r = 0 r = 2/3 r = 1

seed particle distribution CoV0 = 1

slope  =  -­‐1/2  2 2

CoV , S CC

S Ctσ στ

τ µµ µ

⎡ ⎤⎛ ⎞ ⎛ ⎞⎢ ⎥= = +⎜ ⎟ ⎜ ⎟⎢ ⎥⎝ ⎠ ⎝ ⎠⎣ ⎦

Mann,  U.,  1983.  I&EC  Process  Design  and  Development,  22(2),  288-­‐292.    

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Growth  size  dependence  

•  Coa$ng  CoV  evolu$on  –  r =  0,  CoV  ∝ t -1/2

–  r  =  2/3  or  1,  CoV  decreases  slower  –  -­‐1/2  power  law  also  found  in  

other  1-­‐D  models  ,  Mann’s  equa$on  as  an  example    

•  Coa$ng  CoV  increases  with  increasing  seed  mass  CoV  

28

2 2

CoV , S CC

S Ctσ στ

τ µµ µ

⎡ ⎤⎛ ⎞ ⎛ ⎞⎢ ⎥= = +⎜ ⎟ ⎜ ⎟⎢ ⎥⎝ ⎠ ⎝ ⎠⎣ ⎦

Mann,  U.,  1983.  I&EC  Process  Design  and  Development,  22(2),  288-­‐292.    

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Model  Development  

29

Collision  dynamics  •  collision  energy,  E •  collision  velocity,  v •  collision  rate,  β    

DEM Simulation

Compartment model

PB Simulation

Par4cle  Scale   Process  Scale  

Flow  characteris$cs  •  posi$on,  x

•  velocity,  # •  RTD,  E(t) •  solid  frac$on,  ν

Physical kernels

Flow in/out composition

Sub-­‐model  Scale  

Flow  characteris$cs  •  posi$on,  x

•  velocity,  # •  RTD,  E(t) •  solid  frac$on,  ν

Coalescence/breakage model

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Possible  compartments  for  HSWG  

0 200 400 600 800 1000 1200 1400 1600 1800 20000

5

10

15

20

25

Impeller speed [mm/s]

% o

ccup

ancy

Velocity Distribution

Tran et al, WCPT5, 2006

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OUTLINE  

•  Overview  of  CSOPS  con$nuous  processing  plaDorm  

•  Current  status  of  design  models  for  wet  granula$on  

•  Engineering  design  models  –  Concepts  and  challenges  –  Case  study:    Coa$ng  or  layered  granula$on  in  a  mechanical  mixer  

•  Con$nuous  granula$on  in  a  twin  screw  granulator  

•  Concluding  remarks  31

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Con$nuous  granula$on  

•  Be_er  opportunity  for  “regime  separated  granula$on”  –  Independent  tuning  of  different  granula$on  rate  processes  

•  Be_er  opportunity  for  in  line  measurement,  regulatory  control  and  real  $me  process  op$misa$on  

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Twin  Screw  Granulator  (TSG)  

33

Eurolab  16  mm  TSG  

Liquid  Inlet  

Powder  Inlet  

Conveying  Elements  

Kneading  Blocks  

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Twin  Screw  System  Variables  

34

• Powder  Feed  rate  • Formula$on  Composi$on  

•  Liquid  Feed  rate  •  Granula$ng  Liquid  Composi$on  •  Liquid  Feed  addi$on  method  

• Screw  Speed  • Shak  Length  • Screw  Configura$on  

Distribu4ve  

Forward  Feed  screw  

Reverse  Feed  screw  

Conveying  Elements   Mixing  Elements  

0o  Offset  

90o  Offset  60o  

Dispersive  

Kneading  Blocks  

Comb  Mixing  Elements  

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0

500

1000

1500

2000

2500

3000

0.1 0.2 0.3 0.4 0.5

d 50 (µ

m)

L/S Ratio

Raw  Material  A1ributes  

Granule  Proper$es  and  Growth  Behavior  

0

2

4

6

8

10

12

0.1 1 10 100 1000 10000

% V

olum

e

Particle size (µm)

Pharmatose Impalpable Supertab 30GR

Size (µm) 10 102 103 104 10 102 103 104 0

0.2 0.4 0.6 0.8 1

1.2 1.4 1.6 1.8

10 102 103 104

fmi (

lnx)

Increasing  L/S  Ra;o  L/S  =  0.15   L/S  =  0.3   L/S  =  0.45  

0 0.2 0.4 0.6 0.8

1

10 102 103 104 10 102 103 104 10 102 103 104

Size (µm)

fmi (

lnx)

Binder  Distribu;on  Method  

Dry  Binder   1:1  Dry:  Liquid  Binder   Liquid  Binder  

Pharmatose   Impalpable   Supertab  

35

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Mechanis$c  Studies  

36

Screw  Element  Characteriza$on  

Granule  A_ributes  (size,  shape,  density,…etc)  

Liquid  Distribu$on  

Residence  Time  Distribu$on  

Popula$on  Balance  Model  Development  and  Process  

Op$miza$on  

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0  

0.2  

0.4  

0.6  

0.8  

1  

1   10   100   1000   10000  

fmi  (lnx)  

