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Naomi R Buchwald Financial Disclosure Report for 2009

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.w to I FINANCIAL DISCLOSURE REPORT I in Government Act of 1970 &~. J/:010 FOR CALENDAR YEAR 2009 (~ u.sc. app. §§ tot-tt O I, Person R eporting ( ast nam e, firsl, middle initial) 2. Cour! or Org anization 3. Dare o1" Report BUCHWALD, NAOMI R. SOUTHERN DISTRICT OF NEW YORK 05/14/2010 4. Til|e (Article I11 judges indical e¢liv¢ m- senior status; I 5~. R~port Type (c.hcck appropriate lype) 6. Reporlln= Period ~ Nomination. Dat~ Ol/UI/2~9 12/] I/2009 7, Chamber} or O~ Addr~$ 8. O~ the b~s~ of ~h~ Information ~on tain~d Jn {his Repot{ ~nd any 500 PEARL STR EET -- ~OOM 2270 NEW YORK. NEW YORK IMPORTANT NOTES: l"!,e instructions o¢¢ompan),ing this form must be followed. Complete ~tll parts, ¢heeking the ,’VO~YE bo.\ for ~tseh part ~vher~ you hove no r¢portabl~ information. Sign On laxt page. 1. POSITIONS. ¢~o.,.~ ~.,~.,~.=~ ~.~,; -o ~,v. ~ NQNE ~o reportable positions.) POSITION NA ME OF.~NIZA TION/E~I~ I. 2. 3. 4. c~ ~ _.-- ~ NONE (No reportable agreements.) DATE p~RTIE~ &ND TERMS 1 . Buchwald Naomi R.
Transcript

8/3/2019 Naomi R Buchwald Financial Disclosure Report for 2009

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. w t o I FI NANCIAL DI SCLOS URE REPORTI in Government Act of 1970&~. J/:010 FOR CALENDAR YEAR 2009 (~ u.sc. app. §§ tot-tt O

I , P e r s o n R e p o r t i n g ( a s t n a m e , f i rs l , m i d d l e i n i t ia l ) 2 . C o u r ! o r O r g a n i z a t io n 3 . D a r e o 1 " R e p o r t

B U C H W A L D , N A O M I R . SOUTH ERN DISTRICT OF NEW Y ORK 05/14 /2010

4. Til |e (Article I11 judges indicale¢liv¢ m- senior status; I 5~. R~port Type (c.hcck appropriate lype) 6. Repor l ln= Per iod

~ Nomina t ion . D a t ~ Ol/UI/2~9

12/] I/2009

7, Cham ber} or O~ Addr~$ 8. O~ the b~s~ of ~h~ Information ~on tain~d Jn {his Repot{ ~nd a ny

500 PEARL STR EET -- ~OOM 2270N EW Y ORK . N EW Y ORK

I M P O R T A N T N O T E S : l"!,e instructions o¢¢ompan),ing this form must be followed. Complete ~tll parts,

¢heeking the ,’VO~YE bo.\ for ~tseh part ~vher~ you hove no r¢portabl~ information. Sign On laxt page.

1 . P O S I T I O N S . ¢ ~ o . , . ~ ~ . , ~ . ,~ . = ~ ~ . ~ , ; -o ~ , v .

~ N Q N E ~ o reportable positions.)

POSI T I ON NAME OF.~NIZATION/E~I~

I.

2.

3.

4.

c~ ~ _.--

~ N O N E (No reportable agreements.)

D A T E p ~ R T IE ~ & N D T E R M S

1 .

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FI NANCIAL D I SCLOS URE REPOR T

Page 2 of 6

A. Flier’s N o n - I n v e s t m e n t I n c o m e

N O N E (No reportable nun-investment income)

D A T E S_ _ OURC E A N D T Y P E I N C O M E{ypurs , t au t spouse’s )

I.

2.

3.

4

B. Spo u s e’s No n - 1 n v es tmen t I n co m e - t j v o , , , .e r e murried during = nyporrfon

(Dol~or omouoI not required ~¢¢p~ for honororiu )

~ N O N E (~o reportoble non-investment income.)

