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Activity Statement

July 7, 2014

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Account Summary

Account Account Alias Name Current NAV Prior NAV TWR

HKD

U8806360 fuping Kwok Chung Chu 146,860.08 146,710.08 0.10%

U8806360F Kwok Chung Chu 79,809.50 80,613.50 -1.00%

Total 226,669.57 227,323.57

Generated: 2014-07-12, 08:53:20 EDT Page: 1
http://www.interactivebrokers.com/en/software/reportguide/reportguide/activitystatementreference.htmhttp://www.interactivebrokers.com/en/software/reportguide/reportguide/activitystatementreference.htm

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Activity Statement

July 7, 2014

Help

Interactive Brokers LLC, Two Pickwick Plaza, Greenwich, CT 06830

Account Information

Name Kwok Chung Chu

Account Alias fuping

Account U8806360

Address of Account Holder(s)

Flat B, 12/F Ka On HouseKa Wai EstateHungHom, Kowloon 100Hong Kong Special Administrative Region of China

Account Type Individual

Customer Type Individual

Account Capabilities Cash

Trading Permissions Stocks,Options,Warrants,Forex,Futures,Futures Options

Base Currency HKD

Net Asset Value (NAV) In Base Currency

Prior Period Current Period

Total Long Short Total Change

Cash 116,101.73 116,101.73 0.00 116,101.73 0.00

Stock 30,325.00 30,475.00 0.00 30,475.00 150.00

Dividend Accruals 283.35 283.35 0.00 283.35 0.00

Total 146,710.08 146,860.08 0.00 146,860.08 150.00

Mark-to-Market Performance Summary in Base

Quantity Price Mark-to-Market P/L

Symbol Prior Current Prior Current Transaction Prior Open Commissions Dividends Total

Stocks

2318 500 500 60.6500 60.9500 0.00 150.00 0.00 0.00 150.00

Total 0.00 150.00 0.00 0.00 150.00

Total (All Assets) 0.00 150.00 0.00 0.00 150.00

Time Weighted Rate of Return 0.10%

Activity Statement - July 7, 2014 Page: 2

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Realized & Unrealized Performance Summary in Base

Realized Unrealized

Symbol Cost Adj. S/T Profit S/T Loss L/T Profit L/T Loss Total S/T Profit S/T Loss L/T Profit L/T Loss Total Total

Stocks

2318 0.00 0.00 0.00 0.00 0.00 0.00 0.00 -3,341.20 0.00 0.00 -3,341.20 -3,341.20

Total 0.00 0.00 0.00 0.00 0.00 0.00 0.00 -3,341.20 0.00 0.00 -3,341.20 -3,341.20

Total (All Assets) 0.00 0.00 0.00 0.00 0.00 0.00 0.00 -3,341.20 0.00 0.00 -3,341.20 -3,341.20

Cash Report

Total Securities Futures

Base Currency Summary

Starting Cash 116,101.73 -0.03 116,101.75

Ending Cash 116,101.73 -0.03 116,101.75

Ending Settled Cash 116,101.73 -0.03 116,101.75

HKD

Starting Cash 115,467.94 0.00 115,467.94

Ending Cash 115,467.94 0.00 115,467.94

Ending Settled Cash 115,467.94 0.00 115,467.94

USD

Starting Cash 81.78 0.00 81.78

Ending Cash 81.78 0.00 81.78

Ending Settled Cash 81.78 0.00 81.78

Change In Position Value

Stocks


Prior Period Value 30,325.00

MTM P/L On Prior Period 150.00

End Of Period Value 30,475.00

Long Open Positions

Symbol Open Quantity Mult Cost Price Cost Basis Close Price Value Unrealized P/L of NAV Code

Stocks

HKD

2318 - 500 1 67.6324 33,816.20 60.9500 30,475.00 -3,341.20 100.00

2318 2013-12-22, 20:41:49 500 1 67.6324 33,816.20 60.9500 30,475.00 -3,341.20

Total 33,816.20 30,475.00 -3,341.20 100.00

Forex Balances

Description Open Quantity Cost Price Cost Basis in HKD Close Price Value in HKD Unrealized P/L in HKD Code


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Forex Balances

Forex

HKD

USD - 81.7768 7.7528 -634.00 7.7502 633.79 -0.21

System Transfer to U8806360C 2014-05-20, 16:20:00 -0.0032 7.752875 0.02 7.7502 -0.02 0.00

