Civil, Construction and Environmental EngineeringPublications Civil, Construction and Environmental Engineering
2013
Noise-tolerant inverse analysis models fornondestructive evaluation of transportationinfrastructure systems using neural networksHalil CeylanIowa State University, [email protected]
Kasthurirangan GopalakrishnanIowa State University, [email protected]
Mustafa Birkan BayrakIowa State University
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AuthorsHalil Ceylan, Kasthurirangan Gopalakrishnan, Mustafa Birkan Bayrak, and Alper Guclu
This article is available at Digital Repository @ Iowa State University: http://lib.dr.iastate.edu/ccee_pubs/62
Reference to this paper should be made as follows: Ceylan, H., Gopalakrishnan, K., Bayrak, M. B., and Guclu, A. (2013). “Noise-
Tolerant Inverse Analysis Models for Non-Destructive Evaluation of Transportation Infrastructure Systems Using Neural
Networks,” Journal of Nondestructive Testing and Evaluation, Vol. 28, No. 3, pp. 233–251.
1
Noise-tolerant inverse analysis models for nondestructive evaluation
of transportation infrastructure systems using neural networks
Halil Ceylan, Kasthurirangan Gopalakrishnan, Mustafa Birkan Bayrak, and Alper Guclu
Reference to this paper should be made as follows: Ceylan, H., Gopalakrishnan, K., Bayrak, M. B., and Guclu, A. (2013). “Noise-
Tolerant Inverse Analysis Models for Non-Destructive Evaluation of Transportation Infrastructure Systems Using Neural
Networks,” Journal of Nondestructive Testing and Evaluation, Vol. 28, No. 3, pp. 233–251.
2
Abstract
The need to rapidly and cost-effectively evaluate the present condition of pavement infrastructure is a critical
issue concerning the deterioration of ageing transportation infrastructure all around the world. Non-destructive
test (NDT) and evaluation methods are well-suited for characterizing materials and determining structural
integrity of pavement systems. The Falling Weight Deflectometer (FWD) is a NDT equipment used to assess
the structural condition of highway and airfield pavement systems and to determine the moduli of pavement
layers which are not only good condition indicators, but are also necessary inputs for conducting mechanistic
based pavement structural analysis. This involves static or dynamic inverse analysis (referred to as
backcalculation) of FWD deflection profiles in the pavement surface under a simulated truck load. The main
objective of this study was to employ biologically inspired computational systems to develop robust pavement
layer moduli backcalculation algorithms that can tolerate noise or inaccuracies in the FWD deflection data
collected in the field. Artificial Neural Systems (ANSs), also known as Artificial Neural Networks (ANNs)
are valuable computational intelligence tools that are increasingly being used to solve resource-intensive
complex problems as an alternative to using more traditional techniques. Unlike the linear elastic layered
theory commonly used in pavement layer backcalculation, nonlinear unbound aggregate base (UAB) and
subgrade soil response models were used in an axisymmetric finite-element structural analysis program to
generate synthetic database for training and testing the ANN models. In order to develop more robust
networks that can tolerate the noisy or inaccurate pavement deflection patterns in the NDT data, several
network architectures were trained with varying levels of noise in them. Applied noise levels in deflection
basins and pavement layer thicknesses ranged from ± 2% to ± 10% to train robust ANN models that can
account for the variations in deflection measurements and pavement layer thicknesses due to poor
construction practices. The trained ANN models were capable of rapidly predicting the pavement layer
moduli and critical pavement responses (tensile strains at the bottom of the asphalt concrete layer,
compressive strains on top of the subgrade layer, and the deviator stresses on top of the subgrade layer) and
pavement surface deflections with very low average errors compared to those obtained directly from the finite
element analyses. Such use of robust ANN models developed for realistic field conditions enable pavement
engineers to easily and quickly incorporate the needed sophistication in structural analysis, such as finite
element modeling of proper characterization of unbound pavement layers, into routine practical design.
Keywords: Artificial Neural Networks; Pavement Analysis and Design; Finite Element Analysis;
Nondestructive Testing and Evaluation, Falling Weight Deflectometer, Inverse Analysis, Transportation
Infrastructure Systems.
1 Introduction
Structural evaluation of pavements provides a wealth of information concerning the expected behavior of
pavement systems (Haas et al., 1994). The falling weight deflectometer (FWD) is a non-destructive test
(NDT) device used by pavement engineers to evaluate the structural condition of highway pavements and
airport runways and to determine the moduli or stiffness of pavement layers. Over the years, the
measurements made using this type of NDT equipment have gained their own place in routine pavement
management practices in many countries (Macdonald, 2002).
During FWD testing, a dynamic load is generated by a mass free falling onto a set of rubber springs
and the device is set up to strike the pavement at a given force. Sensors placed around the plate and in a
straight line radiating from the plate record the deflections in the pavement (analogous to ripples in a pond)
Reference to this paper should be made as follows: Ceylan, H., Gopalakrishnan, K., Bayrak, M. B., and Guclu, A. (2013). “Noise-
Tolerant Inverse Analysis Models for Non-Destructive Evaluation of Transportation Infrastructure Systems Using Neural
Networks,” Journal of Nondestructive Testing and Evaluation, Vol. 28, No. 3, pp. 233–251.
3
induced by the falling weight. Thus, the FWD is an impulse-type testing device that imparts a transient load
on the pavement surface, and the duration and magnitude of the force applied is representative of the load
pulse induced by an aircraft or truck moving at moderate speeds. FWD devices are used to evaluate the load-
bearing capacity of existing pavements and provide material properties of in-situ pavement and subgrade
layers for the design of pavement rehabilitation alternatives (Macdonald, 2002).
