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Neutron and x-ray scattering studies of superconductors B. Keimer Max-Planck-Institute for Solid State Research lecture 1 conventional superconductors inelastic nuclear neutron scattering from phonons unconventional superconductors magnetic structure determination by elastic magnetic neutron scattering inelastic magnetic neutron scattering from magnons and paramagnons
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Page 1: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Neutron and x-ray scattering

studies of superconductors

B. Keimer

Max-Planck-Institute for Solid State Research

lecture 1

conventional superconductors

inelastic nuclear neutron scattering from phonons

unconventional superconductors

magnetic structure determination by elastic magnetic neutron scattering

inelastic magnetic neutron scattering from magnons and paramagnons

Page 2: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Neutron and x-ray scattering

studies of superconductors

lecture 2: unconventional superconductors

magnetic neutron scattering continued

resonant inelastic x-ray scattering from magnons and paramagnons

resonant elastic x-ray scattering from charge density waves

lecture 3: cuprate and nickelate superlattices

orbital occupation

magnetic order

charge density waves

Page 3: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Neutron scattering

strong (nuclear) interaction elastic lattice structure inelastic lattice dynamics magnetic (dipole-dipole) interaction elastic magnetic structure inelastic magnetic excitations

neutron

excitation: E= E2-E1

q=q2-q1

interaction

E1 q1

E2 q2

Page 4: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Neutron sources

FRM-II Garching, Germany

research reacor

neutron flux

Maxwellian profile

energy ~ 30 meV

spectrum

Page 5: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Neutron sources

SNS Oak Ridge, TN

1. Source

2. Linac

3. Beamlines

4. Accumulator ring

5. Target area

spallation source

Page 6: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Elastic neutron scattering

Page 7: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Elastic neutron scattering

Page 8: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Elastic nuclear neutron scattering

Bragg peaks at reciprocal lattice vectors K

scattering length b ~ size of nucleus ~ 10-15 m

Page 9: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Neutron scattering lengths

Page 10: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Neutron radiography

Page 11: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Inelastic neutron scattering

elastic cross section flux) (incidenttime) (unit into scattered neutrons of #

•=

dΩdΩdσ

inelastic cross section (energy)flux) (incidenttime) (unit into scattered neutrons of #

••=

dΩdEdΩ

σd 2

inelastic nuclear neutron scattering

initial, final state of sample

partition function

energy of excitation created by neutron in sample

Page 12: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Inelastic nuclear neutron scattering

thermal average

characterized by population ns of phonons of energy in branch s )(ks

ωλ

K) K)

Debye-Waller factor due to thermal lattice vibrations

phonon creation neutron energy loss

phonon annihilaion neutron energy gain

Page 13: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Triple-axis spectrometer

monochromator sample detector

analyzer

if

if

kkq

kkm−=

−= )(2

222

ω

Page 14: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Phonon dispersions in Pb

excellent agreement with

ab-initio lattice dynamics Munnikes, Boeri et al.

Page 15: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Electron-phonon interaction

example MgB2

Kong et al., PRB 2001

strong coupling short phonon lifetime

typical phonon linewidth: 1-100 μeV

electron-phonon interaction in simple metals predicted by ab-initio LDA

Page 16: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Conventional superconductors

understanding based on quasiparticles

fermion fermion

pairing boson

fermionic spectrum from tunneling

experimental tunnel spectrum calculated spectrum based on phonon dispersions from neutrons

Page 17: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Resonant mode in conventional superconductors

N. Munnikes after Allen et al., PRB 1997

phonon dispersion

T > Tc T < Tc

feedback of pairing interaction on intermediate boson

Page 18: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Resonant mode in conventional superconductors

first observed in borocarbides

Stassis et al., PRB 1997 Weber et al., PRL 2008

Page 19: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Neutron spin echo spectroscopy

monochromator sample detector

analyzer

triple axis spectrometer: excitation energy ~ 1-100 meV energy resolution ~ 0.1-10 meV

coil 1 coil 2

monochromator sample detector

analyzer

triple axis spectrometer: excitation energy ~ 1-100 meV energy resolution ~ 0.1-10 meV triple axis – spin echo spectrometer: excitation energy ~ 1-100 meV energy resolution ~ 1 – 100 µeV 3 orders of magnitude gain in energy resolution

→ possible to resolve excitation lifetimes in solids

if

if

kkq

kkm−=

−= )(2

222

ω

Page 20: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

TRISP Spectrometer at FRM-II

Page 21: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Electrn-phonon interaction

electron-phonon linewidths

in good agreement with

ab-initio lattice dynamics Munnikes, Boeri et al.

Page 22: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Electron-phonon interaction in Pb

Pb

Keller et al., PRL 2006

lifetime renormalization below superconducting Tc = 7.2 K

phonon energy

energy gap E

Tc T

Page 23: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Electron-phonon interaction in Pb

∆ (0.8 Tc)

∆ (0.07 Tc)

phonon energy

energy gap ∆

ξ

E

Aynajian et al. Science 2008

Page 24: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Electron-phonon interaction in Pb

superconducting energy gap

merges with second linewidth

maximum at low T

origin: Kohn anomaly

due to Fermi surface nesting

Page 25: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Accident ?

no! same effect observed in Nb

niobium

Aynajian et al. Science 2008

Page 26: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Electron-phonon interaction in Pb

Aynajian et al. Science 2008

Kohn anomalies not predicted in TA branch by ab-initio LDA calculations many-body correlations beyond LDA charge density wave fluctations?

