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Eur. Phys. J. C (2015) 75:286 DOI 10.1140/epjc/s10052-015-3487-5 Regular Article - Theoretical Physics Natural quasi-alignment with two Higgs doublets and RGE stability F. J. Botella 1,a , G. C. Branco 2 ,3 ,4,b , António M. Coutinho 2 ,c , M. N. Rebelo 2 ,d , J. I. Silva-Marcos 2 ,e 1 Departament de Física Teòrica and IFIC, Universitat de València-CSIC, 46100 Burjassot, Spain 2 Centro de Física Teórica de Partículas (CFTP), Instituto Superior Técnico (IST), Universidade de Lisboa (UL), Avenida Rovisco Pais, 1049-001 Lisbon, Portugal 3 Departamento de Física, Instituto Superior Técnico (IST), Universidade de Lisboa (UL), Avenida Rovisco Pais, 1049-001 Lisbon, Portugal 4 Theory Group, Physics Department, CERN, 1211 Geneva 23, Switzerland Received: 23 February 2015 / Accepted: 27 May 2015 / Published online: 26 June 2015 © The Author(s) 2015. This article is published with open access at Springerlink.com Abstract In the context of two Higgs doublet models, we study the conditions required in order to have stable quasi- alignment in flavour space. We show that stability under the renormalisation group equations imposes strong constraints on the flavour structure of the Yukawa couplings associated to each one of the Higgs doublets. In particular, we find a novel solution, where all Yukawa couplings are proportional to the so-called democratic matrix. This solution is rather unique, since it is the only stable solution which is a good starting point for reproducing the observed pattern of quark masses and mixing. We also show that this stable solution can be obtained by imposing on the Lagrangian a Z 3 × Z 3 flavour symmetry. Quark masses of the lighter quark generations are generated through the breaking of this discrete symmetry, and, at this stage, scalar-mediated flavour-changing neutral- currents arise, but they are naturally suppressed by the small- ness of the light quark masses. In this way, we relate Higgs alignment to the hierarchy of the quark masses through a discrete family symmetry. 1 Introduction One of the simplest extensions of the standard model (SM) consists of the addition of scalar doublets to the SM spec- trum. Multi-Higgs extensions arise in a variety of frame- a e-mail: [email protected] b e-mail: [email protected] c e-mail: [email protected] d e-mail: [email protected] e e-mail: [email protected] works, including supersymmetric extensions of the SM, as well as models with family symmetries. A two Higgs dou- blet model (2HDM) was first introduced by Lee [1], in order to achieve spontaneous breaking of the CP symmetry. If no extra symmetries are introduced, 2HDMs lead to too large tree-level scalar-mediated flavour-changing neutral-currents (FCNCs) [2, 3]. In order to avoid these potentially dangerous currents, various schemes have been proposed: (i) Glashow and Weinberg [4] have pointed out that one can avoid FCNCs at tree level by introducing a Z 2 symmetry under which the two Higgs doublets transform differ- ently. The introduction of a Z 2 symmetry in 2HDMs prevents the generation of spontaneous CP breaking [5] unless the symmetry is softly broken [6]. (ii) Pich and Tuzon [7] have conjectured the existence of flavour alignment of the two Yukawa matrices, thus avoiding FCNCs at tree level. This is an interesting suggestion, but it has the drawback of being an ad-hoc assumption, not explained by any symmetry. Further- more, it has been pointed out that in general this scheme is not stable under the renormalisation group [8]. There have been attempts to obtain alignment in various exten- sions of the SM [911]. (iii) Another possibility has been proposed some time ago [12] by Branco, Grimus and Lavoura (BGL) who have pointed out that there is a symmetry which, when imposed on the Lagrangian, constrains the Yukawa cou- plings in such a way that FCNCs do arise at tree level, but are entirely determined by the V CKM matrix, with no other free parameters. In some of the BGL mod- els, one has a strong natural suppression of the most dangerous FCNC, with, for example, the strangeness- changing neutral currents, proportional to (V td V ts ) 2 , 123
Transcript
Page 1: Natural quasi-alignment with two Higgs doublets and RGE ...cds.cern.ch/record/1983877/files/s10052-015-3487-5.pdf · Natural quasi-alignment with two Higgs doublets and RGE stability

Eur. Phys. J. C (2015) 75:286DOI 10.1140/epjc/s10052-015-3487-5

Regular Article - Theoretical Physics

Natural quasi-alignment with two Higgs doublets and RGEstability

F. J. Botella1,a, G. C. Branco2,3,4,b, António M. Coutinho2,c, M. N. Rebelo2,d, J. I. Silva-Marcos2,e

1 Departament de Física Teòrica and IFIC, Universitat de València-CSIC, 46100 Burjassot, Spain2 Centro de Física Teórica de Partículas (CFTP), Instituto Superior Técnico (IST), Universidade de Lisboa (UL), Avenida Rovisco Pais, 1049-001