Backcalculation is the accepted term used to identify a process whereby the elastic (Young’s) moduli
of individual pavement layers are estimated based upon measured FWD surface deflection basins. As there
are no closed-form solutions to accomplish this task, a mathematical model of the pavement system (called a
forward model) is constructed and used to compute theoretical surface deflections with assumed initial layer
moduli values at the appropriate FWD loads. Through a series of iterations, the pavement layer moduli are
changed, and the calculated deflections are then compared to the measured deflections until a match is
obtained within tolerance limits. Thus, backcalulation is an inverse analysis where the layer moduli are
estimated, the deflections calculated and compared to the measured deflections, and the moduli are modified
until calculated deflections are close to the measured deflections. Most commercial backcalculation programs
utilize an Elastic Layered Program (ELP) as the forward model to compute the surface deflections.
The nonlinear stress-sensitive response of unbound aggregate materials and fine-grained subgrade
soils has been well established (Brown and Pappin, 1981; Thompson and Elliott, 1985; Garg et al., 1998)
which the ELPs employed in asphalt pavement analysis tend to ignore. Numerous research studies have
validated that finite-element pavement structural models such as ILLI-PAVE (which can account for non-
linear geomaterial characterization) provides a realistic pavement structural response prediction for highway
and airfield pavements (Thompson and Elliot, 1985; Garg et al., 1998; Thompson, 1992).
In recent years, Artificial Neural Systems (ANSs), also known as Artificial Neural Networks (ANNs)
are increasingly being used to solve pavement engineering functional mapping problems. Although ANN
modeling was used in the past to aid in NDT-based pavement moduli backcalculation (Meier and Rix, 1995),
the structural models used to generate the ANN training database did not account for realistic stress-sensitive
geomaterial properties. Recent research studies at the Iowa State have focused on the development of ANN
based forward and backcalculation type flexible roadway pavement analysis models trained using ILLI-PAVE
solutions database to predict critical pavement responses and layer moduli, respectively. The main objective
of this study is to develop robust ANN backcalculation models that can tolerate the noisy or inaccurate
pavement deflection patterns in the NDT data acquired through FWD field tests. Neural network learning
theory draws a relationship between ‘‘learning with noise’’ and applying a regularization term in the cost
function that is minimized during the training process on clean (non-noisy) data. Application of regularizers
and other robust training techniques are aimed at improving the generalization capabilities of ANN models,
reducing overfitting (Trentin and Matassoni, 2003). This study employs a simple, straightforward technique
for training ANN models in the presence of noise as a first step towards developing robust noise-tolerant
ANN-based pavement layer moduli backcalculation models.
Solutions that are obtained in real-time are required for Pavement Management Systems (PMS)
applications due to the large volume of NDT data that has to be processed on a routine basis. The successful
application of ANNs in the back-calculation process can make the incorporation thereof possible in a PMS
due to the relatively fast execution speed associated with ANN solutions (Bredenhann and Van de Ven, 2004).
Reference to this paper should be made as follows: Ceylan, H., Gopalakrishnan, K., Bayrak, M. B., and Guclu, A. (2013). “Noise-
Tolerant Inverse Analysis Models for Non-Destructive Evaluation of Transportation Infrastructure Systems Using Neural
Networks,” Journal of Nondestructive Testing and Evaluation, Vol. 28, No. 3, pp. 233–251.
4
2 Anns Methodology
ANNs are parallel connectionist structures constructed to simulate the working network of neurons in human
brain. They attempt to achieve superior performance via dense interconnection of non-linear computational
elements operating in parallel and arranged in a pattern reminiscent of a biological neural network. The
perceptrons or processing elements and interconnections are the two primary elements which make up a
neural network. A single perceptron is mathematically represented as follows (Haykin, 1999):
n
i
jijijk bwxvy1
)(
(1)
where xi is input signal, wij is synaptic weight, bj is bias value, vj is activation potential, φ() is activation
function, yk output signal, n is the number of neurons for previous layer, and k is the index of processing
neuron.
Multilayer perceptrons (MLPs), frequently referred as multi-layer feedforward neural networks,
consist of an input layer, one or more hidden layer, and an output layer. Learning in a MLP is an
unconstrained optimization problem, which is subject to the minimization of a global error function depending
on the synaptic weights of the network. For a given training data consisting of input-output vectors, values of
synaptic weights in a MLP are iteratively updated by a learning algorithm to approximate the target behavior.
This update process is usually performed by backpropagating the error signal layer by layer and adapting
synaptic weights with respect to the magnitude of error signal.
The backpropagation training algorithm (Werbos, 1974; Rumelhart et al., 1986) for a simple three-
layer MLP structure (one input layer, one hidden layer, and one output layer) is described as follows. The
network is initially presented with an input vector (x1, x2, x3,… xN) augmented by a bias x0 = 1. The net
activations of the hidden neurons and the outputs from the hidden layer are calculated as follows:
N
i
ijijj xvnethI0
(2)
where i varies from 0 to N and j varies from 1 to L hidden neurons. The synaptic weights of the
interconnections between the inputs and the hidden neurons are represented by vji. Among the nonlinear
activation functions, the sigmoidal (logistic) function is the most usually employed in ANN application. The
presence of a nonlinear activation function, φ(), is important because, otherwise, the input-output relation of
the network could be reduced to that of a single-layer perceptron. The computation of the local gradient for
each neuron of the multilayer perceptron requires that the function φ() be continuous. In other words,
differentiability is the only requirement that an activation function would have to satisfy. The sigmoidal
function is a bound, monotonic, non-decreasing function that provides graded, nonlinear response within a
specified range, 0 to 1.The sigmoidal nonlinear activation function is given by:
)exp(1
1
j
jneth
neth
(3)
where β is a parameter defining the slope of the function. The net activations for the neurons in the output
layer and the outputs are calculated as follows:
Reference to this paper should be made as follows: Ceylan, H., Gopalakrishnan, K., Bayrak, M. B., and Guclu, A. (2013). “Noise-
Tolerant Inverse Analysis Models for Non-Destructive Evaluation of Transportation Infrastructure Systems Using Neural
Networks,” Journal of Nondestructive Testing and Evaluation, Vol. 28, No. 3, pp. 233–251.
