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Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Michael D. Braun (167416) BRAUN LAW GROUP, P.C. 12400 Wilshire Blvd., Suite 920 Los Angeles, CA 90025 Tel: (310) 442-7755 Fax: (310) 442-7756 Liaison Counsel for Lead Plaintiffs Jeffrey S. Nobel (Admitted Pro Hac Vice) Seth R. Klein (Admitted Pro Hac Vice) IZARD NOBEL LLP 20 Church Street, Suite 1700 Hartford, Connecticut 06103 Tel: (860) 493-6292 Fax: (860) 493-6290 Lead Counsel for Lead Plaintiffs UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA SAN JOSE DIVISION IN RE NETOPIA, INC. SECURITIES LITIGATION CASE NO.: C. 04-3364 RMW (PVT) And Related Cases This Document Relates to: All Actions CLASS ACTION MOTION FOR DISTRIBUTION OF SETTLEMENT FUNDS AND FOR PAYMENT OF ADMINISTRATION AND EXPENSES MOTION FOR DISTRIBUTION OF SETTLEMENT FUNDS ANDFOR PAYMENT OF ADMINISTRATION FEES AND EXPENSES CASE NO.: C 04.3364 RMW (PVT)
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Page 1: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

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Michael D. Braun (167416)BRAUN LAW GROUP, P.C.12400 Wilshire Blvd., Suite 920Los Angeles, CA 90025Tel: (310) 442-7755Fax: (310) 442-7756

Liaison Counsel for Lead Plaintiffs

Jeffrey S. Nobel (Admitted Pro Hac Vice)Seth R. Klein (Admitted Pro Hac Vice)IZARD NOBEL LLP20 Church Street, Suite 1700Hartford, Connecticut 06103Tel: (860) 493-6292Fax: (860) 493-6290

Lead Counsel for Lead Plaintiffs

UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

SAN JOSE DIVISION

IN RE NETOPIA, INC. SECURITIESLITIGATION

CASE NO.: C. 04-3364 RMW (PVT)And Related Cases

This Document Relates to:

All Actions

CLASS ACTION

MOTION FOR DISTRIBUTION OFSETTLEMENT FUNDS AND FORPAYMENT OF ADMINISTRATIONAND EXPENSES

MOTION FOR DISTRIBUTION OF SETTLEMENT FUNDS AND FOR PAYMENT OFADMINISTRATION FEES AND EXPENSESCASE NO.: C 04.3364 RMW (PVT)

Page 2: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

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Plaintiffs' Lead Counsel, Izard Nobel LLP (formerly known as Schatz Nobel Izard, P.C.),

and Plaintiffs' Liaison Counsel, the Braun Law Group P.C. (collectively, "Plaintiffs' Counsel"),

submit this motion for an order (i) approving the recommendations by Plaintiffs' Counsel and the

firm of FRG Information Systems Corp. ("FRG") in connection with accepting, rejecting and

calculating the claims filed by claimants in this class action, (ii) authorizing payment of the

administrative fees and costs incurred and to be incurred by FRG, and (iii) authorizing

distribution of the Net Settlement Fund to eligible claimants whose claims have been accepted.'

FRG has advised Plaintiffs' Counsel that the tasks necessary to permit a distribution of the

settlement have been completed. Accordingly, for the reasons stated below, Plaintiffs' Counsel

respectfully request that the Court authorize distribution of the Settlement Fund, approve

payment of the settlement administration costs, and approve the recommendations by Plaintiffs'

Counsel and FRG.

1. In March 2007, pursuant to this Court's Order, the Notice of Pendency of

Proposed Settlement of Class Action and Settlement Hearing and Proof of Claim and Release

forms were mailed to potential members of the Class. A total of 2,205 claims were submitted to

FRG by Class Members. See Declaration of Francisco R. Garzon In Re Administration and

Processing of Proof of Claim Forms (the "Garzon Declaration"), ¶ 7.2 Of those, 2,181 were non-

duplicative.

2. Plaintiffs' Counsel hereby request that 1,571 of the 2, 181 non-duplicative claims

be approved for payment from the Net Settlement Fund. The procedures used by FRG in both

processing the claims, and reaching its recommendations for payment are described in detail in

paragraphs 4-14 of the Garzon Declaration. To summarize:

' Pursuant to paragraph 12 of this Court's Order Preliminarily ApprovingSettlement, Directing Notice and Scheduling Hearing Date [Doc. #173], FRG was retained as theSettlement Fund Administrator to, inter alia, provide notice to the class and process all claims

filed by potential class members.

2 A copy of the Garzon Declaration is attached hereto as Exhibit 1. Mr. Garzon is

President of FRG.

MOTION FOR DISTRIBUTION OF SETTLEMENT FUNDS AND FOR PAYMENT OFADMINISTRATION FEES AND EXPENSESCASE NO.: C 04-3364 RAM (PVT)

Page 3: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

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(a) FRG approved 1,426 claims that were timely filed and that required no

further action by the claimant. Garzon Declaration, ¶ 7.

(b) FRG approved 88 additional claims that initially were rejected or deemed

deficient ultimately were cured and approved (as summarized below). Garzon

Declaration, ¶¶ 12-13.

(c) Plaintiffs' Counsel and FRG recommend the approval of 57 additional

claims that were filed late, but that Plaintiffs' Counsel believe should be approved

in light of the fact that no distribution has yet been made and therefore there is no

prejudice to the class. Garzon Declaration, 116-7,

A list of all 1,571 claims which are recommended for payment (the 1,426 initially approved plus

the 88 claims subsequently approved and the 57 late claims), including the names, State, Zip

Code, and Recognized Loss as to each claim for which approval is sought, is attached as Exhibit

A to the Garzon Declaration. FRG analyzed over 152,609 individual transactions that constitute

these 2,181 non-duplicative claims in order to determine the claimants' Recognized Losses.

Garzon Declaration,' 7.

3. Plaintiffs' Counsel also request that 610 claims be rejected. See Garzon

Declaration, ¶ 14. The process undertaken before a claim was finally rejected is described in

detail in paragraphs 8-14 of the Garzon Declaration. To summarize:

(a) On January 9, 2008, FRG sent out 599 Notices of Rejection (where the

claim appeared facially incurable). Garzon Declaration, ¶ 9. Each of the Notices

of Rejection alerted the recipient of his or her right to contest the rejection within

20 days from the date of the notice. None of the claimants who received Notices

of Rejection contested the denial of their claims. Garzon Declaration, ¶ 10.

(b) On January 9, 2008, FRG also sent out 99 Notices of Deficiency (where

further information was required). Garzon Declaration, ¶ 11. Each Notice of

Deficiency alerted the recipient that, upon failure to cure the deficiency within 20

days from the date of the notice, the claim would be rejected- Id. Out of the 99

MOTION FOR DISTRIBUTION OF SETTLEMENT FUNDS AND FOR PAYMENT OF

ADMINISTRATION FEES AND EXPENSES 2

CASE NO.: C U4-3364 RMW (PVT)

Page 4: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

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Notices of Deficiency mailed on January 22, 2008, 57 claims were cured. Garzon

Declaration, 1 12. On February 14, 2008, FRG sent 42 Notices of Rejection to

those claimants who had not cured the deficiencies, advising them of their right to

contest the rejection of their claim within 20 days from the date of the notice. out

of the 42 Notices of Rejection mailed on February 14, 2008, thirty-one (31) claims

were cured. Eleven (11) claimants did not contest the rejection of their claims.

Garzon Declaration, ¶1[ 12-13.

A list of the 610 claimants whose claims are recommended for rejection (the 599 claimants who

did not contest their initial Notices of Rejection, plus the 11 claimants who ultimately failed to

cure their Notices of Deficiency) is attached as Exhibit B to the Garton Declaration. Exhibit B

to the Garzon Declaration also sets forth, through the use of separate codes, the reason for

rejection of each claim that is recommended for rejection.

4. Plaintiffs' Counsel also seek an order authorizing payment to FRG for its fees and

out-of-pocket expenses in the amount of $101,794.20 incurred and expected to be incurred in

connection with the administration and processing of claims and the distribution of the Net

Settlement Fund. Garzon Declaration, 1 15. Attached as Exhibit C to the Garzon Declaration is

the billing invoice prepared by FRG for its work in administering the Settlement; this billing

invoice describes, in detail, the professional services performed, FRG's out-of-pocket expenses,

and the advances made. Plaintiffs' Counsel respectfully submit that this request by FRG is

reasonable and appropriate and, as such, should be granted by the Court.

5. Plaintiffs' Counsel respectfully submit that the administration of claims by the

Class Members has been fully in accord with the Settlement and standard procedures for the

administration of class actions. Accordingly, Plaintiffs' Counsel respectfully request that the

Court enter the order authorizing (i) distribution of the Net Settlement Fund to accepted

claimants based on the loss calculations set forth in Exhibit A of the Garzon Declaration, and (ii)

payment to FRG for the balance of its fees and expenses incurred and expected to be incurred in

the amount of $101,794.20, to be paid prior to the distribution of Settlement Fund.

MOTION FOR DISTRIBUTION OF SETTLEMENT FUNDS AND FOR PAYMENT OFADMINISTRATION FEES AND EXPENSES 3CASE NO.: C 04-3364 RMW (PVT)

Page 5: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

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6. A proposed Order is attached hereto as Exhibit 2.

Dated : November 25, 2008 BRAUN LAW GROUP, P.C.

By: ISIMichael Braun 7416)BRAUN LAW GROUP, P.C.12400 Wilshire Blvd., Suite 920Los Angeles , CA 90025Tel: (310) 442-7755Fax: (310) 442-7756

Liaison Counsel for Lead Plaintiff

IZARD NOBEL LLPJeffrey S. NobelSeth R. Klein20 Church Street, Suite 1700Hartford, Connecticut 06103Tel: (860) 493-6292Fax: (860) 493-6290

Lead Counsel for Lead Plaintiff

MOTION FOR DISTRIBUTION OF SETTLEMENT FUNDS AND FOR PAYMENT OFADMINISTRATION FEES AND EXPENSES 4CASE NO.. C 04,3364 RMW (PVT)

Page 6: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

EXHIBIT 1

DECLARATION OF FRANCISCO R. GARZON

000005

Page 7: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

UNITED STATES DISTRICT COURTNORTHERN DISTRICT OF CALIFORNIA

SAN JOSE DIVISION

IN RE NETOPIA, INC. SECURITIESLITIGATION

CASE NO.: C 04-3364 RMW (PVT)And Related Cases

This Document Relates to: All ActionsCLASS ACTION

' DECLARATION OF FRANCISCO R. GARZON IN RE ADMINISTRATIONAND PROCESSING OF PROOF OF CLAIM FORMS -

I, FRANCISCO R. GARZON, declare and state as follows:

I . I am the President ofthe'finn ofFRG Information Systems ("FRG").- Plaintiffs'

counsel retained FRG to serve as the claims administrator in the Netopia, inc. Securities Litigation

class action and to process all claims filed by class members in the class action. I submit this

declaration in support of class plaintiffs' application to distribute the Net Settlement. Fund to eligible

claimants whose claims have been accepted, to approve the administrative action taken by my firm

in accepting, rejecting and calculating the claims filed by claimants herein and to reimburse FRG

for fees and expenses in administering claims in this class action.

2. FRG has -spent the time necessary to do a thorough job of processing the claims and

to protect the interests of each class member filing a claim. - No claims were rejected out ofhand,

and adequate time was spent communicating with class members and suggesting appropriate ways

they could document their claims and participate in the settlement. Telephone calls and letters from

claimants to FRG were courteously handled. Class members were assisted to the fullest extent

possible.- The professional attitude and work product ofFRG was, I believe, the highest quality.

000006

Page 8: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

3. Under the terms ofthe Stipulation of Settlemeni filed in the class action, class

members were required to file a Proof of Claim form in order to obtain their share of the Settlement

Fund.

-4. The.procedure followed by my firm in processing the claims was as follows:

Claimants were instructed to submit their Proof of Claim forms to a post office box maintained by

FRO. Each Proof ofClaim was assigned a claim number when it was received and if duplicated

claims were submitted, each was assigned a separate claim number. The documentation provided in

support of each claim by the claimant was reviewed to ascertain whether the claimant was in fact a

purchaser of shares ofNetopia, Inc. stock from November 6, 2003 through and including August

I6, 2004. Claimants' certifications on the Proofs ofClaim were then reviewed to be sure the claims

were not from the defendants or any other excluded party in this action.

APPROVED CLAIMS

5. Claims that were properly filed and supported with adequate documentary evidence

were recognized as approved claims on the basis ofthe purchase and holdings or ownership of

Netopia common stock as defined in the Notice OfPendency OfProposed Settlement Of Class

Action And Settlement Hearing-

Fifty seven (57) claims were postmarked later than the filing deadline as stated in the

notice ofsettlement to class members. All such claims were provisionally accepted. Acceptance of

these claims has not caused any delay in the processing or distribution ofthe Settlement Fund, due

to the time required to process the timely filed claims, Accordingly, we request that the Court

approve our determination and the determination of counsel to accept these claims. These claims

are included in the list of accepted claimants.

2

000007

Page 9: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

7. A total of 2,205 separate claims were submitted , of which 24 claims were

duplicative. Ofthe 2,181 non-duplicative claims initially filed, 1,483 claims (including the 57 late

claims) were approved with no further action by the claimant, and 1,571 claims ultimately were

approved (as set forth below) ("Authorized Claimants"). The 2,181 non-duplicative claims included

152,609 individual transactions which FRG had to individually analyze to calculate Recognized

Loss. Submitted herewith as Exhibit A is computer printout listing all ofthe Authorized Claims

filed herein and their Recognized Loss. The total Recognized Loss is $72,451,041.47.

REJECTED CLAIMS

8. 698 claims were initially rejected as being either deficient or incurably defective. As

set forth below, where a submitted claim was either deficient or incurably defective, a letter was

sent to the claimant advising him or her of the deficiency or defect and, in the event of a deficiency,

requesting the submission of the appropriate documentary evidence or correction of the defect.

Telephone.calls were also made to all claimants who did not respond to our deficiency notices.

9. Each claimant whose claim was incurably defective was notified ofthe rejection of

his claim. In the Notice of Rejection each claimant was further advised ofhis right to contest the -

rejection within twenty (20) days from the date, of the notice. On January 9, 2008, 599 Notices of

Rejection were mailed. - - - - -

10. The 599 claimants who received Notices of Rejection did not contest the denial of

their claims.

11. Each- claimant whose claim was deficient was notified by mail ofthe deficiency of

his claim . Where a deficiency letter was sent, each claimant was notified that unless the deficiency

was corrected within twenty (20) days from the date ofthe notice, his or her claim would be

accepted only to the extent ofthe documentation supplied, or that the claim would be entirely

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000008

Page 10: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

rejected if they had not supplied the required documentation or filing information for any

transactions . On January 9, 2008, 99 deficiency notices were mailed.

12. Out of the 99 deficiency notices mailed on January 9, 2008, 57 claims were cured.

Subsequently, those claimants who did not cure the deficiencies were sent Notices ofRejection,

advising them oftheir right to contest the rejection oftheir claim within twenty (20) days from the

date ofthe notice . On February 14, 2008, 42 Notices of Rejection were mailed.

13. Out ofthe 42 Notices ofRejection mailed on February 14, 2008, 31 claims were

cured and 11 claimants did not contest the rejection oftheir claims and therefore their claims

remained incurable.

14. A total of 610 claims were rejected, which includes the 599 claims that were outright

rejected and not cured and 11 claims that were initially deficient and ultimately found to be

incurable. Submitted herewith as Exhibit 13 is a computer printout listing all of the rejected claims

filed herein. The printout lists all the rejected claimants and the reasons therefor.

ADMINISTRATION COSTS

15. FRG agreed with plaintiffs' counsel to provide notice of settlement to class members

and later to process the claims herein in consideration ofpayment of our standard fees. It was also

agreed that our out-of-pocket expenses would be reimbursed. FRG has incurred fees and expenses

of $101,794.20, which includes $23,025.72 in publication cost, $6,034.55 in brokers' fees and

$5,250.00 in accountants' fees. Submitted herewith as Exhibit C is the detail ofthe billing

information.

16. For the foregoing.reasons, we request that the Court enter the accompanying order

(a) approving FRG's administration determinations accepting and rejecting claims as herein set

forth ; and (b) approving payment to FRG ofa total of $101 ,794.20 in fees and expenses incurred in

4

000009 -

Page 11: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

connection with class notification, processing proof of claim forms and administering and

distributing the Settlement Fund and estimated additional fees and expenses to be incurred to

complete the distribution of the Settlement Fund; and (c) authorizing distribution of the Net

Settlement Fund in accordance with the determination of class counsel and the claims administrator

and with the Plan of Allocation.

I declare under penalty ofperjury under the laws ofthe State ofNew York that the

foregoing is true and correct.

Executed this Jiay ofNovember, 2008 at New York, New York.

Francisco R. Garzon

5

000010

Page 12: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

EXHIBIT A

000011

Page 13: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/09 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XX-XXX6650 CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVENUE 9TH FL

FBO 12SCNEUS-BGI (59177 f#B AYX2

XX-XXX6650 CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVENUE 9TH FLFBO 32SCNEUS-BGI 4590124 #8 AX7N

XXX-XX-2935 WALTER G ABRAMS IRA RID 38 ARAPAHOE ROAD

XXX-XX-0007 STATE STREET BANK & TRUST CO GIST P q BOX 155

FRANK L ACCARDY IRA R/O A/C 4512635

XIOC-XX-4193 GREG ADDERHOLT 650 RIVERMONT RD

LAURA ADDERHOLT

XX-XXX5676 WELLS FARGO BANK NA TTEE PBO NW5009 P 0 BOX 1450

RET PLN FOR HOSP EMPL AEI,TUS DB

XX-XXX3492 AETNA LIFE INSURANCE CO 10 STATE HOUSE SO

ING INVESTMENT MGPAT CO

XX-XXX7753 AFFILIATED CHEST PHYSICIANS 9100 N 2ND STREET STE 221

DR DAVID H. DRACELER TTEE

FOREIGN AG RAM LTD 245 PARK AVENUE 26TH FLOOR

XXX-XX-1717 KAMLESH K AGARWAL 2787 CEDAR RIDGE DRIVE

MOHINDER P AGARWAL

FOREIGN AGF AGGRESSIVE GROWTH FUND TORONTO ONT CANADA

AGF FUNDS INC TTEE

XX-XXX7305 RUSSELL INVESTMENT MANAGEMENT FBO 909 A STREET

AGGRESSIVE EQUITY A/C #GUC3

XX-XXX7305 RUSSELL INVESTMENT MANAGEMENT FBO 909 A STREET

AGGRESSIVE EQUITY A/C #GUCA

XX-XXX7305 RUSSELL INVESTMENT MANAGEMENT FBO 909 A STREET

AGGRESSIVE EQUITY A/C #GUCC

XXX-XX-0361 DANIEL B AHLBERG 730 EAST LAKE STREET

LINDA 0 AHLBERG

XXX-XX-9341 MARK WADE ALBERT 1300 EASY STREET

JACQUELINE ANNE ALBERT

XXX-XX-7908 EDWARD P ALBINI 760 PERU ROAD

JACKIE A MOLL ALBINI

XXX-XX-8068 GARY A ALBRO IRA R/O 28078 ASHLAND

Page 1

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

NEW YORK NY 10010 176.00 2040

NEW YORK NY 10010 4,446.00 2039

NEWTON MA 02465 15,490.00 74

BOSTON MA 02117 1,575.00 1408

FLORENCE AL 35634 361.35 1934

MINNEAPOLIS MN 55485 30,555.00 1013

HARTFORD CT 06106 98,595.00 1929

PHOENIX AZ 85020 464.88 467

NEW YORK NY 10167 151,582.57 1074

TROY MI 48084 6,360.00 39

105,427,35 1127

TACOMA WA 98402 25,080.00 1341

TACOMA WA 98402 56,628.30 1342

TACOMA WA 98402 14,923.70 1343

WAYZATA MN 55391 10,900,00 747

ELK CITY OK 73644 1,066.00 970

SONOMA CA 95476 6,396.00 611

HARRISON TWP MT 48045 3,180.00 706

N

O000

Page 14: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-1757 GEORGE P ALEXANDER 3821 CLUB DR NW

XXX-XX-3553 JACK S ALHADEFF SEP IRA 5319 BUTTERWORTH ROAD

HX-XXX1347 ALICE ANN CORPORATION 730 EAST LAKE STREET

CIO PERKINS CAPITAL MANAGEMENT

XX-XXX8402 NATIONAL CITY BANK CUST 4100 WEST 150TH ST OC5312ALLEGIANT BAL ALLO FD

XX-XXXB071 NATIONAL CITY RANK CUST 4100 WEST 150TH ST OC5312ALLEGIANT SMALL CAP GROWTH PD

XXX-XX-7911 JACQUELINE M ALLEN 1691 NW KEASEY

XXX-XX-9563 MICHAEL P ALLEN 4320 RAND LANE

XXX-XX-9720 JEFFREY N ALTMAN 137 EAST 36TH STREET APT 19F

XXX-XX-9720 JEFFREY N ALTMAN 137 EAST 36TH STREET APT 19F

XXX-XX-8258 LAW OFFICE GARY ALTMAN 91 COOLIDGE STPFT SHNG KEOGH

XXX-XX-6493 PHYLLIS ALTMAN 137 EAST 36TH STREET APT 19F

XXK-XX-9633 JEANNE M ANIBUTER 6025 I4ENDOTA DRIVERONALD A AMBUTER

XX-XXX2B00 AMER COLL SURGEONS TIMES SQ SL 801 S CANAL STREETA/C 426-12448

XX-XXX0487 AMERICAN CENTURY INVESTMENT FRO P q BOX 418210 08-03AMERICAN CENTURY A/C #920160000

XX-XXX3797 AMERICAN HEART ASSOCIATION FD BYA1 200 NEWPORT AVENUE JQ7C/O STATE STREET CORP

XX-XXX6970 AMERICAN TRUCKING ASSOCIATIONS 2200 MILL ROADDAVID B BAREFOOT

XX-XXX6650 CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVENUE 9TH FLFEO AMERICAN CENTURY VEEDO #4 ANEW

RX-XXX6650 CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVENUE 9TH FLFRO AMERICAN CENTURY MAXEL #4 AWO5

Page 2

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

KENNESAW GA 30144 2,819.25 42

MERCER ISLAND WA 98040 2,180.00 878

WAYZATA MN 55391 15,260.00 748

CLEVELAND OH 44135 10,274.00 1069

CLEVELAND OH 44135 414,213.00 1070

ROSEBURG OR 97470 6,395.00 832

SACRAMENTO CA 95864 40,508.00 953

NEW YORK NY 10016 19,060.00 1563

NEW YORK NY 10016 10,194.00 1565

BROOKLINE MA 02446 3,180.00 1674

NEW YORK NY 10016 9,540.00 1564

PLANO TX 75024 654.00 270

CHICAGO IL 60607 3,150.00 1260

KANSAS CITY MO 64111 723.14 1333

NORTH QUINCY MA 02171 22,995.00 1352

ALEXANDRIA VA 22314 6,587,68 136

NEW YORK NY 10010 106,953.16 2032

NEW YORK NY 10010 163.90 2033

m000O

Page 15: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XX-XXX6650 CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVENUE 9TH FL NEW YORK

FBO AMERICAN CENTURY NEW 0 #{4 AWHV

XXX-XX-5505 DAVID AMERLING 246 DEER HILL SOUTH SALEM

PHYLLIS AMERLING

XX-XXX9093 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGH

ANADARKO RETIREMENT PLAN

XX-XXX0493 ANCHOR SCIENTIFIC INC PST & TRUST 730 EAST LAKE STREET WAYZATA

CIO PERKINS CAPITAL MANAGEMENT

XXX-XX-0746 FAYE D M ANDERSON P 0 BOX 777 WATERLOO

XXX-XX-6426 JOHNNY 1] ANDERSON 14350 GRAFTON ROAD CARLETON

MARILYN D ANDERSON

XX-XXX4977 THE BANK OF NEW YORK MELLON AS TTEE ONE WALL STREET 6TH FL REORG DEPT NEW YORK

ANIXTER INC THOMSON HORSTMANN &

XX-XXX9176 CITADEL INVESTMENT MANAGEMENT 131 S DEARBORN 32ND FLOOR CHICAGO

FRO ARAGON INVESTMENTS

XX-XXX6650 CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVE 9TH FL NEW YORK

FBO ARCAEX/PCOS #2 9GHO

XX-XXX0136 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGH

ARINC THOM HORST BRY EQ SM CAP

XX-XXX7623 ARKANSAS TEACHERS RTMT EYE A/C 4NW3 BOX 5622 BOSTON

STATE STREET BANK & TRUST COMPANY

XXX-XX-4495 JOHN A ARNEY JR 14 BRYANT DRIVE JACKSON

XXX-XX-1693 BERNARD L ARRITT P 0 BOX 5988 INCLINE VILLAGE

MARJORIE A ARRITT

XXX-XX-3857 PETER ASARO 35-43 160TH STREET FLUSHING

XXX-XX-2175 ELLEN H ASHCRAFT 2070 S COOK DENVER

XX-XXX1247 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGH

ASHLAND INC MASTER TRUST

XX-XXX1358 ASSOCIATION FOR COMPUTING MACHINERY 2 PENN PLAZA STE 701 NEW YORK

SMALL CAP GROWTH

XX-XXX4286 PRUDENTIAL INVESTMENTS FBO 100 MULBERRY STREET - GC3 9TH FLOOR NEWARK

AST FEDERATED AGGRESSIVE GRWTH

Page 3

RECOGNIZED CLAIM

ST ZIP LOSS NO.

NY 10010 210,039.00 2034

NY 10590 3,706.00 104

PA 15259 2,926.00 1460

MN 55391 26,160.00 749

IA 50704 1,392.00 395

MX 48117 1,462.90 629

NY 10286 27,984.00 1361

IL 60603 103,472.00 1309

NY 10010 304,220.67 1997

PA 15259 59,784.00 1459

MA 02206 274,680.00 1513

NJ 08527 3,975.00 79

NV 89450 3,616.00 174

NY 11358 2,353.50 716

CO B0210 1,254.00 475

PA 15259 133,560.00 1461

NY 10272 11,025.00 191

NJ 07102 62,680.00 1310

v0000

Page 16: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XX-XXX5321 WACHOVIA BANK NA TTEE 1525 WEST W T HARRIS BLVD

ATPTOUR INC #4040002368

XX-XXX3182 MARSHALL & ILSLEY TR CO TTEE RED 11270 W PARK PLACE STE 400

AURORA HEALTH CARE INC FURMAN SELZ

XX-XXX3182 MARSHALL & ILSLEY TR CO TTEE FBO 11270 W PARK PLACE STE 400

AURORA FOUNDATION FURMAN SELZ

XXX-XX-7144 HORMA J AUSTIN 1523 NW SPRAY CT

XXX-XX-0295 JACK B AXELROD 5200 NW 31ST AVE APT #F103

SADIE W AXELROD TTEES

XX-XXX6650 CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVENUE 9TH FL

FBO B -TRADE SERVICES #2 EKNA

XXX-XX-7650 JOHN C BABCOCK PO BOX 177

DIANNE T BERNARDINI

XXK-XX-7393 DEBHRA J BAGENHOLM IRA 1704 DUFFY LOOP

XXX-XX-2040 PHYLLIS A BAGLEY IRA 1505 BRINK COURT

XXX-XX-0906 ABBAS BAHROLOLOOM IRA R/O 9220 INGLEWOOD DRIVE

XXX-XX-0121 BARBARA B. BAKER 38271 PARADISE WAY

XXX-XX-5174 VICTORIA T BAKER GRABOYS 44 OLD ENGLAND ROAD

XXX-XX-6857 JOHN BANDLE C/F 3451 HILAND DRIVE

TIFFANY A BANDLE UTMA AK

XXX-XX-6833 JOHN BANDLE C/F 3451 HILAND DRIVE

JOHN R BANDLE

XXX-KX-2151 NATHAN I BANKER IRA 22724 COTTONWOOD DRIVE

XXX-XX-2151 NATHAN I BANKER ROTH IRA 22724 COTTONWOOD DRIVE

XXX-XX-3916 SUSAN K BANKER ROTH IRA 22724 COTTONWOOD DRIVE

XXX-XX-7664 CAROLE M BARANSKI & 7314 MATILIIA AVENUE

LEONARD J BARANSKI TTEES

Page 4

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

CHARLOTTE NC 28288 7,942.00 1049

MILWAUKEE WI 53224 77,330.00 903

MILWAUKEE WI 53224 22,154.00 904

ROSEBURG OR 97470 16,644.00 444

FT LAUDERDALE FL 33309 533.00 349

NEW YORK NY 10010 153,374.85 2001

BARTON VT 05922 1,472.00 870

THE VILLAGES FL 32162 1,599.00 241

LAWRENCE KS 66047 2,191,00 1120

POTOMAC MD 20854 2,821.50 1492

CATHEDRAL CITY CA 92234 2,475.00 476

CHESTNUT HILL MA 02467 3,860.00 81

ANCHORAGE AK 99504 189.00 366

ANCHORAGE AX 99504 169.00 474

FLAT ROCK MI 48134 533.00 362

FLAT ROCK MI 48134 1,652.30 378

FLAT ROCK MI 46134 218.53 377

VAN NUYS CA 91405 2,625.00 496

0000

Page 17: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-6479 LEONARD J BARANSKI & 7314 MATILIJA AVENUE VAN NUYSCAROLE M BARANSKI

XX-XXX0632 JOHN A BARD PRI USA #171247.2 135 S LASALLE STREET STE 1811 CHICAGOLASALLE BANK NA

XXX-XX-5192 GLEN P BARON 730 EAST LAKE STREET WAYZATACIO PERKINS CAPITAL MANAGEMENT

XXX-XX-6392 MARC D BARON 34 SEVLAND ROAD NEWTON

XXX-XX-7769 EDWARD T BARR IRA 15713 W WEDGE WAY MORRISON

XXX-XX-8576 ANTHONY C BARRILE JR IRA 9420 GOLDFIELD LANE BURKE

XXX-XX-8136 DONALD J BARSHAY 705 S 41ST STREET BOULDER

XXX-XX-5865 RICHARD M BARTON 14915 SW 100TH AVENUE TIGARD

XXX-XX-1729 MARY E BASILE 848 STONE CANYON DRIVE MANCHESTER

XXX-XX-4799 ESTATE OF NORMAN BASQUE 44 STERLING PL WEST BOYLSTON

CLIFFORD BASQUE EXEC

XXX-XX-7832 MERRILL J BATEMAN IRA 3601 N UNIVERSITY AVENUE STE 210 PROVO

XX-XXX6650 CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVENUE 9TH FL NEW YORKFRO BATTERY MARCH ACTIVE Q #2 KMG5

XX-XXX9936 BATTERYMARCH US SMALL CAP 100 LIGHT STREET 29TH FLOOR BALTIMORE

EQUITY PORTFOLIO FUND 0935

XX-XXX4377 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGH

BATTERYMARCH FINANCIAL MGMT

XXX-XX-0715 SAMUEL G BAUGHMAN 112 E LANSING ROAD GROTONHELEN M BAUGHMAN

XX-XXX5592 BAXTER FINCL MGT LTD PARTNERSHIP 730 EAST LAKE STREET WAYZATA

C/O PERKINS CAPITAL MANAGEMENT

XXX-XX-7361 WILLIAM H BAXTER IRA 730 EAST LAKE STREET WAYZATACIO PERKINS CAPITAL MANAGEMENT

XXX-XX-7361 WILLIAM H BAXTER TTEE 730 EAST LAKE STREET WAYZATAWILLIAM H BAXTER REV TR

Page 5

RECOGNIZED CLAIM

ST ZIP LOSS NO.

CA 91405 2,180.00 497

IL 60603 630.00 1161

MN 55391 3,270.00 750

MA 02459 12,491.18 85

CO 80465 1,149.50 317

VA 22015 6,360.00 557

CO 60305 1,169.00 47

OR 97224 3,720.00 883

MD 63021 3,180.00 166

MA 01583 2,047.50 1664

UT 84604 14,660.00 559

NY 10010 216,876.00 2023

MD 21202 345,555.00 129

PA 15259 291,375.00 1474

NY 13073 5,360.00 399

MN 55391 4,360.00 751

MN 55391 5,450.00 753

MN 55391 3,815.00 752

co0000

Page 18: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XX-XXX665D CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVENUE 9TH FL NEW YORK

PRO BDL-CSFB CAPITAL LLC k2 H3KG

XXX-XX-2740 HAROLD C BECKER IRA 730 EAST LAKE STREET WAYZATA

C/O PERKINS CAPITAL MANAGEMENT

XXX-XX-8539 WILLIAM B. BECKER IRA 730 EAST LAKE STREET WAYZATA

C/0 PERKINS CAPITAL MANAGEMENT

XXX-XX-3816 GIUSEPPE BELCASTRO 1044 57TH ST BROOKLYN

XXX-XX-7564 FREDRIC J BELL IRA 9012 BELMART ROAD POTOMAC

XXX-XX-3141 JAMES E BELL 1606 HALSEY IDAHO FALLS

XX-XXX820B MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGH

BELL ATLANTIC MASTER TRUST

XXX-XX-7488 JALENE J BELLOIR 10B BRAMBLE WAY ROSEBURG

XXX-HX-7596 MICHAEL S BELOTZ ROTH IRA 75 GRAND STREET APT #3W NEW YORK

XX-XXX1624 JACK A BELZ TUA A/C 04000623 1 FREEDOM VALLEY DRIVE OAKS

C/O SEI PRIVATE TRUST COMPANY

XXX-XX-4226 YITZHAK BEN-ZVI 5230 E PALO VERDE PL PARADISE VALLEY

BARBARA S BEN-ZVI

XX-XXX8837 BENCHMARK PLUS PARTNERS LLC 820 A ST STE 700 TACOMA

XXX-XX-0597 SEYMOUR P BERGER 36 WHITEHALL ROAD ROCKVILLE CTR

GLORIA K BERGER

XXX-XX-7636 JEROME S BERKOWITZ IRA 2 JAYWOOD MANOR DRIVE BRICK

XXX-XX-2998 WILLIAM M BERRA 10406 ACELIA WAY TAMPA

XXX-XX-2439 GLORIA W BEST 3778 NW JOSEPH STREET ROSEBURG

FOREIGN MARTIN BESTMANN

WEINGASSE 26

XXX-XX-6950 RICHARD WILLIAM BETTS 1 LOMBARDI COURT RED BANK

DIANA MARIE BETTS

Page 6

RECOGNIZED CLAIM

ST ZIP LOSS NO.

NY 10010 244,167.20 2014

MN 55391 3,270.00 754

MN 55391 3,270,00 755

NY 11219 8,540.00 1677

MD 20054 589.38 526

ID 83410 8,540.00 1145

PA 15259 17,887.00 1481

OR 97470 436.00 1621

NY 10013 959.40 113

PA 19456 7,995.00 1545

AZ 85253 31,800.00 1605

WA 98402 29,051.00 1927

NY 11570 405,46 513

NJ 06724 472.50 27

FL 33626 1,567.50 676

OR 97470 4,579.20 542

6,540.00 852

NJ 07701 890.00 571

I,

00OO

Page 19: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-0084 ONKAR N BHASKAR 11520 E 186TH STREET UNIT 4

XXX-XX-2876 NARENDER K BHATIA 310 CORRIGAN TRACESUDESH BHATIA

XXX-XX-8090 MARGARET L M BIBLE 305 KEARNEY STREET

XXX-XX-563B MONA I SINES & 429 22ND STREET

SHIMON SINES CO-TTEES

XXX-XX-7622 ALAN J B1REN 109 FOX RUN

XXX-XX-5660 WILLIAM H BISSETT 1115 PEARL STREET

XX-XXX9190 U S BANK FBO 1555 N RIVERCENTER DR STE 302BJURMAN BARRY SMALL CAP GROWTH FUND

XX-XXX0932 U S BANK FBO 1555 N RIVERCENTER DR STE 302BJURMAN BARRY MICRO CAP GROWTH FUND

XXX-XX-4537 DAVID G BLACK 101 SOMERSET AVENUE

XXX-XX-6273 JASON L BLANCHARD 10175 XLEINBROOK STREET

XXX-XX-3561 MICHAEL R BLEHM IRA 11420 AVOCET DRIVE

XX-XXX0796 BLOOMINGTON HOSPITAL PENSION 601 W SECOND ST P q BOX 1149

XX-XXX0796 BLOOMINGTON HOSPITAL RESERVE 601 W SECOND ST P 0 BOX 1149

XXX-XX-9024 FRED P BLUME TTEE P 0 BOX 504

XXX-XX-9172 SETH BLUMENFELD 114 SAINT MARTIN DRIVE

XX-XXX6609 BANK OF AMERICA AS FIDUCIARY 411 N AKARD 5TH FLOORBOA PENSION-BATTERYMARCH

XXX-XX-8190 CONNIE BOEKA 6706 HOWARD STREET

XXX-XX-1393 JAN DOERS BOER THE NETHERLANDS

GRAVENWEG 97

Page 7

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

ARTESTA CA 90701 3,790.00 1594

PEACHTREE CITY GA 30269 1,575.00 472

DENVER CO 80220 4,180.00 547

BELLEAIRE BEACH FL 33786 1,170.40 338

SUDBURY MA 01776 3,779.50 75

ALAMEDA CA 94501 67,038.30 1624

MILWAUKEE WI 53212 315,000.00 1439

MILWAUKEE WI 53212 315,000.00 1440

PITTSFIELD MA 01201 1,090.00 424

HIGHLANDS RANCH CO 80126 12,958.00 56

CHESTERFIELD VA 23639 4,780.00 1615

BLOOMINGTON IN 47402 14,065.70 1650

BLOOMINGTON IN 47402 5,312.78 1651

CHEYENNE WY 82003 3,448.50 242

PALM BEACH GARDENS FL 33418 827.64 860

DALLAS TX 75201 258,300.00 1304

OMAHA NE 68106 7,540.00 463

7,290.00 1134

co

0000

Page 20: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-3786 DALLAS F BOHNSACK 730 EAST LAKE STREETC/O PERKINS CAPITAL MANAGEMENT

XXX-XX-3769 HARRY HOHRER IRA 794 MARSOPA DRIVE

XX-XXXB020 BOILERMAKER BLACKSMITH NATIONAL 756 MINNESOTA AVENUEPENSION TRUST 2000 M

XXX-XX-8028 HEI,AINE B BOOKBINDER 4120 N 20TH STREET

XXX-XX-4235 RONALD BOOKBINDER 4120 N 20TH STREET

XXX-XX-4235 RONALD BOOKBINDER 4120 N 20TH STREET

XXX-XX-8497 STATE STREET BANK & TRUST CO OUST P 0 BOX 155PAUL BORTHWICK &

XXX-XX-8497 STATE STREET BANK & TRUST CO OUST P q BOX 155PAUL M BORTHWICK IRA A/C #4717762

XXX-XX-7344 CARL F BOSTEELS 4733 N CROMWELL AVENUE

XX-XXX3545 BOSTON COLLEGE A/C 95EB9 BOX 5622STATE STREET BANK & TRUST COMPANY

XXX-XX-5229 CHERYL BOVARNICK 56 KEARNEY ROAD

XXX-XX-0609 EDWARD A BRAKE IRA RIO 1213 LAUREL AVENUE

XXX-XX-7106 STEVEN G BRASS 30 JESSICA WAYRHONDA C BRASS

XXX-XX-6728 TR PHEBE 13RECHER A/C 49207036 140 BROADWAY 6TH FLOORATTN HELEN GOPSHTEIN

XXX-XX-2245 GLENN A BRIEN SR IRA 122 MAIN STREET

XXX-XX-0467 ELLEN B SILK C/F 37 MALLARD DRIVEMICHAEL ISAAC BRODER

XX-XXX9508 STATE STREET BANK & TRUST CO CUST P 0 BOX 155STEPHEN H BROOKS TR A/C #368124771

XX-XXX4569 BROTHERS OF HOLY CROSS 85 OVERLOOK CIRCLE

Page a

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

WAYZATA MN 55391 2,180.00 756

VISTA CA 92081 1,090.00 225

KANSAS CITY KS 66101 490,455.00 1007

PHOENIX AZ 85016 229.90 529

PHOENIX AZ 85016 254.98 528

PHOENIX AZ 85016 309.32 530

BOSTON MA 02117 3,041.00 1415

BOSTON MA 02117 1,678.00 1416

OKLAHOMA CITY OK 73112 361.00 275

BOSTON MA 02206 87,780.00 1515

NEEDHAM MA 02494 28,570.00 481

GODFREY IL 62035 6,300.00 1092

WAYNE NJ 07470 20,900.00 157

NEW YORK NY 10005 6,540.00 701

MENDENHALL MS 39114 654.00 119

SHARON MA 02067 3,270.00 1300

BOSTON MA 02117 2,717.00 1425

NEW ROCHELLE NY 10804 6,347.00 523

rn0000

Page 21: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-2565 JACOB BROUWER 1508 WEST MISSION ROAD

JEANETTE BROUWER

XXX-XX-8414 BARBARA D BROWN IRA R/O BB WESTGRILL DRIVE

XXX-XX-5995 DAVID C BROWN 730 EAST LAKE STREET

CAROLE 0 BROWN REV TR

XXX-XX-9434 MICHAEL W BROWN 1134 OCEAN BLVD

XXX-XX-4611 PAMELA L BROWN TRUST #2 730 EAST LAKE STREET

C/O PERKINS CAPITAL MANAGEMENT

XXX-XX-8757 BEVERLY E BROWNE TTEE 350 WINSTON SECTION ROAD

XXX-XX-8719 FRANCIS JOSEPH BROWNHOLTZ SEP 245 KATHMERE ROAD

XXX-XX-5965 ROBERT C BRUEGGEMAN 1651 BERMUDA GREENS BLVD CS

XX-XXX6650 CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVENUE 9TH FL

PRO BRUTT LLC #2 FDKT

XXX-XX-9161 DALE Ni BRYSON 351 CHAMPAGNE CT

XXX-XX-9673 KAY A BURCIN FIVE WEST LANE

XXX-XX-9249 ROBERT J BURCIN FIVE WEST LANE

XXX-XX-9249 ROBERT J SURCIN FIVE WEST LANE

XXX-XX-9249 ROBERT J BURCIN IRA FIVE WEST LANE

XXX-XX-9248 MICHAEL BURCZAK 9133 MANGO AVENUE

XXX-XX-3515 JOEL A BURKES 19168 WCR 76

MARY L PUREES

XX-XXX6650 CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVENUE 9TH FL

FBO BURLINGTON CAPITAL MAR #2 FW2K

XXX-XX-9082 BETTIE ORIANNA BURNS 1395 PTARMIGAN CT N

Page 9

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

ESCONDIDO CA 92029 15,900.00 420

PALM COAST FL 32164 1,260.00 369

WAYZATA MN 55391 13,080.00 758

RYE NH 03870 8,540.00 150

WAYZATA MN 55391 2,180.00 759

WINSTON OR 97496 6,130.00 728

HAVERTOWN PA 19083 2,062.50 711

NAPLES PL 34110 1,272.00 1138

NEW YORK NY 10010 1,186,608.68 2003

ROSEBURG OR 97470 13,589.00 1924

MADISON NJ 07940 7,993.00 1100

MADISON NJ 07940 10,592.60 1081

MADISON NJ 07940 12,385.00 1099

MADISON NJ 07940 10,748.00 1082

MORTON GROVE IL 60053 64,437.38 725

EATON CO 80615 636.00 894

NEW YORK NY 10010 89,250.65 2008

SALEM OR 97304 3,860.00 1006

0NO0OO

Page 22: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XX-XXX9200 BURR & FORMAN LLP PFT SHRO PLAN 420 20TH STREET NORTH STE 3400

WACHOVIA BANK NA TTEE

XXX-XX-4209 PAUL H BURSTEIN 19 GLENGARRY ROAD

DOROTHY P BURSTEIN

XXX-XX-1257 BARBARA A BURT 11814 SE 26TH AVENUE

XXX-XX-6634 WILLIAM H BUTLER 3511 VAN WINKLE

PHYLLIS A BUTLER

XX-XXX7069 BWXT Y12 DRIEHAUS SMALL CA-SL 801 S CANAL STREET

A/C 922-01674

XXX-XX-2011 CAROLYN J BYNUM 927 HANOVER WAY

XXX-XX-8838 ROBERT C BYRD 272 EASTPORT LANE

XXX-XX-3874 MICHAEL A CAGEN IRA 156 CAMPAU CIRCLE NW

XXX-XX-3238 ANTHONY J CAGGIANO 463 PECK DR

ELENA C CAGGIANC

XX-XXX4430 CALIFORNIA CASUALTY INDEMNITY 1900 ALAMEDA DELAS PULGAS

EXCHANGE

XX-XXX5650 CALIFORNIA CASUALTY MGWT CO 1900 ALAMEDA DELAS PULGAS

XX-YXX7465 CALPERS A/C 4SJ64 BOX 5622

STATE STREET BANK & TRUST COMPANY

XX-XXX4215 CALPERS A/C fSW2B BOX 5622

STATE STREET BANK & TRUST COMPANY

XX-XXX7465 CALPERS A/C #SW9P BOX 5622

STATE STREET BANK & TRUST COMPANY

XXX-XX-1661 NICHOLAS CAMPANELLA JR TTEE 8812 CRESTON LN

NICHOLAS CAMPANELLA JR REV LIV TR

XXX-XX-0913 CRAIG L CAMPBELL IRA 730 EAST LAKE STREET

CIO PERKINS CAPITAL MANAGEMENT

XXX-XX-1736 LES E CAMPBELL 3020 BRACKENBERRY DRIVE

TERESA L CAMPBELL

XXX-XX-1738 LES E CAMPBELL IRA 3020 BRACKENBERRY DRIVE

Page 10

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

BIRMINGHAM AL 35203 2,835.00 161

WINCHESTER MA 01890 6,450.00 111

MILWATJKIE OR 97222 5,610.50 877

AMARILLO TX 79121 6,851.00 1494

CHICAGO IL 60607 102,242.70 1205

LAKELAND FL 33813 1,902.00 568

MOORESVILLE NC 28115 4,016.00 1148

GRAND RAPIDS 141 49503 1,606.50 640

BEVERLY HILLS CA 90212 29,279.00 1870

SAN I4ATEO CA 94403 66,625.00 1649

SAN MATEO CA 94403 13,325.00 1646

BOSTON MA 02206 592,911.00 1532

BOSTON 14A 02206 133,760.00 1533

BOSTON MA 02206 217,997.00 1534

BDYNTON BEACH FL 33437 636.00 964

WAYZATA MN 55391 8,720.00 760

ANDERSON SC 29621 2,411.00 326

ANDERSON SC 29621 315.00 327

NO000

Page 23: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT Page 11

RECOGNIZED CLAIMID CLAIMANT ADDRESS CITY ST ZIP LOSS

.

XXX-XX-5542 SCOTT B CAMPBELL 932 RANDOLPH ROAD SANTA BARBARA CA 93111 3,180.00 118DIANA M CAMPBELL

XXX-XX-6474 TODD R CAMPHAUSEN IRA R/0 5N 313 EAGLE TERRACE ITASCA IL 60143 3,180.00 817

XXX-XX-3366 DAVID J CANICH 486 CANTERBURY CT UPLAND CA 91784 2,770.00 1668TERESA C CANICH

XX-XXX8231 CAPITAL MGT CO EMP PROFIT SH RET P 0 BOX 1 MS1.1 WICHITA KS 67201 7,875.00 1107INTRUST BANK NA

XXX-XX-0093 ANGELO CAPPUCCIO IRA ROTH 152 E SAN MATEO RD SANTA FE NM 87504 945.00 1896

XXX-XX-8298 GWEN F CARLSEN 4009 E GEDDES CIRCLE CENTENNIAL CO 80122 2,090.00 247

XXX-XX-5341 MOLLY C CARLSON 2159 W000LEAF WAY MOUNTAIN VIEW CA 94040 4,725.00 845CURT R CARLSON

XXX-XX-6723 ROSS A CARLSON 2224 GLOUCESTON LANE NAPERVILLE IL 60564 2,180.00 25MARGARET A CARLSON

XXX-XX-0453 CARL E CASEY C/F 1567 NW RACHEL CT ROSEBURG OR 97470 902.00 827MEGAN C CASEY N

NO

XXX-XX-9893 CARL E CASEY TTEE 1567 NW RACHEL CT ROSEBURG OR 97470 12,383.00 828 CDOO

XX-XXX16S1 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGH PA 15259 251,218.00 1455THE ANNIE E CASEY FOUNDATION

XX-XXX3891 THE BANK OF NEW YORK MELLON AS TTEE ONE WALL STREET 6TH FL REORG DEPT NEW YORK NY 10286 80,577.00 1384CASEY FAMILY SUFFOLK CAPITAL

XXX-XX-0806 MICHAEL CASSEL II 3002 TROSETH ROAD ROSEVILLE MN 55113 836.00 613

XX-XXX7942 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGH PA 15259 229,565.70 1465CATHOLIC HEALTH INITIATIVES

XX-XXX0385 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGH PA 15259 184,060.80 1466CATHOLIC HEALTH INITIATIVES PEN

XXX-XX-2548 GEORGE H CAVAGNARO 4520 MELQUA ROAD ROSEBURG OR 97470 25,800.00 642HEIDI H CAVAGNARO

XXX-XX-3355 HEIDI H CAVAGNARO IRA R/0 4520 MELQUA RD ROSEBURG OR 97470 1,708.00 643

XKX-XX-6411 THOMAS J CAVALLO 11 SPRINGS ST COLD SPRING HARBOR NY 11724 2,911.00 664

Page 24: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XX-XXX9476 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGH

CBS MASTER TRUST A/C #VIAF6571532

XX-XXX8080 CEPRM EBTU FORTALEZA ASST SL 801 S CANAL STREET CHICAGOA/C #22-10308

XX-XXX3370 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3416 PITTS13TJRGH

CGLIC S/A SG3 GRANAHAN INVESTMENT

XXX-XX-5074 BIG L CHAN 1579 PIEDMONT ROAD SAN JOSECHRISTINA CHEUNG

XXX-XX-6829 STANLEY CHAN 1156 TRESTLE GLEN ROAD OAKLAND

XXX-XX-5267 SUN KENG CHAN & 168 PRINCETON STREET SAN FRANCISCO

CONNIE CHAN REV TR

XXX-XX-5267 SUN KENG CHAN & 168 PRINCETON STREET SAN FRANCISCO

CONNIE CHAN REV TR

XX-XXX3302 THE CHARLSON FOUNDATION 5275 EDINA INDUSTRIAL BLVD STE 111 EDINA

XX-XXX4689 CHATTANOOGA INSIGHT CAPITAL 1 FREEDOM VALLEY DRIVE OAKS

A/C #6650445

XXX-XX-2201 GWANG-TSAI ARTHUR CHEN IRA 3324 TALLY HO LANE MADISON

XXX-XK-1995 SHUI-YEE SHIRLEY CHEN 3324 TALLY HO LANE MADISONGWANG-TASI ARTHUR CHEN

FOREIGN YI CHEN ONTARIO CANADA

JIONG ZHAO

XXX-XX-2947 JOAN F CHESTNUT IRA 3738 CYPRESS CLUB DR D-201 CHARLOTTE

XXX-XX-6296 CRYSCAL CHELTNG 1730 O'FARRELL STREET #515 SAN FRANCISCO

KX-XXX0207 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGHCHGO REG CNCL CARP PEN FD TRUST

XX-XXX7819 CHILDRENS HEALTHCARE ATLANTA fU52N BOX 5622 BOSTONSTATE STREET BANK & TRUST COMPANY

XX-XXX2853 CHILTON SMALL CAP INTL L P 1266 EAST MAIN ST 7TH FLR STAMFORDATTN JAMES STEINTHAL

XX-XXX2887 CHII,TON SMALL CAP PARTNERS L P 1266 EAST MAIN ST 7TH FLR STANFORD

ATTN JAMES STEINTHAL

Page 12

RECOGNIZED CLAIM

ST ZIP LOSS NO.

PA 15259 5, 355.00 1488

IL 60607 27,333.00 1223

PA 15259 30, 547.00 1464

CA 95132 1,770.00 1569

CA 94610 2 ,665.00 350

CA 94134 5, 330,00 1698

CA 94134 12,720.00 1699

MN 55439 5,446.54 1043

PA 19456 48 ,190.00 1543

WI 53705 1 ,308.00 83

WI 53705 2, 180.00 82

2,132.00 1079

NC 28210 252.00 1913

CA 94115 972.00 683

PA 15259 61, 692,00 1468

MA 02206 38 ,456.00 1535

CT 06902 279,019,18 1879

CT 06902 138 ,980.82 1878

o,NO000

Page 25: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/00 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-4264 JOHN E CHITWOOD 2403 NW EDENECWER BLVD APT 112 ROSEBURG

DARLENE I COLBORN

XXX-XX-2684 MYUNG S CHOI 1804 MOUNT VERNON CT FLOWER MOUND

BYOUNG YU

XX-XXX9506 BARRY S CHUDNOFSKY PSP 730 EAST LAKE STREET WAYZATA

C/O PERKINS CAPITAL MANAGEMENT

XX-XXX2193 ZZCHURCH PENSION FORTALEZA 801 S CANAL STREET CHICAGO

A/C #26-14845

XXX-XX-0898 T .7 CIANCIO 18 BELLWOOD ROAD WHITE PLAINS

MARY ANN CIANCIO

XX-XXX3989 CITY OF CH VILLE CONSTITUTIONAL 303 PEACHTREE STR NW #1400 MC3141 ATLANTA

#70061007034277

XX-XXXD361 CITY OF MPHS RET PARADIGM #7001274 1 FREEDOM VALLEY DRIVE OAKS

C/O SEI PRIVATE TRUST COMPANY

XX-XXX7165 CITY OF NEW YORK A/C 306099 3800 CITIBANK CENTER TAMPA TAMPA

CITIBANK NA REORG B3-12

XX-XXX716S CITY OF NEW YORK A/C 306113 3800 CITIBANK CENTER TAMPA TAMPA

CITIBANK NA REORG B3-12

XX-XXX7165 CITY OF NEW YORK A/C 306607 3600 CITIBANK CENTER TAMPA TAMPA

CITIBANK NA REORG B3-12

XX-XXX0361 PARADIGM ASSET MANAGEMENT FBO 445 HAMILTON AVENUE STE 1203 WHITE PLAINS

CITY OF MEMPHIS RETIREMENT SYS-SG

XX-XXX9939 CLANCY & THEYS CONSTRUCTION CO 516 WEST CABARRUS STREET SALEIGH

XXX-XX-4231 DONALD H CLARK 6772 BEAVER CT MIDLAND

XXX-XX-2656 THOMAS B CLARK 5403 MACALPINE CIRCLE UNIT 1411 GLEN ALLEN

XXX-XX-5149 ROBERT H CLP.YBIIRGH IRA 730 EAST LAKE STREET WAYZATA

CIO PERKINS CAPITAL MANAGEMENT

XXX-XX-5461 WILLIAM L CLINRENBEARO IRA P 0 BOX 4503 AVON

XXX-XX-9565 GARY E CLIPPER 730 EAST LAKE STREET WAYZATA

LESLIE J CLIPPER

XX-XXX6599 (CP33) CMG SMALL CAP GROWTH FUND ONE FINANCIAL CENTER BOSTON

ATTN JOHN ALBANESE

Page 13

RECOGNIZED CLAIM

ST ZIP LOSS NO.

OR 97470 436.00 983

TX 75028 2,640.00 209

MN 55391 6,540.00 761

IL 60607 30,265.00 1265

NY 10603 1,090.00 574

GA 30108 9,614.00 1174

PA 19456 158,447.00 1546

FL 33610 9,352.00 1627

FL 33610 17,750.00 1625

FL 33610 58,244.00 1626

NY 10601 158,447.00 1313

NC 27603 6,142.50 237

GA 31820 1,272.00 33

VA 23059 4,180.00 244

MN 55391 16,350.00 762

CO 81620 17,034.00 138

MN 55391 5,995.00 763

MA 02111 113,015.00 993

vN0000

Page 26: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-7328 JEFFREY C COBLE 12507 TWELVETREES LANE HUNTERSVILLS

MARSHALL LEE COBLE

XXX-XX-6471 MARC E COFFEY 222 LEE AVENUE HICKSVILLE

XXX-XX-6297 HOWARD F COHEN P 0 BOX 397 CAPITOLA

XXX-XX-8B90 JONATHAN D COHN 1601 CALVERT STREET NW 4401 WASHINGTON

XXX-XX-9814 OLEN D COLE SEP IRA 15030 FUENTE DE PAZ RANCHO MURIETA

XXX-XX-5685 CHARLES COLETTA 834 SCHOOL COURT LOMBARD

VIRGINIA M COLETTA

XXX-XX-6556 SANDRA L COLLIER 30 BRIARWOOD PLACE MACOMB

XXX-XX-9734 RICHARD S COLLINS 517 NINTH AVENUE SO SOUTH ST PAUL

XX-XXX1723 (2408) COLUMBIA SMALL COMPANY ONE FINANCIAL CENTER BOSTON

GROWTH FUND V S

XX-XXX1721 (2421} COLUMBIA ASSET ALLOCATION ONE FINANCIAL CENTER BOSTON

FUND V S (SMALL CAP GROWTH)

XX-XXX8996 (GA21) COLUMBIA SMALL CO EQUITY FD ONE FINANCIAL CENTER BOSTON

ATTN JOHN ALBANESE

KX-XXX9004 (GA30) COLUMBIA ASSET ALLOCATION ONE FINANCIAL CENTER BOSTON

FUND-SC6

XXX-XX-8568 ALERT D COLVILLE 1739 N WILMOT AVENUE CHICAGO

ANGELA D COLVILLE

XX-XXX6650 CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVENUE 9TH Fl, NEW YORK

FBO COMERICA COMPLETENESS 42 F8E4

XX-XXX5364 U S BANK FBO 1555 N RIVERCENTER DR S TE 302 MILWAUKEE

COMM INV GRP DRIEHAUS CAP MGMT

XX-XXX5740 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGH

COMMONWEALTH OP MASSACHUSETTS

XX-XXXS646 COMPLETENESS FUND A/C 43070000153 411 W LAFAYETTE DETROIT

CIO COMERICA BANK

XX-XXX9134 CONCORD HOSPITAL PENSION SMALL CAP P 0 BOX 26872 NEW YORK

LOOMIS SAYLES #P25106

Page 14

RECOGNIZED CLAIM

ST ZIP LOSS NO.