Lisbon, Portugal3 Departamento de Física, Instituto Superior Técnico (IST), Universidade de Lisboa (UL), Avenida Rovisco Pais, 1049-001 Lisbon, Portugal4 Theory Group, Physics Department, CERN, 1211 Geneva 23, Switzerland

Received: 23 February 2015 / Accepted: 27 May 2015 / Published online: 26 June 2015© The Author(s) 2015. This article is published with open access at Springerlink.com

Abstract In the context of two Higgs doublet models, westudy the conditions required in order to have stable quasi-alignment in flavour space. We show that stability under therenormalisation group equations imposes strong constraintson the flavour structure of the Yukawa couplings associatedto each one of the Higgs doublets. In particular, we find anovel solution, where all Yukawa couplings are proportionalto the so-called democratic matrix. This solution is ratherunique, since it is the only stable solution which is a goodstarting point for reproducing the observed pattern of quarkmasses and mixing. We also show that this stable solution canbe obtained by imposing on the Lagrangian a Z3×Z ′

3 flavoursymmetry. Quark masses of the lighter quark generations aregenerated through the breaking of this discrete symmetry,and, at this stage, scalar-mediated flavour-changing neutral-currents arise, but they are naturally suppressed by the small-ness of the light quark masses. In this way, we relate Higgsalignment to the hierarchy of the quark masses through adiscrete family symmetry.

1 Introduction

One of the simplest extensions of the standard model (SM)consists of the addition of scalar doublets to the SM spec-trum. Multi-Higgs extensions arise in a variety of frame-

a e-mail: [email protected] e-mail: [email protected] e-mail: [email protected] e-mail: [email protected] e-mail: [email protected]

works, including supersymmetric extensions of the SM, aswell as models with family symmetries. A two Higgs dou-blet model (2HDM) was first introduced by Lee [1], in orderto achieve spontaneous breaking of the CP symmetry. If noextra symmetries are introduced, 2HDMs lead to too largetree-level scalar-mediated flavour-changing neutral-currents(FCNCs) [2,3]. In order to avoid these potentially dangerouscurrents, various schemes have been proposed:

(i) Glashow and Weinberg [4] have pointed out that one canavoid FCNCs at tree level by introducing a Z2 symmetryunder which the two Higgs doublets transform differ-ently. The introduction of a Z2 symmetry in 2HDMsprevents the generation of spontaneous CP breaking [5]unless the symmetry is softly broken [6].

(ii) Pich and Tuzon [7] have conjectured the existence offlavour alignment of the two Yukawa matrices, thusavoiding FCNCs at tree level. This is an interestingsuggestion, but it has the drawback of being an ad-hocassumption, not explained by any symmetry. Further-more, it has been pointed out that in general this schemeis not stable under the renormalisation group [8]. Therehave been attempts to obtain alignment in various exten-sions of the SM [9–11].

(iii) Another possibility has been proposed some time ago[12] by Branco, Grimus and Lavoura (BGL) who havepointed out that there is a symmetry which, whenimposed on the Lagrangian, constrains the Yukawa cou-plings in such a way that FCNCs do arise at tree level,but are entirely determined by the VCKM matrix, withno other free parameters. In some of the BGL mod-els, one has a strong natural suppression of the mostdangerous FCNC, with, for example, the strangeness-changing neutral currents, proportional to (VtdV ∗

ts)2,

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286 Page 2 of 9 Eur. Phys. J. C (2015) 75 :286

which implies a very strong natural suppression of thecontribution to the K 0–K 0 transition. With this suppres-sion, the neutral Higgs masses need not be too large.BGL models have been extended to the leptonic sector[13], their relation to minimal flavour violation mod-els has been studied [14] and their phenomenologicalimplications have been recently analysed [15–17].

This is not a complete list of possible schemes to avoidlarge FCNC in 2HDM, some other plausible solutions con-sist in postulating concrete Yukawa structures, such as therenowned Cheng and Sher [18] ansatz, or in simply decou-pling the heavy Higgs states.