S~_UECEA N D T Y P E

I. 2~9 Pa~ncr at taw fi~ of Kelley, D~e & Warren LLP

2.

3.

4.

IV. REIMBURSEMENTS . . . . . ,po,~o,t, , , , . ~,,~,~.~oo,~. ........ ~ .... ,

N O N [ (No reportable reirnbursemems.)

SO~ I ~ A ’ ~ E $ LOC&~()N P U R P O S E ITEMS PAl_I) OR PROVIDED

1 .

2.

3.

5 .

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FINANCIAL DISCLOSURE REPORT

P a g e 3 o ~ " 6

N O N E (No reportable liobilities.)

I.

2.

3.

5 .

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FINANCIAL DISCLOSURE REPORT ~ .... f P ..... ~ , p o , . o g

P a g e 4 o f 6 B u c u w a L o , N 4 O M ~ R .

~ N O N E (No reportable income, assets, or transactiorm)

(including I~sl asscls~ repoalng pcr ,od of reponi~g period

Place "(X )" allo t c~cl~ ,~ct A m o un l ; Type (cg. Value ~ Value ~ qy~ (¢ g. ; Date .’ Vnluc G ~ i n Idcnu~ o~"exempt from prior disclosure ~od¢ 1 , d~v. ren t . ’ L ’ ode 2 ~ Mclhod I buy. sell. m~’d~,)T Code 2 Code I

(A-It) I O r h~ ) ~ ~J’P} ~ C~dc 3 ~cdcmpt~n [J-P) ~A-II)

I. SEE ATTACIIED RIDER

1 0 .

II .

1 2 .

1 3 .

14 .

1 6 .

1 7 .

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FINANCIAL DISCLOSURE REPORT Iag~ 5 of 6 BUCH~V,\LD, N A O M I R , 0 5 / 1 4 f 2 0 1 0

VII 1. ADDITIONA 1, ! N FO RMATION O REX P1,A N AT! ON S. ~,~,m’,,, w~, o/s,~,~

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FINANCIAL DISCLOSURE REPORT ~ ..... r P . . . . . . a . , o r t l . ~ I D . , ~ o r u . ~ o r ,

Page 6 of 6 BUCttW,\LI), NA OMI P"

I

03/la /2010

IX. C E R T I F I C A T I O N .

I eer t i ly tha t a l l informat ion given above ( inc luding informa0on perta ining to my spouse and minor or dependen! chi ldren, i f any) i saccura te , t rue , and comple te la the best of my kno,a’ledge and bel ief, and Ihat any informat ion not reported was wi thheld because i t me! appl icable sta tutoryprovis ion~, pl:rmitt ing non-disclosure.

I fur ther cer t i fy tha i earned income from outside employment and honorar ia and thl : aceq, taoce of gifts which have been reported are incom pl iance wi th the provisions o[ 5 U.S.C. app. § 501 e t . seq ., 5 U.S.C. § 7353, and Judic ia l Con[erence reg ula t ions.

S i g o a t u r e

N OTE : A N Y IN D IVID UA L W Ile KN OW IN GLY A N D W ILI :ULt .Y FA I , SIFIES OR I"A II . .S TO FI t. E T i l ls R EPOR T MA Y BE SUIIJEC TTO C IVILAN D CRII%’IINAL SANCT IONS (5 U.S.C. app. § 104)

F I I. F N G I N S T R U C T I O N S

Mail signed original and 3 additional copies to:

Cornmltl¢c on Financial DisclosureA d m i n i s tr a t iv e O f f ic e o f t h e U n i t e d S t a te s C o u r t sSuilc 2-30!