5
L
j
jkjkk Iwnetoy0
(4)
where k varies from 1 to M output neurons. The synaptic weights of the interconnections between the hidden
neurons and the output neurons are represented by wkj. The system error is then computed by comparing the
actual outputs (yk) with the desired outputs (dk). The error terms for the output neurons (o
k ) and the hidden
neurons (h
j) are given by:
)()( '
kkk
o
k netoyd (5)
M
k
kj
o
kj
h
j wneth1
' )( (6)
where the sigmoidal activation function is differentiated as follows:
)1())(1)(()(' kkkkk yynetonetoneto
(7)
)1())(1)(()(' jjjjj IInethnethneth (8)
Then, the synaptic weights are updated for each neuron in the hidden layer and the output layer. The
backpropagation algorithm essentially changes synaptic weights along the negative gradient of error energy
function; thus, weight changes are proportional to the magnitude of error energy. The formulations for weight
updates in the output layer and the hidden layer are given as:
)]1()([)()1( twtwItwtw kjkjj
o
kkjkj (9)
)]1()([)()1( tvtvxtvtv jijii
h
jjiji (10)
where η is the learning rate parameter that can be selected from the range [0,1] and α indicates momentum
term varying within [0,1].
In this algorithm, the error energy used for monitoring the progress toward convergence is the
generalized value of all errors that is calculated by the least-squares formulation and represented by a Mean
Squared Error (MSE) as follows (Haykin, 1999):
P M
k
kk ydMP
MSE1 1
21
(11)
where M is the number of neurons in the output layer and P represents the total number of training patterns.
It should be acknowledged that despite their good performance in many situations, ANNs suffer from
a number of shortcomings. In problems where explaining rules may be critical, neural networks are not the
Reference to this paper should be made as follows: Ceylan, H., Gopalakrishnan, K., Bayrak, M. B., and Guclu, A. (2013). “Noise-
Tolerant Inverse Analysis Models for Non-Destructive Evaluation of Transportation Infrastructure Systems Using Neural
Networks,” Journal of Nondestructive Testing and Evaluation, Vol. 28, No. 3, pp. 233–251.
6
tool of choice. They are the tool of choice when acting on the results is more important than understanding
them. Secondly, ANNs usually converge on some solution for any given training set. Unfortunately, there is
no guarantee that this solution provides the best model (global minimum) of the data. Therefore, the test set
must be utilized to determine when a model provides good enough performance to be used on unknown data.
3 Generating ANN training and testing database
The ILLI-PAVE 2000 finite element program was used as the main validated nonlinear structural model for
analysing different geometries of conventional flexible pavements with unbound aggregate bases. The goal
was to establish a database composed of pavement and loading input properties together with the
corresponding ILLI-PAVE response solutions that would eventually constitute the training and testing data
sets needed in the development of ANN-based structural models for the rapid backcalculation analysis of
conventional flexible pavements with unbound aggregate bases.
The top surface asphalt course was characterized as a linear elastic material with Young’s Modulus,
EAC, and Poisson ratio, . Due to its simplicity and ease in model parameter evaluation, the KGB-n model
(Hicks and Monismith, 1971) was used as the nonlinear characterization model for the unbound aggregate
layer. Based on the work of Rada and Witczak (1981) with a comprehensive granular material database,
“KGB” and “n” model parameters can be correlated to characterize the nonlinear stress dependent behavior
with only one model parameter using the following equation (Rada and Witczak, 1981):
nKLog GB 807.1657.410 R2 = 0.68; SEE = 0.22 (12)
According to equation 12, good quality granular materials show higher KGB and lower n values,
whereas the opposite applies for low quality granular materials. For the ILLI-PAVE runs and the ANN
training/testing data generation, the KGB-value ranged from 20.7 MPa (3ksi) to 61.9 MPa (9 ksi) and the
corresponding n-value was obtained using the relationship in equation 12. For Mohr-Coulomb strength
characterization, all granular materials were assumed to have no cohesion (i.e., c = 0), and the friction angle
-values were entered in accordance with the “quality level” of the KGB-value.
Fine-grained soils were considered as “no-friction” but cohesion only materials were modeled using
the bilinear or arithmetic model for modulus characterization (Thompson and Elliott, 1985; Thompson and
Robnett, 1979). The breakpoint deviator stress, ERi, was the main input for subgrade soils.
Therefore, asphalt concrete modulus, EAC, granular base KGB- model parameter KGB, and the
subgrade soil break point deviator stress, ERi, in the bilinear model were used as the layer stiffness inputs for
all the different conventional flexible pavement geometries (i.e., layer thicknesses) analysed using the ILLI-
PAVE 2000 finite element program. The thickness and moduli ranges used are summarized in table 1. The 40-
kN (9-kip) wheel load was applied as a uniform pressure of 552 kPa (80 psi) over a circular area of radius 152
mm (6 in.).
Reference to this paper should be made as follows: Ceylan, H., Gopalakrishnan, K., Bayrak, M. B., and Guclu, A. (2013). “Noise-
Tolerant Inverse Analysis Models for Non-Destructive Evaluation of Transportation Infrastructure Systems Using Neural
Networks,” Journal of Nondestructive Testing and Evaluation, Vol. 28, No. 3, pp. 233–251.
7
Table I. Pavement geometry and material properties used to create ILLI-PAVE finite element solutions.
Material
Type
Layer
Thickness
Material
Model Layer Modulus Inputs Poisson’s Ratio
Asphalt
Concrete
hAC = 76 to
381mm
(3 to 15 in.)
Linear
Elastic
EAC = 0.70 to 13.77 GPa
(100 to 2,000 ksi) = 0.35
Unbound
Aggregate
Base
hGB = 102 to
559 mm
(4 to 22 in.)
