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New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC Strategy Forum Washington, DC, January 27, 2020 Christian Schöneich Department of Pharmaceutical Chemistry The University of Kansas email: [email protected]
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Page 1: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

New aspects on the degradation mechanisms of polysorbate:

complex reaction pathways of a complex surfactant

CASSS CMC Strategy Forum

Washington, DC, January 27, 2020

Christian Schöneich

Department of Pharmaceutical Chemistry

The University of Kansas

email: [email protected]

Page 2: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

Met → MetSO

Asn → L/D-Asp, L/D-isoAsp Trp →HO-Trp, kynurenine,

N-formylkynurenine

H2O2

H2O hn

Ala, Arg, Asp, Cys, Glu,

Gln, Gly, His, Ile, Leu, Lys,

Met, Phe, Pro, Ser, Thr,

Trp, Tyr, Val

Ala, Arg, Asp, Cys, Glu,

Gln, Gly, His, Ile, Leu, Lys,

Met, Phe, Pro, Ser, Thr,

Trp, Tyr, Val

Secondary

processes

Mz+

HO•

[Fe(IV)=O]

others

Excipients

ROO•

RO•

others

Ala, Arg, Asp, Cys, Glu,

Gln, Gly, His, Ile, Leu, Lys,

Met, Phe, Pro, Ser, Thr,

Trp, Tyr, Val

The full scope of chemical degradation of a protein formulation…

Excipient degradation

Ambientlight

Page 3: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

oxidation

oxidation

oxidation

oxidation

oxidation

oxidation

hydrolysis

free fatty acids

peroxideshydroxidesketo acidschain cleavage

peroxideshydroxidesketo acidschain cleavage

peroxidesaldehydeschain cleavage

Degradation sites of

polysorbate

Page 4: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

Polysorbate

oxidation

large manifold of

oxidation productsfree fatty acids

hydrolysis

Paradigm:

polysorbate micelle

-

---

-

polysorbate micelle

+ negative charge (”-”)

-fatty acid-containing

particles

Incorporation of free

fatty acid into micelles

Waraho et al. J. Agric. Food Chem.

2009, 57, 7112-7117

Reproduced with permission from the American Chemical Society

Page 5: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

-polysorbate micelle

+ negative charge (”-”)

FeIII

-FeIII

H2O2

reactive

oxygen

species

polysorbate polysorbate oxidation

Polysorbate

oxidation

large manifold of

oxidation products

free fatty acids

hydrolysis

prevent

oxidation ?

Waraho et al. J. Agric. Food Chem.

2009, 57, 7112-7117

Negatively charged free fatty acids in

micelles attract redox active transition

metals

Free fatty acid formation via polysorbate oxidation

Page 6: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

Chromatograms of free lauric acid released from all-laurate PS20 at different pH values at 40oC over 72 hours,

shown as Peak A5: [M-H]- with m/z 199.19

Degradation Mechanisms of Polysorbate 20 Differentiated by 18O-labeling and Mass Spectrometry

L. Zhang, S. Yadav, B. Demeule, Y. J. Wang, O. Mozziconacci and Ch. Schӧneich

Pharm. Res. 2017, 34, 84-100

72 h hydrolysis

Page 7: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

Chromatograms of free lauric acid released from all-laurate PS20 exposed to AAPH at 40°C for

72hours

Degradation Mechanisms of Polysorbate 20 Differentiated by 18O-labeling and Mass Spectrometry

L. Zhang, S. Yadav, B. Demeule, Y. J. Wang, O. Mozziconacci and Ch. Schӧneich

Pharm. Res. 2017, 34, 84-100

72 h AAPH

Page 8: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

Degradation Mechanisms of Polysorbate 20 Differentiated by 18O-labeling and Mass Spectrometry

