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    April 18-21, 2005

    Basic Research Needs for

    Solar Energy Utilization

    Basic Research Needs for

    Solar Energy UtilizationReport of the Basic Energy Sciences Workshop on Solar Energy

    Utilization

    Report of the Basic Energy Sciences Workshop on Solar Energy

    Utilization

    Nathan S. LewisDivision of Chemistry and ChemicalEngineering

    California Institute of Technology

    Pasadena, CA 91125

    with

    George Crabtree, Argonne

    Arthur Nozik, NRELMike Wasielewski, NU

    Paul Alivisatos, UC-Berkeley

    Nathan S. LewisDivision of Chemistry and ChemicalEngineering

    California Institute of Technology

    Pasadena, CA 91125

    with

    George Crabtree, Argonne

    Arthur Nozik, NRELMike Wasielewski, NU

    Paul Alivisatos, UC-Berkeley

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    BES Workshop on Basic Research Needs forSolar Energy Utilization April 21-24, 2005

    Workshop Chair: Nathan Lewis, CaltechCo-chair: George Crabtree, Argonne

    Panel ChairsArthur Nozik, NREL: Solar ElectricMike Wasielewski, NU: Solar Fuel

    Paul Alivisatos, UC-Berkeley: Solar Thermal

    Plenary Speakers

    Pat Dehmer, DOE/BESNathan Lewis, CaltechJeff Mazer, DOE/EEREMarty Hoffert, NYU

    Tom Feist, GE

    200 participantsuniversities, national labs, industry

    US, Europe, AsiaEERE, SC, BES

    ChargeTo identify basic researchneeds and opportunities in solar

    electric, fuels, thermal andrelated areas, with a focus on

    new, emerging and scientifically

    challenging areas that have thepotential for significant impact

    in science and technologies.

    TopicsPhotovoltaics

    PhotoelectrochemistryBio-inspired Photochemistry

    Natural Photosynthetic SystemsPhotocatalytic Reactions

    Bio Fuels

    Heat Conversion & UtilizationElementary ProcessesMaterials Synthesis

    New Tools

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    Basic Research Needs for Solar Energy

    The Sun is a singular solution to our future energy needs- capacity dwarfs fossil, nuclear, wind . . .

    - sunlight delivers more energy in one hourthan the earth uses in one year

    - free of greenhouse gases and pollutants- secure from geo-political constraints

    Enormous gap between our tiny use

    of solar energy and its immense potential- Incremental advances in todays technology

    will not bridge the gap

    - Conceptual breakthroughs are needed that come

    only from high risk-high payoff basic research

    Interdisciplinary research is required

    physics, chemistry, biology, materials, nanoscience

    Basic and applied science should couple seamlessly

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    World Energy Demand

    EIA Intl Energy Outlook 2004

    http://www.eia.doe.gov/oiaf/ieo/index.html

    0

    10

    20

    30

    40

    50

    %

    World Fuel Mix 2001oil

    gas coal

    nucl renew

    85% fossil

    2100: 40-50 TW2050: 25-30 TW

    0.00

    5.00

    10.00

    15.00

    20.00

    25.00

    1970 1990 2010 2030

    TW

    World Energy Demand total

    industrial

    developing

    US

    ee/fsu

    energy gap

    ~ 14 TW by 2050~ 33 TW by 2100

    Hoffert et al Nature 395, 883,1998

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    The Energy Gap

    ~ 14 TW of additional power by 2050 ~ 33 TW of additional power by 2100

    2004 capacity: 13 TW

    fossil energyafter oil production peaks, switch to gas and coal

    capture/store 22 Gtonnes of CO2/yr (current emissions)

    12,500 km3 at atmospheric pressure = volume of Lake Superior

    600 times CO2 injected in oil wells/yr to spur production

    100 times the natural gas drawn in and out of geologic storage/yr to smoothdemand

