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Newborn Surgery 3rd Ed

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    Newborn Surgery

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    First published in Great Britain in 1996 by Butterworth-Heinemann Ltd

    Second edition published in 2003 by Hodder ArnoldThis third edition published in 2011 byHodder Arnold, an imprint of Hodder Education, a division of Hachette UK

    338 Euston Road, London NW1 3BH

    http://www.hodderarnold.com

    2011 Hodder & Stoughton Ltd

    All rights reserved. Apart from any use permitted under UK copyrightlaw, this publication may only be reproduced, stored or transmitted, in any

    form, or by any means with prior permission in writing of the publishers orin the case of reprographic production in accordance with the terms oflicences issued by the Copyright Licensing Agency. In the United Kingdom

    such licences are issued by the Copyright licensing Agency: SaffronHouse, 6-10 Kirby Street, London EC1N 8TS

    Hachette UKs policy is to use papers that are natural, renewable and

    recyclable products and made from wood grown in sustainable forests. Thelogging and manufacturing processes are expected to conform to the

    environmental regulations of the country of origin.

    Whilst the advice and information in this book are believed to be true and

    accurate at the date of going to press, neither the author[s] nor thepublisher can accept any legal responsibility or liability for any errors oromissions that may be made. In particular (but without limiting the

    generality of the preceding disclaimer) every effort has been made to checkdrug dosages; however it is still possible that errors have been missed.

    Furthermore, dosage schedules are constantly being revised and newside-effects recognized. For these reasons the reader is strongly urged to

    consult the drug companies printed instructions before administering anyof the drugs recommended in this book.

    British Library Cataloguing in Publication Data

    A catalogue record for this book is available from the British Library

    Library of Congress Cataloging-in-Publication Data

    A catalog record for this book is available from the Library of Congress

    ISBN-13 978 1 444 102 833

    1 2 3 4 5 6 7 8 9 10

    Commissioning Editor: Francesca NaishProject Editor: Stephen ClausardEditorial Assistant: Natalie Leeder

    Production Controller: Joanna Walker

    Cover Design: Helen TownsonIndexer: Laurence Errington

    Typeset in 9.5/11.5 pt Minion by DatapagePrinted and bound in the UK by MPG Books Limited

    Text printed on FSC accredited material

    What do you think about this book? Or any other Hodder Arnold

    title? Please visit our website: www.hodderarnold.com

    Some tablesin the printed version of this book are not available for inclusion in the eBook for copyright reasons.

    This eBook does not include access to the VitalBook edition that was packaged with the printed version of the book

    http://www.hodderarnold.com/http://www.hodderarnold.com/http://www.hodderarnold.com/http://www.hodderarnold.com/
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    To Veena, Abir, Anita and Niki for their love and patience

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    Contents

    Contributors xiii

    Prefaces xix

    PART I GENERAL 1

    1 Embryology of malformations 3

    Dietrich Kluth, Wolfgang Lambrecht, Christoph Buhrer, and Holger Till

    2 Perinatal physiology 15

    Carlos E Blanco, Eduardo Villamor, and Luc JI Zimmermann

    3 Clinical anatomy of the newborn 29

    Mark D Stringer

    4 The epidemiology of birth defects 39

    Edwin C Jesudason

    5 Perinatal diagnosis of surgical disease 46

    Tippi C MacKenzie and N Scott Adzick

    6 Fetal counseling for surgical malformations 60Kokila Lakhoo

    7 Fetal and birth trauma 71

    Prem Puri and Piotr Hajduk

    8 Transport of the surgical neonate 83

    Prem Puri and Reshma Doodnath

    9 Preoperative assessment 91

    Prem Puri and John Gillick

    10 Anesthesia 104

    Declan Warde and Nicholas Eustace

    11 Postoperative management 115Desmond Bohn

    12 Fluid and electrolyte balance in the newborn 133

    Joseph Chukwu, Winifred A Gorman, and Eleanor J Molloy

    13 Nutrition 145

    Agostino Pierro and Simon Eaton

    14 Vascular access in the newborn 159

    Sean J Barnett and Frederick C Ryckman

    15 Radiology in the newborn 167

    J Kelleher and Ian HW Robinson

    16 Immune system of the newborn 178

    Fiona OHare, Denis J Reen, and Eleanor J Molloy

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    17 Neonatal sepsis 191

    James Pierce, Tracy Grikscheit, and Henri Ford

    18 Hematological problems in the neonate 205

    Owen P Smith

    19 Genetics in neonatal surgical practice 214

    Andrew Green20 Ethical considerations in newborn surgery 228

    Jacqueline J Glover and Donna A Caniano

    21 Minimal invasive neonatal surgery 237

    Richard Keijzer, Oliver J Muensterer, and Keith E Georgeson

    22 Fetal surgery 246

    Shinjiro Hirose and Michael R Harrison

    23 Liver transplantation 254

    Alastair Millar

    PART II HEAD AND NECK 265

    24 Choanal atresia 267

    Stephen M Kieran and John D Russell

    25 Pierre Robin Sequence 271

    Udo Rolle and Robert Sader

    26 Macroglossia 277

    George G Youngson

    27 Tracheostomy in infants 281

    Thom E Lobe

    28 Congenital cysts and sinuses of the neck 288

    Yousef El-Gohary and George K Gittes

    PART III CHEST 295

    29 Congenital thoracic deformities 297

    Konstantinos Papadakis and Robert C Shamberger

    30 Mediastinal masses in the newborn 305

    Stephen J Shochat

    31 Congenital airway malformations 310

    Richard G Azizkhan

    32 Vascular rings 321Benjamin O Bierbach and J Mark Redmond

    33 Pulmonary air leaks 333

    Prem Puri and Jens Dingemann

    34 Chylothorax and other pleural effusions in neonates 339

    Richard G Azizkhan

    35 Congenital malformations of the lung 348

    Li Ern Chen and Keith T Oldham

    36 Congenital diaphragmatic hernia 361

    Prem Puri and Takashi Doi

    37 Extracorporeal membrane oxygenation for neonatal respiratory failure 369

    Jeffrey W Gander and Charles JH Stolar

    38 Bronchoscopy in the newborn 380

    Stephen M Kieran and John D Russell

    viii Contents

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    PART IV ESOPHAGUS 385

    39 Esophageal atresia and tracheoesophageal fistula 387

    Paul D Losty, Wajid B Jawaid, and Basem A Khalil

    40 Congenital esophageal stenosis 401

    Shintaro Amae and Masaki Nio

    41 Esophageal duplication cysts 406

    Dakshesh Parikh and Michael Singh

    42 Esophageal perforation in the newborn 412

    David S Foley and Hirikati S Nagaraj

    43 Gastro-esophageal reflux in the neonate and small infant 416

    Michael E Hollwarth

    PART V GASTROINTESTINAL 425

    44 Pyloric atresia and prepyloric antral diaphragm 427

    Vincenzo Jasonni, Alessio Pini Prato, Giovanni Rapuzzi, and Girolamo Mattioli

    45 Hypertrophic pyloric stenosis 433

    Prem Puri, Balazs Kutasy, and Ganapathy Lakshmanadass

    46 Gastric volvulus 444

    Alan E Mortell

    47 Gastric perforation 450

    Robert K Minkes

    48 Gastrostomy 455

    Michael WL Gauderer

    49 Duodenal obstruction 467

    Yechiel Sweed

    50 Malrotation 482Agostino Pierro and Shireen Anne Nah

    51 Persistent hyperinsulinemic hyperglycemia of infancy 488

    Paul RV Johnson

    52 Jejuno-ileal atresia and stenosis 494

    Alastair Millar, Alp Numanoglu, and Heinz Rode

    53 Colonic and rectal atresias 505

    Tomas Wester

    54 Meconium ileus 512

    Guido Ciprandi and Massimo Rivosecchi

    55 Meconium peritonitis 518Jose Boix-Ochoa and Jose L Peiro

    56 Duplications of the alimentary tract 525

    Alan Mortell and Prem Puri

    57 Mesenteric and omental cysts 535

    Benno Ure

    58 Neonatal ascites 541

    Prem Puri and Elke Ruttenstock

    59 Necrotizing enterocolitis 546

    Shannon Castle, Tracy Grikscheit, and Henri R Ford

    60 Hirschsprungs disease 554

    Prem Puri

    61 Anorectal anomalies 566

    Marc A Levitt and Alberto Pena

    Contents ix

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    62 Congenital pouch colon 582

    Amulya K Saxena and Praveen Mathur

    63 Congenital segmental dilatation of the intestine 590

    Hiroo Takehara and Hisako Kuyama

    64 Intussusception 594

    Spencer W Beasley65 Inguinal hernia 599

    Thambipillai Sri Paran and Prem Puri

    66 Short bowel syndrome and surgical techniques

    for the baby with short intestines 606

    Michael E Hollwarth

    67 Megacystis microcolon intestinal hypoperistalsis syndrome 617

    Prem Puri and Jan-H Gosemann

    PART VI LIVER AND BILIARY TRACT 621

    68 Biliary atresia 623

    Mark Davenport

    69 Congenital biliary dilatation 634

    Hiroyuki Koga and Atsuyuki Yamataka

    70 Hepatic cysts and abscesses 643

    Stephanie A Jones, Frederick M Karrer, and David A Partrick

    PART VII ANTERIOR ABDOMINAL WALL DEFECTS 649

    71 Omphalocele and gastroschisis 651Steven W Bruch and Jacob C Langer

    72 Omphalomesenteric duct remnants 661

    Kenneth KY Wong and Paul KH Tam

    73 Bladder exstrophy: considerations and management of the newborn patient 665

    Andrew A Stec and John P Gearhart

    74 Cloacal exstrophy 674

    Duncan Wilcox and Moritz M Ziegler

    75 Prune belly syndrome 681

    Prem Puri and Hideshi Miyakita

    76 Conjoined twins 686

    Juan A Tovar

    PART VIII TUMORS 695

    77 Epidemiology and genetic associations of neonatal tumors 697

    Sam W Moore and Jack Plaschkes

    78 Hemangiomas and vascular malformations 711

    Arin K Greene and Steven J Fishman

    79 Congenital nevi 726

    Christina M Plikaitis and Bruce S Bauer

    80 Lymphatic malformations (cystic hygroma) 739Emily Christison-Lagay, Vito Forte, and Jacob C Langer

    x Contents

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    81 Cervical teratomas 749