Nonlinear
K- model
MR = Kn
“K” = 20.7 to 62 MPa
(3 to 9 ksi)
“n” from equation 12
= 0.35 for K >
34.5 MPa (5 ksi)
= 0.40 for K <
34.5 MPa (5 ksi)
Fine-
grained
Subgrade
7,620 mm
(300 in.)
minus total
pavement
thickness
Nonlinear
Bilinear
Model
MR = f (ERi)
ERi = 6.9 to 96.2 MPa
(1 to 14 ksi) = 0.45
4 Inverse analysis using ANN approach
Backcalculation is the ‘‘inverse’’ problem of determining material properties of pavement layers from its
response to surface loading. No direct, closed-form solution is currently available to determine the layer
moduli of a multilayered system given the surface and layer thicknesses. Most of the existing backcalculation
programs employ iteration or optimization schemes to calculate theoretical deflections by varying the material
properties until a ‘‘tolerable’’ match of measured deflection is obtained. However, in these programs, the
reliability of the solution is dependent upon the seed moduli used as an input. This makes backcalculation an
ill-posed process in which minor deviations between measured and computed deflections usually result in
significantly different moduli. In many cases, various combinations of modulus values essentially produce the
same deflection basin (Mehta and Roque, 2003).
Backpropagation type artificial neural network models were trained in this study with results from the
ILLI-PAVE 2000 finite element model and were used as rapid analysis design tools for predicting pavement
layer moduli and stresses in flexible pavements. Backpropagation ANNs are very powerful and versatile
networks that can be taught a mapping from one data space to another using a representative set of
patterns/examples to be learned. In the development of backpropagation ANN models, the connection weights
and node biases are initially selected at random. Inputs from the mapping examples are propagated forward
through each layer of the network to emerge as outputs. The errors between those outputs and the correct
answers are then propagated backwards through the network and the connection weights and node biases are
individually adjusted to reduce the error. After many examples (training patterns) are propagated through the
network many times, the mapping function is learned with some specified error tolerance. This is called
supervised learning because the network has adjusted functional mapping using the correct answers.
Backpropagation ANNs excel at data modeling with their superior function approximation (Haykin, 1999;
Meier and Tutumluer, 1998; Goktepe et al., 2004).
Reference to this paper should be made as follows: Ceylan, H., Gopalakrishnan, K., Bayrak, M. B., and Guclu, A. (2013). “Noise-
Tolerant Inverse Analysis Models for Non-Destructive Evaluation of Transportation Infrastructure Systems Using Neural
Networks,” Journal of Nondestructive Testing and Evaluation, Vol. 28, No. 3, pp. 233–251.
8
Backpropagation type neural networks were used to develop three ANN structural models with
different network architectures for predicting the pavement layer moduli (EAC, KGB, and ERi) and critical
pavement responses (AC, SG, and D) using the FWD deflection data (see Table 2). The FWD surface
deflections (D0, D8, D12, D18, D24, D36, D48, D60, and D72) are often collected at several different locations, at
the drop location (0-in.) and at radial offsets of 203-mm (8-in.), 254-mm (12-in.), 457-mm (18-in.), 610-mm
(24-in.), 914-mm (36-in.), 1219-mm (48-in.), 1524-mm (60-in.), and 1829-mm (72-in.). For the modeling
work, surface deflections at the FWD sensor radial offsets were obtained from the ILLI-PAVE results. Details
regarding the development of best-performance ANN models employed in the study are presented elsewhere
(Ceylan et al., 2005; Ceylan et al., 2007).
Table II. ANN-Based backcalculation models input parameters and output variables.
ANN
Models Input Parameters
Output
Variables ANN Architecture
BCM-1 hAC, hGB, D0, D12, D24, D36 EAC, ERi 6 – 60 – 60 – 2
BCM-2 hAC, hGB, D0, D8, D12, D24,
D36, D48, D60, D72, EAC, ERi KGB 12 – 60 – 60 – 1
BCM-3 hAC, hGB, D0, D12, D24, D36 AC, SG, D 6 – 60 – 60 – 3
5 Performance of the ANN-based models: Prediction of layer moduli using virgin deflection data
The first backcalculation model BCM-1 was designed to predict EAC of the AC layer and the ERi value of the
subgrade using only four FWD deflections: D0, D12, D24, and D36. The ANN BCM-1 model therefore had 6
input parameters; two layer thicknesses (hAC, hGB), and four FWD pavement surface deflections at 305 mm
(12 in.) spacings (D0, D12, D24, and D36), and 2 output variables of asphalt and subgrade layer moduli, EAC and
ERi. To train the ANN BCM-1, a training data file was formed using the 24,284 ILLI-PAVE runs mentioned
earlier. One thousand of these runs were set aside for use as an independent testing set to check the training
progress and performance of the trained ANN models. Neural network architectures with two hidden layers
were exclusively chosen for the BCM-1 model developed in this study. This was in accordance with the
satisfactory results obtained previously with such networks considering their ability to better facilitate the
nonlinear functional mapping between the input parameters and output variables (Ceylan, 2002).
Several network architectures with two hidden layers were trained for predicting the properties of the
pavement layer moduli with 6 input and 2 output nodes. Overall, the training and testing mean squared errors
(MSEs) decreased as the networks grew in size with increasing number of neurons in the hidden layers until a
certain point and the MSE again increased with increasing number of hidden neurons beyond the optimum
number. The testing MSEs for the two output variables were, in general, slightly lower than the training ones.
The error levels for both the training and testing sets matched closely when the number of hidden nodes
approached 60 as in the case of 6-60-60-2 architecture (6 inputs, 60 and 60 hidden, and 2 output nodes,
respectively).