One Columbus Circle, N.E.Washington, D.C. 20544

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2009 Financial Disclosure Statement

P a r t V I I : I n v e s t m e n t s a n d T r u s t s

A. Description B. Incom e C.Va lue (D)Transact ions During Y ear

( 1) A m t (2)Type (l)Code (2)Method (1 ) (2 ) (3 ) (4 )

/, C i t ib a n k A c c o u n t s D Interest O T

,,~, Ci t ib an k ( I R A ) 1 A Interest I<. T

- W e s t e r n A s s e t C i t i L i q u id R e s e r v e( F o r m e r l y C i t if u n d C a s h R c s c r v c s C l a s s N )

3. C i t ib a n k ( I R A ) 2 A Interest O T

D Dividends

- C i t ib a n k D e p o s i t s( F o r m e r l y C it if u n d C a s h R e s e r v e s )

- A n a l o g u e D e v ic e s (C o m m o n )- A p p li e d M a t er ia ls ( C o m m o n )- T i m e W a rn e r N e w ( C o m m o n )- T i m e W a r n e r C a b l e (S p in O f f f ro m T i m e W a r n e r ) ( C o m m o n )-AOL Inc. (Spin Offfrom Time Warner) (Common)

- I n te l ( C o n u n o n )

- P a lm I n c ( C om m o n )- International Rectifier (Common)- M i c ro s o ft ( C o m m o n )- S u n M ic r o s y st e m s ( C o m m o n )- Moduslink Global Solutions (Merger with CMG!) (Common)

~ . JP M o r g a n C h a s e A c c o u n t s A Interest K T

0 7 . S c h w a b A c c o u n tN Y M u n i M o n e y M kt C Dividends M T

~ .Bank of America A Dividends J T

C o l u m b i a C a s h R e s e r v e s ( f o r m e r ly P r i m e R e s e r v e s )

7 - T r e a s u r y D i re c t A c c o u n t C Interest O T

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~. Time Warner A Dividend K T

C o m m o n S to c k (I R A )

c f .T i m e W a r n e r C a b le - N o n e J T

Con-u-non S tock ( IRA )( S p in o f f fr o m T i m e W a r n e r )

/O. AOL Inc . - N o n e J T

C o m m o n S to c k ( IR A )( l 2 / 1 0 / 0 9 S p i n o f f f r o m T i m e W a r n e r )

/ /.A p p l ied Mate r ia l s B D i v i d e n d K T Bought 7/27 N -

J ; !. C omm on S t oc k (IRA ) Sold 7/27 N B

1 3 . B o u g h t 7/31 K -

jq. Sold 7/31 K A

,~" Bought 8 /4 N - -

1 ~ , Sold 8 /4 N A

l? B o u g h t 8/19 M - -

/8 Sold 8/20 M A

~4 B o u g h t 8/25 M -

ao Sold 9/4 M A

:I ./B o u g h t 9/ 9 L - -

:ltLSold 9/9 L A

~3 B o u g h t 9/10 L -24 ’ Bought 9!30 N -

2 5 " Par t i a l S o ld 9 1 3 0 N BBought 10/9 I. -

2/,

Par t i a l S o ld1 0 1 9 I. A

27 B o u g h t 12/4 M - -

~ @ Par t i a l S o ld 12/4 M A

50 Sold 12/21 M -

~’ l Blount - None J T

C 0rrunon S t oc k

Inte l D Dividend N T Bought 2/24 M -

C o m m o n S to c k (I R A ) P ar t i a l So ld 2 / 24 M A

Sold 2/25 M CBought 2/27 M -

95 "Sold 3/4 M A

Bought 3/4 M -

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. . g g ’ Sold 3/5 M -

~ ? Bought 3/5 M -4’0 Sold 3/10 M D" 9 ’ / Bought 4/8 I, -

- / 2 - Sold 4 /9 L Bz/~ B o u g h t 4/16 M -qO ’ P ar t i a l So ld 4/16 M B

,4 # flot,ght 4/17 I, -÷a , B o u g h t 4/22 K -

¯ - 7 Sold 4/28 M -4g Bought 4/28 L -ziq B o u g h t 4/29 L -c a Sold 5/4 M D

~/ P, ought 5/4 I. - -

~ B o u g h t 5/5 M -~ 3 Bought 5 1 1 5 L

~ " ’ Par t i a l S o ld 6 / 1 M C

~ ’ . . < " Bought 7/16 K -S ’ g o Bought 7/17 M -~ Par t i a l S o ld 7/17 M A~ ’ ~ B o u g h t 7/20 N -

~ B o u g h t 7122 M -

~ ,o Pm -t ia l Sold 7/22 M A~./ B o u g h t 7/23 I, -to 2 Par t ia l So ld 7/23 M Az , ; 3 Bought 7/24 M -