    Michael WL Gauderer

    82 Sacrococcygeal teratoma 754

    Kevin C Pringle

    83 Nasal tumors 764

    Peter Lamesch84 Neuroblastoma 770

    Andrew M Davidoff

    85 Soft-tissue sarcoma 781

    Martin T Corbally

    86 Hepatic tumors 784

    Jai Prasad and Michael P La Quaglia

    87 Congenital mesoblastic nephroma and Wilms tumor 800

    Robert Carachi

    88 Neonatal ovarian tumors 804

    Chad Wiesenauer and Mary E Fallat

    PART IX SPINA BIFIDA AND HYDROCEPHALUS 809

    89 Spina bifida and encephalocele 811

    Michael D Jenkinson, Maggie K Lee, and Conor L Mallucci

    90 Hydrocephalus 824

    Jothy Kandasamy, Maggie K Lee, and Conor L Mallucci

    PART X GENITOURINARY 835

    91 Urinary tract infections 837

    Martin A Koyle

    92 Imaging of the renal tract in the neonate 845

    Lorenzo Biassoni and Melanie Hiorns

    93 Management of antenatal hydronephrosis 856

    Jack S Elder

    94 Multicystic dysplastic kidney 872

    David FM Thomas and Azad S Najmaldin

    95 Upper urinary tract obstructions 880

    Prem Puri and Boris Chertin

    96 Ureteral duplication anomalies 894

    Prem Puri and Hideshi Miyakita

    97 Vesico-ureteral reflux 900

    Prem Puri

    98 Ureteroceles in the newborn 907

    Jonathan F Kalisvaart and Andrew J kirsch

    99 Posterior urethral valves 916

    Paolo Caione and Valentina de Pasquale

    100 Neurogenic bladder in the neonate 934

    Yves Aigrain and Alaa el Ghoneimi

    101 Hydrometrocolpos 940

    Devendra K Gupta and Shilpa Sharma

    102 Intersex disorders 952Maria Marcela Bailez and Estela Cuenca

    Contents xi

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    103 Male genital anomalies 966

    John M Hutson

    104 Neonatal testicular torsion 972

    David M Burge

    PART XI LONG-TERM OUTCOMES IN NEWBORN SURGERY 975

    105 Long-term outcomes in newborn surgery 977

    Casey M Calkins and Keith T Oldham

    Index 995

    xii Contents

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    Contributors

    N Scott Adzick MD

    Surgeon-in-Chief, Department of Surgery, Childrens Hospital of

    Philadelphia, C Everett Koop Professor of Pediatric Surgery,

    University of Pennsylvania, School of Medicine, Philadelphia, USA

    Yves Aigrain MD FEBPS FEAPU

    Professor, UniversiteParis Descartes Department of Pediatric

    Surgery and Urology, Hopital Necker Enfants Malades, Paris,

    France

    Shintaro Amae MD

    Department of Surgery, Miyagi Childrens Hospital, Sendai, Japan

    Richard G Azizkhan MD PhD

    Surgeon-in-Chief, Lester Martin Chair of Pediatric Surgery,

    Cincinnati Childrens Hospital, Cincinnati, OH, USA

    Maria Marcela Bailez MD

    Head of the Surgical Center at the Garrahans Childrens Hospital,

    University of Buenos, Aires, ArgentinaSean J Barnett MD MS

    Assistant Professor of Surgery, Cincinnati Childrens Hospital

    Medical Center, Cincinnati, OH, USA

    Bruce S Bauer MD FACS FAAP

    Clinical Professor of Surgery, Pritzker School of Medicine at

    University of Chicago, Chief Division of Plastic Surgery,

    NorthShore, University Health System, Northbrook, IL, USA

    Spencer W Beasley MB ChB MS FRACS

    Department of Paediatric Surgery, Christchurch Hospital,

    Christchurch, New Zealand

    Lorenzo Biassoni MSc FEBNM FRCP

    Consultant in Nuclear Medicine, Great Ormond Street Hospital for

    Children NHS Trust, Honorary Senior Lecturer, University College

    London, London, UK

    Benjamin O Bierbach MD

    Cardiothoracic Surgeon, University Hospital Kiel, Department of

    Cardiovascular Surgery, Kiel, Germany

    Carlos E Blanco MD PhD FRCPI

    Professor of Pediatrics, Director of Research, National Childrens

    Research Centre, Consultant Neonatologist, National Maternity

    Hospital, Dublin, Ireland

    Desmond Bohn MB FRCPC MRCP

    Professor of Anaesthesia and Paediatrics, University of Toronto,

    Toronto, Ontario, Canada

    Jose Biox-Ochoa MD

    Professor Emeritus, Autonomous University of Barcelona, Spain

    Steven W Bruch MD MSc

    Clinical Associate Professor, Mott Childrens Hospital, University of

    Michigan, Ann Arbor, MI, USA

    David M Burge FRCP FRCS FRACS

    Consultant Paediatric Surgeon, Southampton General Hospital,

    Southampton, UK

    Christoph Buhrer MD PhD

    Professor of Pediatrics, Department of Neonatology, Medical

    Faculty Charite, Humboldt University, Berlin, Germany

    Paolo Caione MD FEAPLI

    Professor, Chief Division Paediatric Urology, Director Department

    Nephrology and Urology, Bambino Gesu Childrens Hospital,

    Rome, Italy

    Casey M Calkins MDAssociate Professor of Surgery, Medical College of Wisconsin,

    Childrens Hospital of Wisconsin, Milwaukee, WI, USA

    Donna A Caniano MD

    Professor Emeritus, Department of Surgery, The Ohio State

    University College of Medicine, Columbus, OH, USA

    Robert Carachi FRCS PhD FRCS(ENG) (ad eundem) FEBPS

    Professor, Division of Developmental Medicine, Section of Surgical

    Paediatrics, University of Glasgow, The Royal Hospital for Sick

    Children, Glasgow, UK

    Shannon L Castle MD

    Research Fellow, Department of Pediatric Surgery, ChildrensHospital Los Angeles, Los Angeles, CA, USA

    Li Ern Chen MD

    Assistant Professor of Surgery, University of Texas Southwestern

    Dallas, TX, USA

    Boris Chertin MD

    Chairman, The Department of Paediatric Urology, Shaare Zedek

    Medical Center, Clinical Professor in Surgery/Urology, Faculty of

    Medicine, Hebrew University, Jerusalem, Israel

    Emily Christison-Lagay MD

    Fellow in Pediatric General and Thoracic Surgery, Hospital for Sick

    Children, Toronto, Ontario, Canada

    Joseph Chukwu MRCPI, DCH, Dip(HSM), MBBS

    Pediatric Registrar, National Maternity Hospital, Dublin, Ireland

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    Guido Ciprandi MD

    Consultant Pediatric Surgeon, Bambino GesuChildrens Hospital,

    IRCCS Palidoro and Rome, Italy

    Martin T Corbally MD FRCSI

    Associate Professor Paediatric Surgery RCSI, Consultant Paediatric

    Surgeon, Our Ladys Childrens Hospital, Crumlin, Dublin, Ireland

    Estela Cuenca MD

    Pediatric Surgeon, Research Fellow, Colorectal Unit, JP Garrahan

    Childrens Hospital, Buenos, Aires, Argentina

    Andrew M Davidoff MD

    Chairman, Department of Surgery, St Jude Childrens Research

    Hospital, Memphis, TN, USA

    Mark Davenport ChM FRCS (Eng) FRCS (Paeds)

    Professor of Paediatric Surgery, Kings College Hospital,

    London, UK

    Jens Dingemann MD

    Centre of Pediatric Surgery, Hannover Medical School and BultChildrens Hospital, Hannover, Germany

    Takashi Doi MD PhD

    Department of Paediatric General and Urogenital Surgery,

    Juntendo University School of Medicine, Tokyo, Japan

    Reshma Doodnath MB BCh BaO IMRCS

    Clinical Research Fellow, National Childrens Research Centre,

    Our Ladys Childrens Hospital, Crumlin, Dublin 12, Ireland

    Simon Eaton PhD

    Department of Paediatric Surgery, UCL Institute of Child Health,

    London, UK

    Jack S Elder MDVattikuti Urology Institute, Henry Ford Hospital, Detroit, MI USA

    Yousef El-Gohary MD MRCS (Glas)

    Pediatric Surgery Research Fellow, Childrens Hospital of

    Pittsburgh, Pittsburgh, PA, USA

    Nicholas Eustace MB MMedSci FCARCSI FJFICMI

    Anaesthesia, Intensive Care and Pain Medicine, Childrens

    University Hospital, Dublin, Ireland

    Mary E Fallat MD

    Professor and Division Chief, Chief of Surgery, Kosair Childrens

    Hospital, Department of Pediatric Surgery, University of Louisville,

    Louisville, KY, USA

    Steven J Fishman MD

    Stuart and Jane Weitzman Family Chair in Surgery,

    Co-Director, Vascular Anomalies Center, Childrens Hospital

    Boston, Boston, MA, USA

    David S Foley MD FACS

    Associate Professor of Surgery, Division of Pediatric Surgery,

    University of Louisville School of Medicine, Louisville, KY, USA

    Henri R Ford MD MHA

    Vice President and Surgeon-in-Chief, Childrens Hospital

    Los Angeles, Professor of Surgery and Vice Dean for Medical

    Education, University of Southern California, Keck School ofMedicine, Los Angeles, CA, USA

    Vito Forte MD FRCSC

    Chief, Hospital for Sick Children, Toronto, Ontario, Canada

    Jeffrey W Gander MD

    Morgan Stanley Childrens Hospital of New York,

    New York City, NY, USA

    Michael WL Gauderer MD

    Professor of Surgery and Pediatrics, University of South

    Carolina School of Medicine (Greenville), Childrens Hospital,Greenville Hospital System University Medical Center,