NC 28078 315.00 239

NY 11801 6,360.00 1566

CA 95010 74,959.42 1400

DC 20009 2,180.00 214

CA 95683 5,040.00 29

IL 60148 872.00 65

IL 61455 351.12 116

MN 55075 10,900.00 605

MA 02111 171,799.00 996

NA 02111 18,502.00 997

MA 02111 1,101,683.00 994

MA 02111 28,835.00 995

IL 60647 315.00 141

NY 10010 390.00 2002

WI 53212 29,115.45 1430

PA 15259 34,645.00 1483

MI 48226 7,577.00 1198

NY 10087 14,568.75 1179

NOOO0

Page 27: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XX-XXX4672 CONCORD HOSPITAL SMALL CAP LOOMIS P 0 BOX 26872 NEW YORK

SAYLES #JP25103

XXX-XX-8402 TRACY q CONNORS 13047 EDGEBROOK DRIVE CORONA

XXX-XX-0225 MALCOLM COOPER 124 FAIRWAY ROAD LIDO BEACH

NEOMS COOPER

XX-XXX5954 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGH

COOPERATIVE BANKS EMP RET

XXX-XX-2747 KATHRYN M COPELAND IRA 18738 MEADOWLARK COURT PENN VALLEY

XXX-XX-4598 IRISH CORREIRA SEP IRA 64 ZINNIA CT LAKEWOOD

XXX-XX-2314 TIMOTHY COSBY 48 PERSIMMON LANE WILDWOOD

JANICE COSBY

XX-XXX4629 WELLS FARGO BANK NA TTEE FBO NW5009 P 0 BOX 1450 MINNEAPOLIS

COTTAGE HEALTH STERLING JOHNSTON DB

XX-XXX6232 COVENANT BENELOVENT INSTITUTION 3800 CITIBANK CENTER TAMPA TAMPA

A/C 310050

XXX-XX-8765 BETTY JEAN COWAN IRA 2888 S OAKLAND CIRCLE EAST AURORA

XXX-XX-8615 ROBERT T COWAN JR IRA 2886 S OAKLAND CIRCLE EAST AURORA

XX-XXX9227 DOUGLAS B COWDEN TTEE 526 SILVERADO DR LAFAYETTE

DOUGLAS S COWDEN DDS INC MNY PUR

XXX-XX-7255 PAMELA COX IRA RIO 3031 ARLINGTON DR APTOS

XXX-XX-2692 KENNETH B CRAM 730 EAST LAKE STREET WAYZATA

JANIS T CRAM

XXX-XX-7063 TIMOTHY L CRANEY 234 RAINBOW DR PMB 13409 LIVINGSTON

MARY G CRANEY

XXX-XX-3946 CHRISTOPHER CRAWFORD 5717 JONATHAN MITCHELL RD FAIRFAX STATION

ELIZABETH GREAVES CRAWFORD

XX-XXX6650 CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVENUE 9TH FL NEW YORK

FBO CREDIT SUISSE PRIVATE #2 FVWY

XXX-XX-8074 WILLIAM C CROWDER REV TR 2410 W COUNTRY CLUB AVENUE TAMPA

WILLIAM C CROWDER TTEE UAD 11/26/85

Page 15

RECOGNIZED CLAIM

ST ZIP LOSS NO.

NY 10087 24,333.75 1178

CA 92883 381.60 1495

NY 11561 5,330.00 425

PA 15259 1,155.60 1462

CA 95946 1,736.28 274

CO 80228 2,403.50 195

MO 63025 1,149.50 1039

MN 55485 11,179.50 1012

FL 33610 38,593.50 1630

CO 80014 1,985.50 313

CO 80014 10,868.00 314

CA 94549 5,906.25 696

CA 95003 11,690.00 1894

MN 55391 2,725.00 764

TX 77399 418.00 499

VA 22039 6,300.00 960

NY 10010 394,242.20 2007

FL 33611 1,449.00 176

coN0000

Page 28: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-6546 ANITA J CROWTHER IRA 1876 ECHO LANE LINCOLN

XXX-XX-6546 MAYNARD A CROWTHER 1876 ECHO LANE LINCOLN

ANITA J CROWTHER TTEES

XX-XXX6650 CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVE 9TH FL NEW YORK

FBO CSFB LLC AS AGENT #2 353G

XX-XXX6650 CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVE 9TH FL NEW YORK

FBO CSFB EUROPE LTD L #2 DX9D

XX-XXX6650 CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVENUE 9TH FL NEW YORK

FRO CSFB LLC INTRA ACCT TH #9 0020

XX-XXX6650 CREDIT SUIISSE SECURITIES USA LLC ONE MADISON AVENUE 9TH FL NEW YORK

FBO CSFB EXECUTION OMNIBUS #2 MKOV

XX-XXX1082 CSIS ENDOWMENT FUND 1800 K STREET NW STE 400 WASHINGTON

XX-XXX0804 CU COBB CNTY/GRANAHAN INV MGNT 303 PEACHTREE STR NW #1400 MC3141 ATLANTA

#11051301138425

XXX-XX-3246 THOMAS J CULLINANE 2000 LVG TR 4010 LAWNDALE LANE NORTH PLYMOUTH

THOMAS J CULLINANE TTEE

XXX-XX-8710 ROBERT W CURRAN 1909 SOUTHWEST HILLCREST ROAD SEATTLE

XXX-XX-8710 ROBERT W CURRAN 1909 SOUTHWEST HILLCREST ROAD SEATTLE

MIRIAM J CURRAN

XXX-XX-3270 CHARLES CUSHNER 709 TULAND CRT SAN MATEO

XXX-XX-0235 WILLIAM D'AGOSTINO 102 EAST 4TH STREET BROOKLYN

XXX-XX-6430 RAYMOND E D'ANTONIO 12 WINGED FOOT CT CHESHIRE

JUDITH D'ANTONIO

XX-XXX1500 DAIMLER CHRYSLER A/C #2XBL BOX 5622 ROSTON

STATE STREET BANK & TRUST COMPANY

XXX-XX-6237 RALPH A DALIN 4955 RIDING RIDGE ROAD SAN DIEGOHEDY J DALIN

XXX-XX-7975 ARTHUR R DA14M 149 ISLAND WAY GREENACRES

XXH-XH-Q361 CHI HAO DANG 3044 CALLS DE LAS FLORES SAN JOSE

Page 16

RECOGNIZED CLAIM

ST ZIP LOSS NO.

CA 95648 586.30 662

CA 95648 2,338.00 37

NY 10010 475,657.60 1993

NY 10010 4,543.00 1999

NY 10010 5,330.00 2041

NY 10010 9,810.00 2029

DC 20006 4,180.00 1562

GA 30108 11,102.00 1171

MN 55446 1,672.00 30

WA 98166 1,358.50 404

WA 98166 13,376.00 405

CA 94402 23,440.00 1062

NY 11218 4,761.30 599

CT 06410 6,360.00 204

MA 02206 555,738.75 1509

CA 92130 342.76 269

FL 33413 31,195.00 503

CA 95148 10,650.00 500

I,NO000

Page 29: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-1281 JOHN H DASBURG 2699 SOUTH BAYSHORE DRIVE MIAMIMARY LOU DASBURG

XXX-XX-6632 MALCOLM D DAVIDSON 6219 SHADYCLIFF DR DALLAS

XXX-XX-0065 CRAIG K DAVIS IRA 4430 J C NICHOLS PKWY KANSAS CITY

XXX-XX-4512 MARGO M DAVIS IRA R/O 13935 E PLACITA FLOR DEL DESIERTO VAIL

XXX-XX-5709 MONICA P DAVIS GDN 2124 ROBINWOOD AVENUE TOLEDO

DUSTIN A DAVIS

XXX-XX-5236 THOMAS R DAVIS 1503 UNIVERSITY AVENUE SACRAMENTONANCY M DAVIS TTEES UTD 2/14/01

XX-XXX1218 ZZDEAN FOODS FURMAN SELZ 801 S CANAL STREET CHICAGO

A/C #22-08583

XXX-XX-1528 LARRY M DEBOLT 9833 W 17TH CT WICHITA

DEBORAH DEBOLT

XXX-XX-4380 PEGGY I. DECKER 366 CHAMPAGNE CT ROSEBURG

XX-XXX5483 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSEURGH

JOHN DEERE PEN TR A/C #JDRF1309002

XXK-XX-9601 ROBERT 0 DELANEY JR 211 WARWICK DRIVE KENILWORTH

XXX-XX-4594 BRUCE DELGIDRNO 1636 WEST END AVENUE NEW HYDE PARKTONINA DELGIORNO

XXX-XX-4055 MICHAEL E DEMARTINO 31 CATHERINE CT LAURENCE HARBOR

XXX-XX-6205 CARL D DENNIS C/F 262 CHAR STREET ROSEBURGADAM DENNIS

XXX-XX-6205 CARL D DENNIS IRA 262 CHAR STREET ROSEBURG

XXX-XX-6205 CARL DENNIS 262 CHAR STREET ROSEBURG

XX-XXX7048 DEPAUL UNIVERSITY 1 EAST JACKSON BLVD CNA STE 1910 CHICAGOTREASURERS OEPICE

XXX-XX-3451 MICHAEL DEPREZ 700 S DIVISION SAND POINT

Page 17

RECOGNIZED CLAIM

ST ZIP LOSS NO.

FL 33133 945.00 1297

TX 75240 787.50 569

MO 64111 1,100.00 527

AZ 85641 630.00 93

OH 43620 14,791.00 736

CA 95825 1,496.25 32

IL 60607 40,128.00 1219

KS 67212 4,452.00 1005

OR 97470 6,540.00 1548

PA 15259 174,510.00 1479

IL 60043 3,937.56 421

NY 11040 2,180.00 1083

NJ 08879 636.00 121

OR 97470 59.00 933

OR 97470 6,386.00 821

OR 97470 59.00 020

IL 60604 6,000.75 1642

ID 83864 4,950.00 693

coNO000

Page 30: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-3451 MICHAEL DEPREZ 700 S DIVISION SANDPOINT

XXX-XX-9036 WILLIAM ASHTON DEREMER 9 NE L7ORGEN ST P 0 BOX 149 WINSTONDIANNA LORENE DEREMER

XXX-XX-7838 MUKESH K DESAI 235 CAROLINA STREET BOILINGBROOKBINA M DESAI TTEE

XXX-XX-6722 ELEANOR L DEX 6516 ELNIDO DRIVE MCLEAN

XX-XXX6007 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGHDEXTER MID-WEST INV GROUP OUST

XX-XXX9730 PNC FBO DFA MICRO CAP S P 0 BOX 822177 PHILADELPHIAA/C #34340120312221

XX-XXX9730 PNC FBO DFA SMALL CAP S P 0 BOX 822177 PHILADELPHIAA/C #34340120312263

XX-XXX9250 PNC FRO DFA TAX MANAGE P 0 BOX 822177 PHILADELPHIAA/C #34340120313073

XX-XXX9639 PNC FBO DFA TAX MNGD U P 0 BOX 822177 PHILADELPHIAA/C #34340120312962

XX-XXX1328 PNC FBO DFA US MICRO C P 0 BOX 822177 PHILADELPHIAA/C #34340120312069

XX-XXX4833 PNC FBO DPA US SMALL CAP P q BOX 822177 PHILADELPHIAA/C #34340120312514

XX-XXX49BS ZZDFA TRANSITION ACCT A/C #22-17157 801 S CANAL STREET CHICAGOTHE NORTHERN TRUST CO

XXX-XX-2017 BARBARA K DICKSON 622 PIONEER WAY WINCHESTERP 0 BOX 622

XXX-XX-5041 LOUIS DITP4AN 5573 CONRAD AVE SAN DIEGO

XX-XXX1656 DESERET TRUST CO P O BOH 1158 SALT LAKE CITYFRO DMBA

XX-XXX1767 DMC COMMINGLED GEEWAX TE-SL 801 S CANAL STREET CHICAGOA/C #26-02771

XX-XXX1047 DMC PENSION GEEWAX TER SL #22-02138 801 S CANAL STREET CHICAGOTHE NORTHERN TRUST CO

XX-XXX9160 U S BAN}( FBO 1555 N RIVERCENTER DR STE 302 MILWAUKEEDOC GEN STERLING A/C #1528007440

Page 18

RECOGNIZED CLAIM

ST ZIP LOSS NO.

83864 436.00 900

OR 97496 5,960.00 1140

IL 60490 43,600.00 545

VA 22101 840.18 880

PA 15259 7,522.20 1454

PA 19182 55,765.00 1155

PA 19182 60,262.00 1156

PA 19182 3,180.00 1159

PA 19182 8,066.00 1158

PA 19182 172,806.00 1154

PA 19182 50,753.00 1157

IL 60607 6,688.00 1232

OR 97495 4,930.50 841

CA 92117 2,926.00 1893

UT 84147 159,000.00 1638

IL 60607 1,504.80 1249

IL 60607 4,180.00 1207

WI 53212 9,919.50 1447

rnNO000

Page 31: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XX-XXX9160 U S BANK FBO 1555 N RIVERCENTER DR STE 302

DOC TR STERLING A/C 41528007459

XX-XXX9160 U S BANK FBO 1555 N RIVERCENTER DR STE 302DOC PR STERLING A/C #1528007459

XX-XXX9160 U S BANK FBO 1555 N RIVERCENTER DR STE 302

DOC LAY STERLING A/C #1528007477

XXK-XX-2754 DANIEL L DOLGIN TTEE 3298 NIGHTHAWK LANE

DANIEL L DOLGIN REV TR

XXX-XX-5906 NANCY SUE DONOVAN IRA 10220 WEST BI,IDA

XXX-XX-9015 KAREN METZLER-DORAN 3500 ARBORCREST CT

CARL R DORAN

XXX-XX-6957 WILBUR N DOTTER 201 YORK AVENUE

MARY C DOTTER

XXX-XX-5212 JOSEPH I DCUGI4ERTY 22W 106 GLENRISE CT

XXX-XX-5620 BELLEAMIE B DOUGHTON IRA 2306 BUTTE FALLS HWY

XXX-XX-3923 KERWIN L DOUGHTON 345 W RIVERSIDE DRIVE

XXX-XX-3923 KERI4IN L DOUGI-ITON 345 W RIVERSIDE DRIVE

XXX-XX-2598 MARILYN T DOUGHTON & 345 W RIVERSIDE DRIVE

JOHN TODD TTEES

JOSEPH DRAGO 180 DINSMORE STREET APT D

XXX-XX-1090 SCOTT S DRAGOS 9255 TOWNE CENTRE DRIVE #700

XXX-XX-8098 KEVIN THOMAS DRAKE IRA 710 KIRWAN COURT

XXX-XX-3084 JOHN DRESH 5430 E EXETER BLVD

JO DRESH

XXX-XX-1712 DRIEHAUS COL ACCT RICHARD CLSG 801 S CANAL STREET

A/C #03-67459

XX-XXX9160 U S BANK FBO 1555 N RIVERCENTER DR STE 302

DRIEHAUS EQUITY SM CAP FUND/

Page 19

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

MILWAUKEE WI 53212 10,707.00 1448

MILWAUKEE WI 53212 4,146.50 1449

MILWAUKEE WI 53212 5,773.00 1450

PENSACOLA FL 32506 218.00 57

ODESSA TX 79764 295.00 1896

CINCINNATI OH 45236 5,502.50 566

WEST PITTSTON PA 18643 3,198.00 163

GLEN ELLYN IL 60137 533.00 665

EAGLE POINT OR 97524 1,556.00 576

ROSEBURG OR 97470 772.00 1114

ROSEBURG OR 97470 3,346.00 1115

ROSEBURG OR 97470 6,055.00 1113

STATEN ISLAND NY 10314 1,272.00 289

SAN DIEGO CA 92121 4,580.10 1001

FREEHOLD NJ 07728 2,160.00 644

PHOENIX AZ 85018 388.74 650

CHICAGO IL 60607 43,470.00 1202

MILWAUKEE WI 53212 27,540.45 1452

0m0000

Page 32: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT Page 20

RECOGNIZED CLAIM

TAX ID CLAIMANT ADDRESS CITY ST ZIP LOSS NO.

XXX-XX-0049 STATE STREET BANK & TRUST CO CUST P 0 BOX 155 ROSTON MA 02117 3,762.00 1411

RICHARD M DRURY IRA R/O A/C 4520292

XXX-XX-9563 STATE STREET BANK & TRUST CO CUST P 0 BOX 155 BOSTON MA 02117 630.00 1412

JOAN DRURY IRA RIO A/C 4520302

XX-XXX5421 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGH PA 15259 25,440.00 1470

DT MARKET COMPLETION FUND

XXX-XX-8964 ALLAN J DUFF 5350 CALGARY CT LAS VEGAS NV 89118 340.20 321

JOANNE C DUFF

XX-XXX9879 DUKE ENERGY CORP A/C #2YB1 BOX 5622 ROSTON MA 02206 169,093.80 1510

STATE STREET BANK & TRUST COMPANY

XX-XXX3020 DUKE ENERGY SUFFOLK CAP 422-06713 601 S CANAL STREET CHICAGO IL 60607 134,935.80 1215

THE NORTHERN TRUST CO

XXX-XX-7437 H STEVEN DUNCAN 26 PARK LANE GOLF IL 60029 4,206.50 1656

JANIS DUNCAN

XXX-XX-7437 H STEVEN DUNCAN IRA 26 PARK LANE GOLF IL 60029 3,150.00 1655

XXX-XX-3666 JAMES E DUNCAN 2651 S WADSWORTH DRIVE LAKEWOOD CO 80227 2,508.00 304

M0

XXX-XX-8192 RUSSELL S DUNKLE JR 51 MELROSE STREET #7H MELROSE MA 02176 4,360.00 423 0

XXX-XX-8192 RUSSELL S DUNKLE JR IRA R/O 51 MELROSE STREET #7H MELROSE MA 02176 3,360.00 487

XXX-XX-3259 ERIC M DUNKLEY REV LIV TR 2132 BUCKINGHAM LANE NAPLES FL 34112 3,180.00 232

ERIC M DUNKLEY TR

XXX-XX-8155 MARILYN P DUNN KEOGH 10601 WILSHIRE BLVD #1102 LOS ANGELES CA 90024 3,150.00 148

XXX-XX--0478 THOMAS DURACZ 3181 BRENMARDA LN MEMPHIS TN 38116 236.00 693

XXX-XX-8536 DAVID G DURANT III 418 CHIPPENDALE LN BOILING SPRINGS SC 29316 1,526.00 468

XX-XXX6663 J ROBERT DUTTON 5182 S EMPORIA WAY GREENWOOD VILLAGE CO 80111 731.50 224

XXX-XX-5744 MICHAEL G DUYN 7751 COUNTRY IN PLEASANTON CA 94566 21,800.00 1904

XXX-XX-0196 ROBERT T DUYN CIF 7751 COUNTRY LN PLEASANTON CA 94566 32,700.00 1902

CATHERINE N DUYN UCAUTMA

Page 33: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-7111 ROBERT T DUYN C/F 7751 COUNTRY LN PLEASANTONSCOTT T DUYN UCAI]TMA

XXX-XX-8752 ROBERT T DUYN IRA R/O 7757. COUNTRY LN PLEASANTON

XXX-XX-9599 ROBERT T DUYN JR 7751 COUNTRY LN PLEASANTON

XXX-XX-8458 DARLENE S DYSON 2117 E BURLINGAME AVE FRESNO

XX-XXX2928 E*TRADE CAPITAL MARKETS LLC 411 S WELLS ST PENTHOUSE CHICAGOC/O CLASS ACTION SECURITY 5RV

XXX-XX-5193 JEFF EASTON 444 EAST 82ND STREET NEW YORK

XX-XXX8093 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGHEB MARKET COMPLETION FUND

XXX-XX-2177 THOMAS A EBERHART N7220 MILL POND WAY HARTLAND

XXX-XX-1908 BETHANY K EBY 1907 NE RIDGEWOOD DR PORTLAND

XXX-XX-1589 DAVID M EDINBURGH 9 MEADOWLARK LANE SHARONJANIS R EDINBURGH

XXX-XX-1341 DAVID M EDINBURGH C/F 9 MEADOWLARK LANE SHARONERIN M EDINBURGH UTMA MA

XXX-XX-2338 DAVID M EDINBURGH C/F 9 MEADOWLARK LANE SHARONSCOTT EDINBURGH UTMA MA

XXX-XX-1589 DAVID M EDINBURGH IRA 9 MEADOWLARK LANE SHARON

XXX-XX-9905 JANIS R EDINBURGH 9 MEADOWLARK LANE SHARON

XXX-XX-9905 JAN2S R EDINBURGH IRA 9 MEADOWLARK LANE SHARON

XXX-XX-2338 SCOTT EDINBURGH 9 MEADOWLARK LANE SHARON

XXX-XX-6334 JAY D EDMONDS JR 1660 ORCHARD DRIVE SALT LAKE CITY

XX-XXX2373 THE BANK OF NEW YORK MELLON AS TTEE ONE WALL STREET 6TH FL REORG DEPT NEW YORKEL POMAR FDN CONSTITUTIONAL SM CAP

Page 21

RECOGNIZED CLAIM

ST ZIP LOSS NO.

CA 94566 32,700.00 1905

CA 94566 299,204.00 1901

CA 94566 23,980.00 1903

CA 93710 654.00 397

IL 60607 9,261.50 1150

NY 10028 700,626.58 1031

PA 15259 80,674.00 1471

WI 53029 1,209.00 727

OR 97212 6,686.00 961

MA 02067 5,540.00 354

MA 02067 5,245.00 353

MA 02067 7,484.00 357

MA 02067 19,210.00 352

MA 02067 29,110.00 356

MA 02067 14,367.00 355

MA 02067 3,860.00 358

UT 64106 1,776.50 311

NY 10286 38,456.00 1369

Nf`9O000

Page 34: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XX-XXX2811 CLASS ACTION SRVS FBO #799H1209 30 LIBERTYSHIP WAY STE 3200 SAUSALITO

ELECTRONIC TRADING GROUP LLC

XXX-XX-9655 BRIAN N ELLIOTT 210 SUMMERWOOD ST ROSEBURG

ROCHELLE M ELLIOTT

XXX-XX-7499 ROCHELLE M ELLIOTT 210 SIJMMERW000 ST ROSEBURG

BRIAN N ELLIOTT

XXX-XX-7904 DANIEL P ELLSWORTH 245 TROWBRIDGE ROAD ATLANTA

XXX-XX-6678 DANIEL PAUL ELLSWORTH SR 303 BRIGHTON PT ATLANTA

XXX-XK-1728 RICHARD ELMAN IRA 73 BROKEN TREE RD NEWTON

XXX-XX-7680 STEVEN L EMMONS 29622 ALTA TERRA LAGUNA MIGUEL

CHRISTINE D EMMONS

XX-XXX0122 EMPLOYEES RETIREMENT SYSTEM #312625 3800 CITIBANK CENTER TAMPA TAMPA

CITIBANK NA REORG B3-12

XX-XXX0098 EMPLOYEES RETIREMENT SYSTEM P q BOX 26872 NEW YORK

TEXAS BATTERY MARCH 4PS6687

XX-XXK6790 ENERGY INSURANCE BERMUDA INC #YNY2 BOX 5622 BOSTON

STATE STREET BANK & TRUST COMPANY

XXX-XX-1853 ANGELIQUE ENGSTROM P q BOX 112 MOUNTAIN VIEW

XX-XXX2969 ENSIGN PEAK AVDISORS INC 50 EAST NORTH TEMPLE 15TH FL SALT LAKE CITY

XX-XXXS264 EPISCOPAL DIOC CONSTI #IB32 303 PEACHTREE STR NW #1400 MC3141 ATLANTA

#70061007037388

XX-XXX3395 RUSSELL INVESTMENT MANAGEMENT FBO 909 A STREET TACOMA

EQUITY II CLASS I A/C #CH2A

XX-XXX3395 RUSSELL INVESTMENT MANAGEMENT FBO 909 A STREET TACOMA

EQUITY II CLASS I A/C #CH2C

XXX-XX-2982 BRADLEY A ERICKSON IRA 730 EAST LAKE STREET WAYZATA

C/0 PERKINS CAPITAL MANAGEMENT

XXX-XX-3299 MARK D ERICKSON 4100 SHANGHAI PLACE DULLES

KAREN S ERICKSON

XXX-XX-1530 STEVEN C ERICKSON C/F 1334 SE LAUREL CRT ROSEBURG

JASPER H ERICKSON

Page 22

RECOGNIZED CLAIM

ST ZIP LOSS N0.

CA 94965 836.00 1708

OR 97470 3,779.00 1670

OR 97470 436.00 1669

GA 30350 796,015.80 950

GA 30326 13,900.00 111B

MA 02459 8,540.00 1123

CA 92677 6,360.00 1640

FL 33610 13,300.00 1628

NY 10087 107,415.00 1184

MA 02206 28,620.00 1538

CA 94042 28,620.00 1608

UT 84150 833,796.00 1604

GA 30108 7,942.00 1175

WA 98402 269,915.00 1336

WA 98402 36,951.20 1337

MN 55391 19,620.00 765

VA 20189 436.00 971

OR 97470 1,208.00 649

o,oD0000

Page 35: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-1530 STEVEN C ERICKSON TTEE 1334 SE LAUREL CRT

XX-XXX7743 ERS OF TEXAS P 0 BOX 13207TEXSAVER 457 PLAN

XX-XXX72B2 ESSEX SMALL/MICRO CAP GROWTH FUND 800 CONNECTICUT AVENUEC/O MANAGERS INVESTMENT GROUP

XXK-XX-3939 JOSEPH B ESTER5ON IRA R/O 3670 N 45TH AVENUE

XXX-XX-1704 MARILYN JOYCE ETHERIDGE IRA 4304 MEMORIAL DR

XX-XXX6233 EVANGELICAL COVENANT CHURCH 3800 CITIBANK CENTER TAMPAA/C 308314

XXX-XX-5919 JAMES W EVANS IRA 124 CITY ROAD 598

XXX-XX-6779 BETTY JAYNE EVENS 75 EVCO LANE

XXX-XX-2950 CYNTHIA 0 EVENS 10349 CAPITAL PLACE

XXX-XX-2510 PAUL W EVENS TTEE 18543 DOGWOOD ACRES

XXX-XX-0117 RICK L EVENSON 730 EAST LAKE STREETLORIE T EVENSON

XXX-XX-9758 ROBERT V EVERETT IRA R/0

1589 MURMI ROAD P 0 BOX 140

XX-XXX5034 FAIRWAY INVESTMENT 2830 CAHABA ROAD

XXX-XX-5714 KENNETH R FALCEUK 126 COTTAGE STREET

XXX-XX-9710 Z MYRON FALCHI]KMD 34 SOMERSET ROADANN H FALCHUK

XXX-XX-1255 CHARLES R FALOR 251 43RD AVENUEKAREN K FALOR

XXX-XX-125S CHARLES R FALOR IRA 251 43RD AVENUE

XXX-XX-8569 JOHN S FALZONE 50 SAINT ANDREWS PATHGINA M FALZONE

Page 23

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

ROSEBURG OR 97470 5,748.00 850

AUSTIN TX 78711 4 , 800.00 1634

NORWALK CT 06854 133,573.73 966

HOLLYWOOD FL 33021 455.62 630

BELLEVILLE IL 62226 654.00 975

TAMPA FL 33610 41,913.10 1633

PLANTERSVILLE MS 38662 2 , 180.00 194

STEELVILLE MO 65565 1,149.50 965

ST LOUIS MO 63131 1,045.00 509

WILDWOOD MO 63005 1 , 045.00 406

WAYZATA MN 55391 4,360,00 766

940.50 508

BIRMINGHAM AL 35223 6 , 676.05 318

BROOKLINE MA 02445 4 , 360.00 86

NEWTON MA 02465 4 , 360.00 1008

ST PETERSBURG BEACH FL 33706 20,900.00 517

ST PETERSBURG BEACH FL 33706 2,024.00 544

WADING RIVER NY 11792 12,540.00 334

oD0000

Page 36: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-0756 LESTER L FANNING IRA 141 BUCKBOARD LN

XXX-XX-5607 MARY P FARNEY IRA 8 ERIN DRIVE

XXX-XX-1914 JUDITH FAVOR 107 CRESTVIEW DRIVE

XX-XXX0078 FEDERATED INVESTORS INC FBO 1001 LIBERTY AVENUE

FEDERATED KAUFMANN SMALL CAP F

XXX-XX-7897 JOSEPH FEDERICO 237 ACORN DRIVE

XXX-XX-7897 JOSEPH FEDERICO TTEE 237 ACORN DRIVE

XXX-XX-8608 BETTY L FEERO 116 2 KRISTEN CT

XXX-XX-8608 BETTY L FEERO TTEE 116 E KRISTEN CT

XXX-XX-067B RICHARD D FEIGE 1809 N 11TH AVENUE

XXX-XX-8780 JUDITH LYNNE FEIST 730 EAST LAKE STREET

C/O PERKINS CAPITAL MANAGEMENT

XXX-XX-6577 HARRY FERESHETIAN 1984 AUDUBON DRIVE

SERAN FERESHETIAN

XXX-XX-9034 WILLIAM FERGUSON

1 AVENUE FRANCK CAZENAVE

XXX-XX-3316 JEFFREY S FERMON IRA 22 EDGEMERE ROAD

XX-XXX2635 FIDELITY ADVISOR STRATEGIC ONE FINANCIAL CENTER

OPPORTUNITIES FUND #14

XX-XXX9684 FIDELITY SELECT COMPUTER PORTFOLIO ONE FINANCIAL CENTER

FUND #7

XX-XXX6735 FIDELITY VIP VALUE STRATEGIES ONE FINANCIAL CENTER

PORTFOLIO FUND #1023

XR-XXX6650 CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVENUE 9TH FL

FBO FIDELITY INVEST BASKET 42 MHG7

FOREIGN FILMLEGEND CORPORATION CANADAPIETRO L SERAPIGLIA

Page 24

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

MYRTLE CREEK OR 97457 545.00 702

NEW FAIRFIELD CT 06812 15,862.00 1550

BIRMINGHAM AL 35213 1,527.75 345

PITTSBURGH PA 15222 218,148.00 1317

ROSEBURG OR 97470 1,568.00 866

ROSEBURG OR 97470 1,804.00 867

ROSEBURG OR 97470 7,130.00 882

ROSEBURG OR 97470 4,155.00 881

PHOENIX AZ 85007 250.80 621

WAYZATA MN 55391 3,270.00 767

DRESHER PA 19025 6,540.00 278

3,344.00 506

LYNNFIELD MA 01940 3,943.00 10

BOSTON MA 02111 872,000.00 1609

BOSTON MA 02111 469,832.00 1610

BOSTON MA 02111 215,820.00 1611

NEW YORK NY 10010 1,030.32 2027

7,320.00 1137

oD0000

Page 37: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC . SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-3683 PETER J FINAN 42933 KIRKLAND STREET ASHBURN

MYLINH T FINAN

XXX-XX - 8444 ANDREW HARRIS FINK 7944 NW 111TH WAY PARKLAND

HARRIET BETH FINK

XXX-XX - 6591 STEPHEN B FINK 58 WEATHERBEE DRIVE WESTWOOD

XXX-XX - 6401 T SCOTT FINK ROTH IRA P 0 BOX 610793 MIAMI

XXX-XX - 3103 DOROTHY FIRESTONE TTEE 110 PLANTATION DRIVE ST LOUIS

D FIRESTONE REV TR

XXX-XX - 1798 CURTIS S FIRKINS SEP PROP P 0 BOX 523 CRESSON

XXX-XX-5431 ROBERTA DOSS FIRKINS P 0 BOX 523 CRESSON

XK-XXX4466 FIRST INVESTORS LIFE SERIES RARITAN PLAZA 1 - 8TH FLR EDISON

DISCOVERY FD

XX-XXXOS24 FIRST INVESTORS SPECIAL SITUATIONS RARITAN PLAZA 18TH FLR EDISON

FUND

XX-XXX3038 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGH

FIRST INITIATIVES INSURANCE

XXX-XX-1654 PHYLLIS R FISCHEL 25 E SUPERIOR APT 3301 CHICAGO

XXX-XX-6068 DAVID L FISHER 220 MAIN STREET P 0 BOX 308 FAITH

XXX-XX-6068 DAVID L FISHER IRA 220 MAIN STREET P 0 BOX 308 FAITH

XXX-XX- 6068 DAVID L FISHER SEP IRA 220 MAIN STREET P 0 BOX 308 FAITH

XXX-XX-6068 DAVID L FISHER TTEE 220 MAIN STREET P 0 BOX 308 FAITH

XXX-XX-6423 GLORIA L FISHER 17051 DIXONVILLE RD ROSEBURG

XXX-XX-9371 HAROLD R FISHER IRA 3790 N AIA IL2A VERO BEACH

XX-XXX8256 STATE S TREET BANK & TRUST CO CUST P 0 80X 155 BOSTON

FISHER FAMILY FUND LP A/C 368127471

Page 25

RECOGNIZED CLAIM

ST ZIP LOSS NO.

VA 20147 4,270.00 616

FL 33076 1,090.00 380

MA 02090 13,900.00 142

FL 33261 2,211.95 541

MC 63141 1,149.50 309

TX 76035 6,360.00 135

TX 76035 6,360.00 134

N.7 08837 222,376.00 1643

NJ 08837 389,158.00 1644

PA 15259 17,542.35 1473

IL 60611 1,279.08 462

SD 57626 16,872.00 873

SD 57626 2,357.00 874

SD 57626 495.00 875

SD 57626 6,540.00 876

OR 97470 2,580.00 536

FL 32963 1,386.00 222

MA 02117 4,221,80 1426

coa)000D

Page 38: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XX-XXXO850 STATE STREET BANK AND TRUST P 0 BOX 155 BOSTON

5682 SEPARATE ACCT K 901706

XX-XXX2180 THE BANK OF NEW YORK MELLON AS TTEE ONE WALL STREET 6TH FL REORG DEPT NEW YORK

FLA ST UNIV FDN THOMSON HORTSMANN

XX-XXX2045 BANK OF AMERICA AS FIDUCIARY 411 N AKARD 5TH FLOOR DALLAS

FLEET SMALL CAP GROWTH FUND

XX-XXX8792 ZZ-FLX FIFTH-HUSIC TECH LONG 801 S CANAL STREET CHICAGO

A/C 926-23492

XX-XXX0451 THE BANK OF NEW YORK MELLON AS TTEE ONE WALL STREET 6TH FL REORG DEPT NEW YORK

FORDHAM UNIV WALL ST ASSOC #678115

XX-XXX6115 FOUNDATION FOR DEEP ECOLOGY BUILDING 1062 FORT CRONKHITE SAUSALITO

XXX-XK-0461 WILLIAM H FRANCIS IRA R/O 4504 WOODFIELD BLVD BOCA RATON

RX-XXX7607 FRANCISCAN SISTERS OF CHICAGO 11500 THERESA DRIVE LEMONT

XXX-XX-9894 THOMAS J FRANTA 730 EAST LAKE STREET WAYZATA

C/O PERKINS CAPITAL MANAGEMENT

XXX-XX-7520 JEFFREY T FREEDMAN 3740 CAYUGA LANE YORK

SUSAN E FREEDMAN

XXX-XX-8647 EDWIN C FREEMAN IRA 730 EAST LAKE STREET WAYZATA

CIO PERKINS CAPITAL MANAGEMENT

XXX-XX-5160 JILL DER TOROSSIAN-FRIES 21950 VIA REGINA SARATOGA

XX-XXX6968 FULLER & THALER ASSET MANAGEMENT 411 BOREL AVENUE STE 300 SAN MATEO

XXX-XX-6272 MICHELE M FUREY 45 ALOHA AVENUE SAN FRANCISCO

XXX-XX-2351 DAVID W FURTADO 7541 LADSON TERRACE LAKE WORTH

XX-XXX7710 NATIONAL CITY BANK CUST 4100 WEST 150TH ST OC5312 CLEVELAND

GAR FOUNDATION TR #14-33A469080

XX-XXX8225 NOHE GARCIA P 0 BOX 2080 NOGALES

GARCIA ACOSTA FAMILY LLP

XXX-XX-1396 STATE STREET BANK & TRUST CO CUST P 0 BOX 155 BOSTON

V ALEXANDER GARCIAS MD 4368111271

Page 26

RECOGNIZED CLAIM

ST ZIP LOSS NO,

MA 02117 67,693.50 1401

NY 10286 62,328.00 1364

TX 75201 266,941.00 1306

IL 60607 1,562.40 1273

NY 10286 68,080.00 1386

CA 94965 27,636.16 1059

FL 33434 1,480.50 114

IL 60439 33,440.00 80

MN 55391 2,180.00 768

PA 17402 34,234.00 285

MN 55391 2,180.00 769

CA 95070 4,360.00 193

CA 94402 611,208.00 1032

CA 94122 6,360.00 1091

FL 33467 25,080.00 869

OH 44135 7,914.50 1071

AZ 85628 1,575.00 483

MA 02117 1,546.60 1424

N-a)0000

Page 39: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-8324 CHRISTOPHER S GARDELLA 255 JAUNELL ROAD APTOS

XXX-XX-4421 ELENA S GARDELLA C/F 10 LONGWOOD DRIVE #510 WESTWOODJOSEPH G GARDELLA UGMA MA

XXX-XX-0854 IAN H GARDINER 221 COLUMBUS AVENUE #503 BOSTON

XXX-XX-4561 MARVIN GARELECIC 4393 JAMES ESTATE CT LAKE WORTH

XX-XXX6542 CLASS ACTION SRVS FED hZXV 30 LIBERTYSHIP WAY STE 3200 SAUSALITOGARGOYLE STRATEGIC INVESTMENTS LLC

XXX-XX-6162 RONALD S GARLIKOV 13225 N 14TH STREET PHOENIX

XXX-XX-2970 RICHARD A GARNER 12528 OVERLOOK MT DR CHARLOTTESANDRA K GARNER

XX-XXX8568 GCIU SRDF ING A/C 02011000682032 411 W LAFAYETTE DETROITC/0 COMERICA BANK

XX-XXX6650 CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVENUE 9TH FL NEW YORKFBO GDK INC #2 M3VT

XX-XXX4247 THE BANK OF NEW YORK MELLON AS TTEE ONE WALL STREET 6TH FL REORG DEPT NEW YORKGEEWAX TERKER GROUP GROWTH TRUST

XXX-XX-4398 DAVID GEHAUF 14315 NATIONAL HWY SW PAM #337 LAVALE

XXX-XX-4351 JACK R GEMPEL IRA 6982 LEE ROAD WESTERVILLE

XXX-XX-4633 NAN M GEMPEL IRA 6982 LEE ROAD WESTERVILLE

XX-XXX4925 PARADIGM ASSET MANAGEMENT FBO 445 HAMILTON AVENUE STE 1203 WHITE PLAINSGENERAL MOTORS CORPORATION

XXX-XX-0414 WILLIAM T GENTRY B01 DUDLEY DRIVE SHREVEPORT

XXX-XX-0414 WILLIAM T GENTRY 801 DUDLEY DRIVE SHREVEPORT

XX-XXX1276 U S BANK FBO 1555 N RIVERCENTER DR STE 302 MILWAUKEEGENUARDI A D/SUF A/C #1028787223

XXX-XX-9296 CHERYL M GERN 300 NEW BRIDGE RD GLIDE

Page 27

RECOGNIZED CLAIM

ST ZIP LOSS NO.

CA 95003 9,026.00 140

MA 02090 491.80 139

MA 02116 2,180.00 50

FL 33467 3,180.00 53

CA 94965 91,053.00 1712

AZ 85022 589.38 322

NC 28216 159.90 393

MI 48226 25,515.00 1190

NY 10010 872.00 2026

NY 10286 63,118.00 1372

MD 21502 2,047,50 172

OH 43081 2,180.00 446

OH 43081 2,180.00 556

NY 10601 258,615.00 1314

LA 71104 1,228.50 87

LA 71104 844.20 88

WI 53212 8,360.00 1446

OR 97443 849.00 1686

co

D000O

Page 40: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-1390 STEPHEN C GERM 300 NEW BRIDGE RD

XX-XXX1810 THE GETTY FOUNDATION A/C #BY2Q BOX 5622

STATE STREET BANK & TRUST COMPANY

XXX-XX-1842 FRANK GIACOIO JR 3 VICTORIA DRIVE

KIM A GIACOIO

XXX-XX-5883 MICHAEL S GILBERT 4418 HIGHLAND OAKS COURTSUSAN K GILBERT

XX-XXX2918 P DAN GILBERT SEP 730 EAST LAKE STREETC/0 PERKINS CAPITAL MANAGEMENT

XXX-XX-7370 JAMES J GIVENS 7 DON JOSE LOOP

XXX-XX-7754 JANA K GLADDEN 15915 NE 40TH STREET

XXX-XX-4322 ROBERT K. GLANZMAN 32 GOLD CREST CTERMO L GLANZMAN

XXX-XX-7796 PAULINE GLATSTSIN 140 RIVERSIDE DRIVE #8D

XXX-XX-1813 ELLEN GLORIA IRA 8 SHETLAND LN

XXX-XX-4226 ROBERT GLORIA 8 SHETLAND LN

XXX-XX-4226 ROBERT GLORIA IRA 8 SHETLAND LN

XX-XXX4925 GMIMCO TRUST A/C #7MKG BOX 5622

STATE STREET BANK & TRUST COMPANY

XX-XXX0892 GMIMCO TRUST A/C #7MMR BOX 5622STATE STREET BANK & TRUST COMPANY

XXX-XX-1040 JOSEPH G GOETZ 12800 VISTA POINTE DRIVEJUDITH L GOETZ

XXX-XX-0678 JOAN C GOGAL 112 SONGBIRD CT

XXX-XX-9928 THOMAS P GOGAL 112 SONGBIRD CT

XXX-XX-6097 ROBERT F GOLD SEP 1208 S 69TH PL

Page 28

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

GLIDE OR 97443 3 ,763.00 1689

BOSTON MA 02206 95,940.00 1525

BLOOMING GROVE NY 10914 3,180.00 653

SARASOTA FL 34235 10,868.00 686

WAYZATA MN 55391 3,270.00 770

SANTA FE NM 67508 826 .15 1684

VANCOUVER WA 98682 446.79 6

PITTSBURG CA 94565 315,00 203

NEW YORK NY 10024 1,169.00 539

ST JAMES NY 11780 7,992.00 1024

ST JAMES NY 11780 90,495.00 1026

ST JAMES NY 11780 17,879.00 1025

BOSTON MA 02206 258,615.00 1519

BOSTON MA 02206 1,391,732.80 1520

CHARDON OH 44024 6,300.00 1587

ROSEBURG OR 97470 3,727,52 648

ROSEBURG OR 97470 6,309.00 647

SPRINGFIELD OR 97478 5,145.00 591

rna)0000

Page 41: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-6753 PETER E GOLDBERG IRA 168 BRIDLE TRAIL ROAD

XXX-XX-0287 STEPHEN Z GOLDBERG P 0 BOX 701 (1 SOUTH AVE)DEPT OF CHEMISTRY

XX-XXX6650 CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVE 9TH FLFBO GOLDMAN SACHS & CO #2 3320

XXX-XX-5479 DREW J GOLDMAN 910 GLEN WAY NE

XXX-XX-5571 LEWIS GOLUB 871 RIVER TRAIL

XXX-XX-3551 MICHAEL GOMBERG 7 HILLTOP DRIVE

XXX-XX-3076 ANTHONY GONZALEZ 1800 LEXINGTON AVENUE

XXX-XX-8617 FREDERICK E GOODWIN 53 JOHN SCOTT BLVD

XXX-XX-3339 PHYLLIS GORDON 142 MARKED TREE ROADJEROME GORDON

XXX-XX-6766 JOEL GORE 9 HORSENECK ROAD

XXX-XX-4478 CARL A GOULD 9083 STATE RD

XXX-XX-5159 PETER GOZELSKI 1236 CLOVER LANE

XXX-XX-9781 SUSAN J GRABOWSKI 19801 SHEARWATER POINT DR

XXX-XX-5153 THOMAS P GRAHOWSKI IRA R/O 19801 SHEARWATER POINT DR

XXX-XX-4396 ANN GRACE 1659 VIA CARRETA

XXX-XX-8257 DEBRA J GRAHAM ROTH IRA 1188 NE LINCOLN

XXX-XX-4282 FRANK L GRAHAM 1186 NE LINCOLNDEBRA J GRAHAM

XXX-XX-4282 FRANK LYNN GRAHAM ROTE IRA 1188 NE LINCOLN

Page 29

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

NEEDHAM MA 02492 128,100.00 169

GARDEN CITY NY 11530 2,989120 1694

NEW YORK NY 10010 4,143.00 1992

ATLANTA GA 30319 885.00 902

VERO BEACH FL 32963 8,540.00 1920

GREAT NECK NY 11021 2,110.50 26

NEW YORK NY 10029 2,598.00 717

NORTON MA 02766 1,090.00 721

NEEDHAM MA 02492 981.00 534

SHREWSBURY MA 01545 1,090.00 183

COLDEN NY 14033 1,008.50 1681

WALNUT CREEK CA 94595 1,134.00 615

CORNELIUS NC 28031 13,080.00 895

CORNELIUS NC 28031 13,080.00 886

SAN LORENZO CA 94580 533.00 466

ROSEBURG OR 97470 436.00 1396

ROSEBURG OR 97470 696.00 1395

ROSEBURG OR 97470 130 .00 1397

0v0000

Page 42: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-6406 CALVIN GRAY 1625 LARIMER STREET 42501GLORIA L GRAY

XXX-XX-5189 TIM R GRAY 2493 MEHL CREEK RD

XXX-XX-5169 TIM R GRAY 2493 MEHL CREEK RDPATTY K GRAY

XX-XXX0049 STATE STREET BANK & TRUST CO OUST P 0 BOX 155

GREAT SOUTHWEST A/C #364089655

XXX-XX-4507 CARL C GREER 4501 W 127TH STREET STE D

XXX-XX-5013 SHARLENE LOTE GREGG IRA R/0 8330 SW CARMEL CT

XXX-XX-9688 ALAN C GREIG P 0 BOX 91675

XXX-XX-1157 SEYMOUR C GRESSER 1015 RUATAN STREET

XXX-XX-5171 GARY J CRIES P 0 BOX 639CHERYL M CRIES

XXX-XX-2565 MARILYN E GRIESEDIHC}C 514 COEUR DE ROYALE DRIVE

XXX-XX-5668 MARY K GRIESER 7925 Pl LAYTON #523CHARLES B PRATHER

XXX-XX-B292 DARRYL D GRIFFITH 333 W 4650 N

XXX-XX-7036 CAROL L GRILL 206 S PINE STREETCHARLES M GRILL

XXX-XX-6940 WANDA C GROEN 1696 COYOTE

XXX-XX-0450 PAUL D GROSTEPHAN IRA 730 EAST LAKE STREETC/O PERKINS CAPITAL MANAGEMENT

FOREIGN FRANK GRUTZMACHER

FRIEDRICH SCHILLER STRASSE 2

XX-XXX8604 GTK CAPITAL PARTNERS LP 9820 SPRING RUN BLVD UNIT 3504

XXX-XX-5965 ELLINGTON F GiJFFY 1123 NW RIVERFRONT DRTHELMA R GUFFY

Page 30

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

DENVER CO 80202 9,450,00 733

OAKLAND OR 97462 554.00 1645

OAKLAND OR 97462 1,921.00 1645

BOSTON MA 02117 9,614.00 1422

ALSIP IL 60803 8,738.10 1561

PORTLAND OR 97223 5,950.00 1126

LAFAYETTE LA 70509 17,080.00 273

SILVER SPRING MD 20903 3,270.00 651

ROSEBURG OR 97470 1,185.00 68

CREVE COEUR MD 63141 3,448.50 408

LITTLETON CO 80123 1,567.50 401

PROVO UT 84604 9,847.70 1975

MT PROSPECT IL 60056 533.00 1697

PRESCOTT AZ 86303 179.74 856

WAYZATA MN 55391 1,962.00 771

3,150.00 607

BONITA SPRINGS FL 34135 11,456.00 137

ROSEBURG OR 97470 10,930.00 831

0000

Page 43: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24 / 08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-5965 ELLINGTON F GUFFY IRA 1123 NW RIVERFRONT DR ROSEBURG

XXX-XX-3815 THELMA R GUFFY 1123 NW RIVERFRONT DR ROSEBURG

XXX-XX-8650 CARL GUILLEN 942 WILD GINGER WEST CHICAGO

XX-XXX1802 GULFSIDE SUPPLY PSP & TR P D BOX 3808 ORLANDO

XX-XXX0254 BNY MELLON ASSET SERVICES AS AGENT 525 WILLIAM PENN PLACE RM 3418 PITTSBURGH

FOR GWINPIETT COUNTY BOARD OF

XXX-XX - 3293 JARRY L HAILS P 0 SOX 1571 MYRTLE CREEK

SANDRA L HAILS

XXX-XX-2228 IRVING S HAILANSON 1970 W HARVARD AVE APT 224 ROSEBURG

XXX-XX-2228 IRVING S HAKANSON 1970 W HARVARD AVE APT 224 ROSEBURG

XXX-XX-5581 DAWN M HALBROOK IRA R / O P 0 BOX 7343 EUGENE

XXX-XK - 4274 PATRICIA A HALL 303 CHAR STREET ROSEBURG

XX-XXX2200 THE BANK OF NEW YORK MELLON AS TTEE ONE WALL STREET 6TH FL REORG DEPT NEW YORK

HAMILTON COLLEGE GRUBER & MCBAINE

XX-XXX2926 JOHN HANCOCK FUNDS FBO JOHN HANCOCK 601 CONGRESS STREET 10 - 004 BOSTON

TRUST - TOTAL STOCK MARKET INDEX TR

XXX-XX - 4006 ROBERT E HANSEN IRA 24330 SANDPIPER ISLE WAY 0303 BONITA SPRINGS

XXX-XX - 0871 ELIZABETH S HANSON 402 OFFICE PARK DRIVE STE 100 BIRMINGHAM

XX-XXX7565 RANSON CAPITAL PARTNERSHIP 402 OFFICE PARK DRIVE STE 100 BIRMINGHAM

XX-XXX3925 HARBOR CAPITAL GROUP TRUST A/C 11HA BOX 5622 BOSTONSTATE STREET BANK & TRUST COMPANY

XXX-XX-6701 MERLE HARRISON 117 NE CARMEN STREET ROSEBURG

XXX-XX-6701 MERLE HARRISON 117 NE CARMEN STREET ROSEBURG

Page 31

RECOGNIZED CLAIM

ST ZIP LOSS NO.

OR 97470 260.00 830

OR 97470 23,120.00 829

IL 60185 4,929.00 248

FL 32802 188.10 892

PA 15129 15,120.00 967

OR 97457 10,925.00 1087

OR 97470 348.00 871

OR 97470 437.00 872

OR 97401 519.75 58

OR 97470 1,962.00 854

NY 10286 17,710.00 1385

MA 02210 2,213.66 1307

FL 34134 3,150.00 339

AL 35223 1,225.20 551

AL 35223 14,290.50 550

MA 02206 159,000.00 1505

OR 97470 1,708.00 825

OR 97470 1,300.00 826

N

DOOO0

Page 44: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NRTOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-4338 PATRICIA A HARRISON 1907 NE RIDGEWOOD DR

XXX-XX-4338 PATRICIA A HARRISON IRA 1907 NE RIDGEWOOD DR

XXX-XX-2435 TOM HARRISON 96 WHIPOORWILL STREET

XXX-XX-6643 SHARON L HARSHMAN 5963 KENNESAW TR

XXX-XX-4150 ALAN M HART 448 W CENTER STREET

XXX-XX-4150 ALAN M HART 448 W CENTER STREET

XXX-XX-8690 JAMES R HARTMAN 9378 PAULSKIRK DRIVE

LILLIAN E HARTMAN

XXX-XX-1277 PAUL HATTEN SEP IRA 111 TWIN ISLAND REACH

XXX-XX-2204 LOUIS Y HAU SEP 25621 BURKE LANE

XXX-XX-3423 CHARLES E HAVEN IRA R/O 2933 PARKVIEW DRIVE

XXX-XX-6710 JAMES R RAYS 3115 S ATLANTIC AVENUE 9302

SYLVIA G HAYS

XX-XXXOS63 ZZHCA FOUNDATION INTERNALLY 801 S CANAL STREET

A/C #26-42887

XX-XXX5383 HEALTH HFSF SJ A/C #26-24847 801 S CANAL STREET

THE NORTHERN TRUST CO

XX-XXXOS37 TRUSTMARK NATIONAL BANK 249 $ CAPITAL STREET STE 580HEALTHCARE PARADIGM 1044001444

XXX-XX-0527 THOMAS C HEATH 1684 SW 20TH AVENUE

XXX-XX-2953 HOWARD J HEBERT 14516 W BYERS PLACECATHERINE L HEBERT

XXX-XX-2953 HOWARD J HEBERT SEP IRA 14516 W BYERS PLACE

XXX-XX-6125 SUZANNE M HEBERT P q BOX 3785

Page 32

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

PORTLAND OR 97212 1,072.00 962

PORTLAND OR 97212 1,090.00 963

SEABROOK NH 03874 15,080.00 238

COLUMBUS IN 47203 352.80 482

ROSEBURG OR 97470 1,980.00 847

ROSEBURG OR 97470 277.00 848

ELLICOTT CITY MD 21042 10,248.00 91

VERO BEACH FL 32963 5,545.05 365

LOS ALTOS HILLS CA 94022 1,370.25 268

MODESTO CA 95355 6,300.00 132

DAYTONA BEACH SHORES FL 32118 4,410.00 1549

CHICAGO IL 60607 28,620.00 1279

CHICAGO IL 60607 627.00 1274

JACKSON MS 39201 39,375.00 411

BOCA RATON FL 33486 6,300.00 209

GOLDEN CO 80401 8,151.00 196

GOLDEN CO 80401 19,228.00 199

DILLON CO 80435 2,090,00 196

o,0000

Page 45: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-6125 SUZANNE M HEBERT SEP IRA P 0 BOX 3785

XXX-XX-9021 RANDY D HESRINS 22289 105TH STREET SW

XXX-XX-3165 DOUGLASS S HECRMAN IRA 5313 BLUE IRIS CT

XXX-XX-8257 PATRICIA A HECKM N IRA 5313 BLUE IRIS CT

XXX-XX-2564 DENNIS J HEINRICY

JOHANN-MOHR-WEG II

XX-XXX9457 MASOUMEH HEJAZI IRA 6422 1/2 EAST STATE BLVD

XXX-XX-5751 AMY J HELMAN TR 730 EAST LAKE STREET

C/O PERKINS CAPITAL MANAGEMENT

XXX-XX-6288 HOVALD K HELSETH ESTATE 4825 HIGHBtJRY LANE

BETTY D HELSETH PERS REP

XXX-XX-9849 DANIEL SCOTT HENNUM 730 EAST LAKE STREET

ELIZABETH ANN HENNUM

XXX-XX-9849 DANIEL SCOTT HENNUM IRA 730 EAST LAKE STREET

C/O PERKINS CAPITAL MANAGEMENT

XXX-XX-4359 KARL F HENS 730 EAST LAKE STREET

C/O PERKINS CAPITAL MANAGEMENT

XXX-XX-8415 MARTIN J HERNON IRA 40 NICHOLS ROAD

XXX-XX-4747 CATHERINE F HERRMANN IRA 730 EAST LAKE STREET

C/O PERKINS CAPITAL MANAGEMENT

XXX-XX-4407 JERRY HERRMANN JR 730 EAST LAKE STREETCATHERINE F HERRMANN

XXX-XX-4487 JERRY HERRMANN JR IRA 730 EAST LAKE STREET

C/O PERKINS CAPITAL MANAGEMENT

XXX-XX-6756 COLLEEN T HESLIN 730 EAST LAKE STREET

CIO PERKINS CAPITAL MANAGEMENT

XXX-XX-3381 CYNTHIA L HEWITT REV TR 730 EAST LAKE STREET

C/O PERKINS CAPITAL MANAGEMENT

XX-XXX4847 HIGH POINT REGIONAL PENSION 100 E TRYON RD MC DAC 61ATTN BILL STEWART

Page 33

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

DILLON CO 80435 10,450.00 197

RENVILLE MN 56284 636.00 45

NORCROSS GA 30092 24,750.00 899

NORCROSS GA 30092 2,360.00 898

854.00 1873

FORT WAYNE IN 46815 636.00 533

WAYZATA MN 55391 4,360.00 772

MINNETONKA MN 55345 1,107.70 670

WAYZATA MN 55391 2,180.00 773

WAYZATA MN 55391 1,635.00 774

WAYZATA MN 55391 2,180.00 775

COHASSET MA 02025 2,205.00 1044

WAYZATA MN 55391 3,270.00 776

WAYZATA MN 55391 3,270.00 778

WAYZATA MN 55391 3,052.00 777

WAYZATA MN 55391 1,853.00 779

WAYZATA MN 55391 2,180.00 780

RALEIGH NC 27603 8,896.54 1128

0000

Page 46: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC, SECURITIES LITIGATION RECOGNIZED LOSS REPORT Page 34

RECOGNIZED CLAIM

TAX ID CLAIMANT ADDRESS CITY ST ZIP LOSS NO,

XXX-XX-7176 MICHAEL W HILL P O BOX 289 WINCHESTER OR 97495 25,390.00 1000

XXX-XX-7176 MICHAEL W HILL IRA P O BOX 289 WINCHESTER OR 97495 2,098.00 999

XXX-XX-3065 KHALID HINDO 1623 SAINT PAULS DR CLEARWATER FL 33764 3,150.00 485

XXX-XX-6215 S14ERRIE L HINGTGEN 10402 RANCHO CARMEL DRIVE SAN DIEGO CA 92128 4,073.00 742

CHANTAL HIPPOLYTE 3560 ESTEPONA AVENUE DORAL FL 33178 3,270.00 1129

XXX-XX-3536 GARY K HIRAKAWA IRA R/0 840 COMES COURT FOLSOM CA 95630 1,308.00 43

XXX-XX-2658 KENNETH L HIRSHEY 5521 E 112TH STREET TULSA OK 74137 3,900.52 622

XXX-XX-3963 SHAWN P 14ITTMAN 36723 HOLLYHOCK WOODS DR OCONOMOWOC WI 53066 872.00 167

XXX-XX-6284 EDWARD J HODAN IRA R/O 35755 DETROIT ROAD STE 3309 AVON OH 44011 137.94 152

XXX-XX-8323 EILEEN M HOENE IRA 8818 CRESCENT BAR RD #133 QUINCY WA 98848 1,214.40 587

XXX-XX-4063 HERALD A HOENE 8818 CRESCENT BAR RD #133 QUINCY WA 98848 862.40 588

EILEEN M HDENE TTEES

XXX-XX-4063 GERALD A HOENE IRA R/O 8818 CRESCENT BAR RD #133 QUINCY WA 98648 308.00 589

XX-XXX6843 S S HOESSLY & SON'S BUILDERS INC 14635 BLANCO RD SAN ANTONIO TX 78216 654.00 709

XXX-XX-4609 ERNST S HOESSLY JR. 14635 BLANCO RD SAN ANTONIO TX 78216 4,447.00 710

XXX-XX-4849 MARTHA A HOPLICH 11308 COUNTY DOWN DRIVE AUSTIN TX 78747 2,132.00 115

XXX-XX-0525 ROBERT E HOLLANDS 1001 WEST OCEAN DRIVE KEY COLONY BEACH FL 33051 555.94 1592

P 0 BOX 510507

XXX-XX-9765 PATRICK L HOLLERMANN 1441 WILDWOOD RD ST CLOUD MN 56303 1,272.00 1676

DEANNE M HOLLERMANN

XXX-XX-2721 ALLAN HOLTZ 6637 GRANDE ORCHID WAY DELRAY BEACH FL 33446 53,180.00 436

0000

Page 47: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XX-XXX4569 HOLY CROSS BROTHERS 85 OVERLOOK CIRCLE

XX-XXX4569 HOLY CROSS BROTHERS A/C B-THE 85 OVERLOOK CIRCLE

XXX-XX-6525 DOUGLAS D HOOD 15002 APPLE SPRINGS HOLW

XXX-XX-0520 ALAN C HORNSTEIN P 0 BOX 640474

XXX-XX-4584 SUZANNE L HOUCKE 170 BINGHAM AVENUE

XXX-XX-0893 C MICHAEL HOUSTON 145 NE ELM TERRACE

YXX-XX-0537 JAN C HUANG 100 EAST MEADOW ROAD #3

XXX-XX-1181 JING XIONG HT]ANG IRA R/O 38 SAINT BENEDICT CIRCLE

XXX-XX-9638 JAMES N HUBBARD 2924 SURREY ROAD

MARGARET A HUBBARD

XXX-XX-9638 JAMES M HUBBARD IRA 2924 SURREY ROAD

XXX-XX-9077 JAMES R HUBBARD 2924 SURREY ROAD

XXX-XX-8436 MARGARET D HUBBARD 2924 SURREY ROAD

JAMES M HUBBARD

XXX-XX-8436 MARGARET 1) HUBBARD IRA 2924 SURREY ROAD

XXX-XX-2676 DERK T HUIBERS 37 ABEY DRIVE

XXX-XX-5343 CHARLES A HULETT III 7 HEDLHY PLACE

XXX-XX-2259 EDWARD C HULL 1310 STATE HIGHWAY 121

XXX-XX-4411 DOROTHY F HULT TTEE 1160 BROCKWAY RD

XXX-XX-4411 DOROTHY F HULT TTEE 1160 BROCKWAY RDU/W PAUL B HULT

Page 35

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

NEW ROCHELLE NY 10804 5,193.00 524

NEW ROCHELLE NY 10804 3,462.00 525

LEANDER TX 78641 4,360.00 95

SAN JOSE CA 95164 3,180.00 46

RUMSON NJ 07760 568.48 990

JENSEN REACH FL 34957 8,655.00 254

LOWELL MA 01854 1,272,00 293

STAMFORD CT 06902 11,690.00 153

BIRMINGHAM AL 35223 66,750.00 441

BIRMINGHAM AL 35223 2,544.00 439

BIRMINGHAM AL 35223 8,844.00 440

BIRMINGHAM AL 35223 33,920.00 430

BIRMINGHAM AL 35223 5,330.00 442

PENNINGTON NJ 08534 2,830.00 726

BUFFAI,O NY 14200 3.82 1675

MT ZION IL 62549 2,926.00 1882

DILLARD OR 97407 24,890.00 887

DILLARD 97407 76,397.26 888

co0000

Page 48: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-4411 DOROTHY F HULT TTEE 1160 BROCKWAY RD DILLARD

XXX-XX-2938 HAROLD F HUNTER 152 GRANDVIEW ROAD CUSICK

XXX-XX-2938 HAROLD F HUNTER TTEE 152 GRANDVIEW ROAD CUSICK

XXX-XX-0381 J T HURVIS REV TR $GP SM PRI 135 S LASALLE STREET STE 1811 CHICAGO

#304336.2 LASALLE BANK NA

XX-XXX9515 IDEW 58 ANNUITY FD NICH MINI 411 W LAFAYETTE DETROITA/C #1070000746

XX-XXX6099 IBEW LOCAL #8 FUND DEYF 200 NEWPORT AVENUE #JQ7 NORTH QUINCY

C/O STATE STREET CORP

XX-XXX3801 TBM STERLING JOHNSTON CAPITAL P 0 BOX 26872 NEW YORK

MANAGEMENT #P57151

XX-XXX0728 ICOR CAPITAL LP 372 GOOD HILL ROAD WESTON

XX-XXX4962 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGH

IGTC I PROFILE ITS EQ PL SM CAP

XX-XXX4346 ZZILTRS GEEWAX TERSER 801 S CANAL STREET CHICAGOA/C 22-03717

XX-XXX4346 ZZILTR.SPOB GEEWAX TERKER & CO 801 S CANAL STREET CHICAGOA/C #22-15467

XX-XXX7036 WELLS FARGO BANK NA TTEE FBO NW5009 P q BOX 1450 MINNEAPOLISIMSF SMALL CAP EQUITY PORTFOLIO

XX-XXX6650 CREDIT SUISSE SECURITIES USA LI,C ONE MADISON AVE 9TH FL NEW YORKFBO INC TRADING CORP #2 902Y

XX-XXX6669 INDIANA PERF TIMES SQUARE CAPITAL P 0 BOX 26872 NEW YORK

#P84744

XX-XXX6856 ING FUND SERVICES LLC 7337 E DOUBLETREE RANCH RD SCOTTSDALEP00 ING SMALL CAP OPPORTUNITIES FD

XX-XXX7002 ING FUND SERVICES LLC FBO 7337 E DOUBLETEBE RANCH RD SCOTTSDALEING VP SMALL CAP OPPORTUNITIES PORT

XX-XXX0627 ING TR CO EQ COLL TR OMNIBUS 10 STATE HOUSE SQ HARTFORDING INVESTMENT MGMT CO

XX-XXX0627 1NG TR CO EQ COMMON TR OMNIBUS 10 STATE HOUSE SQ HARTFORDING INVESTMENT MGMT CO

Page 36

RECOGNIZED CLAIM

ST ZIP LOSS NO.