System Transfer from U8806360 2014-05-20, 16:20:00 81.78 7.7528 -634.02 7.7502 633.81 -0.21 Total -634.00 633.79 -0.21

Open Dividend Accruals

Symbol Ex Date Pay Date Quantity Tax Fee Gross Rate Gross Amount Net Amount Code

Stocks

HKD

2318 2014-06-25 2014-08-08 500 0.00 0.00 0.57 283.35 283.35

Total 0.00 0.00 283.35 283.35

Contract Information

Symbol Description Conid Security ID Multiplier

Stocks

2318 PING AN INSURANCE GROUP CO-H 46652400 CNE1000003X6 1

Base Currency Exchange Rate

Currency Rate Currency (Cont.) Rate (Cont.)

AUD 7.263800 INR 0.129270

BRL 3.485100 JPY 0.076083

CAD 7.254600 KRW 0.007662

CHF 8.673600 MXN 0.595140

CNH 1.249600 NOK 1.258400

CNY 1.249300 NZD 6.788700

CZK 0.384310 PLN 2.543900

DKK 1.414400 RUB 0.224930

EUR 10.544000 SEK 1.134300

GBP 13.275000 SGD 6.215700

HUF 0.033984 THB 0.239090

ILS 2.260400 USD 7.750200

Codes

Code Meaning Code (Cont.) Meaning (Cont.)

A Assignment LI Last In, First Out (LIFO) tax basis election

Adj Adjustment LT Long Term P/L

Al Allocation Lo Direct Loan


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Codes


Aw Away Trade M Entered manually by IB

B Automatic Buy-in ML Maximize Losses tax basis election

Bo Direct Borrow MLG Maximize Long Term Gain tax basis election

C Closing Trade MLL Maximize Long Term Loss tax basis electionCD Cash Delivery MSG Maximize Short Term Gain tax basis election

Ca Cancelled MSL Maximize Short Term Loss tax basis election

Co Corrected Trade O Opening Trade

CxPart or all of this transaction was a Crossing executed as dual agent by IB for two IBcustomers

P Partial Execution

ETF ETF Creation/Redemption PI Price Improvement

Ep Resulted from an Expired Position Po Interest or Dividend Accrual Posting

Ex Exercise Pr Part or all of this transaction was executed by the Exchange as a Crossing by IB against anIB affiliate and is therefore classified as a Principal and not an agency trade

G Trade in Guaranteed Account Segment R Dividend Reinvestment

HC Highest Cost tax basis election RED Redemption to Investor

HFI Investment Transferred to Hedge Fund Re Interest or Dividend Accrual Reversal

HFR Redemption from Hedge Fund Ri Reimbursement

I Internal Transfer SL Specific Lot tax basis election

INV Investment Transfer from Investor ST Short Term P/L

L Ordered by IB (Margin Violation) T Transfer

LD Adjusted by Loss Disallowed from Wash Sale

Notes/Legal NotesNotes

1. Most stock exchange transactions settle on the trade date plus three business days. Options and futures exchange transactions settle on the trade date plus one business day. (Some exchanges and other transactiontypes may have longer or shorter settlement periods. For instance, stock transactions on XETRA settle on trade date plus two business days.) Ending settled cash reflects the cash that has actually settled.

2. Initial and maintenance margin requirements are available within the Account Window of the Trader Workstation.

3. Interactive Brokers LLC receives compensation from fund companies in connection with the purchase and holding of mutual fund shares by customers of Interactive Brokers LLC. Such compensation includes, but is notlimited to, Rule 12b-1 fees that are paid out of the funds assets. The source and amount of any remuneration received by Interactive Brokers LLC in connection with a transaction will be furnished upon written request ofthe customer.

4. Quantities preceded by a "-" sign indicate sell transactions. Other transactions are purchases.

5. In case of partial executions, commissions are charged on the total quantity executed on the original order. The commission is displayed on the first partial execution only.

6. Each closed lot indicated above with a reference to note (6) was chosen by the end of the trading day to be sold versus the specific opening purchase identified in that row.

7. Trade execution times are displayed in Eastern Time.

8. Applicable commodity Regulatory Fees for your transactions are available on the IB website at www.interactivebrokers.com/en/accounts/fees/exchangeAndRegulatoryFees.php.