    Greenville, SC, USA

    John P Gearhart MD FAAP FACS FRCSEd(HON)

    Professor and Chief of Pediatric Urology, The Johns Hopkins

    Hospital, Baltimore, MD, USA

    Keith E Georgeson MD

    The Childrens Hospital of Alabama, Birmingham, AL, Sacred Heart

    Childrens Hospital, Spokane, WA, USA

    Alaa el Ghoneimi MD PhD FEBPS FEAPU

    Professor, UniversiteParis Diderot, Head of Department of

    Paediatric Surgery and Urology, Hospital Robert Debre,Paris, France

    John Gillick MD FRCSI (Paed Surg)

    Consultant Paediatric Surgeon, The Childrens University Hospital

    and Our Ladys Childrens Hospital, Dublin, Ireland

    George K Gittes MD

    Surgeon-in-Chief and Professor of Surgery, Childrens Hospital of

    Pittsburgh and University of Pittsburgh School of Medicine,

    Pittsburgh, PA, USA

    Jacqueline J Glover MD PhD

    Professor, Department of Pediatrics, Center for Bioethics and

    Humanities, University of Colorado, Anschutz Medical Campus,Aurora, USA

    Winifred A Gorman BSc FRCPI FAAP

    Consultant Neonatologist, National Maternity Hospital and Our

    Ladys Hospital for Sick Children, Dublin, Ireland

    Jan-H Gosemann MD

    Senior Research Fellow, National Childrens Research Centre,

    Our Ladys Childrens Hospital, Dublin, Ireland

    Andrew Green PhD FRCPI FFPath(RCPI)

    Director, National Centre for Medical Genetics, Professor of

    Medical Genetics, UCD School of Medicine and Medical Science,

    Consultant in Clinical Genetics, Our Ladys Childrens Hospital,Dublin, Ireland

    Arin K Greene MD MMSc

    Department of Plastic Surgery Childrens Hospital Boston, Boston,

    MA, USA

    Tracy C Grikscheit MD FACS FAAP

    Assistant Professor of Surgery, Department of Surgery,

    Keck School of Medicine, University of Southern California,

    Los Angeles, CA, USA

    Devendra K Gupta MS MCh FAMS Hon. FRCS (Edin. & Glas.) Hon. FAMS (Rom)

    Hon. DSc (H.C.)

    Professor of Pediatric Surgery, Department of Pediatric

    Surgery, All India Institute of Medical Sciences, New Delhi, India

    Piotr Hajduk MD

    Senior Research Fellow, National Childrens Research Centre,

    Our Ladys Childrens Hospital, Dublin, Ireland

    xiv Contributors

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    Michael R Harrison MD

    Professor of Surgery, Pediatrics, Obstetrics, Gynecology and

    Reproductive Sciences, Emeritus, University of California

    San Francisco, San Francisco, USA

    Melanie Hiorns MBBS MRCP FRCR

    Consultant Paediatric Radiologist, Clinical Unit Chair for Medicine

    and Diagnostic and Therapeutic Services, Great Ormond Street

    Hospital for Children NHS Trust, Honorary Senior Lecturer,

    Institute of Health (University College London), London, UK

    Shinjiro Hirose MD

    Assistant Professor, Pediatric Surgery, University of California San

    Francisco, San Francisco, USA

    John M Hutson AO MB MD FRACS FAAP (Hon)

    Chair of Paediatric Surgery, University of Melbourne, Urology

    Surgery Department, Royal Childrens Hospital, Parkville, Victoria,

    Australia

    Michael E Hollwarth MD

    Professor in Paediatric Surgery, Department of Paediatricand Adolescent Surgery, Medical University of Graz,

    Graz, Austria

    Vincenzo Jasonni MD

    Department of Pediatric Surgery, Istituto Scientifico G Gaslini,

    University of Genoa, Genoa, Italy

    Wajid B Jawaid MRCS(Ed) MRCS(Eng)

    NIHR Academic Clinical Fellow in Paediatric Surgery, Division of

    Child Health, Alder Hey Childrens NHS Foundation Trust,

    University of Liverpool, UK

    Michael D Jenkinson PhD FRCS

    Consultant Neurosurgeon and Honorary Clinical Lecturer,The Walton Centre for Neurology and Neurosurgery Foundation

    Trust, Liverpool and University of Liverpool, Liverpool, UK

    Edwin C Jesudason MA FRCS(Paed) MD

    MRC New Investigator, Reader and Consultant Paediatric Surgeon,

    Alder Hey Childrens Hospital, The Division of Child Health,

    University of Liverpool, UK; Clinical Associate Professor of Surgery,

    Childrens Hospital of Los Angeles, Keck School of Medicine,

    University of Southern California, Los Angeles, USA

    Paul RV Johnson MBCh MA MD FRCS(Eng) FRCS(Edin) FRCS(Paed Surg) FAAP

    Professor of Pediatric Surgery, Nuffield Department of Surgery,

    John Radcliffe Hospital, Oxford, UK

    Stephanie A Jones DO

    The University of Colorado Health Sciences Center, Pediatric

    Surgery Fellow, The Childrens Hospital Denver, CO, USA

    Jonathan F Kalisvaart MD

    Department of Pediatric, Urology Emory University, Atlanta, GA,

    USA

    Jothy Kandasamy MRCS

    Neurosurgical Registrar/Resident, The Walton Centre, Liverpool

    and Alder Hey Royal Liverpool Childrens Hospital, Liverpool,

    Honorary Clinical Lecturer, School of Clinical Sciences, Faculty of

    Medicine, University of Liverpool, Liverpool, UK

    Frederick M Karrer MDProfessor of Surgery and Pediatrics, Head, Division of Pediatric

    Surgery, The University of Colorado Health Sciences Center,

    Surgical Director, Pediatric Liver Transplantation, The Childrens

    Hospital, Denver, CO, USA

    Richard Keijzer MD PhD MSc

    Assistant Professor, Department of Surgery, Division of Pediatric

    Surgery, University of Manitoba, Winnipeg, Manitoba, Canada

    J Kelleher FFR RCSI

    Director of Radiology, Radiology Department, Our Ladys Childrens

    Hospital, Dublin, Ireland

    Basem A Khalil PhD FRCS(Paed)

    Specialist Registrar in Paediatric Surgery, Alder Hey Childrens NHS

    Foundation Trust Liverpool, UK

    Stephen M Kieran MCh FRCS (ORL-HNS)

    Senior Registrar, Department of Otolaryngology, St. Vincents

    University Hospital, Dublin, Ireland

    Andrew J Kirsch MD FAAP FACS

    Professor of Urology, Department of Pediatric, Urology Childrens

    Healthcare of Atlanta Emory, University School of Medicine,

    Atlanta, GA, USA

    Dietrich Kluth MD PhD

    Paediatric Surgeon, Klinik und Poliklinik fur Kinderchirurgie,

    Universitatsklinikum Leipzig, Leipzig, Germany

    Hiroyuki Koga MD PhD

    Assistant Professor, Pediatric General and Urogenital Surgery,

    Juntendo University School of Medicine, Tokyo, Japan

    Martin A Koyle MD

    Division of Paediatric Urology, The Hospital for Sick Children,

    Toronto, ON, Canada

    Balazs Kutasy MD

    National Childrens Research Centre, Our Ladys Hospital, Dublin,Ireland

    Hisako Kuyama MD

    Department of Pediatric Surgery and Pediatric Endosurgery,

    Tokushima University Hospital, Tokushima, Japan

    Kokila Lakhoo PhD FRCS(ENGEDIN) FCS(SA) MRCPCH MBCHB

    Consultant Paediatric Surgeon, Childrens Hospital Oxford, John

    Radcliffe Hospital, University of Oxford, Oxford, UK

    Ganapathy Lakshmanadass MD

    Associate Paediatric Surgeon, Department of Paediatric Surgery,

    National Childrens Hospital, Dublin, IrelandWolfgang Lambrecht MD PhD

    Professor of Paediatric Surgery (Emeritus), Department of

    Paediatric Surgery, Eppendorf University Hospital, Hamburg,

    Germany

    Peter Lamesch FACS

    Klinik fur Allgemein- und Visceralchirurgie, Leipzig, Germany

    Jacob C Langer MD

    Professor of Surgery, University of Toronto and Chief, Division of

    General and Thoracic Surgery, Hospital for Sick Children, Toronto,

    Ontario, Canada

    Maggie K Lee MRCS

    Department of Neurosurgery, The Walton Centre for Neurology

    and Neurosurgery Foundation Trust, Liverpool and Alder Hey Royal

    Childrens Hospital, Liverpool, UK

    Contributors xv

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    Marc A Levitt MD

    Director, Colorectal Center for Children, Cincinnati Childrens

    Hospital Medical Center, Associate Professor of Surgery, Division

    of Pediatric Surgery, Department of Surgery, University of

    Cincinnati, Cincinnati, OH, USA

    Thom E Lobe MD

    Beneveda Medical Group, Beverly Hills, California, USA

    Paul D Losty MD FRCSI FRCS FRCS(Eng) FRCS(Ed) FRCS(Paed)

    Professor of Paediatric Surgery, Division of Child Health, University

    of Liverpool, Liverpool, UK

    Tippi C MacKenzie MD

    Assistant Professor of Surgery, University of California,

    San Francisco School of Medicine, San Francisco, CA, USA

    Conor L Mallucci FRCS

    Department of Neurosurgery, Royal Liverpool Childrens Hospital,

    Liverpool, UK

    Praveen Mathur MS MCh FMAS

    Professor, Department of Pediatric Surgery, SMS Medical College,

    Jaipur, India

    Girolamo Mattioli MD

    School of Pediatric Surgery, Istituto Scientifico G Gaslini,

    University of Genoa, Genoa, Italy

    Alastair JW Millar FRCS FRACS (Paed Surg) FCS (SA) DCH

    Charles FM Saint Professor of Paediatric Surgery, University of

    Cape Town and Red Cross War Memorial Childrens Hospital,

    Cape Town, South Africa

    Robert K Minkes MD PhD

    Professor of Surgery, University of Texas, Southwestern Medical

    Center at Dallas, Childrens Medical Center at Legacy, Plano,TX, USA

    Hideshi Miyakita MD PhD

    Professor of Urology, Department of Urology, Tokai University

    School of Medicine, Oiso Hospital, Oiso, Japan

    Eleanor J Molloy MB PhD FRCPCH FRCPI

    Associate Professor of Paediatrics, Royal College of Surgeons of

    Ireland, Consultant Neonatologist, National Maternity Hospital

    and Our Ladys Hospital for Sick Children, University College

    Dublin, Dublin, Ireland

    Sam W Moore MD MBChB FRCS

    Head of Pediatric Surgery, Division of Pediatric Surgery,Tygerberg Hospital, University of Stellenbosch, Tygerberg,