( , , ~ ’ Par t i a l S o ld 7/24 M A

~ B o u g h t 7/27 L -( o ~ Par t i a l S o ld 7/27 L A67 B o u g h t 7/28 I, -

~’ B o u g h t 7130 M -g , ’ ~ ’ Bought 7/31 N -,v o P ar t i a l So ld 7/31 O Bv/ B o u g h t 8 /3 N -7~ P ar t i a l So ld 8 /3 N A7~ B o u g h t 8 /4 O --7 " q Sold 8 /4 P I E

7s " Bought 8 /5 N -7 ~ . B o u g h t 8 /7 M -

77 Bought 8/12 N -7 g Par t i a l S o ld 8/13 N B

’z q Bought 8 1 1 4 L -

~P ar t i a l So ld 8/14 L A

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Bought 8/19 N .-

Par t i a l S o ld 8/19 O A

B o u g h t 8/21 N -Par t i a l S o ld 8/21 N B

Sold 8/25 O DB o u g h t 9/4 N -

Par t ia! Sold 9/4 M AB o u g h t 9/8 N -

Par t i a l S o ld 9/8 M AB o u g h t 9/10 M -Bought 9/11 NBought 9/14 M -Sold 9/15 O -B o u g h t 9/15 N -

Sold 9 1 1 8 N AB o u g h t 9/30 N -

Sold 1 0 1 8 N CB o u g h t I019 N -

So ld 10/9 N A13ought 10/12 N-So ld 10/13 N B

B o u g h t 10/14 P1-Bought 10127 N -

Par t i a l S o ld 1 I/2 PI -Bought 11/5 P1 -

Par t i a l S o ld 11/9 M CPar t i a l S o ld 1 1 1 1 0 L C

Par t i a l S o ld 11/12 PlEB o u g h t 1 1 1 1 6 N -

Par t i a l S o ld ll/!6 N Bl .~ought 11/18 P1 -

ParlialSrfld ll/I8 MPar t i a l S o ld 1 1 1 2 7 P1 -

B o u g h t 12/2 Pl -B o u g h t 12/4 N -

Par t i a l S o ld 1 2 1 4 O DB o u g h t 12/7 N -

Par t i a l S o ld 12/10 O DBought 12/!10 -

Par t i a l S o ld 12/15 P 1 -Bought 12/16 O -

Par t i a l S o ld 12/18 O DSo ld 12121 J A

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A n a l o g u e D e v i c e s B Dividend L T Bought 9/9 L -

C o m m o n S to c k ( IR A ) Par t i a l S o ld 9/9 K A

Sold 12116 J A

M o d u s l i n k - N o n e J T

C o m m o n S to c k (I R A )9M e rge r w i th C M GI)

International Rectifier - - N o n e K T

C o m m o n S to c k (I R A )

12 q Microsoft C D i v i d e n d s M T Bought 4 /2 L -

,,. ~ 0 C o m m o n S t o c k ( IR A ) Sold 4 /9 L A

j.7/ B o u g h t 4/17 M-

Is2- Bought 4/22 K -

~3Sold 4/24 N D

,~j,./ Bought 4127 M -

/’~Js" Par t i a l S o ld 4/27 M A

/ a~ , Sold 4/28 L .-

/3’ 7 B o u g h t 6 / 1 L -

/:~" Sold 6 / 1 L A

/..q’i Palm Inc. - N o n e J T

C o m m o n S t oc k ( IR A )

/,,/o Sun Microsystems - N o n e J "1" Bought 4/16 K -1 ¥ 7 C o m m o n S to c k ( IR A ) S o u g h t 4116 K A

/-’-/2. Google - . - N o n e K T Bought 1 1 2 M - -

/ a /’ X C o m m o n S t o c k Sold 1/2 N D

/5,"’/B o u g h t 1/7 M -.-

/.,4.5"Sold 1 1 7 M A

~ ~ / ~ B o u g h t 1/ 8 M .- .

z , - , , " 7 Sold 1/8 M Bz " - / ~ " Bought 1/12 M -

/4 So ld 1 1 1 2 N A/ ~ - - c ~ B o u g h t 1 1 2 0 M -

z~t So ld 1 / 2 1 M C

~ 6 . 2 B o u g h t 1/28 N -,5"3 Sold 1/28 N B

/ ~-~’ Bought 2 1 2 N ....