9. Borrow Fee Rate represents the cost to borrow stock expressed in percent per annum. It is applied to the cash collateral amount on the stock borrow contract and is separate from any interest earned on credit cashbalances. Similarly, Loan Fee Rate represents the benefit to lend stock. A positive rate indicates a cost to the borrower/benefit to the lender and a negative rate indicates a benefit to the borrower/cost to the lender. Ingeneral, the fee rates for hard-to-borrow stocks are higher than for normal availability stocks.

10. The closing prices on this Activity Statement are indicative and may come from third-party sources. Interactive Brokers does not warrant the accuracy of the prices provided by third-party sources.

Fixed Income Notes

1. Call features for bonds or preferred stocks may affect the yield. For zero coupon, compound interest and multiplier securities, there are no periodic payments and securities may be callable below maturity value withoutnotice to holder unless registered. For asset-backed securities, the actual yield may vary depending on the speed at which the underlying note is pre-paid. For additional information regarding bond yield, please contactthe IB Help Desk at: [email protected]. If this debt security is unrated by a nationally recognized statistical rating organization, it may pose a high risk of default. You should consult a financial advisor todetermine whether unrated bonds are appropriate for your portfolio in light of your goals and your financial circumstances.

Legal Notes


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Notes/Legal Notes

1. Please promptly report any inaccuracy or discrepancy in this statement, or in your account. Contact the IB Customer Service Department in writing using the form available on the IB website. You may also contact IB by

phone, but if you report an error by phone, you should re-confirm such oral communication in writing in order to protect your rights, including rights under the Securities Investor Protection Act (SIPA).

Interactive Brokers LLC, www.interactivebrokers.com, 877-442-2757 (U.S.)

Interactive Brokers (UK) (Ltd), www.interactivebrokers.co.uk, 00800-42-276537 (Intl)

Interactive Brokers Canada Inc., www.interactivebrokers.ca, 877-745-4222 (Can.)

2. Interactive Brokers LLC Hong Kong is located at INTERACTIVE BROKERS LLC, Suite 1512, Two Pacific Place, 88 Queensway, Admiralty, Hong Kong.

3. Unless otherwise noted, Interactive Brokers acted as agent in the execution of the above transactions. For those exchanges where IB is not self-clearing, IB may use one of the following clearing agents: InteractiveBrokers Canada Inc., Interactive Brokers Securities Japan, Inc., Interactive Brokers (U.K.) Limited, Timber Hill Europe AG, Timber Hill LLC, Timber Hill Securities Hong Kong Limited, ABN Amro Clearing Singapore Pte.Ltd., ABN Amro Clearing Sydney Pty Ltd., BBVA Bancomer, S.A., BNP Securities Services, Milan Branch, Citibank International plc, Euroclear Bank S.A./N.V., Shinhan Securities Co., Ltd., Skandinaviska EnskildaBanken AB.

4. IB acts as agent or riskless principal in foreign currency exchange transactions. Such transactions are executed against an IB affiliate or a third party, which acts as principal in such transactions and may have a long orshort position and may have profited or lost in connection with the transaction. Foreign currency exchange transactions executed by Customer through IB are not regulated or overseen by the SEC or the CFTC.

5. Trades marked with the exchange indicator of TMBR were effected by IB as agent through a market making affiliate, which acted as principal in the transaction and may have a long or short position in the security andmay have profited or lost in connection with the transaction.

6. All VWAP trades are effected pursuant to an average price formula based on a reference price provided by a third-party data provider. Additional information and reference prices are available upon request. IB, as agent,

effects VWAP transactions through a market making affiliate, which acts as principal in such transactions and may have a long or short position in the security and may have profited or lost in connection with thetransaction.

7. IB accepts liquidity rebates or other order flow payments from Alternative Trading Systems, market makers and exchanges for certain orders in stocks. IB receives payment for some option orders pursuant to exchange-mandated marketing fee programs or other arrangements. To the extent permissible under exchange rules, IB may direct customer option orders for execution against its market making affiliate Timber Hill LLC, whichacts as principal and may earn a profit or incur a loss. The source and nature of any compensation received by IB in connection with any transaction is available upon written request of the customer. For furtherinformation, check the IB website and the Order Routing and Payment for Order Flow Disclosure provided when you opened your account and annually or email [email protected].

8. For security futures trades, if not already indicated on this statement, information about the time of any transaction, the identity of the counterparty to the transaction, and whether IB is acting as agent or principal, as agentfor the counterparty, as agent for both parties to the contract, or as principal, and if acting as principal, whether the transaction was a block transaction or an exchange for physicals transaction, will be available uponwritten request of the customer.

