A Registered Investment Advisor
Name
Compliance-Approved Title
Approved DBA Name or LPL Financial
Marketing Slogan (optional: must be approved for use by Marketing Regulatory Review)
Phone #Alt. Phone #E-mail addressWebsiteInsert Compliance-approved disclosure
Must be IAR for use. LPL Tracking #1-127211 The attached has been given an 'Approved As Is' status by Marketing Regulatory Review. For advisors who want to use and customize sponsor materials, they must first be directed to Chapter 15 (Communications with the Public), Section 25 (Pre-Approved Communications), of the Advisor Compliance Manual posted on Branch Net. There, they will find instructions on how to use sponsor materials. PLEASE DELETE THIS TEXT BOX PRIOR TO SENDING TO CLIENTS.
A Registered Investment Advisor
F u l l N a m eR e t i r e m e n t P l a n C o n s u l t a n tM a r k e t i n g S l o g a n ( o p t i o n a l : m u s t b e a p p r o v e d f o r u s e b y M a r k e t i n g R e g u l a t o r y R e v i e w )P h o n e #E - m a i l a d d r e s sW e b s i t e
I n s e r t C o m p l i a n c e - a p p r o v e d d i s c l o s u r e
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This slide should only be used for RPCP Advisors. Please delete this text box prior to sending to clients.
A Registered Investment Advisor
C U S T O M I N V E S T M E N T
S T R AT E G Y
A Registered Investment Advisor
S T R AT E G Y F O R YOUR
I N V E S T M E N T G O A L S
A Registered Investment Advisor
Determine Needs
A Registered Investment Advisor
CreateCustomized
Portfolio
A Registered Investment Advisor
YOUR STRATEGY
A Registered Investment Advisor
ANSWER ANY
QUESTIONS
A Registered Investment Advisor
F u l l N a m eR e t i r e m e n t P l a n C o n s u l t a n tM a r k e t i n g S l o g a n ( o p t i o n a l : m u s t b e a p p r o v e d f o r u s e b y M a r k e t i n g R e g u l a t o r y R e v i e w )P h o n e #E - m a i l a d d r e s sW e b s i t e
I n s e r t C o m p l i a n c e - a p p r o v e d d i s c l o s u r e
Insert Photo Here
This slide should only be used for RPCP Advisors. Please delete this text box prior to sending to clients.
A Registered Investment Advisor
Name
Compliance-Approved Title
Approved DBA Name or LPL Financial
Marketing Slogan (optional: must be approved for use by Marketing Regulatory Review)
Phone #Alt. Phone #E-mail addressWebsiteInsert Compliance-approved disclosure
Must be IAR for use. LPL Tracking #1-127211 The attached has been given an 'Approved As Is' status by Marketing Regulatory Review. For advisors who want to use and customize sponsor materials, they must first be directed to Chapter 15 (Communications with the Public), Section 25 (Pre-Approved Communications), of the Advisor Compliance Manual posted on Branch Net. There, they will find instructions on how to use sponsor materials. PLEASE DELETE THIS TEXT BOX PRIOR TO SENDING TO CLIENTS.