OR 97407 17,730.00 884

WA 99119 2,734.00 897

WA 99119 295.00 096

IL 60603 10,263.52 1164

MI 48226 1,690.00 1197

MA 02171 4,180.00 1348

NY 10097 10,868.00 1185

CT 06883 63,600.00 977

PA 15259 4,567.50 1478

IL 60607 95,115.90 1210

IL 60607 19,228.00 1228

MN 55485 14,561.00 1015

NY 10010 124,536.64 1996

NY 10087 26,775,00 1189

AZ 85258 974,776.00 1319

AZ 85258 636,614.00 1318

CT 06103 185,220.00 1928

CT 06106 27,405.00 1930

r

0000

Page 49: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-9457 US BANK FBO 1555 N RIVERCENTER DR STE 302 MILWAUKEE

SHIRLEY J INDIAN LAIR IRA #2616200

XX-XXX1B67 INOVA HEALTH SYSTEM FOUNDATION BOX 5622 BOSTONA/C 900QG

XX-XXX9194 ZZINTRF INGAEL TtJSINVT MGMT SL 801 S CANAL STREET CHICAGOA/C #26-15162

XX-XXX4275 INVENSYS INC FUND 1BHL M/R/T 200 NEWPORT AVENUE #JQ7 NORTH QUINCYC/O STATE STREET CORP

XXX-XX-5492 TOM JAMES IRSPELD 4406 TIMBERLINE DRIVE FARGOBETH H IRSFELD

XX-XXX6650 CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVE 9TH FL NEW YORKFBO ISLAND SYSTEM 42 EHMY

XXX-XX-3792 NEAI, ITZKOWITZ 632 RIVER BEND RD ROSEBURG

XX-XXX0840 M&T TRUST CO FBO 100 COLONIAL CENTER PARKWAY STE 200 LAKE MARYIWIF BATPERYKARCH A/C 477480

XXX-XX-8470 ANGELA BORDEN JACKSON 730 EAST LAKE STREET WAYZATAC/O PERKINS CAPITAL MANAGEMENT

XXX-XX-7190 DAVID S JACKSON 1451 KEISER AVENUE SANTA ROSA

XXX-XX-7190 DAVID S JACKSON IRA 1451 KEISER AVENUE SANTA ROSA

XXX-XX-1641 ADITYA JETTY 5470 LICK RIVER LANE GAINESVILLE

XXX-XX-6110 DAVID N JOHANNECK 975 NORTH STREET P 0 BOX 114 WABASSO

XXX-XX-1642 CRAIG F JOHNSON 19069 GEMMILL ROAD STEWARTSTOWNKATHLEEN L JOHNSON

XXX-XX-9707 SUSAN LEE JOHNSON 1011 PIERCE #25 LAKEWOOD

XX-XXX3753 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGHJOINT OICL/OCICL GEEWAX

XXX-XX-6872 GAYE L JONES 3307 DAUFTISKIE ISLAND RD ROUND ROCK

XXX-XX-8872 GAYE LYNN JONES IRA 3307 DADFUSKIE ISLAND RD ROUND ROCK

Page 37

RECOGNIZED CLAIM

ST ZIP LOSS NO,

WI 53212 2,016.00 1445

MA 02206 33,858,00 1501

IL 60607 127,890.00 1266

MA 02171 132,288,00 1349

ND 58104 5,770.00 978

NY 10010 73,241.03 2000

OR 97470 3,188.00 940

FL 32746 9,540.00 1321

MN 55391 3,815,00 757

CA 95404 118.00 704

CA 95404 654.00 292

VA 20155 872.00 106

MN 56293 20,440.00 184

PA 17363 1,008.00 200

CO 00214 3,971.00 507

PA 15259 33,022.00 1482

TX 78664 2,132.00 705

TX 78664 630.00 332

cov0000

Page 50: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT Page 3B

RECOGNIZED CLAIM

TAX ID CLAIMANT ADDRESS CITY ST ZIP LOSS NO.

XXX-XX-8329 JAMES C JONES 3908 GEORGETOWN GREENVILLE ROAD GEORGETOWN IN 47122 6,540.00 89

XXX-XX-9967 JUDY P JONES 4231 NORTH ELIZABETH LANE ATLANTA GA 30339 392.92 855

XXX-XX-2477 MARY F BUTLER JONES REV TRUST 14135 BAYWOOD VILLAGES DRIVE CHESTERFIELD MO 63017 940.50 403

MARY F BUTLER JONES TTEE IIAD 6/l / 93

XX-XXX0372 STATE STREET BANK & TRUST CO CUST P 0 BOX 155 BOSTON MA 02117 209.00 1427

JONES FAMILY INVESTMENT PARTNER

XXX-XX-5249 WALTER B JONES IRA 325 NE ST ANDREWS CIRCLE LEE'S SUMMIT MO 64064 1,090.00 348

XXX-XX-5184 LAWRENCE E JORDAN 1402 RIVERVIEW DRIVE ARLINGTON TX 76012 5,860.00 586

JILL A JORDAN

XX-XXX9014 JP MORGAN SEC INC #91121509 500 STANTON CHRISTIANA RD NEWARK DE 19713 32,955.12 1861

ATTN JOHN C HALLORAN

XX-XXX9014 JP MORGAN SEC INC 491509505 500 STANOTN CHRISTIANA RD NEWARK DE 19715 23,721.50 1863

ATTN JOHN C HALLORAN ANALYST

XX-XXX9014 JP MORGAN SEC INC #91553107 500 STANTON CHRISTIANA RD NEWARK DE 19715 1,552.36 1865

ATTN JOHN C HALLORAN ANALYST

XX-XXX1788 JPM SEARS TIMESQUARE CAPITAL P 0 BOX 26672 NEW YORK NY 10087 37,310.00 1186

MANAGEMENT #PB7504

XXX-XX-7904 SUDHIR K JULKA IRA 2604 GAY LYNN DRIVE KENNER LA 70065 2,665.00 396

XXX-XK-7388 RICHARD IUSSAUME P 0 BOX 262 NORTON MA 02766 1,090.00 390

XX-XXX0107 JWM GLOBAL EQUITY OPPORTUNITY FUND 1 EAST WEAVER STREET GREENWICH CT 06831 23,129.00 452

LLC C/O JWM PARTNERS

XX-XXX2850 KAISER PERMANENTS DEF BEN A/C 11WQ BOX 5622 BOSTON MA 02206 447,302.70 1507

STATE STREET BANK & TRUST COMPANY

XXX-XX-6066 MICHAEL J KALNY IRA 74 N FERREE KANSAS CITY KS 66101 1,590.00 2

XXX-XX-1945 EDWARD S KAMINSKI IRA 15845 NADINA CLINTON TOWNSHIP MI 48038 19,080.00 162

XXX-XX-8192 BRUCE L KAPLAN 9R FOLLEN STREET CAMBRIDGE MA 02138 636.00 671

XXX-XX-9234 DAVID KAPLAN TRUST UAD 2/14/05 7 DEERFIELD LANE BEACHWOOD 014 44122 1,090.00 165

DAVID KAPLAN TTEE

rn

0000

Page 51: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-6357 STUART 2 KAPLAN 12 CANAVAN CIRCLEJODIE B KAPLAN

XXX-XX-6357 STUART J KAPLAN IRA R/O 12 CANAVAN CIRCLE

XXX-XX-3674 NICHOLAS KARANT 395 PARK SLOPE

XXX-XX-9085 SUHAIL YACOB KASSIS IRA 16951 CUMBERLAND CIR

XXX-XX-5940 DAN KATZ 17100 COLLINS AVENUE APT 225

XXX-XX-9944 DAVID KATZ 12 HOLLYWOOD DRIVE

XXX-XX-9944 DAVID KATZ REV TR 12 HOLLYWOOD DRIVEDAVID KATZ TTEE

XXX-XX-4161 HERBERT KATZ 135 OYSTER POND ROAD

XXX-XX-4161 HERBERT KATZ IRA R/O 135 OYSTER POND ROAD

XXX-XX-8288 JOHN P KEANE 5352 CHERRY HILL LANE

Y,XX-XX-0552 FRANCIS KEARNEY & ANNE MARIE 333 FLORENCE AVENUE

KEARNEY TTEES U/A DTI 2/27/07

XXX-XX-9065 TODD F KEATON 1430 W SALTSAGE DRTERRI L KEATON

XX-XXX2918 ELEANOR KEIPER IRA 730 EAST LAKE STREETC/O PERKINS CAPITAL MANAGEMENT

XXX-XX-6724 JAMES E KEIPER 730 EAST LAKE STREETELEANOR KEIPER

XX-XXX2918 JAMES E KEIPER IRA 730 EAST LAKE STREETC/O PERKINS CAPITAL MANAGEMENT

XXX-XX-1555 DANIEL R KEIZER 6425 SW RICHEY LNMICHELLE 2 KEIZER

XXX-XX-0061 DANIEL R KEIZER C/F 6425 SW RICHEY I4NHAYDEN M KEIZER

XXX-XX-2550 JOHN P XEIZER 9137 FLOWER ST

Page 39

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO,

NEEDHAM MA 02492 42,244.00 1023

NEEDHAM MA 02492 2,616.00 980

MOUNTAINSIDE NJ 07092 11,690.00 1976

YORBA LINDA CA 92886 630.00 117

SUNNY ISLES BEACH FL 33160 1,090.00 504

CHESTNUT HILL MA 02467 65,400.00 416

CHESTNUT HILL MA 02467 8,850.00 722

FALMOUTH NIA 02540 3,180.00 99

FALMOUTH MA 02540 9,540.00 100

SALISBURY MD 21801 756.00 429

OAKLAND CA 94618 1,332.50 34

PHOENIX AZ 85045 1,066.00 623

WAYZATA MN 55391 2,180.00 781

14AYZATA MN 55391 2,190.00 783

WAYZATA MN 55391 3,052.00 782

PORTLAND OR 97223 2,936.50 1075

PORTLAND OR 97223 66.08 1077

BELLFLOWER CA 90706 340.08 1911

00000

Page 52: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

EXHIBIT A (continued)

000051

Page 53: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-2909 MICHELLE D KEIZER 6425 SW RICHEY LN

XXX-XX-8525 NICOLE KEIZER 9137 FLOWER ST

XXX-XX-2550 PAUL JOHN KEIZER 9137 FLOWER STCAROLYN MARIE KEIZER

XXX-XX-2550 PAUL JOHN KEIZER C/F 9137 FLOWER STGARRETT A KEIZER

XXX-XX-0055 ROBERT W KELLY ONE STEM LANE

XXX-XX-7856 SHAWN KEMP 730 W MARKET ST STE 200

XXX-XX-4334 JOHN W KEMPF E10522 BUNTING ROAD

XXX-XX-5510 PETER V KENT 19 LOCUST STREET - P 0 BOX 2164CIO P V KENT LAW OFFICE

XXX-XX-5698 PAUL E KERN 4910 BLUFF RUN DRIVE

XXX-XX-3600 JEFFREY KERPER 24 GRANDVIEW AVENUE

XXX-XX-2173 LESTER KERPER 24 SPRING POND DRIVESHEILA KERPER

XX-XXX2516 CLASS ACTION SRVCS FBO #95710024 30 LIBERTYSHIP WAYSTE 3200KERSHNRR TRADING GROUP LLC

XXX-XX-4062 CONNIE S KESTERSON P 0 BOX 289

XXX-XX-7008 GILBERT R KEY II IRA 1021 E MAIN STREET

XXX-XX-7000 RUSTY KEY 1021 E MAIN STREET

XXX-XX-7554 KAREN KING & 1 KIDDER LANESCOTT KING

XXX-XX-7554 KAREN KING IRA 1 KIDDER LANE

XX-XXX4911 KING & CUSHMAN INC 176 KING STREET- PO BOX 447SCOTT A KING PRES

Page 40

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

PORTLAND OR 97223 1,199.00 1078

BELLFLOWER CA 90705 484.40 1910

BELLFLOWER CA 90706 2,936.50 1909

BELLFLOWER CA 90706 808.24 1912

STONYBROOK NY 11790 112,645.60 1556

LOUISVILLE KY 40202 15,990.00 335

OSSEO WI 54758 2,180.00 3

DANVERS MA 01945 1,908.00 347

GREENSBORO NC 27455 6,540.00 324

PLEASANTVILLE NY 10570 1,090.00 707

OSSINING NY 10562 1,744.00 120

SAUSALITO CA 94965 3,150.00 1737

WINCHESTER OR 97495 6,840.00 998

FRANKLIN NC 20734 72.45 1574

FRANKLIN NC 28734 333.90 1575

SOUTHBORO MA 01772 2,770.00 235

SOTJTHBORO MA 01772 14,628.00 233

NORTHAMPTON MA 01060 4,160.00 55

N

O000

Page 54: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-4227 MARY ROSE KING 228 SWALLOW HILL COURT

XXX-XX-3522 SCOTT KING IRA 1 KIDDER LANE

XXX-XX-8474 BRUCE M KIRCHNER 10335 NASH

FOREIGN KIVUN CHiL TRUST FUND

47 ROTHSCHILD BLVD

FOREIGN KIVUN GMISHA TRUST FUND

47 ROTHSCHILD BLVD

XXX-XX-9641 FREDRICK KLATT 4433F MONTROSE LANE

XXX-XX-1604 HERBERT ERNEST KLEI 123 LAWR-PENN ROAD

KATHRYN J KLEI

XXX-XX-2065 SANDRA J KLEIN 130 PEARL STREET 4708

XXX-XX-6308 MEREDITH C KLOPFER 20733 E PEAKVIEW PLACE

JEFFREY E KLOPFER

XX-XXX0471 KNIGHT EQUITY MARKET LP 545 WASHINGTON BLVD 3RD FLA/C #1234

XX-XXX0471 KNIGHT EQUITY MARKET LP 545 WASHINGTON BLVD 3RD FLA/C #2039

XX-XXX0471 KNIGHT EQUITY MARKET LP 545 WASHINGTON BLVD 3RD FL

A/C #2099

XX-XXXD471 KNIGHT EQUITY MARKETS LP 545 WASHINGTON BLVD 3RD FLRA/C #1209

XXX-XX-2588 JEFFERY S KOCEN 13809 GOODMAN ST

LINDA A KOCEN

XXX-XX-8113 JOHNSON D KOOLA 1587 CAMBRIDGE LAKES DR

XXX-XX-1302 CAROLYN D KRAEMER 291 GLENWOOD AVENUERICHARD C ICRAEMER

XXX-XX-8190 RICHARD C KRAEMER IRA R/O 291 GLENWOOD AVENUE

XXK-XX-8190 RICHARD C KRAEMER IRA R/O 291 GLENWOOD AVE

Page 41

RECOGNIZED CLAIM

CITY ST ZIP L065 NO.

PITTSBURG PA 15220 1 , 254.00 409

SOUTHBORO MA 01772 7 , 450.00 234

CHAPEL HILL NC 27517 305 . 14 1590

25,200.00 639

23,625.00 638

MYRTLE BEACH SC 29579 16 , 720.00 250

LAWRENCEVILLE NJ 08648 6 , 360.00 20

DENVER CO 60203 3,762.00 388

AURORA CO 80016 2 , 044.00 4B

JERSEY CITY NJ 07310 545.75 2202

JERSEY CITY NJ 07310 62 . 54 2203

JERSEY CITY NJ 07310 198 , 983.69 2204

JERSEY CITY NJ 07310 091 , 623.84 1918

OVERLAND PARK KS 66223 636.00 1906

MT PLEASANT SC 29464 3 , 507.00 445

NEW LONDON CT 06320 5 , 330.00 984

NEW LONDON CT 0632D 9 , 690.00 836

NEW LONDON CT 06320 35,585.00 846

o,CD0000

Page 55: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-4649 STATE STREET BANK & TRUST CO COST P 0 BOX 155 BOSTON

WILLIAM A KRAMER A/C 4368133671

XXX-XX-2194 MATT W KRATOVIL IRA P 0 BOX 621 MARTIN

XXX-XX-7225 SCOTT KRENTZMAN 94 HIGHLAND STREET NEWTON

XXX-XX-4680 GRETCHEN H KRUGEL 3624 WHITMAN AVNUE N #1 SEATTLE

XXX-XX-8053 MEREDITH COLLINS KRUGEL 850 PONDEROSE DRIVE ROSEBTJRG

WOODROW A KRUGEL TTEES

XXX-XX-8053 MEREDITH COLLINS KRUGEL IRA 850 PONDEROSE DRIVE ROSEBURG

XXX-XX-8958 WOODROW A KRUGEL IRA RIO 850 PONDEROSE DRIVE ROSEBURG

XXX-XX-4880 NAILI KU & 1092 DI NAPOLI DRIVE SAN JOSE

CAROL Y KU TTEES

XXX-XX-0374 JOHN J KUCERA IRA 1499 6 ROSE CREEK LANE RIVERTON

XXX-XX-6060 ELIZABETH J KUEHNE 730 EAST LAKE STREET WAYZATA

C/O PERKINS CAPITAL MANAGEMENT

HX-XXX2918 ELIZABETH J KUEHNE IRA 730 EAST LAKE STREET WAYZATA

C/0 PERKINS CAPITAL MANAGEMENT

XXX-XX-3479 DAVID B IC7NSTLER 2475 SOUTH BAYSHORE DRIVE COCONUT GROVE

XXX-XX-6785 RICHARD A KUNTZ IRA P 0 BOX 458 MANCHESTER

XXX-XX-3075 ROBERT L KUNZ SR MARITAL TR 730 EAST LAKE STREET WAYZATA

C/O PERKINS CAPITAL MANAGEMENT

XXX-XX-1639 CHAS-KUEI KUO 9420 238TH STREET FLORAL PARK

SHEI-ING KUO

XX-XXX8435 THE BANK OF NEW YORK MELLON AS TTEE ONE WALL STREET 6TH FL REORG DEPT NEW YORK

KWCFC LOOMIS SAYLES & CO A/C#705164

XXX-XX-5076 MORTY KWESTEL 117 WHITE MEADOW RD ROCKAWAY

XXX-XX-5300 JOSEPH A KWIATKOWSKI 1012 WHITEHAVEN ROAD GRAND ISLAND

Page 42

RECOGNIZED CLAIM

ST ZIP LOSS NO.

MA 02117 1,254.00 1428

SD 57551 2,665.00 1871

MA 02465 21,600.00 267

WA 98103 636.00 1029

OR 97470 1,944.00 593

OR 97470 9,102.00 592

OR 97470 8,697.00 594

CA 95129 2,665.00 218

UT 84065 945.00 667

MN 55391 6,540.00 784

MN 55391 2,725.00 785

FL 33133 1,672.00 291

MI 48158 3,725.00 333

MN 55391 2,180.00 786

NY 11001 1,708.00 708

NY 10286 33,783.75 1386

NJ 07866 6,270.00 1946

NY 14072 636.00 394

CDOOOO

Page 56: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XX-XXX7436 THE BANK OF NEW YORK MELLON AS TTEE ONE WALL STREET 6TH FL REORG DEPT NEW YORK

L-3 COMMUNICATIONS-GROBER & MCBAIN

XXX-XX-3491 JOHN L LABANSKY 114 CLIFTMERE PLACE MADISONJUNE D LABANSKY

XX-XXX7370 LABORATORY CORP OF AMERICA HLD FUND 200 NEWPORT AVE JQ7 NORTH QUINCY

4DiG

XX-XXX5463 LACER THOMSON HORTSMANN SL 801 S CANAL STREET CHICAGOA/C ^26-03021

XXX-XX-4258 PARK LAI LAM 836 CLEVELAND ST OAKLAND

MAI YONG LAM

XX-XXX7396 LAMB WESTON A/C 411FD BOX 5622 BOSTONSTATE STREET BANK & TRUST COMPANY

XXX-XX-4223 VANCE B LANIINACK 2019 GLENCO TERRACE FORT WORTH

XXX-XX-8767 KATHLEEN D LANE IRA RID 2955 TREADWELL LN OAK HILL

XXX-XX-9750 ANDREW R I,ANYI 217-33 FIFTH AVENUE BREEZY POINT

XXX-XX-1604 EDWARD N LAPPEN 10 DEEP RUN COHASSET

XXX-XX-2949 DAN L LASTAVICH IRA 730 EAST LAKE STREET WAYZATA

C/O PERKINS CAPITAL MANAGEMENT

XXX-XX-5960 DEANNA L LAVOIE 1 ACORN DRIVE STAFFORD SPRINGS

XXX-XX-9133 JOHN W LAWLESS IRA 677 SPARTANBURG HWY HENDERSONVILLE

XXX-XX-2009 RONNIE W LAWSON TOD 657 GREEN 327 ROAD BONO

PATRICIA A LAWSON

XX-XXX3140 BANK OF AMERICA AS FIDUCIARY 411 N AKARD 5TH FLOOR DALLAS

LEEENSFELD 65 TR SM CAP GR MSP

XXX-X%-3942 WELDON LECKWOLD BOX 1006 PALMER

PHYLLIS A LECKWOLD

XXX-XX-4658 DR ALICE LEE IRA 11892 N 144TH WAY SCOTTSDALE

XXX-XX-0029 DUANE L LEE IRA 730 EAST LAKE STREET WAYZATACEO PERKINS CAPITAL MANAGEMENT

Page 43

RECOGNIZED CLAIM

ST ZIP LOSS NO.

NY 10286 27,028.12 1373

AL 35758 5,330.00 858

MA 02171 6,300.00 1351

IL 60607 490,356.00 1250

CA 94606 1,090.00 1674

MA 02206 8,555.40 1504

TX 76110 277.00 552

VA 20171 787.50 201

NY 11697 9,540.00 1

MA 02025 6,722.00 76

MN 55391 7,630.00 787

CT 06076 23.79 23

NC 28792 3,435.10 343

AR 72416 2,180.00 245

TX 75201 28,849.00 1305

AK 99645 630.00 976

AZ 85259 2,926.00 901

MN 55391 4,360.00 788

CD0000

Page 57: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XKX-XX-4873 FRANCIS J LEE 766 GARFIELD STREET f12D5 SEATTLE

XXX-XX-3635 JUDY S LEE IRA RIO 46 DINIIBA IRVINE

XXX-XX-7332 KERN F LEE 1751 HYDE STREET SAN FRANCISCODEBORAH A LEE

XXX-XX-4142 JOHN A LEESE IRA 2578 GLEN COVE ANNAPOLIS

XXX-XX-7529 BRENDA B LEFFER 13948 VIA RAPHAEL DELRAY BEACH

XXX-XK-0500 CRAIG H LEFFER 13948 VIA RAPHAEL DELRAY BEACH

XX-XXX8466 LEHMAN BROTHERS INC #93111326411 1301 AVE OF THE AMERICAS 5TH FLR NEW YORKATTE MARTHA E SOLINGER

XX-XXX8466 LEHMAN BROTHERS INC #9311149112 1301 AVE OF THE AMERICAS 5TH FLR NEW YORKATTN MARTHA E SOLINGER

XX-XXX8466 LEHMAN BROTHERS INC 49311568212 1301 AVE OF THE AMERICAS 5TH FLR NEW YORKATTN MARTHA E SOLINGER

XX-XXXB466 LEHMAN BROTHERS INC #93115766917 1301 AVE OF THE AMERICAS 5TH FLR NEW YORKATTN MARTHA E SOLINGER

XX-XXX8466 LEHMAN BROTHERS INC #9311576819 1301 AVE OF THE AMERICAS 5TH FLR NEW YORKATTN MARTHA E SOLINGER

XXK-XX-6003 ROBERT M LEHRER 240 HEADQUARTERS TRAIL SANTA FENANCY M LEHRER

XXX-XX-2754 RUTH LEIBOWITZ 3000 OCEAN PARKWAY BROOKLYN

XXX-XX-8181 ANDREW I] LEMKAU 8406 COUNTRY SHIRE LN SPRING GROVE

FOREIGN ROLAND LEUENBERGER

BOESCHACHERSTR 65

XXX-XX-0088 RONA LEVIN TTEE 2323 MANOR GROVE #3 CHESTERFIELDRONA LEVIN REV TR

XXX-XX-2701 LAWRENCE LEVINE 7511 PORTO VECCHIO PL DERAY BEACHSUSAN LEVINE

XXX-XX-2701 LAWRENCE LEVINE 7511 PORTO VECCHIO PL DELRAY BEACH

Page 44

RECOGNIZED CLAIM

ST ZIP LOSS NO.

WA 98109 2,306.00 555

CA 92602 1,580,80 1146

CA 94109 3,755.00 192

MD 21401 630.00 24

FL 33446 14,080.00 734

FL 33446 2,180.00 735

NY 10019 4,697,00 1852

NY 10019 1,590,000.00 1851

NY 10019 19,541.50 1855

NY 10019 52,757.38 1856

NY 10019 21,736.00 1857

NM 87506 20,900.00 54

NY 11235 1,744.00 1581

IL 60081 292,60 178

1,066.00 16

MO 63017 1,254.00 147

FL 33446 236.25 454

FL 33446 472.50 461

coCD0O0D

Page 58: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-9845 ALAN I LEVITT 160 ROCK HILL ROAD 2ND FL

XX-XXX4577 ALAN I LEVITT SPECIAL TTEE 160 ROCK HILL ROAD 2ND FLGOLDBERG BOYLE BROGAN & SHUSMAN PC

XXX-XX-7939 JAMES P LEVY 114 WEST 18TH ST STE 6W

XX-XXX4555 ZZLG&E AELTUS A/C 2257144 801 S CANAL STREETTHE NORTHERN TRUST CO

XXX-XX-9791 FENG LI CANADA

JIE-GANG CAO

XX-XXX6039 LIBERTY LIFE SEPARATE F INSIGHT P 0 BOX 26872CAPITAL A/C 4GD8842

XXX-XX-4867 ROBERT A LIEBERMAN P q BOX 666

XXX-XX-6831 HERBERT M LIE8MANN 161-51 JEWEL AVENUE APT 113ROSLYN L LIEBMANN

XXX-XX-3059 LANGIE LIGHT 317 CORAL REEF RD

XX-XXX0710 LIGHT ASSOCIATES INC 317 CORAL REEF ROAD

XX-XXX3643 LIGHT SECURITIES 317 CORAL REEF RD

XXX-XX-2097 WALTER LIGHT 317 CORAL REEF RD

HAT KUAN LIGHT

XX-XXX4153 CLASS ACTION SRVCS FBO #930110770 30 LIBERTYSHIP WAY STE 3200LIGHTSPEED PROFESSIONAL TRADING LLC

XXX-XX-3842 MICHAEL DOUGLAS LIM 45-249 PI]AAE ROADKAREN M Y LIM

FOREIGN TEONG BOO LIM MALAYSIA27 JALAN MENERUNG 4 TAMAN SA

XXX-XX-7646 LAWRENCE J LIN IRA 408 E 92ND STREET APT 31C

XXX-XX-5440 LEWIS LIPSEY REV LIV TR 473 S WILLAMAN DRIVELEWIS E LIPSEY TR

XXX-XX-2124 RUSSELL J LOCKE 7 ROSEWOOD LANE

Page 45

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

BALA CYNWYD PA 19004 14,220.00 490

BALA CYNWYD PA 19004 3,180.00 489

NEW YORK NY 10011 466,024,57 1919

CHICAGO IL 60607 37,800.00 123B

2,508.00 510

NEW YORK NY 10087 64,575.00 1177

WINCHESTER OR 97495 23,810.00 1552

FRESH MEADOWS NY 11365 5,550.00 1086

ALAMEDA CA 94501 1,090.00 1662

ALAMEDA CA 94501 28,276.00 1597

ALAMEDA CA 94501 62,762.00 1661

ALAMEDA CA 94501 1,485.00 1908

SAUSALITO CA 94965 418.00 1766

KAN HI 96744 1,744.00 614

6,360.00 464

NEW YORK NY 10128 630.00 1038

LOS ANGELES CA 90048 6,314.00 246

FRANKLIN MA 02038 266.50 558

N-CD0000

Page 59: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XX-XXX6B21 LOCKHEAD GRUBER SML CAP SL 801 S CANAL STREET

A/C #22-10574

XXX-XX-7113 DAVID B LOCKMAN 522 TOPAZ IN

XXX-XX-2736 DIANA LOFFREDO 70 BANK STREET

XXX-XX-1150 CAROLINE F LOHMEYER 207 ELMWOOD DRIVE

WILLIAM LOHMEYER

XXX-XX-9197 JOHN B LOJKO IRA 932 DONALD DRIVE

XXX-XX-6258 NORMAN S LOMAS IRA 970 CROOKED CREEK DRIVE

XXX-XX-6388 ROBERT W LOPEZ 2106 YAHARA PL

XX-XXX7395 UMB BANK NA A/C #74x540000 P 0 BOX 419260 M:1010404

LOTSOFF MICRO CAP FUND

XXX-XX-2427 PAUL LOWE 5449 CHAPMAN DRIVE

ELLEN LOWE

XXX-XX-B318 JANE T LOWELL TTEE 1345 SE 40TH TERRACE APT 2D

FED JANE T LOWELL TRUST

XXX-XX-79B0 DANIEL LOZZI 18 WEBSTER PLACE

XXX-XX-8222 GARY W LUTTERBIE 1020 E LEFEVRE AVENUE

MARGARET A LUTTERBIE

XX-XXXB039 MA BRICKLAYERS & MASONS PEN PD NBC6 200 NEWPORT AVENUE JQ7

C/O STATE STREET CORP

XXX-XX-9718 OLIVER P MACKINNON JR 30 JELLIFF LW

C/O HIGHLAND CAPITAL CORP

XX-XXX2287 MAF DRIEHAUS A/C #26-45820 801 S CANAL STREET

THE NORTHERN TRUST CO

XXX-XX-2267 DAVID B MAGEE 2 CHESTER DRIVE

XXX-XX-8494 TERRY J MAHLNERG TOD 13581 WESTWIND DRIVE

CHRISTOPHER MAHLBERG

XXX-XK-3120 SURJIT K MALHOTRA 314 WINDRUSH BLVD UNIT 9

Page 46

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

CHICAGO IL 60607 83,292.00 1225

ROSEBURG OR 97470 9,630.00 740

NEW YORK NY 10014 5,033.00 491

ALEXANDRIA MN 56308 2,665.00 72

EMMAUS PA 18049 5,330.00 540

LOS ALTOS CA 94024 2,665.00 537

MADISON WI 53704 236.00 1682

KANSAS CITY MO 64141 55,082.00 1101

NEWARK CA 94560 315.00 1500

CAPE CORAL FL 33904 4,360.00 177

MALDEN MA 02148 1,308.00 5

GIBSON CITY IL 60936 266.50 982

NORTH QUINCY MA 02171 4,725.00 1353

SOUTHPORT CT 06890 4,400.00 84

CHICAGO II, 60607 18,260.55 1280

RYE NY 10580 4,180.00 373

ANCHORAGE AK 99516 173.25 448

INDIAN ROCKS BEACH FL 33785 1,702.00 600

coD0000

Page 60: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-1223 J MICHAEL MALONEY 48 REMSON STREET BROOKLYN

XXX-XX-1105 JAMES J MALONEY IRA 6805 TURBAN CT FORT MYERS

XXX-XX-5528 MARKO M MAMIC 460 PORTAFINO CT APT #311 PHILLIPS RANCH

XX-XXX2236 MAR DEL SUD LTD P 0 BOX 1573 KODIAK

ATTN CHARLES E KING

XXX-XX-3577 JOHN P MARCHESE 76 PHEASANT RUN NEWINGTON

XXX-XX-2947 KEN MARING 437 PALM AVENUE KENTFIELD

ALEXA MARING

XXX-XX-8769 THOMAS 3 MARKELL IRA 7387 CADLE AVENUE MENTOR

XX-XXX9037 MARKET STREET EQUITY TRUST I 80 EAST MARKET STREET STE 300 CORNING

XX-XXX3197 MARKET STREET SECURITIES INC 628 VALLA VISTA AVENUE OAKLAND

CIO JOSEPH P RAGEN

XX-XXX7872 U S BANK FBO 1555 N RIVERCENTER DR STE 302 MILWAUKEE

MARKETOCRACY MASTERS 100 FUND

XX-XXX4483 MARS RETIREMENT TRUST A/C (3295 BOX 5622 BOSTON

STATE STREET BANK & TRUST COMPANY

XXX-XX-3354 LEONARD MARSH 27 MEADOW LANE MANHASSET

MARIAN MARSH

XX-XXX5416 LEONARD MARSH 27 MEADOW LANE MANHASSET

MARIAN MARSH TTEES

XX-XXX6050 LEONARD MARSH 27 MEADOW LN MANHASSET

MARIAN MARSH TTEES

XX-XXX6049 LEONARD MARSH 27 MEADOW LANE MANHASSET

MARIAN MARSH TTEES

XX-XXX6046 LEONARD MARSH 27 MEADOW LANE MANHASSET

MARIAN MARSH TTEES

XXX-XX-3354 LEONARD MARSH IRA 27 MEADOW LANE MANHASSET

XX-XXX1357 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGH

MARTHA JEFFERSON HOSPITAL

Page 47

RECOGNIZED CLAIM

ST ZIP LOSS NO.

NY 11201 702.24 212

FL 33908 1,732.50 1092

CA 91766 7,008.80 1058

AK 99615 2,180.00 1948

CT 06111 654.00 1889

CA 94904 17,535.00 173

OH 44060 3,671.75 1027

NY 14830 8,710.00 1576

CA 94610 65,656.00 1295

WI 53212 51,434.50 1444

MA 02206 64,575.00 1511

NY 11030 20,776.43 426

NY 11030 39,411.65 427

NY 11030 34,304.65 493

NY 11030 13,743.45 494

NY 11030 27,763.98 495

NY 11030 5,947.78 428

PA 15259 15,048.00 1480

rnCD000O

Page 61: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-2196 CHARLES D MARTIN IRA P 0 BOX 305

XXX-XX-2566 ROBERT C MASON JR IRA 800 PINNACLE CT

XXX-XX-4008 M PAUL MASSEY 600 39TH CT SW

JENNIFER M MASSEY

XXX-XX-4307 CHRISTINE M MASTERS 2032 S UMPQUA ROADDAVID T MASTERS

XXX-XX-4307 CHRISTINE M MASTERS IRA 2832 S UMPQUA RD

XXX-XK-7967 HOWARD C MASTERS 921 WEST FOURTH STREET

XX-XXX7872 UNION BANK OF CALIFORNIA FBO P 0 BOX 7629

MASTERS 100 FUND CU 46734300710

XXX-XX-5046 EDWARD J MATTSON 62 CHERRY CREEK LANE

YONG S MATTSON

XXX-XX-5898 PATRICK LYN MCARDLE & 17500 W 84TH STREET

DIANE KAY MCARDLE

XXX-XX-7555 CHARLES THEODORE MCCARTER TR 74-359 DESERT ARROYO TRAIL

XXX-XX-2406 DEIDRE MCCLAIN 294 WEST MOUNTAIN ROAD

XXX-XX-2019 JUDITH A MCCLURE IRA 1796 NE KENNEDY LOOP DR

XXX-XX-6829 LOREN L MCCLURE & J MCCLURE TTEES 1798 NE KENNEDY LOOP DR

MCCLURE FAMILY TRUST

XXX-XX-6829 LOREN L MCCLURE IRA 1798 NE KENNEDY LOOP DR

XXX-XX-4642 JEFFRY L MCCOOL IRA 1006 EASTGATE BLVD

XX-XXX7613 STATE STREET HANK & TRUST CO OUST P 0 BOX 155

MCDONALD FAM LP A/C 4364018693

XX-XXX4972 MCDOUGAL INVESTMENT TRUST SMALL CAP 400 N MICHIGAN AVENUE STE 300

ALFRED L MCDOUGAL TTEE

XX-XXX7174 MICHAEL E MCELLIDOTT 730 EAST LAKE STREET

C/O PERKINS CAPITAL, MANAGEMENT

Page 48

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

IOLA TX 77861 6,360.00 61

MESQUITE NV 89027 16,720.00 300

VERO BEACH FL 32968 2,398.50 512

TILLER OR 97484 854.00 1951

TILLER OR 97484 5,450.00 1933

WILLIAMSPORT PA 17701 19,080.00 31

SAN FRANCISCO CA 94120 183,649.18 1169

ROCHESTER NY 14626 945.00 619

LENEXA KS 66219 18,610.00 77

INDIAN WELLS CA 92210 10,900.00 470

RIDGEFIELD CT 06877 6,300.00 695

ROSEBURG OR 97470 1,632.50 561

ROSEBURG OR 97470 12,875.00 563

ROSEBURG OR 97470 7,476.00 562

MIAMI OK 74354 636.00 1881

BOSTON MA 02117 1,379.40 1421

CHICAGO IL 60611 5,561.18 127

WAYZATA MN 55391 6,540.00 789

0co0000

Page 62: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-9983 ANDREW G MCGILL 3 APPLETON PLACE DURHAM

BARBARA D MCGILL TTERS

XXX-XX-0169 PATRICK J MCINERNEY 6146 KENSINGTON COUNTRYSIDE

KATHRYN M BIALEK

XX-XXX9767 FSCSC CS MCKEE A/C 26-14529 801 S CANAL STREET CHICAGO

THE NORTHERN TRUST CO

XXX-XX-9884 CHRISTINE A MCLAUGHLIN 3 HARRISON AVENUE CAMBRIDGE

XXX-XX-9884 CHRISTINE A MCLAUGHLIN IRA 3 HARRISON AVENUE CAMBRIDGE

XXX-XX-1663 TRISH MCMAHAN 343 CHAPMAN AVENUE ROSEBURG

XXX-XX-9184 TRISHA T MCMAHAN IRA R/O 343 W CHAPMAN ROSEBURG

XXX-XX-9494 EDWARD R MEADOWS IRA R/O 4105 HIGHLANDS CIR BIRMINGHAM

XXX-XX-7212 ALI MEHDI P q BOX 24522 EUGENE

XXX-XX-2444 SOHEILA MEHDI P q BOX 391793 MT VIEW

XXX-XX-4715 SANDEEP MEHTA 4077 PORTE DE PALMAS UNIT 76 SAN DIEGO

XX-XXX8579 FREDERIK MEIJER GARDENS FDN RHJ 5050 KINGSLEY DR MD #1MOB2H CINCINNATI

#160008636516

XX-XXX714S MEIJER F CHAR RICE HALL JAMES 5050 KINGSLEY DR MD #1M0B2H CINCINNATI

#160008636243

XXX-XX-5564 MEIJER FRED RICE HALL JAMES 5050 KINGSLEY DR MD #1MOB2H CINCINNATI

#160008636441

XXX-XX-1506 MEIJER LENA RHJ MICRO CAP FUND 5050 KINGSLEY DR MD #1 MOH2H CINCINNATI

#160006665440

XX-XXX4536 WELLS FARGO BANK NA TTEE FBO NW5009 P 0 BOX 1450 MINNEAPOLIS

MEIJER PENSION RICE HALL JAMES

XXX-XX-9199 P R & C J MELCHERT BGP SMALL 135 5 LASALLE STREET STE 1811 CHICAGO

#304136.2 LASALLE BANK NA

XX-XXX3090 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGH

MELLON BK MD A/C #ULLF317PD02

Page 49

RECOGNIZED CLAIM

ST ZIP LOSS NO.

NC 27705 27,305,00 105

IL 60525 BB0.00 450

IL 60607 25,080.00 1264

MA 02140 3,180.00 668

MA 02140 4,360.00 123

OR 97470 2,882 .40 1046

OR 97470 1,826.00 1057

AL 35213 1,256.70 342

OR 97402 25,440.00 1298

CA 94039 20,195.00 1914

CA 92122 636,00 449

OH 45263 9,614.00 1110

OH 45263 8,778.00 1112

OH 45263 4,598.00 1111

OH 45263 1,672,00 1109

MN 55485 104,082.00 1014

IL 60603 3,133.40 1163

PA 15259 59,784.00 1487

Co0OOO

Page 63: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-6677 BRANDON P MELLOTT IRA 6543 PRESTWICK DRIVE HIGHLAND

XXX-XX-6402 JOSEPH T MELLOTT IRA 6543 PRESTWICK DRIVE HIGHLAND

XXX-XX-9007 KATHLEEN A MELLOTT IRA 6543 PRESTWICK DRIVE HIGHLAND

XXX-XX-4730 MICHAEL L MELLOTT JR IRA 6543 PRESTWICK DRIVE HIGHLAND

XXIC-XX-4430 RICHARD MELMAN REV TR PRI US 135 S LASALLE STREET STE 1811 CHICAGO

#303323.2 LASALLE BANK NA

XXX-XX-6754 TODD MENEE IRA RIO 160 FRONT STREET 6E NEW YORK

XXX-XX-8331 ANTHONY A MEOLA 41 EASTON AVENUE SPOTSWOOD

STEPHANIE MEOLA

XXX-XX-0474 FRED E MARK IRA 148 CAMP ONE RD RAYMOND

XXX-XX-7678 SUSAN E MERIC IRA 148 CAMP ONE RD RAYMOND

XXX-XX-8135 THOMAS L MERRILL 41 RIDGE DRIVE BIRMINGHAM

XXX-XX-8135 THOMAS L MERRILL IRA 41 RIDGE DRIVE BIRMINGHAM

XX-XXX4743 METROPOLITAN GOVT OF NASHVILLE IL1Y BOX 5622 BOSTON

STATE STREET BANK & TRUST COMPANY

XX-XXX4743 METROPOLITAN GOVT OF NASHVILLE IL1Z BOX 5622 BOSTON

STATE STREET BANK & TRUST COMPANY

XX-XXX3753 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGH

MICROCAP SEC STERLING JOHNSTON

XX-XXX0145 SECURITY MANAGEMENT COMPANY PRO 1 SECURITY BENEFIT PLACE TOPEKA

MID CAP GROWTH A/C #1

XX-XXX5188 MIDKIFF ENTERPRISES LLC 735 VIA LAS AGUILAS ARROYO GRANDE

XXX-XX-7912 ANN F MILLER TTEE 414 E 45TH STREET KANSAS CITY

ANN F MILLER REV TRUST UAD 4/10/93

XXX-XX-8695 BETH A MILLER 5636 STARFISH CT DISCOVERY BAY

Page 50

RECOGNIZED CLAIM

ST ZIP LOSS NO.

MD 20777 218.00 382

MD 20777 218.00 383

MD 20777 731.00 384

MD 20777 210.00 385

IL 60603 6,577.20 1162

NY 10038 4,270.00 1097

NJ 08884 6,360.00 1639

WA 98577 2,530.50 579

WA 98577 1,694.50 578

AL 35213 571.80 549

AL 35213 269.15 548

MA 02206 27,716.00 1527

MA 02206 1,139,130.00 1528

PA 15259 2,508.00 1467

KS 66636 6,540.00 1322

CA 93420 1,153.68 1916

MO 64110 9,810.00 7.603

CA 94505 5,330.00 687

NCOO000

Page 64: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-7895 BRADFORD L MILLER 1080 MOUNTAIN CREEK TRAIL ATLANTA

LYNNE D MILLER

XXX-XX-3467 FRANK S MILLER 18039 RADWORTHY DRIVE HOUSTON

XXX-XX-0162 JACK SHERWOOD MILLER 285 PRAIRIE ST MYRTLE CREEK

XX-XXX8981 LEONARD G MILLER TR UA #1010010195 411 W LAFAYETTE DETROIT

CIO COMERICA BANK

XXX-XX-0895 ROBERT E MILLER JR IRA 14300 CHENAL PARKWAY #702D LITTLE ROCK

XXX-XX-8253 STUART J MILLER 2107 NORTH 21ST ROAD ARLINGTON

XXX-XX-5659 IRVING MILSTEIN 138-25 31ST DRIVE 96A FLUSHING

XX-XXX0837 PARADIGM ASSET MANAGEMENT FBO 445 HAMILTON AVENUE STE 1203 WHITE PLAINS

MISSISSIPPI HEATH CARE TRUST FUND

XX-XXX0195 MISSOURI PUBLIC SCHOOLS A/C #MQ2F BOX 5622 BOSTON

STATE STREET BANK & TRUST COMPANY

XXX-XX-3096 WILLIAM E MITCHELL POA 33 AMOSKEAS DRIVE GOFFSTOWN

FBO PHILEMON MITCHELL

XX-XXX4265 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGH

MITTAL STEEL USA INC PEN PLAN

XXX-XX-9493 ALI H MOKHEL PD SOX 2724 FARMINGTON HILLS

XXX-XX-7375 THOMAS M MOORE 11701 CANTERBURY LEAWOOD

XXX-XX-5166 MIKE L MORGAN 3400 16TH STREET STE N GREELEY

XX-XXX5996 MORGAN STANLEY & CO INC CROYDON SURREY CR9 1BG ENGLAND

A/C #071002133

XX-XXX5998 MORGAN STANLEY & CO INC CROYDON SURREY CR9 1HG ENGLAND

A/C #071001CK5

XX-XXX599S MORGAN STANLEY & CO INC CROYDON SURREY CR9 1BG ENGLAND

A/C #071006852

XX-XXX5998 MORGAN STANLEY & CO INC CROYDON SURREY CR9 1BG ENGLAND

A/C

Page 51

RECOGNIZED CLAIM

ST ZIP LOSS NO.

GA 30328 351.12 287

TX 77084 940.50 625

OR 97457 59.00 1943

MI 48226 4,598.00 1191

AR 72211 359.48 205

VA 22201 2,205.00 319

NY 11354 3,480.00 905

NY 10601 39,375.00 1315

MA 02206 660,166.00 1529

NH 03045 4,315.00 109

PA 15259 131,833.80 1477

MI 48333 13,356.00 2206

KS 66211 177.00 337

CO 80631 2,544.00 689

1,313,199,86 1954

111,355.00 1956

81,719.82 1958

9,510.00 1959

mco000O

Page 65: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XX-XXX5998 MORGAN STANLEY & CO INC CROYDON SURREY CR9 IBG

A/C #071001KXB

XX-XXX5998 MORGAN STANLEY & CO INC CROYDON SURREY CR9 IBG

A/C #071001N79

XX-XXX599B MORGAN STANLEY & CO INC CROYDON SURREY CR9 IBG

A/C #071002026

XX-XXX5999 MORGAN STANLEY & CO INC CROYDON SURREY CR9 1BG

A/C # 071006611

XX-XXX599B MORGAN STANLEY & CO INC CROYDON SURREY CR9 15G

A/C # 071006645

XX-XXX5998 MORGAN STANLEY & CO INC CROYDON SURREY CR9 1BG

A/C Ik 071008411

RX-XXX5998 MORGAN STANLEY & CO INC CROYDON SURREY CR9 IBG

A/C # 071009054

Y,X-HXX5998 MORGAN STANLEY & CO INC CROYDON SURREY CR9 IRG

A/C # 0710092X1

XX-XXX4286 PENNY S MORSE 42 GRANT STREET

XX-XXX9624 MOUNTAIN TOP INVESTORS 633 E SPRINGHOLJSE LANE

XX-XXX5892 STATE STREET BANK & TRUST CO CUST P 0 BOX 155

K DRURY TR FBO J MOYNA A/C 4513822

XX-XXX1705 MS CAP OPP TR #30023513 P 0 BOX 2020

MORGAN STANLEY INVESTMENT MGMT

XX-XXX5192 MS VAR AGGR EQ FD #10068031 P 0 BOX 2020

MORGAN STANLEY INVESTMENT MGMT

XX-XXX5597 MS VAR EQ FD #10061505 P 0 BOX 2020

MORGAN STANLEY INVESTMENT MGMT

XXX-XX-3541 MARVIN H MUENZLER 20550 HUEBNER ROAD #107

XXX-XX-9702 MARIO J MULIG IRA 6512 LAFAYETTE DRIVE

XXK-XX-8701 MARILYN E MULL 929 NW BROADWAY

XXX-XX-8701 MARILYN E MULL 929 NW BROADWAY

CHARLES SCHWAS OUST

Page 52

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

ENGLAND 254,677.00 1960

ENGLAND 68.19 1961

ENGLAND 4,821.00 1964

ENGLAND 177,461.00 1967

ENGLAND 6,433.31 1966

ENGLAND 332,530.72 1969

ENGLAND 59,505.55 1970

ENGLAND 43,600.00 1971

PAINESVILLE OH 44077 130.60 51

MURRAY UT 84107 1,260.00 62

BOSTON MA 02117 1,575.00 1409

JERSEY CITY NJ 07303 317,520.00 1054

JERSEY CITY NJ 07303 40,510.00 1052

JERSEY CITY NJ 07303 539,595.00 1053

SAN ANTONIO TX 78258 787.50 98

MENTOR OR 44066 3,481.50 71

ROSEBURG OR 97470 6,130.00 838

ROSEBURG OR 97470 2,698.00 1618

vco0000

Page 66: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-7306 WILLIAM L MULL 929 NW BROADWAY

CHARLES SCHWAB CUST

XX-XXX4154 MUNDER CAPITAL A/C 46M2A BOX 5622

STATE STREET BANK & TRUST COMPANY

XX-XXX9462 MUNDER CAPITAL A/C 96M4A BOX 5622

STATE STREET BANK & TRUST COMPANY

XX-XXX5675 RENDER CAPITAL A/C #6M7B BOX 5622

STATE STREET BANK & TRUST COMPANY

XXX-XX-5112 CHRISTOPHER M MURPHY 14639 ADGERS WHARF

XXX-XX-9705 ROBERT E MURPHY IRA 21 MONTICELLO DRIVE

XX-XXX1485 STATE STREET BANK & TRUST CO COST P 0 BOX 155

MURPHY FAMILY PARTNERSHIP EQU

XXX-XX-0639 WILLY MURTIDJAJA IRA 1175 UNRUH AVENUE

XX-XXX4399 MUTUAL OF AMERICA UNITED WAY 320 PARK AVENUE

SOUTHEASTERN MICHIGAN NATIONAL CITY

XXX-XX-9931 KATHLEEN MUTZ IRA 499 STEINHAUER RD

XXX-XX-6136 SIGNE M W MIYLES 16 MAGNOLIA DRIVE

XXX-XX-2302 TAMER H NADAR 5604 NEW HAVEN STREET

AIDA Z NADAR

XX-XXX6650 CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVENUE 9TH FL

FRO NASDAQ ANONYMOUS BROKE #2 MHP9

XX-XXX5906 NASDAQ COMPOSITE INDEX FUND 41282 ONE FINANCIAL CENTER

C/O PETER M SAPAROFF ESQ

XX-XXX7008 NASDAQ COMPOSITE INDEX TRACKING ONE FINANCIAL CENTER

STOCK FUND #1283

XXX-XX-5963 RONALD J NASHARR 20465 TIMBERLINE CT

MADELINE B NASHARR TTEES

XXX-XK-2349 ANTHONY J NATALE 22917 ST ANNE'S CT

GRACE M NATALE TTEES UAD 10/1/93

XX-XXX6650 CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVE 9TH FL

FRO NATIONAL FINANCIAL SVC #2 143X

Page 53

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

ROSEBURG OR 97470 34,650.00 1619

BOSTON MA 02206 13,200.00 1516

BOSTON MA 02206 509,225.00 1517

BOSTON MA 02206 118,273.00 1518

CHESTERFIELD MO 58017 1,149.50 308

HOWELL NJ 07731 799.50 164

BOSTON MA 02117 710.60 1429

LA PUENTE CA 91744 3,180.00 277

NEW YORK NY 10022 18,870.00 1028

ROSEBURG OR 97470 2,394.00 1144

ST LOUIS MO 63124 4,180.00 310

GREENVILLE TX 75402 1,924.00 974

NEW YORK NY 10010 6,342.20 2028

BOSTON MA 02111 4,310.24 1612

BOSTON MA 02111 5,660.63 1613

BEND OR 97702 6,602.00 64

MURRIETA CA 92562 3,180.00 145

NEW YORK NY 10010 43,952.00 1991

co0OOO

Page 67: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDR ESS CITY

XX-XXX6054 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3419 PITTSBURGH

NATIONAL ELECTRICAL BENEFIT FO

XX-XXX7071 M&T TRUST CC FBO 100 COLONIAL CENTER PARKWAY STE 200 LAKE MARY

NATL ROOFING IND PENS A/C 976753

XX-XXX9903 NATIONAL CITY BANK CUST 4100 WEST 150TH ST OC5312 CLEVELAND

NECA IBEW PENSION TRUST

XX-XXX5839 NEEDHAM & COMPANY A/C #1014301723 445 PARK AVE 4TH FL NEW YORK

POLINA SUDAT

NEEDHAM & COMPANY A/C 91372463990 445 PARK AVE 4TH FL NEW YORK

CIO POLINA SUDAT

XX-XXX0932 NEEDHAM & COMPANY A/C #1372537397 445 PARK AVE 4TH PL NEW YORK

C/O POLINA SUDAT

NEEDHAM & COMPANY A/C #1372555399 445 PARK AVE 4TH FL NEW YORK

C/O POLINA SUAAT

XX-XXX8405 NEEDHAM & COMPANY A/C #1372620094 445 PARK AVE 4TH FL NEW YORK

C/O POLINA SUDAT

XX-XXX5993 NEEDHAM & COMPANY A/C #1373376597 445 PARK AVE 4TH FL NEW YORK

C/0 POLINA STIDAT

XX-XXX0932 NEEDHAM & COMPANY A/C #1373378890 445 PARK AVE 4TH FL NEW YORK

CIO POLINA SUDAT

XX-XXX5998 NEEDHAM & COMPANY A/C 41375887195 445 PARK AVE 4TH FL NEW YORK

CIO POLINA SUDAT

XXX-XX-9459 STANLEY NEIMAN P q BOX 577 SUTHERLIN

GWENDOLYN L NEIMAN

XXX-XX-3174 MELISSA E NEUMANN IRA 4348 9 WHETSTONE CT ASHBURN

XXX-XX-2000 MARVIN R NEUWIRTH 19 CAPE FEAR TR - P 0 POX 3178 BALD HEAD ISLAND

SARAH NEUWIRTH

XX-XXX7346 NEW CASTLE COUNTY DELAWARE FD NCD1 200 NEWPORT AVENUE .7Q7 NORTH QUINCY

C/O STATE STREET CORP

XX-XXX7346 WILMINGTON TRUST COMPANY FBO 1100 N MARKET STREET MD2210 WILMINGTON

033651-003 EMP RET SYS OF

XXX-XX-6649 HARRY W NEWHARD TTEE 2 PEBBLE CREEK ROAD ST LOUIS

HARRY W NEWHARD LIVING TRUST

XXX-XX-9879 KIRSTEN YAW NEWHARD TTEE P q BOX 1878 BASALT

Page 54

RECOGNIZED CLAIM

ST ZIP LOSS No.