In this paper, we reexamine the question of the stability offlavour alignment under the renormalisation group. Assum-ing that the Yukawa couplings of the two Higgs doublets arealigned, i.e., proportional to each other, we study under whatconditions the alignment is maintained by the renormalisa-tion group. Apart from the conditions already found in Ref.[8], we find new solutions which can be of great physicalinterest. One of these solutions, corresponds to having allthe Yukawa coupling matrices proportional to the so-calleddemocratic matrix [19–21]. This solution is rather unique,since on the one hand it is stable under the renormalisationgroup equations (RGEs) and on the other hand, it is the onlystable solution which provides a good starting point for repro-ducing the observed pattern of quark masses and mixing. Wethen point out that this flavour democratic solution can beobtained as a result of a Z3 × Z ′

3 flavour symmetry. In theframework that we propose, flavour alignment is exact in thelimit where only the third family acquires mass. Once thetwo light generations acquire a mass, there are small devi-ations from alignment, which are suppressed by the stronghierarchy of quark masses. As a result, one obtains in thisframework, a quasi-alignment of the Yukawa couplings, asa result of the Z3 × Z ′

3 symmetry, together with the stronghierarchy of quark masses.

The paper is organised as follows. In the next section, webriefly describe the general flavour structure of the 2HDM,in order to settle our notation. In Sect. 3 we derive all thesolutions for the Yukawa couplings, leading to alignment,stable under the renormalisation group. In Sect. 4 we showthat the flavour democratic solution can be obtained as aresult of a Z3 × Z ′

3 flavour symmetry and propose an ansatzfor the breaking of the Z3 × Z ′

3 symmetry. In Sect. 5, weexamine the suppression of scalar-mediated FCNCs in ourframework. In Sect. 6, we perform a numerical analysis,showing how the pattern of quark masses and mixing canbe obtained in the framework of our ansatz. Finally ourconclusions are contained in Sect. 7. In the appendix wepresent a full study of the solutions of the alignment condi-tions.

2 Yukawa couplings in the generaltwo-Higgs-doublet-model (2HDM)

For completeness and in order to establish our notation webriefly review the flavour structure of the 2HDM, whenno extra symmetries are introduced in the Lagrangian. TheYukawa couplings can be written:

LY = −Q0L �1�1d

0R − Q0

L �2�2d0R − Q0

L �1�1u0R

−Q0L �2�2u

0R − L0

L �1�1l0R − L0

L �2�2l0R + h.c.

(1)

where �i denote the Higgs doublets and ˜�i ≡ i τ2 �∗i , and

�i , �i and �i are matrices in flavour space. After sponta-neous symmetry breaking, the following quark mass matricesare generated:

Md = 1√2(v1�1 + v2e

iα�2),

Mu = 1√2(v1�1 + v2e

−iα�2) (2)

where vi/√

2 ≡ | < 0|φ0i |0 > | and α denotes the relative

phase of the two vacuum expectation values (vevs) of theneutral components φ0

i of �i . The neutral and the chargedHiggs interactions with quarks are of the form

LY(quark, Higgs) = − d0L

1

v[Md H0 + N0

d R + i N0d I ] d0

R

− u0L

1

v[Mu H0 + N0

u R + i N0u I ] u0

R (3)

+√

2H+v

(

u0L N

0d d0

R − u0RN

0u

†d0L

)

+ h.c.

where v ≡√

v21 + v2

2 ≈ 246 GeV, and H0 and R areorthogonal combinations of the fields ρ j , arising when oneexpands [1] the neutral scalar fields around their vevs, φ0

j =eiα j√

2(v j +ρ j +iη j ). Here we should choose H0 in such a way

that it has couplings to the quarks which are proportional tothe mass matrices, as can be seen from Eq. (3). Similarly, Idenotes the linear combination of η j orthogonal to the neutralGoldstone boson. The matrices N 0

d and N 0u are given by

N 0d = 1√

2(v2�1 − v1e

iα�2),

N 0u = 1√

2(v2�1 − v1e

−iα�2). (4)

The quark mass matrices are diagonalised through

U †dL Md UdR = Dd ≡ diag(md ,ms,mb),

U †uL Mu UuR = Du ≡ diag(mu,mc,mt ), (5)

and the matrices N 0d and N 0

u in the mass eigenstate basistransform into

U †dL N 0

d UdR = Nd , U †uL N 0

u UuR = Nu . (6)

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Eur. Phys. J. C (2015) 75 :286 Page 3 of 9 286

There are similar expressions for the leptonic sector. We donot introduce neutrino masses since these are not relevant forour analysis.