9. Customer is requested to promptly advise Interactive Brokers of any material change in Customer's investment objectives or financial situation.

10. A financial statement of Interactive Brokers LLC is available for your personal inspection at www.interactivebrokers.com or at its offices, or a copy of it will be mailed upon your written request.

11. For trades executed on either the Australian Stock Exchange Ltd ("ASX") or Chi-X Australia Pty Ltd ("Chi-X"), this confirmation is issued subject to: (i) the directions, decisions and requirements of the Market Operator,the relevant Market Integrity Rules, the relevant Market Operating Rules, the Clearing Rules and where relevant, the Settlement Rules; (ii) the customs and usages of the relevant Market; and (iii) the correction of errors

and omissions. Interactive Brokers LLC (ARBN: 091191141, AFSL: 245574, Participant on Chi-X Australia)("IB") is not a participant on the ASX, and will route orders to the ASX through its affiliate, Timber Hill AustraliaPty Ltd (ABN 25079993534, AFSL: 244380, Participant on the ASX)("THA") who executes such orders. Your ASX and Chi-x Australia trades will be cleared through ABN Amro Clearing Sydney Pty Ltd, an ACHparticipant. If your transaction was a crossing transaction, IB may have either acted on behalf of ( i) both the buyer and seller of this transaction, or (ii) on behalf of the buyer or seller on one side of the transaction and actas Principal on the other side. Under the Corporations Act 2001, where IB enters into an exchange traded derivatives on a customer's behalf, IB is regarded as having issued the derivative to the customer.

12. For All Options Trades Executed on the Stock Exchange of Hong Kong ("SEHK"): (a) Options can involve a high degree of risk and may not be suitable for every investor. Investors should ensure they understand thoserisks before participating in the options market. (b) All options contracts executed on the SEHK were executed by Timber Hill Securities Hong Kong on behalf of Interactive Brokers LLC. (c) In the event of a defaultcommitted by Interactive Brokers LLC resulting in the client suffering any pecuniary loss, the client shall have a right to claim under the Investor Compensation Fund established under the Hong Kong Securities andFutures Ordinance, subject to the terms of the Investor Compensation Fund from time to t ime. (d) All Exchange Traded Options Business made for or on behalf of a client shall be subject to the relevant provisions of theconstitution, Rules of The Stock Exchange of Hong Kong Limited ("SEHK Rules"), regulations, the Articles, customs and usages of SEHK, the Options Trading Rules, the Clearing Rules of SEOCH, the CCASS Rules andthe laws of Hong Kong, which shall be binding on both Interactive Brokers LLC and the client.

13. Deposits held away from Interactive Brokers LLC may not qualify under SIPC protection.

SIPC Member


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Activity Statement

July 7, 2014

Help

Interactive Brokers (U.K.) Ltd., 5th Floor, 1 Carey Lane, London EC2V 8AE, UK. Regulated by FCA

Account Information

Name Kwok Chung Chu

Account U8806360F

Address of Account Holder(s)

Flat B, 12/F Ka On HouseKa Wai Estate

HungHom, Kowloon 100Hong Kong Special Administrative Region of China

Account Type Individual

Customer Type Individual

Account Capabilities Margin

Trading Permissions CFD,Gold

Base Currency HKD

Net Asset Value (NAV) In Base Currency

Prior Period Current Period

Total Long Short Total Change

Cash 80,613.50 79,809.50 0.00 79,809.50 -804.00

Total 80,613.50 79,809.50 0.00 79,809.50 -804.00

Mark-to-Market Performance Summary in Base

Quantity Price Mark-to-Market P/L

Symbol Prior Current Prior Current Transaction Prior Open Commissions Dividends Total

Futures

MHIN14 0 2 -- 23,539.0000 -770.00 0.00 -34.00 0.00 -804.00

Total -770.00 0.00 -34.00 0.00 -804.00

Total (All Assets) -770.00 0.00 -34.00 0.00 -804.00

Time Weighted Rate of Return -1.00%


Realized Unrealized


Futures


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Realized Unrealized


MHIN14 0.00 0.00 0.00 0.00 0.00 0.00 0.00 -804.00 0.00 0.00 -804.00 -804.00

Total 0.00 0.00 0.00 0.00 0.00 0.00 0.00 -804.00 0.00 0.00 -804.00 -804.00

Total (All Assets) 0.00 0.00 0.00 0.00 0.00 0.00 0.00 -804.00 0.00 0.00 -804.00 -804.00