Page 27: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Electron-phonon interaction in Pb and Nb

scenario • many-body effects beyond LDA: charge density wave fluctuations

• dynamical nesting → Kohn anomalies

• interference between CDW and superconducting fluctuations limits growth of superconducting energy gap • not explain by BCS/Eliashberg theory remains open problem

Johnston et al., PRB 2011

Page 28: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

High temperature superconductivity

year

boiling point of nitrogen

tem

pera

ture

(K)

mechanism phonon-mediated Cooper pairing BCS 1956, Eliashberg … 1960’s

LaFeAsO1-xFx

BaFe2-x(Co,Ni)xAs2

magnetic mechanism ?

Page 29: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Copper oxide superconductors

lattice structure e.g. YBa2Cu3O6+x Tc ≤ 93 K

CuO2 CuO2

phase diagram

hole concentration electron concentration

temperature

SC SC

AF

TN

Tc Tc

Page 30: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

YBa2Cu3O6+x

NMR high homogeneity, low disorder

Bobroff et al. PRL 2002

untwinned crystals scattering & transport probes can discriminate between uniaxial and biaxial modulations

This image cannot currently be displayed.

quantum oscillations fermionic quasiparticles

Doiron-Leyraud et al. Nature 2007

Sebastian et al. Nature 2008

Page 31: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Iron pnictide superconductors

electron concentration (x) hole concentration (x)

lattice structure different from cuprates

phase diagram similar to cuprates

focus on magnetic mechanisms of Cooper pairing

Page 32: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Elastic magnetic neutron scattering

Page 33: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Elastic magnetic neutron scattering

Page 34: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Elastic magnetic neutron scattering

non-spin-flip

“classical electron radius”

one electron

σz → σx , σy spin-flip (not possible for nuclear scattering)

average for unpolarized beam

separate nuclear and magnetic neutron scattering by spin polarization analysis

Page 35: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Elastic magnetic neutron scattering

one atom

approximated as magnetized sphere, magnetization density M(r)

Page 36: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Elastic magnetic neutron scattering

polarization factor magnetic structure factor

magnetic reciprocal lattice vectors

generalization for collinear magnets

Bragg peaks

Page 37: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Example one-dimensional ferromagnet

use interference between nuclear and magnetic scattering to create spin-polarized neutrons

ηησ ˆˆ~ 22 bbdd

++Ω

(up to prefactors)

Page 38: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Example one-dimensional antiferromagnet

Page 39: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Neutron diffractometers

powder single crystal

Page 40: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

YBa2Cu3O6 spin structure

H = Σij (J|| Si(a,b)• Sj

(a,b)) + Σi (J⊥1 Si(a)• Si

(b) + J⊥2 Si(b)• Si

(a))

J⊥1

J⊥2

J||

layer a

layer b

Sign, but not strength of exchange parameters determined by elastic neutron scattering

Tranquada et al., PRB 1989

spin orientation extracted from magnetic Bragg reflections

Page 41: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Phase diagram of YBa2Cu3O6+x

hole concentration

tem

pera

ture

(K)

AFI SC

0.05 0.1 0.15

400

300

200

100

Page 42: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Spin-polarized neutrons

manipulate relative orientation of vectors σ, η, Q

accurate determination of complex spin structures

neutron spin operator

neutron spin states defined by spin polarizers

Page 43: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Spin-polarized neutrons

Polarized neutron spectrometer

Page 44: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Spin density wave

Haug et al., PRL 2009, NJP 2012 Porras, Loew et al.

undoped YBa2Cu3O6

commensurate antiferromagnetism

lightly doped YBa2Cu3O6+x

noncollinear incommensurate structure,

facilitates propagation of doped holes

spin structures from spin-polarized neutron scattering

Page 45: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Competing order in YBa2Cu3O6+x

uniaxial incommensurate spin density wave

hole concentration

tem

pera

ture

(K)

AFI SC

SDW

0.05 0.1 0.15

400

300

200

100

Page 46: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Inelastic magnetic neutron scattering

polarization factor

spin-spin correlation function

fluctuation-dissipation theorem

dynamical magnetic susceptibility response to time- and position-dependent H-field

Page 47: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

Inelastic magnetic neutron scattering

localized electrons Heisenberg antiferromagnet, magnon creation

Km) Km, q, Km a = 0, 1

ηQ

magnon dispersions

-

Page 48: Neutron and x-ray scattering studies of superconductors · Neutron and x-ray scattering studies of superconductors . B. Keimer . Max-Planck-Institute for Solid State Research. lecture

YBa2Cu3O6 magnons

H = Σij (J|| Si(a,b)• Sj

(a,b)) + Σi (J⊥1 Si(a)• Si

(b) + J⊥2 Si(b)• Si

(a))

q (π,π)

E

acoustic optic 70 meV

200 meV

J⊥1

J⊥2

J||

layer a

layer b

exchange parameters from magnon dispersions J|| ~ 100 meV J⊥1 ~ 10 meV

J⊥2 ~ 0.01 meV

Tranquada et al., PRB 1989 Reznik et al., PRB 1996


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