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So ld 2/ 2 N C

Bought 2/ 3 N -S old 2/3 N B

Bought 2/ 4 N -

So ld 2/ 4 N -Bought 2/ 5 M -So ld 2/5 M AB o u g h~ 2/6 I V I -

So ld 2/ 6 M BBought 2 1 9 O -So ld 2 1 9 O -

la~ought 2/10 M -

Bought 2 1 1 1 N -.-So ld 2/!1 O CBought 2/13 M -

So ld 2/13 M BBought 2/23 M -So ld 2/24 M DBought 2/24 N -So ld 2/26 N - ~Bought 2/27 0 - -

Par t i a l S o ld 2/27 O A

So ld 3 1 2 N -Bought 3/ 4 M -So ld 3/4 M -Bought 3/5 M -

So ld 3 1 5 M ABought 3/ 9 M -So ld 3 1 1 0 M CBought 3/25 M -

l ~ o u g h t 3/26 M -Par t i a l S o ld 3/26 N B

Sold 3/30 M --

Bought 4 1 2 8 N -

S old 4 1 2 8 N AItought 8/24 M -

S old 8/24 M ABought 8/25 N -

So ld 8/25 N ABought 9/18 M -So ld 9/18 M AB o u g h t 12/31 N -

Par t i a l S o ld 12/31 N -

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/qP R esea r ch - in - M o t io n - N o n e Sold 1/2 L C

/ ~ 4 ~ C o m m o n S t oc k Bought 1/20 M -

~ o o Sold 1/20 M B. z e , t B o u g h t 4 /7 L -

2 ~ o ~ . B o u g h t 4/13 M -

aoz Par t i a l S o ld 4/13 M A,q .o4 B o u g h t 4/14 M -a.o.~" Par t i a l S o ld 4/14 M A2.~6, Sold 4115 M C,~a7 B o u g h t 4/20 La.og So ld 4 /22 M C.~o9 B o u g h t 5/27 N -~/o Sold 5/28 N D~ /1 B o u g h t 5/29 N -

a . / ~ Sold 6/1 N Do ~ 1 3 B o u g h t 6/2 M -~-/~J B o u g h t 6/4 O -~ / ~ Par t i a l S o ld 6/4 O C.Ztt, B o u g h t 6/5 O -~/7 Par t i a l S o ld 6/ 5 O A~z/g B o u g h t 6/9 N -

~/9 Pm -t ia l Sold 6/9 M A

~ B o u g h t 6/26 M -,z~ B o u g h t 7/10 L -

,~.~.z Par t i a l S o ld 7/10 L A¯ ¢ . ~ . ~ B o u g h t 7/13 M -2.x~’ Par t i a l S o ld 7/13 M B,~-~ B o u g h t 7/14 L -,~.z~ Par t i a l S o ld 7/14 L - .2~’~ B o u g h t 7/17 Pl -¯~ ’ q - $ Sold 7/17 P1 -.zc.A ]kmght 7 1 2 3 O -~o Par t i a l S o ld 7/23 N C2.31 Sold 7 1 2 4 N -

~ . _ a ~ . B o u g h t 7/29 O -

~ . . a ~ Sold 7/31 0 D;z3q B o u g h t 7/31 O -

~ 3s~ B o u g h t 8 /3 O -~¢ Par t ia l So ld 8 /3 0 C

~ ~ Sold 8 /4 M C

d~S’ B o u g h t 8/10 N -

;~ B o u g h t 8/12 M -

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Par t i a l S o ld 8/14 M BPar t i a l S o ld 8/18 M B