Cash Report

Total


Starting Cash 80,613.50

Commissions -34.00

Cash Settling MTM -770.00

Ending Cash 79,809.50Ending Settled Cash 80,579.50

HKD


Commissions -34.00

Cash Settling MTM -770.00

Ending Cash 52,049.83

Ending Settled Cash 52,819.83

USD


Ending Cash 3,581.80

Ending Settled Cash 3,581.80

Change In Position Value

Futures


Prior Period Value 0.00

MTM P/L On Transactions -770.00

Settled Cash -770.00

End Of Period Value 0.00

Long Open Positions

Symbol Open Quantity Mult Cost Price Cost Basis Close Price Value Unrealized P/L of NAV Code

Futures

HKD

MHIN14 - 2 10 23,579.2000 471,584.00 23,539.0000 470,780.00 -804.00

MHIN14 2014-07-06, 21:15:01 1 10 23,575.7000 235,757.00 23,539.0000 235,390.00 -367.00

MHIN14 2014-07-06, 21:15:01 1 10 23,582.7000 235,827.00 23,539.0000 235,390.00 -437.00

Total 471,584.00 470,780.00 -804.00


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Forex Balances

Description Open Quantity Cost Price Cost Basis in HKD Close Price Value in HKD Unrealized P/L in HKD Code

Forex

HKD

USD - 3,581.8 7.754242 -27,774.14 7.7502 27,759.67 -14.48

System Transfer from U8806360 .. 2014-04-11, 16:20:00 2,672.95 7.7530 -20,723.38 7.7502 20,715.90 -7.48

System Transfer from U8806360 .. 2014-03-27, 16:20:00 162.61 7.7583 -1,261.58 7.7502 1,260.26 -1.32

System Transfer from U8806360 .. 2014-03-25, 16:20:00 618.65 7.7562 -4,798.37 7.7502 4,794.66 -3.71

System Transfer from U8806360 .. 2014-03-19, 16:20:00 127.59 7.7656 -990.81 7.7502 988.85 -1.96

Total -27,774.14 27,759.67 -14.48

Trades

Symbol Date/Time Exchange Quantity T. Price C. Price Notional Value Comm/Tax Basis Realized P/L MTM P/L Code

Futures

HKD

MHIN14 2014-07-06, 21:15:01 - 1 23,574.0000 23,539.0000 -235,740.00 -17.00 235,757.00 0.00 -350.00 O

MHIN14 2014-07-06, 21:15:01 HKFE 1 23,574.0000 23,539.0000 -235,740.00 -17.00 235,757.00 0.00 -350.00 O

MHIN14 2014-07-06, 21:15:01 - 1 23,581.0000 23,539.0000 -235,810.00 -17.00 235,827.00 0.00 -420.00 O

MHIN14 2014-07-06, 21:15:01 HKFE 1 23,581.0000 23,539.0000 -235,810.00 -17.00 235,827.00 0.00 -420.00 O

Total MHIN14 2 -471,550.00 -34.00 471,584.00 0.00 -770.00

Total -471,550.00 -34.00 471,584.00 0.00 -770.00

Contract Information

Symbol Description Conid Multiplier Expiry Delivery Month

Futures

MHIN14 MHI 30JUL14 153047889 10 2014-07-30 2014-07

Base Currency Exchange Rate

Currency Rate Currency (Cont.) Rate (Cont.)

AUD 7.263800 INR 0.129270

BRL 3.485100 JPY 0.076083

CAD 7.254600 KRW 0.007662

CHF 8.673600 MXN 0.595140

CNH 1.249600 NOK 1.258400

CNY 1.249300 NZD 6.788700

CZK 0.384310 PLN 2.543900

DKK 1.414400 RUB 0.224930

EUR 10.544000 SEK 1.134300

GBP 13.275000 SGD 6.215700

HUF 0.033984 THB 0.239090

ILS 2.260400 USD 7.750200


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Codes


A Assignment LI Last In, First Out (LIFO) tax basis election

Adj Adjustment LT Long Term P/L

Al Allocation Lo Direct Loan

Aw Away Trade M Entered manually by IB

B Automatic Buy-in ML Maximize Losses tax basis election

Bo Direct Borrow MLG Maximize Long Term Gain tax basis election

C Closing Trade MLL Maximize Long Term Loss tax basis election

CD Cash Delivery MSG Maximize Short Term Gain tax basis election

Ca Cancelled MSL Maximize Short Term Loss tax basis election

Co Corrected Trade O Opening Trade

CxPart or all of this transaction was a Crossing executed as dual agent by IB for two IBcustomers