3 Stability of the aligned 2HDM under RGE

The aligned two Higgs doublet model (A2HDM) is definedat tree level by the following relations involving the matricesintroduced in Eq. (1):

�2 = d · �1

�2 = u · �1 (7)

�2 = e · �1

where d, u and e are constants. In this section we analysethe stability of the A2HDM under the RGEs. The one loopRGEs for the Yukawa couplings are [8,22]

D�k = a��k

+2

l=1

[

3Tr(

�k�†l + �

†k�l

)

+ Tr(

�k�†l + �

†k�l

)]

�l

+2

l=1

(

−2�l�†k�l + �k�

†l �l + 1

2�l�

†l �k + 1

2�l�

†l �k

)

,

(8)

D�k = a��k

+2

l=1

[

3Tr(

�k�†l + �

†k�l

)

+ Tr(

�k�†l + �

†k�l

)]

�l

+2

l=1

(

−2�l�†k�l + �k�

†l �l + 1

2�l�

†l �k + 1

2�l�

†l �k

)

,

(9)

D�k = a��k

+2

l=1

[

3Tr(

�k�†l + �

†k�l

)

+ Tr(

�k�†l + �

†k�l

)]

�l

+2

l=1

(

−2�l�†k�l + �k�

†l �l + 1

2�l�

†l �k + 1

2�l�

†l �k

)

,

(10)

where D ≡ 16π2μ (d/dμ) and μ is the renormalisationscale. The coefficients a� , a� and a� are given by

a� = −8g2s − 9

4g2 − 5

12g′2, (11)

a� = −8g2s − 9

4g2 − 17

12g′2, (12)

a� = −9

4g2 − 15

4g′2 (13)

where gs , g and g′ are the gauge coupling constants ofSU(3)c, SU(2)L and U (1)Y , respectively. The alignmentrelations given by Eq. (7) guarantee the absence of Higgs-

mediated FCNCs at tree level because both matrices Md andNd are proportional to �1. Similarly both Mu and Nu areproportional to �1 and Ml , Nl to �1. In general, these rela-tions are broken at one loop level. From Eqs. (8)–(10) onecan easily derive

D (�2) − d · D (�1)

= (

u∗ − d)

(1 + ud){

3Tr(

�†1�1

)

− 2�1�†1

}

�1

+ (e − d)(

1 + e∗d)

Tr(

�†1�1

)

�1, (14)

D (�2) − u · D (�1)

= (

d∗ − u)

(1 + ud){

3Tr(

�†1�1

)

− 2�1�†1

}

�1

+ (

e∗ − u)

(1 + eu) Tr(

�†1�1

)

�1, (15)

D (�2) − e · D (�1)

= 3 (d − e)(

1 + d∗e)

Tr(

�†1�1

)

�1

+3(

u∗ − e)

(1 + eu) Tr(

�†1�1

)

�1. (16)

In order to enforce Eq. (7) at one loop level it is easy to realisethat it is sufficient to impose

D (�2) − d · D (�1) ∝ �1, (17)

D (�2) − u · D (�1) ∝ �1, (18)

D (�2) − e · D (�1) ∝ �1; (19)

in fact the proportionality constants on the r.h.s. are the run-ning1 of d, u and e. Therefore, Eq. (16) does not impose anyconstraint: at one loop level the charged lepton sector remainsaligned and there are no FCNCs in the leptonic sector. Thisresult agrees with the findings of Refs. [23,24].

In Eqs. (14) and (15) the pieces that can break the align-ment in the quark sector are the terms: �1�

†1�1 and �1�

†1�1

respectively.2 In order to have alignment at one loop level –fulfilling Eqs. (17) and (18) – there are two types of solutions:

1. (u∗ − d) (1 + ud) = 02. �1�

†1�1 = λ��1 and �1�

†1�1 = λ��1. With λ� and

λ� complex numbers.

Solutions of type 1 include the usual 2HDM with naturalflavour conservation, where the up and down quarks receivecontributions from only one Higgs doublet. It is well knownthat this can be achieved through the introduction of a Z2

1 The authors of Ref. [8] impose the condition that the r.h.s. ofEqs. (14)–(16) be equal to zero. This amounts to imposing alignmentat one loop level and imposing additionally that there is no running ofthe parameters u, d and e.2 It can be readily seen that �1�

†1�1 ∝ MuM

†u Md and �1�

†1�1 ∝

MdM†d Mu . It is worth emphasizing that these structures are precisely the

ones obtained in [23,24], which produce FCNCs at one loop level andbreak the alignment. Note that this radiatively induced misalignment isin general very small as also argued in [25,26].