Bought 8/19 O -Par t i a l S o ld 8/19 N B

Sold 8/20 M DBought 8/24 M -Bought 8/25 M -Bought 8/26 M .-

Par t i a l S o ld 8/26 M BB o u g h t 8!27 M -

Par t i a l S o ld 8/27 M ABought 8/28 M -

Sold 9 / ’ 4 N D

B o u g h t 9/9 N -Par t i a l S o ld 9/9 M A

B o u g h t 9/10 MSold 9/10 N B

Bought 9/11 M -

Sold 9/11 M BB o u g h t 9/15 N -Sold 9 1 1 5 N AB o u g h t 9/17 N -

Sold 9/18 N A

Bought 9/24 M -Sold 9/24 M -

B o u g h t 10/2 M -B o u g h t 10/5 N -

B o u g h t 10/6 M -Par t i a l S o ld !0/7 L B

B o u g h t 1 0 1 8 N -Sold 10/8 O E

Bought 10/9 N -Par t i a l S o ld I 0 1 9 L .-

Sold 1 0 / 1 4 M -B o u g h t 1 0 / 1 6 N - -

P~tial Sold 11/2 M --

B o u g h t 11 /30 N -

Par t i a l S o ld 1 1 / 3 0 L -B o u g h t 12/8 M -

Par t i a l S o ld 12/8 M APar t ia l So ld 12110 N E

[~ ;ough t 12/I1 N .-

Par t i a l S o ld 12/16 K B

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Bought 1 2 / 1 8 N -

Bought 1 2 / 2 1 N -Par t i a l S o ld 12/26 L -

Sold 1213t Pl-

A. D escription C, incom e D.Value Transact ions During Y ear

(1) Amt (2)Type (1)Code (2)Method (1) (2) (3) (4 )

A m a z o n - N o n e N T B o u g h t 1 1 2 M -

C o m m o n S t o ck Sold 1 1 2 M B

a’.gq B o u g h t 1 1 5 M -

a q 6 Par t i a l S o ld 1 / 5 M B

aq t Sold 1/12 M -

a.q2. Bought 1/21 N -9 - ’ ~ 3 Sold 1/21 N C

aq’4 Bought 1/29 M -

, , 7 , 7 f f .Sold 1 1 2 9 M A

,zq~ Bought 2/ 2 M -

~ . , ~ 7 Sold 2/ 2 M A~ , ~ ¢ B o u g h t 2/4 M -a.~a Sold 2/4 M C

~ B o u g h t 2/10 M -

ao ~ Par t ia l So ld 2/10 M D

a ~ , ~ - Sold 2 1 1 1 L A~ o 3 Bought 2/25 N -.~o,1 Par t i a l S o ld 2/25 M B3 o ~ " B o u g h t 2/26 N -

~o ~ Par t i a l S o ld 2 1 2 6 N C

30 7 B o u g h t 2/27 M -~ o ~ Sold 2127 M B

~ o ~ B o u g h t 3/3 M -

3/~ Sold 3/4 M C

~ , / ~ Bought 3/ 6 M - -_ a ~ 2 Sold 3 1 1 0 M I)- ~ ’ ~ B o u g h t 3 1 2 5 M -? ’ ~ q ’ Sold 3 1 2 6 M C;’/~"

Bought 3 1 2 6 N -~6 B o u g h t 3/30 N -3/-7 Sold 3/30 N O3 t ~ ’ Bought 313 l N -3/o/ B o u g h t 4/I M -

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3 g-o Bought 4 /2 M -

3 a . l Par t i a l S o ld 4 /2 N C

d2.a- Par t i a l S o ld 4 /9 M D

~.z3 Bought 4/13 M -~zq Sold 4/15 N -3a5" Bought 4/15 N -~ . a ~ , Sold 4/16 N D_ 7 . 2 7 B o u g h t 4/28 M -3.~’ Par t i a l S o ld 4/28 M A.92q Bought 5/7 N -

3 _ ~ o Bought 5 1 2 7 M ---

3 ~ / So ld 6/1 O E

. ~ 3 2 - B o u g h t 6/4 M -

333 Bought 6/9 M -

3a ~, Bought 6/26 M -

3~s" Par t i a l S o ld 6/26 M A~, Par t i a l S o ld 7/14 N -3 ~7 Bought 7/15 N -

~3~ Par t i a l S o ld 7/15 N C, ~ 3 ’ ~ Bought 7/17 O -

.~’-/~ Sold 7 1 1 7 O -3ql Bought 7/17 N -d’-/ .z So ld 7/17 N_ ~ q ~ Bought 7/27 O -