    South Africa

    Alan Mortell MD FRCSI FRCS (Paed Surg)

    Consultant Paediatric Surgeon, Our Ladys Childrens Hospital and

    The Childrens University Hospital, Dublin, Ireland

    Oliver J Muensterer MD PhD

    Associate Professor, Weill Cornell Medical College, Division of

    Pediatric Surgery, New York, NY, USA

    Hirikati S Nagaraj MD

    Associate Professor of Surgery, Department of Surgery, University

    of Louisville, Louisville, KY, USA

    Shireen Anne Nah MBBS MRCS MS

    Clinical Research Associate, Surgery Unit, UCL Institute of Child

    Health and Great Ormond Street Hospital for Sick Children,

    London, UK

    Azad S Najmaldin MB CHB MS FRCS(Edin) FRCS(Eng)

    Paediatric Surgeon, St Jamess University Hospital, Leeds, UK

    Masaki Nio MD

    Department of Pediatric Surgery, Tohoku University School of

    Medicine, Sendai, Japan

    A. Numanoglu MBChB Turkey FCS SA

    Associate Professor, University of Cape Town and Red Cross War

    Memorial Childrens Hospital, Cape Town, South Africa

    Keith T Oldham MD

    Professor and Chief, Division of Pediatric Surgery, Medical College

    of Wisconsin, Marie Z Uihlein Chair and Surgeon-in-Chief,

    Childrens Hospital of Wisconsin, Milwaukee, WI, USA

    Fiona OHare MD

    National Maternity Hospital, Dublin, Ireland

    Konstantinos Papadakis MD

    Instructor in Surgery, Childrens Hospital Boston,

    Boston, MA, USA

    Thambipillai Sri Paran MD

    Our Ladys Hospital for Sick Children, Dublin, Ireland

    Dakshesh Parikh MBBS MS FRCS (Paed)

    Consultant Paediatric Surgeon, Department of Paediatric Surgery,

    Birmingham Childrens Hospital, Birmingham, UK

    David A Partrick MD

    Department of Pediatric Surgery, The Childrens Hospital, Aurora,

    CO, USA

    Valentina De Pasquale MD

    Director, Department Nephrology and Urology, Bambino GesuChildrens Hospital, Rome, Italy

    Jose L Peiro

    Department of Pediatric Surgery, Fetal Surgery Unit, Hospital

    Universitari Vall Hebron, Universitat Autonoma de Barcelona,

    Area Materno infantil, Barcelona, Spain

    Alberto Pena MD

    Founding Director, Colorectal Center for Children, Cincinnati

    Childrens Hospital Medical Center, Professor of Surgery,

    Department of Surgery, Division of Pediatric Surgery,

    University of Cincinnati, Cincinnati, OH, USA

    James Pierce MD

    Research Fellow, Childrens Hospital Los Angeles, Los Angeles,

    CA, USA

    Agostino Pierro MD FRCS (Eng) FRCS (Ed) FAAP

    Nuffield Professor of Paediatric Surgery and Head of Surgery Unit,

    Surgery Unit, UCL Institute of Child Health, London, UK

    Jack Plaschkes MD

    Department of Pediatric Surgery, Kinderklinik, Bern,

    Switzerland

    Christina M Plikaitis MD

    Clinical Instructor of Surgery, St. Louis University, St. Louis,

    MO, USA

    Jai Prasad MBBS MRCS

    Clinical Fellow, Pediatric Surgery Oncology,

    Memorial Sloan-Kettering Cancer Center, New York, NY, USA

    xvi Contributors

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    Alessio Pini Prato MD

    School of Pediatric Surgery, Istituto Scientifico G Gaslini,

    University of Genoa, Genoa, Italy

    Kevin C Pringle MB ChB FRACS

    Professor of Paediatric Surgery and Head of Department of

    Obstetrics and Gynaecology, School of Medicine and HealthSciences, University of Otago, Wellington, New Zealand

    Prem Puri MS FRCS FRCS(Ed) FACS FAAP (Hon)

    Newman Clinical Research Professor, University College Dublin,

    National Childrens Hospital, Consultant Paediatric Surgeon

    Beacon Hospital; Professor, Director of Research, Childrens

    Research Centre, Our Ladys Childrens Hospital,

    Dublin, Ireland

    Michael P La Quaglia MD

    Memorial Sloan-Kettering Cancer Center, New York, NY, USA

    Giovanni Rapuzzi MD

    School of Pediatric Surgery, Istituto Scientifico G Gaslini,University of Genoa, Genoa, Italy

    Professor John Mark Redmond MD FRCSI

    Cardiothoracic surgeon, Our Ladys Childrens Hospital, Dublin,

    Ireland and Master Misericordiae University Hospital, Dublin,

    Ireland

    Denis J Reen MSc PhD

    Adjunct Professor in Medicine, University College, Dublin;

    Proffesor, The Childrens Research Centre, Our Ladys Hospital

    for Sick Children, Dublin, Ireland

    Massimo Rivosecchi MDHead of Pediatric Surgery Unit, Bambino GesuChildrens Hospital,

    IRCCS Palidoro and Rome, Italy

    Ian HW Robinson MBChB FRANZCR

    Radiology Department, Our Ladys Childrens Hospital, Dublin,

    Ireland

    H Rode MMed (Surg) FRCS Edin FCS (SA)

    Emeritus Professor, Univesity of Cape Town and Red Cross War

    Memorial Childrens Hospital, Cape Town, South Africa

    Udo Rolle MD PhD

    Professor, Department of Pediatric Surgery, Johann Wolfgang

    Goethe-University, Frankfurt, Germany

    John D Russell MB BCH BAO MCH FRCS (ORL)

    Consultant Otolaryngologist, Department of Otolaryngology,

    Our Ladys Childrens Hospital, Dublin, Ireland

    Elke Ruttenstock

    Assistenzaerztin, Universitaetsklinik fuer Kinder- und

    Jugend-chirurgie, Graz Medizinische Universitaet, Graz, Austria

    Frederick C Ryckman MD

    Professor of Surgery and Transplantation, Senior Vice President of

    Medical Operations, Cincinnati Childrens Hospital, Medical Center

    Cincinnati, OH, USA

    Robert Sader MD PhD

    Professor, Department of Oral, Maxillofacial and Plastic Facial

    Surgery, Johann Wolfgang Goethe-University, Frankfurt, Germany

    Amulya K Saxena MD

    Associate Professor, Department of Pediatric and Adolescent

    Surgery, Medical University of Graz, Graz, Austria

    Robert C Shamberger MD

    Chief, Department of Surgery, Childrens Hospital Boston, Boston,

    MA, USAShilpa Sharma MS MCh Dip Nat Board PhD

    Assistant Professor, Department of Pediatric Surgery, Postgraduate

    Institute of Medical Sciences and Dr RML Hospital, New Delhi,

    India

    Stephen J Shochat MD

    Former Surgeon-in-Chief and Chairman, Department of Surgery,

    St Jude Childrens Research Hospital, Memphis, TN, USA

    Michael Singh MBBS FRCSEd (Paed Surg)

    Consultant Paediatric Surgeon, Birmingham Childrens Hospital,

    Birmingham, UK

    Owen P Smith MA MB BA Mod (Biochem) FRCPCH FRCPI FRCPLon FRCPEdinFRCPGlasg FRCPath

    Professor of Haematology, Department of Haematology and

    Oncology, Our Ladys Childrens Hospital, Dublin, Ireland

    Andrew A Stec MD

    Assistant Professor of Urology and Pediatrics, Department of

    Urology, Medical University of South Carolina, Charleston,

    SC, USA

    Charles JH Stolar MD

    Surgeon-in-Chief and Director of Pediatric Surgery, Morgan

    Stanley Childrens Hospital of New York, New York City, NY, USA

    Mark D Stringer MS FRCP FRCS FRCSEd

    Professor of Anatomy, Department of Anatomy, Otago School of

    Medical Sciences, University of Otago, Dunedin, New Zealand

    Yechiel Sweed MD

    Head, Department of Pediatric Surgery, Bar-Ilan University of

    Medicine, Western Galilee Hospital, Nahariya, Israel

    Hiroo Takehara MD PhD

    Department of Pediatric Surgery and Pediatric Endosurgery,

    Tokushima University Hospital, Tokushima, Japan

    Paul KH Tam MD

    Department of Surgery, The University of Hong Kong, Queen Mary

    Hospital, Hong Kong

    David FM Thomas FRCP FCRPCH FRCS

    Emeritus Professor of Paediatric Surgery, University of

    Leeds and Consultant Paediatric Urologist, Leeds Teaching

    Hospitals, Leeds, UK

    Holger Till MD PhD

    Surgeon-in-Chief, Professor of Pediatric Surgery, Klinik und

    Poliklinik fur Kinderchirurgie, University of Leipzig, Leipzig,

    Germany

    Juan A Tovar MD PhD EBPS FAAP(HON)

    Professor and Chairman, Department of Pediatric Surgery, Hospital

    Universitario La Paz, Madrid, Spain

    Marie Z Uihlein

    Surgeon-in-Chief, Childrens Hospital of Wisconsin, Milwaukee,

    Wisconsin, USA

    Contributors xvii

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    Benno Ure MD

    Professor, Director and Chairman, Centre of Pediatric Surgery,

    Hannover Medical School and Bult Childrens Hospital, Hannover,

    Germany

    Eduardo Villamor MD PhD

    Associate Professor of Pediatrics, Maastricht University MedicalCenter, Maastricht, The Netherlands