PA 15259 277,278.75 1476

FL 32746 215,539.60 1320

OH 44135 35,769.21 1072

NY 10022 6,057.41 2045

NY 10022 54,500.00 2062

NY 10022 64,890.00 2066

NY 10022 15,900.00 2067

NY 10022 43,600.00 2072

NY 10022 219,000.00 2113

NY 10022 63,000.00 2114

NY 10022 6,996.00 2167

OR 97479 990.00 824

VA 20147 440.00 895

NC 28461 8,540.00 171

MA 02171 3,150.00 1360

DE 19890 3,150.00 1296

MO 63124 30,514.00 387

CO 81621 1,045.00 306

coco0000

Page 68: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XX-XXX9674 ZZNEWPORT NET PERF STERLING 801 S CANAL STREET CHICAGO

A/C #26-09632

XXX-XX-5571 RICHARD B NICHOLS 700 OLD BROCKWAY RD WINSTON

MURIEL J NICHOLS

XXX-XX-4102 KNUD NIELSEN 2401 SENTRY DRIVE }}110 ANCHORAGE

XXX-XX-0094 RICHARD P NIGRO 20 ALBIN ROAD BOW

XXX-XX-4522 LORI NISSAN 400 EAST 56TH STREET NEW YORK

XX-XXX4981 PNC FBO NJ DEF COM-SM P 0 BOX 622177 PHILADELPHIA

A/C 932420027906417

XX-XXXS437 NLT HOLDINGS LLC 5372 E GLENEAGLES TUCSON

XX-XXX3001 THE BANK OF NEW YORK MELLON AS TTEE ONE WALL STREET 6TH FL REORG DEPT NEW YORK

NO CAL GLAZIERS PENSION PILLAR

XXX-XX-2547 LINDA S NOLLE 6 ANDOVER COURT VOORHEES

THOMAS L NOLLE

XXX-XX-8896 THOMAS L NOLLE 6 ANDOVER COURT VOORHEES

LINDA S NOLLE

XX-XXX4023 NON TEACHERS SCHOOL EMP RET RFB1U BOX 5622 BOSTON

STATE STREET BANK & TRUST COMPANY

XXX-XX-4896 LAURENCE R NORTH TTEE FBO 730 EAST LAKE STREET WAYZATA

LAURENCE R NORTH REV TR UAD 5/26/99

XX-XXX3001 NORTHERN CALIF GLAZIERS PENSION P q BOX 7051 SAN FRANCISCO

C/O ZENITH ADMINISTRATORS

XXX-XX-6361 JOHN NOZZI 25740 TAMARISK PLACE VALENCIA

XX-XXXBBIO NSTAR A/C #P114 BOX 5622 BOSTON

STATE STREET BANK & TRUST COMPANY

KX-XXXSG04 NTCC AFEBT GOULD FUND 801 S CANAL STREET CHICAGO

A/C #26-22516

XX-XXX6327 NTCC AFGT GOULD FUND B01 S CANAL STREET CHICAGO

A/C #26-17170

XX-XXX5604 ZZNTCC AFEBT FORTALEZA ASSET 801 S CANAL STREET CHICAGO

A/C #26-22394

Page 55

RECOGNIZED CLAIM

ST ZIP LOSS NO.

IL 60607 1,517.50 1256

OR 97496 4,383.00 1944

AK 99507 362.25 1040

NH 03304 24,440.00 188

NY 10022 8,360.00 1030

PA 19182 238,020.00 1153

AZ 85718 614.25 1085

NY 10286 42,640.00 1374

NJ 08043 4,360.00 372

NJ 08043 8,720.00 371

MA 02206 64,872.00 1526

MN 55391 2,725.00 790

CA 94120 42,640.00 1647

CA 91355 945.00 11

MA 02206 106,600.00 1530

IL 60607 57,960.00 1272

IL 60607 85,365.00 1268

IL 60607 103,929.00 1269

N-co0OOO

Page 69: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XX-XXX6397 NTGI COMM DLY SM CAP A/C p26-46562 801 S CANAL STREET CHICAGOTHE NORTHERN TRUST CC

XX-XXX6302 NTGI CONRNDLY US MKT CAP A/C#2646573 801 S CANAL STREET CHICAGOTHE NORTHERN TRUST CO

XX-XXX2182 ZZNTGI COLL MTLY US MKT CAP FD 801 S CANAL STREET CHICAGOA/C #26-49021

XX-XXX8589 NTGI-QM COLLECTIVE DAILY #26-46509 901 S CANAL STREET CHICAGOTHE NORTHERN TRUST CO

XX-XXXB589 NTGI-QM COLLECTIVE DLY U #26-46549 801 S CANAL STREET CHICAGOTHE NORTHERN TRUST CO

XXX-XX-7445 DAVID M NYE 2904 STINSON BLVD MINNEAPOLISMARY JO NYE

XX-XXX0735 NYS TEACHERS RETIREMENT SYSTEM 10 CORPORATE WOODS DRIVE ALEANY

XX-XXX3815 NYSCRF/FORTALEZA ASSET MGMT #P50420 P q BOX 26872 NEW YORKJP MORGAN CHASE

XXX-XX-0489 RICHARD L GOLDEN C/F 1222 NE TILLAMOOK APT B PORTLANDSHAYNA B O'CONNOR UTHA OR

XXX-XX-7897 JOSEPH FEDERICO C/F 237 ACORN DRIVE ROSEBURGFRANCESCA O'I4URCHU UTMA OR

XXX-XX-3103 JUDY R O'REILLY 103 GOLF TERRACE DRIVE STOCK13RIDGE

XX-XXX9424 OAKLAND CO-ROAD COMM ING INV MGT 411 W LAFAYETTE DETROITA/C #1055013552

XXX-XX-3683 ANDREW L OAKLEY 8912 RANSDELL ROAD RALEIGHPEGGY D OAKLEY

XX-XXX4905 UMB BANK NA A/C #741200000 P 0 BOX 419260 M;1010404 KANSAS CITYOBERWEIS EMERGING GROWTH PORTFOLIO

XX-XXXB324 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGHOBIC PENSION/PILLAR A/C CGEF1002002

FOREIGN OPPENHEIM ASSET 14GMT SVCS SARL FBO LUXEMBOURG L-2180OCP INTERNATIONAL OP

XXX-XX-5376 JOHN E OECHSLE 110 ACADEMY STREET ANNAPOLIS

XXX-XX-4206 MICHEL 014AYON 112 EXETER STREET NEWTON

Page 56

RECOGNIZED CLAIM

ST ZIP LOSS NO.

IL 60607 7,362.12 1284

IL 60607 2,685.76 1286

IL 60607 836.00 1288

IL 60607 23,926.42 1282

IL 60607 30,253.08 1283

MN 55418 6,360.00 577

NY 12211 374,850.00 1641

NY 10087 197,292.00 1180

OR 97212 554.00 981

OR 97470 1,160.50 1080

GA 30281 2,665.00 1496

MI 48226 13,860.00 1193

NC 27603 756.00 236

MO 64141 466,652.39 1103

PA 15259 66,625.00 1463

190,800.00 1394

MD 21401 1.590.00 156

MA 02465 10,900.00 190

coco0000

Page 70: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XX-XXX9065 U S BANK FBO 1555 N RIVERCENTER DR STE 302 MILWAUKEE

OHIO NATL FI7 BRYTON GROWTH

XX-XXX4923 THE BANK OF NEW YORK MELLON AS TTEE ONE WALL STREET 6TH FL REORG DEPT NEW YORK

OXLAHDMA ST & ED EMP GRP

XX-XXX7411 ZZOLERS CONSTITUTION RESEARCH 801 S CANAL STREET CHICAGO

A/C 426-06665

FOREIGN YEHUDA OLIVA & ISRAEL

SHOSHANA OLIVA

XXX-XX-9684 JAMES E OLLIVANT 3283 LOOKINGLASS RD ROSEBURG

XXX-XX-6668 ZONA M OLSON IRA 8621 VILLANOVA DR CAPE CANAVERAL

XX-XXX3100 ONEOK MASTER VALUE LINE 6242 E 41ST STREET BTC 2 WEST TULSA

BANK OF OKLAHOMA NA CUSTODIAN

XX-XXX2997 OPPENHEIMER MAIN ST OPPORTUNITY FD P.O. BOX 5061 DENVER

XX-XXX4662 OPPENHEIMER MAIN ST SMALL CAP FD P.O. BOX 5061 DENVER

XX-XXX1338 OPPENHEIMER MAIN ST SMALL CAP FD P.O. BOX 5061 DENVER

XXX-XX-7171 WILLIAM B. ORCUTT 4119 N TARA CIR WICHITA

XX-XXX1823 OREGON SCOTTISH RITE CLINICS 1507 SW MORRISON STREET STE A PORTLAND

XXX-XX-3753 ANDREW L ORFORD 20 PARK AVENUE PETALUMA

XXX-XX-3753 ANDREW L ORFORD IRA 20 PARK AVENUE PETALUMA

XXX-XX-6965 LESLEY S ORFORD IRA 20 PARK AVENUE PETALUMA

XX-XXXSSSO WELLS FARGO BANK NA TTEE F60 NWS009 P 0 BOX 1450 MINNEAPOLIS

OSERS WALL STREET MICRO CAP EQUITY

XXX-XX-3022 SAUL OVDAT 29030 TACKABERRY CT AGOURA HILLS

BEVERLY OVDAT

XX-XXX8429 ZZOVERNITE STERLING MNGMT 801 S CANAL STREET CHICAGO

A/C #22-16067

Page 57

RECOGNIZED CLAIM

ST ZIP LOSS NO.

WI 53212 34,850.10 1441

NY 10266 7,245.00 1390

IL 60607 130,416.00 1254

315.00 1923

OR 97470 7,566.00 837

FL 32920 890.40 283

OK 74135 6,300.00 723

CO 80217 32,760.00 1653

CO 80217 5,670.00 1652

CO 80217 111,510.00 1654

KS 67226 1,039.50 221

OR 97205 1,287.44 477

CA 94952 2,180.00 1089

CA 94952 4,360.00 1068

CA 94952 2,180.00 1090

MN 55485 186,454.00 1016

CA 91301 10,176.00 492

IL 60607 2,299.00 1229

rnco0OOO

Page 71: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAY, ID CLAIMANT ADDRESS

XXX-XX-8792 DWIGHT J OXTON IRA RIO 7015 SUGAR MAGNOLIA CIRCLE

XXX-XX-8792 DWIGHT J OXTON MPP 7015 SUGAR MAGNOLIA CIRCLE

FSO DWIGHT J OXTON TTEE

XXX-XX-5478 THEA PAGEL 1232 8TH STREET

XXX-XX-0466 LANCE A PAISH IRA 3011 145TH PLACE SE

XXX-XX-1135 WILLIAM E PALIN IRA 625 KENT AVENUE

XX-7XXX2401 PALOMA SECURITIES LLC TWO AMERICAN LANE

XXX-XX-9461 IRA PANZIER 558 LONGACRE AVENUE

XX-XXX291S CHARLES W PAPPAS IRA 730 EAST LAKE STREET

C/O PERKINS CAPITAL MANAGEMENT

XXX-XX-5616 CHARLES MAXFIELD PARRISH 1030 MILITARY DRIVE

XX-XXX612 PATHMARK STORES INC A/C #4446 BOX 5622

STATE STREET BANK & TRUST COMPANY

XXX-XX-9204 DUANE E PATTON 2220 HILL CT

SHARON A PATTON

XXX-XX-0802 ROGER D PAUL 6150 W 10TH ST

XX-XXX2640 PEAKS CAPITAL MANAGEMENT LLC 141 W JACKSON BLVD #500

XXX-XX-9711 JOHN E PEARSON 144 POND STREET

XXX-XK-0657 GERALD PEDERSEN IRA R/O 805 GANDOLF WAY

MARTIN E PELCYGER IRA 10255 N SHANNON RD

XXX-XX-3720 ROBERT J PELOSO 24 LAKESIDE ROAD

BONNIE P PELOSO

XXX-XX-0825 RICHARD PENN 85 SEVLAND ROAD

Page 58

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

NAPLES FL 34109 10,900.00 712

NAPLES FL 34109 5,330.00 386

NEW ORLEANS LA 70115 604.20 35

MILL CREEK WA 98012 5,330.00 1947

CUMBERLAND MD 21502 1,146.75 853

GREENWICH CT 06836 22,154.00 1121

WOODMERE NY 11598 8,540.00 535

WAYZATA MN 55391 10,355.00 815

SALT LAKE CITY UT 84105 1,638.56 972

BOSTON MA 02206 32,186.00 1512

LAWRENCE KS 66049 3,834.00 1926

TULSA OK 74127 1,066.00 1883

CHICAGO IL 60604 303,806.00 1547

GEORGETOWN MA 01833 1,422.00 1060

EUREKA MO 63025 183.92 78

TUCSON AZ 85742 3,150.00 859

MILFORD CT 06460 9,540.00 36

NEWTON MA 02459 36,820.00 603

0I,0000

Page 72: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-4532 MATTHEW P PENSACK 275 UPLAND DR SAN FRANCISCO

XX-XXH8731 PEOPLES HIGHLAND PARK CHURCH 730 EAST LAKE STREET WAYZATA

ENDOWMENT FUND

XX-XXX0472 PERA US EQTY INDEX A/C 26-25419 801 S CANAL STREET CHICAGO

THE NORTHERN TRUST CO

XXX-XX-4609 NANCY E PERAKIS 1009 TAHITI LANE ALAMEDA

XX-XXX1653 JP MORGAN CHASE BANK NA FDO PERS 340 S CLEVELAND AVE BLDG 350 WESTERVILLE

LARGE CAP ALPHA 2000 #689900D905

XXX-XX-1428 KEITH PBSCATORE 22 VALLEY VIEW ROAD WARREN

XXX-XX-9660 MODESTINO PESCATORE 22 VALLEY VIEW ROAD WARREN

XXX-XX-7790 MICHAEL S PETER 3516 W EXCELL LANE SPOKANE

WENDY A PETER

XXX-XX-1454 VIRGINIA M PETER 1072 LAURIE AVE SAN JOSE

XXX-XX-1454 VIRGINIA M PETER IRA 1072 LAURIE AVE SAN JOSE

XXX-XX-6787 THOMAS A PETERS SEP 456 MANDERVILLE LN ROSEBURG

XXX-XX-7755 JANICE E PETERSEN 2665 NW VAN PELT BLVD #101 ROSEBURG

XXX-XX-2414 CALVIN C PETERSON 365 W CENTER STREET ROSEBURG

MOLLYE J PETERSON

XXX-XX-186B JAMES W PETERSON 2350 OVERLOOK CT RENO

XXX-XX-7682 KEITH M PETERSON 3518 S EDELWEISS DR GRAND PRAIRIE

DEBORAH J PETERSON

XXX-XX-4458 ANTHONY J PEVITO 285 OSPREY CIRCLE ST MARYSBARBARA A PETITO

XXX-XX-5696 THERESE A PETRALIA 245 VIA LA POSADA LOS GATOS

XXX-XX-2317 EBERHARD W PFALLER 302 BROOKSEY VILLAGE DR UNIT 101 PEABODY

NORMA E YORGY-PFALLER

Page 59

RECOGNIZED CLAIM

ST ZIP LOSS NO.

CA 94127 5,088.00 851

MN 55391 2,616.00 814

IL 60607 124,656.00 1277

CA 94502 1,599.00 299

OH 43081 47,330.14 1166

NJ 07059 5,961.00 8

NJ 07059 1,906.00 7

WA 99208 6,581.00 1586

CA 95125 10,610.00 1937

CA 95125 1,903.00 1935

OR 97470 5,132.00 596

OR 97470 2,398.00 598

OR 97470 4,565.00 597

NV 89509 6,360.00 1886

TX 75052 436.00 469

GA 31558 266,893.50 601

CA 95032 5,330.00 543

MA 01960 25,440.00 511

N-0000

Page 73: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-2916 GERALD C PFARNER 3053 PRESTWICKE DRIVE EDGEWOOO

XX-XXX6075 PFIZER WALL STREET MICRO SL B01 S CANAL STREET CHICAGO

A/C 22-04835

XX-XXX8512 BNY MELLON ASSET SERVICING AS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGH

PG&E POST RETIREMENT MED PLAN TRUST

XX-XXXD779 PGE PENSION FULLER & THALER 801 S CANAL STREET CHICAGO

A/C 22-02665

XX-XXX4211 PNC FBO PGH MERCY SMA P 0 BOX 822177 PHILADELPHIA

A/C 420010029916349

XXX-XX-0099 BARRY L PINSKY C/F 5314 BLUEBELL AVENUE NORTH HOLLYWOOD

AVRAI4AM H PINSKY

XXX-XX-5470 BARRY L PINSKY TTEE 5314 BLUEBELL AVENUE NORTH HOLLYWOOD

LINDA R SCHARLIN

XXX-XX-3692 EZRA J PINSKY 5314 BLUEBELL AVENUE NORTH HOLLYWOOD

XXX-XX-9796 LEVI I PINSKY 5314 BLUEBALL AVENUE NORTH HOLLYWOOD

XXX-XX-3560 REUVEN A PINSKY 5314 BLUE BELL AVENUE NORTH HOLLYWOOD

XX-XXXB211 PIONEER MAILROOM EQUIPMENT INC PSP 730 EAST LAKE STREET WAYZATA

C/O PERKINS CAPITAL MANAGEMENT

XX-XXX6081 THE PIQUA GROUP 15 GOLDEN EAGLE CT PIQUA

MIMI A CRAWFORD MANAGING PARTNER

XXX-XX-2027 JOSEPH J PISANO ENGLAND

KINGS COTTAGE

XX-XXX5050 PITNEY BOWES A/C #2726 BOX 5622 BOSTON

STATE STREET BANK & TRUST COMPANY

XX-XXXD879 PNC FBO PITTSBURGH PEN P 0 BOX 822177 PHILADELPHIA

A/C #20100023000346

XX-XXX0695 CLASS ACTION SERVICES FBO 30 LIBERTYSHIP WAY STE 3200 SAUSALITO

PLATINUM GROVE ASSET MGMT

XX-XXX8006 PLATINUM GROVE INVESTMENT NGMT 277 PARK AVE 4TH FL NEW YORK

C/O JP MORGAN PRIME BROKERAGE

XX-XXKB317 PLATINUM TRADING LLC 411 S WELLS ST PENTHOUSE CHICAGO

CIO CLASS ACTION SECURITY SERVICES

Page 60

RECOGNIZED CLAIM

ST ZIP LOSS NO.

KY 41017 5,088.00 1041

IL 60607 295,480.00 1212

PA 15129 4,598.00 868

IL 60607 68,965.00 1206

PA 19182 4,452.00 1151

CA 91607 2,180.00 180

CA 91607 2,180.00 261

CA 91607 2,150.00 262

CA 91607 2,180.00 419

CA 91607 2,180.00 400

MN 55391 7,630.00 791

OH 45356 42,320.25 1602

4,180.00 595

MA 02206 50,715.00 1508

PA 19182 23,408.00 1152

CA 94965 91,960.00 2206

NY 10172 91,960.00 1974

IL 60607 267,019.74 1949

NN-0000

Page 74: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-9900 KENNETH R PORCELLI 7 SAMMIS STREET

VICTORIA L PORCELLI

XXX-XX-0429 DONALD ARTHUR POST 227 CRIPPLE CRK LN

XXX-XX-0428 DONALD ARTHUR POST 227 CRIPPLE CREEK LN

XXX-XX-6205 KENNETH L POST 1617 CORONADO WAY

TERESA C POST

XXX-XX-5475 MARCELLA ANNE POST 227 CRIPPLE CREEK LN

XXX-XX-5475 MARCELLA ANNE POST 227 CRIPPLE CREEK LN

XXX-XX-8309 JOHN T POTTER 720 EAST LAKE STREET

C/O PERKINS CAPITAL MANAGEMENT

XXX-XX-9575 JAMES B PRESTON 112 OAKCREST CT

ALMEDA F PRESTON TTEES

XX-XXX1745 PRL INVESTMENT DRIEHAUS CA-SL 801 S CANAL STREET

A/C #26-04027

XX-XXX3074 PARADIGM ASSET MANAGEMENT FBO 445 HAMILTON AVENUE STE 1203

PROGRESS COMMON TRUST

XX-XXX3074 PROGRESS CA FUND FORTALEZA SL 801 5 CANAL STREET

A/C 422-73171

XX-XXX2812 PRUDENTIAL REAL SMALL CAPITAL GRWTH P q BOX 26872

#550732 JP MORGAN CHASE

XXX-XX-3497 IRENE PRUZAN 5951 PETUNIA LANE

XXX-XX-6352 VERLE F PYLE 7379 BLUE SKIES DRIVE

NORMA S PYLE TTEES UAD 7/11/83

XXX-XX-1491 BRUCE A QUINNELL 4860 STAR RIDGE LANE

MARCIA M QUINNELL

XX-XXXB659 RS INVESTMENTS FAO 308 MARKET STREET

R S SELECT GROWTH FD A/C #DGF

RS INVESTMENTS FBO R S PAISLEY PAC 388 MARKET STREET

MASTER FD UNIT TR A/C I#PAIO

XXX-XX-9738 ROBERT B RABAN 29 19TH STREET

SYLVIA S RABAN TTEES

Page 61

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

ST JAMES NY 11780 1,332.50 637

TENMILE OR 97481 1,958.00 631

TENMILE OR 97481 1,526.00 632

BURLINGAME CA 94010 2,971.00 983

TENMII,E OR 97481 218.00 633

TENMILE OR 97481 554.00 634

WAYZATA MN 55391 10,900.00 792

TRINIDAD TX 75163 1,881.00 1055

CHICAGO IL 60607 25,896.15 1251

WHITE PLAINS NY 10601 12,158.00 1316

CHICAGO IL 60607 34,348.00 1239

NEW YORK NY 10087 44,985. 00 1181

ORLANDO FL 32821 1,023.75 1132

SPRING HILL FL 34606 627.00 1558

FRISCO TX 75034 13,376.00 284

SAN FRANCISCO CA 94111 7,863,602.80 1324

SAN FRANCISCO CA 94111 52,464.30 1325

HERMOSA BEACH CA 90254 2,180.00 340

c+)CDOO0D

Page 75: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-0038 MICHAEL ROBERT RACKO 11B LITTLE JOHN DR MCMURRAY

JANET S RACRO

XXX-XX-9343 JASON T RAEFSKI 1417 MANCHESTER WAY TUSTIN

XXX-XX-9052 JEFFREY S RAEFSKI 12 HOFFMAN ROAD HIGH BRIDGE

XXX-XX-3070 CHRIS D RAGER 5796 ARMADA DRIVE #200 CARLSBAD

C/O MORGAN STANLEY

XXX-XX-5966 TARA PETITO RAINEY 67 HARVEST LANE MILFORD

BRIAN RAINEY

XXX-XX-3666 V K SURESH RATAN 13822 BRIARWOOD DRIVE SW CUMBERLAND

ISALYANEE S RAJAN

XXX-XX-4167 LEONARD H RALSTON KEOGH 6520 GREENTREE ROAD BETHESDA

XX-XXX65B3 RANCH CONSTITUTION RESEARCH 801 S CANAL STREET CHICAGO

A/C #22-10624

XX-XXX7983 FROST NATIONAL BANK P 0 BOX 2950 SAN ANTONIO

PRO ABBY RAPOPORT 1989 TRUST FCM

XX-XXX7984 FROST NATIONAL BANK FBO P q BOX 2950 SAN ANTONIO

EMILY RAPOPORT 1989 TR-FCM

XXX-XX-7564 GERALD H BAWLS IRA R/O 1862 ELMHURST DRIVE GERMANTOWN

XXX-XX-4094 SARA C RAY 1801 ELDRIDGE ST FORT WORTH

XX-XXX2773 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGH

RAYTHEON MASTER PENISON TRUST

FOREIGN RECEDA LIMITED 115 GELDERT DRIVE TIBURON

A JERSEY CORPORATION

XXX-XX-9484 ALAN R RECKNER 730 EAST LAKE STREET WAYZATA

C/O PERKINS CAPITAL MANAGEMENT

XXX-XX-9521 JANET M REDDING 24455 BARRETT ROAD OLMSTED TWP

XXX-XX-2762 MIKE REDMAN 1751 PINNACLE DR 11500 MCLEAN

MICHELLE REDMAN

XXX-XX-7234 MILTON REECE 20100 BOCA WEST DRIVE BOCA RATON

Page 62

RECOGNIZED CLAIM

ST ZIP LOSS No.

PA 15317 4,452.00 954

CA 92612 5,360.00 102

NJ 08829 536.00 336

CA 92008 2,090.00 228

CT 06460 36,570.00 435

MD 21502 1,417.50 1096

MD 20817 1,908.00 272

IL 60607 48,906.00 1226

TX 78299 585.20 1577

TX 78299 585.20 1950

TN 38138 12,720.00 488

TX 76107 1,113.00 1945

PA 15259 75,600.00 1484

CA 94920 6,360.00 554

MN 55391 4,360.00 793

OH 44138 17,080.00 659

VA 22102 71.06 202

FL 33434 2,180.00 230

r0000

Page 76: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-2291 ANNE M REED 12900 ATHERTON ROAD

XXX-XX-6188 DONALD C REES 359 DEER TRAIL

X X-XX-6188 DONALD C REES IRA 359 DEER TRAIL

XXX-XX-9691 KATHLEEN C REESE IRA 116 MACKLE LANE

XXX-XX-0195 MORSE REESE IRA 1740 MUDLICK RD

XXX-XX-0195 MORSE REESE IRA R/O 1740 MUDLICK RD

XXX-XX-4283 JANET L REIMERS IRA 2471 NE LINDSEY DRIVE

XXX-XX-7032 PETER J REIMERS IRA 2471 NE LINDSEY DRIVE

XXX-XX-6689 MICHAEL A REISI4AN LVG TRUST 37697 NORTH 94TH STREET

UAD 10/29/91 MICHAEL A REISMAN &

XX-XXX3584 RELATIVE VALVE OPPORTUNITY 1 EAST WEAVER STREET

PORTFOLIO LLC

XXX-XX-3627 E DEAN REMICK 814 SE TERRACE DR

XXX-XX-3627 EARL DEAN REMICK TTEE 814 SE TERRACE

XXX-XX-2529 JAMES S RENK IRA 4490 HOLLYRIDGE

XXX-XX-1613 JOSEPH FRANK RENZ[7LLI IRA 51 COWESETT GREEN DRIVE

XX-XXX7870 RET PI, EMP FREE LNC (}10460487028 1 FREEDOM VALLEY DRIVE

C/O SEI PRIVATE TRUST COMPANY

XX-XXX8667 REVA INTERNATIONAL LTD 1 EAST WEAVER ST

C/O JWM PARTNERS

XXX-XX-1909 NANCY J REYNOLDS 6 FAIRWAY CIRCLE COURT

XX-XXX7797 U S BANK FBO 1555 N RIVERCENTER DR STE 302

REYNOLDS BLUE CHIP GROWTH FUND

Page 63

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

ANCHORAGE AK 99516 126.00 979

WHITEFISH MT 59937 854.00 1399

WHITE FISH MT 59937 2,139.00 1047

LEWISBURY WV 24901 3,270.00 1875

JULIAN PA 16844 11,956.00 1921

JULIAN PA 16844 5,008.00 1876

HILLSBORO OR 97124 4,147.00 675

HILLSBORO OR 97124 7,894.00 674

SCOTTSDALE AZ 85262 6,300.00 211

GREENWICH CT 06831 62,225.35 453

ROSEBURG OR 97470 696.00 B63

ROSEBURG OR 97470 33,110.00 865

SHERWOOD AR 72120 1,284.00 430

WARWICK RI 02886 13,208.80 186

OAKS PA 19456 4,238.52 1540

GREENWICH CT 06831 27,531.85 451

LAKE ST LOUIS MO 63367 1,463.00 407

MILWAUKEE WI 53212 18,900.00 1432

r000D

Page 77: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XX-XXX2480 U S BANK FBO 1555 N RIVERCENTER DR STE 302 MILWAUKEE

REYNOLDS FUND A/C 1000015506800

XXX-XX-1436 KAROL E RICKENBERG 179 BRONZE WAY VISTA

XX-XXX2092 BOB ROBERTS TTEE FBO P 0 BOX 5507 ROCKVILLE

ROBERTS OXYGEN P/5 PLAN UAD 3/21/84

XXX-XX-3544 BERNARD J ROBICHAUD SR ROTH IRA 730 EAST LAKE STREET WAYZATA

C/O PERKINS CAPITAL MANAGEMENT

XX-XXX9039 ROBSON INTERESTS CONSTITUTION 601 S CANAL STREET CHICAGO

A/C #26-12320

XX-XXX7497 U S BANK FBO 1555 N RIVERCENTER DR STE 302 MILWAUKEE

THE ROCKLAND SMALL CAP GROWTH FUND

XX-XXX1599 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGH

ROCKWELL COLLINS A/C #ROCF8745312

XXX-XX-9725 MIGUEL E RODRIGUEZ IRA R/O 22 VERDANT VALLEY PLACE THE WOODLANDS

XXX-XX-8696 TOMMY GENE ROE 27319 N KARAUGH DR RICHMOND

XXX-XX-7725 GEORGE J ROGERS 712 LIPPINCOTT AVENUE MOORESTOWN

SHERYL ROTH ROGERS

XXX-XX-1464 PAUL L ROGGENRAMP 1418 SOCASTEE DRIVE NORTH AUGUSTA

XXX-XX-4363 LINDA RONN 27 A BOND STREET GREAT NECK

XXX-XX-4593 KENNETH 3 RONSON 9 BALTIC CT NEW CITY

XXX-XX-4321 THOMAS E ROSCHKE ROTH IRA 1931 N UPTON STREET ARLINGTON

XX-XXX6812 ROSEMOUNT INC WALL STREET DV 801 5 CANAL STREET CHICAGOA/C #22-53633

XXX-XX-0100 FELIX J ROSENGARTEN 13902 MALCOM AVENUE SARATOGA

LORETTA P ROSENGARTEN

XXX-XX-0100 FELIX J ROSENGARTEN 13902 MALCOM AVENUE SARATOGALORETTA P ROSENGARTEN

XXX-XX-0100 FELIX J ROSENGARTEN IRA 13902 MALCOM AVENUE SARATOGA

Page 64

RECOGNIZED CLAIM

ST ZIP LOSS NO.

WI 53212 12 , 720.00 1435

CA 92083 75.24 301

MD 20655 2 , 520.54 649

MN 55391 2 , 180.00 794

IL 60607 5 , 852.00 1258

WI 53212 441,000.00 1434

PA 15259 67 , 074.00 1485

TX 77382 2 , 041.50 635

TX 77469 2 , 520.00 620

NJ 08057 4 , 360.00 1042

SC 29641 2,544.00 297

NY 11021 1,770.00 131

NY 10956 9,540.00 124

VA 22207 1 ,599.00 149

IL 60607 91 , 460.00 1236

CA 95070 5 , 450.00 328

CA 95070 1 , 306.00 329

CA 95070 11,990.00 330

cor0000

Page 78: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-7545 LORETTA P ROSENGARTEN IRA 13902 MALCOM AVENUE SARATOGA

XXX-XX-2786 HARRIET D ROSE14HOLTZ 306 DOVER A WEST PALM BEACH

XXX-XX-2786 HARRIET ROSENHOLTZ IRA 306 DOVER A WEST PALM BEACH

XXX-XX-2863 MITCHEL B ROSENHOLTZ 306 DOVER A WEST PALM BEACH

XX-XXX9545 ROSLYN MEM TTEES CONSTITUTION 303 PEACHTREE STR NW #1400 MC3141 ATLANTA#70061007037401

XXX-XX-8794 MURIEL E ROSS 307 ARCH SUTHERLIN

XXX-XX-5852 ANGELO A ROSSELLI TTEE 1743 YOSEMITE DRIVE MILPITASROSSELLI FAMILY TRUST 4/16/87

XX-XXX9778 ROYCE MICRO CAP TRUST INC 1414 AVENUE OF THE AMERICAS NEW YORK

XX-XXX3994 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGHRS INVESTMENTS A/C 9DOMF8710412

XXX-XX-8961 RT MAMIYA SPECICL INV CUS SUB ACCT P O BOX 3708 HONOLULUFIRST HAWAIIAN BANK TTEE

XXX-XX-2210 BURTON RUBENSTEIN 23 JUNIPER LANE NEWTON

XXX-XX-6230 LEE RUDIE IRA 730 EAST LAKE STREET WAYZATACIO PERKINS CAPITAL MANAGEMENT

XXX-XX-5274 ANTHONY STEVEN RUEBNER 6001 CHABOLYN TERRACE OAKLAND

XX-XXX696B RUSSELL INVESTMENT COMPANY 411 BOREL AVENUE STE 300 SAN 4ATEOFULLER & THALER ASSET MANAGEMENT

XX-XXXE968 RUSSELL INVESTMENT COMPANY CANADA 411 BOREL AVENUE STE 300 SAN MATEOFULLER & THALER ASSET MANAGEMENT

XX-XXX7282 RUSSELL INVESTMENT MANAGEMENT FSO 909 A STREET TACOMARUSSELL SMALL CAP FUND A/C #6QE4

XXX-XX-7366 PETER RUSSO 4-60 LYNCREST AVENUE FAIR LAWN

XXX-XX-8729 PAUL T RUXIN 950 N MICHIGAN AVENUE APT 3806 CHICAGOJOANNE C RUXIN

Page 65

RECOGNIZED CLAIM

ST ZIP LOSS NO.

CA 95070 4,360.00 331

FL 33417 17,080.00 645

FL 33417 1,853.00 646

FL 33417 23,484.56 1122

GA 30318 2,090.00 1176

OR 97479 2,570.00 677

CA 95035 2,236.50 229

NY 10019 51,750.00 1036

PA 15259 242,864.30 1469

HI 96811 2,278.10 1130

MA 02459 3,021.00 182

MN 55391 2,616.00 795

CA 94618 4,180.00 226

CA 94402 17,325.00 1033

CA 94402 96,705.00 1034

WA 99402 534,328.00 1334

NJ 07410 436.00 835

IL 60611 17,440.00 553

N-N-0000

Page 79: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XX-XXX0242 AMERIPRISE TRUST AS AGENT OF 392 AMERIPRISE FINANCIAL CENTER MINNEAPOLISRVS AGGRESSIVE GROWTH FUND 981

XX-XXX7878 AMERIPRISE TRUST AS AGENT OF 392 ANIERIPRISE FINANCIAL CENTER MINNEAPOLISRVS SMALL CAP GROWTH FUND 459

XXX-XX-7502 ANGELA SABOL 6D4 S WASHINGTON SQ #2402 PHILADELPHIATHOMAS J TARKA

XXX-XX-2822 M(JNISHA SADARANGANEY 5242 RACHAELLA LANE SAN JOSENEIL G SADARANGANEY

XX-XXX1518 SAGE FOUNDATION IMA/MUNDER SM CAP 411 W LAFAYETTE DETROITA/C 41035001,905

XXX-XX-7859 PATRICIA J SALNICK 1300 FAIR OAKS RD OAKLAND

XXX-XX-0204 CAROLYN SALON 730 EAST LAKE STREET WAYZATACIO PERKINS CAPITAL MANAGEMENT

XXX-XX-6086 JOEL A SALON 730 EAST LAKE STREET WAYZATAC/O PERKINS CAPITAL MANAGEMENT

XX-XXXD776 SAN DIEGO CITY EMP A/C #9H10 BOX 5622 BOSTONSTATE STREET BANK & TRUST COMPANY

XXX-XX-1472 RITA D SANDERS 5550 S MARINE DRIVE TEMPE

XX-XXX1356 SANDIA GEEWAX TERKER 001 S CANAL STREET CHICAGOA/C 22-03907

XXX-XX-3164 SIKANDER SANDHIR INSIGHT 12511 HENRY DR SW LAVALEPRARHAT SANDIR

XXX-XX-6086 MICHAEL SANSEVERO 125 PARK AVENUE NS4 AMITYVILLE

XX-XXX2238 THE BANK OF NEW YORK MELLON AS TTEE ONE WALL STREET 6TH FL REORG DEPT NEW YORKSANTA BARBARA HOSP-STERLING

XXX-XX-9767. DONALD SANTOSTEFANO 525 HILLTOP ROAD HUMMELSTOWN

XXX-XX-1600 GHANSITYAM D SARDA 12603 PALOMA PARK LN HOUSTONBASANTI B SARDA

XXX-XX-8748 DAVID E SARDELLI 10 BEACON HILL DRIVE WARWICKVIRGINIA M SARDELLI

XXK-XX-5626 ELAINE 0 SATTLER 12 W GEYER LANE ST LOUIS

Page 66

RECOGNIZED CLAIM

ST ZIP LOSS NO.

MN 55474 5,499.90 951

MN 55474 808,468.30 952

PA 19106 17,080.00 564

CA 95135 1,090.00 957

MI 48226 4,295.00 1192

OR 97462 3,225.00 991

MN 55391 7,630.00 796

MN 55391 6,540.00 797

MA 02206 234,520.00 1522

AZ 85283 221.54 207

IL 60607 22,990.00 1211

MD 21502 2,173.60 1672

NY 11701 4,034.28 973

NY 10286 9,196.00 1382

PA 17036 1,926.00 608

TX 77041 5,270.00 1865

RI 02886 2,780.00 279

NO 63131 1,567.50 307

cor0000

Page 80: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-6198 MARK E SAUNDERS IRA ROTH 2814 LAKELAND AVENUE

XX-XXX1049 SECURITY MANAGEMENT COMPANY FBD 1 SECURITY BENEFIT PLACESBL J-MID CAP GROWTH A/C 415

XXX-XX-2841 RALPH SCHAER 12114 WILLINGDON RDPATRICIA E SCHAER

XXX-XX-4945 WILLIAM J SCHATZ 11 IRA R/O 1235 MONTCLAIRE WAY

XXX-XX-5211 LEE E SCHLESSMAN 1301 PENNSYLVANIA STE 800

XX-XKX0309 SCHLESSMAN FAMILY FOUNDATION INC 1301 PENNSYLVANIA STE 800C/O LEE SCHLESSMAN

XXX-XX-0216 JAMES F SCHNIEDERS 876 ROXBURY DRIVE

XXX-XX-8196 WILLIAM H SCHNIEDERS IRA 516 VALLOMBROSA DR

XX-XXX6776 U S BANK TOO 1555 N RIVERCENTER DR STE 302SCHNUCK P/S THOMSON INV MGR

XX-XXX6776 U S BANK FBO 1555 N RIVERCENTER DR STE 302SCHMUCKS OUTSTATE THOMSON INV MGR

XXX-XX-5060 CHARLES J SCHOEN 730 EAST LAKE STREETCIO PERKINS CAPITAL MANAGEMENT

XX-XXX5714 CLASS ACTION SRVCS FBO 493501033 30 LIBERTYSHIP WAY STE 3200SCHONFELD SECURITIES LLC

XX-XXX5714 CLASS ACTION SVCS FBO #92005732 30 LIBERTYSHIP WAY STE 3200SCHONFELD SECURITIES LLC

JAMES M SCHREFPLER 751 NIANTIC AVENUE

XXX-XX-5507 JAMES R SCHREIFELS 9165 COUNTY ROAD 146

XXX-XX-2614 HELEN SCHRICKEL 1304 CANTERBURY CT

XXX-XX-2914 BARBARA J SCHRINER P 0 BOX 22

XX-XXX6650 CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVE 9TH FLFOG SCHWAB CAPITAL MARKETS 42 5491

Page 67

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

MADISON WI 53704 566.80 1499

TOPEKA KS 66636 15,260 .00 1323

HUNTERSVILLE NC 28078 6 ,322.00 1149

LOS ALTOS CA 94024 1 ,606.50 1679

DENVER CO 80203 9,614.00 315

DENVER CO 80203 20,900.00 316

PASADENA CA 91104 9, 405.00 110

PASADENA CA 91107 4 ,180.00 1925

MILWAUKEE WI 53212 10,812.00 1436

MILWAUKEE WI 53212 5 , 088.00 1437

WAYZATA MN 55391 4 , 360.00 798

SAUSALITO CA 94965 4 , 797.00 1846

SAUSALITO CA 94965 16, 520.00 1820

DALY CITY CA 94014 159.90 1493

KIMBALL MN 55353 4 , 270.00 155

ARLINGTON TX 76013 2 , 090.00 1683

UMPQUA OR 97486 189.00 985

NEW YORK NY 10010 13,376 .00 1994

rnr0OO0

Page 81: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC, SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-6615 CHARLES H SCHWARTZ 8574 HOLLYWOOD BLVD

CAROL 2 SC14WARTZ

XXX-XX-2640 FREDERICK S SCHWARTZ 16380 MANDALAY DRIVE

XXX-XX-7060 MICHAEL D SC1-WARTZ 86 OAKW00D DRIVE

MONA SEROTTA

XXX-XX-7060 MICHAEL D SCHWARTZ SEP IRA B8 OAKWOOD DRIVE

XXX-XX-7177 ROGER P SCHWARTZ 14534 GOLFVIEW

JEAN R SCHWARTZ

XXX-XX-4210 DAVID F SCOTT 431 AUMOND ROAD

MARTHA A SCOTT

XXX-XX-6172 STEPHEN G SCOTT 9329 DEER CREEK DRIVE

XXX-XX-6087 JAMES H SEALE III P 0 POX 241

XX-XXX0145 UMB BANK NA A/C #115951.1 P 0 BOX 419260 M:10104D4

SECURITY MID CAP GROWTH

XX-XXX1049 LIMB BANK NA A/C #1159681 P 0 BOX 419260 M:1010404

SECURITY BENEFIT LIFE J

XXX-XX-5534 DR PAUL C SEEL 730 EAST LAKE STREET

NANCY S SEEL

XXX-XX-8017 HAL F SEIBERT P 0 BOX 310

XX-XXX1915 RUSSELL INVESTMENT MANAGEMENT FBO 909 A STREET

SELECT GROWTH CLASS S A/C 4CH02

XXX-XX-7613 VALENTIN SERAFIMOV 2464 E SUNSET

XX-XXX1777 HUNTINGTON NATL BK R1041016853 7 EASTON OVAL EA4E78

SERS/GEEWAX

XX-XXX1777 HUNTINGTON NATL BK 41041016425 7 EASTON OVAL EA4E78

SERS/SUFFOLK

XXX-XX-5362 STEVEN A SERVETNICK 1713 JOSIE LANE

XXX-XX-9070 ALI A SETAYESH P 0 BOX 672

Page 68

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

LOS ANGELES CA 90069 15,260.00 223

ENCINO CA 91436 5,770,00 370

WAYNE NJ 01470 7,875.00 6B1

WAYNE NJ 07470 3,150.00 680

LIVONIA MI 48154 351,12 206

AUGUSTA GA 30909 630.00 879

TAMPA FL 33641 2,180.00 376

GREENSBORO AL 36738 1,890.00 219

KANSAS CITY MO 64141 6,540.00 1105

KANSAS CITY MD 64141 15,260.00 1104

WAYZATA MN 55391 8,720.00 816

DIABLO CA 94528 1,937.25 220

TACOMA WA 96402 17,325.00 1338

SPRINGFIELD MO 65804 20,900.00 1890

COLUMBUS OH 43219 22,572.00 1868

COLUMBUS OH 43219 210,305.90 1869

HAVERTOWN PA 19083 4,180.00 289

PENNGROVE CA 94951 1,072.00 1891

0coOOO0

Page 82: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-3408 JAMES R SEWARD TTEE 5243 W 96TH STREETJ R SEWARD REV TRUST DTD 11/05/97

XXX-XX-0775 DAVID B SHARPER 1827 SAN JUAN AVECELIA J HINSHAW

XX-XXX3535 ALFRED M SHAMS 401K 1050 CROWN POINT PKWY 9200

XXX-XX-8950 GERALD A SHANHOLT 16 CHELTENHAM WAY

XXX-XX-8402 MARLENE M SHARKAZY 1290 MICKLEY ROAD

XXX-XX-1902 EDWARD F SHEARON JR IRA 778 PLANTATION CT

XX-XXX5177 SHELBY THE SMALL CAP EQU SL 801 S CANAL STREETA/C #26-10277

XXX-XX-2663 MARTHA J SHEPPARD IRA R/O 19598 GREEN LAKES LOOP

XXX-XX-4625 MICHAEL J SHEPPARD IRA R/O 19598 GREEN LAKES LOOP

XKX-XX-3456 WANDA I SHERWOOD 1154 W BROWN AVENUE

XXX-XX-3456 WANDA I SHERWOOD IRA 1184 W BROWN AVENUE

XXX-XX-2220 KEN SHIFMAN 43 STANDISH RDJILL G SHIFMAN

XXX-XX-06B8 RICHARD V SHIRK IRA 134 FARMINGTON WAY

XXX-XX-8241 ARTHUR SHOLINSKY IRA 697 HILLTOP CT

XXX-XX-0190 DAVID H SHORT 112 PINTAIL AVENUE

SHERRYL K SHORT FAMILY TRUST

XXX-XX-0190 DAVID H SHORT IRA 112 PINTAIL AVENUE

XXX-XX-3156 DONALD W SHORT 9 QUAIL DRIVE

XXX-XX-2561 SHERRYL K SHORT IRA 112 PINTAIL AVENUE

Page 69

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

OVERLAND PARK KS 66207 427,650.00 1554

BERKELEY CA 94707 28,980.00 1900

ATLANTA GA 30338 295.00 906

DALLAS TX 75230 2,180.00 92

WHITEHALL PA 16052 376.20 341

MARCO ISLAND FL 34145 2,160.00 992

CHICAGO IL 60607 135,468.00 1257

BEND OR 97702 1,826.00 699

BEND OR 97702 2,321.00 700

ROSEBURG OR 97470 2,316.00 745

ROSEBURG OR 97470 2,475.00 746

NEEDHAM MA 02492 1,090.00 389

MOUNT JOY PA 17552 2,544.00 107

CORAM NY 11727 315.00 663

WINSTON OR 97496 3,344.00 738

WINSTON OR 97496 11,796.00 737

LANDENBERG PA 19350 3,180.00 1666

WINSTON OR 97496 1,644.00 739

CD0000

Page 83: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT Page 70

RECOGNIZED CLAIM

TAX ID CLAIMANT ADDRESS CITY ST ZIP LOSS NO.

XXX-XX-6187 BEN R L SHOUFLER 2285 EAGLE LOOP SUTHERLIN OR 97479 3,125.00 862

PATRICIA EMMA SHOUFLER

XXX-XX-0267 PATRICIA EMMA SHOUFLER 2285 EAGLE LOOP SUTHERLIN OR 97479 814.00 861

XXX-XX-8524 WING F SHUM 15332 DEL PRADO DRIVE HACIENDA HEIGHTS CA 91745 1,090.00 1200

SHARON A SHUN

XX-XXX7219 SHUMAGIN CORPORATION P 0 BOX 189 SAND POINT AK 99661 488.25 381

XXX-XX-0368 AZRIEL SHUSTERMAN 21 VAN TERRACE SPARKILL NY 10976 1,760.00 231

YELENA VAYSBERG

XXX-XX-2986 STATE STREET BANK & TRUST CO CUST P 0 BOX 155 BOSTON MA 02117 1,964.60 1423

DAVID SHUTTEE A/C #366104171

XXX-XX-8968 BOR-WEN JOSEPH SITYY 759 SEAWOOD WAY SAN JOSE CA 95120 1,599.00 243

SICARD SA A/C #03-40544 801 S CANAL STREET CHICAGO IL 60607 86,317.00 1201

THE NORTHERN TRUST CO

XXX-XX-7127 ABBY SILK 197 FIRST AVENUE STE 340 NEEDHAM MA 02494 88,707.50 433

XXX-XX-9381 ABIGAIL C SILK 197 FIRST AVENUE STE 340 NEEDHAM hA 02494 3,162.00 432

MARC! SILK

XXX-XX-7127 ABIGAIL G SILK 197 FIRST AVENUE STE 340 NEEDHAM MA 02494 1,090.00 422

XXX-XX-7127 ABIGAIL G SILK IRA 24 HEARTHSTONE DRIVE MEDFIELD MA 02052 2,180.00 418

XXX-XX-8107 CHARLES SILK 197 1ST AVENUE STE 340 NEEDHAM NA 02494 27,255.00 532

XXX-XX--3015 ELLEN B SILK 37 MALLARD DRIVE SHARON MA 02067 13,325.00 1299

XXK-XX-5675 KENNETH J SILK 71 HARWICH ROAD NEWTON MA 02467 6,094.50 501

XXX-XX-5875 KENNETH .J SILK 197 FIRST AVENUE STE 340 NEEDHAM MA 02494 10,130.00 531

XXX-XX-9381 MARC B SILK IRA 197 FIRST AVENUE STE 340 NEEDHAM MA 02494 20,536.08 431

XXX-XX-9381 MARK SILK ACCT #2 197 FIRST AVENUE STE 340 NEEDHAM MA 02494 17,820.00 502

N

DO000

Page 84: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-6814 MELISSA G SILK 70 DAMON RD NEEDHAM

XXX-XX-9382 STEPHEN P SILK 197 FIRST AVENUE STE 340 NEEDHAM

XXX-XX-9382 STEVE SILK ACCOUNT #2 197 FIRST AVENUE STE 340 NEEDHAM

XXX-XX-2850 COURTNEY A SIME IRA ROTH P 0 BOX 1313 VAUGHN

XXK-XX-3587 DAVID M SIMON 7919 ALMOR DRIVE VERONAROCHELLE A SIMON

X.XX-XX-6878 ARTHUR Z SIMONS 120 WELLS AVENUE NEWTON

XXX-XX-6412 ROBERT E SIMPSON 30750 ROBIN DALE FAIR OAKS RANCHMARY ANN SIMPSON

XX-XXX9571 SISTERS MERCY CHAR TR FD ILU3 200 NEWPORT AVENUE 4s7Q7 NORTH QUINCYCIO STATE STREET CORP

XXX-XX-3869 MARIANNE P SKENZICK 3062 W CHATEAU ROSEBURG

XXX-XX-6815 STEVEN S SKENZICK 3062 W CHATEAU ROSEBURG

XX-XXX5610 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGHS}IF USA DRIEHAUS SCG

XXX-XX-0514 E TERRY SKONE 730 EAST LAKE STREET WAYZATACIO PERKINS CAPITAL MANAGEMENT

XXX-XX-3536 RONALD D SHOW IRA RIO 127 BLUE HERON CT LITTLETON

XXX-XX-0705 MICHAEL T SLOAN 315 CASCADE DRIVE CAVE JUNCTIONWANDA F SLOAN

XX-XXX6650 CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVE 9TH FL NEW YORKFBO SMALL VALUE EXECUTION 92 DES?

KX-XXX6650 CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVENUE 9TH FL NEW YORKFBO SMALL CAP NEUALPHA FD #8 APE1

XX-XXX650B GRANTHAM MAYO VAN OTTERLOO & CO LLC 40 ROWES WHARF BOSTONFBD SMALL CAP GROWTH FUND

XX-XXX6207 STATE STREET BANK & TRUST CO CUST P 0 BOX 155 BOSTONSMALL CAP GROWTH PORTFOLIO #99367

Page 71

RECOGNIZED CLAIM

ST ZIP LOSS NO.

MA 02494 1,308.00 1585

MA 02494 25,800.00 437

MA 02494 34,400.00 434

WA 98394 218.00 1895

WI 53593 115,920.00 713

MA 02459 4,360.00 1073

TX 78015 21,800.00 1398

MA 02171 4,410.00 1350

OR 97470 1,072.00 1942

OR 97470 1,662.00 1941

PA 15259 45,567.90 1486

MN 55391 10,900.00 799

NC 27850 3,150.00 159

OR 97523 174.40 122

NY 10010 872.00 1998

NY 10010 3,036.00 2038

MA 02110 9,614.00 1308

MA 02117 32,130.00 1406

o,co0000

Page 85: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-7590 DRUCILLA A SMILEY 207 E EXMORE STREET CHARLOTTE

XXX-XX-5389 JAMES S SMILEY 207 E EXMDRE STREET CHARLOTTE

NANCY C SHILEY

XXX-XX-3002 BARBARA R SMITH 2143 DEL MAR DR ROSEBURG

XXX-XX-1514 KATHLEEN L SMITH TTEE 1139 MEADDWBROOK CIRCLE WEST ALLENTOWN

EDO KATHLEEN L SMITH

XXX-XX-8844 TERENCE M SMITH 6155 GARLOCK WAY COLORADO SPRINGS

XXX-XX-8457 VERNON C SMITH DC 3242 EAST ADMIRAL PLACE TULSA

XXX-XX-4687 BRUCE SNYDER 66 YALE STREET WILKES-BARRE

BARBARA SNYDER

XXX-XX-3276 BRADLEY A SCE 216 CAMBRIDGE AVE KENSINGTON

CHI L TRAM

XXX-XK-1342 THELMA SOMMER 7920 E CAMELBACK RD #603 SCOTTSDALE

XX-XXX9390 ZZSONY MASTER BATTERYMARCH DV 901 S CANAL STREET CHICAGO

A/C A22-07074

XX-XXX9390 ZZSONY MASTER-GEEWAX-DV 801 S CANAL STREET CHICAGO

A/C #22-00963

XXX-XX-5136 CAROLYN K SORENSON 730 EAST LAKE STREET WAYZATA

C/O PERKINS CAPITAL MANAGEMENT

XXX-KX-1866 COLLEEN SOUTH IRA 42 N SHALEPIT ROAD VEEDERSEURG

XX-XXX4467 THE BANK OF NEW YORK MELLON AS TTEE ONE WALL STREET 6TH FL REORG DEPT NEW YORK

SOUTH GEORGIA MEDICAL INSIGHT CAP

XX-XXX2454 THE BANK OF NEW YORK MELLON AS TTEE ONE WALL STREET 6TH FL REORG DEPT NEW YORK

SOUTH CAROLINA SUFFOLK A/C 862152

XX-XXX1205 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGH

SOVERIGN US EQUITY POOL

XX-XXX1205 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3416 PITTSBURGH

SOVERIGN US EQUITY POOL

XXX-XX-8892 MURRAY SPAIN 1308 MEETING HOUSE RD BOX 290 GWYNEDD

Page 72

RECOGNIZED CLAIM

ST ZIP LOSS NO.

NC 28217 6,626.50 685

NC 28217 8,712.00 684

OR 97470 130.00 1940

PA 18103 409.64 473

CO 60918 11,690.00 90

OK 74110 630.00 286

PA 18705 218.00 9

CA 94708 3,270.00 498

AZ 85251 260.00 323

IL 60607 6,615.00 1216

IL 60607 7,524.00 1204

MN 55391 2,725.00 800

IN 47987 645.75 447

NY 10286 25,121.25 1391

NY 10286 757,117.90 1392

PA 15259 42,840.00 1457

PA 15259 34,461.00 1458

PA 19436 2,023.44 730

vco0O00

Page 86: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-1367 CHARLENE S SPARLIN CONSERVATOR 4351 MELQUA ROADESTATE OF RAY KEITH SPARLIN

XX-XXX7166 SPARTANBURG REGIONAL HEALTHCARE 101 EAST WOOD STREET

SYSTEM FOUNDATION

XX-XXX5553 RUSSELL INVESTMENT MANAGEMENT FSO 909 A STREET

SPECIAL GROWTH CLASS S A/C 4GU2A

XX-XXX5553 RUSSELL INVESTMENT MANAGEMENT FBO 909 A STREET

SPECIAL GROWTH CLASS S A/C 9GU2C

XX-XXX9283 STATE STREET BANK & TRUST CO COST P 0 BOX 155

SPECIAL EQUITIES PORTFOLIO #99368

XXX-XX-7558 ROBERT K SPECKERT IRA 404 E JEFFERSON

XXX-XX-1061 MICHAEL J SPONSELLER P q BOX 22

XX-XXX3626 ST ANDREWS EPISCOPAL SCHOOL 1112 WEST 31ST STREET

ENDOWMENT FD

XX-XXX0928 U S BANK FRO 1555 N RIVERCENTER DR STE 302

ST/NJ PEN FD A A/C #2556000152

XXX-XX-9646 ANGELA M STAIR IRA 59154 48TH AVE

XXX-XX-9585 CHARLES STANFIELD 3913 LINCOLN AVENUE

XXX-XX-9279 PAUL STANIK JR 6773 HATHAWAY DRIVE

XXX-XX-1B66 JEAN M STANLEY IRA 3 WELLINGTON COURT

XX-XXX0928 STATE OF NEW JERSEY BETTER 50 W STATE STREET 9TH FLOOREDUCATIONAL SAVINGS TRUST FUND

XX-XXX6968 STATE TEACHERS RETIREMENT BOARD OH 411 BOREL AVENUE STE 300FULLER & THALER ASSET MANAGEMENT

XXX-XX-3507 MICHAEL L STEBBINS IRA R/O 1275 BANNING PARK DR

XX-XXX3880 R J CURRAN TTEE 1200 CHERRYVILLE ROAD3 B. STEPHENSON TTEE

XX-XXX0231 W L STEPHENSON TTEE 1280 CHERRYVILLE ROAD3 B STEPHENSON TTEE

Page 73

RECOGNIZED CLAIM

CITY ST ZIP LOSS N0.