L. Zhang, S. Yadav, B. Demeule, Y. J. Wang, O. Mozziconacci and Ch. Schӧneich

Pharm. Res. 2017, 34, 84-100

40oC

0

2

4

6

8

10

12

14

16

18

20

0 10 20 30 40 50 60

µg

/ml

Hours of Reaction

Kinetics of Free Lauric Acid Released from PS20

Hydrolysis, pH=11.0

AAPH, pH=11.0

Hydrolysis, pH=1.0

AAPH, pH=1.0

Hydrolysis, pH=7.0

AAPH, pH=7.0

Page 9: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

Degradation Mechanisms of Polysorbate 20 Differentiated by 18O-labeling and Mass Spectrometry

L. Zhang, S. Yadav, B. Demeule, Y. J. Wang, O. Mozziconacci and Ch. Schӧneich

Pharm. Res. 2017, 34, 84-100

Hydrolysis of the 16O-fatty acid ester in 18O-water

Expectation: Full incorporation of 1 eq 18O

What is the mechanism of oxidative free fatty acid formation ?

Page 10: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

Control:

Mass spectrum of free 16O-lauric

acid standard incubated in H218O

at pH 11.0 for 48 hours at 40oC

Page 11: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

Oxidation

Page 12: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

Oxidative formation of free fatty acids

Possibility 1: the Russell mechanism

Page 13: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

Expectation: [RCOOH] : [RCOOH] = 1.5:0.5

Page 14: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

Oxidative formation of free fatty acids

Possibility 2: unimolecular cleavage of initial radical

Expectation: No incorporation of 18O

14

Page 15: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

The mechanism of decay of the radical HO-C•H-CH2-OCOCH3 in aqueous solutions.

A conductometric pulse radiolysis study

G. Koltzenburg, T. Matsushige, D. Schulte-Frohlinde

Z. Naturforsch. 1976, 31b, 960-964

Page 16: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

L-His suppresses the formation of AAPH-induced degradation products of

PS20, mainly free lauric acids and short-chain POE-laurate

Dual effect of histidine on polysorbate 20 stability: mechanistic studies

L. Zhang, S. Yadav, Y. J. Wang, O. Mozziconacci and Ch. Schӧneich

Pharm. Res. 2018

Page 17: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

L-His chloride suppresses AAPH-induced PS20 oxidation more efficiently

compared to L-His acetate

Dual effect of histidine on polysorbate 20 stability: mechanistic studies

L. Zhang, S. Yadav, Y. J. Wang, O. Mozziconacci and Ch. Schӧneich

Pharm. Res. 2018

Page 18: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

Possible pathway to small POE- esters (1)

Page 19: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

Possible pathway to small POE- esters (2)

Page 20: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

Secondary effects of light-induced protein

degradation on polysorbate 80

Page 21: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

Positive mode LC-MS

chromatograms of PS80 after

extraction from the mAbZ

formulation: Dark control sample

(A) and samples photo-irradiated

(1hr) with lmax = 305 nm (B);

Peak I: POE sorbitan oleic acid,

Peak IIa: POE oleic acid, Peak

IIb: Isobaric product to IIa; y-

axis scaling: scaling of each sub-

plot is normalized to its own

respective maximum signal

intensity

0 Wh/m2

< 25 Wh/m2

Prajapati et al. J. Pharm. Sci. 2020

Isobaric components

Page 22: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

Extraction of POE (12) oleic acid

< 25 Wh/m2< 25 Wh/m2

< 40 Wh/m2

But observed for < 200 Wh/m2

Prajapati et al. J. Pharm. Sci. 2020

254 nm

305 nm 350 nm

Page 23: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

Negative mode LC-MS

chromatogram of oleic acid

(m/z 281.24, [M-H]-1)

after FFA extraction from

PS80 present in the mAbZ

formulation: Dark control

sample (A) and sample

photo-irradiated (1hr) with

λmax = 305 nm (B); y-axis

scaling: scaling of each

sub-plot is normalized to

its own respective

maximum signal intensity

Prajapati et al. J. Pharm. Sci. 2020

FFA analysis after esterase-catalyzed hydrolysis

0 Wh/m2 < 25 Wh/m2

Oleic acid Oleic acid

Elaidic acid

Page 24: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

Cis/trans isomerization of unsaturated fatty acids by thiyl radicals

Chatgilialoglu C, Ferreri C, Melchiorre M, Sansone A, Torreggiani A.