    Declan Warde MB FJFICMI FFARCSI

    Anaesthesia, Intensive Care and Pain Management, Childrens

    University Hospital, Dublin, Ireland

    Tomas Wester MD PhD

    Department of Pediatric Surgery, Astrid Lindgren Childrens

    Hospital, Karolinska University Hospital, Stockholm, Sweden

    Chad Wiesenauer MD

    Assistant Professor of Surgery, Department of Surgery, University

    of Louisville, Louisville, KY, USA

    Duncan Wilcox MD

    Chair of Pediatric Urology, The Ponzio Family Chair in Pediatric

    Urology, Childrens Hospital Colorado, Aurora, CO, USA

    Kenneth KY Wong MB ChB PhD FRCSEd(Paeds) FHKAM FAAN

    Clinical Assistant Professor, Department of Surgery, The University

    of Hong Kong, Queen Mary Hospital, Hong Kong

    Atsuyuki Yamataka MD PhD

    Professor and Head, Pediatric General and Urogenital Surgery,

    Juntendo University School of Medicine, Tokyo, Japan

    George G Youngson PhD FRCS

    Emeritus Professor of Paediatric Surgery, Department of Paediatric

    Surgery, Royal Aberdeen Childrens Hospital, Aberdeen, UK

    Moritz M Ziegler MD

    Retired, Surgeon-in-Chief and the Ponzio Family Chair,

    The Childrens Hospital, Professor of Surgery, Aurora, CO, USA

    Luc JI Zimmermann MD PhD

    Professor of Pediatrics, Maastricht University Medical Center,

    Maastricht, The Netherlands

    Yousef EI-Gohary MD MRCS (Glas)

    Pediatric Surgical Research Fellow, Childrens Hospital of

    Pittsburgh, Pittsburgh, PA, USA

    xviii Contributors

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    Preface to the third edition

    It has been eight years since the second edition of the bookwas published in 2003. Over the last decade, major advances

    have occurred in the understanding and treatment of neonatalsurgical conditions. Advances in prenatal diagnosis, imaging,intensive care, and minimally invasive surgery have trans-

    formed the practice of surgery in the newborn. The thirdedition of Newborn Surgery has been extensively revisedand contains 105 chapters by 160 contributors from all five

    continents of the world. This edition contains many newchapters taking account of the recent advances in neonatalsurgery. The new chapters include: Perinatal physiology;Clinical anatomy of the newborn; Epidemiology of birth

    defects; Fetal counselling for surgical malformations; Neona-tal sepsis; Liver transplantation; Congenital pouch colon;Megacystis microcolon intestinal hypoperistalsis syndrome;and Urinary tract infections. Each chapter has been written by

    world class experts in their respective fields, along with their

    co-authors.This textbook provides an authoritative, comprehensive

    and complete account of the pathophysiology and treatment

    of various surgical conditions in the newborn. This bookshould be of interest to all those who have a clinical

    responsibility for newborn babies. It is particularly intendedfor trainees in pediatric surgery, established pediatric sur-geons, general surgeons with an interest in pediatric surgery

    as well as neonatologists and pediatricians seeking moredetailed information on newborn surgical conditions.

    I wish to thank most sincerely all the contributors for their

    outstanding work in producing this innovative text-book. Ialso wish to express my gratitude to Ms Vanessa Woods andMs Lisa Kelly for their skilful secretarial help. I am grateful toDr G.P. Seth for reading each and every word of the galley

    proofs of the entire book. I wish to thank the editorial staff ofHodder Arnold, particularly Mr Stephen Clausard, for theirhelp during preparation and publication of this book. I amthankful to the Childrens Medical & Research Foundation,

    Our Ladys Childrens Hospital, Dublin for their support.

    Prem Puri2011

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    Preface to the second edition

    The 2nd edition of Newborn Surgery has been extensivelyrevised. Many new chapters have been added to take account

    of the recent developments in the care of the newborn withcongenital malformations. This edition, which comprises97 chapters by 121 contributors from all five continents of

    the world, provides an authoritative, comprehensive, andcomplete account of the various surgical conditions in thenewborn. Each chapter is written by the current leading

    expert(s) in their respective fields.Newborn surgery in the twenty-first century demands of

    its practitioners detailed knowledge and understanding of thecomplexities of congenital anomalies, as well as the highest

    standards of operative techniques. In this textbook, greatemphasis continues to be placed on providing a com-prehensive description of operative techniques of eachindividual congenital condition in the newborn. The book

    is intended for trainees in pediatric surgery, establishedpediatric surgeons, general surgeons with an interest in

    pediatric surgery, as well as neonatologists and pediatriciansseeking more detailed information on newborn surgicalconditions.

    I wish to thank most sincerely all the contributors for theoutstanding work they have done for the production of thisinnovative textbook. I also wish to express my gratitude to

    Mrs Karen Alfred and Ms Ann Brennan for their secretarialhelp and to the staff of Hodder Arnold for their help duringthe preparation and publication of this book. I am grateful tothe Childrens Medical & Research Foundation, Our Ladys

    Hospital for Sick Children, Dublin for their support.

    Prem Puri2003

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    Preface to the first edition

    During the last three decades, newborn surgery has developedfrom an obscure subspecialty to an essential component of

    every major academic pediatric surgical department through-out both the developed and the developing world. Majoradvances in perinatal diagnosis, imaging, neonatal resuscita-

    tion, intensive care, and operative techniques have radicallyaltered the management of newborns with congenital mal-formations. Embryological studies have provided new valuable

    insights into the development of malformations, while im-provements in prenatal diagnosis are having a significantimpact on approaches to management. Monitoring techniquesfor the sick neonate pre- and postoperatively have become more

    sophisticated and there is now greater emphasis on physiolo-gical aspects of the surgical newborn, as well as their nutritionaland immune status. This book provides a comprehensivecompendium of all these aspects as a prelude to an extensive

    description of surgical conditions in the newborn. Modern-day

    newborn surgery demands detailed knowledge of the complex-ities of newborn problems. Research developments, laboratorydiagnosis, imaging, and innovative surgical techniques are allpart of the challenge facing surgeons dealing with congenital

    conditions in the newborn. In this book, a comprehensivedescription of operative techniques of each individual condi-

    tion is presented. Each contributor was selected to provide anauthoritative, comprehensive, and complete account of theirrespective topics. The book, comprising 90 chapters, is intended

    primarily for trainees in pediatric surgery, established pediatricsurgeons, general surgeons with an interest in pediatric surgery,and neonatologists.

    I am most grateful to all contributors for their willingness tocontribute chapters at considerable cost of time and effort. I amindebted to Mr Maurice De Cogan for artwork, Mr Dave Cullenfor photography, and Ms Ann Brennan and Ms Deirdre

    ODriscoll for skilful secretarial help. I am grateful to theChildrens Research Centre, Our Ladys Hospital for SickChildren, for their support. Finally, I wish to thank the editorialstaff, particularly Ms Susan Devlin, of Butterworth-Heinemann

    for their help during the preparation and publication of this

    book.

    Prem Puri1996

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    PART I

    GENERAL

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    1

    Embryology of malformations

    DIETRICH KLUTH, WOLFGANG LAMBRECHT, CHRISTOPH BUHRER, AND HOLGER TILL

    INTRODUCTION

    Approximately 3% of human newborns present with con-genital malformations.1 Without surgical intervention, one-third of these infants would die since their malformations are

    not compatible with sustained life outside the uterus.1,2 Infigures, this means that in a country such as Germany, nearly6000 children are born every year with a life-threateningmalformation.

    Due to the development of prenatal diagnostic proce-dures, advanced surgical techniques, and intensive post-

    operative care, most infants with otherwise fatalmalformations can be rescued by an operation in theneonatal period. However, morbidity remains high in someof these children2 with the necessity of repeated operations

    and hospitalizations despite a successful primary operation.This may also be the fate of many children with non-life-threatening malformations such as hypospadias or cleftpalate.

    Mortality is still high in newborns with certain malforma-tions such as congenital diaphragmatic hernias or severe

    combined defects. As a consequence, congenital malforma-tions today are the main cause of death in the neonatal

    period. In the United States, 21% of neonatal mortality canbe related to congenital malformations.3

    These figures probably do not reflect a real increase ofthe actual incidence of congenital malformation. Theobserved mortality shift might rather be due to improvedintensive care medicine in todays Western world countries

    where neonates (even those with birth defects) have a betterchance of survival. On the other hand, this statistical shiftindicates that knowledge about congenital malformations

    lags behind the progress clinical research has made in thesurrounding fields. Efforts are needed to close the gap andlearn more about baby killer No. 1. Identification of

    teratogens will help to reduce the incidence of malforma-tions when exposure can be avoided, and pathogeneticstudies might aid in designing therapeutic measures. Bothtreatment and prevention critically depend on basic embry-

    ological research.

    GENERAL REMARKS ON EMBRYOLOGY ANDTHE EMBRYOLOGY OF MALFORMATIONS

    Despite many efforts, the embryology of numerous con-genital anomalies in humans is still a matter of speculation.

    This is due to the following reasons:

    = a shortage of study material (both normal and abnormal

    embryos);= various technical problems (difficulties in the interpreta-

    tion of serial sections, shortage of explanatory three-

    dimensional reconstructions);= misconceptions and/or outdated theories concerning

    normal and abnormal embryology.

    Fortunately, a number of animal models are known todaywhich allow advanced embryological studies in variousembryological fields. Especially for the studies of anorectalmalformations, a number of animal models is at hand. In

    addition, a Scanning Electron-Microscopic Atlas of humanembryos has been published recently which provides detailed

    insights into normal human embryology.4

    Appropriate and illustrative findings in various fields of

    embryology are still lacking. This explains why today manytypical malformations are still not explained satisfactorily.

    Pediatric surgeons are still confused when they are con-fronted with the embryological background of normal andabnormal development.