ROSEBURG OR 97470 5,010.00 624

SPARTANBURG SC 29303 4,581.28 359

TACOMA WA 98402 226,285.10 1339

TACOMA WA 98402 40,867.86 1340

BOSTON MA 02117 63,630.00 1407

KIRKWOOD MO 63122 1,567.50 146

NEW MARKET MD 21774 5,060.00 170

AUSTIN TX 78705 1,274.90 360

MILWAUKEE WI 53212 822,400.00 1451

LAWRENCE MI 49264 283.40 2207

YAKIMA WA 98902 1,272.00 1048

LAS VEGAS NV 89156 1,575.00 28

EAST AURORA NY 14052 242.44 1589

TRENTON NJ 08625 81,080.00 1301

SAN MATEO CA 94402 188,370.00 1035

CHICO CA 95928 9,540.00 602

LITTETON CO 80121 2,612.50 626

LITTETON CO 80121 1,776.50 629

co0000

Page 87: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-7776 WENDY L STEPHEBSON 1280 CHERRYVILLE ROAD

XXX-XX-3775 MARLA K STEVENSON 188 HIDDEN VALLEY LANE

XXX-XX-2713 RICHARD C STEVENSON 188 HIDDEN VALLEY LANE

XXX-XX-2713 RICHARD C STEVENSON 188 HIDDEN VALLEY LANE

XXX-XX-1125 MARY K STEWART 148 HERITAGE ROAD

XX-XXX1486 STEWART & STEVENSON #10460149008 1 FREEDOM VALLEY DRIVEC/O SEI PRIVATE TRUST COMPANY

XX-XXX5993 STICHING SHELL PENSIOENFONDS #11PJ BOX 5622STATE STREET BANK & TRUST COMPANY

XXX-XX-9642 DENNIS STILLWELL 7413 10TH HOLE DR

XXX-XX-4500 BARBARA A STILWELL 921 W HICKORY STREET

XXX-XX-6736 ROMA D STOCKS 730 EAST LAKE STREETC/O PERKINS CAPITAL MANAGEMENT

XXX-XX-6001 CAROLE LEWIS STOLPE 435 N BEFFORD DR

XXX-XX-6001 CAROLE LEWIS STOLPE RET PL 435 N BEFFORD DRCAROLE LEWIS STOLPE TTEE

XX-XXX9216 AMERICAN CENTURY INVESTMENT FBO P 0 BOX 418210 08-03STRATEGIC ALLOCAT A/C 470440000

XX-XXX9218 AMERICAN CENTURY INVESTMENT FBO P 0 BOX 418210 08-03STRATEGIC ALLOCAT A/C #70450000

XX-XXX9217 AMERICAN CENTURY INVESTMENT FBO P 0 BOX 418210 08-03STRATEGIC ALLOCAT A/C 470460000

XXX-XX-0361 GRACE E STRATTON 1509 HEDGEFORD CT 96

XXX-XX-5236 WAYNE W STRAW 170 ELKHORN TRAILBARBARA S STRAW

XXX-XX-3700 WEN-FANG SUN IRA 5640 DEAN ROAD

Page 74

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

LITTETON CO 80121 5,434.00 627

ROSEBURG OR 97470 177.00 1671

ROSEBIJRG OR 97470 4,383.00 1582

ROSEBU]RG OR 97470 18,530.00 1583

HADDONFIELD NJ 08033 1,575.00 682

OAKS PA 19456 9,162.56 1541

BOSTON MA 02206 74,404.00 1506

WINDSOR CA 95492 2,360.00 1676

ROSEBURG OR 97470 3,052.00 678

WAYZATA MN 55391 2,190.00 801

BEVERLY HILLS CA 90210 3,270.00 715

BEVERLY HILLS CA 90210 8,720.00 714

KANSAS CITY MO 64111 23,385.60 1330

KANSAS CITY MO 64111 80,104.50 1331

KANSAS CITY MO 64111 81,055.80 1332

CHESTERFIELD MO 63017 1,272.00 656

SUMTER SC 29154 6,540.00 361

ORLANDO FL 32817 2,226.00 654

coco00OO

Page 88: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XX-XXX5205 SUSQUEHANNA CAPITAL GROUP 401 CITY AVENUE STE 220

ACCT iA45927315

XX-XXX5205 SUSQUEHANNA CAPITAL GROUP 401 CITY AVENUE STE 220

ACCT (}45996348

XX-XXXS205 SUSQUEHANNA CAPITAL GROUP 401 CITY AVENUE STE 220

ACCT #48381316

XX-XXX5205 SUSQUEHANNA CAPITAL GROUP 401 CITY AVENUE STE 220

ACCT #48395315

XX-XXX5205 SUSQUEHANNA CAPITAL GROUP 401 CITY AVENUE STE 220

ACCT #45925315

XX-XXX5205 SUSQUEHANNA CAPITAL GROUP 401 CITY AVENUE STE 220

ACCT H48381315

XX-XXX5205 SUSQUEHANNA CAPITAL GROUP 401 CITY AVENUE STE 220

ACCT #48393315

XX-XXX5205 SUSQUEHANNA CAPITAL GROUP 401 CITY AVENUE STE 220

ACCT #48316315

XX-XXX520S SUSQUEHANNA CAPITAL GROUP 401 CITY AVENUE STE 220

ACCT #48386335

XX-XXX5205 SUSQUEHANNA CAPITAL GROUP 401 CITY AVENUE STE 220

ACCT #429423'15

XX-XXX5205 SUSQUEHANNA CAPITAL GROUP 401 CITY AVENUE STE 220

ACCT #48397316

XX-XXX5205 SUSQUEHANNA CAPITAL GROUP 401 CITY AVENUE STE 220

ACCT #45995346

XX-XXX7755 SUSQUEHANNA INVESTMENT GROUP 401 CITY AVENUE STE 220

SUSQUEHANNA SECURITIES

XX-XXX7755 SUSQUEHANNA INVESTMENT GROUP 401 CITY AVENUE STE 220SUSQUEHANNA SECURITIES

XX-XXX7755 SUSQUEHANNA INVESTMENT GROUP 401 CITY AVENUE STE 220

SUSQUEHANNA SECURITIES

XX-XXX4154 SUSQUEHANNA INVESTMENT GROUP 401 CITY AVENUE STE 220ACCT #47505315

XX-7,XX4154 SUSQUEHANNA INVESTMENT GROUP 401 CITY AVENUE STE 220

ACCT #47777315

XX-XXX4154 SUSQUEHANNA INVESTMENT GROUP 401 CITY AVENUE STE 220ACCT #47526315

Page 75

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO,

BALA CYNWYD PA 19004 5,299.68 2170

BALA CYNWYD PA 19004 106.60 2171

BALA CYNWYD PA 19004 533.00 2174

GALA CYNWYD PA 19004 106,033.28 2175

BALA CYNWYD PA 19004 442.39 2176

BALA CYNWYD PA 19004 131,809.65 2177

BALA CYNWYD PA 19004 173,361.60 2179

BALA CYNWYD PA 19004 1,598.48 2190

BALA CYNWYD PA 19004 2,334.12 2181

BALA CYNWYD PA 19004 5,514.12 2182

GALA CYNWYD PA 19004 8,122.00 2184

BALA CYNWYD PA 19004 3,016.00 2195

BALA CYNWYD PA 19004 46,646.00 2199

BALA CYNWYD PA 19004 6,360.00 2200

BALA CYNWYD PA 19004 40,229.72 2201

BALA CYNWYD PA 19004 159,811.96 2187

BALA CY97WY0 PA 19004 167,897.12 2188

BALA CYNWYD PA 19004 117,581.50 2189

I,coO0OO

Page 89: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XX-XXX4154 SUSQUEHANNA INVESTMENT GROUP 401 CITY AVENUE STE 220

ACCT 447520315

XX-XXX4154 SUSQUEHANNA INVESTMENT GROUP 401 CITY AVENUE STE 220

ACCT 047761315

XX-XXX4154 SUSQUEHANNA INVESTMENT GROUP 401 CITY AVENUE STE 220

ACCT 447744315

XX-XXX4154 SUSQUEHANNA INVESTMENT GROUP 401 CITY AVENUE STE 220

ACCT 947361316

XX-XXX4154 SUSQUEHANNA INVESTMENT GROUP 401 CITY AVENUE STE 220

ACCT 447714315

XX-XXX4154 SUSQUEHANNA INVESTMENT GROUP 401 CITY AVENUE STE 229

ACCT 047765315

XXX-XX-7095 C TAYLOR SUTHERLAND III 109 S THIRD AVENUE

XXX-XX-0641 CHARLES T SUTHERLAND SEP IRA P 0 BOX 69

XX'X-XX-3166 JAMES R D SUTHERLAND P 0 BOX 69

XXX-XX-1122 JANE A SUTHERLAND SEP IRA P q BOX 69

XXX-XX-3658 S MORGAN SUTHERLAND P q BOX 69

XXX-XX-3295 WILLIAM C SWANSON IRA 4 VILLAGE PARK P.O. BOX 543

XXX-XX-8583 ERIC M SWARTZ 137 HOLWAY DRIVE

XXX-XX-8918 CHING LING TAI 1199 5 SACKSTON RIDGE

XXX-XX-3267 FRANK A TAKACS P q BOX 222078

XXIC-XX-3267 FRANK A TAKACS IRA P 0 BOX 222078

XXX-XX-4614 SIDNEY TARTARKIN 3400 SOUTH OCEAN BLVD #12E

XXX-XX-5620 LINDA V TASKER IRA 6600 SARONI DRIVE

Page 76

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

BALA CYNWYD PA 19004 1,266,00 2190

BALA CYNWYD PA 190D4 951.00 2191

BALA CYNWYD PA 19004 111,860.71 2192

BALA CYNWYD PA 19004 32,760.00 2195

BALA CYNWYD PA 19004 5,724,00 2196

BALA CYNWYD PA 19004 29,892.00 2197

MAYODAN NC 27027 66,15 459

MAYODAN NC 27027 144.90 456

MAYODAN NC 27027 126.00 458

MAYODAN NC 27027 44.10 455

MAYODAN NC 27027 170.10 457

MT DESERT ME 04660 2,180.00 1695

SANTA CRUZ CA 95065 2,160.00 266

ST LOUIS MO 63141 1,254.00 410

CARMEL CA 93922 5,240.00 1551

CARMEL CA 93922 1,545.70 1469

HIGHLAND BEACH FL 33487 2,770.00 216

OAKLAND CA 94611 1,272.00 1579

cocoO000

Page 90: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/06 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-5105 STATE STREET BANK & TRUST CO CUST P 0 BOX 155 BOSTONJOSEPH P TAVILLA &

XX-XXX0558 RUSSELL INVESTMENT MANAGEMENT FBO 909 A STREET TACOMATAX MGD MID & SMA CAP CLASS C #GUK1

XX-XXX8554 STATE STREET BANK & TRUST CO COST P 0 BOX 155 BOSTONTAX MGD SMALL CAP GROWTH PORTFOLIO

XXX-XX-6205 CARL D DENNIS C/F 262 CHAR STREET ROSERURGMICHAEL PATRICK TAYLOR

XX-XXX1229 DOYLE K TAYLOR & 5920 WHALERS COVE CT ELK GROOVE

BARBARA H TAYLOR FAM TR

XXX-XX-8992 JAMES D TAYLOR P 0 BOX 1211 ROSEBURG

KXX-XX-7578 ROBERT B TAYLOR 204 GRADEN GROVE DRIVE ROSEBURG

CYNTHIA R TAYLOR

XXX-XX-7578 ROBERT TAYLOR TTEE 204 GARDEN GROVE DR ROSEBURGCHARLES SCHWAB CUST

XX-XXX65S6 AMERICAN CENTURY INVESTMENT FBO P 0 BOX 419210 08-03 KANSAS CITYTECHNOLOGY FUND A/C 030960000

XX-XXX0953 U S BANK FBO 1555 N RIVERCENTER DR STE 302 MILWAUKEETHE TECHNOLOGY PLUS FD A/C 19-9212

XX-XXXO036 JD CAPITAL MGMT FBO TWO GREENWICH PLAZA GREENWICHTEMPO MASTER FIND

XX-XXX0935 TETRA CAPITAL PARTNERS LP ONE INTERNATIONAL PLACE STE 2401 BOSTON

XXX-XX-5433 DAVID A TEUNE 2 S 732 WHITE BIRCH LN WHEATONMARY J TEUNE

XXX-XX-9368 WALTER H TEVIS IRA R/O 14039 N BANK ROAD ROSEBURG

XX-XXX2021 TEXAS HOSPITAL ASSOCIATION 6225 U S HWY 290 E AUSTINRET PLAN FOR MEMBER HOSPITALS

XXX-XX-7494 CI-IARLES E THIES 4105 MEADOW HILL LANE FAIRFAXREBECCA C THIES

XXX-XX-7494 CHARLES E THIES IRA 4105 MEADOW HILL LANE FAIRFAX

XXX-XX-0548 STEVEN M THOMAS & 242 RIVER FRONT DR RENOJOYCE A THOMAS REV TR UA 2/26/97

Page 77

RECOGNIZED CLAIM

ST ZIP LOSS NO.

MA 02117 1,102.50 1418

WA 98402 78,584.00 1344

MA 02117 260,190.00 1405

OR 97470 59.00 822

CA 95758 1,417.50 1872

OR 97470 3,175.00 823

OR 97470 1,208.00 1690

OR 97470 2,144.00 1691

MO 64111 113,095.00 1329

WI 53212 233,259.00 1442

CT 06830 26,146.00 1311

MA 02110 48,813.00 21

IL 60167 945.00 479

OR 97470 22,030.00 187

TX 78723 48,336.00 1119

VA 22033 1,023.75 97

VA 22033 1,023.75 96

NV 89523 2,520.00 570

rnco0000

Page 91: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-2766 CHARLES A THOMPSON 3431 MAIN STREET P q BOX 953 MANCHESTERJILL H THOMPSON

XXX-XX-8713 WILLIAM T THOMPSON 2274 VASANTA WAY LOS ANGELES

XX-XXX7027 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGHTHOMSON HORSTMANN BRYANT EQ

XX-XXX1126 ZZTHYSSEN INC FURMAN SELZ # 26-47418 801 S CANAL STREET CHICAGOTHE NORTHERN TRUST CO

XX-XXX665O CREDIT SUISSE SECURITIES USA LLC ONE MADISON AVENUE 9TH FL NEW YORKFBO THYSSENKRUPP BUDD 92 MXM2

XXX-XX - 2372 TNT-LDN -IACOI- LIDO IAC DFA - P 801 S CANAL STREET CHICAGOA/C #17-04356

XXX-XX-9386 JOHN D TODD 1196 SE HAWTHORNE DRIVE ROSEBURGLUCY I TODD

XXX-XX - 1172 THOMAS G TOLMAN 18627 BROORHURST ST #406 FOUNTAIN VALLEYCOLLEEN L TOLMAN

XXX-XX-2520 DANIEL T TONER IRA 6 SOUTH LOOMIS NAPERVILLE

XXX-XX-2520 DANIEL T TONER IRA 6 SOUTH LOOMIS NAPERVILLE

XXX-XX - 1016 TIBOR E TOTH 1915 WINTERWOOD ROAD FLORENCEMARY T TOTH

XXX-XX-1722 BARRY D TRABITZ 318 FERGUSON ROAD MANCHESTERGAYLE E TRABITZ

XXX-XX- 1660 CAROL ANNE TRACY 1633 TRADD CT CHESTERFIELD

XXX-XX-2995 HT]YEN MINH TRAM 224 97 TH STREET SE EVERETTQVYEN THI NGUYEN

XXX-XX-2370 ARNOLD H TRAUTMAN 80 TURQUOISE WAY SAN FRANCISCOLORETTA A TRAUTMAN TTEES

XXX-XX-3620 LORETTA A TRAUTMAN IRA R/O 80 TURQUOISE WAY SAN FRANCISCO

XKX-XX - 7131 NEAL E TRAUTMAN IRA 8621 VILLANOVA DR CAPE CANAVERAL

XX-XXX8533 TRAVERS TOOL CO INC 48 BRAMPTON LANE GREAT NECKC BARRY ZOLOT CEO

Page 78

RECOGNIZED CLAIM

ST ZIP LOSS NO.

VT 05254 2,180.00 546

CA 90068 6,360.00 364

PA 15259 115,752.00 1472

IL 60607 5,724.00 1287

NY 10010 5,724.00 2030

IL 60607 403.00 1203

OR 97470 11,460.00 1117

CA 92708 6,360.00 60

IL 60540 25,620.00 240

IL 60540 3,180.00 694

SC 29505 2,220.00 103

CT 06040 806.00 1147

MO 63017 319.80 38

WA 98208 11,448.00 655

CA 94131 6,360.00 989

CA 94131 6,360.00 41

FL 32920 381.60 262

NY 11023 2,950.00 128

0rn0000

Page 92: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-8206 SHEILA TROSSMAN IRA 155 TROY DEL WAY WILLIAMSVILLE

XXX-XX-9687 CHID Y TSANG 67-112 CLYDE STREET FOREST HILLS

XXX-XX-6323 MORRIS C TSO 3994 ADELINE STREET E14ERYVILLE

XXX-XX-9830 GEORGE TURGEON 5 SHERLOCK LN WESTFORDSUSAN F TURGEON

XX-XXX1293 SECURITY NATIONAL BANK 40 S LIMESTONE ST P 0 BOX 1408 SPRINGFIELDHARRY M & VIOLET TURNER

XX-XXX3137 TWIN CITY CARPENTERS PEN 801 S CANAL STREET CHICAGOA/C #26-83803

XX-XXX2970 MELLON GLOBAL SECURITIES SVCS AGENT 525 WILLIAM PENN PLACE ROOM 3418 PITTSBURGHTXCNP STP 2 Q NISA EQ #HLNF0923402

XX-XXX9446 U A LOCAL 190 8T AL BATTERY MAR 411 W LAFAYETTE DETROITA/C #1055019404

XX-XXX3456 UBS SECURITIES LLC 480 WASHINGTON BLVD JERSEY CITYATTN MICHAEL MARCIANO

XX-XXX4178 UFCW 1546 PENSION MDT SL 801 S CANAL STREET CHICAGOA/C #26-09137

XX-XXX5575 JP MORGAN CHASE BANK NA FBO OHS 340 S CLEVELAND AVE BLDG 350 WESTERVILLEPENS PLAN FURMAN SELZ #9566050912

XX-XXX11S9 TRUSTMARK NATIONAL BANK 248 E CAPITAL STREET STE 580 JACKSONUM/TRANSAMERICA

XX-XXK8520 TRUSTMARK NATIONAL BANK 248 E CAPITAL STREET STE 580 JACKSONUMC/TRANSAMERICA

XX-XXX0293 TRUSTMARK NATIONAL BANK 248 E CAPITAL STREET STE 580 JACKSON[IMF/TRANSAMERICA

XXX-XX-1800 TOMMY C UNDERWOOD P 0 BOX 8814 METAIRIE

XX-XXX5728 UNION PACIFIC STERLING MGM SL 801 S CANAL STREET CHICAGOA/C }J22-08216

XX-XXX5941 NATIONAL CITY BANK COST 4100 WEST 150TH ST OC5312 CLEVELANDUNITED ASSOCIATION SMALL CAP

UNITED FOOD & COMMERCIAL WORKERS P 0 BOX 26872 NEW YORKUNION #P53092

Page 79

RECOGNIZED CLAIM

ST ZIP LOSS NO.

NY 14221 430.54 1591

NY 11375 3,198.00 40

CA 94608 625.00 1560

MA 01886 533.00 4

OH 45501 10,363.50 729

IL 60607 264.00 1291

PA 15259 16,720.00 1475

MI 48226 1,575.00 1195

NJ 07310 383,754.13 2169

IL 60607 11,970.00 1255

OH 43081 10,450.00 1168

145 39201 8,360.00 414

MS 39201 4,598.00 412

MS 39201 20,900.00 413

LA 70011 10,450.00 1125

IL 60607 6,061.00 1217

OH 44135 8,666.72 1068

NY 10087 127,260.00 1183

rn0000

Page 93: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

UNIVERSITY PUERTO RICO STEIN ROE P 0 BOX 26872

AP51816 JP MORGAN CHASE

XX-XXX4961 KEY BANK FBO 4900 TIEDEMAN ROAD

UPS GEEWAX TERKER EQUITY FD

XX-XXX9377 STATE STREET BANK & TRUST CO COST P 0 BOX 155

US EQUITY MARKET FUND B A/C #91777

XX-XXX1854 STATE STREET BANK & TRUST CO COST P 0 BOX 155

US EQUITY MARKET FUND A/C 991786

XX-XXX5081 US EXT MKT IDX SEC LENDING CTF CMV9 1 LINCOLN STREET 8TH FL

STATE STREET GLOBAL ADVISORS

XX-XXX5081 US EXTFNIDED MARKET SL A/C #CMJ4 1 LINCOLN STREET 8TH FLSTATE STREET GLOBAL ADVISORS

XX-XXX8625 USAA MUTUAL FUNDS TRUST 9800 FREDERICKSBURG ROAD A3WSMALL CAP STOCK FUND

XX-XXX8581 USAA MUTUAL FUNDS TRUST 9800 FREDERICKSBURG ROAD A3W

CAPITAL GROWTH FUND

XX-XXX4896 VALUE LINE MUTUAL FUNDS FBO 220 EAST 42ND STREET

VALUE LINE EMRGNG OPPOR FD INC

XXX-XX-3249 RAYMOND JON VAN HERCKE 12897 HWY 27 W

XX-XXX6332 VAN WAGONER EMERGING GROWTH FUND 8800 TINICUM BLVD 4TH FLOOR

CIO PFPC TRUST

XX-XXX6333 VAN WAGONER SMALL CAP GROWTH FD 8800 TINICUM BLVD 4TH FLOORC/O PFPC TRUST

XXX-XX-5662 STATE STREET BANK & TRUST CD CUST P 0 BOX 155

GORDON VANDERBURG &

XX-XXX2430 THE VANGUARD GROUP A/C #98 P 0 BOX 1102VANGUARD EXTENDED MARKET INDEX FD

FOREIGN THE VANGUARD GROUP A/C #9854 P q BOX 1102

THE VANGUARD US DISCOVERIES FD

XR-XXX6626 THE VANGUARD GROUP A/C #9894 P 0 BOX 1102

VANGUARD EXPLORER FUND

XX-XXXI671 THE VANGUARD GROUP A/C #9899 P 0 BOX 1102

VANGUARD BALANCED INDEX FD

XX-XXX2783 VANN LIVING TRUST DTD 10/3/00 4494 SHILOH LN

DAVID VANN & BEVERLY VANN CO-TTEES

Page 50

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

NEW YORK NY 10087 135,932.00 1182

BROOKLYN OH 44144 35,112.00 958

BOSTON MA 02117 12,896.88 1402

BOSTON MA 02117 152,909.56 1403

BOSTON MA 02111 33,578.91 1302

BOSTON MA 02111 83,952.00 1303

SAN ANTONIO TX 78288 57,330.00 1293

SAN ANTONIO TX 78268 22,050.00 1294

NEW YORK NY 10017 83,160.00 1312

LITTLE FALLS MN 56345 2,839.00 63

PHILADELPHIA PA 19153 514,976.00 692

PHILADELPHIA PA 19153 180,158.00 691

BOSTON MA 02117 1,575.00 141D

VALLEY FORGE PA 19482 2,105.35 1067

VALLEY FORGE PA 19482 11,926.00 1065

VALLEY FORGE PA 19482 1,722,750.00 1064

VALLEY FORGE PA 19482 5,200.00 1063

JACKSONVILLE FL 32210 7,632.00 108

N0)0000

Page 94: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-8257 ALBERT A VANNINI 1251 OAKWOOD CT ROCHESTER HILLS

XXX-XX-2386 AMITH K VARGHESE 5127 25TH ROAD NORTH ARLINGTON

XXX-XX-6928 JACOB IC VARGHESE 11378 SENECA KNOLL DRIVE GREAT FALLSTABITHA J VARGHESE

XXX-XX-6828 JACOB K VARGHESE IRA 11378 SENECA KNOLL DRIVE GREAT FALLS

XXX-XX-3224 MICHAEL A VARGHESE 11378 SENECA KNOLL DRIVE GREAT FALLS

XXX-XX-3574 TABITHA J VARGHESE IRA 11378 SENECA KNOLL DRIVE GREAT FALLS

XXX-XX-6272 EUGENE J VECELI,IO IRA P 0 BOX 2829 WINSTON

XX-XXX9980 THE BANK OF NEW YORK MELLON AS TTEE ONE WALL STREET 6TH FL REORG DEPT NEW YORK

VECTREN CORP R5 INVESTMENT MGMT

XX-XXX8301 AMERICAN CENTURY INVESTMENT FBO P 0 BOX 418210 08-03 KANSAS CITYVEEDOT FUND A/C #11050000

XXX-XX-8275 ROBERT J VERHOVEN 83 BRAEMAR DRIVE WAYNE

XX-XXX0865 VERNON INVESTMENT CUSTODY AGENCY P 0 BOX 1 MS1.1 WICHITA

INTRUST BANK NA

XXX-XX-9589 STEPHEN P VERTIN 730 EAST LAKE STREET WAYZATAC/O PERKINS CAPITAL MANAGEMENT

XXX-XX--9589 STEPHEN P VERTIN SEP IRA 730 EAST LAKE STREET WAYZATA

CIO PERKINS CAPITAL MANAGEMENT

XXX-XX-9271 DAVID EDWARD VESNESICE 4477 CRESTRIDGE DRIVE HAMBURG

GRETCHEN M VESNESXE

XX-XXK5630 VEUM VETERINARIANS LTD SPN/PRO 303 MELBY STREET WESTHY

PAUL L VEUM &

XXX-XX-6061 LYDIA VIJAYAN 303 BALBOA COURT ALAMEDAVIJAYAN WILSONRAJ

XXX-XX-5411 MANUEL, A VILLAFANA 730 EAST LAKE STREET WAYZATA

C/O PERKINS CAPITAL MANAGEMENT

XX-XXX7634 AMERICAN CENTURY INVESTMENT FBO P 0 BOX 418210 08-03 KANSAS CITYVISTA FUND A/C #10240000

Page 81

RECOGNIZED CLAIM

ST ZIP LOSS NO.

MI 48307 3,180.00 443

VA 22572 504.00 521

VA 22066 5,040.00 518

VA 22066 2,520.00 519

VA 22066 630.00 522

VA 22066 945.00 520

OR 97496 2,180.00 217

NY 10286 73,234.10 1387

MO 64111 173,250.00 1327

NJ 07470 120.55 154

KS 67201 16,695.00 1106

MN 55391 3,488.00 802

MN 55391 3,052.00 803

NY 14075 4,038.00 1037

WI 54667 21,800.00 44

CA 94501 2,508.00 669

MN 55391 10,900.00 804

MO 64111 1,077,243.30 1326

o,rn0000

Page 95: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/06 HETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS CITY

XXX-XX-2441 JANET M VOIGHT TRUST UAD B/29/96 730 EAST LAKE STREET WAYZATADONALD 0 VOIGHT &

XX-XXX9537 VOLKSWAGEN COPPER ROCK SL #22-17347 801 S CANAL STREET CHICAGOTHE NORTHERN TRUST CO

XXK-XX-574B DONALD VOTH IRA 2789 STACIA DRIVE SAN JOSE

XX-XXX3292 AMERICAN CENTURY INVESTMENT PRO P q HOW 418210 08-03 KANSAS CITYVP VISTA FUND A/C #20900000

XX-XXX6774 THE VANGUARD GROUP A/C #9160 P 0 BOX 1102 VALLEY FORGEVVIF SMALL CO GROWTH PORTFOLIOS

XX-XXX7235 LIMB BANK NA A/C #740415005 P 0 BOX 419260 M:1010404 KANSAS CITYW & R TARGET FDS INC MICRO CAP GR

XX-XXX9141 THE BANK OF NEW YORK MELLON AS TTEE ONE WALL STREET 6TH FL REORG DEPT NEW YORKWA ST PLBG/PIPFTG PEN DRIEHAUS

XXX-XX-9174 LORAN WALDRON P q BOX 204 OAKLAND

XXX-XX-8338 JAMES B WALLACE 730 EAST LAKE STREET WAYZATAC/O PERKINS CAPITAL MANAGEMENT

XX-XXX418B WAM DOMESTIC SL A/C 22-01849 801 S CANAL STREET CHICAGOTHE NORTHERN TRUST CO

XXX-XX-4050 SHU-HUI WANG IRA R/O 6357 RIDGEMORE DRIVE BATON ROUGE

XXK-XX-3337 TIEN-HER WANG 6357 RIDGEMORE DRIVE BATON ROUGESHU-HUI WANG

XXX-XX-1531 JOAN C WANLESS 2273 EAGLE LOOP SUTHERLIN

XXX-XX-5140 ROBERT J WANLESS 2273 EAGLE LOOP SUTHERLIN

KXX-XX-5940 BRANDI T WARD 29 TROTTER LANE NEWINGTON

XXX-XX-5948 BRANDI WARD 29 TROTTER LANE NEWINGTON

XXX-XX-1770 DOUGLAS WARD 29 TROTTER LANE NEWINGTON

XXX-XX-6053 EVELYN WARTZMAN REV TR 3031 FALLSTAFF ROAD APT 205 BALTIMORE

Page 82

RECOGNIZED CLAIM

ST ZIP LOSS NO.

MW 55391 10,900.00 805

IL 60607 43,497.90 1234

CA 95124 1,090.00 884

MO 64111 1,934.10 1328

PA 19462 699,600.00 1066

MO 64141 164,746.00 1102

NY 10286 65,957.20 1383

OR 97462 1,744.00 698

MN 55391 10,900.00 806

IL 60607 17,064.00 1206

LA 70817 3,852.00 1636

LA 70817 13,870.00 1637

OR 97479 1,485.00 126

OR 97479 3,906.00 125

CT 06111 15,605.00 1617

CT 06111 23,080.00 1616

CT 06111 1,062.03 1667

MD 21209 367.84 1600

rnOOOO

Page 96: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XX-XXX7960 GROUP HEALTH COOP MASTER TR P 0 BOX 52129FBO R WATKINS

XXX-XX-2578 ROBERT H WATSON IRA 730 EAST LAKE STREETC/0 PERKINS CAPITAL MANAGEMENT

XXX-XX-4207 MICHAEL T WAUK II UNITED KINGDOMBUNTINGHILL BORDE HILL LANE

XXX-XX-7021 JOHN WAVELL P 0 BOX 727

XX-XXX8242 WAVELL HUBER WOOD PRODUCTS INC P 0 BOX 727ATTN JOHN WAVELL

XX-XXX6944 WAVELL SHOWCASE & FIXTURE INC P 0 BOX 727

XXX-XX-6430 JOHN C WEAVER 507 DANNY STREET

XXX-XX-2496 EDWARD W WEDBUSH P 0 BOX 2325JEAN L WEDBUSH

XXX-XX-2496 EDWARD W WEDBUSH IRA R/O P 0 BOX 2325

XX-XXX6650 CREDIT SUI5SE SECURITIES USA LLC ONE MADISON AVE 9TH FLFBO WEEDEN & CO INC #2 8720

XXX-XX-9138 CHERYL E WEESE IRA 350 WINSTON SECTION ROAD

XXX-XX-2858 JEANE N WEIGEL 140 N TUACAHN DR #17

XXX-XX-2858 JEANE M WEIGEL 140 N TUACAHN DR #17ELLSWORTH B WEIGEL

XXX-XX-9410 CHRISTINE SUZANNE WEIHE BEN/IRA 730 EAST LAKE STREETCID PERKINS CAPITAL MANAGEMENT

XXX-XX-3385 MARISHA ANN WEIHE BEN/IRA 730 EAST LAKE STREETC/O PERKINS CAPITAL MANAGEMENT

XX%-XX-8613 STACEY DIANE WEIHE BEN/IRA 730 EAST LAKE STREETC/D PERKINS CAPITAL MANAGEMENT

XXX-XX-0417 MARION WEINREB 58 VISTA DEL SOL

XXX-XX-0717 STEVEN WEINRICH 110 EAST END AVENUE APT 2K

Page 83

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

PHOENIX AZ 85072 1,102.50 1938

WAYZATA MN 55391 2,725.00 807

4,663.75 1584

LOS ALAMITOS CA 90720 4,360.00 515

LOS ALAMITOS CA 90720 6,540.00 516

LOS ALAMITOS CA 90720 2,180.00 514

EL CAJON CA 92021 2,665.00 185

RANCHO SANTA FE CA 92067 37,060.00 744

RANCHO SANTA FE CA 92067 33,957.04 743

NEW YORK NY 10010 71,694.00 1995

WINSTON OR 97496 6,540.00 690

IVINS UT 84738 6,822.00 955

1VINS UT 84738 1,167.00 956

WAYZATA MN 55391 3,270.00 808

WAYZATA MN 55391 3,270.00 809

WAYZATA MN 55391 2,725.00 810

MILL VALLEY CA 94941 9,765.00 144

NEW YORK NY 10028 13,004.78 703

rn0000

Page 97: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-6207 ROBERT J WEISHAAR P 0 BOX 5BEARLENE M WEISHAAR

XXK-XX-6200 GREGORY C WEISS 328 LAKE SHORE DRIVEMAVIS WEISS (DECO)

XXX-XX-9833 GORDON H WEISSER 2111 WELCH STREET #B319BLAKE WEISSER

XXX-XX-1548 KERRY S WELCH ROTH IRA 2434 TEABERRY GLEN

XXX-XX-3001 GRACE R WELLS 730 EAST LAKE STREETC/O PERKINS CAPITAL MANAGEMENT

XXX-XX-3001 GRACE R WELLS IRA 730 EAST LAKE STREETC/0 PERKINS CAPITAL MANAGEMENT

XX-XXX5740 WELLS DIARY PEN A/C 410457992004 1 FREEDOM VALLEY DRIVECIO 5EI PRIVATE TRUST COMPANY

XXX-XX-9533 CIA A WENZEL IRA R/O 1929 IVY STREET

XXX-XX-1261 GORDON B WERBEL 1600 TREE LANE ROAD STE 330

XXX-XX-2705 GEORGE H WERNER 1909 NORMAL HILLLOUISE R WERNER

XX-XKX4256 WFM INVESTORS I 190 S LASALLE STREET STE 1700C/O MADDEN JIGANTI MOORE ET AL

XXX-XX-4620 PAMELA WHEATON 5634 SUNFISH COURT

XXX-XX-8079 PATRICIA A WHEELER IRA 445 W MADRONE STREET

XXX-XX-8661 JUDITH S WHITE IRA 8604-191ST PL SW

XXX-XX-9380 JANE 5 WHITEHURST 1211 ASHBURTON ROAD

XXX-XX-8735 STATE STREET BANK & TRUST CO CUST P 0 BOX 155MARTIN T WHITHER IRA A/C #4727952

XXX-XK-2310 STATE STREET BANK & TRUST CO CUST P 0 BOX 155LELA H WHITHER IRA A/C 04727962

XX-XXX0653 WICHITA RETIREMENT SYSTEM FD VHBJ 200 NEWPORT AVENUE JQ7CIO STATE STREET CORP

Page 84

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

ATHOL ID 83801 325.13 890

MANDEVILLE LA 70471 54,967.50 460

HOUSTON TX 77019 1,575.00 249

ESCONDIDO CA 92027 436.00 618

WAYZATA MN 55391 2,180.00 811

WAYZATA MN 55391 2,180.00 812

OAKS PA 19456 17,468.22 1542

DENVER CO 80220 2,717.00 312

SNELLVILLE GA 30078 13,325.00 351

EDMOND OK 73034 2,816.00 1116

CHICAGO IL 60603 38,937.15 B34

DISCOVERY BAY CA 94514 5,406.00 1135

ROSEBURG OR 97470 13,048.60 1555

EDMONDS WA 98026 945.00 478

RALEIGH NC 27606 59.85 460

BOSTON MA 02117 1,260.00 1419

BOSTON MA 02117 945.00 1420

NORTH QUINCY MA 02171 30,240.00 1357

corn000D

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TAX ID CLAIMANT ADDRESS CITY

XXX-XX-0543 STANISLAW WIECEK 30 NIMBUS DRIVE VERNON

XXX-XX-4498 WILLIAM J WIECHMANN IRA 10783 ZUNI DRIVE WESTMINSTER

XXX-XX-9294 STATE STREET BANK & TRUST CO COST P 0 BOX 155 BOSTONJOHN M WILBUR 8

XXX-XX-0348 MICHAEL WILCOX SEG IRA 730 EAST LAKE STREET WAYZATACIO PERKINS CAPITAL MANAGEMENT

XX-XXX2913 WILDE INVESTMENTS LLC 152 MAIN AVENUE SHEVLIN

XXX-XX-4414 JOSEPH S WILLIAMS IRA R/O 1875 ROCKDALE CIRCLE SNELLVILLE

XXX-XX-4684 LEWIS D WILLIAMS 3608 HILLIARD ROAD JACKSONVILLEPATRICIA P WILLIAMS

XX-XXX4226 WILMINGTON MULTI MANAGER 1100 NORTH MARKET STREET 9TH FL WILMINGTONSMALL-CAP FUND

XX-XXX0749 ZZWILSHIRE 5000 EQ INDEX LACAP 801 S CANAL STREET CHICAGOA/C #26-55545

XXX-XX-9695 JANICE G WILSON IRA 105 PATRIOT DRIVE LYNCHBURG

XXX-XX-0970 LONNY LEE WILSON 12019 TEESIDE DRIVE FREDERICKSBURGCAROL ANNE WILSON

XXX-XX-8289 PHILIP S WILSON 5004 DEL MORENO DRIVE WOODLAND HILLS

XXX--XX-8600 S M BRAMANDE F P FARRIS TTEES P 0 BOX 8700/15401 MCMULLEN HWY SW CUMBERLANDWILSON WELDING SUPPLY CO EMP PS PL

XX-XXX5331 WINNERS CIRCLE INVESTMENT CLUB 6615 14 OKLAHOMA AVENUE MILWAUKEE

XXK-XX-2349 CAROL A WINSTON 19235 MEGON PLACE LAKE OSWEGD

XXX-XX-2349 CAROL A WINSTON TTEE 19235 MELON PLACE LAKE OSWEGOCHARLES SCHWAB COST

XXX-XX-6048 MARK R. WINSTON 17576 LAKE HAVEN DRIVE LAKE OSWEGO

XXX-XX-6048 MARK R. WINSTON IRA 17576 LAKE HAVEN DR LAKE OSWEGO

Page 85

RECOGNIZED CLAIM

ST ZIP LOSS NO.

NJ 07462 1,254.00 290

CO 80234 1,985.50 346

MA 02117 1,260.00 1414

MN 55391 13,080.00 813

MN 56676 2,520.00 49

GA 30078 5,330.00 1607

FL 32217 23,380.00 1596

DE 19890 8,568.00 732

IL 60607 946.00 1289

VA 24502 1,090.00 158

VA 22407 1,272.00 1056

CA 91364 341,910.00 296

MD 21502 1,953.05 1673

WI 53219 1,066.00 1098

OR 97034 8,310.00 1571

OR 97034 4,642,00 1570

OR 97035 218.00 1685

OR 97035 1,980.00 1686

rrn0000

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10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX IA CLAIMANT ADDRESS CITY

XXX-XX-6048 MARK R WINSTON ROTH IRA 17576 LAKE HAVEN DR LAKE OSWEGO

XXX-XX-6053 RENNER H WINSTON 19235 MELON PLACE LAKE OSWEGO

XXX-XX-6053 RENNER H WINSTON 19235 MELON PLACE LAKE OSWEGOCAROL A WINSTON

XXX-XX-6053 RENNER H WINSTON TTEE 19235 MELON PLACE LAKE OSWEGOCHARLES SCHWAB CUST

XXX-XX-9386 FRANK F WINTER 58 WILLOW LANE AMHERSTVIRGINIA D WINTER

XXX-XX-3167 MICHAEL J WIRTH 247 HILLSIDE AVENUE CHATHAM

XXX-XX-3167 MICHAEL ,7 WIRTH 247 HILLSIDE AVENUE CHATHAM

XXX-XX-3167 MICHAEL J WIRTH 401K 247 HILLSIDE AVENUE CHATHAM

XXX-XX-3167 MICHAEL J WIRTH IRA 247 HILLSIDE AVENUE CHATHAM

XXX-XK-6206 DAVID WISHART IRA 29703 BEACH DRIVE NE POULSBO

XXX-XX-5177 M GUY WOLF P 0 BOX 63357 PIPE CREEKCAROL A WOLF

XX-XXX0926 THE BANK OF NEW YORK MELLON AS TTEE ONE WALL STREET 6TH FL REORG DEPT NEW YORKWOLF CREEK PENSION TR FURMAN SELZ

XXX-XX-0307 WILLIAM R WOODIS IRA 13911 TELLURIDE DRIVE BROOMFIELD

XXX-XX-8762 DAVID 0 WORMELL 471 OBSIDIAN WAY CLAYTONLORETTA L WORMELL TTEMS

XXX-XX-4751 ARTHUR WUTHRICH 597 FAIR OAKS RD OAKLAND

XXX-XX-4751 ARTHUR WLITHRICH 597 FAIR OAKS ROAD OAKLANDJANET WUTHRICH

XXX-XX-8946 JANET WUTHRICH 597 FAIR OAKS RD OAKLAND

XXX-XX-9471. E BENJAMIN WYLIE TTEE 4684 MULBERRY WOODS CIR ANN ARBORE BENJAMIN WYLIE REV TR

Page 86

RECOGNIZED CLAIM

ST ZIP LOSS NO.

OR 97035 1,072.00 1687

OR 97034 5,450.00 1568

OR 97034 5,450.00 1572

OR 97034 19,260.00 1573

NY 14228 3,150.00 166

NJ 07928 6,877.12 1019

NJ 07928 17,080.00 1022

NJ 07928 4,452.00 1020

NJ 07928 2,766.60 1021

WA 96370 93.23 565

TX 78063 218.00 276

NY 10286 11,704.00 1393

CO 80020 3,344.00 305

CA 94517 1,066.00 1095

OR 97462 277.00 719

OR 97462 11,667,00 720

OR 97462 654.00 716

MI 48105 1617.00 298

corn0000

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10/24/08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-9086 THOMAS JOSEPH YEE 3633 ANZA STREET 46

TONI TANG

XXX-XX-2702 MAKOTO YOSHIDA 717 CHESTERFIELD AVENUE

XXX-XX-8255 MARY F YOUNG IRA 412 NORRISTOWN RD

FOREIGN DAD-RONG YU ONTARIO CANADA

PING-YA ZHAO

XXX-XX-1590 YUK PING YU 718 7TH AVE

ROSE LEW

XXX-XX-5699 FU-SHOI YUAN 20837 BOYCE LANE

XXX-XX-8926 CARMEN M ZACHER 1035 W COPPER CT

XXX-XX-8926 CARMEN M ZACHER 1035 W COPPER CT

XXX-XX-8926 CARMEN N ZACHER IRA 1032 W COPPER CT

XXX-XX-6931 QAMAR EAMAN C/F 625 KENT AVENUE STE 206

KANRAN ZAMAN UGMA MD

XXX-XX-6863 QAMAR ZAMAN C/F 625 KENT AVENUE STE 206

ANEELA Q ZAMAN UGMA MD

XXX-XX-6942 QAMAR ZAMAN C/F 625 KENT AVENUE STE 206

IMRAN Q ZAMAN UGMA MD

XXX-XX-3725 QAMAR ZAMAN C/F 625 KENT AVENUE STE 206

USMP.N Q ZAMAN UGMA MD

XXX-XX-9069 QAMAR KAMAN C/F 625 KENT AVENUE STE 206

NAUREEN ZAMAN SIGMA MD

XXK-XX-1649 QAMAR ZAMAN C/F 625 KENT AVENUE STE 206ALI Q ZAMAN UGMA MD

XXX-XX-4690 MICHAEL E ZANTOW DYNCORP-S UNIT 73002 BOX 20

XXX-XX-]504 EDWIN J ZARLING 11 PRINCETON RD

JAMIE M ZARLING

XXX-XX-8645 STATE STREET BANK & TRUST CO COST P q BOX 155

STEPHEN & DONNA ZEH A/C 4521132

Page 87

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

SAN FRANCISCO CA 94121 4,360.00 374

NAPERVILLE IL 60540 5,330.00 112

AMBLER PA 19002 6,300.00 573

8,540.00 1051

SAN FRANCISCO CA 94118 9,710.00 1907

SARATOGA CA 95070 7,510.00 73

ROSEBURG OR 97470 1,160.50 843

ROSEBURG OR 97470 5,596.00 844

ROSEBURG OR 97470 277.00 942

CUMBERLAND MD 21502 324.45 255

CUMBERLAND MD 21502 308.70 256

CUMBERLAND MD 21502 400.05 257

CUMBERLAND MD 21502 274.05 258

CUMBERLAND MD 21502 444.15 259

CUMBERLAND MD 21502 277.20 260

APO AE 09890 9,156.00 465

HINSDALE IL 60521 3,150.00 253

BOSTON MA 02117 1,173.40 1413

rnrn000D

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10/24/ 08 NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

TAX ID CLAIMANT ADDRESS

XXX-XX-4802 FRED J ZOELLER IRA 317 BRYN MAWR ROAD

XXX-XX-3375 KATHLEEN A ZOELLER 317 BRYN MAWR ROAD

XXX-XX-3375 KATHLEEN A ZOELLER IRA 317 BRYN MAWR ROAD

XXX-XX-B624 C BARRY ZOLOT 4B BRAMPTON LANE

XXX-XX-8624 C LARRY ZOLOT 4B BRAMPTON LANE

MARJORIE ZOLOT

Page 88

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

NEW HYDE PARK NY 11040 5,655.00 265

NEW HYDE PARK NY 11040 3,706.00 264

NEW HYDE PARK NY 11040 2,180.00 263

GREAT NECK NY 11023 4,425.00 130

GREAT NECK NY 11023 31,800.00 1660

00000

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10/24/69

TAX ID

NETOPIA, INC. SECURITIES LITIGATION RECOGNIZED LOSS REPORT

CLAIMANT ADDRESS

TOTAL RECOGNIZED LOSS: 72,451,041.47

TOTAL NUMBER OF CLAIMS: 1,571

Page 89

RECOGNIZED CLAIM

CITY ST ZIP LOSS NO.

0000

Page 103: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

EXHIBIT B000102

Page 104: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE SHARES

XXX-XX-6214 VERNON W ADKINS B 10/09/03CHERIE L ADKINS

199 FINSBURY LANE

TROY OH 45373

XXX-XX-408e AEW INVESTMENT PARTNERSHIP B 11/10/03 1,469.00ALBERT E WINSTON TTEE S 12/11/03 1,469.0012406 W FLAGSTONE DRIVE

SUN CITY WEST AZ 85375-4248

XXX-XX-7908 EDWARD P ALBINI IRA B 11/18/03 1,000,00780 PERU ROAD B 11/26/03 500.00SONOMA CA 95476 B 12/09/03 1,600.00

S 11/18/03 460.00S 11/24/03 540.00S 11/28/03 500.00S 12/29/03 600.00

S 01/05/04 1,000.00

XXX-XX-6928 JACKIE ANN MOLL ALBINI IRA780 PERU ROAD

SONOMA CA 95476

XXX-XX CLASS ACTION SERVICES FBCALVARADO MGMT CO # 002-90054

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUASALITO CA 94965

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLCFBO AMCENT STRATAGG #4 A122ATTN GRACE SHENTWU

ONE MADISON AVENUE 9TH FLNEW YORK NY 10010

XXX-XX-2486 HERBERT J AMDUR

17 MALONE AVENUE

LONG BEACH NY 11561

KX%-XX6097 AMERADA HESS CORPORATION A/C 312456

CITIBANK NA REORG B3-123800 CITIBANK CENTER TAMPA

TAMPA FL 33610

XXX-XX6621 AMERICAN LEGACY FOUNDATION A/ C XYXESTATE STREET BANK & TRUST COMPANY

ATTN ALYSON GROSSBERG

BOX 5622

BOSTON MA 02206

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC

FBO AMERICAN CENTURY VP VI #4 AYGW

ATTN GRACE SHENTWU

ONE MADISON AVENUE 9TH FL

NEW YORK NY 10010

XXX-XXN DON ANDERSON

CAROL A ANDERSON

1241 VARSITY ESTATES ROAD NW

CALGARY ALT T3B 2W3

CANADA

XXX-XX6942 ARTSFARE 1996 INV TRUST TIME

A/C #26-22480

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS C1N

801 S CANAL STREET

CHICAGO IL 60607

XXX-XX6612 ASSURANT INC FUND YDYS

C/O STATE STREET CORP

ATTN DAVE CUMMINGS

200 NEWPORT AVENUE JQ7

NORTH QUINCY MA 02171

B 01/20/99 200.00

S 12/22/03 6,188.00S 12/23/ 03 40,000.00

Page 1

DEF CLAIM

PRICE CODE NUMBER

D11 001133

13.5800 RC1 000391

13.5300

13.6000 RC1 00061014.1000

14.4877

14.3000

14.2400

14.5000

15.6000

15.6000

1311 000609

D11 001701

S 01/05/04 1,700.00 16.2094 D11 002031

B 01/21/04 300.00 16 . 7000 RC2 000320S 01/22 / 04 300.00 17.1900

B 01/22/04 7,400.00 16.7281 RC2 001629S 02/27/04 3,100.00 12.7464S 02/27 / 04 2,500.00 12.9048

S 03/01 / 04 1,800.00 13.6390

B 00/00/ 00 16,000 . 00 D11 001536

B 11/20/03 65.00 14.4510 RC1 002035

S 12/29/03 36.00 15.2830

S 01/09/ 04 58.00 17.4700

B 01/21 / 04 500 . 00 17 . 4700 RC2 000959

S 02/20/04 500.00 12.8000

B 11/05/03 700.00 11.0700 D11 001271

S 01/21 / 04 700.00 17.0300

B 01/21/04

S 02/27/04

S 02/27/04

S 03/01/04

6,700.00 17.1270 RC2 001358

2,300.00 12.9350

2,800.00 12.7660

1.600.00 13.6690

000103

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10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT Page 2

TAX ID CLAIMANT SEC TR DATE SHARESDEF CLAIM

PRICE CODE NUMBER

XXX-XX-5893 HELEN AU B 03/28/00 74.13 D11 0015983037 COLLEGE AVENUE #ABERKELEY CA 94705

XXX-XX-5873 MICHELE AUGUSTINE IRA B 04/20/04 100.00 7.0700 RC3 000019705 LEHAY STREET B 04/23/04 100.00 7.2900WATERTOWN NY 13601 S 04/20/04 100.00 7.4400

S 04/27/04 100.00 12.0200

XXX-XX-4532 NICOLETTE AUSSCHNITT B 02/20/04 600.00 13.3700 RC2 000486166 27TH AVENUE S 03/23/04 600.00 12.0690SAN FRANCISCO CA 94121

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC S 11/14/03 115.00 12.9800 DI1 002036FBO AXP PT AGGR GRTH-AMEX 04 DSNX S 12/29/03 317.00 15.2830ATTN GRACE SHENTWU S 01/21/04 129,00 17.2500ONE MADISON AVENUE 9TH FLNEW YORK NY 10010

Y-XX-XX-5767 GERALD J & JANET L BADARAX FAMILY B 04/21/04 200.00 7.5800 RC3 000949TRUST #1 UAD 1/30/03 S 05/24/04 200.00 5.4600GERALD J BADARAK &

JANET L BADARAK TTEES

201 E GRAND RIVER AVE

HOWELL MI 46843

XXX-XX7002 JAMES W BALLAND B 12/12/03 860.00 001 0006974012 GREYSTONE DRIVE B 02/06/04 775.00BIRMINGHAM AL 35242 S 04/20/04 1,635.00

XXX-XX5103 BANK NY FREMONT INVESTMENT ADVISORS D11 001659C/C TIMES SQ CAP MGMT LLCATTN FRED M KRAMER

1177 AVE OF THE AMERICAS 39TH FLRNEW YORK NY 10036

XXX-XX6187 BANK NY SML CAP GRTH TIMES S4 FD D11 001658C/O TIMES SQ CAP MGMT LLCATTN FRED M KRAMER

1177 AVE OF THE AMERICAS 39TH FLRNEW YORK NY 10036

XXX-XX7840 THE BANK OF NEW YORK MELLON AS TTEE B 00/00/00 17,000.00 D11 001369BARNES GROUP INC TIMES SQUARE CAPMGMT A/C #517757

ONE WALL STREET 6TH FL REORG DEPT

NEW YORK NY 10286

EWE-YE J&J BARTON Dll 000948CIO AL SHAMS

MIDSOUTH CAPITAL INC1050 CROWNE POINT PKWY 4200

ATLANTA GA 30338

7CXX-XX6650 CREDIT SUISSE SECURITIES (USA) LLC S 01/21/04 1,300.00 17.2004 D11 001973

FBO BATTERY BW556 41 AK38

ATTN GRACE SHENTWU

ONE MADISON AVE 9TH FL

NEW YORK NY 10010

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC S 01/21/04 1,450.00 17.2004 D11 001977

FBO BATTERY BWSSS 41 AKFM

ATTN GRACE SHENTWU

ONE MADISON AVE 9TH FL

NEW YORK NY 10010

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC S 01/21/04 3,600.00 17.2004 D11 001978

FBO BATTERY BW597 #1 AMOO

ATTN GRACE SHENTWT]

ONE MADISON AVE 9TH FL

NEW YORK NY 10010

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC S 02/25/04 500.00 11.9078 D11 001979

FSO BATTERY BW575 #1 AM2F

ATTN JENNIFER HUFFMAN

ONE MADISON AVE 9TH FL

NEW YORK NY 10010

000104

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10/24/06 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT Page 3

DER CLAIMTAX ID CLAIMANT SEC TR DATE SHARES PRICE CODE NUMBER

XXX-7X6650 CREDIT SUISSE SECURITIES USA LLC S 01/21/04 18,300.00 17.2004 D11 001980F90 BATTERY BW5B8 #1 AMFVATTN GRACE SHENTWUONE MADISON AVE 9TH FLNEW YORK NY 10010

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC S 01/21/04 1,700.00 17.2004 1311 001981FBO BATTERY BW596 #1 AMYY

ATTN GRACE SHENTWUONE MADISON AVE 9TH FLNEW YORK NY 10010

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC S 01/21/04 3,400.00 17.2004 D11 001982FBO BATTERY BW594 #1 AN77

ATTN GRACE SHENTWUONE MADISON AVE 9TH FL

NEW YORK NY 10010

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC S 01/21/04 1,800.00 17.2004 D11 001983FBO BATTERY BW608 41 ANKK

ATTN GRACE SHENTWU

ONE MADISON AVE 9TH PLNEW YORK NY 10010

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC S 01/21/04 3,100.00 17.2004 D11 001984FBO BATTERY BW606 #1 ANNTATTN GRACE SHENTWU

ONE MADISON AVE 9TH FLNEW YORK NY 10010

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC S 01/21/04 1,400.00 17.2004 D11 001985FBO BATTERY BW632 #1 APRA

ATTN GRACE SHENTWU

ONE MADISON AVE 9TH FL

NEW YORK NY 10010

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC S 01/21/04 1,900.00 17.2004 D11 001986FBO BATTERY BW631 #1 APRD S 02/02/04 200.00 13.9550ATTN GRACE SHENTWU

ONE MADISON AVE 9TH FL

NEW YORK NY 10010

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC S 12/10/03 1,300.00 13.4316 D11 001987FBO BATTERY BW643 #1 ARFO

ATTN GRACE SHENTWU

ONE MADISON AVE 9TH FL

NEW YORK NY 10010

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC 5 01/21/04 2,100.00 17.2004 DI1 001988FBO BATTERY BW645 #1 ARK6

ATTN GRACE SHENTWU

ONE MADISON AVE 9TH FL

NEW YORK NY 10010

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC S 01/21/04 650.00 17.2004 D11 001989

FBO BATTERY BW649 #1 ARK7

ATTN GRACE SHENTWU

ONE MADISON AVE 9TH FL

NEW YORK NY 10010

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC S 02/25/04 400.00 11.9078 D11 001990

FEC BATTERY BW657 #1 AT4D

ATTN GRACE SHENTWU

ONE MADISON AVE 9TH FL

NEW YORK NY 10010

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC S 01/21/04 1,250.00 17.2004 D11 002009

FRO BATTERY BW 468 42 FXXN

ATTN GRACE SHENTWU

ONE MADISON AVENUE 9TH FL

NEW YORK NY 10010

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC S 01/21/04 3,900.00 17.2004 D11 002010

FBO BATTERY BW 478 #2 GSHY

ATTN GRACE SYENTWJ

ONE MADISON AVENUE 9TH FL

NEW YORK NY 10010

000105

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TAX ID CLAIMANT SEC TR DATE SHARES PRICE

DEF CLAIM

CODE NUMBER

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC S 11/26/03 37,100.00 14.0343 D11 002011FRO BATTERY BW 486 42 GRNA S 12/10/03 15,300.00 13.4316ATTN GRACE SHENTWU

ONE MADISON AVENUE 9TH FLNEW YORK NY 10010

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC S 01/21/04 11900.00 17.2004 DI1 002012FRO BATTERY BW 491 #2 GX73

AT3'N GRACE SHENTWU

ONE MADISON AVENUE 9TH FLNEW YORK NY 10010

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC S 01/21/04 6,100.00 17.2004 D11 002013FRO BATTERY BW 497 #2 GX85

ATTN GRACE SHENTWUONE MADISON AVENUE 9TH FL

NEW YORK NY 10010

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC S 01/15/04 600.00 17.9233 D11 002015FRO BATTERY BW 498 #2 H810ATTN GRACE SHENTWU

ONE MADISON AVENUE 9TH FL

NEW YORK NY 10010

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC S 01/21/04 7,800.00 17.2004 DI1 002004FRO BATTERY BW456 #2 FHG9

ATTN GRACE SHENTWUONE MADISON AVENUE 9TH FLNEW YORK NY 10010

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC S 01/21/04 950.00 17.2004 D11 002005FBO BATTERY BW457 #2 FHGD

ATTN GRACE SHENTWU

ONE MADISON AVENUE 9TH FLNEW YORK NY 10010

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC S 01/21/04 18,700.00 17.2004 D11 002017FRO BATTERY BW509 #2 HDG6ATTN GRACE SHENTWU

ONE MADISON AVENUE 9TH FLNEW YORK NY 10010

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC S 01/21/04 35,700.00 17.2004 D11 002020FRO BATTERY BW521 ^2 HV54

ATTN GRACE SHENTWU

ONE MADISON AVENUE 9TH FL

NEW YORK NY 10010

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC S 01/21/04 4,100.00 17.2004 DI1 002022FBO BATTERY BW554 #2 KGWM

ATTN GRACE SHENTWU

ONE MADISON AVENUE 9TH FL

NEW YORK NY 10010

XXX-7X6650 CREDIT SUISSE SECURITIES USA LLC S 01/21/04 1,350.00 17.2004 D11 002019PRO BATTERYMARCH BW514 #2 HH6 7

ATTN GRACE SHENTWU

ONE MADISON AVENUE 9TH FL

NEW YORK NY 10010

XXX-XX-0307 DAVID E BALER B 12/01/03 300.00 15.3800 RC1 001599

947 E PAWNEE TRAIL S 12/22/03 6.00 14.3000

CASTLE ROCK Co 80108 S 01/15/04 294.00 17.6000

XXX-XXI881 U S BANK FRO B 01/21/04 70,000.00 17.2363 RC2 001438

BB&T SMALL COMPANY GROWTH FUND 5 02/17/04 26,000.00 13.1655

A/C #19-0506 S 02/19/04 44,000.00 11.6042

1555 N RIVERCENTER DR STE 302

MILWAUKEE WI 53212

XXX-XX4460 U S RANK FBO B 00/00/00 20,000.00 D31 001431

BC/BS TIME SQUARE CAPITAL MGMT

A/C #10624890

1555 N RIVERCENTER DR STE 302

MILWAUKEE WI 53212

000106

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TAX ID CLAIMANT SEC TR DATE SHARES