Lipid Geometrical Isomerism: From Chemistry to Biology and Diagnostics.

Chem Rev. 2014;114:255-284.

Page 25: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

How do we generate thiyl radicals by ligt exposure of a mAb?

Trp → Gly-OOH

J. Haywood, O. Mozziconacci, K. M. Allegre, B. A. Kerwin, and Ch.Schöneich,

Mol. Pharm. 2013, 10, 1146-1150

Page 26: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

Simple mimic of protein Trp-disulfide system: NATA and GSSG

Prajapati et al. J. Pharm. Sci. 2020

FFA analysis

Oleic acid Oleic acid

Elaidic acid

Page 27: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

POE (26) sorbitan linoleic acid

Page 28: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

mAbZ with 0.01% PS80

mAbZ with 0.01% PS80 + 0.2% PS80

* Absolute retention time shift because of aging column

FFA extraction: linoleic acid

3 isobaric species interconverting

Different lots from J.T. Baker

Linoleic acid

Linoleic acid

Page 29: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

* Absolute retention time shift because of aging column

FFA extraction: linoleic acidLinoleic acid(9Z, 12Z)

(9Z, 11E)

(10E, 12Z)

(9E, 11E)

(all trans)

9E, 11E

Linoleic acid

Linoleic acid

Page 30: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

Quantitative comparison of linoleicacid and its isobaric species (m/z279.22, [M-H]-1) after FFAextraction from PS80 alone andfrom PS80 spiked into the mAbZformulation: Dark control samples(black and blue lines, respectively)and photo-irradiated samples(1hr) with λmax = 305nm (gray andred lines, respectively); ‘9Z, 11E’refers to (9Z, 11E)-octadeca-9,11-dienoic acid, ‘10E, 12Z’refers to (10E, 12Z)-octadeca-10,12-dienoic acid, and ‘9E, 11E’refers to (9E, 11E)-octadeca-9,11-dienoic acid

Prajapati et al. J. Pharm. Sci. 2020

Linoleic acid

Page 31: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

Hydrogen transfer from unsaturated fatty acids:

additivity rule for polyunsaturated fatty acids

C6H12CO2HC4H9

H3C C6H12CO2H

C4H9 C2H4CO2H

C7H15 C6H12CO2H

H H HH

H H H H H H

H H H H H H H H

H H H H H H H H H H

H H H H H H

C OO

CH3

CH3

.

+

H H H H H

C OOH

CH3

CH3

.

+

k = kH,allyl + n kH,pentadienyl

Linear relationship

kn = 0

n = 2

n = 4

n = 6

Kitaguchi et al., Chem. Commun. 2006, 979-981

“Additivity rule holds in the hydrogen transfer reactivity of unsaturated fatty acids

with a peroxyl radical: mechanistic insight into lipoxygenase”

What does this mean ?

Page 32: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

Simplified mechanism of chain peroxidation

of unsaturated fatty acids

Conjugated fatty acids contain more highly

susceptible C-H bonds

9Z, 11E equivalent to linolenic acid

Linoleic acid

Linolenic acid

9Z, 11E

Page 33: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

Oxidation products

Page 34: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

Oleic acid hydroperoxides

Prajapati et al. J. Pharm. Sci. 2020

Page 35: New aspects on the degradation mechanisms of polysorbate ......New aspects on the degradation mechanisms of polysorbate: complex reaction pathways of a complex surfactant CASSS CMC

Acknowledgements

Genentech

MedImmune/AstraZeneca

Sandeep Yadav

Lin Zhang Olivier Mozziconacci

Y. John Wang

Reza Esfandiary

Nicholas Larson

Björn Peters

C. Russell Middaugh

Indira Prajapati

KU

Bart Demeule

Suzanne Hudak

Sureshkumar Choudhary

Yangjie Wei

Cavan Kalonia


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