    20,000 times CO2 stored/yr in Norways Sleipner offshore reservior

    no leaks: 1% leak rate nullifies storage in 100 yrs

    nuclear energy14,000 1 GWe fission reactors - 1 new reactor/day for 38 years

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    Renewable Energy

    Solar1.2 x 105 TW at Earth surface

    >> 600 TW practical

    Biomass5-7 TW grossall cultivatableland not used

    for food

    Hydroelectric

    Geothermal

    Wind2-4 TW extractable

    4.6 TW gross1.6 TW technically feasible0.9 TW economically feasible0.6 TW installed capacity

    12 TW gross over landsmall fraction recoverable

    Tide/OceanCurrents2 TW gross

    energy gap~ 14 TW by 2050~ 33 TW by 2100

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    Solar Energy Utilization

    Solar Electric Solar Fuel Solar Thermal

    .001 TW PV$0.30/kWh w/o storage

    CO2

    sugar

    H2O

    O2

    e-

    h

    +NCO

    NCH3

    N

    N

    N

    NHH

    H

    naturalphotosynthesis

    artificialphotosynthesis

    50 - 200 Cspace, water

    heating

    500 - 3000 Cheat engines

    electricity generationprocess heat

    1.5 TW electricity$0.03-$0.06/kWh (fossil)

    1.4 TW solar fuel (biomass)

    ~ 14 TW additional energy by 2050

    0.002 TW

    11 TW fossil fuel(present use) 2 TWspace and water

    heating

    H2O

    O2CO2

    H2, CH4CH3OH

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    Solar Energy Challenges

    Solar electricSolar fuels

    Solar thermalCross-cutting research

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    Solar Electric

    Despite 30-40% growth rate in installation,

    photovoltaics generate

    lessthan 0.1% of our electricitylessthan 0.01% of total energy

    Decrease cost/watt by a factor 10 - 20 to becompetitive with fossil electricity (without storage)

    Find effective method for storageof photovoltaic-

    generated electricity

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    Cost of Solar Electric Power

    competitive electric power: $0.40/Wp = $0.02/kWh

    competitive primary power: $0.20/Wp = $0.01/kWh

    assuming no cost for storage

    I: bulk Si

    II: thin filmdye-sensitizedorganic

    III: next generationCost $/m2

    $0.10/Wp $0.20/Wp $0.50/Wp

    Efficiency%

    20

    40

    60

    80

    100

    100 200 300 400 500

    $1.00/Wp

    $3.50/Wp

    Thermodynamic

    limit at 1 sun

    Shockley - Queisserlimit: single junction

    module cost onlydouble for balance of system

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    Revolutionary Photovoltaics: 50% Efficient Solar Cells

    present technology: 32% limit for single junction one exciton per photon relaxation to band edge

    multiple junctions multiple gaps multiple excitonsper photon

    3 I

    hot carriers

    3 V

    rich variety of new physical phenomenaunderstand and implement

    Eg

    lost toheat

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    Organic Photovoltaics: Plastic Photocells

    opportunitiesinexpensive materials, conformal coating, self-assembling fabrication,

    wide choice of molecular structures, cheap solar paint

    challengeslow efficiency (2-5%), high defect density, low mobility, full

    absorption spectrum, nanostructured architecture

    donor-acceptor junction

    polymer donorMDMO-PPV

    fullerene acceptorPCBM

    O

    O

    (

    )n

    O

    OMe

    O

    OMe

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    Large Area Si Rod ArraysLarge Area Si Rod Arrays

    Large area arrays (> 1 cm2)transferred in one piece.

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    Solar Energy Challenges

    Solar electric

    Solar fuelsSolar thermal

    Cross-cutting research

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    Solar Fuels: Solving the Storage Problem

    Biomass inefficient: too much land area.