XXX-XX4093 BEAR STEARNS SECURITIES CORP B 12/18/03 600.00A/C #351-01138 S 12/18/03 600.00C/O NANCY SEVILLA

CLASS ACTIONS REORG DEPT 4TH FLONE METROTECH CENTER NORTH

BROOKLYN NY 11201-3862

XXX-XX4093 BEAR STEARNS SECURITIES CORPA/C #001-50104

C/O NANCY SEVILLA

CLASS ACTIONS REORG DEPT 4TH FL

ONE METROTECH CENTER NORTH

BROOKLYN NY 11201-3862

XXX-XX4093 BEAR STEARNS SECURITIES CORPA/C #001-00828

C/O NANCY SEVILLACLASS ACTIONS REORG DEPT 4TH FL

ONE METROTECH CENTER NORTH

BROOKLYN NY 11201-3862

XXX-XX4093 BEAR STEARNS SECURITIES CORP

A/C #001-00823

C/O NANCY SEVILLA

CLASS ACTIONS REORG DEPT 4TH FL

ONE METROTECE CENTER NORTH

BROOKLYN NY 11201-3862

XXX-XX4093 BEAR STEARNS SECURITIES CORP

A/C 4001-00205

C/O NANCY SEVILLA

CLASS ACTIONS REORG DEPT 4TH FL

ONE METROTECH CENTER NORTH

BROOKLYN NY 11201-3862

XXX-XX3986 MARGARET BEDFORD NICHOLAS P

A/C #26-01831

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS C1N

801 S CANAL STREET

CHICAGO IL 60607

XXX-XX-5749 ROSS A BELLOIR

108 BRAMBLE WAY

ROSEBURG OR 97470

AXX-XX BIRMINGHAM MUSEUM OF ART

ENDOWMENT TRUST

2000 8TH AVENUE NORTH

BIRMINGHAM AL 35203-2205

XXX-XX-3926 DANIEL W BOWER

9585 MARSH COVE COURT

ATLANTA GA 30350-2622

XXX-XX3955 THE BANK OF NEW YORK MELLON AS TTEE

BOWNE PENSION PLAN TIME SQUARE CAP

MGMT A/C #535656

ONE WALL STREET 6TH FL REORG DEPT

NEW YORK NY 10286

XXX-%H JAMES BRADNER IRA

C/O AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNE POINT PREY #200

ATLANTA GA 30338

XXX-%X JOHN BRADNER

CIO AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNE POINT PREY #200

ATLANTA GA 30338

XXX-XX JOHN L BRADNER

C/O AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNE POINT PKWY #200

ATLANTA GA 30338

B 04/20/04

B 04/21/04

S 04/28/04

S 04/29/04

S 04/30/04

B 04/15/04

S 04/14/04

B 01/21/04

S 01/20/04

B 05/27/04

S 0$/26/04

B 00/00/00

B 12/29/05

B 11/13/03

B 02/06/04

S 04/20/04

B 11/19/03

B 11/19/03

S 12/05/03

B 00/00/00

2,100.00

1,300.00

1,000.00

1,500.00

900.00

Page 5

DEF CLAIM

PRICE CODE NUMBER

13.7300 RC1 000581

13.7300

7.2600 RC3 000582

7.3300

6.2300

6,1900

6.0800

700.00 12.2300 RC2 000583

700.00 12.4400

55.00 16.7100 SHS 000584

55.00 19.8200

729.00 6.1400 RC3 000585

729.00 6.0200

1,200.00 011 001245

200.00 D11 001622

1,450.00 13.5234 D16 000375

1,265.00 14.3326

2,715.00 6.3841

400.00 14.5800 RC1 000652

100.00 14.6000

500.00 14.7500

10,000.00 D11 001370

D11 000946

D11 000947

D11 000922

000107

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10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE SHARES

XXX-XX-3746 H LIVINGSTON BROOME B 01/21/04 1,500.00870 UNITED NATIONS PLAZA AFT 86 S 02/17/04 750.00NEW YORK NY 10017 S 03/04/04 '750.00

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC B 04/01/04FBO BUDD COMPANY GROWTH #2 K4NFATTN GRACE SHENTWU

ONE MADISON AVENUE 9TH FLNEW YORK NY 10010

XXX-XX4495 WACHOVIA BANK NA TTEEBURR FORMAN FEMS INSIGHT CAP#5180047368

CORPORATE ACTIONS NC11901525 WEST W T HARRIS BLVDCHARLOTTE NC 28268-1190

XEK-XX6650 CREDIT SUISSE SECURITIES USA LLCFBO BW510 #2 H9M9

ATTN GRACE SHENTWUONE MADISON AVENUE 9TH FLNEW YORK NY 10010

XXX-XX5650 THE BANK OF NEW YORK MELLON AS TTEECAL CAS MGMT INS PILLAR POINT EQTYA/C #048798

ONE WALL STREET 6TH FL REORG DEPTNEW YORK NY 10286

XXX-XX4430 THE BANK OF NEW YORK MELLON AS TTEECAL CAS INDEMNITY PILLAR POINT EQTYA/C #048799

ONE WALL STREET 6TH FL REORG DEPTNEW YORK NY 10286

XXX-XX MABLE CALLAWAY IRA

c/o AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNE POINT PKWY #200ATLANTA GA 30338

XXX-XX-3956 MABLE L CALLAWAY

174 WANA CIR

MABLETON GA 30126

XXX-XX9200 BRANCH BANKING & TRUST CC

CAMC FDN EQUITY BATTERYMARCH

#011570001221

223 WEST NASH STREET P 0 BOX 2887WILSON NC 27893

XKX-XX2030 CANADA POST CORPORATION PENSION PL

ACCT #75-100010.15

C/O RBC DEXIA INVESTOR SCVS TRUST

CLASS ACTION

200 BAY STREET NORTH TOWER 25TH FL

TORONTO ONT M5J 2J5

XXX-XX-2210 JACK K CARLSON IRA

10013 W PINEAIRE DRIVE

SUN CITY AZ 85351

XXX-XX1681 MELLON GLOBAL SECURITIES SVCS AGENT

THE ANNIE E CASEY FOUNDATION

A/C #AECF1015002

525 WILLIAM PENN PLACE ROOM 3418

PITTSBURGH PA 15259

XXX-XX3597 THE HANK OF NEW YORK MELLON AS TTEE

CENTRAL MAINE PENSION BATTERY

A/C #777004

ONE WALL STREET 6TH FL REORG DEPT

NEW YORK NY 10286

Page 6

DEF CLAIM

PRICE CODE NUMBER

16.9500 RC2 00005213.1800

14.1000

12.6000 D11 002021

B 11/12/03 '900.00 13.5236 NBO 001050S 04/19 / 04 900 . 00 6.3844

S 01/21/ 04 1,350.00 17.2004 D11 002016

B 12/09/03 2,500.00 14.5500 001362

B 12/09/03 12,500.00 14.5500 NBC 001363

Dli 000945

B 00/00/00 500.00 D11 001559

B 01/21/04 1,800.00 17.2004 RC2 000402B 01/23/04 2,100.00 16.2488S 02/27/04 1,600.00 12.7669S 02/27/04 1,300.00 12.9353S 03/01/04 1,000.00 13.8695

B 01/21/04 35,700.00 17.2004 RC2 001553

S 02/24/04 18,600.00 11.6819S 02/27/04 7,100.00 12.7669

S 02/27/04 5,800.00 12.9353

S 03/01/04 4,200.00 13.8695

B 02/25/04 100.00 12.6500 RC2 000606

B 02/25/04 200.00 12.6000

B 02/25/04 500.00 12.6800

S 03/25/04 800.00 11.9300

B 01/21/04 18,300.00 17.2004 RC2 001456

S 02/24/04 9,600.00 11.6819

S 02/27/04 3,700.00 12.7669

S 02/27/04 2,900.00 12.9353

S 03/01/04 2,100.00 13.8695

B 01/21/04 1,000.00 17.2700 RC2 001375

S 02/09/04 1,000.()0 14.1000

000108

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10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE SHARES

XXX-XX3718 ZZCENTRAL ILLINOIS PENSION B 06/30/04 100.00A/C #26-83894 S 07/01/04 100.00THE NORTHERN TRUST COATTN CLASS ACTIONS C1N

801 S CANAL STREET

CHICAGO IL 60607

XXX-XX-B484 WILLIAM Y C}IAN B 11/05/03 400.00JOANNA W CHAN S 11/06/03 400.001726 CABRILLO STREET

WEST COVINA CA 91791

XXX-XX-8484 WILLIAM Y CIUAN IRA B 11/11/03 500.001726 CABRILLO STREET S 11/12/03 500.00WEST COVINA CA 91791

XXX-XX-6153 NANCY L CHAN-AMIGO B 11/19/03 700.00EUGENE TAN B 11/19/03 700.0053 LAKE DRIVE B 11/19/03 500.00NEW HYDE PARK NY 11040 B 11/19/03 78.00

XXX-XX-4111 PAMELA A CHANDLER

254 SHADES CREST ROAD

HOOVER AL 35226

XXX-XX-2210 RAYMOND R CHAPMAN

1985 SILVER CHARM CIR

BOWLING GREEN KY 42104

XXX-XX9748 ZZCHE PIP NTGI TRANS MGMT 422-17496

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS C1N

801 S CANAL STREET

CHICAGO IL 60607

XXX-XX-8140 KENNETH L CHENOT

211 W BOYD AVE

BUTLER PA 16001

XXX-XX0317 CHGOT INTERNAL USE ACCOUNT

A/C #26-79182

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS C1N

801 S CANAL STREET

CHICAGO IL 60607

XXX-XX0998 CHILTON NEW ERA INTL L P

ATPN JAMES STEINTHAL

1266 EAST MAIN ST 7TH FLR

STANFORD CT 06902

XNX-XX6865 CHILTON NEW ERA PARTNERS L P

ATTN JAMES STEINTHAL

1266 EAST MAIN ST 7TH FLR

STAMFORD CT 06902

XXX-XX0788 CIBA SPECIALTY CHEMICALS A/C OGLE

STATE STREET BANK & TRTJST COMPANY

ATTN ALYSON GROSSBERG

BOX 5622

BOSTON MA 02206

XXX-XX8469 CIRCLE Y LLC

KAREN H LUSH MGR

701 REDWOOD AVENUE

CORTE MADERA CA 94925

XNX-XX-1252 CHRISTOPHER J CLARK

NANCY J CLARK

446 WAYNESBROOKE RD

BERWYN PA 19312

B 11/19/03 22.00

S 12/02/03 2,000.00

B 12/08/03 165.00

B 02/06/04 150.00

S 04/20/04 315.00

B 04/23/04 2,000.00

S 04/28/04 2,000.00

B 06/17/04 700.00

B 05/19/04 1,000.00

B 05/26/04 1,000.00

B 05/27/04 1,000.00

S 05/27/04 2,000.00

S 07/06/04 1,000.00

B 06/30/04 632.00

B 07/30/04 2,044.00

S 07/01/04 632.00

S 08/02/04 2,041.00

B 11/11 / 03 4,150.00

B 01/21/ 04 106,616.00

B 01/21/04 12,810.00

B 01/21/04 128,384.00

Page 7

DER CLAIM

PRICE CODE NUMBER

6.6000 RC3 001292

6.6000

11.8200 D11 000987

12.2100

12.0900 RC1 000986

12.8100

14.6000 RC1 000210

14.6200

14.5640

14.5700

14.5100

15.5000

14.8410 DO1 000536

14.3330

6.3840

RC3 000618

REC 001235

5.7590 RC3 000891

6.2450

6.2360

5.8510

5.9520

6.6000 COM 001290

3.6500

6.4600

3.5200

SHS 001877

SHS 001880

B 11/10/03 300.00 13.1000 RC1 001503

B 11/11/03 100.00 12.3300

S 01/07/04 400.00 15.3930

B 05/25/99 250.00 D11 001593

B 12/03/03 50.00 16.0500 D02 000014

S 04/08/04 50.00 13.1700

000109

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10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT Page 8

TAX ID CLAIMANT SEC TR DATE SHARESDEF CLAIM

PRICE CODE NUMBER

XXX-XX6913 THE BANK OF NEW YORK MELLON AS TTEE B 01/21/04 1,250.00 17.2700 RC2 001368CMHC INVEST BATTERYMARCH A/C 455004 S 02/09/04 1,250.00 14.1000ONE WALL STREET 6TH FL REORG DEPTNEW YORK NY 10286

XXX-XX-1980 COPPERSMITH TIC R&3 CLSG B 04/23/04 500.00 REC 001240A/C #23-51620

THE NORTHERN TRUST COATTN CLASS ACTIONS C1N801 S CANAL STREET

CHICAGO IL 60607

XXX-XX-7956 JOSEPH CORRAO B 08/27/04 1,000.00 14.0000 D11 000213P 0 BOX 421

WAYNE NJ 07470

XXX-XX6232 COVENANT BENEVOLENT INSTITUTION B 00/00/00 23,500.00 D11 001632A/C 308895CITIBANK NA REORG B3-12

3800 CITIBANK CENTER TAMPA

TAMPA FL 33610

XXX-XX3548 THE BANK OF NEW YORK MELLON AS TTEE B 00/00/00 28,000.00 D11 001371COX ENTERPRISES MIT TIMES SQUAREA/C #574759

ONE WALL STREET 6TH FL REORG DEPTNEW YORK NY 10286

XXX-XX3912 KATHERINE CRANE NICHOLAS P B 00/00/00 1,500.00 D11 001246A/C #26-01832

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS CIN

801 S CANAL STREET

CHICAGO IL 60607

XXX-XX-6546 MAYNARD A CROWTHER IRA B 07/23/03 100.00 4.5600 D11 0006611876 ECHO LANE

LINCOLN CA 95648

XXX-XX1866 GEORGE N CRUT PARAMETRIC H 00/00/00 50.00 D11 001248A/C #26-01911

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS C1N

801 S CANAL STREET

CHICAGO IL 60607

XXX-XX1863 NICOLE K CRUT PARAMETRIC B 00/00/00 50.00 D11 001247A/C #26-01910

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS C1N

801 S CANAL STREET

CHICAGO IL 60607

EKE-XX RUBEN CRUZ D11 000943CIO AL SHAMS

MIDSOUTH CAPITAL INC1050 CROWNS POINTE PKWY #200

ATLANTA GA 30338

XXX-XX2395 ZZCUMMINS NTGI RESTRUCTURE 22 -17210 B 03/31/04 600.00 12.2600 RC2 001233

THE NORTHERN TRUST CO S 04/01/04 600.00 12.3614

ATTN CLASS ACTIONS C1N801 S CANAL STREET

CHICAGO IL 60607

XXXX-XX-6199 ROBERT J D'ANDRBA B 04/20/04 165.00 7.0500 RC3 001094

7 KNOLLWOOD ROAD S 04/20/04 165.00 7.0700

ROSLYN NY 11576

XXXX-XX-8664 DEBORAH DEBOLT IRA B 01/07/04 820.00 15.5600 RC1 001004

9833 W 17TH CT S 01/08/04 820.00 17.2700

WICHITA KS 67212

XXX-XX-1526 LARRY M DEBOLT IRA B 01/07/04 965.00 15.5000 RC1 001003

9833 W 17TH CT S 01/08/04 965.00 17.2700

WICHITA KS 67212

000110

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10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE SHARES

XXX-XX-1528 LARRY M DEBOLT IRA ROTH B 01/07/04 370.009833 W 17TH CT S 01/08/04 370.00WICHITA KS 67212

XXX-XX6800 DELUXE TURNER A/C 22-05668

THE NORTHERN TRUST COATTN CLASS ACTIONS C1N

801 S CANAL STREET

CHICAGO IL 60607

XXX-XX-6205 CARL DENNIS C/F

AMY DENNIS

262 CHAR STREET

ROSEBURG OR 97470

XXX-XX70481 DEPAUL UNIV DREIHAUS PRI USD4600452.3 LASALLE BANK NA

135 S LASALLE STREET STE 1811CHICAGO IL 60603

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC

FBO DHR LLC #R GOXNATTN GRACE SHENTWU

ONE MADISON AVENUE 9TH FLNEW YORK NY 10010

XXX-XX3985 JAMES DIMATTEO NICHOLAS P

A/C #26-01828

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS C1N

801 S CANAL STREET

CHICAGO IL 60607

XXX-XX3947 MARY ELLEN DIMATTEO NICHOLAS P

A/C #26-01806

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS C1N

801 S CANAL STREET

CHICAGO II, 60607

XXK-XX-0938 HAN CHOO DO

26 W HORSESHOE DR

ROSLYN HEIGHT NY 11577

XXX-XX-2754 DANIEL L DOLGIN

3298 NIGHTHAWK LANE

PENSACOLA FL 32506

XXXX-XX-9867 DAY DOMINY IRA

5769 DANVILLE LANE

FRISCO TX 75034-2829

XXX-XX-2922 MATTHEW DOMINY IRA

5769 DANVILLE LANE

FRISCO TX 75034-2829

XXX-XX ADAM DONOVAN

C/O AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNE POINT INC

ATLANTA GA 30338

Page 9

DEF CLAIMPRICE CODE NUMBER

15.9000 RC1 001002

17.2600

B 00/00/00 6,100.00 D11 001214

B 06/08/05 180.00 3.2000 011 000819

B 12/02/03 141.00 15.6010 NBO 001165B 12/03/03 116.00 15.8310B 12/05/03 129.00 14.4420B 12/08/03 187.00 14.7800B 12/09/03 128.00 14.2200B 12/10/03 76.00 13.5780B 12/16/03 217.00 14.18508 12/24/03 74.00 15.1690B 12/26/03 125.00 15.2780B 12/29/03 395.00 15.2660B 01/08/04 202.00 17.3150B 01/09/04 115.00 17.2290

S 02/10/04 305.00 13.9400S 02/11/04 323.00 13.7900S 02/12/04 161.00 13.7000

S 02/13/04 327.00 13.0700

S 02/17/04 323.00 13.1800S 02/18/04 162.00 12.9400

S 02/19/04 300.00 11.9400S 02/20/04 4.00 11.7000

B 11/07/03 9,100.00 13.4976 RC1 002043S 11/12/03 9,100.00 12.6603S 11/25/03 3,300.00 14.1605

B 00/00/00 1,400.00 D11 001244

B 00/00/00 1,300.00 D11 001242

B 11/18/03 1,500.00 14.6000 RC1 001635

S 11/18/03 1,500.00 14.2400

B 02/05/04 100.00 12.5300 RC2 000567

S 02/13/04 100.00 13.0200

B 11/24/03 700.00 13.9300 COM 000251

B 02/23/04 190.00 12.1900

S 11/28/03 700.00 15.0600

S 03/02/04 190.00 14.4000

B 11/10/03 500.00 13.0900 RC1 000252

S 11/18/03 500.00 14.2700

D11 000941

000111

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10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE

REX-XX BRANDON DONOVAN

C/O AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNE POINT PKWY #200

ATLANTA GA 30338

XxX-XX DEANNA DONOVAN

C/O AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNE POINT PKWY #200

ATLANTA GA 30338

RXX-XK NANCY DONOVAN IRA

C/O AL SHAMSMIDSOUTH CAPITAL INC

1050 CROWNE POINT PKWY #200

ATLANTA GA 30338

%RX-XE PATRICIA DONOVANC/O AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNE POINT PKWY 4200

ATLANTA GA 30338

XXX-XX1776 THE DREISESZUN FAMILY FOUNDATION

5600 WEST 95TH STREET STE 110

OVERLAND PARK KS 66207

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC

FBO DT MARKET COMPLETION F #2 FM4T

ATTN GRACE SHENTWU

ONE MADISON AVENUE 9TH FL

NEW YORK NY 10010

XXX-XX GL DUVALL SEP IRA

CEO AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNS POINT PKWY #200

ATLANTA GA 30336

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC

PBO EB MARKET COMPLETION F #8 9MTM

ATTN GRACE SHENTWT3

ONE MADISON AVENUE 9TH FL

NEW YORK NY 10010

XXX-XX7107 CLASS ACTION SRVS FBO #9LU00

ECHO TRADE LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX7107 CLASS ACTION SRVS FBO #9MKOO

ECHO TRADE LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX7107 CLASS ACTION SRVS FBO #90T00

ECHO TRADE LLC

ATTN JONATHAN WADE ADMIN

30 LIRERTYSHIP WAY STE 3200

SAUSALITO CA 94965

SHARES PRICE

Page 10

DEP CLAIM

CODE NUMBER

D11 000939

D11 000940

NBO 000938

D11 000942

B 01/09/04 5,000.00 17.2500 RC1 000415

S 01/16/04 5,000.00 18.1500

S 04/15/04 4,000.00 12.1833 D11 002006

D11 000937

B 02/24/04 5,300.00 11.2500 RC2 002037

S 03/24/04 9,500.00 11.4240

B 04/20/04

S 04/20/04

B 12/03/03

S 12/03/03

B 04/20/04

B 04/21/04

E 04/22/04

B 04/23/04

B 04/27/04

B 04/28/04

B 04/29/04

S 04/20/04

S 04/21/04

S 04/22/04

S 04/23/04

S 04/26/04

S 04/27/04

S 04/28/04

S 04/29/04

S 04/30/04

2,800.00 7.3000 RC3 001713

2,800.00 7.3000

200.00 16.2000 RCI 001714

200.00 16.1000

200.00 7.4000 RC3 001715

250.00 7.3400

100.00 7.4000

100.00 7.1500

100.00 6.6500

200.00 6.3000

150.00 6.2000

200.00 7.4000

200.00 7.4000

50.00 7.4300

100.00 7.2800

100.00 7.0000

100.00 6.7000

100.00 6.4700

150.00 6.3000

100.00 6.2300

000112

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10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT Page 11

TAX ID CLAIMANT SEC TR DATE SHARES PRICE

DEF CLAIM

CODE NUMBER

XXX-XX7107 CLASS ACTION SRVS FBO ##9VNOO B 04/07/04 50.00 13.2800 RC2 001716ECHO TRADE LLC S 04/07/04 50.00 13.0500AWN JONATHAN WADE ADMIN30 LIBERTYSHIP WAY STE 3200SAUSALITO CA 94965

XXX-XX17B6 EDCC PTT RE BATTERY MARCH B 01/21/04 1,350.00 17.2004 RC2 001173#70034017037030 S 02/27/04 550.00 12.7669SUN TRUST BANK S 02/27/04 450.00 12.9353ATTN RICK TROWBRIDGE S 03/01/04 350.00 13,8695303 PEACHTREE STR NW #1400 MC3141ATLANTA GA 30108

XXX-XX2811 CLASS ACTION SRVS FBO #44FK12O9 B 11/20/03 817.00 14.5000 COM 001702ELECTRONIC TRADING GROUP LLC B 11/21/03 800.00 14.1250ATTN JONATHAN WADE ADMIN B 11/24/03 1,617.00 14.900030 LIBERTYSHIP WAY STE 3200 B 01/28/04 2,000.00 15.9500SAUSALITO CA 94965 B 02/19/04 300.00 11.5400

S 11/20/03 817.00 14.5000S 11/21/03 800.00 14.1250S 11/24/03 1,617.00 14.16009 01/28/04 2,000.00 15.9300S 02/19/04 300.00 11.5400

XXX-XX2811 CLASS ACTION SRVS FBO #45MV1209 B 11/20/03 817.00 14.5300 RC1 001703ELECTRONIC TRADING GROUP LLC B 11/21/03 800.00 14.1250ATTN JONATHAN WADE ADMIN S 11/24/03 1,617.00 14.080030 LIBERTYSHIP WAY STE 3200SAUSALITO CA 94965

XXX-XX2811 CLASS ACTION SRVS FBO 44AV01209 B 02/19/04 500.00 11.5000 COM 001704ELECTRONIC TRADING GROUP LLC B 04/26/04 500.00 6.8000ATTN JONATHAN WADE ADMIN S 02/19/04 500.00 11.480030 LIBERTYSHIP WAY STE 3200 S 04/26/04 500.00 6.7600SAUSALITO CA 94965

XXX-XX2811 CLASS ACTION SRVS PBO #4JR41209 B 01/28/04 2,000.00 16.0000 RC2 001705ELECTRONIC TRADING GROUP LLC S 01/28/04 2,000.00 15.4000ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200SAUSALITO CA 94965

XXX-XX2811 CLASS ACTION SRVS FBO #75KS1209 B 04/19/04 500.00 11.8750 COM 001706ELECTRONIC TRADING GROUP LLC B 04/20/04 1,000.00 7.3100ATTN JONATHAN WADE ADMIN B 07/06/04 500.00 6.185030 LIBERTYSHIP WAY STE 3200 B 07/07/04 1,200.00 5.0000SAUSALITO CA 94965 S 04/19/04 500.00 11.2050

S 04/20/04 1,000.00 7.4000

S 07/06/04 500.00 5.4000

S 07/07/04 1,200.00 4.9000

XXX-XX2811 CLASS ACTION SRVS FBO #799G1209 B 01/21/04 7,500.00 17.0730 RC2 001707ELECTRONIC TRADING GROUP LLC S 01/21/04 3,000.00 16.7200

ATTN JONATHAN WADE ADMIN S 01/22/04 2,000.00 17.000030 LIBERTYSHIP WAY STE 3200 S 01/26/04 2,500.00 16.4000

SAUSALITO CA 94965

7[XX-XX2811 CLASS ACTION SRVS FBO 47POX1209 B 02/19/04 100.00 11.3300 RC2 001709

ELECTRONIC TRADING GROUP LLC B 02/20/04 100.00 11.8100

ATTN JONATHAN WADE ADMIN S 02/19/04 200.00 11.5200

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

Y-XX-XX2811 CLASS ACTION SRVS FBO #7W9E1209 B 11/18/03 1,000.00 14.4300 RC1 001710

ELECTRONIC TRADING GROUP LLC S 11/18/03 1,000.00 14.4500

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX2811 CLASS ACTION SRVS FBO #ABC01209 B 01/22/04 10,000.00 16.0000 COM 001711

ELECTRONIC TRADING GROUP LLC B 01/23/04 10,000.00 16.2400

ATTN JONATHAN WADE ADMIN B 05/04/04 3,000.00 6.0000

30 LIBERTYSHIP WAY STE 3200 S 01/22/04 10,000.00 16.3000

SAUSALITO CA 94965 S 01/23/04 10,000.00 16.3400

S 04/26/04 3,000.00 7.0000

000113

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10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT Page 12

DEF CLAIMTAX ID CLAIMANT SEC TR DATE SHARES PRICE CODE NUMBER

XXX-XX-2982 BRADLEY A ERICKSON B 05/26/04 636.00 6.1500 RC3 000066775 FERNDALE RD N B 05/26/04 500.00 6.1300WAYZATA MN 55391 B 05/26/04 364.00 6.1400

S 06/24/04 1,500.00 6.3600

XXX-XX-1244 DANIEL P ERNST B 12/05/03 300.00 15.0400 RCI 00022716 MOUNTAIN PINE DRIVE S 12/09/03 300.00 14.4000LITTLETON CO 80127

XXX-XX6232 EVANGELICAL COVENANT CHURCH B 00/00/D0 30,400.00 D11 001631A/C 308896

CITIBANK NA REORG B3-12

3800 CITIBANK CENTER TAMPA

TAMPA FL 33610

XXX-YX-6761 YALE EVELEV B 10/15/03 800.00 9.1600 D11 000657

241 S 6TH STREET APT 2504PHILADELPHIA PA 19106

XXX-XX6650 CREDIT SUI5SE SECURITIES USA LLC DO1 002042FRO FC TO FOLLOW NEW YOR #9 0550

ATTN GRACE SHENTWU

ONE MADISON AVENUE 9TH FL

NEW YORK NY 10010

XXX-XX-7140 NORBERT FLATOW S 01/21/04 300.00 16.5300 RC2 0000156230 LEVI COURT S 02/19/04 300.00 11.8900

SPRINGFIELD VA 22150

XXX-%X DANIEL FLEEMAN D11 000935

C/O AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNE POINT PKWY A200

ATLANTA GA 30338

XXX-xx KEVIN FLEEMAN D11 000936

C/O AL SHAMS

MIDSOOTH CAPITAL INC

1050 CROWNS POINT PKWY #200

ATLANTA GA 30338

XXX-X% SHANE FLEEMAN D11 000934

CIO AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNS POINT PKWY #200

ATLANTA GA 30338

XXX-XX-8580 RICHARD FLEMING B 12/01/03 115.00 14.9800 RC1 000672

JOYCE FLEMING B 12/01/03 100.00 14.9300

2201 FOREST LN S 12/15/03 215.00 13.8500

NAPLES FL 34102

XXX-XX-8580 RICHARD FLEMING IRA B 11/17/03 970.00 12.3600 RC1 000688

2201 FORREST LN S 12/10/03 970.00 13.5000

NAPLES FL 34102

XXX-XX3115 FORTIS INCORP A/C #YDY5 B 01/21/04 6,700.00 17.1270 RC2 001537

STATE STREET BANK & TRUST COMPANY S 02/27/04 2,300.00 12.9350

ATTN ALYSON GROSSBERG S 02/27/04 2,800.00 12.7660

BOX 5622 5 03/01/04 1,600.00 13.8690

BOSTON MA 02206

XXX-XX-2214 WALTER L FRISBY JR ROTH IRA B. 08/17/04 450.00 D11 000067

1713 ROBIN LANE

GARLAND TX 75042

XXX-XA-7539 ARI FUAD ROTH IRA D11 001700

6645 CHEROKEE TRAIL W

EDEN PRAIRIE MN 55344

XXX-XE MADELENE CARDING D11 000933

C/O AL SUMS

MIDSOUTH CAPITAL INC

1050 CROWNE POINT PKWY #200

ATLANTA GA 30338

000114

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TAX ID CLAIMANT SEC TR DATE

XXX-XX9952 GREENWORD LP AN ARIZONA LP B 11/24/032821 GREENVIEW CT B 11/25/03ROCKLIN CA 95765-5084 S 11/14/03

XXX-XX5030 UNION HANK OF CALIFORNIA FBO B 01/21/04GREYHOUND BATTERY MARCH #00277-21 S 02/27/04P 0 BOX 7629 S 02/27/04SAN FRANCISCO CA 94120 S 03/01/04

XXX-XX0117 GSF-SC TIMES SQUARE CAP MG-SL B 00/00/00A/C #26-13804

THE NORTHERN TRUST COATTN CLASS ACTIONS C1N

801 S CANAL STREETCHICAGO IL 60507

XxX-XX TR GWINNETT BOE BATTERY #001

#11051301138447

SUN TRUST BANK

ATTN RICK TROWBRIDGE

303 PEACHTREE STR NW #1400 MC3141ATLANTA GA 30108

XXX-XX HERBERT HAMBY IRA

C/O AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNE POINT PKWY #200ATLANTA GA 3033E

Xxx-XX JTJNE HAMBY IRA

CIO AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNE POINT PKWY #200

ATLANTA GA 30338

XXX-XX7999 WELLS FARGO BANK NA TTEE FBOC H HANSON PENSION TRUST LB

ACCT #0973867

NW5009 P 0 BOX 1450

MINNEAPOLIS MN 5548 5-5009

XXX-X% HARBER DELAWARE IRA

C/0 AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNE POINT PKWY #200

ATLANTA GA 30338

XXY-xx RONDA HARBER IRA

CEO AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNE POINT PKWY #200

ATLANTA GA 30338

AXx-XX-1292 RHODRICK HARDEN

1568 LORETTA AVENUE

COLUMBUS OH 4321 1-1506

XXX-XX-8853 BILL G HARRIS SEPP

3635 GRAMERCY RD

GREENSBORO NC 27410

XXX-XX-2381 RENEE B HARRIS SEPP

3635 GRAMERCY RD

GREENSBORO NC 27410

XXX-XX-3423 CHARLES E HAVEN

JEAN D HAVEN

2933 PAREVIEW DRIVE

MODESTO CA 95355

XXX-XX-6698 JACK HAZAN TRUST

JACK HAZAN TTEE

8343 CANARY PALM COURT

SARASOTA FL 34238

SHARES

7,000.00

900.00

7,900.00

3,100.00

1,000.00

1,300.00

800.00

60,000.00

Page 13

DEF CLAIM

PRICE CODE NUMBER

14.0000 RC1 00189714.2000

12.6800

17.2004 RC2 001170

12.9352

12.7669

13.7400

D11 001263

B 12/24/03 4,800.00 14.9936 NBO 001172B 01/23/04 4,000.00 16.3155

211 000932

D11 000931

B 07/01/04 1,000.00 REC 001017

1D11 000930

D11 000929

211 000151

B 01/28/04 74.00 15.8900 RC2 001931

S 03/11/04 74.00 12.3000

B 01/28/04 47.00 15.8900 RC2 001932

S 03/11/04 47.00 12.3000

B 01/21/04 1,000.00 17.2600 RC2 000133

S 02/26/04 1,000.00 12.0600

B 04/26/04 2,300.00 7.0390 RC3 000012

S 04/30/04 2,300.00 6.0810

000115

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10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT

XXX-XX9590 CLASS ACTION SRVS FBO #J9FHEADWATERS CAPITAL LLCATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200SAUSALITO Cam,

SEC TR DATE

S 01/29/04

B 04/20/04

B 04/28/04

B 07/07/04

94965 B 07/08/04

B 07/23/04

B 07/26/04

B 07/27/04

S 01/30/04

S 04/21/04

S 04/29/04

S 07/08/04

S 07/09/04

S 07/26/04

S 07/28/04

YXX-XX MARK D HILLCIO AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNE POINT PKWY #200

ATLANTA GA 30338

XXX-XX5324 CLASS ACTION SRVCS FBO #KISE0000HOLD BROS ON-LINE INV SRVCS LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX5324 CLASS ACTION SRVCS F00 #MAYOR000HOLD BROS ON-LINE INV SRVCS LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX5324 CLASS ACTION SRVCS FBO 4MELNP000

HOLD BROS ON-LINE INV SRVCS LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX5324 CLASS ACTION SRVCS FPO #PUTID000

HOLD EROS ON-LINE INV SRVCS LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX5324 CLASS ACTION SRVCS FBO 4WONGA000

HOLD BROS ON-LINE INV SRVCS LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX5324 CLASS ACTION SRVS FBO 416364077

HOLD BROS ON-LINE INV SRVS LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX5324 CLASS ACTION SRVS FPO #22857730

HOLD BROS ON-LINE INV SRVS LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

SHARES

4,100.00

25,000.00

2,960.00

0, 500.00400.00

11,000.00

100.00

12,600.00

4,100.00

25,000.00

27,600.00

8,500.00

400.00

3,400.00

20.300.00

Page 14

DEF CLAIM

PRICE CODE NUMBER

13.3000 COM 0017177.1000

6.1800

4.8000

4.7400

3.6300

3.3800

3.1700

13.5000

7.3000

6.3000

4.8600

4.8500

3.6400

3.3000

D11 000921

B 02/05/04 1,500.00 13.2000 RC2 001722H 02/06/04 600.00 13.0000S 02/06/04 2,100.00 13.3000

B 01/12/04 500.00 17.5000 RC1 001723S 01/12/ 04 500.00 17.5000

B 01/28/04 200.00 15.9400 RC2 001724S 01/28/04 200.00 15.9800

B 11/06/ 03 2,000.00 12.4000 RC1 001725

S 11/06/03 2,000.00 12.4000

H 11/26 / 03 500 . 00 14.0000 RC1 001726

S 11/26/03 500.00 14.0000

B 12/03/03 700.00 16.0000 COM 001718

B 12/08/03 500.00 14.3400

B 01/06/04 100.00 16.5100

B 03/01/04 500.00 13.8100

B 04/20/04 300.00 7.1900

B 07/07/04 100.00 4.8400

S 12/03/03 700.00 16.0000

S 12/08/03 500.00 14.3500

S 01/06/04 100.00 16.1100

S 03/01/04 500.00 14.0000

S 04/20/04 300.00 7.0500

S 07/07/04 100.00 4.6300

B 04/19/04 200.00 11.8750 COM 001719

B 04/20/04 100.00 6.7700

B 07/06/04 100.00 6.1850

B 07/07/04 200.00 4.8300

S. 04/19/04 200.00 11.2050

S 04/20/04 100.00 6.6900

S 07/06/04 100.00 5.4000

S 07/07/04 200.00 4.7500

000116

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TAX ID CLAIMANT SEC TR DATE SHARES

XXX-XX5324 CLASS ACTION SRVS ?DO #51164451 S 11/13/ 03 150.00HOLD BROS ON-LINE INV SRVS LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200SAUSALITO CA 94965

XXX-XX5324 CLASS ACTION SRVS FBO #BARNP000HOLD BROS ON-LINE INV SRVS LLCATTN JONATHAN WADE ADMIN

30 LISERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-X% D MICHAEL HUNT

4895 W 92ND PLACE

WESTMINSTER CO 80031

XXX-XX0404 IBEW LCL 58 PENS FD NICHOLAS

A/C #1055013614

C/O COMERICA BANK

411 W LAFAYETTE

DETROIT MI 48226-3530

XXX-XX0222 THOMAS F ICARD

2033 MAIN STREET STE 600

SARASOTA FL 34237-6056

XXX-XX3939 ICMC TACTICAL RETURN FUND LTD

ICMC GENERAL PARTNER

12001 N CENTRAL EXPY #1000

DALLAS TX 75243

XXX-XX-9121 RUSSELL W INGRAM

MARGARET A INGRAIN

229 MAGNOLIA RIDGE DRIVE

JONESBOROUGH TN 37659

XXX-XX INTERNATIONALE KAPITALANLAGEGESELL-

SHCAFT MBH

DIAZ REDS ROLFF & TARG LLP

ATTN A REDS

100 SE 2ND STREET STE 2610

MIAMI FL 33131

XXX-XXB234 ITT INDUSTRIES BATTERYMARCH SL

A/C 22-03630

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS C1N

801 S CANAL STREET

CHICAGO IL 60607

XXX-XX-7068 ROBERT M JENKINS JR

SARA S JENKINS

3608 LEIGHTON RIDGE DRIVE

PLANO TX 75025

XXX-XX-7124 MATTHEW ROSS JOHNSON

437 WINERY LANE

ROSEBURG OR 97470

XXX-XX9014 JP MORGAN SEC INC #91509109

ATTN JOHN C HALLORAN ANALYST

500 STANTON CHRISTIANA RD

NEWARK DE 19715

XXX-XX9014 .7P MORGAN SEC INC 491552901

ATTN JOHN C HALLORAN ANALYST

500 STANTON CHRISTIANA RD

NEWARK DE 19715

XXX-XX9014 JP MORGAN SEC INC #91556100

ATTN JOHN C HALLORAN ANALYST

500 STANTON CHRISTIANA RD

NEWARK DE 19715

Page 15

DEF CLAIM

PRICE CODE NUMBER

13.3500 D11 001720

B 01/12/04 100.00 17.3700 RC1 001721S 01/12/04 100.00 17.6500

D11 000017

B 00/00/00 30,300.00 D11 001194

B 12/08/03 80.00 14.8410 D01 000344B 02/06/04 75.00 14.3333

H 02/23/04 60.00 12.1600S 04/20/04 215.00 6.3042

B 02/19/04 1,000.00 11.3490 SHS 001601B 02/24/04 2,000.00 11.7625

9 02/27/04 2,700.00 13.2679

S 02/27/04 1,000.00 13.0394

B 03/23/04 500.00 12.6500 HOL 000215

B 04/21/04 4,500.00 7.3900

B 06/23/04 3,000.00 5.6100

D11 001108

B 01/22/04 10,600.00 16.6750 RC2 001209

S 02/27/04 3,600.00 12.9050

S 02/27/04 4,400.00 12.7500

S 03/01/04 2,600.00 13.8400

5 02/02/04 200.00 14.1397 RC2 000636

B 02/02/04 800.00 14.5880

S 02/23/04 200.00 11.9877

S 02/23/04 800.00 12.0595

B 10/26/06 150.00 511 001939

B 12/29/03 115.00 RC1 001862

S 12/29/03 115.00

COM 001864

B 02/23/04 28,300.00 12.1000 RC2 001866

S 02/23/04 28,300.00 12.0700

000117

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10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE

XXX-XX9121 K A PROPERTIES LLC A 05/04/04ATTN KYMBERLY AHERN S 05/03/041529 JACK'S WAY

CINCINNATI OH 45233

XXX-%X DANIEL L KAGEY

CIO AL SHAMS

MIDSOUTH CAPITAL INC1050 CROWNS POINT PKWY #200ATLANTA GA 30338

XXX-X38 DEN KAGEY SEP IRA

C/O AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNS POINT PKWY 17200

ATLANTA GA 30338

XXX-xx JAMES EAGEY IRA

C/C AL SHAMSMIDSOUTH CAPITAL INC

1050 CROWNE POINT PKWY #200

ATLANTA GA 30338

XXX-XX-1472 DR IRWIN G KARRON

430 CORWIN ROAD

ROCHESTER NY 14610

XXX-XX-4711 LORETTA J KEEL IRA

46 W 39TH STREET

HOLLAND MI 49423

XXX-XX-6220 DANIEL R KEIZER C/F

HOLLAND D KEIZER

6425 SW RICHEY LN

PORTLAND OR 97223

XXX-XX PHI KENNY SEP IRA

C/O AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNE POINT PKWY #200

ATLANTA GA 30338

XXX-XX7635 KENWODD TELECOM CORP P/S PLAN

JOSEPH R NOV1S TTEE

3431 NOVIS POINTE NW

ACWORTH GA 30101-6639

XXX-XX2516 CLASS ACTION SRVCS FBO #59510040

KERSHNER TRADING GROUP LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAYSTE 3200

SAUSALITO CA 94965

XXX-XX2516 CLASS ACTION SRVCS FBO #59510078

KERSHNER TRADING GROUP LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAYSTE 3200

SAUSALITO CA 94965

XXX-XX2516 CLASS ACTION SRVCS PRO #59510082

ICERSHNER TRADING GROUP LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAYSTE 3200

SAUSALITO CA 94965

B 04/20/04

H 04/20/04

B 04/20/04

S 06/07/04

B 05/25/04

B 05/25/04

B 05/26/04

B 05/26/04

B 05/26/04

B 05/26/04

B 06/22/04

S 06/02/04

S 06/08/04

S 06/24/04

B 09/16/04

B 00/00/00

B 02/27/04

B 03/01/04

B 03/02/04

B 03/04/04

S 03/02/04

S 03/03/04

5 01/14/04

S 01/14/04

B 04/05/04

S 04/06/04

SHARES

1,030.00

1,030.00

Page 16

DEF CLAIMPRICE CODE NUMBER

6.5270 RC3 001093

5.9440

D11 000926

D11 000927

D11 000928

2,000.00

100.00

2,900.00

5,000.00

300.00

500.00

200.00

500.00

100.00

200.00

1,000.00

500.00

500.001,800.00

156.00

7.0500 RC3 000612

7.1400

7.1300

5.8954

5.7300 RC3 000741

5.7300

6.2200

6.2200

6.2500

6.2300

5.7300

5.8400

6.2100

6.1700

2.0666 D11 001076

D11 000925

300.00

300.00

700.00

500.00

500.00

1,000.00

1,000.00

100.00

100.00

D11 001578

13.1600 RC2 001727

14.0000

14.1200

14.3500

14.3000

14.1000

17.8800 RC1 001728

17.8500

100.00 13.9500 RC2 001729

100.00 13.3700

000118

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TAX ID CLAIMANT

XXX-XX2516 CLASS ACTION SRVCS FRO #59510123

KERSHNER TRADING GROUP LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAYSTE 3200

SAUSALITO CA 94

XXX-XX2516 CLASS ACTION SRVCS FRO #59510155

KERSHNER TRADING GROUP LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAYSTE 3200

SAUSALITO CA 94965

XXX-XX2516 CLASS ACTION SRVCS FBO #59510160KERSHNER TRADING GROUP LLC

ATTN JONATHAN WADE ADMIN30 LIBERTYSHIP WAYSTE 3200

SAUSALITO CA 94965

XXX-XX2516 CLASS ACTION SRVCS FBO #59510162

ICERSHNER TRADING GROUP LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAYSTE 3200

SAUSALITO CA 94965

XXX-XX25I6 CLASS ACTION SRVCS FBO ##59510172

KERSHNER TRADING GROUP LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAYSTE 3200

SAUSALITO CA 94965

XX.X-XX2516 CLASS ACTION SRVCS FBO #59510177

KERSHNER TRADING GROUP LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAYSTE 3200SAUSALITO CA 94965

XXX-XX2516 CLASS ACTION SRVCS FBO #59510189

KERSHNER TRADING GROUP LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAYSTE 3200

SAUSALITO CA 94965

XXX-XX9860 UNITED BANK INC TTES

R & M KEOGH FBO KIMBLE

514 MARKET STREET

PARKERSBURG WV 26101

XXX-XX8769 CLASS ACTION SRVCS FRO KINGDDN

FAM PARTNERSHIP LP

KINGDON CAPITAL MGMT

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAYSTE 3200

SAUSALITO CA 94965

X.XX-XXB769 CLASS ACTION SVCS FRO KINGDOM

OFFSHORE NV

KINGDOM CAPITAL MGMT

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAYSTE 3200

SAUSALITO CA 94965

XXX-XX8769 CLASS ACTION SVCS FRO KINGDOM ASSOC

KINGDON CAPITAL MGMT

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAYSTE 3200

SAUSALITO CA 94965

XXX-XX8769 CLASS ACTION SVCS FBO KINGDOM PTNRS

KINGDOM CAPITAL MGMT

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAYSTE 3200

SAUSALITO CA 94965

SEC TR DATE

B 03/05/04

B 03/11/04

B 03/17/04

2 04/06/04

5 S 03/03/04

S 03/15/04

B 02/20/04

S 02/20/04

SHARES

600.00

300.00

200.00

200.00

1,200.00

100.00

300.00

300.00

Page 17

DEF CLAIM

PRICE CODE NUMBER

14.0000 RC2 001730

12.8200

12.3900

13.6100

14.2000

12.0900

12.6000 RC2 001731

12.4400

B 03/04/04 400.00 14.2500 RC2 001732

S 03/03/04 400.00 14.2000

B 03/04/04 100.00 14.2100 RC2 001733

S 03/03/04 100.00 14.2100

B 04/19/04 300.00 11.8750 RC2 001734

S 04/19/04 300.00 11.2050

B 02/02/04 100.00 13.5700 RC2 001735

S 02/02 / 04 100.00 13.5100

B 02/20/04 300.00 12.4000 RC2 001736

S 02/20/04 300.00 12.5300

031 001567

B 02/27/04 15,300.00 13.1000 RC2 001739

S. 03/03/04 15,300.00 14.3000

B 02/27 /04 174, 038.00 13.1000 RC2 001741

S 03/03/ 04 174,038.00 14.3000

B 02/27/04 57,200.00 13.1000 RC2 001738

S 03/03/04 57,200.00 14.3000

B 02/27/04 22,000.00 13.1000 RC2 001740

S 03/03/04 22,000.00 14.3000

000119

Page 121: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

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Page 172: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08

TAX ID

NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

CLAIMANT SEC TR DATE

S 07/30/04

S 07/30/04

S 07/30/04

S 07/30/04

S 07/30/04

S 07/30/04

S 07/30/04

S 07/30/04

S 07/30/04

S 07/30/04

S 07/30/04

S 07/30/04

S 07/30/04

S 07/30/04

S 07/30/04S 07/30/04

S. 07/30/04

S 07/30/04

S 07/30/04

S 07/30/04

S 07/30/04

S 07/30/04

S 07/30/04

S 07/30/04

S 07/30/04

XXX-XX1202 ZZI{NIGHT RIDDER TIMES SQUAREA/C 22-05482

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS CIN

801 S CANAL STREET

CHICAGO IL 60607

XXX-XX-7562 KAJORNDEJ KOMUTANON

RAPEEPAN S KOMUTANON

6543 W ALBERT AVENUE

MORTON GROVE IL 60053

XXX-XX-7562 KAJORNDEJ KOMUTANON IRA RIO

6543 W ALBERT AVENUE

MORTON GROVE IL 60053

XXX-XX3148 1CRS LIQUIDATION ACCT A/C #26- 06145

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS C1N

801 S CANAL STREET

CHICAGO IL 60607

)O X-XX-5076 MORTY KWESTEL

117 WHITE MEADOW ROAD

ROCKAWAY NJ 07866

XXX-XX - 6677 REN CHEE KWONG

QING SHAN LI

1520 SAN TOMAS CT

SAN JOSE CA 95130

XXX-XX GRANT LAMBERTI

C/O AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNE POINT PKWY #200

ATLANTA GA 30338

XXX-XX ROBERT LEE SEP IRA

C/O AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNE POINT PKWY 4200

ATLANTA GA 30338

XXX-XX8466 LEHMAN BROTHERS INC X93111472912

ATTN MARTHA E SOLINGER

MANAGING DIRECTOR

1301 AVE OF THE AMERICAS 5TH FLR

NEW YORK NY 10019

B 00/00/00

SHARES

6,288.00

100.00

100.00

100.00

900.00

300.00

100.00

100.00

100.00

607.00

100.00

1,700.00

300.00

400.00

100.00100.00

100.00

1,405.00

1,395.00

100.00

900.00

100.00

1,900.00

1,000.00

600.00

21,000.00

Page 68

DEF CLAIM

CODE NUMBER

D11 001213

B 11/06/03 200.00 13 . 3500 RC1 000295S 11/11/03 200.00 12.1500

B 11/28 /03 200.00 15.2800 RCI 000294

S 12/10/03 200.00 13.4700

B 00/00/00 20,500.00 D11 001252

B 11/21/03 300.00 14.6500 RC1 000160

B 11/24/03 300.00 14.4500

B 11/25/03 200.00 14.1500

B 11/28/03 100.00 14.4500

B 12/01/03 100.00 15.4500

S 12/16/03 1,000.00 13.6000

B 11/06/03 1,000.00 12.1300 RC1 000484

S 11/06/03 1,000.00 13.1600

D11 000924

D11 000923

B 01/02/04 100.00 14.8500 COM 001853

B 01/02/04 100.00 14.9300

B 01/02/04 100.00 14.9400

B 01/02 /04 100.00 14.9500

B 01/02/04 100.00 14.9900

B 01/02/04 100.00 14.6800

000171

PRICE

3.6600

3.6600

3.6600

3.6600

3.6600

3.6600

3.6600

3.6600

3.6600

3.6600

3.6400

3.6400

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3.64003.6600

3.6600

3.6600

3.6600

3.6600

3.6600

3.6600

3.6600

3.6300

3.6300

Page 173: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

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Page 174: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT Page 70

DEF CLAIMTAX ID CLAIMANT SEC TR DATE SHARES PRICE CODE NUMBER

S 01/07/04 100.00 15.8000S 01/07/04 100.00 15.8200S 01/07/04 100.00 15.9200S 01/07/04 100.00 16.0500S 01/07/04 200.00 15.7900S 01/07/04 200.00 15.9300

S 01/07/04 200.00 15.3600S 01/07/04 200.00 15.5100

S 01/07/04 200.00 15.5600S 01/07/04 200.00 15.5700

S 01/07/04 200.00 15.6200S 01/07/04 200.00 15.7500S 01/07/04 200.00 15.7600

S 01/07/04 200.00 15.8400s 01/07/04 200.00 16.8500

S 01/07/04 200.00 15.8700

S 01/07/04 300.00 15.9000

S 01/07/04 300.00 15.9300

S 01/07/04 500.00 15.8900

S 05/18/04 300.00 5.2700

S 05/18/04 300.00 5.1900

S 05/18/04 300.00 5.2400

S 05/18/04 300.00 5.2200

S 05/18/04 600.00 5.2500

S 05/18/04 1,000.00 5.2600

S 05/18/04 1,000.00 5.2800

S 05/18/04 700.00 5.2900

S 05/18/04 100.00 5.3100S 05/18/04 200.00 5.2000

S 05/16/04 200.00 5.2300

S 05/16/04 600.00 5.2500

S 05/16/04 300.00 5.2800

5 05/18/04 1,400.00 5.2600

S 05/18/04 100.00 5.1600

S 05/18/04 200.00 5.1700

S 05/18/04 900.00 5.2700

S 05/18/04 200.00 5.3000

S 05/18/04 300.00 5.3500

XXX-XX8466 LEHMAN BROTHERS INC 49311148514 B 07/14/04 100.00 4.5902 COM 001850

ATTN MARTHA E SOLINGER B 07/16/04 100.00 4.2002

MANAGING DIRECTOR B 07/19/04 100.00 4.2298

1301 AVE OF THE AMERICAS 5TH FLR B 07/21/04 100.00 4.0807

NEW YORK NY 10019 B 07/22/04 100.00 4.0809

B 07/23/04 100.00 3.9909

B 07/23/04 100.00 3.6709

B 07/26/04 100.00 3.2721

B 07/28/04 100.00 3.3579

B 07/29/04 100.00 3.6577

B 07/30/04 100.00 3.9023

B 08/04/04 100.00 3.4319

B 08/05/04 100.00 3.4122

B 08/09/04 100.00 2.9978

S 07/14/04 100.00 4.5902

S 07/16/04 100.00 4.2002

S 07/19/04 100.00 4.2298

S 07/21/04 100.00 4.0807

S 07/22/04 100.00 4.0809

S 07/23/04 100.00 3.9909

S 07/23/04 100.00 3.6709

S 07/26/04 100.00 3.2721

S 07/28/04 100.00 3.3579

S 07/29/04 100.00 3.6577

S 07/30/04 100.00 3.9023

S 08/04/04 100.00 3.4319

S 08/05/04 100.00 3.4122

S 08/09/04 100.00 2.9978

XXX-XH6466 LEHMAN BROTHERS INC #9311474910 B 12/31/03 200.00 14.6400 RC1 001854

ATTN MARTHA E SOLINGER S 01/05/04 100.00 16.3600

MANAGING DIRECTOR S 01/05/04 100.00 16.1700

1301 AVE OF THE AMERICAS 5TH FLR

NEW YORK NY 10019

000173

Page 175: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT Page 71

TAX ID CLAIMANT SEC TR DATE

XXX-XX8466 LEHMAN BROTHERS INC #9311575017 S 02/06/04ATTN MARTHA E SOLINGER B 02/06/04

MANAGING DIRECTOR P 02/06/041301 AVE OF THE AMERICAS 5TH FLR B 03/01/04NEW YORK NY 10019 S 02/17/04

S 02/24/04

S 03/11/04

S 03/11/04

XXX-XX8466 LEHMAN BROTHERS INC #9311640811

ATTN MARTHA E SOLINGER

MANAGING DIRECTOR

1301 AVE OF THE AMERICAS 5TH FLR

NEW YORK NY 10019

B 01/05/04

B 01/26/04

B 03/15/04

S 01/05/04

S 01/05/04

S 01/05/04s 01/05/04

S 01/05/04

S 01/05/04

S 01/05/04

S 01/05/04

S 01/05/04

S 01/05/04

S 01/05/04

S 01/05/04

5 01/05/04

S 01/05/04

S 01/05/04

5 01/05/04

S 01/05/04

S 01/05/04

S 01/05/04

S 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

s 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

5 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

5 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

5 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

5 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

5 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

S 01/26/04

000174

DEP CLAIM

SHARES PRICE CODE NUMBER

100.00 14.0600 RC2 001856

100.00 14.0700

100.00 14.5600

100.00 13.8500

100.00 13.2600

100.00 12.0000

100.00 12.4300

100.00 12.7700

20,000.00 16.3359 COM 001859

30,000.00 16.232145,000.00 12.1197

100.00 16.3502

300.00 16.3466

300.00 16.4223500.00 16.2839

500.00 16.2999500.00 16.3199

500.00 16.3800

500.00 16.3860

500.00 16.3880

500.00 16.4000

500.00 16.4500

500.00 16.4900

600.00 16.3100

600.00 16,3200

600.00 16,3600

1,000.00 16.4100

1,400.00 16.3400

1,700.00 16.3400

8,900.00 16.3500

100.00 15.9480

100.00 15.9560

100.00 16.1700

100.00 16.2704

100.00 16.2600

100.00 16.3300

100.00 16.3450

100.00 16.3899

100.00 16.4604

200.00 15.9900

200.00 16.0000

200.00 16.2750

200.00 16.2902

200.00 16.3700

200.00 16.3702

200.00 16.3800

200.00 16.4700

300.00 15.9200

300.00 16.3350

300.00 16.3750

400.00 16.1800

400.00 16.2500

400.00 16.3100

400.00 16.3200

400.00 16.3600

500.00 15.9300

500.00 15.9800

500.00 16.1900

500.00 16.2600

500,00 16.3340

500.00 16.3480

500.00 16.3500

500.00 16.4000

540.00 16.4100

600.00 16.2483

600.00 16.2900

600.00 16.3486

700.00 16.2100

700.00 16.2700

760.00 16.4526

900.00 16.2535

900.00 16.3168

1,000.00 16.2599

1,000.00 16.2880

1,000.00 16.3400

1,300.00 16.3000

10,000.00 16.2200

Page 176: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

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Page 177: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE

S 01/28/04

S 01/28/04

S 01/28/04

S 01/28/04

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XXX-XX q S BANK PBO

LEMANIK S A A/C #11063-00-J

1555 N RIVERCENTER DR STE 302MILWAUKEE WI 53212

XXX-XX-4768 PAIGIE LIGHT

317 CORAL REEF RDALAMEDA CA 94501

XXX-XX4153 CLASS ACTION SRVCS FBO #930000690LIGHTSPEED PROFESSIONAL TRADING LLCATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAYSTE 3200SAUSALITO CA 94965

XXX-XX4153 CLASS ACTION SRVCS FBO 4930046040

LIGHTSPEED PROFESSIONAL TRADING LLCATTN JONATHAN WADE ADMIN

30 LIBERT'YSHIP WAYSTE 3200

SAUSALITO CA 94965

XXX-XX4153 CLASS ACTION SRVCS FBO 4930056270

LIGHTSPEED PROFESSIONAL TRADING LLC

ATTN JONATHAN WADE ADMIN30 LIBERTYSHIP WAYSTE 3200

SAUSALITO CA 94965

XXX-XX4153 CLASS ACTION SRVCS FBO #930057120

LIGHTSPEED PROFESSIONAL, TRADING LLCATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAYSTE 320DSAUSALITO CA 94965

XXX-XX4153 CLASS ACTION SRVCS FBO #930066840

LIGHTSPEED PROFESSIONAL TRADING LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAYSTE 3200

SAUSALITO CA 94965

XXX-%X4153 CLASS ACTION SRVCS FBO 4930068630

LIGHTSPEED PROFESSIONAL TRADING LLC

ATTN JONATHAN WADE ADMIN30 LIBERTYSHIP WAYSTE 3200

SAUSALITO CA 94965

XXX-XX4153 CLASS ACTION SRVCS FBO #930075460

LIGHTSPEED PROFESSIONAL TRADING LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAYSTE 3200

SAUSALITO CA 94965

XXK-3X4153 CLASS ACTION SRVCS FBO #930078480

LIGHTSPEED PROFESSIONAL TRADING LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAYSTE 3200