The development of another backcalculation model ANN BCM-2 was deemed necessary for
accurately predicting the KGB modulus parameter of the KGB-n granular base model. In addition to the layer
thicknesses and FWD surface deflections, the EAC and ERi, already computed from the ANN BCM-1 model,
were used as additional input variables in the BCM-2 model. The BCM-2 network architecture, therefore, had
12 input parameters (hAC, hGB, D0, D8, D12, D24, D36, D48, D60, D72, EAC, and ERi) and a single output variable
Reference to this paper should be made as follows: Ceylan, H., Gopalakrishnan, K., Bayrak, M. B., and Guclu, A. (2013). “Noise-
Tolerant Inverse Analysis Models for Non-Destructive Evaluation of Transportation Infrastructure Systems Using Neural
Networks,” Journal of Nondestructive Testing and Evaluation, Vol. 28, No. 3, pp. 233–251.
9
of KGB value. The best network architecture for the ANN BCM-2 model was also found to have two hidden
layers with 60 hidden nodes in each layer. This 12-60-60-1 ANN BCM-2 model was also trained for 10,000
learning cycles. The trained ANN BCM-2 successfully predicted the KGB values with a low AAE value of
3.53%.
6 Performance of the ANN-based models: Prediction of layer moduli using noisy deflection data
Increasing robustness to noise in ANN based backcalculation models can be described as a generalization
problem: the ANN model is trained on a given training dataset which is synthetically generated (without any
noise) and then applied on different noisy NDT data collected in the field featuring only partially predictable
environmental conditions. Techniques that allow for good prediction performance in spite of differences in
conditions between training and test datasets are sought. Mooney et al. (1989) found that the backpropagation
algorithm is more adaptive to noisy data sets. Since the update rule in the backpropagation algorithm entails
the observation error, the algorithm is quite sensitive to the noisy observations, which directly influence the
value of the adjustable parameter and degrade the learning performance. In this study, a simplified procedure
was employed to artificially introduce noise into the training datasets in pursuit of developing noise-tolerant
ANN backcalculation models.
In addition to the training and testing sets prepared for BCM-1 and BCM-2, six more ANN training
sets were generated by artificially introducing 4% (+2%), 10% (5%) and 20% (10%) noise to the FWD
deflection values used in both backcalculation models. The purpose of introducing noisy patterns in the
training sets was to develop a more robust network that can tolerate the noisy or inaccurate deflection patterns
collected from the FWD deflection basins. Noise was introduced in these networks in the following manner.
The 24,284 ILLI-PAVE solution database was first partitioned to create a training set of 23,284 patterns and
an independent testing set of 1,000 patterns to check the performance of the trained ANN models. A total of
23,284 uniformly distributed random numbers ranging from 0 to 2% and 5% for low-noise levels and
another 23,284 set ranging from 0 to 10% for high-noise patterns were generated each time to create noisy
training patterns. After adding 23,284 randomly selected noise values only to the pavement surface
deflections of D0, D12, D24, and D36, a new training data set was developed for each noisy training set. By
repeating the noise introduction procedure, four more training data sets were formed. Including the original
training set with no noise in it, a total of 116,420 patterns were used to train the noise-introduced ANN
backcalculation models. According to LeCun (1993), each input variable should be preprocessed so that its
mean value, averaged over the entire training set, is close to zero. Thus, inputs were normalized between +2
and -2. In a similar way, outputs were normalized between 0.1 and 0.9 because of the effective ranges of the
sigmoidal activation function considered in the backpropagation type ANN trainings.
The accuracy of the EAC, ERi, and KGB predictions were investigated by comparing the virgin
deflection data results and the noise-introduced deflection data results. As can be seen from figures 1-3, the
average absolute error (AAE) values increase when the noise levels introduced to the deflection data increase.
In these figures, MAE refers to the Mean Average Error.
Reference to this paper should be made as follows: Ceylan, H., Gopalakrishnan, K., Bayrak, M. B., and Guclu, A. (2013). “Noise-
Tolerant Inverse Analysis Models for Non-Destructive Evaluation of Transportation Infrastructure Systems Using Neural
Networks,” Journal of Nondestructive Testing and Evaluation, Vol. 28, No. 3, pp. 233–251.
10
(a) Virgin Data
ILLI-PAVE Asphalt Concrete Moduli, EAC (GPa)
0 4 8 12 16
AN
N A
sph
alt
Con
cret
e M
od
uli
, E
AC
(G
Pa)
0
4
8
12
16AAE = 1.22 %
Line of Equality
MAE = 0.63 GPa
(c) + 5 Noisy Data
ILLI-PAVE Asphalt Concrete Moduli, EAC (GPa)
0 4 8 12 16
AN
N A
sph
alt
Co
ncr
ete
Mo
du
li, E
AC
(G
Pa
)
0
4
8
12
16AAE = 4.85 %
Line of Equality
MAE = 1.60 GPa
(b) + 2 Noisy Data
ILLI-PAVE Asphalt Concrete Moduli, EAC (GPa)
0 4 8 12 16
AN
N A
sph
alt
Con
cret
e M
od
uli
, E
AC
(G
Pa)
0
4
8
12
16AAE = 2.77 %
Line of Equality
MAE = 1.30 GPa
(d) + 10 Noisy Data
ILLI-PAVE Asphalt Concrete Moduli, EAC (GPa)
0 4 8 12 16
AN
N A
sph
alt
Co
ncr
ete
Mo
du
li, E
AC
(G
Pa
)
0
4
8
12
16AAE = 7.41 %
Line of Equality
MAE = 2.09 GPa
Figure 1. Accuracy of the asphalt concrete modulus (EAC) predictions for varying noise levels.
Reference to this paper should be made as follows: Ceylan, H., Gopalakrishnan, K., Bayrak, M. B., and Guclu, A. (2013). “Noise-
Tolerant Inverse Analysis Models for Non-Destructive Evaluation of Transportation Infrastructure Systems Using Neural
Networks,” Journal of Nondestructive Testing and Evaluation, Vol. 28, No. 3, pp. 233–251.