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286 Page 4 of 9 Eur. Phys. J. C (2015) 75 :286

symmetry. Here, we are not interested in this class of wellknown solutions. We are interested in the class of solutionsof type 2, and in the appendix we study the complete setof matrices �1 and �1 that obey to the conditions requiredfor this class of solutions. We show in the appendix that ifone requires stability under the RGE and at the same timeYukawa structures which are, in leading order, in agreementwith the observed pattern of quark masses and mixing, thenone is lead to a unique solution, where the matrices �1 and�1 are of the form

�1 = cd1�; �1 = cu1� (20)

with � the democratic mass matrix:

� =⎛

1 1 11 1 11 1 1

⎠ . (21)

This solution corresponds to the limit where only the top andbottom quarks acquire mass, while the two first generationsare massless. The up and down quarks are aligned in flavourspace, so the VCKM matrix equals the identity. The otherstable solutions of type 2 correspond to non-realistic caseslike for example having all up or down quarks massless ortwo up or two down quark masses degenerate or with a VCKM

very far from the identity matrix.It is remarkable that the so-called democratic mass matrix

is stable under RGE and that precisely this stability alsoenforces what could be called “quark alignment” in the sensethat we also have a proportionality among �i and �i .

4 Natural quasi-alignment of Yukawa couplings

In this section we search for the minimal symmetry whichwhen imposed on the Lagrangian, leads to the stable solu-tion described in the previous section, corresponding to thedemocratic Yukawa couplings of Eq. (20). Before describingthis symmetry, it is worth to analyse another type of align-ment which is verified experimentally, the so-called up–downalignment in the quark sector.

4.1 The up–down alignment in the quark sector

In the quark sector, flavour mixing is small. This meansthat there is a weak basis (WB) where both Mu and Md

are close to the diagonal form. Experiment indicates thatnot only flavour mixing is small, but there is also up–downflavour alignment in the quark sector in the following sense.We can choose, without loss of generality, a WB whereMu = diag(mu,mc,mt ). Of course, this is just a choice ofordering, with no physical meaning. Small mixing impliesthat in this WB Md is almost diagonal. In principle, sincethe Yukawa couplings Yu and Yd are not constrained in the

SM, there is equal probability of Md being close to Md =diag(md ,ms,mb). corresponding to up–down alignment, orbeing close, for instance, to Md = diag(mb,ms,md) inwhich case there is up–down misalignment. It is clear thatin the SM, assuming small mixing and hierarchical quarkmasses, the probability of obtaining up–down alignment isonly 1/6. Given a set of arbitrary quark mass matrices Mu

and Md , one can derive necessary and sufficient conditionsto obtain small mixing and up–down alignment, expressed interms of WB invariants [27]. Since the experimentally veri-fied up–down alignment is not automatic in the SM, one maywonder whether there is a symmetry which leads to up–downalignment. In the next subsection, we propose a symmetrywhich leads to up–down alignment in the quark sector andwhen extended to a 2HDM leads to a natural alignment ofthe two Higgs doublets in flavour space.

4.2 Z3 × Z ′3 symmetry and the two Higgs alignment

We introduce the Z3 × Z ′3 symmetry under which the quark

left-handed doublets Q0Li

, the right-handed up quarksu0Li

and

the right-handed down quarks d0Li

transform in the followingway:

Q0Li

−→ P†i j Q

0L j

,

u0Ri −→ Pi j u

0R j

,

d0Ri −→ Pi j d

0R j

, (22)

where Z3 corresponds to P = 1l+ E1 and Z ′3 to P = 1l+ E2

with

E1 = ω − 1

2

1 −1 0−1 1 00 0 0

⎠ ;

E2 = ω − 1

3

12

12 −1

12

12 −1

−1 −1 2

⎠(23)

and ω = e2π i

3 . The Higgs doublets transform trivially underZ3×Z ′

3. The above symmetry leads to the following form forthe Yukawa matrices: � j = cdj�, � j = cuj�, correspondingto the stable solution of Eq. (20). This can easily be checkedsince �E1 = �E2 = 0. We thus conclude that the symmetryof Eqs. (22) and (23) leads to the alignment of the two Yukawacoupling matrices, with a democratic flavour structure. Notethat this solution also guarantees an up–down alignment inthe quark sector, as defined in the previous subsection.

In order to give mass to the first two quark generations, theZ3 × Z ′

3 symmetry has to be broken. This breaking will alsolead to Higgs-mediated FCNCs, but these couplings will besuppressed by the smallness of the quark masses. In order toillustrate how a realistic pattern of quark masses and mixing

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can be obtained, we shall assume that the breaking of theZ3 × Z ′

3 symmetry occurs in two steps. In the first step thesymmetry Z3 × Z ′

3 is broken into just one of the Z3 and thesecond generation acquires mass and finally in the last stepthe masses of the quarks u and d are generated. In the firststep the symmetry Z3 × Z ′

3 is broken to Z3 generated byP = 1l + E1. One can check that

� j = cdj (� + εd A) ; � j = cuj (� + εu A) ;

A =⎛

0 0 10 0 11 1 1

⎠ (24)

are invariant under this Z3 symmetry. Note that A E1 = 0. Atthis stage the second generation acquires mass. Finally, thelightest quarks, u and d acquire mass through a small pertur-bation, proportional to δd,u , which breaks this Z3 symmetry.We assume that

�2 = cd2

(

� + εd A + δd Bd

)

, (25)

while

�1 = cd1 (� + εd A) ; (26)

with equivalent expressions for the up sector. Here

Bu =⎛

0 0 10 0 01 0 1

⎠ ; Bd =⎛

0 0 10 0 01 0 η

⎠ (27)

where η is some complex number with modulus of order one.The symmetry is broken, and neither Bu nor Bd are invariantunder the Z3 × Z ′

3 symmetry.