3 "-,"/ Sold 7/27 O A

3 q~" Bought 7 1 2 9 M -

3 "/~; Sold 7/30 M C3q’7 B o u g h t 8 /4 O -~~ Par t i a l S o ld 8 /4 O -3"¢q Sold 8/11 N -3 . ~ ’ ~ B o u g h t 8/11 N -~ Sold 8/12 M C3x’.z Bought 8/13 M - -3~ Bought 8/20 O -3 ~’q" Par t i a l S o ld 8 1 2 0 M A3 0"5" Bought 8/21 M -~ ~ - 6 , Par t i a l S o ld 8/21 O D3~-7 B o u g h t 8/24 N -35-~

Par t i a l S o ld 8/24 M A~ ~-5 Bought 8i25 M -3 ~ o Bought 8/27 M -~’~ Par t i a l S o ld 8/27 M A3 ~ - . 7 Bought 9/4 L -

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8/3/2019 Naomi R Buchwald Financial Disclosure Report for 2009

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Par t i a l S o ld 9 1 4 L APar t i a l S o ld 9/11 N A

B o u g h t 9/14 M -

Bought 9/15 Pl -Par t i a l S o ld 9/15 O BPar t i a l S o ld 9/16 N E

Bought 9/17 M -Sold 9/18 O EB o u g h t 9/22 M -

Sold 9/22 M - -B o u g h t 9/30 M -Sold 9/30 M BBought 1 0 / 1 M -B o u g h t 10/7 M -

Par t i a l S o ld 10/7 L C

Bought 10/8 Pl -Par t i a l S o ld 10/80 DPar t i a l S o ld 1019 N -

Sold 10/14 N AB o u g h t 10/16 M -

Par t i a l S o ld 10/22 L DB o u g h t 10/23 M -Sold 10/23 N E

B o u g h t 10/26 O -Par t i a l S o ld 1 0 1 2 6 N D

Sold t0/28 N BB o u g h t 1 1 1 1 1 M -

Par t i a l S o ld 11/ I1 M A

B o u g h t I1 /17 M -Sold 11/17 M A

B o u g h t 11/24 M -Sold I1124 M A

B o u g h t 1 1 1 2 5 M -Sold 11/25 M B

B o u g h t 1 2 1 1 6 N -B o u g h t 12121 P1 -

Par t i a l S o ld 12121 PI DB o u g h t 12/30 0 -

Par t i a l S o ld 12/30 N A

A p p l e C o m p u t er .- N o n e ~ , , a .~ B o u g h t 1 1 1 2 M -C o m m o n S t o ck z,,o~ Sold 1/12 M -

"*’° x/ B o u g h t 1/28 M -

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8/3/2019 Naomi R Buchwald Financial Disclosure Report for 2009

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Sold 1/28 M AB o u g h t 1/29 M -Sold 1 1 2 9 M A

B o u g h t 2 1 2 M - -Sold 2/2 M BB o u g h t 2/3 M -

Sold 2/3 M AB o u g h t 2/ 4 N .-

Par t ia l So ld 2 1 4 M - -

B o u g h t 2/5 N -

Sold 2/5 N DB o u g h t 2110 M -

Par t ia l So ld 2/10 . M CB o u g h t 2/l 1 L -Sold 2/11 M -

B o u g h t 2/20 M --Pm -t ia l Sold 2/20 M D

B o u g h t 2124 M -Sold 2/24 M -

B o u g h t 2/26 N -Par t i a l S o ld 2/26 M B

Sold 3/4 M -B o u g h t 3/ 5 N - -

"/"~4/ P ar t i a l So ld 3/ 5 M -Sold 3/10 M -B o u g h t 3/25 M -

Sold 3/26 M Cx , , _ ~ ~ B o u g h t 4128 N - -Y ~ - ’ * Sold 4128 N B

"/ B o u g h t 8117 M -"/-~-Y Sold 8/18 M C"/~’ B o u g h t 9/18 N -z/37 Sold 9/18 N Bz"d a’ B o u g h t 9/22 N -