11
(a) Virgin Data
ILLI-PAVE Subgrade Moduli, ERi (MPa)
0 30 60 90 120
AN
N S
ub
grad
e M
odu
li, E
Ri
(MP
a)
0
30
60
90
120AAE = 3.27 %
Line of Equality
MAE = 11.93 MPa
(b) + 2 Noisy Data
ILLI-PAVE Subgrade Moduli, ERi (MPa)
0 30 60 90 120
AN
N S
ub
gra
de
Mo
du
li, E
Ri
(MP
a)
0
30
60
90
120AAE = 5.19 %
Line of Equality
MAE = 11.83 MPa
(c) + 5 Noisy Data
ILLI-PAVE Subgrade Moduli, ERi (MPa)
0 30 60 90 120
AN
N S
ub
grad
e M
odu
li, E
Ri
(MP
a)
0
30
60
90
120AAE = 6.57 %
Line of Equality
MAE = 15.31 MPa
(d) + 10 Noisy Data
ILLI-PAVE Subgrade Moduli, ERi (MPa)
0 30 60 90 120
AN
N S
ub
grad
e M
odu
li, E
Ri
(MP
a)
0
30
60
90
120AAE = 8.03 %
Line of Equality
MAE = 18.89 MPa
Figure 2. Accuracy of the subgrade layer modulus (ERi) predictions for varying noise levels.
Reference to this paper should be made as follows: Ceylan, H., Gopalakrishnan, K., Bayrak, M. B., and Guclu, A. (2013). “Noise-
Tolerant Inverse Analysis Models for Non-Destructive Evaluation of Transportation Infrastructure Systems Using Neural
Networks,” Journal of Nondestructive Testing and Evaluation, Vol. 28, No. 3, pp. 233–251.
12
(a) Virgin Data
ILLI-PAVE KGB
(MPa)
20 40 60
AN
N K
GB (
MP
a)
20
40
60
AAE = 3.53%
Line of Equality
MAE = 8.12 MPa
(b) + 2 Noisy Data
ILLI-PAVE KGB
(MPa)
20 40 60
AN
N K
GB (
MP
a)
20
40
60
AAE = 10.04%
Line of Equality
MAE = 40.90 MPa
(c) + 5 Noisy Data
ILLI-PAVE KGB
(MPa)
20 40 60
AN
N K
GB (
MP
a)
20
40
60
AAE = 15.62%
Line of Equality
MAE = 33.05 MPa
(d) + 10 Noisy Data
ILLI-PAVE KGB
(MPa)
20 40 60
AN
N K
GB (
MP
a)
20
40
60
AAE = 22.12%
Line of Equality
MAE = 36.29 MPa
Figure 3. Accuracy of the granular base modulus (KGB) predictions for varying noise levels.
Reference to this paper should be made as follows: Ceylan, H., Gopalakrishnan, K., Bayrak, M. B., and Guclu, A. (2013). “Noise-
Tolerant Inverse Analysis Models for Non-Destructive Evaluation of Transportation Infrastructure Systems Using Neural
Networks,” Journal of Nondestructive Testing and Evaluation, Vol. 28, No. 3, pp. 233–251.
13
7 Performance of the ANN-based models: Prediction of critical pavement responses using virgin
deflection data
A different backcalculation model, ANN BCM-3, was developed for predicting the critical pavement
responses, AC, SG, and D, directly from the FWD deflection data. This approach eliminates the need of first
predicting the pavement layer moduli and then using a forward calculation structural analysis model to
compute the critical pavement responses needed for mechanistic based pavement analysis and design. The
directness of this approach can save time and effort in analyzing structural adequacy of field pavement
sections such as the direct use of predicted AC for AC fatigue condition evaluation. After studying several
different network architectures, it was once again deemed necessary to consider 60 hidden neurons in each
hidden layer and accordingly, the 6-60-60-3 network architectures were trained for 10,000 learning cycles to
obtain the lowest training and testing MSEs.
8 Performance of the ANN-based models: Prediction of critical pavement responses using noisy
deflection data
In addition to the training and testing sets prepared for BCM-3 model, three more ANN training sets were
generated by introducing 4% (2%), 10%(5%) and 20% (10%) noise to the FWD deflection values used in
BCM-3 model.
The accuracy of the AC, SG, and D predictions were investigated by comparing the virgin deflection
data results and the noise-introduced deflection data results. As can be seen from figures 4-6, the AAE values
increase when the noise levels introduced to the deflection data increase.
(a) Virgin Data
ILLI-PAVE Asphalt
Concrete Strain, eAC (m)
0 200 400 600
AN
N A
sph
alt
Co
ncr
ete
Str
ain
, eA
C (
m)
0
200
400
600AAE = 0.46 %
Line of Equality
MAE = 15.16 mm
(b) + 2 Noisy Data
ILLI-PAVE Asphalt
Concrete Strain, eAC (m)
0 200 400 600
AN
N A
sph
alt
Con
cret
e
Str
ain
, eA
C (
m)
0
200
400
600AAE = 0.76 %
Line of Equality
MAE = 25.82 mm
Reference to this paper should be made as follows: Ceylan, H., Gopalakrishnan, K., Bayrak, M. B., and Guclu, A. (2013). “Noise-
Tolerant Inverse Analysis Models for Non-Destructive Evaluation of Transportation Infrastructure Systems Using Neural
Networks,” Journal of Nondestructive Testing and Evaluation, Vol. 28, No. 3, pp. 233–251.
14
(c) + 5 Noisy Data
ILLI-PAVE Asphalt
Concrete Strain, eAC (m)
0 200 400 600
AN
N A
sph
alt
Con
cret
e
Str
ain
, eA
C (
m)
0
200
400
600AAE = 1.76 %
Line of Equality
MAE = 31.40 mm
(d) + 10 Noisy Data
ILLI-PAVE Asphalt
Concrete Strain, eAC (m)
0 200 400 600
AN
N A
sph
alt
Con
cret
e
Str
ain
, eA
C (
m)
0
200
400
600AAE = 3.34 %
Line of Equality
MAE = 35.17 mm
Figure 4. Accuracy of the asphalt concrete strain AC) predictions for varying noise levels.