    Increase efficiency 5 - 10 times

    Designer plants and bacteria for designer fuels:

    H2, CH4, methanol and ethanol

    Develop artificial photosynthesis

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    Leveraging Photosynthesis for Efficient Energy Production

    photosynthesis converts ~ 100 TW of sunlight to sugars: natures fuel low efficiency (< 1%) requires too much land area

    Modify the biochemistry of plants and bacteria

    - improve efficiency by a factorof 510

    - produce a convenient fuel

    methanol, ethanol, H2, CH4

    Scientific Challenges- understand and modify genetically controlled biochemistry that limits growth- elucidate plant cell wall structure and its efficient conversion to ethanol or other fuels- capture high efficiency early steps of photosynthesis to produce fuels like ethanol and H2- modify bacteria to more efficiently produce fuels

    - improved catalysts for biofuels production

    hydrogenase2H+ + 2e- H2

    switchgrass

    10

    chlamydomonas moewusii

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    Efficient Solar Water Splitting

    demonstrated efficiencies 10-18% in laboratory

    Scientific Challenges cheap materials that are robust in water

    catalysts for the redox reactions at each electrode

    nanoscale architecture for electron excitation

    transfer

    reaction

    +

    -

    H2O2

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    NanorodbasedMembraneOffersSeveralAdvantages

    TandemjunctionsystemIncreasedlightabsorptionNanorod

    geometryorthogonalizes

    directionsof

    lightabsorptionandcarriercollectionLongnanorods

    canabsorballincidentlight

    Carriersneedonlytravelradially

    tothenanorod

    sidewallstobeseparatedandcollectedGreaterflexibilityinmaterialsselection

    Potentialcandidates:WO3

    andSi

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    o ar- owere a a ys s or ueFormation

    hydrogenase2H+ + 2e- H2

    10

    chlamydomonas moewusii

    2 H2O

    O2

    4e-

    4H+

    CO2

    HCOOHCH3OHH2, CH4

    Cat Cat

    oxidation reduction

    photosystem II

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    Solar electric

    Solar fuels

    Solar thermalCross-cutting research

    Solar Energy Challenges

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    Solar Thermal

    heat is the first link in our existing energy networks solar heat replaces combustion heat from fossil fuels

    solar steam turbines currently produce the lowest cost solar electricity

    challenges:new uses for solar heatstore solar heat for later distribution

    fuel heatmechanical

    motion electricity

    space heat

    process heat

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    Solar Thermochemical Fuel Production

    high-temperature hydrogen generation500 C - 3000 C

    Scientific Challengeshigh temperature reaction kinetics of

    - metal oxide decomposition- fossil fuel chemistry

    robust chemical reactor designs and materials

    fossil fuels

    gas, oil, coal

    SolarReforming

    SolarDecomposition

    SolarGasification

    CO2, CSequestration

    Solar H2

    concentrated solarpower

    Solar ReactorMxOy

    x M +y/2 O2

    Hydrolyser

    x M + y H2O

    MxOy + yH2

    H2

    M

    MxOy

    MxOy

    H2O

    1/2O2

    concentratedsolar power

    A. Streinfeld, Solar Energy, 78,603 (2005)

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    Thermoelectric Conversion

    TAGS

    0 200 400 600 800 1000 1200 1400RT

    2.5

    1.5

    0.5

    ZT

    CsBi4

    Te6

    Bi2Te3

    LaFe3CoSb12

    Zn4Sb3

    Si Ge

    PbTe

    Temperature (K)

    Bi2Te3/Sb2Te3superlattice

    PbTe/PbSesuperlattice

    LAST-18AgPbAgPb1818SbTeSbTe2020

    figure of merit: ZT ~ (/) T

    ZT ~ 3: efficiency ~ heat engines

    no moving parts

    Scientific Challenges

    increase electrical conductivitydecrease thermal conductivity

    nanoscale architecturesinterfaces block heat transport

    confinement tunes density of statesdoping adjusts Fermi level

    nanowire superlattice

    thermal gradient electricity

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    Solar electricSolar fuels

    Solar thermalCross-cutting research

    Solar Energy Challenges

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    Molecular Self-Assembly at All Length Scales

    Scientific Challenges- innovative architectures for coupling light-harvesting, redox, and catalytic components

    - understanding electronic and molecular interactions responsible for self-assembly

    - understanding the reactivity of hybrid molecular materials on many length scales

    The major cost of solar energy conversion is materials fabrication

    Self-assembly is a route to cheap, efficient, functional production

    biological physical

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    Defect Tolerance and Self-repair

    Understand defect formation

    in photovoltaic materials and

    self-repair mechanisms inphotosynthesis

    Achieve defect tolerance andactive self-repair in solar

    energy conversion devices,

    enabling 2030 year operation

    the water splitting protein in Photosystem IIis replaced every hour!