    For the described misconceptions and/or outdated the-

    ories, Haeckels biogenetic law5 is one example. Accordingto this theory, a human embryo recapitulates in its individualdevelopment (ontogeny) the morphology observed in all life-

    forms (phylogeny). This means that during its developmentan advanced species is seen to pass through stages representedby adult organisms of more primitive species. This theory still

    has an impact on the nomenclature of embryonic organs andexplains why human embryos have cloacas like adult birdsand branchial clefts like adult fish.

    Another very popular misconception is the theory that

    malformations actually represent frozen stages of normal

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    embryology (Hemmungsmibildung).6 As a result, ourunderstanding of normal embryology stems more from

    pathological-anatomic interpretations of observed malforma-tions than from proper embryological studies. The theory ofthe rotation of the gut as a step in normal development is aperfect example of this misconception.

    DEFINITION OF THE TERM MALFORMATION

    After birth, neonates can present with a broad spectrum ofdeviations from normal morphology. This extends fromminor variations of normal morphology without any clinical

    significance to maximal organ defects with extreme func-tional deficits of the malformed organs or of the whole

    organism.The degree of functional disorder is decisive when dealing

    with the question of whether a variation of normal

    morphology has to be viewed as a dangerous malformationrequiring surgical correction. This means that functionaldisturbance is essential when using the term malformation.Inborn deviations can be detrimental, neutral, or evenbeneficial, otherwise evolutionary progress could not take

    place. An example of a beneficial deviation is the longevitysyndrome of people with abnormally low serum cholesterollevels. Abnormalities with little or no functional disturbance

    might still require surgical correction when patients are indanger of social stigmatization. Coronal or glandular hypos-padias might serve as an example for this condition.

    ETIOLOGY OF CONGENITAL MALFORMATIONS

    In most cases, the etiology of congenital malformationsremains unclear. Possible etiological factors are listed inTable 1.1.

    In about 20% of cases genetic factors (gene mutation andchromosomal disorders) can be identified.1,2,7 In 10% anenvironmental origin can be demonstrated.1,2 In 70% thefactors responsible remain obscure.

    Environmental factors

    A large number of agents are known which might interfere

    with the normal development of organ systems duringembryogenesis.1,7 The underlying mechanisms of this inter-ference is poorly understood in most cases. Characteristically,during organogenesis, different organs of the embryo show

    distinct periods of greatest sensitivity to the action of the

    teratogen. These phases of greatest sensitivity are called theteratogenetic period of determination.8 The typical patterns

    of some syndromes can be explained by an overlap of thesephases during embryological development.

    In 1983, Shepard2 published a catalog of suspectedteratogenic agents. Over 900 agents are known to produce

    congenital anomalies in experimental animals. In 30, evi-dence for teratogenic action in humans could be demon-

    strated. Teratogenic agents can be divided into four groups(Table 1.2).

    The teratogenic potential of virus infections,1 especiallyrubella and herpes, and that of radiation1 has been clearly

    established. Maternal metabolic defects and lack of essentialnutritives can be teratogenic. After a vitamin A-free diet9 andriboflavin-free diet10 various congenital malformations wereobserved in rats and mice. Among these were diaphragmatic

    hernias, isolated esophageal atresias, and isolated tracheo-esophageal fistulas. Similarly, inappropriate administration of

    hormones can be associated with intrauterine dysplasias.11

    Industrial and pharmaceutical chemicals such as tetra-chlor-diphenyl-dioxin (TCDD) or thalidomide have inflictedtragedies by their teratogenic action. When thalidomide was

    prescribed to women in the early 1960s as a safe sleepingmedication, numerous children were born with dysmelicdeformities.7,12,13 In addition, atresias of the esophagus, theduodenum, and the anus were observed in some children.12

    The data collected suggest that teratogenic agents do notcause new patterns of malformations but rather mimicsporadic birth defects. This had posed problems in identify-ing thalidomide as the responsible agent. It appears likely that

    among those 70% congenital malformations with unclearetiology a considerable percentage might be precipitated by as

    yet unidentified environmental factors. In a rat model, theherbicide nitrofen (2.4-dichloro-phenyl-p-nitrophenyl ether)has been shown to induce congenital diaphragmatic hernias,cardiac abnormalities and hydronephrosis.1418 In 1978,

    Thompson et al.19 described the teratogenicity of the anti-cancer drug adriamycin in rats and rabbits. More recently,Diez-Pardo et al.20 re-described this model with emphasis toits potentials as a model for foregut anomalies. Today, the

    adriamycin model is generally described as a model for theVACTERL-association (V vertebral, A anorectal,

    C cardiac, T tracheal, E esophageal, R renal,

    L limb).21,22 Thus, classic malformations such as atresiasof the esophagus and the intestinal tract, intestinal duplica-tions and others can be mimicked by teratogens in animal

    models.

    Table 1.1 Etiology of congenital malformations.

    Etiology %

    Genetic disorders 20

    Environmental factors 10

    Unknown etiology 70Table 1.2 Teratogenic agents in congenital malformations.

    Teratogenic agents

    Physical agents Radiation, heat, mechanical factors

    Infectious agents Viruses, treponemes, parasites

    Chemical, drug,

    environmental agents

    Thalidomide, nitrofen, hormones,

    vitamin deficiencies

    Maternal, genetic factors Chromosomal disorders,

    multifactorial inheritance

    After Nadler.1

    4 Embryology of malformations

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    Genetic factors

    Approximately 20% of congenital malformations are of

    genetic origin. Most surgically correctable malformationsare associated with chromosomal disorders, e.g. trisomy

    21, 13, or 18, or are of multifactorial inheritance23 with a

    small risk of recurrence. The assumption of multifactorialinheritance results from the fact that with nearly all majoranomalies familiar occurrences had been observed.1 In

    animals, inheritance has also been found for some mal-formations.2427

    EMBRYOLOGY AND ANIMAL MODELS

    Over the last two decades a number of animal models weredeveloped with the potential to gain a better understanding

    of the morphology of not only malformed but also of normal

    embryos. These animal models can be divided into foursubgroups.

    Surgical models

    In the past, the chicken was an important surgical model tostudy embryological processes. Due to the easy access to theembryo, its broad availability and its cheapness, the chicken isan ideal model for experimental studies. It has been widely

    used by embryologists, especially in the field of epithelial/mesenchymal interactions.2830 Pediatric surgeons used

    this model to study morphological processes involved inintestinal atresia formation,31,32 gastroschisis,33 and Hirsch-

    sprungs disease.34

    The Czech embrologist Lemez35 used chicken embryos in

    order to induce tracheal agenesis with tracheo-esophagealfistula.

    Apart from these purely embryonic models, a largenumber of fetal models exist. However, these models were

    mainly used in order to demonstrate the feasibility of fetalinterventions.36

    Chemical models

    A large number of chemicals can have an impact on the

    normal development of humans and animals alike. Mostimportant today are: (1) the adriamycin model,19,20 (2)etretinate,37,38 (3) all-trans retinoic acid (ATRA),3941 (4)ethylenethiourea,4244 and (5) nitrofen.15,16,18

    While models (1)(4) are used to study the embryology ofatresias of the esophagus, the gut, and the anorectum, model(5) was developed to study the malformations of thediaphragm, the lungs, and the heart and kidneys (hydrone-

    phrosis).

    Genetic models

    A number of genetic models had been developed which wereused for embryological studies in the past:

    = models of spontaneous origin: the SD-mouse model;25,27

    = inheritance models: the pig model of anal atresia;24,26

    = knock-out models.4547

    These animals can be the product of spontaneous mutationsor are the result of genetic manipulations mainly in mice

    (transgenic mice).The number of transgenic animal models is growing fast.

    For pediatric surgeons those models which result in abnorm-alities of the fore- and hindgut are of major importance.

    Here, interference with the sonic hedgehog (Shh) pathwayhas proven to be very effective.4547 There are two ways to

    interfere with that pathway: (1) targeted deletion of Shh;45,46

    and (2) deletion of one of the three transcription factors,Gli1, Gli2, and Gli3.46,47

    In the foregut, targeted deletion of Shh in homozygous

    Shh-null mutant mice causes esophageal atresia/stenosis,tracheo-esophageal fistulas, and tracheal/lung anomalies.45

    In the hindgut, the deletion of Shh caused the formation ofcloacas46 while Gli2 mutant mice demonstrated the classic

    form of anorectal malformations and Gli3 mutants showedminor forms such as anal stenosis.46,47 Interestingly, the

    morphology of Gli2 mutant mice embryos resembles that ofheterozygous SD-mice embryos while Shh-null mutant miceembryos had morphological similarities with homozygousSD-mice embryos. Interestingly, after administration of

    adriamycin, changes in the normal pattern of Shh distribu-tion in the developing foregut were demonstrated.48

    Viral models

    Animal models that use virus infections to produce mal-formations important for pediatric surgeons are very rare.

    One exception is the murine model of extrahepatic biliaryatresia (EHBA). In this model, newborn Balb/c mice areinfected with rhesus rotavirus group A.49 As a result the fullspectrum of EHBA develops, as is seen in newborns with this

    disease. However, this model is not a model to mimic failedembryology, but it highlights the possibility that malforma-

    tions are not caused by embryonic disorders but are causedby fetal or even postnatal catastrophes.

    This part on embryology and animal models furtherhighlights the importance of the study of normal animal

    embryos. Today, much information in current textbooks onhuman embryology stems from studies carried out in animalsof varies species. Many of these are outdated. However, thewide use of transgenic mice in order to mimic congenital

    malformations makes morphological studies of the variousorgan systems in normal mice mandatory, otherwise the

    interpretation of the effects of the deletion of geneticinformation can be very difficult.50

    EMBRYOLOGY OF MALFORMATIONS

    Disturbances of normal embryological processes will result inmalformations of organs. This was first shown by Spemann 51

    in 1901 by experimentally producing supernumary organs in

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    the triton embryo after establishing close contact betweenexcised parts of triton eggs and other parts of the same egg.

    Spemann and Mangold5 coined the term induction todescribe this observation. They found that certain parts ofthe embryo obviously were able to control embryonicdevelopment of other parts. These controlling parts were

    called organizers.5 The process of influence itself was calledinduction.