SAUSALITO CA 94965

B 11/15/03

SHARES

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

174.00

200.00

200.00

200.00

200.00

200.00

200.00

300.00

300.00

300.00

500.00

2,500.00

Page 73

DEF CLAIM

CODE NUMBER

D11 001453

B 06/16/04 500.00 17.5000 RC3 001663S 06/22/04 500.00 5.7100

B 04/20/04 1,000,00 7.3000 RC3 001742S 04/20/04 1,000.00 7.3000

B 01/21/ 04 31,950.00 RC2 001743S 01/21/04 31,950.00

B 11/06/03 300.00 COM 001744B 01/21/04 9,309.00

S 11/06/03 300.00

S 01/21/04 9,309.00

B 02/24/04 800.00 RC2 001745S 02/24/04 800.00

B 11/06/03 600.00 RCI 001746

5 11/06/03 600.00

B 12/09/03 1,420.00 COM 001747

B 12/26/03 300.00

B 01/27/04 1,100.00

S 12/09/03 1,420.00

S 12/26/03 300.00

S 01/27/04 1,100.00

B 01/21/04 3,900.00 RC2 001748

S 01/21/04 3,900.00

B 07/07/04 300.00 RC4 001749

5 07/07/04 300.00

PRICE

15.4900

15.5100

15.5500

15.5600

15.5700

15.6400

15.7300

15.8800

15.9100

15.4200

15.8000

15.4800

15.5000

15.7800

15.7900

15.8400

15.4100

15,6300

15.6000

15.6500

000176

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10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT Page 74

DEF CLAIMTAX ID CLAIMANT SEC TR DATE SHARES PRICE CODE NUMBER

XXX-XX4153 CLASS ACTION SRVCS FBO #930080650 B 12/09/03 500.00 COM 001750LIGHTSPEED PROFESSIONAL TRADING LLC B 01/27/04 800.00ArTN JONATHAN WADE ADMIN B 02/19/04 200.0030 LIRERTYSHIP WAYSTE 3200 B 03/09/04 500.00SAUSALITO CA 94965 S 12/09/03 500.00

S 01/27/04 800.00S 02/19/04 200.00

S 03/09/04 500.00

XXX-XX4153 CLASS ACTION SRVCS F80 #930004140 B 04/20/04 700.00 RC3 001751LIG14TSPEED PROFESSIONAL TRADING LLC S 04/20/04 700.00ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAYSTE 3200

SAUSALITO CA 94965

XXX-XX4153 CLASS ACTION SRVCS FBO #930085790 B 01/21/04 100.00 RC2 001752LIGHTSPEED PROFESSIONAL TRADING LLC S 01/21/04 100.00ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAYSTE 3200SAUSALITO CA 94965

XXX-XX4153 CLASS ACTION SRVCS FBO #930088760 B 11/06/03 5,343.00 RC1 001753LIGHTSPEED PROFESSIONAL TRADING LLC S 11/06/03 5,343.00ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAYSTE 3200SAUSALITO CA 94965

XXX-XX4153 CLASS ACTION SRVCS FBO #930089420 B 01/21/04 300.00 RC2 001754LIGHTSPEED PROFESSIONAL TRADING LLC B 04/19/04 3,500.00ATTN JONATHAN WADE ADMIN S 01/21/04 300.0030 LIBERTYSHIP WAYSTE 3200 S 04/19/04 3,500.00SAUSALITO CA 94965

XXX-XX4153 CLASS ACTION SRVCS FBO #930089560 B 01/21/04 23,360.00 COM 001755LIGHTSPEED PROFESSIONAL TRADING LLC B 04/19/04 27,800.00ATTN JONATHAN WADE ADNIN B 04/20/04 103,252.0030 LIBERTYSHIP WAYSTE 3200 S 01/21/04 23,360.00SAUSALITO CA 94965 S 04/19/04 27,800.00

5 04/20/04 103,252.00

XXX-XX4153 CLASS ACTION SRVCS FBO #930089610 B 01/21/04 500.00 COM 001756LIGHTSPEED PROFESSIONAL TRADING LLC B 04/20/04 711.00ATTN JONATHAN WADE ADMIN S 01/21/04 500.0030 LIBERTYSHIP WAYSTE 3200 S 04/20/04 711.00SAUSALITO CA 94965

XXX-XX4153 CLASS ACTION SRVCS FBO #930089750 B 01/21/04 5,100.00 RC2 001757

LIGHTSPEED PROFESSIONAL TRADING LLC S 01/21/04 5,100.00

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAYSTE 3200

SAUSALITO CA 94965

XXX-XX4153 CLASS ACTION SRVCS FBO #930093570 B 01/21/04 500.00 RC2 001758

LIGHTSPEED PROFESSIONAL TRADING LLC S 01/21/04 500.00

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAYSTE 3200

SAUSALITO CA 94965

XXX-XX4153 CLASS ACTION SRVCS FBO #930095590 B 12/09/03 1,200.00 COM 001759

LIGHTSPEED PROFESSIONAL TRADING LLC B 01/27/04 11600.00

ATTN JONATHAN WADE ADMIN S 12/09/03 1,200.00

30 LIBERTYSHIP WAYSTE 3200 S 01/27/04 1,600.00

SAUSALITO CA 94965

XXX-XX4153 CLASS ACTION SRVCS FBO #930106240 B 12/09/03 1,308.00 COM 001760

LIGHTSPEED PROFESSIONAL TRADING LLC B 12/10/03 1,800.00

ATTN JONATHAN WADE ADMIN B 01/21/04 4,862.00

30 LIBERTYSHIP WAYSTE 3200 B 04/20/04 7,735.00

SAUSALITO CA 94965 S 12/09/03 1,308.00

S 12/10/03 1,600.00

S 01/21/04 4,862.00

S 04/20/04 7,735.00

XXX-.XX4153 CLASS ACTION SRVCS FBO #930107040 B 01/21/04 1,000.00 RC2 001761

LIGHTSPEED PROFESSIONAL TRADING LLC S 01/21/04 1,000.00

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAYSTE 3200

000177

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SAUSALITO CA 94965

10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE

XXX-XX4153 CLASS ACTION SRVCS FRO #930110200 B 01/14/04LIGHTSPEED PROFESSIONAL TRADING LLC B 04/19/04ATTN JONATHAN WADE ADMIN B 06/01/0430 LIBERTYSHIP WAYSTE 3200 B 08/09/04SAUSALITO CA 94965 S 01/14/04

S 04/19/04

S 06/02/04

S 00/09/04

S 00/10/04

XXX-XX4153 CLASS ACTION SRVCS FRO #930110390 B 11/18/03LIGHTSPEED PROFESSIONAL TRADING LLC B 02/04/04ATTN JONATHAN WADE ADMIN S 11/19/03

30 LIBERTYSHIP WAYSTE 3200 S 02/04/04SAUSALITO CA 94965

XXX-XX4153 CLASS ACTION SRVCS FRO #930110440

LIGHTSPEED PROFESSIONAL TRADING LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAYSTE 3200

SAUSALITO CA 94965

XXX-XX4153 CLASS ACTION SRVCS FBO #930110580

LIGHTSPEED PROFESSIONAL TRADING LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-][X4153 CLASS ACTION SRVCS FBO 4930111240

LIGHTSPEED PROFESSIONAL TRADING LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUISALITO CA 94965

XXX-XX4153 CLASS ACTION SRVCS FBO #930111430

LIGHTSPEEI PROFESSIONAL TRADING LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

B 11/12/03

B 11/13/03

B 11/17/03

B 11/18/03

B 11/19/03

B 11/21/03

B 11/28/03

B 12/01/03

B 12/03/03

B 12/04/03

B 12/10/03

B 12/24/03

B 01/05/04

B 01/06/04

B 01/14/04

B 04/02/04

S 11/12/03

S 11/13/03

S 11/17/03

S 11/18/03

S 11/19/03

S 11/21/03

S 11/28/03

S 12/01/03

S 12/03/03

S 12/10/03

S 12/24/03

S 01/05/04

5 01/06/04

S 01/14/04

S 04/02/04

B 11/18/03

B 11/19/03

B 12/03/03

S 11/18/03

5 11/19/03

S 12/03/03

B 02/24/04

S 02/24/04

B 11/18/03

B 12/04/03

B 12/24/03

B 01/14/04

B 01/20/04

B 01/21/04

B 01/29/04

H 02/04/04

S 11/18/03

S 12/04/03

5 12/24/03

S 01/14/04

S 01/20/04

S 01/21/04

S 01/29/04

S 02/04/04

000178

SHARES PRICE

3,400.00

1,500.00

1,000.00

2,000.00

3,400.00

1,500.00

1,000.00

1,000.00

1,000.00

1,500.00

1,400.00

1,500.00

1,400.00

500.00

500.00

2,161.00

12,450.00

4,140.00

437.00

3,033.00

400.00

1,400.00

1,700.00

2,000.00

3,800.00

470.00

1,000.00

700.00

700.00

500.00

500.00

2,161.00

12,450.00

4,140.00

437.00

3,033.00

400.00

1,400.00

2,000.00

3,800.00

470.00

1,000.00

700.00

700.00

500.00

2,307.00

300.00

500.00

2,307.00

300.00

500.00

500.00

600.00

900.00

1,100.00

500.00

1,100.00

100.00

600.00

400.00

600.00

900.00

1,100.00

500.00

1,100.00

100.00

600.00400.00

Page 75

DEF CLAIM

COOS NUMBER

COM 001762

COM 001763

COW 001764

RC1 001765

RC2 001767

COM 001768

Page 180: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

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Page 181: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

EXHIBIT B (continued)

000180

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10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT Page 77

DEF CLAIMTAX ID CLAIMANT SEC TR DATE SHARES PRICE CODE NUMBER

S 11/28/03 100.00

S 12/03/03 200.00

S 12/08/03 300.00

S 12/10/03 200.00

S 01/07/04 100.00

5 01/27/04 400.00

S 01/30/04 200.00

S 02/06/04 200.00

S 04/02/04 600.00

S 07/16/04 300.00

XXX-XX4153 CLASS ACTION SRVCS PBO #930124250 B 01/21/04 3,400.00 RC2 001775

LIGHTSPEED PROFESSIONAL TRADING LLC S 01/21/04 3,400.00ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX4153 CLASS ACTION SRVCS FBO #930127840 B 04/20/04 2,000.00 RC3 001776

LIGHTSPEED PROFESSIONAL TRADING LLC S 04/20/04 2,000.00

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX4153 CLASS ACTION SRVCS FRO #930130570 B 03/09/04 100.00 RC2 001777

LIGHTSPEED PROFESSIONAL TRADING LLC S 03/09/04 100.00

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX4153 CLASS ACTION SRVCS FRO #930131560 B 03/09/04 300.00 RC2 001778

LIGHTSPEED PROFESSIONAL TRADING LLC S 03/09/04 300.00

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX4153 CLASS ACTION SRVCS FBO #930132170 B 04/02/04 11300.00 RC2 001779

LIGHTSPEED PROFESSIONAL TRADING LLC S 04/02/04 1,300.00

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX-2941 LLW INVESTMENT PARTNERSHIP B 11/10/03 1,469.00 13.5800 RC1 000392

LYNN L WINSTON TTEE PARTNER S 12/11/03 1,469.00 13.5300

12406 W FLAGSTONE DRIVE

SUN CITY WEST AZ 85375-4248

XXX-XX-1099 JP MORGAN CHASE BANK NA FBO B 12/19/03 1,000.00 14.2400 RC1 001167

LUCA ROMANO AGENCY A/C 47000486100 S 12/19/03 1,000.00 14.3800

340 S CLEVELAND AVE BLDG 350

WESTERVILLE OH 43081

X%X-X%-0931 JOHN D LYNCH B 02/09/04 200.00 14.0900 RC2 000175

14520 NE 40TH STREET APT 318 S 02/20/04 200.00 11.7900

BELLEVCTE WA 98007-3307

XXX-XX2909 MA 94 B SHS LP TIMES SQUARE B 00/00/00 18,500.00 D11 001259

A/C #26-12420

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS C1N

S01 S CANAL STREET

CHICAGO IL 60607

XXX-XX-3543 CHESTER W MAHON B 01/23/04 400.00 17.1100 RC2 000604

P 0 BOX 704 B 01/26/04 250.00 17.4700

FRANKLIN NC 28744 B 01/26/04 200.00 16.8700

B 01/27/04 350.00 16.0900

B 02/20/04 200.00 13.2200

S 02/02/04 300.00 15.8800

S 02/11/04 250.00 14.0100

S 02/13/04 200.00 14.1800

S 02/25/04 150.00 12.3600

S 03/17/04 200.00 12.3400

S 03/19/04 300.00 11.8800

000181

Page 183: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE SHARES

XXX-XX-6987 RITA J MANCINE B 05/24/ 01 55.0084 HOMEWOOD AVENUE

NORTH PROVIDENCE RI 02911

XXX-XX-2253 JOSEPH MARINI

P 0 BOX 95033

NEWTON MA 02495

XXX-XX-7756 CAROL JOAN MARTIN

5062 E ENID AVE

MESA AZ 85206

XXX-XX-3478 HARVEY T MASSIF JR TOD KATHY MASSI

K MASSIE C/F JENNIFER MASSIE UGMA

11406 DOSWELL ROAD

DOSWELL VA 23047-1722

XXX-XX3977 MEEP BATTERY MARCH A/C #1055024238

C/O COMERICA BANK

411 W LAFAYETTE

DETROIT MI 48226-3530

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC

FBO MERRILL LYNCH EQTY A }J2 HF3H

ATTN GRACE SHENTWU

ONE MADISON AVENUE 9TH FL

NEW YORK NY 10010

XXX-XX2038 METRO INSIGHT CAPITAL SL #26-24897

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS C1N

801 S CANAL STREET

CHICAGO IL 60607

XXX-XX2038 ZZMETRO AELTUS INVESTMENT #26-24901

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS C1N

801 S CANAL STREET

CHICAGO IL 60607

XXX-XX-0456 JOSEPH R MINAGLIA

916 SARATOGA PKWY

SLEEPY HOLLOW IL 60118

XXX-%X3594 MIT A/C #852S

STATE STREET BANK & TRUST COMPANY

ATTN ALYSON GROSSBERG

BOX 5622

BOSTON MA 02206

XXX-XX5998 MORGAN STANLEY & CO INC

A/C #071000909

CIO GOAL GLOBAL RECOVERIES LTD

7TH FLOOR 69 PARK LANE

CROYDON SURREY CR9 1BG

ENGLAND

B 04/20/04 11500.00

B 04/23 / 04 638.00

S 04/20/ 04 640.00

B 04/20/04 200.00

S 04/22/04 200.00

B 01/21/04

S 02/27/04

S 02/27/04

S 03/01/04

3,400.00

1,100.00

1,500.00

800.00

S 01/09/04 400.00

B 00/00 /00 20,000.00

Page 78

DEF CLAIM

PRICE CODE NUMBER

5.3100 D11 000673

7.5000 HOL 000731

7.1300 RC3 001693

6.9900

7.0500 RC3 001557

7.5900

17.2000 RC2 001196

12.9350

12.7660

13.8040

17.4950 D11 002018

REC 001275

B 00/00/00 5,200.00 REC 001276

B 01/21/04 1,000.00 17.5000 RC2 001143

S 02/19/04 500.00 11.4800

5 02/19/04 500.00 11.5100

B 11/12/03 1,000.00 12.8050 RC1 001521

S 11/24/03 1,000.00 12.8710

B 11/11/03 100.00 12.0700 COM 001952

B 12/01/03 30.00 15.1600

B 12/01/03 100.00 15.1600

B 12/02/03 220.00 15.4600

B 12/04/03 600.00 14.9800

B 12/08/03 600.00 15.0000

B 12/17/03 300.00 14.1600

B 12/17/03 300.00 14.1600

B 12/26/03 100.00 15.2200

B 12/26/03 100.00 15.2200

B 12/29/03 200.00 15.1700

B 01/28/04 200.00 15.6200

B 02/12/04 100.00 13.6400

B 02/12/04 100.00 13.6400

B 02/12/04 100.00 13.6400

B 02/18/04 100.00 12.8600

B 02/18/04 100.00 12.8600

B 02/18/04 100.00 12.6600

B 02/18/04 100.00 12.8600

B 02/24/04 100.00 11.4900

B 02/24/04 100.00 11.4900

B 02/24/04 100.00 11.4900

B 02/24/04 100.00 11.4900

B 02/24/04 100.00 11.4900

B 02/24/04 100.00 11.4900

B 02/25/04 160.00 12.2600

B 03/12/04 100.00 12.2600

B 03/12/04 83.00 12.2600

000182

Page 184: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

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10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT Page 80

TAX ID CLAIMANT SEC TR DATE SHARES PRICE

DEF CLAIM

CODS NUMBER

XXX-XX5998 MORGAN STANLEY & CO INC B 05/25/04 2,605.00 5.5000 RC3 001953A/C 4017006852 S 05/25/04 2,605.00 5.5000CIO GOAL GLOBAL RECOVERIES LTD7TH FLOOR 69 PARK LANECROYDON SURREY CR9 1BGENGLAND

XXX-XX5998 MORGAN STANLEY & CO INC B 11/12/03 100.00 12.7000 COM 001955A/C 4071002430 B 11/24/03 4,400.00 14.0200C/O GOAL GLOBAL RECOVERIES LTD 9 12/01/03 100.00 15.24007TH FLOOR 69 PARK LANE B 12/01/03 300.00 15.3900CROYDON SURREY CR9 1BG B 12/01/03 100.00 15.2200ENGLAND S 12/01/03 100.00 15.3600

B 12/01/03 100.00 15.4100B 12/01/03 100.00 15.3500B 12/01/03 1,100.00 15.0500B 12/01/03 100.00 15.4900B 12/01/03 200.00 15.3500B 12/01/03 100.00 15.3400B 12/01/03 100.00 15.0800B 12/01/03 200.00 15.2000B 12/01/03 100.00 15.3800B 12/01/03 100.00 15.1500B 12/01/03 100.00 15.4400B 12/01/03 100.00 15.4100

B 12/01/03 100.00 15.0900B 12/01/03 400.00 15.4500

B 12/01/03 100.00 15.0500B 12/01/03 100.00 15.3900

H 12/01/03 100.00 14.9900B 12/01/03 100.00 15.3000

B 12/01/03 200.00 15.4800B 12/01/03 100.00 15.0100

B 12/01/03 100.00 15.4000

B 12/01/03 48.00 15.2900

B 12/01/03 100.00 15.3100B 12/01/03 100.00 15.1300

B 12/01/03 100.00 15.3600B 12/01/03 100.00 15.3300B 12/01/03 200.00 15.3100

B 12/01/03 200.00 14.9900

B 12/01/03 100.00 14.9500

B 12/01/03 100.00 15.0600

B 12/01/03 100.00 15.0500

B 12/01/03 100.00 14.9700B 12/01/03 100.00 15.0100

B 12/01/03 100.00 15.0000

B 12/01/03 100.00 14.9800

B 12/01/03 100.00 14.9800

H 12/01/03 100.00 15.0300

B 12/01/03 200.00 15.0000

B 12/01/03 200.00 15.0300

B 12/01/03 200.00 15.0200

B 12/01/03 100.00 15.0100

B 12/01/03 200.00 15,0500

B 12/01/03 100.00 15.0300

B 12/01/03 100.00 15.0700

B 12/01/03 400.00 15.0000

B 12/01/03 100.00 15.0000

B 12/01/03 100.00 15.0500

B 12/01/03 200.00 15.1300

B 12/01/03 100.00 15.1000

B 12/01/03 100.00 14.9700

B 12/01/03 100.00 15.3500

B 12/01/03 52.00 15.4100

B 12/01/03 100.00 15.4800

B 12/01/03 100.00 14.9900

B 12/01/03 100.00 15.5600

H 12/01/03 100.00 15.1600

B 12/01/03 200.00 15.5000

B 12/01/03 200.00 15.0900

B 12/01/03 100.00 14.9800

B 12/01/03 200.00 15.0800

B 12/01/03 100.00 15.2400

B 12/01/03 100.00 15.0400

B 12/01/03 100.00 15.2900

B 12/01/03 100.00 15.0300

B 12/03/03 93.00 15.7000

000184

Page 186: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

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Page 258: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

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Page 259: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE

XXX-XX5998 MORGAN STANLEY & CO INC B 05/25/04A/C # 069000504 S 05/25/04C/0 GOAL GLOBAL RECOVERIES LTD7TH FLOOR 69 PARK LANE

CROYDON SURREY CR9 1BGENGLAND

XXX-XX MORRISSETTE LIVING TC/O AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNE POINT PKWY #200

ATLANTA GA 30338

XXX-XX-1966 GREGORY T NEDELLP 0 BOX 151

BRANDY STATION VA 22714

XXX-XX5839 NEEDHAM & COMPANY A/C 41014301525

C/O POLINA SUDAT

RMG-SCAS

ATTN SCAB ANALYSTS TEAM

2099 GAITHER RD STE 501ROCKVILLE MD 20850-4045

XXX-XX405 NEEDHAM & COMPANY A/C #1372016590

C/O POLINA SUDAT

RMG-SCAB

ATTN SCAB ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850-4045

XXX-XX9674 NEEDHAM & COMPANY A/C #1372055499

C/O POLINA SUDAT

RMG-SCAB

ATTN SCAB ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX408 NEEDHAM & COMPANY A/C #1372058899

C/O POLINA SUDAT

RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX0122 NEEDHAM & COMPANY ABC 101372063196

CIO POLINA SUDAT

RMG-SCAS

ATTN SCAB ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

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C/O POLINA SUDAT

RMG-SCASATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XX%-XX5728 NEEDHAM & COMPANY A/C #1372145795

C/O POLINA SUDAT

RMG-SCAB

ATTN SCAN ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX6452 NEEDHAM & COMPANY A/C #1372145894

C/O POLINA STJDAT

RMG-SCAS

ATTN SCAB ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX0412 NEEDHAM & COMPANY A/C #1372165692

C/O POLINA SUDAT

RMG-SCAB

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

SHARES

2,605.00

2,605.00

Page 153

DEF CLAIM

PRICE CODE NUMBER

5.5000 RC3 001972

5.5000

D11 000908

B 04/20/04 1,000.00 6.8600 RC3 000013S 04/20/04 1,000.00 7.2500

B 04/20/04 50,000.00 7.1400 RC3 002044

B 04/20/04 50,000.00 7.1400

S 04/20/04 50,000.00 7.1400

S 04/20/04 50,000.00 7.1400

B 04/23/04 54,050.00 RC3 002046

S 04/20/04 54,050.00 7.1400

B 01/19/04 50.00 COM 002047

B 02/09/04 350.00

S 01/14/04 50.00 17.9800

S 02/04/04 350.00 13.1600

B 11/21/03 100.00 14.1000 RC1 002048

S 11/26/03 100.00

B 01/14/04 500.00 18.0000 RC1 002049

B 01/14/04 500.00 17.9900

5 01/14/04 500.00 18.0000

S 01/19/04 500.00

B 01/19/04 250.00 COM 002050

B 02/09/04 1,350.00

S 01/14/04 250.00 17.9600

S 02/04/04 1,350.00 13.1600

8 01/19/04 500.00 COM 002051

B 02/09/04 2,250.00

S 01/14/04 500.00 17.9800

S 02/04/04 2,250.00 13.1600

B 01/19/04 200.00 COM 002052

B 02/09/04 950.00

S 01/14/04 200.00 17.9800

S 02/04/04 950.00 13.1600

B 01/19/04 250.00 COM 002053

B 02/09/04 900.00

S 01/14/04 250.00 17.9800

S 02/04/04 900.00 13.1600

000258

Page 260: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

EXHIBIT B (continued)

000259

Page 261: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

09Z000

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Page 262: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC . SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE

XXX-XX2238 NEED14AM & COMPANY A/c 41372562395 B 01/19/04C/O POLINA SUDAT B 02/09/04RMG-SCAS S 01/14/04ATTN SCAS ANALYSTS TEAM S 02/04/042099 GAITHER RD STE 501

ROCKVILLE M 20850

XXX-XX NEEDHAM & COMPANY A/C #1372576197

C/O POLINA SUDAT

RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501ROCKVILLE MD 20850

XXX-XX9039 NEEDHAM & COMPANY A/C #1372601896C/O POLINA SUDAT

RMG-SCASATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501ROCKVILLE MD 20850

XXX-XX9039 NEEDHAM & COMPANY A/C #1372601995

C/O POLINA SUDAT

RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RJ3 STE 501

ROCKVILLE MD 20850

XXX-XX604 NEEDHAM & COMPANY A/C 41372639698

C/O POLINA SUDAT

RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCBVILLE MD 20850

XXX-XX9903 NEEDHAM & COMPANY A/C #1372683697

C/O POLINA SUDAT

RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

X.XX-XX925 NEEDHAM & COMPANY A/C #1372714590

C/O POLINA SUDAT

RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX7133 NEEDHAM & COMPANY A/C #1372744993

C/O POLINA STJDAT

RMG-SCAS

ATTN SCAN ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XNX-X70205 NEEDHAM & COMPANY A/C #1372745099

C/O POLINA SUDAT

RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX4495 NEEDHAM & COMPANY A/C #1372788693

C/O POLINA SUDAT

RING- S CAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX3668 NEEDHAM & COMPANY A/C #1372788792

C/O POLINA SUE)AT

RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

B 01/08/04

S 01/13/04

SHARES

350.00

2,300.00

350.00

2,300.00

5,800.00

5,800.00

Page 155

DEF CLAIM

PRICE CODE NUMBER

CON 002068

17.9800

13.1600

16.8100 RC1 002069

B 04/28/04 1,400.00 RC3 002070

S 04/23/04 1,400.00 7.0600

B 04/28/04 11,700.00 RC3 002071

S 04/23/04 11,700.00 7.0600

B 01/14/04 3,100.00 18.0000 RC1 002073

B 01/14/04 3,100.00 17.9900

S 01/14/04 3,100.00 18.0000

S 01/19/04 3,100.00

R 01/06/04 4,694.00 17.0000 RC1 002074

S 01/13/04 4,894.00

B 06/21/04 10,800.00 5.6100 RC3 002075

B 06/21/04 3,140.00

B 06/22/04 4,500.00 5.6300

S 06/16/04 3,140.00 5.6800

S 06/24/04 10,800.00

S 06/25/04 4,500.00

B 01/19/04 50.00 COM 002076

B 02/09/04 350.00

S 01/14/04 50.00 17.9800

S 02/04/04 350.00 13.1600

B 01/19/04 100.00 COM 002077

B 02/09/04 450.00

S 01/14/04 100.00 17.9800

S 02/04/04 450.00 13.1600

B 01/19/04 50.00 COM 002078

B 02/09/04 300.00

S 01/14/04 50.00 17.9800

S 02/04/04 300.00 13.1600

B 02/09/04 150.00 RC2 002079

S 02/04/04 150.00 13.1600

000261

Page 263: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE SHARES

XXX-XX3664 NEEDHAM & COMPANY A/C #1372788891 B 01/19/04 50.00C/O POLINA SUDAT B 02/09/ 04 100.00RMG-SCAS 5 01/14/04 50.00ATTN SCAS ANALYSTS TEAM S 02 /04/04 100.002099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX5662 NEEDHAM & COMPANY A/C #1372788990

C/O POLINA SUDAT

RMG-SCAB

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX1599 NEEDHAM & COMPANY A/C #1372789097

C/O POLINA SUDAT

RMG-SCAB

ATTN SCAB ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE RD 20850

XXX-%X NEEDHAM & COMPANY A/C #1372793594

C/O POLINA SUDAT

RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX9980 NEEDHAM & COMPANY A/C #1372975894

C/O POLINA SUDAT

RMG- SCAS

ATTN SCAB ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX9537 NEEDHAM & COMPANY A/C #1372975993

C/O POLINA SUDAT

RMG-SCAS

ATTN SCAB ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCECVILLE MD 20850

XXX-XX1159 NEEDHAM & COMPANY A/C #1373020393

CIO POLINA SUDAT

RMG-SCAS

ATTN SCAB ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-17X8520 NEEDHAM & COMPANY A/C #1373020492

C/O POLINA SUDAT

RMG-SCAS

ATTN SCAB ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX0293 NEEDHAM & COMPANY A/C #1373020591

C/O POLINA SUDAT

RMG-SCAB

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXR-XR NEEDHAM & COMPANY A/C #1373020690

C/O POLINA STJDAT

RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX753 NEEDHAM & COMPANY A/C #1373020799

C/0 POLINA SUDAT

RMG-SCAB

ATTN SCAB ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

Page 156

DEF CLAIM

PRICE CODE NUMBER

COM 002080

17.9800

13.1600

B 01/19/04 50.00 COM 002081B 02/09/04 300.00

S 01/14/04 50.00 17.9800

S 02/04/04 300.00 13.1600

B 01/19/04 450.00 COM 002082

B 02/09/04 2,050.00

S 01/14/04 450.00 17.9800

S 02/04/04 2,050,00 13.1600

B 01/14/04 5,550.00 17,9800 COM 002083

B 02/09/04 1,700.00

S 01/19/04 5,550.00

S 02/04/04 1,700.00 13.1600

B 06/21/04 600.00 5.6100 RC3 002084

B 06/21/04 160.00

B 06/22/04 200.00 5.6300

S 06/16/04 160.00 5.6600

S 06/24/04 600.00

S 06/25/04 200.00

B 06/21/04 700.00 5.6100 RC3 002085

8 06/21/04 200.00

B 06/22/04 300.00 5.6300

S 06/16/04 200.00 5.6900

S 06/24/04 700.00

S 06/25/04 300.00

B 04/20/04 2,000.00 RC3 002086

S 04/23/04 2,000.00 7.0600

B 04/28/04 1,100. 00 RC3 002087

S 04/23 / 04 1,100.00 7.0600

B 04/28/04 5,000.00 RC3 002086

S 04/23/04 5,000.00 7.0600

B 04/28/04 2,000.00 RC3 002089

S 04/23/04 2,000.00 7.0600

E 01/19/04 350.00 COM 002090

B 02/09/04 1,850.00

S 01/14/04 350.00 17.9800

S 02/04/04 1,850.00 13.1600

000262

Page 264: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE

XXX-XX497 NEEDHAM & COMPANY A/C 01373044294 B 11/28/03C/O POLINA SUDAT S 12/03/03RMG-S CAS

ATrN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX8579 NEEDHAM & COMPANY A/C #1373064292 B 04/28/04CIO POLINA SUDAT S 04/23/04RING- S CAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX714S NEEDHAM & COMPANY A/C #1373064490 B 04/28/04CIO POLINA SUDAT S 04/23/04

RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RI? STE 501ROCKVILLE MD 20050

XXX-XX497 NEEDHAM & COMPANY A/C #1373064698 B 11/28/03

C/O POLINA SUDAT S 12/03/03RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX1367 NEEDHAM & COMPANY A/C #1373085990 B 04/28/04

C/0 POLINA SUDAT S 04/23/04

RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

RXX-X7060 NEEDHAM & COMPANY A/C #1373099991 B 04/28/04

C/O POLINA SUDAT S 04/23/04

RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20050

XXX-XX715 NEEDHAM & COMPANY A/C #1373140290 B 11/21/03

C/0 POLINA SUDAT B 01/29/04

RMG-SCAS S 11/26/03

ATTN SCAS ANALYSTS TEAM S 01/26/04

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX105 NEEDHAM & COMPANY A/C #1373140399 B 11/21/03

CIO POLINA SUDAT B 12/29/03

RMG-SCAS S 11/26/03

ATTN SCAS ANALYSTS TEAM S 12/23/03

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

KXX-AX5564 NEEDHAM & COMPANY A/C #1373148697 B 04/28/04

C/O POLINA SUDAT S 04/23/04

RMG-SEAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX1056 NEEDHAM & COMPANY A/C #1373148996 B 04/28/04

C/O POLINA SODAT S 04/23/04

RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX3989 NEEDHAM & COMPANY A/C #1373167293 R 04/28/04

C/O POLINA SUDAT S 04/23/04

RMG-S CAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

SHARES

400.00

400.00

Page 157

DEF CLAIM

PRICE CODE NUMBER

14.4300 RC1 002091

2,300.00 RC3 002092

2,300.00 7.0600

2.100.00 RC3 002093

2,100.00 7.0600

700.00 14.4300 RC1 002094

700.00

3,600.00 RC3 002095

3,600.00 7.0600

6,200.00 RC3 002096

6,200.00 7.0600

500.00 14.1000 COM 002097

100.00

500.00

100.00 16.3600

500.00 14.1000 RC1 002098

150.00

500.00

150.00 14.4900

1,100.00 RC3 002099

1,100.00 7.0600

400.00 RC3 002100

400.00 7.0600

2,300.00 RC3 002101

2,300.00 7.0600

000263

Page 265: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE

XXX-XX9134 NEEDHAM & COMPANY A/C #1373167392 B 04/28/04C/O POLINA SUDAT S 04/23/04RMG-SCAS

ATTN SCAS ANALYSTS TEAM2099 GAITHER RD STE 501ROCKVILLE MD 20850

XXX-XX554 NEEDHAM & COMPANY A/C #1373202793 B 04/29/04CIO POLINA SUDAT 5 04/23/04RMG-SCAS

ATTN SCAS ANALYSTS TEAM2099 GAITHER RD STE 501ROCKVILLE MD 20850

XXX-XX554 NEEDHAM & COMPANY A/C #1373282892 B 04/28^04

CIO POLm SDDL 9 04223)04RMG- SCAS

ATTN SCAS ANALYSTS TEAM2099 GAITEER RD STE 501ROCKVILLE MD 20850

XXX-XX4600 NEEDHAM & COMPANY A/C #1373318193 B 03/19/04CIO POLINA SUDAT S 03/24/04RMG-SCAS

ATTN SCAS ANALYSTS TEAM2099 GAITHER RD STE 501ROCKVILLE MD 20850

XXX-XX6776 NEEDHAM & COMPANY A/C #1373318490 B 03/22/04CIO POLINA SUDAT S 03/25/04RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501ROCNVILLE MD 20850

XXX-XX6776 NEEDHAM & COMPANY A/C #1373318599 B 03/22/04C/O POLINA SUDAT S 03/25/04RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX2741 NEEDHAM & COMPANY A/C #1373319698 B 03/22/04CIO POLINA SIIDAT S 03/25/04RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX8659 NEEDHAM & COMPANY A/C #1373328390 B 06/21/04

C/O POLINA SUDAT B 06/21/04

RMG-SCAS B 06/22/04

ATTN SCAS ANALYSTS TEAM S 06/16/04

2099 GAITI-IER RD STE 501 5 06/24/04

ROCKVILLE MD 20650 S 06/25/04

XXX-XX0563 NEEDHAM & COMPANY A/C #1373338092 B 03/22/04

C/0 POLINA SUDAT S 03/25/04

RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX6975 NEEDHAM & COMPANY A/C #1373340593 B 03/22/04

C/0 POLINA SUDAT S 03/25/04

RHG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20650

X]XX-XX6105 NEEDHAM & COMPANY A/C #1373347093 B 11/21/03

C/O POLINA SUDAT B 01/29/04

RMG-SCAS 5 11/26/03

ATTN SCAS ANALYSTS TEAM S 01/26/04

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

SHARES

24,900.00

24,900.00

Page 158

IDEF CLAIM

PRICE CODE NUMBER

RC3 002102

7.0600

1,400.00 RC3 0021031,400.00 7.0600

600.44 RC3 002104600.00 7.0600

1,000.00 12.0000 RC2 0021051,000.00

300.00 11.9700 RC2 002106

300.00

100.00 11.9700 RC2 002107

100.00

1,700.00 11.9700 RC2 0021081,700.00

62,000 . 00 5.6100 RC3 002109

18,100.00

26,120.00 5.6300

18,100. 00 5.6800

62,000.00

26,120.00

1,000.00 11.9700 RC2 002110

1,000.00

100.00 11.9700 RC2 002111

100.00

500.00 14.1000 COM 002112

200.00

500.00200.00 16.3600

000264

Page 266: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE

XXX-XX056 NEEDHAM & COMPANY A/C #1373388790 B 04/28/04C/O POLINA SUDAT S 04/23/04RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX946 NEEDHAM & COMPANY A/C #1373309095 B 11/21/03C/O POLINA Si7DAT B 01/29/04RMG-SCAS S 11/26/03ATTN SCAS ANALYSTS TEAM S 01/26/042099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX NEEDHAM & COMPANY A/C #1373289194 B 11/21/03C/O POLINA SUDAT B 01/26/04

RMG-SCAS S 11/26/03ATTN SCA.S ANALYSTS TEAM S 01/23/04

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX NEEDHAM & COMPANY A/C 41373445491 B 04/28/04

C/O POLINA SUDAT S 04/23/04

RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20650

XXX-XX355 NEEDHA14 & COMPANY A/C #1373449592 B 11/21/03

CIO POLINA SUDAT B 01/28/04

RMG-SCAS S 11/26/03

ATTN SCAS ANALYSTS TEAM S 01/23/04

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

X.XX-XX5126 NEEDHAM & COMPANY A/C #1373449691 B 11/21/03

C/O POLINA SUDAT B 01/29/04

RMG-SCAS S 11/26/03

ATTN SCAS ANALYSTS TEAM S 01/26/04

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX946 NEEDHAM & COMPANY A/C #1373449899 B 11/21/03

C/O POLINA SUDAT B 01/29/04

RMG-SCAS S 11/26/03

ATTN SCAS ANALYSTS TEAM S 01/26/04

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX8880 NEEDHAM & COMPANY A/C #1373470697 B 06/21/04

POLINA SUDAT B 06/22/04

RMG-SCAS S 06/16/04

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX333 NEEDHAM & COMPANY A/C #1373578796 B 11/21/03

CIO POLINA SUDAT S 11/26/03

RMG-SCAS

ATTN SCAS ANALYSTS TRAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX7878 NEEDHAM & COMPANY A/C #1373607496 B 06/21/04

C/O POLINA SUDAT B 06/21/04

EMG-SCAS B 06/22/04

ATTN SCAS ANALYSTS TEAM S 06/16/04

2099 GAITHER RD STE 501 S 06/24/04

ROCKVILLE MD 20850 S 06/25/04

XEX-XX9545 NEED14AM & COMPANY ABC #1373609997 B 04/28/04

C/O POLINA SUDAT S 04/23/04

RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

SHARES

21,000.00

21,000.00

Page 159

DEF CLAIM

PRICE CODE NUMBER

RC3 002115

7.0600

600.00 14.1000 COM 002116

200.00

600.00

200.00 16.3600

200.00 14.1000 COM 002117100.00

200.00

100.00 16.3400

7,700.00 RC3 002116

7,700.00 7.0600

200.00 14.1000 COM 002119

100.00

200.00

100.00 16.3400

500.00 14.1000 COM 002120

200.00

500.00

200.00 16.3600

300.00 14.1000 COM 002121

100.00

300.00

100.00 16.3600

2,700.00 5.6100 RC1 002122

1,100.00 5.6300

560.00 5.6800

100.00 14.1000 RC1 002123

100.00

6,300.00 5.6100 RC3 002124

1,840.00

2,600.00 5.6300

1,840.00 5.6800

6,300.00

2,600.00

500.00 RC3 002125

500.00 7.0600

000265

Page 267: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/ 08 NETOPIA , INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE SHARES

XXX-XX5264 NEEDHAM & COMPANY A/C #1373610094 B 04/28 /04 1,900.00C/O POLINA SUDAT S 04/23/04 1,900.00RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX5689 NEEDHAM & COMPANY A/C #1373618493

CIO POLINA SUDAT

RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX6735 NEEDHAM & COMPANY A/C #1373670494C/O POLINA SUDAT

RMG-SCABATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501ROCKCVILLE MD 20850

XXX-XX7411 NEEDHAM & COMPANY A/C #1373701299

C/O POLINA SUDAT

R143-SCAS

ATTN SCAB ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX9674 NEEDHAM & COMPANY A/C 41373734399

C/O POLINA SUDAT

RMG-SCAS

ATTN SCAB ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE [SID 20850

XXX-XX310 NEEDHAM & COMPANY A/C #1373734694

C/O POLINA SUDAT

RMG-S CAS

ATTN SCAB ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX492 NEEDHAM & COMPANY A/C #1373769999

C/O POLINA SUDAT

RMG-SCAB

ATTN SCAB ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX3994 NEEDHAM & COMPANY A/C #1373784196

C/O POLINA SODAT

RMG-SCAS

ATTN SCAB ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-X%369 NEEDHAI4 & COMPANY A/C #1373868098

C/O POLINA SUDAT

RMG-SCAS

ATTN SCAB ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX2373 NEEDHAM & COMPANY A/C A1373878196

C/O POLINA SUDAT

RMG-SCAB

ATTN SCAN ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXIXX4393 NEEDHAM & COMPANY A/C #1373915394

CIO POLINA SUDAT

RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

Page 160

DEF CLAIM

PRICE CODE NUMBER

RC3 002126

7.0600

B 12/11/03 300.00 13.9900 RC1 002127S 12/11/03 300.00 13.9900

H 11 / 20/03 400.00 14.4300 COM 002128

H 01/29/04 100.00S 12/03/03 400.00

S 01/26/04 100.00 16.3600

B 04/28/04 31,200.00 RC3 002129

S 04/23/04 31,200.00 7.0600

B 01/14/04 150.00 17.9800 COM 002130

B 02/09/04 450.00

S 01/19/04 150.00

5 02/04/04 450.00 13.1600

B 12/11/03 300.00 13.9900 COM 002131

B 01/28/04 50.00

B 01/28/04 100.00

S 12/16/03 300.00

S 01/23/04 50.00 16.2600

S 01/23/04 100.00 16.3400

B 03/22/04 1,000.00 11.9700 RC2 002132

S 03/25/04 1,000.00

B 06/21/04 1,900.00 5.6100 RC3 002133

B 06/21/04 540.00

B 06/22/04 800.00 5.6300

S 06/16/04 540.00 5.6800

S 06/24/04 1,900.00

S 06/25/04 800.00

B 04/28/04 7,900.00 RC3 002134

S 04/23/04 7,900.00 7.0600

B 04/28/04 9,200 . 00 RC3 002135

S 04/23/04 9,200 . 00 7.0600

B 11/21/03 200.00 14.1000 CON 002136

B 01/26/04 100.00

S 11/26/ 03 200.00

S 01/23 / 04 100 . 00 16.3400

000266

Page 268: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE

XXX-XX9808 NEEDHAM & COMPANY A/C #1373949492 B 01/19/04CIO POLINA SUDAT B 02/09/04RMG-SCAS S 01/14/04ATTN SCAS ANALYSTS TEAM S 02/04/042099 GAITHER RD STE 501ROCKVILLE MD 20850

XXX-XX3615 NEEDHAM & COMPANY A/C #1374064499 B 01/14/04C/O POLINA SUI]AT B 01/14/04RrlG-SCAS S 01/14/04ATTN SCAS ANALYSTS TEAM S 01/19/042099 GAITHER RD STE 501ROCKVILLE MD 20850

XXX-$%9294 NEEDRAM & COMPANY A/C #1374179792 B 11/21/03C/O POLINA SUDAT B 01/29/04RMG-SCAS S 11/26/03ATTN SCAS ANALYSTS TEAM 5 01/26/042099 GAITHER RD STE 501ROCKVILLE MD 20850

XXX-XX9294 NEEDHAM & COMPANY A/C #1374210894 B 01/08/04C/O POLINA SUDAT S 01/13/04RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501ROCKVILLE MD 20850

XXX-XX5276 NEEDHAM & COMPANY A/C #1374219697 B 01/14/04CIO POLINA SUDAT B 01/14/04RMG-SCAS S 01/14/04ATTN SCAS ANALYSTS TEAM 5 01/19/042099 GAITHER RD STE 501

ROCKUILLE MD 20850

XXR-XX9462 NEEDHAM & COMPANY A/C #1374334694 B 11/21/03C/O POLINA SUDAT 5 11/26/03RMG-SCASATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501ROCKVILLE MD 20850

XXX-XX3767 NEEDHAM & COMPANY A/C #1374476891 B 01/14/04C/O POLINA SUDAT B 01/14/04RMG-SCAS S 01/14/04ATTN SCAS ANALYSTS TEAM S 01/19/042099 GAITHER RD STE 501ROCKVILLE MD 20850

XXX-XX049 NEEDHAM & COMPANY A/C #1374555595 B 04/28/04CIO POLINA SUDAT S 04/23/04RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX9563 NEEDHAM & COMPANY A/C #1374555694 B 11/21/03

C/0 POLINA SUDAT 5 11/26/03

RMG-SCASATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX5662 NEEDHAM & COMPANY A/C #1374556494 B 11/21/03

POLINA SUDAT B 01/29/04

RMG-SCAS 5 11/26/03

ATTN SCAS ANALYSTS TEAM 5 01/26/04

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX2000 NEEDHAM & COMPANY A/C #1374556692 B 04/28/04

C/O POLINA SUDAT S 04/23/04

RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

SHARES

150.00

1,250.00

150.00

1,250.00

8,000.00

8,000.00

8,000.008,000.00

400.00

100.00400.00

100.00

30,000.00

30,000.00

1,000.00

1,000.00

1,000.00

1,000.00

55,500.00

55,500.00

1,400.00

1,400.00

1,400.00

1,400.00

Page 161

DEF CLAIMPRICE CODE NUMBER

COM 002137

17.9800

13.1600

18.0000 RCI 002138

17.9900

18.0000

14.1000 COM 002139

16.3600

16.8100 RC1 002140

18.0000 RC1 002141

17.9900

18.0000

14.6200 RC1 002142

18.0000 RC1 002143

17.9900

18.0000

900.00 RC3 002144

900.00 7.0600

200.00 14.1000 RC1 002145

200.00

500.00 14.1000 COM 002146

200.00

500.00

200.00 16.3600

1,300.00 RC3 002147

1,300.00 7.0600

000267

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10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT

XXX-XX645 NEEDHAM & COMPANY A/C #1374578498

CIO POLINA SUDAT

RMG-SCAB

ATrN SCAB ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 208

XXX-XX4093 NEEDHAM & COMPANY A/C 41374626792

C/O POLINA SUDAT

RMG-SCAS

ATTN SCAB ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX0944 NEEDHAM & COMPANY A/C #1374697595C/O POLINA SUDAT

RMG-SCAS

ATTN SCAB ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE ML) 20850

XXX-XX0B45 NEEDHAM & COMPANY A/C #1374697694

C/O POLINA SUDAT

RMG-SCAB

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX6116 NEEDHAM & COMPANY A/C #1374711990

CIO POLINA SUDAT

RMG-SCAB

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

%%X-Xx NEEDHAM & COMPANY A/C #1374735890C/O POLINA SUDAT

RMG-SCAS

ATTN SCAB ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

EXX-XX0136 NEEDHAM & COMPANY A/C 41374867693

C/O POLINA SUDAT

RMG-SCAB

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX2250 NE13DBAM & COMPANY A/C #1374872981

C/O POLINA SUDAT

RMG-SCAB

ATTN SCAB ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX4211 NEEDHAM & COMPANY A/C #1374966396

CIO POLINA SUDAT

RMG-SCAB

ATTN SCAB ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20650

XXX-XX2180 NEEDHAM , COMPANY A/C 41374975892

C/O POLINA SCIDAT

RMG-SCAS

ATTN SCAB ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX0841 NEEDHAM & COMPANY A/C 41375009394

C/O POLINA SUI]AT

RMG-SCAB

ATTN SCAB ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

SEC TR DATE

B 11/21/03

B 01/28/04

B 01/28/04

B 04/23/04

S 11/26/03

0 S 01/23/04

S 01/23/04

S 04/20/04

H 01/19/04

B 02/09/04

S 01/14/04

S 02/04/04

2 11/21/03

B 01/29/04

S 11/26/03

S 01/26/04

B 11/21/03

B 12/01/03

B 01/21/04

S 11/24/03

S 12/04/03

S 01/16/04

B 04/28/04

S 04/23/04

B 12/11/03

B 01/28/04

S 12/16/03

S 01/23/04

SHARES

200.0050.00

100.00

180.00

200.00

50.00

100.00

180.00

150.00

11,200.00

150.00

11,200.00

600.00

300.00

600.00

300.00

200.00

100.00

100.00

200.00

100.00

100.00

2,200.00

2,200.00

300.00

100.00

300.00

100.00

B 03/22/04 2,100.00

S 03/29/04 2,100.00

B 03/22/04 4,700.00

S 03/29/04 4,700.00

Page 162

DEF CLAIM

PRICE CODE NUMBER

14.1000 COM 002148

16.2600

16.3400

7.2300

COM 002149

17.9800

13.1600

14.1000 COM 002150

16.3600

14.1000 RC1 002151

15.4000

18.5000

RC3 002152

7.0600

13.9900 COM 002153

16.3400

11.9700 RC2 002154

11.9700 RC2 002155

B 03/22/ 04 100 . 00 11.9700 RC2 002156

S 03/29/04 100.00

B 03/22/04 2,200.00 11.9700 RC2 002157

S 03/25/04 2,200.00

B 03/22/ 04 4,900 .00 11.9700 RC2 002158

S 03/25/04 4,900.00

000268

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10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE

XXX-XX8405 NEEDHAM & COMPANY A/C #1375036991 S 01/08/04C/O POLINA SUDAT S 01/08/04RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX4905 NEEDHAM & COMPANY A/C #1375230099 B 01/08/04C/O POLINA SUDAT S 01/13/04RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX138 NEEDHAM & COMPANY A/C #k1375420393 B 04/29/04

C/O POLINA SUDAT S 04/23/04

RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-O 9115 NEEDHAM & COMPANY A/C #1375471495 B 11/21/03

CIO POLINA SUDAT B 01/29/04

RMG-SCAS S 11/26/03

ATTN SCAS ANALYSTS TEAM S 01/26/04

2099 GAITHER RD STE 501

ROCKV1LLE MD 20850

XXX-XX007 NEEDHAM & COMPANY A/C #1375472899 B 11/28/03

C/O POLINA SUDAT B 01/29/04

RING-SCAS S 12/03/03

ATTN SCAS ANALYSTS TEAM S 01/26/04

2099 GAITHER RD STE 501

ROCKVILLE RD 20850

)Q X-XX992 NEEDHAM & COMPANY A/C #1375473798 B 11/21/03

C/O POLINA SUDAT B 01/29/04

RMG-SCAS S 11/26/03

ATTN SCAS ANALYSTS TEAM S 01/26/04

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX9216 NEEDHAM & COMPANY A/C #1375541297 B 01/14/04

C/O POLINA SUDAT B 01/14/04

RMG-SCAS S 01/14/04

ATTN SCAS ANALYSTS TRAM S 01/19/04

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX3090 NEEDHAM & COMPANY A/C 41375886890 B 03/22/04

C/O POLINA SUDAT S 03/25/04

RMG-SCAS

ATTN SCAS ANALYSTS TEAM

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-X%8080 NEEDHAI & COMPANY A/C #1375919592 B 01/14/04

CIO POLINA STIDAT B 01/14/04

RMG-SCAS S 01/14/04

ATTN SCAS ANALYSTS TEAM S 01/19/04

2099 GAITHER RD STE 501

ROCKVILLE MD 20850

XXX-XX-7647 DANIEL ROBERT NELSON ROTH IRA B 02/23/04

1800 8TH STREET

MANHATTAN BEACH CA 90266

SHARES

6,000.00

24 000.00

63,112.00

63,112.00

Page 163

PEP CLAIM

PRICE CODE NUMBER

17.1100 D11 002159

17.1100

17.0800 RCI 002160

900.00 RC3 002161

900.00 7.0600

400.00 14.1000 COM 002162

200.00

400.00

200.00 16.3600

500.00 14.4300 COM 002163

100.00

500.00

100.00 16.3600

500.00 14.1000 COM 002164

200.00

500.00200.00 16,3600

1,400.00 18.0000 RC1 002165

1,400.00 17.9900

1,400.00 18.0000

1,400.00

9,400.00 11.9700 RC2 002166

9,400.00

1,200.00 18.0000 RC1 002168

1,200.00 17.9900

1,200.00 18.0000

1,200.00

220.00 11.8600 HOL 000143

XXX-XX6163 ZZNHAMP DUNCAN MICRO B 00/00/00 106,700.00

A/C #26-15B58

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS C1N

801 S CANAL STREET

CHICAGO IL 60607

D11 001267

000269

Page 271: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE

XXX-XX0788 NORTHERN TR CIBA SPTY CHEM INV SVG B 11/10/03C/O TIMES SQ CAP MGMT LLC B 11/11/03ATTN FRED M KRAMER S 01/07/041177 AVE OF THE AMERICAS 39TH FLR

NEW YORK NY 10036

XXX-XX5399 NTGI COMM MTLY STR SML CAP #2646563

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS CIN

801 S CANAL STREETCHICAGO IL 60607

XXX-XX8589 NTGI-QM COLLDLY STRCD A/C 26-46508

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS C1N801 S CANAL STREET

CHICAGO IL 60607

XXX-XX7165 THE BANK OF NEW YORK MELLON AS TTEE

NYC/BERS/PIM FORTALEZA SM-GA/C #337512

ONE WALL STREET 6TH FL REORG DEPT

NEW YORK NY 10286

XXX-XX7165 THE BANK OF NEW YORK MELLON AS TTEE

NYC/NYCERS/PIM FORTALEZA A/C 337584

ONE WALL STREET 6TH FL REORG DEPT

NEW YORK NY 10286

XXX-XX7165 THE BANK OF NEW YORK MELLON AS TTEE

NYC/FIRE/PIM FORTALEZA A/C #337692

ONE WALL STREET 6TH FL REORG DEPT

NEW YORK NY 10286

XXX-XX8042 THE BANK OF NEW YORK MELLON AS TTEE

NYLBSI IBEW LOC 292 BATTERYMARCH

#829131

ONE WALL STREET 6TH FL REORG DEPT

NEW YORK NY 10286

XXX-XXI885 NYS TEAMSTERS HEALTH & HOSP FD T634

C/O STATE STREET CORP

ATTN DAVE CUMMINGS

200 NEWPORT AVENUE JQ7

NORTH QUINCY MA 02171

XXX-XX-3739 PETER S O'CONNOR

7 ALBERG ROAD

WOLFEBORO NH 03694

XXX-XX0425 OLIN BATTERY MARCH SC-SL #22-10483

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS C1N

801 S CANAL STREET

CHICAGO IL 60607

XXX-XX4662 OPPENHEIMER MAIN ST SMALL CAPITAL

FUND/VA 4P84573

JP MORGAN CHASE

CLASS ACTION LOCK BOX

P 0 BOX 26872

NEW YORK NY 10087-6872

XXX-XX1338 OPPENHEIMER MAIN STREET SMALL CAP

FUND #PB45B5

,7P MORGAN CHASE

CLASS ACTION LOCK BOX

P 0 BOX 26872

NEW YORK NY 10087-6672

XXX-XX1B69 OREGON STATE TREASURY A/C #591Y

STATE STREET BANK & TRUST COMPANY

ATTN ALYSON GROSSNERG

BOX 5622

BOSTON MA 02206

B 00/00/00

SHARES

300.00

100.00

400.00

6,847.00

B 00/00 /00 13,256.00

B 00/00/00 3,050.00

B 00/00/00 10,000.00

Page 164

DEF CLAIM

PRICE CODE NUMBER

13.1000 RC1 001657

12.3500

15.5931

D11 001285

D11 001281

REC 001365

REC 001366

B 00/00/00 1,600.00 REC 001367

B 01/21/04 1,900.00 17.2200 RC2 001377

B 02/02/04 200.00 13.9800

S 02/27/04 900.00 12.7500

S 02/27/04 700.00 12.9000S 03/01/ 04 500.00 13.8400

B 01/21/04 6,100 . 00 17.2000 RC2 001356

B 01/23/04 200.00 16.5590

S 02/27/04 2,100.00 12.9350

S 02/27/ 04 2,700.00 12.7660

S 03/01/04 1,500.00 13.6690

B 10/09/03 27.00 D11 000367

B 01/22/04 15,500.00 16. 7280 RC2 001224

S 02/27/04 5,200.00 12.9047

S 02/27/ 04 6,500.00 12.7464

S 03/01/ 04 3,800.00 13.8389

B 01/07/04 700.00 15.7600 NBO 001187

N 01/14/04 1,100.00 17.9000

S 04/22/04 1,100.00 7.5000

S 04/28/04 700.00 6.2850

B 01/07/04 13,900.00 15.7600 NBO 001168

B 01/14/04 21,500 . 00 17.9000

S 04/22/04 20,900.00 7.5000

S 04/28/04 14,500.00 6.2850

B 00/00 / 00 98,600 . 00 D11 001514

000270

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10/24/08 NETOPIA, INC . SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE

XXX-XX5728 ZZOVERNITE STERLING SOH-SSL B 00/00/00A/C #22-08217

THE NORTHERN TRUST COATTN CLASS ACTIONS C1N801 S CANAL STREET

CHICAGO IL 60607

XXX-XX3983 DONNA OWEN NICHOLAS PA/C #26-01827

THE NORTHERN TRUST COATTN CLASS ACTIONS C1N801 S CANAL STREET

CHICAGO IL 60607

XXX-%X9234 PACE INTL UNION RATT'ERY MARCH#6021016

C/O SEI PRIVATE TRUST COMPANY1 FREEDOM VALLEY DRIVE

OAKS PA 19456

XXX-XX6763 THE BANK OF NEW YORK MELLON AS TTEEPACE INDUSTRY UNION PEN

BATTERYMARCH A/C #781046

ONE WALL STREET 6TH FL REORG DEPTNEW YORK NY 10286

XXX-XX9316 PAINTERS & ALLIED ANNUITY FUND P930C/O STATE STREET CORP

ATTN DAVE CUMMINGS

200 NEWPORT AVENUE JQ7

NORTH QUINCY MA 02171

XXX-XX3807 PAINTERS & ALLIED PENS FUND P931

C/O STATE STREET CORPATTN DAVE CUMMINGS

200 NEWPORT AVENUE JQ7NORTH QUINCY MA 02171

XXX-XX-5356 KUSUM PATEL

RAJ PATEL

4420 BRINKER CT

PLANO TX 75024

XXX-XX-6955 NEETA A SAHEBA-PATEL

ANIT L PATEL

6222 EAST CORAL CIRCLE

ANAHEIM CA 92807

XXX-XX8731 U S BANK FBO

PEOPLES HIGHLAND PK CHURCH END FD

A/C #12641490

1555 N RIVRRCENTER DR STE 302

MILWAUKEE WI 53212

XXX-3XX5169 PEPSICO TIMES SQUARE SL

A/C #22-15343

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS C1N

801 S CANAL STREET

CHICAGO IL 60607

XXX-XX-9172 MICHAEL PETER

JAYAMONEY S DAB

1720 N YOUNG ST

STILLWATER OK 74075-B528

XXX-XX6075 PFIZER DIMENSIONAL FUND A

A/C #22-09897

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS CiN

801 S CANAL STREET

CHICAGO IL 60607

XXX-XX6075 PFIZER DIMENSIONAL FUND SL 22-17153

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS CIN

801 S CANAL STREET

CHICAGO IL 60607

SHARES PRICE

17,450.00

Page 165

DEF CLAIM

CODE NUMBER

D11 001218

B 00/00/ 00 1,300.00 D11 001243

B 01/26/04 1,350.00 17.2000 RC2 001544S 03/03/04 450.00 12.9400

S 03/03/04 550.00 12.7700S 03/04/04 350.00 13.8700

B 01/21/04 18,700,00 17.2200 RC2 001376B 01/23/04 500.00 16.3800S 02/27/04 8,000.00 12.7500S 02/27/04 6,500.00 12.9000S 03/01/04 4,700.00 13.8400