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    Nanoscience

    N

    theory and modeling

    multi-node computer clustersdensity functional theory10 000 atom assemblies

    manipulation of photons, electrons, and molecules

    quantum dot solar cells

    artificialphotosynthesis

    naturalphotosynthesis

    nanostructuredthermoelectrics

    nanoscale architectures

    top down lithographybottom up self-assemblymulti-scale integration

    characterization

    scanning probeselectrons, neutrons, x-rays

    smaller length and time scales

    Solar energy is interdisciplinary nanoscience

    TiO2nanocrystals

    adsorbeddye

    liquidelectrolyte

    conductingglass

    transparent

    electrode

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    Perspective

    The Energy Challenge~ 14 TW by 2050~ 33 TW by 2100

    13 TW in 2004

    Solar Potential125,000 TW at earths surfaceat least 600 TW practical

    Breakthrough basic research neededSolar energy is a young science

    - spurred by 1970s energy crises

    - fossil energy science spurred by industrial revolution - 1750s

    solar energy horizon is distant and unexplored

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    Preview

    Grand energy challenge- double demand by 2050, triple demand by 2100

    Sunlight is a singular energy resource- capacity, environmental impact, geo-political security

    Breakthrough research directions for mature solarenergy- solar electric

    - solar fuels

    - solar thermal

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    Fossil: Supply and Security

    EIA: http://tonto.eia.doe.gov/FTPROOT/

    presentations/long_term_supply/index.htm

    1900 1950 2000 2050 2100

    Bbbl/yr

    10

    20

    30

    40

    50World OilProduction

    2016

    2037

    2% demand growth

    ultimate recovery:

    3000 Bbbl

    When Will Production Peak?

    gas: beyond oil

    coal: > 200 yrsproduction peak

    demand exceeds supply

    price increasesgeo-political restrictions

    World Oil Reserves/Consumption2001

    OPEC: Venezuela, Iran, Iraq, Kuwait, Qatar, Saudi Arabia,

    United Arab Emirates, Algeria, Libya, Nigeria, and Indonesiahttp://www.eere.energy.gov/vehiclesandfuels/facts/2004/fcvt_fotw336.shtml

    unequal supply insecure access

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    Fossil: Climate Change

    Relaxation time

    transport of CO2or heat to deepocean: 400 - >3000 years

    Intergovernmental Panel on Climate Change, 2001http://www.ipcc.ch

    N. Oreskes, Science306, 1686, 2004

    D. A. Stainforth et al, Nature433, 403, 2005

    Climate Change 2001: T he Scientific Basis, Fig 2.22

    12001000 1400 1600 1800 2000

    240

    260

    280

    300

    320

    340

    360

    380

    Year AD

    Atmosp

    heric

    CO

    2(ppmv)

    Temperature(C)

    - 1.5

    - 1.0

    - 0.5

    0

    0.5

    1.0

    1.5

    -- CO2-- Global Mean Temp300

    400

    500

    600

    700

    800

    - 8

    - 4

    0

    + 4

    400 300 200 100Thousands of years before present

    (Ky BP)

    0

    Trelative

    to

    present(

    C)

    CH4(ppmv)

    -- CO2-- CH4--

    T

    325

    300

    275

    250

    225

    200

    175

    CO2(ppmv)

    CO2in 2004: 380 ppmv

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    photosystem II

    Biology: protein structures dynamically control energy and charge flow Smart matrices: adapt biological paradigm to artificial systems

    Scientific Challenges engineer tailored active environments with bio-inspired components

    novel experiments to characterize the coupling among matrix, charge, and energy

    multi-scale theory of charge and energy transfer by molecular assemblies

    design electronic and structural pathways for efficient formation of solar fuels

    Smart Matrices for Solar Fuel Production

    h

    chargechargeenergy energy

    h

    smart matrices carryenergy and charge