    It was believed by many scientists in the field thatinduction could serve as the overall principle of hierarchicalcontrol of embryonic development. Ensuing investigations,however, made modifications necessary, which finally re-

    sulted in a very complex model of organizers and inductors.The nature of inductive substances remained obscure andattempts to isolate inductive substances, meanwhile calledmorphogenes, were unsuccessful.52 Interestingly, not only

    live cells could induce development in certain experiments,but also dead and denaturated material.5

    A process essential for the formation of early embryonicorgans is the invagination of epithelial sheets. This invagina-tion is preceded by a thickening of the epithelial sheet,53 aprocess known as placode formation. The thickening itself is

    caused by elongation of individual cells of the placode. Thisprocess can be studied in detail in epithelial morphogenesis.54

    The same sequence of developmental events has beenobserved in the formation of the neural plate, in the

    formation of the otic and lens placode and in the develop-ment of most epitheliomesenchymal organs including lung,thyroid gland, and pancreas. From these observations it canbe concluded that most epithelial cells behave uniformly in

    the early phase of embryonic development.Today, it is generally accepted that early embryonic organs

    are especially sensitive for alterations. Therefore researchersare more and more interested to understand the formation ofearly embryonic organs.

    In 1985, Ettersohn55 stated that most invaginations are the

    result of mechanical forces that are local in origin. He focusedon three possible mechanisms which might lead to placodeformation and subsequent invagination:

    1. change of cell shape by cell adhesion;2. microfilament-mediated change of cell shape;3. cell growth and division.

    In the following text, we will discuss some aspects of thesemechanisms.

    A teratological method used to determine the function ofcell adhesion molecules in vivo during embryogenesis hasbeen reported recently.56 Mouse hybridoma cells producingmonoclonal antibodies against the avian integrin complex

    were grafted into 2- or 3-day-old chick embryos. Dependingon the site of engraftment, local muscle agenesis was

    observed. This is an example that the immunologic im-maturity of the embryo can be exploited to study thecontribution of cell attachment molecules to organ develop-

    ment in a functional fashion. A number of monoclonalantibodies directed against cell attachment molecules ofvarious species have become available over the last years,and the structure of the binding molecules has been

    elucidated biochemically and by cDNA cloning. Functionally,adhesion molecules may be grouped into three families: cell

    adhesion molecules (CAMs), which mediate specific andmostly transient cell recognition of other cells; substrateadhesion molecules (SAMs), necessary for attachment toextracellular matrix proteins; and cell-junctional molecules

    (CJMs), found in tight and gap junctions. Whereas CJMsapparently play an important role for metabolic signaling

    within established tissues, CAMs and SAMs are necessary forthe formation of histologically distinct structures anddirected migration of single cells. Among CAMs and SAMs,at least three families have been identified biochemically:

    integrins,57 members of the immunoglobulin superfamiliy,and LEC-CAMs.58 Integrins are heterodimeric moleculesconsisting of a larger a chain, which is associated with asmaller b chain in a calcium-dependent way. Usually, one

    given a chain might be found in association with variouschains but promiscuity of b chains has been described

    recently. Functionally, members of the integrin family presentas SAMs (adhesion to vitronectin, collagen, fibronectin,complement components, or other intercellular matrixproteins) or CAMs (direct adhesion to other cells via

    corresponding cell surface target molecules). For example,cells bearing the integrin LFA-1 on their cell surface bind tocells expressing ICAM-1 or ICAM-2, both of which aremembers of the immunoglobulin superfamily.59,60 Other

    members of the immunoglobulin superfamily which areknown to be important during morphogenesis includeL-CAM61 (liver cell adhesion molecule) and N-CAM62,63

    (neural cell adhesion molecule). Both show homophilic

    aggregation, that is, N-CAM serves as a target structure forN-CAM, and L-CAM serves as a target structure for L-CAM,

    but there is no crossreactivity. In developing feather placodesin avian embryos, L-CAM and N-CAM are mutuallyexclusive expressed on epidermal or mesodermal cells,respectively. When the placodes are incubated with anti-

    bodies to L-CAM, primarily only epidermal cell-to-cellcontact is disturbed.64 However, the structure of the sur-rounding mesoderm is altered subsequently, suggesting aninductive signal loop between epidermal and mesodermal

    cells. A third group of adhesion molecules has been termedLEC-CAMs to indicate that their extracellular part consists of

    a lectin domain, an epidermal growth factor-like domain,

    and a complement regulatory protein repeat domain. Thelectin domain is presumed to contain the active center;binding mediated by the murine homolog to the leukocyte

    adhesion molecule 1 (LAM-1)65 can be blocked by mannose-6-phosphate or its polymers.66 Lectin-dependent organformation should be accessible experimentally by adminis-tration of the respective carbohydrates, but few if any data

    have been reported so far.Cell shape is mainly maintained by microtubules forming

    the cellular cytoskeleton. In addition, contractile elementsexist such as actin, which are essential for cell movement, theso-called microfilaments. These structures are thought to be

    essential for the process of placode formation and invagina-tion.67 Microfilament-mediated change of cell shape is basedon the idea that actin filaments could alter the shape of cellsby contraction. Most of these filaments are found at the apex

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    of epithelial cells. Contraction of these filaments in eachindividual cell of a cell layer would result in an increasing

    infolding of the whole cell layer,67,68 finally resulting ininvagination. It is a disadvantage of this model, however, thatthere is no apparent reason why apical constriction should bepreceded by cell elongation.55

    Cell proliferation is probably an essential factor in themorphogenesis of epithelio-mesenchymal organs. During

    morphogenesis of these organs repeated invagination canbe observed, which might be dependent upon cell prolifera-tion.69 The way in which epithelial cell growth and prolifera-tion is controlled in the embryo is not clear. However, it is

    believed that the surrounding mesenchyme might regulatethe timing and location of invagination of the epithelial layer.Goldin and Opperman28 proposed that epidermal growthfactor (EGF) might be excreted by mesenchymal cells, which

    would stimulate epithelial cell proliferation and repeatedinvagination. When agarose pellets impregnated with EGF

    were cultured alongside 5-day embryonic chick trachealepithelium, supernumerary buds were induced to form atthose sites. EGF and the related peptide transforming growthfactor-b (TGFb) have been shown to lead to precocious

    eyelid opening when injected into newborn mice.70 Thus,complex changes of late-stage organ development can beinduced by physiological stimuli in the laboratory. Interest-ingly, EGF is a mitogen for many epithelial cells in vitro

    without affecting most mesenchymal cells. A large variety ofcells have been demonstrated to display the receptor for EGF/TGFb on their cell surface, which is encoded by the cellularproto-oncogene c-erbB. Structural alterations of this receptor

    are known to result in uncontrolled proliferation andultimately malignant transformation. When secreted locally,

    EGF might provide physically associated cells with appro-priate on- and off-signals required for the formation ofcomplex organs. Other polypeptides, such as platelet-derivedgrowth factor (PDGF) or transforming growth factor-a

    (TGFa) appear to function in an antagonistic way in thatthey stimulate rather the proliferation of mesenchymalcells.71,72 In defined experimental situations, TGFa has beenshown to be a mitogen for osteoblasts while being a potent

    inhibitor of the proliferation of epithelial and endothelialcells at the same time. Embryonic fibroblasts, however, are

    also inhibited by TGFa.73 TGFa is a powerful chemotactic

    agent for fibroblasts and enhances the production of bothcollagen and fibronectin by these cells. There is, however,little data available concerning the involvement of these

    factors during normal and pathologic development ofthe embryo. Future investigations using such powerfulapproaches as in situ hybridization with cloned genes,preparation of transgenic animals, and direct administration

    of the recombinant proteins to various parts of the embryomight shed some light on signaling pathways mediated by

    soluble cytokines.The surrounding mesenchyme might limit the epithelial

    bud to expand,74 forcing the epithelial sheet to fold in

    characteristic patterns. If a growing cell layer is restrictedfrom lateral expansion, mitotic pressure by dividing cellswill result in elongation of cells and then invagination of thecrowded cell sheet. This does not necessarily imply that cells

    divide more rapidly in the region of invagination than in thesurrounding areas. The main effect is caused by restriction of

    lateral expansion.29,30 In the early anlage of the thymus, cellproliferation counts are actually lower in the thymus anlagethan in the surrounding epithelium.75 Steding29 and Jacob30

    have shown experimentally that restriction of lateral expan-

    sion might be responsible for thickening and subsequentinvagination of epithelial sheets. In their experiments,

    restriction of lateral expansion was caused by a tiny silverring placed on the epithelium of chick embryos.

    EXAMPLES OF PATHOLOGICAL EMBRYOLOGY

    The focus of our research has been the embryology offoregut, anorectal, and diaphragmatic malformations. Westudied the normal development of all embryonic organs

    involved by scanning electron microscopy (SEM).7682 In

    addition, we employed two rodent animal models to studymalformations of the anorectum and the diaphragm. Patho-genetic concepts concerning these malformations were con-troversial in the past due to lack of detailed data.

    EMBRYOLOGY OF FOREGUT MALFORMATIONS

    The differentiation of the primitive foregut into the ventral

    trachea and dorsal esophagus is thought to be the result of aprocess of septation.83 It is guessed that lateral ridges appearin the lateral walls of the foregut, which fuse in midline in a

    caudo-cranial direction thus forming the tracheo-esophagealseptum. This theory of septation has been described in detailby Rosenthal and Smith.84,85 However, others86,87 were notable to verify the importance of the tracheo-esophageal

    septum for the differentiation of the foregut. They insteadproposed individually that the respiratory tract developssimply by further growth of the lung bud in a caudaldirection.

    Using SEM, we studied the development of the foregut inchick embryos.76,77 In this study, we were unable to

    demonstrate the formation of a tracheo-esophageal septum(Fig. 1.1). A sequence of SEM photographs of staged chick

    embryos suggests that differentiation of the primitive foregutis best explained by a process of reduction of size of a

    foregut region called tracheo-esophageal space (Fig. 1.2).This reduction is caused by a system of folds that develops inthe primitive foregut. They approach each other but do notfuse (Fig. 1.2).