P Partial Execution

ETF ETF Creation/Redemption PI Price Improvement

Ep Resulted from an Expired Position Po Interest or Dividend Accrual Posting

Ex Exercise Pr Part or all of this transaction was executed by the Exchange as a Crossing by IB against anIB affiliate and is therefore classified as a Principal and not an agency trade

G Trade in Guaranteed Account Segment R Dividend Reinvestment

HC Highest Cost tax basis election RED Redemption to Investor

HFI Investment Transferred to Hedge Fund Re Interest or Dividend Accrual Reversal

HFR Redemption from Hedge Fund Ri Reimbursement

I Internal Transfer SL Specific Lot tax basis election

INV Investment Transfer from Investor ST Short Term P/L

L Ordered by IB (Margin Violation) T Transfer

LD Adjusted by Loss Disallowed from Wash Sale

Notes/Legal Notes

Legal Notes

1. Quantities preceded by a "-" sign indicate sell transactions. Other transactions are purchases. In case of partial executions, commissions are charged on the total quantity executed on the original order. The commissionis displayed on the first partial execution only. Trade execution times are displayed in Eastern Time.

2. Please promptly report any inaccuracy or discrepancy in this statement, or in your account. Contact the IB Customer Service Department in writing using the form available on the IB website.

3. Interactive Brokers (U.K.) Ltd. ("IB UK") acts as principal or riskless principal in Over-the-Counter ("OTC") transactions involving CFDs, leveraged/spot forex and metals, including unallocated gold. Your transactions areexecuted against IB UK, which may have a long or short position and may have profited or lost in connection with the transaction, or may have hedged it against an affiliate or third party who may have profited or lost.

4. OTC products offered by IB UK such as CFDs, leveraged/spot forex and metals are contracts with IB UK as your counterparty, and are not traded on a regulated exchange and are not cleared or settled on a centralclearinghouse.

5. A CFD is to secure a profit or avoid a loss by reference to fluctuations in the price of the Underlying Product, rather than by taking delivery of any Underlying Product. No CFD transaction shall confer on you any right,voting right, title or interest in any Underlying Product or entitle or oblige you to acquire, receive, hold, vote, deliver, dispose of or participate directly in any corporate action of any Underlying. All transactions relating toCFDs shall be settled by payment of cash and shall settle in the same settlement period as the Underlying Product, unless otherwise specified.

6. Leveraged/spot forex and metals are not "MiFID" regulated instruments. The Markets in Financial Instruments Directive is an E.U. law that regulates investment services across the E.U. member states.

7. Transactions in leveraged/spot forex and metals, including unallocated gold, shall be settled by payment of cash and shall generally settle in two days (taking into account the governmental and bank holidays in therelevant markets) or in the customary settlement period used in the interbank market in the currency or metal. Arrangement for delivery of metals may be available in accordance with the policies described on the IB UKwebsite and may involve additional charges.

8. IB UK is a participant in the UK Financial Ombudsman Service ("FOS"). Disputes may be submitted to the FOS for mediation. The FOS will only consider complaints for regulated and consumer credit activities and maytherefore not consider complaints in respect of metals and spot foreign currency transactions. The FOS is provided free of charge to complainants. The FOS's decisions are based on what is 'fair and reasonable' and arebinding on firms if a complainant accepts them.

9. IB UK is a participant in the UK Financial Services Compensation Scheme ("FSCS"). You may be entitled to compensation from the scheme in the unlikely event we cannot meet our obligations. This depends on the type

of business and the circumstances of the claim. FSCS cover is restricted to designated investments and does not cover investments in metals and spot foreign currency. Further information about compensation isavailable from the UK Financial Services Compensation Scheme at http://www.fscs.org.uk.

10. IB UK is regulated by the Financial Conduct Authority. IB UK not regulated by the U.S. Securities and Exchange Commission or the U.S. Commodity Futures Trading Commission.

11. IB UK is not a member of the U.S. Securities Investor Protection Corporation ("SIPC") and your assets held by IB UK are not protected by SIPC.


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Notes/Legal Notes


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