~ Sold 9/22 N Bz"9’° B o u g h t 9/30 N -+/,r’/ Sold 9/30 N C,~,,/’.z

B o u g h t 10/1 N -¯v’4,a" Sold 10/2 N C. z . ,~s ,

B o u g h t 1 0 1 9 N -x4 z/5" Sold 10/13 N

~ q ~ , B o u g h t 12/16 N -,4’47 Sold 12/16 N C

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8/3/2019 Naomi R Buchwald Financial Disclosure Report for 2009

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Bought 12/21 M

Sold 12/21 M ABought 12/23 N -

Sold 12/30 N E

Cisco - ~.57,?None B o u g h t 4/17 M -C o m m o n S t o ck z , - , 5 - - _ a Sold 4/24 M B

x/,5-"/ B o u g h t 4/24 L -x,,,,,~

Sold 4 /2 8 L C4/S"~, Bought 4/30 M .-.5 , ’ . . 6 - 7 Sold 5/I M B.’-/6~ B o u g h t 9/8 M -4"5-’ /

Sold 9 1 8 M A. , - / ~ ; o

Bought 10/8 M ---~-/~’/ Sold 10/8 M B

, 9 " ~ , , i ? _ . B o u g h t 11/17 N -"9"¢$ Par t i a l S o ld 11/17 M A. 9 " ~ , - ’ - / Bought 12/21 M -- e / S - " Par t i a l S o ld 12/21 MA,/c-a- Sold 12/30 M A

E b a y - N one . z /~ , 7" Bought 4122 K -C o m m o n S to c k -’-/~,o° B o u g h t 4/27 L -

"’~" ~ Sold 4128 M A

-9’76~ B o u g h t 4/28 L -*7/ Bought 4/29 M -w v z 2 _ B o u g h t 5/4 M -x/7_~ Par t ia l So ld 5/4 L Az ¢ 7 ~ ’ Sold 5 1 5 N D.’--/7 ~ B o u g h t 5 1 7 L --z/76" So ld 5/15 I. , Az/77 B o u g h t 5119 L -z/7 9’ B o u g h t 6/I M -"-/7~ B o u g h t 7/17 [. -"/g’~

So ld 7/I 7 N C//~’/ Bought 10/9 M -x-/22 Par t i a l S o ld 10/9 I, A,’-/,93 Sold 10/12 M B,_/g,e/

B o u g h t 11/I 1 M -.z/~- Sold 11/11 M A

R a m b u s - N o n e " /~ ( ,, Bought 10 / 9 K -Comm on S tock x/g7 Sold 1 0 1 9 K A

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8/3/2019 Naomi R Buchwald Financial Disclosure Report for 2009

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T e x a s I n s t r u m e n t s - None z/g’~ B o u g h t 7/27 M -C o m m o n S t oc k 4 /8 "1 Sold 7/27 M A

z/qa B o u g h t 7 1 3 1 M -.-~q,/ Sold 8 /3 M A

6’9’2. B o u g h t 8 1 7 M - --6"9 ~ B o u g h t 8/10 L - -~’q’q" B o u g h t 8/11 N -

~./~ P ar t i a l So ld 8/li N Aq’f~ Sold 8/13 M Bz/’7 B o u g h t 8/14 M-z,,,~,~ Par t ia l So ld 8/14 M A-’/’7 q B o u g h t 8/17 L --~--aw Sold 8/18 M Bs-~r B o u g h t 8 1 2 6 M -~oa Par t ia l So ld 8/26 L A5 - o . ~ Sold 9/4 L B. _ 4 - o q " B o u g h t 9/9 L - -. . s -os- Sold 9/9 L A_ . ~ { . , ~ B o u g h t 9110 M -~ - - - o 7 P ar t i a l So ld 9 1 1 3 M -~ 7 o ~ ¢ Sold 9/18 J ..-

Y a h o o - None ~"/ L T B o u g h t 1 / 2 1 M -C o m m o n St o c k

:5/o Sold 1/21 M -

~-// B o u g h t 2/I l L .-

s- /2 . Sold 2 1 1 1 L -~ -~ Bought 9/16 N -~-tq’ P ar t i a l So ld 9/16 M A~-/s~ Sold 9 1 1 7 MC

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