5 Suppression of scalar-mediated FCNC

In order to study the suppression of a scalar-mediated FCNC,it is useful to start by analysing the parameter space in ourframework.

5.1 The parameter space

From Eqs. (2), (25) and (26) it follows that, in leading order,

mb = 3√2|cd1v1 + cd2v2e

iα|; mt = 3√2|cu1v1 + cu2v2e

−iα|.(28)

Writing v ≡√

v21 + v2

2 = v1√

1 + t2, with

t = v2

v1(29)

we obtain in leading order the following relations:

|cd1 + cd2 teiα|√1 + t2

=√

2

3

mb

v; |cu1 + cu2 te−iα|√

1 + t2=

√2

3

mt

v,

(30)

which impose restrictions on the allowed parameter space. Apriori, we do not assume any conspiracy between parametersand take t = O(1). It is then clear from Eq. (30) that thecui are generically of order one, while cdi are smaller andmay assume values of order O(

mbmt

). This is an importantingredient which, as we shall see, will play a rôle in theevaluation of the strengths of the FCNCs and the allowedparameter space for the Higgs masses.

Next we give the structure of the flavour-changing neutralYukawa couplings. To this aim, it is useful to express thequark mass matrices in Eq. (2) in terms of the perturbationsgiven in Eqs. (25) and (26):

Md = v1√2

(

cd1 +cd2 teiα

)

[�+εd A+δd Bd ]

Mu = v1√2

(

cu1 +cu2 te−iα

)

[�+εu A+δu Bu];

δd ≡ cd2 teiα

cd1 +cd2 teiα

δd ,

δu ≡ cu2 te−iα

cu1 +cu2 te−iα

δu .

(31)

Then we derive the expressions for the matrices whichcouple to the Higgs scalars in Eqs. (3) and (4). In the basiswhere the up and down quark matrices are diagonal, thematrices Nd and Nu of Eq. ( 6) become

Nd = t Dd − v1√2

(

1 + t2)

eiα U †dL

�2 UdR ,

Nu = t Du − v1√2

(

1 + t2)

e−iα U †uL �2 UuR (32)

where we have used Eqs. (4) and (6) with Eq. (2). Finally,from Eq. (32) combined with Eqs. (25) and (31) we find

Nd = cd1 t−cd2 eiα

cd1 +cd2 teiα Dd − v√

2

cd1√

1+t2

t δd U †dL

Bd UdR

Nu = cu1 t−cu2e−iα

cu1+cu2 te−iα Du − v√

2

cu1√

1+t2

t δu U†uL Bu UuR

(33)

where Dd ≡diag(md ,ms,mb) and Du ≡ diag(mu,mc,mt ).The crucial point is that in our scheme these matrices have

an extra suppression factor, proportional to δd,u . Using theexpressions given in Eqs. (31) and (27), and computing thetrace, the second invariant and the determinant for the squaredquark mass matrices Hu,d ≡ (

MM†)

u,d , one can find that inleading order

δd = √3√

mdms

msmb

= O(

λ3)

δu = √3√

mumc

mcmt

= O(

λ5)

(34)

where λ ≡ 0.2 is of the order of the Cabibbo angle.

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286 Page 6 of 9 Eur. Phys. J. C (2015) 75 :286

From Eq. (31) it follows that in leading order UdL =UuL = UdR = UuR = F , where

F ==⎛

1/√

2 1/√

6 1/√

3−1/

√2 1/

√6 1/

√3

0 −2/√

6 1/√

3

⎠ (35)

is the matrix that diagonalises the exact democratic limit �.Thus, taking into account Eq. (27), the matrix contributionsfrom U †

dLBd UdR and U †

uL Bu UuR are both of order one.One can thus conclude that:

– for the down sector, with the assumptions made after Eq.(30), we have a total suppression factor of O(

mbmt

)·O (

λ3)

– for the up sector, we have a suppression factor of O(

λ5)

or smaller depending on the value that we choose toassume for cu1 , but which, as explained, it is reasonableto take of order one.