Size  (microns)  

Granule  Size  Evolu$on  Along  the  TSG  

37

0  

0.2  

0.4  

0.6  

0.8  

1  

1.2  

1.4  

1   10   100   1000   10000  

fmi  (lnx)  

Size  (microns)  

0  

0.1  

0.2  

0.3  

0.4  

0.5  

1   10   100   1000   10000  

fmi  (lnx)  

Size  (microns)  

0  

0.1  

0.2  

0.3  

0.4  

0.5  

1   10   100   1000   10000  

fmi  (lnx)  

Size  (microns)  

Kneading  Sec;on  (Reverse)    

90°  60°  

30°  

3KB   5KB   7KB  

L/S  Ra4o  =  0.15   L/S  Ra4o  =  0.4  

0  

0.2  

0.4  

0.6  

0.8  

1  

1   10   100   1000   10000  

fmi  (lnx)  

Size  (microns)  

0  

0.1  

0.2  

0.3  

0.4  

0.5  

0.6  

1   10   100   1000   10000  fm

i  (lnx)  

Size  (microns)  

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Granula$on  in  Conveying  Elements  

0  

0.1  

0.2  

0.3  

0.4  

0.5  

0.6  

10   100   1000   10000  

Dye  Co

nc  (m

g/g  sample)  

Sieve  Size  (microns)  

Conveying_1  

Conveying_2  

0  

0.2  

0.4  

0.6  

0.8  

1  

1   10   100   1000   10000  

fmi  (lnx)  

Size  (microns)  

L/S=0.15  

0  

0.2  

0.4  

0.6  

0.8  

1  

1   10   100   1000   10000  

fmi  (lnx)  

Size  (microns)  

L/S=0.4  

0  

0.2  

0.4  

0.6  

0.8  

1  

1   10   100   1000   10000  

fmi  (lnx)  

Size  (microns)  

L/S=0.2  

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0  

0.05  

0.1  

0.15  

0.2  

0.25  

0.3  

0.35  

0.4  

0.45  

10   100   1000   10000  Sieve  Size  (microns)  

0  

0.05  

0.1  

0.15  

0.2  

0.25  

0.3  

0.35  

0.4  

0.45  

10   100   1000   10000  

Dye  Co

nc  (m

g/g  sample)  

Sieve  Size  (microns)  

39

Screw  Configura$on  and  LD  Reverse  Angle  

90°  Offset   30°  Offset  

0  

0.05  

0.1  

0.15  

0.2  

0.25  

0.3  

0.35  

0.4  

0.45  

10   100   1000   10000  Sieve  Size  (microns)  

3KB   5KB   7KB  Conveying   Nominal  Dye  Conc  

60°  Offset  

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3D-­‐Granule  Shape  Characteriza$on    

40

7KB30R  

3KB90  

3KB30R  

7KB90  

Conveying  

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Mechanis$c  Studies  

41

Screw  Element  Characteriza$on  

Granule  A_ributes  (size,  shape,  density,…etc)  

Liquid  Distribu$on  

Residence  Time  Distribu$on  

Popula$on  Balance  Model  Development  and  Process  

Op$miza$on  

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0

200

400

600

800

1000

1200

1400

0 200 400 600 800Granu

le  size  parameter  (m

icrons)

Time  (sec)

d10d50d90

42

In-­‐line  Monitoring  of  Twin  Screw  Granulator    

L/S  ra4o:  0.15-­‐0.35  

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New  genera4on  of  integrated,  intensified  &  intelligent  crystalliza4on  systems  with  dras4cally  improved  flexibility,  predictability,  stability  &  controllability.  

•  Seed addition •  Cooling profile •  Antisolvent •  Growth/nucleation

modifiers

Manipulated inputs:

Development  of  the    Crystallisa$on  &  Plant-­‐wide  Process  Informa$cs  Systems  (CryPRINS  &  Plant-­‐wide  PRINS)  

§  Integrated, intensified & reconfigurable plant §  Batch versus continuous manufacturing

Nagy&Braatz,  Handbook  of  Ind.  Cryst.,  2012;    Nagy&Braatz,  Annu.  Rev.  Chem.  Biomol.  Eng.,  2012    

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Take  home  messages  

•  Primary  par$cle  proper$es  are  very  important  in  determining  downstream  delivery  form  processes  and  product  a_ributes  

•  Mul$scale  and  compartmental  approaches  have  a  lot  of  promise  to  develop  predic$ve  design  models  for  granula$on  processes  

•  Con$nuous  granula$on  offers  significant  poten$al  improvement  in  both  design  and  opera$on  

•  Integra$on  of  con$nuous  manufacture  through  to  delivery  form  is  the  future    

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Acknowledgments  •  Students  &  Postdocs  

–  Ben  Freireich,  Jianfeng  Li,    Arwa  El  Hagrasy  

•  Collaborators  –  Carl  Wassgren,  Jeff  

Hennenkamp  (GSK),  Ma_  Burke  (GSK),  James  Cartwright  (GSK)  

•  Funding  sources  –   NSF  Goalie,  ERC-­‐CSOPS,  

Procter  &  Gamble,  GSK  


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