(a) Virgin Data
ILLI-PAVE Subgrade
Strain, eSG (m)
0 800 1600 2400
AN
N S
ub
gra
de
Str
ain
, e S
G (
m)
0
800
1600
2400AAE = 2.03 %
Line of Equality
MAE = 28.30 mm
(b) + 2 Noisy Data
ILLI-PAVE Subgrade
Strain, eSG (m)
0 800 1600 2400
AN
N S
ub
gra
de
Str
ain
, e S
G (
m)
0
800
1600
2400AAE = 4.74 %
Line of Equality
MAE = 40.11 mm
Reference to this paper should be made as follows: Ceylan, H., Gopalakrishnan, K., Bayrak, M. B., and Guclu, A. (2013). “Noise-
Tolerant Inverse Analysis Models for Non-Destructive Evaluation of Transportation Infrastructure Systems Using Neural
Networks,” Journal of Nondestructive Testing and Evaluation, Vol. 28, No. 3, pp. 233–251.
15
(c) + 5 Noisy Data
ILLI-PAVE Subgrade
Strain, eSG (m)
0 800 1600 2400
AN
N S
ub
gra
de
Str
ain
, e S
G (
m)
0
800
1600
2400AAE = 4.92 %
Line of Equality
MAE = 85.20 mm
(d) + 10 Noisy Data
ILLI-PAVE Subgrade
Strain, eSG (m)
0 800 1600 2400
AN
N S
ub
gra
de
Str
ain
, e S
G (
m)
0
800
1600
2400AAE = 5.27 %
Line of Equality
MAE = 99.81 mm
Figure 5. Accuracy of the subgrade strain (SG) predictions for varying noise levels.
(a) Virgin Data
ILLI-PAVE Subgrade
Deviator Stress, sD (kPa)
0 20 40 60 80
AN
N S
ub
gra
de
Dev
iato
r S
tres
s, s
D (
kP
a)
0
20
40
60
80AAE = 1.36 %
Line of Equality
MAE = 1.63 kPa
(b) + 2 Noisy Data
ILLI-PAVE Subgrade
Deviator Stress, sD (kPa)
0 20 40 60 80
AN
N S
ub
gra
de
Dev
iato
r S
tres
s, s
D (
kP
a)
0
20
40
60
80AAE = 1.90 %
Line of Equality
MAE = 1.71 kPa
Reference to this paper should be made as follows: Ceylan, H., Gopalakrishnan, K., Bayrak, M. B., and Guclu, A. (2013). “Noise-
Tolerant Inverse Analysis Models for Non-Destructive Evaluation of Transportation Infrastructure Systems Using Neural
Networks,” Journal of Nondestructive Testing and Evaluation, Vol. 28, No. 3, pp. 233–251.
16
(c) + 5 Noisy Data
ILLI-PAVE Subgrade
Deviator Stress, sD (kPa)
0 20 40 60 80
AN
N S
ub
gra
de
Dev
iato
r S
tres
s, s
D (
kP
a)
0
20
40
60
80AAE = 2.42 %
Line of Equality
MAE = 1.55 kPa
(d) + 10 Noisy Data
ILLI-PAVE Subgrade
Deviator Stress, sD (kPa)
0 20 40 60 80
AN
N S
ub
grad
e
Devia
tor S
tress
, s
D (
kP
a)
0
20
40
60
80AAE = 4.07%
Line of Equality
MAE = 3.17 kPa
Figure .6 Accuracy of the deviator stress (D) predictions for varying noise levels.
9 Discussion of results
In this section, the results of the robust (noise-introduced) ANN trainings were compared with the results from
ANN models trained with the virgin data sets. In addition to these models, robust network architectures were
trained with varying levels of noise introduced to the asphalt concrete layer thickness data.
9.1 Average Absolute Error (% AAE) variations
Average absolute error (AAE) variations in asphalt concrete moduli predictions were investigated. The
minimum AAEs were obtained in the trainings that used virgin deflection data. As seen from figure 7, when
the level of noise (%) introduced to the deflection data increased, the AAE value also increased as expected.
The highest increase in AAE value was found in the KGB predictions with the introduction of noise in the
deflection data.
Also, AAE (%) variations for the critical pavement response predictions were investigated. Similar
trends were observed for critical pavement response prediction AAEs as in the case of pavement layer moduli
prediction AAEs, i.e., increase in AAE with increase in noise level (see figure 8).
Reference to this paper should be made as follows: Ceylan, H., Gopalakrishnan, K., Bayrak, M. B., and Guclu, A. (2013). “Noise-
Tolerant Inverse Analysis Models for Non-Destructive Evaluation of Transportation Infrastructure Systems Using Neural
Networks,” Journal of Nondestructive Testing and Evaluation, Vol. 28, No. 3, pp. 233–251.
17
AAE (%) Variation for the Elastic Moduli Predictions
0
5
10
15
20
25
Virgin Def. +2% Noisy Def. +5% Noisy Def. +10% Noisy Def.
AA
E (
%)
EAC 1.22 2.77 4.85 7.41
ERI 3.27 5.19 6.57 8.03
KGB 3.53 10.04 15.62 22.12
1 2 3 4
Figure 7. Variations of average absolute error (AAE) values for predicting the asphalt layer moduli for
different noise levels.
AAE (%) Variation for the Critical Pavement
Responses Predictions
0
1
2
3
4
5
6
Virgin Def. +2% Noisy Def. +5% Noisy Def. +10 Noisy Def.
AA
E (
%)
Strain AC 0.46 0.76 1.76 3.34
Strain SG 2.03 4.74 4.92 5.27
Dev.Stress. 1.36 1.9 2.42 4.07
1 2 3 4
Figure 8. Variations of average absolute error (AAE) values for predicting the critical pavement responses for
different noise levels.