6 Numerical analysis

The matrices of Eq. (31) may be explicitly written

Mu = cu

1 1 1 + ε + δ

1 1 1 + ε

1 + ε + δ 1 + ε 1 + ε + δ

u

,

Md = cd

1 1 1 + ε + δ

1 1 1 + ε

1 + ε + δ 1 + ε 1 + ε + η δ

d

, (36)

where we have introduced cd ≡ v1√2(cd1 + cd2 t eiα) and

cu ≡ v1√2(cu1 + cu2 t e

−iα). Although these two coefficientsare in general complex, and since the physically meaningfulmatrices are those defined as H = M M†, both coefficientsmay be taken as real for our numerical exercise. If one thenparametrises the remaining variables as

ε = εm exp(

i ε f)

, δ = δm exp(

i δ f)

,

η = ηm exp(

i η f)

, (37)

one is left with 12 real parameters that compose the quarkmass matrices in our scheme.

In order to check if this parameter space could accommo-date the flavour sector, a numerical survey was made wherewe looked for one combination that could fit the observedvalues of the quark masses given at the scale of the Z bosonmass [28], the moduli of the entries of the CKM matrix [29],the strength of CP violation ICP and sin 2β and γ [29], withβ and γ being two of the angles of the unitarity triangle.A simple run of all 12 parameters produced a “referencepoint”:

Up sector Down sector

c 56.73 0.89εm 1.6 × 10−2 0.11ε f −5.6 × 10−3 0.41δm 8.1 × 10−4 2.2 × 10−2

δ f π + 0.32 2.26ηm – 4.99η f – π + 0.62

which yields the output values:

Dd = diag(0.00204, 0.05824, 2.85356) GeV,

Du = diag(0.00114, 0.61736, 171.684) GeV,

|VCKM| =⎛

0.9745 0.2244 0.00360.2243 0.9737 0.04150.0087 0.0407 0.9991

⎠ , (38)

|ICP| = 3.0 × 10−5,

sin 2β = 0.69,

γ = 69.3◦.

It should be noted that the 12 parameters fix not onlyVCKM

and the quark mass spectrum, but also the strengths of all theFCNC couplings. In order to evaluate the numerical stabilityof this reference point, we performed a numerical check,varying the input parameters randomly around the valuesthat produced the reference point above; the new results werethen combined in the scatter plots shown in Fig. 1 where thereference point is highlighted. In order to obtain an estimateof the lower bound for the flavour-violating Higgs masses,

we consider the contribution to K 0–K0

mixing. Apart fromthe SM box diagram one now has a new physics contributionarising from the scalar-mediated FCNC tree-level diagramsthus making the total transition amplitude equal to M12 =MSM

12 + MNP12 , Ref. [16] with

MNP12 =

H=R,I

f 2M mM

96 v2 m2H

{[

1 +(

mM

mq1 + mq2

)2]

× C1(H) −[

1 + 11

(

mM

mq1 + mq2

)2]

C2(H)

}

,

(39)

where

C1(R) = [(

Nq2q1)∗ + Nq1q2

]2,

C2(R) = [(

Nq2q1)∗ − Nq1q2

]2, (40)

and

C1(I ) = − [(

Nq2q1)∗ − Nq1q2

]2,

C2(I ) = − [(

Nq2q1)∗ + Nq1q2

]2. (41)

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Eur. Phys. J. C (2015) 75 :286 Page 7 of 9 286

Fig. 1 We present scatter plots showing |ICP| versus sin 2β and sin 2β versus |Vub| obtained by varying randomly the input parameters aroundthe reference point

Fig. 2 Plot showing the allowed region for mI and mR , taking intoaccount the constraint on �mK

The indices q1 and q2 refer to the valence quarks of the mesonM , and N is Nu or Nd , depending on the meson systemconsidered.

In this framework it is a good approximation to use thematrix F for bothUdL andUdR . Using the values we obtainedfor δd and taking, as already discussed, t 1 and cd1 √

23

mbv

, the new physics contribution to MK12 becomes solely

dependent on fK , mK , mR and mI . In K 0–K0, both MK

12 and�K

12 are relevant for the mass difference �mK . It is reasonableto impose the constraint that MNP

12 in the neutral kaon systemdoes not exceed the experimental value of �mK . Adoptingas input values the PDG experimental determinations of fK ,mK and �mK [30], one is left with combinations of mR

and mI where our model respects the inequality MNP (K )12 <

�mK . The region plot that we have obtained is presentedin Fig. 2. It is clear that in this framework the masses ofthe flavour-violating neutral Higgs can be below the TeVscale, so that they could be discovered at the next run of theLHC.