B 01/21/04 1,700.00 17.2000 RC2 001354S 02/27/04 600.00 12.9350S 02/27/04 700.00 12.7660S 03/01/04 400.00 13,7220

B 01/21/04 3,600.00 17.2000 RC2 001355S 02/27/04 1,200.00 12.9350S 02/27/04 1,500.00 12.7660S 03/01/04 900.00 13.8690

B 02/04/04 2,000.00 13.0450 RC2 001915B 02/18/04 2,000.00 12.8550S 02/06/04 2,000.00 13.5444S 02/27/04 2,000.00 13.0445

B 04/20/04 672.00 7.4000 RC3 000471S 04/27/04 672.00 6.3400

P 06/29/04 1,200.00 6.5250 NBO 001433

B 00/00/00 55,500.00 D11 001227

B 12/04/03 197.00 RC1 001936

S 12/16/03 197.00

B 03/25/04 600.00 11.3799 RC2 001221

S 04/01/04 600.00 12.5999

D11 001231

000271

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10/24/08 NETOPIA , INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT S

XXX-XX-8815 NORBERTO PIMENTEL

MARIA ZULMIRA PIMF.NTEL7047 WINDMERE ROAD

BROOKSVILLE FL 34602-7515

XXX-XX7002 JOHN PINKSTON MD

4413 CROSSINGS RIDGE

BIRMINGHAM AL 35242-4480

XXX-XX2784 THE PINNACLE FUND LP4965 PRESTON PARK BLVD STE 240PLANO TX 75093

XXX-XX-0099 AVRAHAN M PINSKY

JOSEPH D PINSKY TTEE5314 BLUEBELL AVENUE

NORTH HOLLYWOOD CA 91607

XXA-XX EZRA J PINSKY

JOSEPH D PINSKY TTEE

5314 BLUEBELL AVENUE

NORTH HOLLYWOOD CA 91607

XXX-S{X ELLEN PITTLEMAN

1720 N ORANGE GROVE AVENUE

LOS ANGELES CA 90046

XXX-XXN PICA

SCHIFFRIN BARROWAY TOPAZ & RESSLER

ATTN DARREN J CHECK ESQ

280 KING OF PRUSSIA RD

RADNOR PA 19087

XXX-XX-0368 HAROLD S POMERANZ

103 SAGAMORE DRIVE

PLAINVIEW NY 11803

EC TR DATE

B 11/07/03

B 11/07/03

B 11/07/03

B 11/18/03

S 11/18/03

S 11/18/03

S 11/19/03

S 11/19/03

B 11/13/03

B 02/06/04

S 04/20/04

B 05/03/04

S 05/03/04

SHARES

600.00

50.00

150.00

1,000.00

500.00

500.00

700.00

300.00

530,00

510.00

1,040.00

2,000.00

2,000.00

Page 166

DEF CLAIM

PRICE CODE NUMBER

13.4000 RCI 000363

13.3400

13.2500

12.5800

14.0130

14.0770

12.9000

12.9100

13.5226 D01 000398

14.3313

6.3836

6.1900 RC3 000169

6.0800

B 10/03/00 500.00

B 10/03/00 500.00

XXX-XX-5083 HELAINE POMERANZ

103 SAGAMORE DRIVE

PLAINVIEW NY 11803

XXX-XX0195 PROGRAM ACCOUNTABILITY & EVALUATION

INC

7 ALBERG ROAD

WOLFEBORO NH 03894

XXX-XX3074 PROGRESS CA PARADIGM SL

A/C N22-10043

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS CIN

801 S CANAL STREET

CHICAGO IL 60607

XXX-XX9796 THE BANK OF NEW YORK MELLON AS TTEE

PROVIDENCE SERVICES BATTERYMARCH

A/C #294475

ONE WALL STREET 6TH FL REORG DEPT

NEW YORK NY 10286

XXX-XX1511 THE BANK OF NEW YORK MELLON AS TTEE

PROVIDENCE SVCS DB PL BATTERYMARCH

A/C #294531

ONE WALL STREET 6TH FL REORG DEPT

NEW YORK NY 10286

XRg-XX ANN PRUITT ROTH

C/O AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNS POINT PKWY #200

ATLANTA GA 30338

B 12/03/03

B 12/04/03

B 12/05/03

S 12/18/03

B 11/16/03

B 12/01/03

S 12/02/03

S 01/00/04

B 01/06/04

S 01/08/04

B 12/03/03

S 12/15/03

B 01/15/04

B 03/18/04

S 06/22/04

B 01/21/04

B 01/23/04

S 02/24/04

S 02/26/04

B 01/21/04

B 01/23/04

S 02/24/04

S 02/26/04

D11 000179

D11 000181

D11 000660

2,800.00

8,800.00

1,600.00

13,200.00

15.9500 RC1 001922

15.2137

14.6282

13.9500

1,000.00

1,000.00

1,000.00

1,000.00

2,000.00

2,000.00

13.3200 RC1 000069

15.4100

15.5100

17.4330

16.7620 RC1 000070

17.0875

200.00 16.0380 RC1 000368

200.00 13.2293

2,400.00 17.6845 NBC 001222

1,100.00 12.3631

3,500.00 5.5882

4,100.00 17.2200 RC2 001380

500.00 16.2700

3,800.00 11.6600

800.00 12.0200

1,450.00 17.2200 RC2 001381

100.00 16.2700

1,300.00 11.6600

250.00 12.0200

D11 000919

000272

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10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT Page 167

TAX ID CLAIMANT SEC TR DATE SHARES PRICE

DEF CLAIM

CODE NUMBER

XXX-XX NEAL PRUITT IRACEO AL SHAMS

D11 000917

MIDSOUTH CAPITAL INC1050 CROWNE POINT PKWY #200ATLANTA GA 30338

XXX-yx LINDA PUGH IRA

C/O Al SHAMSD11 000918

MIDSOUTH CAPITAL INC1050 CROWNE POINT PKWY #200ATLANTA GA 30338

XXX-XX4994 PNC FBO AGT JOHN C CUE B 04/22/04 3,000.00 REC 001160A/C #60630013858599 S 04/30/04 3,000.00 6.0200P 0 BOX 822177

PHILADELPHIA PA 19182-2177

XXX-XX5680 QWEST COMMUNICATIONS A/C #O5DL B 00/00/00 2,325.00 RHO 001502STATE STREET BANK & TRUST COMPANYATTN ALYSON GROSSBERGBOX 5622

BOSTON MA 02206

XXX-XX 7564 GERALD H RAWLS B 01/29/04 1,000.00 14,0000 RC2 000658GLORIA J RAWLS S 02/26/04 1,000.00 14.10001862 ELMHURST DRIVE

GERMANTOWN TN 38138

XXX-XX-3061 CHANDRA M REDDING IRA B 00/00/00 5.00 29.5900 D02 0005604320 AYLESBURY DRIVE S 07/26/04 5.00 3.5700KNOXVILLE TN 37918

XXC-%X HOMER REEVES D11 000916C/0 Al SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNE POINT PKWY #200

ATLANTA GA 30338

XXX-XX-4945 JAMES REID IRA B 11/14/03 300.00 13.1700 RC1 0002814021 GULF SHORE BLVD N #2001 S 12/15/03 300.00 14.2600NAPLES FL 34103

XYX-RX GRANT RENNE TTEE D11 001010GRANT RENNE REV LVG TR UA 5/28/988000 DEARBORN DRIVE

PRAIRIE VILLAGE KS 66200-4823

XXX-XX9540 ZZRET RESEARCH FDN BATTERY B 01/22/04 7,400.00 16.7300 RC2 001253A/C #26-07235 5 02/27/04 7,400.00 12.8300THE NORTHERN TRUST CO

ATTN CLASS ACTIONS C1N

801 S CANAL STREET

CHICAGO IL 60607

XXX-XX-5439 RUSS J RICHENBERG ROTH IRA D11 000505

4555 N PERSHING 33210

STOCKTON CA 95207

XXX-XX PATSY RIGSBEE D11 000920

C/O AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNE POINT PKWY #200

ATLANTA GA 30336

XXX-XX-9702 DANIEL H RISHER JR IRA B 04/26/04 600.00 7.2500 RC3 001665

1039 BLACKRIDGE RD B 04/28/04 200.00 7.1380

PITTSBURGH PA 15235 B 05/04/04 200.00 6.2350

S 05/11/04 200.00 6.1110

S 05/19/04 800.00 5.2610

XXX-XX9059 GOULD INVESTMENT PARTNERS LLC FEO B 11/18/03 20,000.00 14.6600 NBO 000325

ROCKLAND SMALL CAP GROWTH FL) RRGRX B 11/20/03 20,000.00 14.5400

1235 WESTLAKES DRIVE STE 200 B 11/20/03 20,000.00 14.9000

BERWYN PA 19312 B 12/29/03 10,000.00 15.4300

B 01/08/04 30,000.00 16.8600

B 01/09/04 20,000.00 17.7700

B 01/14/04 10,000.00 18.1600

B 01/16/04 10,000.00 18.5700000273

Page 275: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

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Page 276: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE

XXX-X73572 CLASS ACTION SRVCS FRO 440100126 B 11/17/03RUMSON CAPITAL LLC S 11/17/03ATTN JONATHAN WADE ADMIN30 LIBERTYSHIP WAY STE 3200SAUSALITO CA 94965

XXX-XX3572 CLASS ACTION SRVCS FBO #40100130RUMSON CAPITAL LLC

ATTN JONATHAN WADE ADMIN30 LIBERTYSHIP WAY STE 3200SAUSALITO CA 94965

XXX-XX3572 CLASS ACTION SRVCS FRO #40100131RUMSON CAPITAL LLC

ATTN JONATHAN WADE ADMIN30 LIBERTYSHIP WAY STE 3200SAUSALITO CA 94965

XXX-XX3572 CLASS ACTION SRVCS FBO #40100135RUMSON CAPITAL LLC

ATTN JONATHAN WADE ADMIN30 LIBERTYSHIP WAY STE 3200SAUSALITO CA 94965

XXX-XX3572 CLASS ACTION SRVCS FBO #40100139RUMSON CAPITAL LLC

ATTN JONATHAN WADE ADMIN30 LIBERTYSHIP WAY STE 3200SAUSALITO CA 94965

XXX-XX3572 CLASS ACTION SRVCS FRO #40100140

RUMSON CAPITAL LLCATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200SAUSALITO CA 94965

XXX-XX3572 CLASS ACTION SRVCS FRO #40100141RUMSON CAPITAL LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX3572 CLASS ACTION SRVCS FDO 140100142RUMSON CAPITAL LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XKX-XX3572 CLASS ACTION SRVCS FBO #40100145

RUMSON CAPITAL LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX3572 CLASS ACTION SRVCS FRO #40100147

RUMSON CAPITAL LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XU-XX3572 CLASS ACTION SRVCS FBO #40100152

RUMSON CAPITAL LLCATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX3572 CLASS ACTION SRVCS FRO #40100155

RUMSON CAPITAL LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX3572 CLASS ACTION SRVCS FBO #40100166

RUMSON CAPITAL LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

SHARES

600.00

600.00

B 11/06/03 3,260.00S 11/06/03 3,260.00

B 11/12/03 100.00B 12/10/03 900.00S 11/12/03 100.00S 12/10/03 900.00

B 12/08/03 100.00

B 12/31/03 2,250.00

S 12/06/03 100.00S 12/31/03 2,250.00

B 11/12/03

B 11/18/03

S 11/12/03

S 11/18/03

4,800.00

317.00

4,800.00

317.00

B 11/14/03

B 11/18/03

B 12/10/03

S 11/14/03

S 11/18/03

S 12/10/03

H 11/11/03

B 11/18/03

S 11/11/03

S 11/10/03

400.00

500.00

800.00

400.00

500.00

800.00

2,950.00

1,310.00

2,950.00

1,310.00

B 11/17/ 03 100.00

S 11/17 /03 100.00

B 12/31/03 500.00

5 12/31/03 500.00

B 11/06/03 1,600.00

B 11/07/03 1,500.00

S 11/06/03 1,600.00

S 11/07/03 1,500.00

B 11/12/03 400.00

S 11/12/03 400.00

B 11/10/03

B 11/26/03

S 11/10/03

S 11/28/03

B 11/12/03

B 12/09/03

S 11/12/03

S 12/09/03

3,300.00

500.00

3,300.00

500.00

738.00

1,200.00

738.00

1,200.00

Page 169

DEF CLAIMPRICE CODE NUMBER

RC1 001789

RC1 001790

RC1 001791

RC1 001792

RC1 001793

RC1 001794

RC1 001795

RC1 001796

RC1 001797

RC1 001796

RC1 001799

RC1 001800

RCI 001801

000275

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10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT

XXX-XX3572 CLASS ACTION SRVCS FBO #40100179RUMSON CAPITAL LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200SAUSALITO CA 94

XXX-XX3572 CLASS ACTION SRVCS FBO #40100180

RUMSON CAPITAL LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94

XXX-XX3572 CLASS ACTION SRVCS FBO #40100181

RUMSON CAPITAL LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94

SEC TR DATE

B 11/06/03

B 11/10/03

B 11/17/03

B 11/24/03

5 S 11/06/03

S 11/10/03

S 11/17/03

S 11/24/03

B 11/07/03

B 11/10/03

B 11/11/03

B 11/12/03

5 B 11/14/03

B 11/17/03e 11/18/03

B 11/20/03

S 11/07/03

S 11/10/03

S 11/11/03

S 11/12/03

S 11/14/03

S 11/17/03

S 11/18/03

S 11/20/03

B 11/06/03

B 11/10/03

B 11/18/03

B 11/28/03

5 B 12/24/03

S 11/06/03

S 11/10/03

S 11/10/03

5 11/28/03

S 12/24/03

XXX-X73572 CLASS ACTION SRVCS FBO #40100182

RUMSON CAPITAL LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX3572 CLASS ACTION SRVCS PBD #40100185

RUMSON CAPITAL LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX3572 CLASS ACTION SRVCS FBO #40100166

RUMSON CAPITAL LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX3572 CLASS ACTION SRVCS FRO #40100186

RUMSON CAPITAL LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX3572 CLASS ACTION SRVCS FBO #40100190

RUMSON CAPITAL LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

B 11/18/03

B 11/20/03

S 11/18/03

S 11/20/03

B 12/01/03

B 12/02/03

2 12/08/03

B 12/09/03

S 12/01/03

S 12/02/03

S 12/08/03

S 12/09/03

B 11/10/03

B 11/21/03

B 12/09/03

B 12/10/03

B 12/16/03

B 12/16/03

S 11/10/03

S 11/21/03

S 12/09/03

S 12/10/03

S 12/16/03

S 12/18/03

B 11/12/03

B 11/18/03

B 12/30/03

S 11/12/03

S 11/19/03

S 12/30/03

B 11/18/03

B 11/26/03

S 11/18/03

S 11/26/03

SHARES

100.00

3,400.00

2,900.00

1,400.00

100.00

3,400.00

2,900.00

1,400.00

10,360.00

20,925.00

14,781.00

16,180.00

7,300.00

400.002,600.00

3,100.0010,360.00

20,925.00

14,781.00

16,160.00

7,300.00

400.00

2,600.00

3,100.00

200.00

400.00

1,000.00

900.00

500.00

200.00

400.00

1,000.00

900.00

500.00

200.00

300.00

200.00

300.00

200.00

200.00

300.00

400.00

200.00

200.00

300.00

400.00

900.00

100.00

200.00

500.00300.00

500.00

900.00

100.00

200.00

500.00

300.00

500.00

300.00

2,200.00300.00

300.00

2,200.00

300.00

100.00

200.00

100.00

200.00

PRICE

Page 170

DEF CLAIM

CODE NUMBER

RC]. 001802

RC1 001803

RC1 001804

RCl 001805

RC1 001806

RC1 001807

RC1 001808

RC1 001809

000276

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10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT Page 171

DEF CLAIMTAX ID CLAIMANT SEC TR DATE SHARES PRICE CODE NUMBER

XXX-XX3572 CLASS ACTION SRVCS P80 440100192 B 11/28/03 400.00 RC1 001810RUMSON CAPITAL LLC S 11/28/03 400.00ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200SAUSALITO CA 94965

XXX-XX3572 CLASS ACTION SRVCS FHO 440100194 N 11/06/03 100.00 RC1 001811RUMSON CAPITAL LLC S 11/06/03 100.00ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX3572 CLASS ACTION SRVCS FBO 140100197 B 11/06/03 100.00 RC1 001812RUMSON CAPITAL LLC S 11/06/03 100.00ATTN JONATHAN WADE ADMIN30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX3572 CLASS ACTION SRVCS FBO #81Y43909 B 12/02/03 100.00 RC1 001813RUMSON CAPITAL LLC S 12/03/03 100.00ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX3572 CLASS ACTION SRVCS FBO #83333333 B 11/12/03 800.00 RC1 001814RUMSON CAPITAL LLC S 11/12/03 800.00

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XX3C-XX3572 CLASS ACTION SRVCS FBO #83531209 8 11/17/03 300.00 RC1 001815

RUMSON CAPITAL LLC S 11/17/03 300.00

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX3572 CLASS ACTION SRVCS FBO #85011308 B 11/18/03 2,101.00 RC1 001816

RUMSON CAPITAL LLC 5 11/18/03 2,101.00

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX3572 CLASS ACTION SRVCS FRO #85V11209 B 11/28/03 600.00 RC1 001817

RUMSON CAPITAL LLC B 12/02/03 1,000.00

ATTN JONATHAN WADE ADMIN S 12/01/03 600.00

30 LIBERTYSHIP WAY STE 3200 S 12/02/03 1,000.00

SAUSALITO CA 94965

XXX-XX3572 CLASS ACTION SRVCS FRO #86T51209 B 11/26/03 400.00 RCI 001818

RUMSON CAPITAL LLC S 11/26/03 400.00

ATTN JONATHAN WADE ADMIN

30 LIBBRTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX3572 CLASS ACTION SRVCS FBO 086Y71209 B 12/19/03 800.00 RC1 001819

RUMSON CAPITAL LLC S 12/19/03 800.00

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX7282 RUSSELL INVESTMENT MANAGEMENT FBO B 05/24/04 39,270.00 14.4100 RC3 001335

RUSSELL SMALL CAP FUND A/C #6¢EC S 05/27/04 12,066.00 5.9500

RING-SCAS S 05/28/04 16,653.00 5.8300

ATTN SCAS ANALYSTS TEAM S 06/01/04 10,551.00 5.7900

2099 GAITHER RD STE 501

ROCKVILLE MD 20850-5120

XXX-XX8218 SACRAMENTO REGIONAL TRANSIT #A5X2 B 01/21/04 3,200.00 17.1270 RC2 001524

STATE STREET BANK & TRUST COMPANY B 01/23/04 1,400.00 16.2480

ATTN ALYSON GROSSBERG S 02/23/04 4,600.00 12.0950

BOX 5622

BOSTON MA 02206

XXX-XX8218 SACRAMENTO REGL TRANSIT DIST #ASX1 H 01/21/04 1,000.00 17.1270 RC2 001523

STATE STREET BANK & TRUST COMPANY B 01/23/04 500.00 16.2480

ATTN ALYSON GROSSBERG S 02/23/04 1,500.00 12.0950

BOX 5622

BOSTON MA 02206

000277

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10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE

XXX-XX7514 STATE STREET BANK & TRUST CO CUST B 01/22/04SAINT FRANCIS FDN BATTERYMARCH S 02/27/04A/C #4718482

P 0 BOX 155

BOSTON MA 02117-0155

XXX-XX2454 THE BANK OF NEW YORK MELLON AS TTEE

SC TIMES SQUARE CAPITAL MGMTA/C #862186

ONE WALL STREET 6TH FL REORG DEPT

NEW YORK NY 10286

XXX-XX-7074 STEVEN E SCHEINMAN

NAOMI SCHEINMAN2484 NW 61ST DIAGONAL

BOCA i7ATON FL 33496

XXX-XX5714 CLASS ACTION SRVCS FBO #93000719

SCHONFELD SECURITIES LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX5714 CLASS ACTION SRVCS FBO #93227303

SCHONFELD SECURITIES LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX5714 CLASS ACTION SRVCS FBO #93257658

SCHONFELI] SECURITIES LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX5714 CLASS ACTION SRVCS FBO #93257700

SCHONFELD SECURITIES LLC

ATTN JONATHAN WADE ALMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX5714 CLASS ACTION SRVCS FPO #93260793

SCHONFELD SECURITIES LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX5714 CLASS ACTION SRVCS FBO #93302731

SCHONFELD SECURITIES LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX5714 CLASS ACTION SRVCS FBO #93304184

SCHONFELD SECURITIES LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX5714 CLASS ACTION SRVCS FBO #93403301

SCHONFELD SECURITIES LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX5714 CLASS ACTION SRVCS FBO #93408704

SCHONFELD SECURITIES LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX5714 CLASS ACTION SRVCS FBO #93411607

SCHONFELD SECURITIES LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

SHARES

2,250.00

2,250.00

B 11/12 / 03 50,000.00

S 12/12/03 38,000.00

S 12/15/03 12,000.00

B 01/26 /04 500.00

B 01/26/04 200.00B 01/26/ 04 300.00

B 01/29/04 1,000.00

S 03/15/ 04 2,000.00

B 11/13 / 03 600.00

S 11/13 /03 600.00

B 11/06/03 1,800.00

S 11/06 / 03 1,800.00

Page 172

DEF CLAIM

PRICE CODE NUMBER

16.7300 RC2 001417

12.8700

12.3500 RC2 001378

13.9700

14.1600

17,2500 RC2 001045

17.0000

17.0000

13.9000

13.0000

RC1 001821

RC1 001822

B 11/06 / 03 400.00 RC1 001823

S 11/06/03 400.00

B 11/12/03 1,000.00 RC1 001824

B 11/13/03 800.00

S 11/13/ 03 1,800.00

B 11/06/03 1,828.00 RC1 001825

S 11/06/ 03 1,828.00

B 11/19/03 1,000.00 RC1 001826

S 11/19/03 1,000.00

B 01/05 / 04 200.00 RC1 001827

S 01/05 / 04 200.00

B 11/18/03 500.00 RC1 001828

S 11/19/03 500.00

B 01/30/04 600.00 RC2 001829

S 01/29/04 400.00

S 01/30/ 04 200.00

B 11/06 / 03 500.00 RC1 001830

S 11/06/03 500.00

000278

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10/24/05 NETOPIA, INC . SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE SHARES PRICE

XXX-XX5714 CLASS ACTION SRVCS FRO 4 93414502 B 04/05/04 600.00SCHONFELD SECURITIES LLC S 04 / 06/04 600.00ATTN JONATHAN WADE ADMIN30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX5714 CLASS ACTION SRVCS FRO #93414521 B 01/05/04 500.00SCHONFELD SECURITIES LLC B 01/08/04 500.00ATTN JONATHAN WADE ADMIN B 01/20 / 04 200.0030 LIBERTYSHIP WAY STE 3200 B 03/18 / 04 600.00SAUSALITO CA 94965 S 01/06 / 04 500.00

S 01/09/04 500.00

S 01/20/04 200.00

S 03/18/04 600.00

XHX-7{X5714 CLASS ACTION SRVCS FBO # 93414903 B 01/22 / 04 1,000.00SCHONFELD SECURITIES LLC S 01/21/04 800.00ATTN JONATHAN WADE ADMIN S 01/22/04 200.00

30 LIDERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX5714 CLASS ACTION SRVCS FBO #93422253 B 11/06 / 03 300.00SCHONFELD SECURITIES LLC S 11/06 / 03 300.00ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX5714 CLASS ACTION SRVCS FRO #93431455 B 11/06 / 03 200.00SCHONFELD SECURITIES LLC B 03 / 01/04 200.00

ATTN JONATHAN WADE ADMIN S 11/07/03 200.00

30 LIBERTYSHIP WAY STE 3200 S 03/02/04 200.00

SAUSALITO CA 94965

XXX-XX5714 CLASS ACTION SRVCS FBO # 93445202 B 11/19 / 03 1,000.00

SCHONFELD SECURITIES LLC S 11/19/ 03 1,000.00

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX5714 CLASS ACTION SRVCS FRO #93455309 B 01/21 / 04 11500.00

SCHONFELD SECURITIES LLC S 01 / 20/04 1,500.00

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX5714 CLASS ACTION SRVCS FBO #93455804 B 11/06 / 03 3,000.00

SCHONFELD SECURITIES LLC S 11/06/03 900.00

ATTN JONATHAN WADE ADh4IN S 11/07/03 2,100.00

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXR-XX5714 CLASS ACTION SRVCS FBO #93456101 B 11/06 / 03 1,300.00

SCHONFELD SECURITIES LLC S 11/07 / 03 1,300.00

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX5714 CLASS ACTION SRVCS FRO #93461409 B 04/26 / 04 7,500.00

SCHONFELD SECURITIES LLC S 04 / 23/04 7,500.00

ATTN JONATHAN WADE ADMIN

30 LIBERTYSAIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX5714 CLASS ACTION SRVCS FRO #93462609 B 11/06 / 03 200.00

SCHONFELII SECURITIES LLC S 11/07/03 200.00

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX5714 CLASS ACTION SRVCS F30 493468104 B 11/06/03 200.00

SCHONFELD SECURITIES LLC B 11/18 / 03 1,000.00

ATTN JONATHAN WADE ADMIN B 11/26 / 03 3,500.00

30 LIBERTYSHIP WAY STE 3200 S 11/07/03 200.00

SAUSALITO CA 94965 S 11/19/03 1,000.00

S 12/01 / 03 3,500.00

Page 173

DEF CLAIM

CODE NUMBER

RC2 001831

COM 001832

RC2 001833

RC1 001834

COM 001835

RC1 002836

SHS 001837

RC1 001638

RC1 001839

RC3 001840

RC1 001841

RC1 001842

000279

Page 281: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE

XXX-XX5714 CLASS ACTION SRVCS FBO #93477009 B 11/07/03SCHONFELD SECURITIES LLC S 11/07/03

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-KX5714 CLASS ACTION SRVCS FBO #93486301

SCHONFELD SECURITIES LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX5714 CLASS ACTION SRVCS FBO ##93500335

SCHONFELD SECURITIES LLC

ATTN JONATHAN WADE APEIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX5714 CLASS ACTION SRVCS FBO ##93630220

SCHONPELD SECURITIES LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX4387 MONA SEROTTA SCHWARTZ TTEE

MATTHEW LOUIS SCHWARTZ TRUST

U/A DTD 10/24/88

$ 8 OAKWOOD DRIVE

WAYNE NJ 07470-5605

XY-X-XX3636 SCHWARTZ CRUT NICHOLAS APLGT

A/C #26-38568

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS C1N

801 S CANAL STREET

CHICAGO IL 60607

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC

FBO SCUDDER TIA #2 M34G

ATTN GRACE SHENTWLT

ONE MADISON AVENUE 9TH FL

NEW YORK NY 10010

XXX-XX1788 ZZSEARS TIMES SQUARE A/C 22-16446

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS C1N

801 S CANAL STREET

CHICAGO IL 60607

XXX-XX0910 CLASS ACTION SRVCS RHO #10045

SECURE TRADING GROUP LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

XXX-XX0910 CLASS ACTION SRVCS FBO #10054

SECURE TRADING GROUP LLC

ATTN JONATHAN WADE ADMIN

30 LIBERTYSHIP WAY STE 3200

SAUSALITO CA 94965

%X%-XX ROBERT SEEDLOCEC/O AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNE POINT PKWY #200

ATLANTA GA 30338

XXX-XEN PIETRO LUIGI SERAPIGLIA

433 WOLSELEY AVE

MONTREAL WEST QUE H4X 1W4

CANADA

SHARES

1,100.00

1,100.00

B 11/18 / 03 400.00

5 11/19/03 400.00

B 11/18 / 03 500.00

B 02/20 / 04 3,000.00S 11/18 /03 500.00

S 02/19 / 04 3,000.00

B 11/18 / 03 400.00

S 11/18 / 03 400.00

Page 174

DEF CLAIM

PRICE CODE NUMBER

RC1 001843

RC1 001844

COM 001845

RC1 001847

B 12/01 /03 600.00 15.4500 RC1 000679

S 01/16/04 600.00 15.0000

B 00/00/00 4,000.00 D11 001278

S 05/04/04 2,000.00 5.6995 D11 002025

B 01/02 /04 18,000.00 REC 001230

B 11/28/03 500.00 RC1 001848

S 11/28 / 03 500.00

B 04/27 / 04 100.00 RC3 001849

B 05/06/04 100.00

B 05/19 / 04 200.00

S 04/21/04 300.00

S 04/26 / 04 100.00

011 000910

B 04/20/04 10,000.00 7.4000 RC3 001136

B 05/13/04 1,500.00 5.5100

S 04/26/04 2,900.00 6.7400

S 04/27/04 5,600.00 6.5900

S 06/23/04 2,000.00 6.0400

S 06/24/04 1,000.00 6.2400

000280

Page 282: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE SHARES

XXX-XX1777 HUNTINGTON NAIL BK #1041016443 B 11/06/03 49,500,00SERS/DUN-HRST MCATTN RICH BURKHARDT

7 EASTON OVAL EA4E78

COLUMBUS OH 43219

XXX-XX6330 ALFRED M SHAMS IRA

1050 CROWN POINT PKWY #200

ATLANTA GA 30338

xXX-XX BARBARA SHAMS

C/O AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNE POINT PKWY A200ATLANTA GA 30338

XXX-Xx MARVIN SHAMS IRA

CIO AL SHAMS

MIDSO0TH CAPITAL INC

1050 CROWNE POINT PKWY #200

ATLANTA GA 30338

XXX-XX-5934 SISTERS PROGRESSIVE INVESTMENT CLUB

ATTN LINDA BURTON

4321 SPRING CREEK CT

FAIRFIELD CA 94534

XXX-XX-7223 SCOTT M SKLAR

400 E 66TH STREET APT 18D

NEW YORK NY 10021

XXx-XX-7223 SCOTT M SELAR IRA

400 E 66TH STREET APT 1SD

NEW YORK NY 10021

XXX-XX-8516 STUART SELAR IRA

P 0 BOX 5010

QUOQUE NY 11959

XXX-X% CAROL SLEETH IRA

C/O AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNS POINT PKWY #200

ATLANTA GA 30335

XXX-XX - 5423 MARK G SLUTSKY

KAREN WEISS SLUTSKY

9 QUEENS WAY

LINCOLNSHIRE IL 60069

XXX-XX-4544 LILLIE R SMITH IRA R/O

986 TRTJEHARD LN

LINCOLN CA 95648

XXX-XX5636 SPARTAN EXTENDED MARKET INDEX FUND

FUND #398

C/O PETER M SAPAROFF ESQ

MINTZ LEVIN

ONE FINANCIAL CENTER

BOSTON MA 02111

XXX-XX-2109 ROBERT V SPAYD

366 RUE MARSEILLE

DAYTON OH 45429

XXX-XX9160 U S BANK FBO

SPECIAL CUSTODY ACCT FOR MARGIN &

SH A/C #19-9212B

1555 N RIVERCENTER DR STE 302

MILWAUKEE WI 53212

B 12/13/02 2,000.00

D11 000915

Page 175

DEF CLAIM

PRICE CODE NUMBER

D11 001867

D11 000907

D1I 000914

B 02/27/01 200.00 D11 001084

B 02/24/04

S 02/26/04

B 02/20/04

B 04/20/04

S 02/25/04

S 04/21/04

B 01/27/04

B 02/04/04

B 04/20/04

S 02/06/04

S 02/06/04

S 04/22/04

B 12/03/03

B 12/03/03

S 12/10/03

S 12/15/03

B 12/02/03

S 12/10/03

S 00/00/00

1,000.00 11.4300 RC2 000302

1,000.00 12.1800

1,000.00 12.1318 COM 000303

3,000.00 7.1800

1,000.00 12.2500

3,000.00 7.2100

1,000.00 16.0500 COM 000417

500.00 13.3000

2,000.00 7.1050

750.00 14.0000

750.00 14.5800

2,000.00 7.5000

D11 000944

900.00 14.8800 RC1 001884

100.00 14.8700

500.00 14.2000

500.00 13.3700

600.00 15.3200 RC1 001887

600.00 12.9500

6,139.00 D11 001614

B 12/08/03 1,250.00 15.9800 RCI 001917

S 12/15/03 1,250.00 12.6600

B 00/00/00 48,300.00 REC 001443

000281

Page 283: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE SHARES

X.XX-XX-4693 JEROME A SPEEGLE IRA Rip B 12/01/03 100.002822 GLENSTONE LANE S 12/01/03 100.00BIRMINGHAM AL 35242

XXX-XX6788 SR MINI CAP FD (GROWTH) NICHOLASA/C 426-01716

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS C1N801 S CANAL STREET

CHICAGO IL 60607

XXX-XXS751 ST LOUIS GRAPHIC ARTS PENSION FUND1544 WOODLAKE DRIVE

CHESTERFIELD MO 63017

XXX-XX JANICE STRELL

JEFFREY STRELL70 ORANGE DRIVE

JERICHO NY 11753

%XX-XX MAURICE SUEDE

1170 OCEAN PKWY APT 11C

BROOKLYN NY 11230

XXX-%X6008 SUBS NTGI EQUITY SL

A/C #22-55942

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS C1N801 S CANAL STREET

CHICAGO IL 60607

XXX-XX5205 SUSQUEHANNA CAPITAL GROUP

ACCT #45995319

401 CITY AVENUE STE 220

BALA CYNWYD PA 19004

XXX-XX5205 SUSQUEHANNA CAPITAL GROUP

ACCT #45989328

401 CITY AVENUE STE 220

BALA CYNWYD PA 19004

XXX-XX5205 SUSQUEHANNA CAPITAL GROUP

ACCT #46386315

401 CITY AVENUE STE 220

BALA CYNWYD PA 19004

Page 176

DEF CLAIMPRICE CODE NUMBER

15.3000 RC1 000059

14.9100

B 00/00/00 7,700.00 D11 001241

B 01/21/ 04 1,300 .00 17.2004 RC2 000580S 02/24/04 1,100.00 11.6819

S 02/27/04 100.00 12.7669S 02/27/04 100.00 12.9353

B 04/28 /04 151. 00 6.3400 RC3 0005728 05/17/04 30.00 5.2600S 06/23 / 04 181.00 6.0354

B 07/31/01 500.00 D11 001141

B 11/05 / 03 1,000.00 11.9750 211 001237

B 11/13/03 100.00 13.1300 RC1 002172B 11/19/03 100.00 14.4500

B 12/17/03 100.00 14.1500B 12/22/03 100.00 14.3000B 01/16/04 100.00 18.5300

S 11/13/03 100.00 13.1400

S 11/19/03 100.00 14.4600

S 12/17/03 100.00 14.1000

S 12/22/03 100.00 14.2800S 01/16/04 100.00 18.5500

B 11/19/03 300.00 14.5600 RCl 002173

B 11/19/03 100.00 14.5600

B 11/19/03 200.00 14.5600

B 11/19/03 100.00 14.5600

B 11/19/03 100.00 14.5500

B 11/19/03 100.00 14.5600

B 11/19/03 100.00 14.5600

S 11/19/03 1,000.00 14.7000

B 01/06/04 300.00 16.0900 RC1 002178

B 01/06/04 200.00 16.1100

B 01/06/04 300.00 16.1500

B 01/06/04 200.00 16.1800

B 01/06/04 100.00 16.1800

B 01/06/04 100.00 16.1200

B 01/07/04 300.00 15.6400

B 01/07/04 300.00 15.6800

B 01/07/04 300.00 15.9300

B 01/07/04 300.00 15.8700

B 01/08/04 300.00 17.0900

B 01/08/04 300.00 17.2500

B 01/08/04 300.00 17.4600

B 01/08/04 300.00 16.2200

B 01/09/04 50.00 17.3300

B 01/09/04 250.00 17.3300

B 01/09/04 100.00 17.3500

B 01/09/04 200.00 17.3500

B 01/09/04 200.00 17.1800

B 01/09/04 100.00 17.1800

B 01/12/04 61.00 17.3200

B 01/12/04 100.00 17.2500

B 01/12/04 300.00 17.1400

B 01/12/04 300.00 17.3500

B 01/12/04 200.00 17.2500

B 01/12/04 300.00 17.3500

000282

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10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT Page 177

TAX ID CLAIMANT SEC TR DATE SHARESDEF CLAIM

PRICE CODE NONBER

17.6600

17.6600

17.4800

17.5400

17.7000

17.7000

17.7200

17.7200

17.3200

16.1383

15.7850

17.0100

17.2917

17.2798

17.6201

XXX-XX5205 SUSQUEHANNA CAPITAL GROUP

ACCT #45995359

401 CITY AVENUE STE 220

BALA CYNWYD PA

XXX-XX5205 SUSQUEHANNA CAPITAL GROUP

ACCT #48386341401 CITY AVENUE STE 220

BALA CYNWYD PA

B 01/13/04

B 01/13/04

B 01/13/04

B 01/13/04

B 01/13/04

B 01/13/04

B 01/13/04

B 01/13/04

B 01/13/04

S 01/06/04

S 01/07/04

S 01/08/04

S 01/09/04

S 01/12/04

S 01/13/04

B 02/26/04

S 02/26/04

S 02/26/04

19004 S 02/26/04

B 06/02/04

S 06/02/04

S 06/02/04

19004 S 06/02/04

5 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

5 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

79.00

300.00

400.00

200.00

100.00

101.00

100.00

400.00

59.00

1,200.00

1,200.00

1,200.00

900.00

1,261.00

1,739.00

5,000.00700.00

1,000.00

3,300.00

10,200.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

200.00

100.00

200.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

200.00

100.00

100.00

100.00

100.00

40.00

100.00

100.00

300.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

60.00

200.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

12.1300 RC2 002183

12.1500

12.1600

12.1600

5.9282 RC3 002186

5.9100

5.9100

5.9100

5.9100

5.9100

5.9100

5.9100

5.9100

5.9100

5.9100

5.9100

5.9800

5.8800

5.8900

5.6900

5.9000

5.9400

5.9400

5.9400

5.9100

5.9100

5.9100

5.9100

5.9200

5.9200

5.9300

5.9200

5.9200

5.9200

5.9300

5.9300

5.9100

5.9100

5.9100

5.9100

5.9100

5.9100

5.9100

5.9100

5.9100

5.9100

5.9600

5.9100

5.9100

5.9100

5.9200

5.9100

5.9700

6.0100

6.0100

6.0100

5.9600

5.9600

5.9600

5.9600

5.9600

000283

Page 285: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

10/24/08

TAX ID

NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

CLAIMANT

XXX-XX4154 SUSQU13HANNA INVESTMENT GROUP

ACCT #47766315

401 CITY AVENUE STE 220

BALA CYNWYD PA 19004

XXX-XX4154 SUSQUEHANNA INVESTMENT GROUP

ACCT #47714316

401 CITY AVENUE STE 220

BALA CYNWYD PA 19004

XXX-XX4154 SUSQUEHANNA INVESTMENT GROUP

ACCT #47530315

401 CITY AVENUE STE 220

BALA CYNWYD PA 19004

XXX-XX-8523 SHEILA S SWANSON

P.O. BOX 543

MT DESERT ME 04609

XXX-XX3740 WELLE FARGO BANK NA TTEE FBO

SWEDISH PENSION BATTERYMARCH AC DS

A/C #1802253708

NW5009 P 0 BOX 1450

MINNEAPOLIS MN 55485-5009

XXX-XX3740 WELLS FARGO BANK NA TTEE FBO

SWEDISH HEALTH SVCS BATTERY MARCH

ACCT #13590905

NW5009 P O BOX 1450

MINNEAPOLIS MN 55485-5009

XXX-XX-6705 YOCK WING SZETO

527 2ND AVENUE

SAN FRANCISCO CA 94118

SEC TR DATE

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

S 06/02/04

B 12/24/03

S 12/26/03

SHARES

100.00

100,00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

200.00

100.00

100.00

300.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

1,400.00

1,400.00

Page 178

DEF CLAIM

PRICE CODE NUMBER

5.9600

5.9600

6.0100

5.9600

5.9500

5.9900

5.9900

5.9900

5.9400

5.9400

5.9500

5.9500

5.9500

5.95005.9100

5.9500

5.9600

5.9400

6.0100

5.9500

5.9100

5.8700

5.8700

5 .6700

5.0700

5.9400

5.9100

5.9900

6.0100

6.0100

5.9900

5.9400

5.9300

5.9300

5.9300

5.9300

5.9300

"coo

15.2190 RC1 002193

15.3000

S 01/05/04 9.00 16.3500 C11 002194

S 07/13/04 5,300.00 4.7971 011 002198

B 04/27/04 500.00 6.6800 HOL 001696

B 01/22/04 6,600.00 16.7081 RC2 001011

S 02/27/04 2,800.00 12.7669

S 02/27/04 2,200.00 12.9353

S 03/01/04 1,600.00 13.8695

B 01/22/04 9,000.00 16.7081 RC2 001018

5 02/17/04 1,300.00 13.2092

S 02/27/04 7,700.00 12.9524

B 00/00/00 800.00 D11 061692

000284

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10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE SHARES

XXX-XX-5200 GREGORY TARVER B 01/26/04 1,500.00VELMA J TARVER B 02/19/04 1,500.001024 PIERRE AVENUE S 03/03/04 3,000.00SHREVEPORT LA 71103

XXX-XX9192 TCS GLOBAL HLDGS APPLEGATE-P

A/C #26-13157

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS C1N

801 S CANAL STREET

CHICAGO IL 60607

XXX-XX THOMAS R TEEGARDER

KAREN J TEEGARDER

4045 FRANKLINWESTERN SPRINGS IL 60556

XXX-XX-6733 OWODUNNI TERIBA

YE TUNDE TERIBA

4722 SOUTH LANGLEY AVENUE UNIT 1

CHICAGO IL 60615-1514

XXX-XX2741 TEXAS HOSPITAL ASSOC FUND YOY7

C/O STATE STREET CORP

ATTN DAVE CUMMINGS

200 NEWPORT AVENUE JQ7

NORTH QUINCY MA 02171

XXX-XX2741 TEXAS HOSPITAL ASSOCIATION A/C YOY7

STATE STREET BANK & TRUST COMPANY

ATTN ALYSON GROSSBERG

BOX 5622

BOSTON MA 02206

XXX-XX6650 CREDIT SUISSE SECURITIES USA LLC

FBO TIMESQ 0766 #2 EMXG

ATTN GRACE SHENTWU

ONE MADISON AVENUE 9TH FL

NEW YORK NY 10010

XXX-XX - 4177 TORY N TJERSLP.ND

2022 LAKEMOOR DRIVE SW

OLYMPIA WA 98512-5569

XXX-XX-8719 MARILYN LOUISE TODD TTEE

MARILYN L TODD REV LVG TRUST

U/A DTD 1/30/02

12003 KILBRIDE DRIVE

CINCINNATI OH 45251

XXX-XX-6066 ALOISI S TOR

P 0 BOX 80006

SAN MARINO CA 91118

XXX-XX RAMIE TRITT

CIO AL SHAMS

MIDSOUTH CAPITAL INC

1050 CROWNE POINT PKWY #200

ATLANTA GA 30338

XXX-XX-0748 DAVID K TRUONG

XUAN LT TRTIONG

1282 ISENGARD DRIVE

SAN JOSE CA 95121

XXX-XX0863 TTSTC NTI MONTHLY STRUCT SMCAP

A/C 422-08866

THE NORTHRRN TRUST CO

ATTN CLASS ACTIONS C1N

801 S CANAL STREET

CHICAGO IL 60607

Page 179

DEF CLAIM

PRICE CODE NUMBER

16.5900 RC2 000271

11.4000

14.7000

B 00/00/00 7,100.00 D11 001262

B 07/08/04 300.00 6.2500 RC4 001595

S 07/13/04 300.00 4.7500

D11 001580

B 02/26/04 2,100.00 12.0230 NBO 001359

B 03/01/04 3,800.00 13.9460

B 03/22/04 1,700.00 11.9670

B 02/26/04 2,100.00 12.0230 NSO 001539

B 03/01/04 3,800.00 13.9460

B 03/22/04 1,700.00 11.9670

S 11/11/03 100.00 12.3500 D11 002024

B 01/22/04 865.00 16.5000 RC2 000969

B 01/22/04 615.00 16.9500

S 01/29/04 880.00 13.7700

S 01/29/04 200.00 13.7740

S 01/29/04 420.00 13.8100

B 02/12/04 900.00 13.7200 RC2 000094

S 02/19/04 900.00 12.3910

B 11/05/03 500.00 12.1700 RC1 000575

S 11/26/03 500.00 14.0300

Dl1 000909

211 000664

B 01/30/04 600.00 13.7599 RC2 001220

S 02/02/04 600.00 13.9593

000285

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DEF CLAIMTAX ID CLAIMANT SEC TR DATE SHARES PRICE CODE NUMBER

XXX-XX6097 UFCW TRI STATE BATTERY MARCH B 01/21/04 3,900.00 17.2154 RC2 001270A/C #26-22466 S 02/24/04 3,200.00 11.6614THE NORTHERN TRUST CO S 02/27/04 300.00 12.7464ATTN CLASS ACTIONS C1N S 02/27/04 200.00 12.9050801 S CANAL STREET S 03/01/04 200.00 13.8400CHICAGO IL 60607

XXX-XX7040 THE BANK OF NEW YORK MELLON AS TTEE B 00/00/00 30,000.00 D11 001379UNISYS NICHOLAS APPLEGATE 4857978

ONE WALL STREET 6TH FL REORG DEPT

NEW YORK NY 10286

XXX-XX-7374 MICHAEL L VODAX B 01/26/04 100.00 16.5200 RC2 00002225 VAN ZANT STREET STE 6 S 02/18/04 100.00 12.7100EAST NORWALK CT 06855-1729

XXX-XX5982 WATSON RETIREMENT PLAN B 11/10/03 300.00 13.5150 RC1 001131JAMES A & NEAL E WATSON TTEES S 01/05/04 100.00 14.7200P q BOX 2160 S 01/05/04 200.00 14.7140MARIETTA OH 45750

XXX-XX7840 WESTWOOD SQUARE LTD B 12/12/03 1,000.00 13.9500 RC1 001061P 0 BOX 1248 S 12/31/03 1,000.00 14.8000

JACKSON MS 39215-1246

XXX-XX-4712 KIMBALL R WILLEY B 03/03/04 100.00 12.6700 RC2 00198819 CAPT CROCKER RD S 02/27/04 100.00 11.7900

S YARMOUTH MA 02664-2612

X.XX-XX-4414 JOSEPH S WILLIAMS B 00/00/00 1,475.00 D11 001606

1875 ROCKDALE CIRCLE

SNELLVILLE GA 30078

XXX-XX-6224 JACK K WIMBERLY JR B 06/13/06 50.00 D11 000966

DIANE F WIMBERLY

17180 TROT LINE WAY

PINEY POINT HID 20674

XXX-XX3612 WISCONSIN ALUMNI RESEARCH ED #QAMG B 00/00/00 30,400.00 D11 001531

STATE STREET BANK & TRUST COMPANY

ATTN ALYSON GROSSBERG

BOX 5622

BOSTON MA 02206

XXX-XX-3809 ROBERT J WOLFS B 02/19/04 100.00 12.7100 COM 001496

285 JONATHAN ROAD B 02/19/04 57.00 12.7100

ROANOKE VA 24019 S 02/19/04 100.00 11.6900

S 02/19/04 57.00 11.6900

XXX-XX PATRICIA WONG B 02/29/00 25.00 nil 000617

9614 E CAMINO REAL AVENUE

ARCADIA CA 91007

XXX-%X STATE STREET BANK & TRUST CO COST B 06/10/04 35,457.00 5.8200 RC3 001404

WSIB US EQUITY R/S A/C #95761 S 06/25/04 35,457.00 6.5300

P 0 BOX 155

BOSTON MA 02117-0155

XXX-XX6973 YALE U DONATED SECURITIES B 00/00/00 2,000.00 REC 001261

A/C 426-12780

THE NORTHERN TRUST CO

ATTN CLASS ACTIONS C1N

801 S CANAL STREET

CHICAGO IL 60607

XXX-XX-4194 DANIEL M YANUZZI B 04/20/04 2,000.00 7.0500 RC3 000641

256 RIDGE STREET B 04/20/04 1,000.00 7.0900

NEWARK NJ 07104 B 04/22/04 200.00 7.5600

B 04/22/04 50.00 7.3500

B 05/06/04 100.00 6.0200

B 05/06/04 60.00 5.9700

B 05/07/04 860.00 6.0600

B 05/07/04 520.00 6.0500

B 05/10/04 55.00 5.9500

B 05/10/04 15.00 5.1500

S 04/23/04 250.00 6.9900

S 04/26/04 300.00 6.7200

S 04/27/04 200.00 6.3000

000286

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10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT

TAX ID CLAIMANT SEC TR DATE SHARES

S 04/27/04 300.00

S 05/03/04 1,300.00

S 05/03/04 900.00

S 05/13/04 11610.00

X7XR-XX-0436 CECILE MARIE ZELLERDACH

3235 CLAY STREET

SAN FRANCISCO CA 94115

Page 161

DEF CLAIM

PRICE CODE NUMBER

6.1000

5.7400

5.7300

5.4900

D11 000208

000287

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10/24/08 NETOPIA, INC. SECURITIES LITIGATION REJECTED CLAIMS REPORT Page 162

DEF CLAIMTAX ID CLAIMANT SEC TR DATE SHARES PRICE CODE NUPIBER

TOTAL NUMBER OF CLAIMS: 610

SIGNIFICANCE OF CODES

COW COMBINATION OF THE FOLLOWING: ANY OF RC1, RC2, RC3 OR RC4

DO1 DID NOT PROVIDE DOCUMENTATION OF PURCHASE AND SALE

D02 DID NOT PROVIDE DOCUMENTATION OF PURCHASE

D11 DID NOT PURCHASE DURING THE CLASS PERIOD

D16 DID NOT PROVIDE DOCUMENTATION OF PURCHASE AND SALE; DID NOT PROVIDE TAX ID

HOL DID NOT PROVIDE PROOF OF HOLDINGS AS OF AUGUST 16, 2004

NBO NOT BENEFICIAL OWNER; DUPLICATE CLAIM

RC1 PURCHASED AND SOLD WITHIN THE PERIOD FROM NOVEMBER 6, 2003 TO JANUARY 20, 2004

RC2 PURCHASED AND SOLD WITHIN THE PERIOD FROM JANUARY 21, 2004 TO APRIL 19, 2004

RC3 PURCHASED AND SOLD WITHIN THE PERIOD FROM APRIL 20, 2004 TO .JULY 6, 2004

RC4 PURCHASED AND SOLD WITHIN THE PERIOD FROM JULY 7, 2004 TO JULY 22, 2004

REC DID NOT PURCHASE DURING TEE CLASS PERIOD; SHARES RECEIVED OR INHERITED

SHS DID NOT PURCHASE DURING THE CLASS PERIOD; PURCHASED SHARES TO COVER SHORT

000288

Page 290: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

EXHIBIT C000289

Page 291: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

FIG INFORMTINN SYSTEMS CORP.

w rr- 6

PRINTINGTypesetting and printing 13,000 Notices and Proof of Claim forms and12,000 envelo pes $10,240.00

Sub-total $10, 240.00• 3.. GENERATING CLASS LIST

Keypunching and conversion of diskettes, CD-ROM's and MS Excel files toproduce labels of 11,228 names and addresses provided by brokers andbanks and researchin g better addresses for undeliverables $8,421.00

Sub-total $8,421.00PUBLICATION• OF THE SUMMARY NOTICE .

Publication of the summary notice in the National Edition of the WallStreet Journal $ 22 , 070.72Announcement in the Business Wire 955.00

Sub-total $23,025.72; .,.POSTAGE-

1.I. Initial Mailing

Posta ge on 491 Notices mailed @$.39 ( domestic) $191.49Postage on 8 Notices mailed @$.63 (Canadian ) 5.04Postag e on 10 Notices mailed @ $ .84 (foreig n ) 8.40

Handlin g fee on 509 Notices 162.88

11. RequestsPostag e on 9 , 145 Notices mailed @$ .39 (domestic ) 3 , 566.55

Postag e on 1 , 330 Notices mailed @$ .41 (domestic ) 545.30Postag e on 13 Notices mailed @$ .63 ( Canadian ) 8.19

Postag e on 1 Notice mailed @$ .69 ( Canadian ) .69Postag e on 218 Notices mailed @ $ .84 (foreig n ) 183.12Posts a on 16 Notices mailed @$.90 (foreig n ) 14.40

Handlin g fee on 10 , 723 Notices 3 , 431.36III. Brokers' RequestsPostag e on 1 , 145 Notices mailed to 12 brokers , banks and nominees 148.53

Handlin g fee on 1 , 145 Notices 114.50

IV. RemailPosta ge on 194 Notices remailed @$ .41 79.54

Handlin g fee on 194 Notices remailed 62.08Sub-total $8, 522.07

BROKERS' FEES.

ADP Clearing & Outsourcin g Services $227.00Banc of America Securities 202.00

The Bank of New York 86.66

Bear Stearns 390.00CIBC World Markets ( NY) 2.10

CIBC World Markets (ON ) 108.94

Citi g rou p 218.25

D.A. Davidson & Co. 25.00

E*Trade Financial LLC 1 , 024.00

Foos and Costs in Netonia . Inc. Securities Litigation

ill hhl SYeet ' 21• Flisr le [Y ^er 1^rk 1B/15' W2I49f-8558

Page 292: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

FBI IIIFORMATIIN SYSTEMS CIIBW.

Page 2

Edward ]ones 20.00A.G. Edwards 90.80

Janney Montgomery Scott 25.00Lehman Bros. 87.00Mellon Global Securities 355.50Merrill Ly nch 231.66Morgan Keeg an 14.50National Financial Services LLC 1 1 400.25

- Neuberg er Berman 209.25Oppenheimer & Co. Inc. 25.00Peo ple's Securities 105.00Pershin g 400.00Pi per Jaffra 68.00PrimeVest 60.00Raymond James & Assoc. 25.00RBC Dain Rauscher Inc. 60.00Rid g e Clearin g Outsourcin g Solutions 188.00Southwest Securities 50.00Stifel , Nicolaus 25.00TD Waterhouse 245.34Union Bank Of California 14.30Wane Hummer 20.00Wedbush Morgan Securities 31.00

Sub-total $6,034.55PROCESSING CLAIMS,

Processing 2,205 Proofs of Claim including electronic filings and post officebox fee $36 ,213.75

Subtotal $36,213.75DEFICIENCY & REJECTION LETTERS

Postag e on 740 deficiency and rejection notices mailed $309.81

Handlin g on 740 deficiency and rejection notices mailed 236.80

Subtotal $546.61DISTRIBUTION OF,CHECKS (estimated) ,

Checks and envelo pes $960.50

Postage and handlin g 1 , 300.00Subtotal $2, 250.50

"ACCOUNTANTS' FEE%.Fee for filin g tax returns for the years 2007 , 2008 & 2009 $5,250.00

Subtotal $5, 250.00

POST-DISTRIBUTIONFEES AND COSTSAND OUT-OF-POCKET EXPENSES

Toll-free number, overnight mail, Federal Express, stationery, envelopes,

photocopying, research of address for checks returned from Post Office,

reissuin g and remailin g checks, etc. $1,280.00Subtotal $ 1, 280-00

TOTAL 101794.20

110 Wd Same "M Hew' N wTw*' Ilew rirk' 1SIB6' [21!1490-355Y

000291

Page 293: Netopia, Inc. Securities Litigation 04-CV-3364-Motion For Distribution Of Settlement Funds And For

EXHIBIT 2

[PROPOSED] ORDER AUTHORIZING DISTRIBUTION OFSETTLEMENT FUNDS AND PAYMENT OFADMINISTRATION FEES AND EXPENSES

000292

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Michael D. Braun (167416)BRAUN LAW GROUP, P.C.12400 Wilshire Blvd., Suite 920Los Angeles, CA 90025Tel: (310) 442-7755Fax: (310) 442-7756

Liaison Counsel for Lead Plaintiffs

Jeffrey S. Nobel (Admitted Pro Hac Vice)Seth R. Klein (Admitted Pro Hac Vice)IZARD NOBEL LLP20 Church Street, Suite 1700Hartford, Connecticut 06103Tel: (860) 493-6292Fax: (860) 493-6290

Lead Counsel for Lead Plaintiffs

UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

SAN JOSE DIVISION

IN RE NETOPIA, INC. SECURITIESLITIGATION

CASE NO.: C 04-3364 RMW (PVT)And Related Cases

CLASS ACTION

This Document Relates to:

All Actions

[PROPOSED] ORDER AUTHORIZINGDISTRIBUTION OF SETTLEMENTFUNDS AND PAYMENT OFADMINISTRATION FEES ANDEXPENSES

DOCUMENT TITLE:CASE NO .: C 04-3364 RMW (PVT)

11FileserverlshareddocslBLG\OLD CASESINETOPIA\PLD-WPD\Proposed Distribution Order.wpd

000293

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WHEREAS, this Court previously entered an Order approving a settlement and dismissing

this action;

WHEREAS, this Court retained jurisdiction of the action for the purpose of considering any

further application or matter which may arise in connection with the administration of the settlement

and the processing of Proofs of Claim and the distribution of the Settlement Fund to authorized

claimants;

NOW THEREFORE, based on Plaintiffs' Motion for Distribution of Settlement Funds and

for Payment of Fees and Expenses, the Declaration of Francisco R. Garzon ("Garzon Declaration")

in support thereof, and all prior proceedings herein, and after due deliberation, and good cause

appearing therefor,

IT IS HEREBY ORDERED that the administrative determinations of FRG Information

Systems Corp. ("FRG") and plaintiffs' counsel respecting the allowed claimants, as set forth in

Exhibit A to the Garzon Declaration, are hereby approved;

IT IS FURTHER ORDERED that the administrative determinations of FRG disallowing

certain claims, as set forth in Exhibit B to the Garzon Declaration, are hereby approved;

IT IS FURTHER ORDERED that the firm of FRG shall be paid the sum of $101,794.20

from the Netopia Litigation Settlement Fund for its fees and out-of-pocket expenses incurred and to

be incurred in connection with the claims administration process, as set forth in the Garcon

Declaration;

11!

111

111

2

DOCUMENT TITLE:

CASE NO.: C 04.3364 RMW (PVT)

1%Fileserverlshareddocs\BLG1OLD CASESINETOPIAIPLD-WPD\Proposed Distribution Order.wpd

000294

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IT IS FURTHER ORDERED that FRG shall distribute to the authorized claimants identified

in Exhibit A to the Garzon Declaration all monies remaining in the Settlement Fund after payment

of FRG's fees and expenses under the direction of counsel for plaintiffs.

DATED: 2008

HONORABLE RONALD M. WHYTEUNITED STATES DISTRICT COURTFOR THE NORTHERN DISTRICT OF CALIFORNIA

3

DOCUMENT TITLE:CASE NO.: C 04-3364 RMW (PVT)

CASES\NETOPIA1PLD-WPD\Proposed Distribution Qrder.wpd

000295


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