    Based on these observations, the development of themalformation can be explained by disorders either of the

    formation of the folds or of their developmental movements:

    = Atresia of the esophagus with fistula (Fig. 1.3a): The dorsal fold of the foregut bends too far ventrally. As

    a result the descent of the larynx is blocked. Thereforethe tracheo-esophageal space remains partly undividedand lies in a ventral position. Due to this ventralposition it differentiates into trachea.

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    = premature return of the intestines into the abdominalcavity with the canal still open;89,91

    = abnormal persistence of lung in the pleuro-peritonealcanal, preventing proper closure of the canal;93

    = abnormal development of the early lung and posthepaticmesenchyme, causing non-closure of pleuro-peritoneal

    canals.18

    Of these theories, failure of the pleuro-peritoneal membraneto meet the transverse septum is the most popular hypothesis

    to explain diaphragmatic herniation. However, using SEMtechniques,78 we could not demonstrate the importance of

    the pleuro-peritoneal membrane for the closure of the so-called pleuro-peritoneal canals (Fig. 1.4).

    As stated earlier, most authors assume that delayed orinhibited closure of the diaphragm will result in a diaphrag-

    matic defect that is wide enough to allow herniation of thegut into the fetal thoracic cavity. However, this assumption is

    not the result of appropriate embryological observations butrather the result of interpretations of anatomical/pathological

    findings. In a series of normal staged embryos we measuredthe width of the pleuro-peritoneal openings and the

    transverse diameter of gut loops.82 On the basis of thesemeasurements we estimated that a single embryonic gut looprequires at least an opening of 450 m size to herniate intothe fetal pleural cavity. However, in none of our embryos

    were the observed pleuro-peritoneal openings of appropriatedimensions. This means that delayed or inhibited closure ofthe pleuro-peritoneal canal cannot result in a diaphragmaticdefect of sufficient size. Herniation of gut through these

    openings is therefore impossible. Thus the proposed theoryabout the pathogenetic mechanisms of congenital diaphrag-

    matic hernia (CDH) development lacks any embryological

    evidence. Furthermore, the proposed timing of this process ishighly questionable.79,80

    Recently, an animal model for diaphragmatic hernia hasbeen developed1418 using nitrofen as noxious substance. Inthese experiments CDHs were produced in a reasonably highpercentage of newborns.15,16 Most diaphragmatic hernias

    were associated with lung hypoplasias. Using electronmicroscopy, our group7982 used this model to give a detailed

    description of the development of the diaphragmatic defect.Our results are discussed in the following.

    Timing of diaphragmatic defect appearance

    Iritani1 was the first to notice that nitrofen-induced dia-phragmatic hernias in mice are not caused by an improperclosure of the pleuro-peritoneal openings but rather theresult of a defective development of the so-called post-hepatic

    mesenchymal plate (PHMP). In our study in rats, clearevidence of disturbed development of the diaphragmaticanlage was seen on day 13 (left side) and day 14 (right side,Fig. 1.5).79,82 In all embryos affected, the PHMP was too

    short. This age group is equivalent to 45-week-old humanembryos.79

    Location of diaphragmatic defect

    In our SEM study, the observed defects were localized in thePHMP (Fig. 1.5). We identified two distinct types of defects:

    (1) large dorsal defects and (2) small central defects.

    79

    Large defects extended into the region of the pleuro-peritoneal openings. In these cases, the closure of thepleuro-peritoneal openings was usually impaired by themassive in-growth of liver (Figs. 1.6 and 1.7). If the defects

    were small, they were consistently isolated from the pleuro-peritoneal openings closing normally at the 16th or 17th day

    Figure 1.4 SEM photograph of right pleural sac in a ratembryo (approximately 16.5 days old). View from cranial. The so-called pleuro-peritoneal canal (PPC) is nearly closed. Small arrowspoint at the margin of PPC. In the depth of the abdomen the rightadrenals (ad) are seen. Large arrows point at margins of the so-called pleuro-peritoneal membrane. Its contribution to the closureof the canal is minimal (es, esophagus).

    Figure 1.5 Cranial view of the pleural sacs in a rat embryoafter exposition to nitrofen on day 11 of pregnancy. The embryo isapproximately 15 days old. Note the big defect of the rightdiaphragmatic primordium. Small black arrows point at margins ofthe defect, which leaves parts of the liver (li) uncoated. On the left,the diaphragmatic anlage is normal. Note the low position of thecranial border of the pleuro-peritoneal opening on this side (whitearrows). (ad, adrenals; di, anlage of diaphragm.)

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    of gestation. Thus, in our embryos with CDH, the region ofthe diaphragmatic defect was a distinct entity and wasseparated from that part of the diaphragm where thepleuro-peritoneal canals are localized. We conclude there-

    fore that the pleuro-peritoneal openings are not the pre-cursors of the diaphragmatic defect.

    Why lungs are hypoplastic

    Soon after the onset of the defect in the 14-day-old embryo,

    liver grows through the diaphragmatic defect into thethoracic cavity (Fig. 1.6). This indicates that from this timeon the available thoracic space is reduced for the lung andfurther lung growth hampered. In the following stages, up totwo-thirds of the thoracic cavity can be occupied by liver

    (Fig. 1.7). Herniated gut was found in our embryos andfetuses only in late stages of development (21 days and

    newborns). In all of these the lungs were already hypoplasticwhen the bowel entered the thoracic cavity.79

    Based on these observations, we conclude that the earlyin-growth of the liver through the diaphragmatic defect is the

    crucial step in the pathogenesis of lung hypoplasia in CDH.This indicates that growth impairment is not the result of

    lung compression in the fetus but rather the result of growthcompetition in the embryo: the liver that grows faster thanthe lung reduces the available thoracic space. If the remainingspace is too small, pulmonary hypoplasia will result.

    DEVELOPMENT OF THE CLOACA

    In the literature, several theories have been put forward toexplain the differentiation of the cloaca into the dorsal

    anorectum and the ventral sinus urogenitalis. To manyauthors this differentiation is caused by a septum which

    develops cranially to caudally and thus divides the cloaca in afrontal plane. Disorders in this process of differentiation arethought to be the cause of cloacal anomalies such aspersistent cloaca and anorectal malformations.

    However, there is no agreement on the mechanisms of theseptational process. While some authors94,95 believe that thedescent of a single fold separates the urogenital part fromthe rectal part by in-growth of mesenchyme from cranial,

    others96 think that lateral ridges appear in the lumen of thecloaca, which progressively fuse along the midline and thus

    form the septum. In a recent paper97

    the process of septationhad been questioned altogether.

    Using SEM techniques, our group studied cloacal devel-opment in rat and SD-mice embryos. The SD-mouse is a

    spontaneous mutation of the house mouse characterized byhaving a short tail (Fig. 1.8). Homozygous or heterozygousoffspring of these mice show skeletal, urogenital, and anorectal

    Figure 1.6 Liver (li) protrudes through diaphragmatic defect.Arrows point to the margin of the defect (di, diaphragmaticanlage). Rat embryo (approximately 16 days old), nitrofen exposi-

    tion on day 11 of pregnancy.

    Figure 1.7 SEM photograph of a right pleural sac in a ratembryo after nitrofen exposure on day 11 of pregnancy. Theembryo is approximately 15.5 days old. Note the big defect of theright dorsal diaphragm (large arrows). The closure of the pleuro-peritoneal canal (PPC) is impaired by the in-growths of liver (smallarrows). Li1 liver growing through PPC. Li1 Li2 liver grow-ing through the defect of the diaphragm.

    Figure 1.8 Characteristic short tail (arrow) of SD-mouseembryo (approximately 13 days old) (ll, left lower limb; ge, genitaltuberculum, abnormal).

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    Perineal and scrotal hypospadias are different from the typediscussed previously. Pronounced signs of feminization in

    these forms suggest that we are dealing with a female-typeurethra. Origin of this malformation complex is an undiffer-entiated stage as maybe seen in the 18.5-day-old rat embryo.104

    CONCLUSION

    Despite the long history of experimental embryology, we

    know very little about etiology and pathogenesis of congenitalmalformations. For decades, hypotheses were abundant whilefew data existed to support them. The tremendous progress of

    neighboring biological sciences is now providing powerfultools for researchers in the field, such as recombinant DNA

    and hybridoma technology. Future investigations will moni-tor closely how genes are switched on and off duringembryogenesis and determine the relation of spatial andtemporal disturbances to ensuing malformations. Target

    structures of chemical or viral teratogens within the embryo-nic cells await identification. Finally, improved understanding

    of growth coordination in uterowill extend to related areassuch as wound healing and proliferation of cancer cells.

    REFERENCES

    1. Nadler HL. Teratology. In: Welch KJ, Randolph JG, Ravitch MM,

    ONeill JA, Rowe MJ (eds). Pediatric surgery, 4th edn. Chicago:

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    2. Shepard TH. Catalogue of teratogenic agents, 4th edn.

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    4. Steding G. The Anatomy of the human embryo. A scanning

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    9. Warkany J, Roth CB, Wilson JG. Multiple congenital malforma-

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    10. Kalter H. Congenital malformations induced by riboflavin

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    15. Tenbrinck R, Tibboel D, Gaillard JLJ et al. Experimentally

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    16. Kluth D, Kangha R, Reich P et al. Nitrofen-induced diaphrag-

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    17. Costlow RD, Manson JM. The heart and diaphragm: target

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    Figure 1.12 Genitals of a normal male rat embryo (approxi-mately 20 days old) (gl, glans; pf, preputial fold; sc, scrotum).Arrow points to the raphe up to this stage; disintegration of theurogenital part of the cloacal membrane was not seen. Note

    similarity with clinical picture of hypospadia!

    Figure 1.11 Genitals of a normal female rat embryo (approxi-mately 18.5 days old) (gl, glans). Arrow points to future opening ofthe female urethra. No signs of disintegration of the cloacalmembrane.

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    19. Thompson DJ, Molello JA, Strebing RJ, Dyke IL. Teratogenicy of

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    22. Orford JE, Cass DT. Dose response relationship between

    adriamycin and birth defects in a rat model of VATER

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