7 Conclusions

We have studied in detail, in the framework of 2HDM, thequestion of stability of alignment, under the renormalisationgroup. It was shown that there are new stable solutions, apartfrom those found in Ref. [8]. Stability under the RGE putsvery strict restrictions on the flavour structure of the HiggsYukawa couplings. If one imposes the stability conditionsand at the same time requires that the flavour structure isin agreement with the observed pattern of quark masses andmixing, then one is lead to a unique solution, where all Higgsflavour matrices are proportional to the so-called democraticmatrix. We have also shown that these flavour structures lead-ing to stable alignment can be obtained by imposing on theLagrangian a Z3 ×Z ′

3 symmetry. In the limit where this sym-metry is exact, only the third generation of quarks acquiresa mass. Non-vanishing masses for the two first generationsare obtained through the breaking of the discrete symmetrywhich in turn generates scalar-mediated FCNCs which aresuppressed by the smallness of the light quark masses.

It should be pointed out that the proposed framework doesnot automatically imply a natural suppression of CP violat-ing effects such as edms [31,32]. In this respect this frame-work has the same features as the standard aligned model ofRef. [7].

The scenario presented in this paper provides a naturalframework for the alignment hypothesis and establishes apossible intriguing link between stability of alignment in2HDM and the observed pattern of quark masses and mixing.

Acknowledgments This work is partially supported by SpanishMINECO under Grant FPA2011-23596, by Generalitat Valencianaunder Grant GVPROMETEOII 2014-049 and by Fundação paraa Ciência e a Tecnologia (FCT, Portugal) through the ProjectsCERN/FP/123580/2011, PTDC/FIS-NUC/0548/2012, EXPL/FIS-NUC/0460/2013 and CFTP-FCT Unit 777 (PEst-OE/FIS/UI0777/2013),which are partially funded through POCTI (FEDER), COMPETE,QREN and EU.

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286 Page 8 of 9 Eur. Phys. J. C (2015) 75 :286

OpenAccess This article is distributed under the terms of the CreativeCommons Attribution 4.0 International License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution,and reproduction in any medium, provided you give appropriate creditto the original author(s) and the source, provide a link to the CreativeCommons license, and indicate if changes were made.Funded by SCOAP3.

Appendix: Solutions to the alignment conditions

The solutions to the alignment conditions

�1�†1�1 = λ��1; �1�

†1�1 = λ��1 (42)

can be obtained by the following steps. First we define theHermitian matrices

H� = �1�†1; H� = �1�

†1. (43)

It is easy to show that λ� and λ� are real. This can be achievedby multiplying the first equation by its Hermitian conjugateand inserting the second equation (and vice versa) to get

λ� H2� = |λ�|2 H�, (44)

λ�H2� = ∣

∣λ�

2H�; (45)

it follows from these equations that both λ� and λ� should bereal since one has two identities among Hermitian matrices.Now multiplying each of the Eq. (42) on the right by �

†1 and

�†1, respectively, we get

H�H� = λ�H�; H�H� = λ�H�, (46)

and taking Hermitian conjugates

H�H� = λ�H�; H�H� = λ�H�; (47)

therefore,

λ�H� = λ�H�, (48)

and we conclude that

[H�, H�] = 0, (49)

implying that VCKM = I up to permutations of rows orcolumns. Denoting the usual bi-unitary diagonalisation pro-cedure by

�1 = V �L D�V

�†R ; �1 = V�

L D�V�†R , (50)

from Eq. (49) we conclude that we can always choose theunitary matrices V �

L and V�L equal to each other,

V �L = V�

L , (51)

and the alignment conditions can easily be reduced to con-ditions among the diagonal matrices D� and D�. FromEq. (46), it then follows that

D2�D� = λ�D�; D2

�D� = λ�D�. (52)

It can be checked that there are only two types of solutions.Those with λ� and λ� different from zero (solutions 1–3)and the remaining ones (solutions 4, 5).

1. D� = aP3 and D� = αP3 and changes of P3 by P2 orP1.

2. D� = a (I − P1) and D� = α (I − P1) and changes ofP1 by P2 or P3.

3. D� = aI and D� = α I .4. D� = 0 and D� arbitrary and vice versa.5. D� = aPi and D� = α (I − Pi )

where Pi stand for the projection operators

(Pi ) jk = δi jδik . (53)

Solutions 2–4 cannot be good approximations to the actualquark spectra due to the implied degeneracy. Solution 5 givesrise to VCKM matrix very different from the identity matrix.Only solution 1 provides, in leading approximation the cor-rect pattern of quark masses and mixing. In a suitable weakbasis, this solution can be written as a democratic matrix �.

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