Reference to this paper should be made as follows: Ceylan, H., Gopalakrishnan, K., Bayrak, M. B., and Guclu, A. (2013). “Noise-
Tolerant Inverse Analysis Models for Non-Destructive Evaluation of Transportation Infrastructure Systems Using Neural
Networks,” Journal of Nondestructive Testing and Evaluation, Vol. 28, No. 3, pp. 233–251.
18
9.2 Moduli predictions results with simultaneous introduction of noise in deflection and layer thickness
data
Previously, the noise was introduced only to the deflection data but not to the layer thickness data. In this part
of the study, the noise was also introduced to the layer thicknesses and the results were compared. The
comparison was conducted only for the asphalt concrete elastic modulus predictions by introducing + 5%
noise to the both deflections and layer thicknesses. The results are presented in figure 9. As seen from the
figure, the AAE (%) value has increased when the noise was also introduced to the layer thicknesses, as
expected.
(a) + 5 Noisy (Only Deflection) Data
ILLI-PAVE Asphalt Concrete Moduli, EAC (GPa)
0 4 8 12 16
AN
N A
sph
alt
Co
ncrete
M
od
uli
, E
AC
(G
Pa
)
0
4
8
12
16
AAE = 4.85 %
Line of Equality
(b) + 5 Noisy (Deflection + Thickness) Data
ILLI-PAVE Asphalt Concrete Moduli, EAC (GPa)
0 4 8 12 16
AN
N A
sph
alt
Con
crete
M
od
uli
, E
AC
(G
Pa
)
0
4
8
12
16
AAE = 5.14 %
Line of Equality
Figure 9. Effect of noise introduction on the asphalt concrete layer thickness.
9.3 Results for the noise-introduced testing data set
Previously, the noise was introduced only to the training data set but not to the test data set. In this part of the
study, the noise was also introduced to the test data set and the results were compared. For the sake of
simplicity, + 5% noise was introduced to the both training and testing data set and the comparison was
conducted only for the asphalt concrete elastic modulus predictions. The results are presented in figure 12. As
seen from figure 10, the AAE value for the AC moduli predictions using the testing data set increased from
4.85% to 8.28% when the noise was also introduced to the testing data set. In figure 11, the progress curves
for the noisy training data set and noisy testing data sets are presented. As expected, when the noise was also
introduced to the testing data set, mean squared error values (MSE) for the testing data set were very close to
the MSE obtained for the training data set.
Reference to this paper should be made as follows: Ceylan, H., Gopalakrishnan, K., Bayrak, M. B., and Guclu, A. (2013). “Noise-
Tolerant Inverse Analysis Models for Non-Destructive Evaluation of Transportation Infrastructure Systems Using Neural
Networks,” Journal of Nondestructive Testing and Evaluation, Vol. 28, No. 3, pp. 233–251.
19
(a) + 5 Noisy Data (TRN)
ILLI-PAVE Asphalt Concrete Moduli, EAC (GPa)
0 4 8 12 16
AN
N A
sph
alt
Con
cret
e M
od
uli
, E
AC
(G
Pa)
0
4
8
12
16
AAE = 4.85 %
Line of Equality
(b) + 5 Noisy Data (TRN+TST)
ILLI-PAVE Asphalt Concrete Moduli, EAC (GPa)
0 4 8 12 16
AN
N A
sph
alt
Con
crete
M
od
uli
, E
AC
(G
Pa)
0
4
8
12
16
AAE = 8.28 %
Line of Equality
Figure 10. Effect of noise introduction on the asphalt concrete layer moduli testing data.
EAC, +5% Noisy Data (TRN)
0.00E+00
5.00E-04
1.00E-03
1.50E-03
2.00E-03
2.50E-03
0 2000 4000 6000 8000 10000 12000
Learning Cycles (Epochs)
Mean
Sq
uare
d E
rro
r (M
SE
)
Training Set
Testing Set
(a) Learning Cycles (Epochs)
Reference to this paper should be made as follows: Ceylan, H., Gopalakrishnan, K., Bayrak, M. B., and Guclu, A. (2013). “Noise-
Tolerant Inverse Analysis Models for Non-Destructive Evaluation of Transportation Infrastructure Systems Using Neural
Networks,” Journal of Nondestructive Testing and Evaluation, Vol. 28, No. 3, pp. 233–251.
20
EAC, + 5% Noisy Data (TRN+TST)
0.00E+00
5.00E-04
1.00E-03
1.50E-03
2.00E-03
2.50E-03
3.00E-03
0 2000 4000 6000 8000 10000 12000
Learning Cycles (Epochs)
Mean
Sq
uare
d E
rro
r (M
SE
)
Training Set
Testing Set
(b) Learning Cycles (Epochs)
Figure 11. Comparison of the training and testing progress curves curves. (a) EAC predictions with + 5% noise
in the training (TRN) data set and (b) EAC predictions with + 5% noise in the training (TRN) and testing
(TST) data sets.
10 Summary and conclusions
Structural evaluation and rehabilitation of the existing road and airport infrastructure requires development of
inexpensive and reliable techniques for non-destructive testing and evaluation of pavement systems. Many
researchers have indicated that stiffness determined through nondestructive testing is a fundamental method of
determining effective layer moduli. The main objective of this study was to employ biologically inspired
computational systems to develop robust pavement layer moduli backcalculation algorithms that can tolerate
noise or inaccuracies in the falling weight deflectometer (FWD) deflection data collected in the field.
Artificial neural network (ANN) models were developed to perform rapid and accurate predictions of
flexible pavement layer moduli and critical pavement responses from FWD deflection basins for a number of
pavement input parameters considered in analysis and design. Three ANN backcalculation models were
developed using approximately 24 thousand nonlinear ILLI-PAVE finite element solutions. Unlike the linear
elastic layered theory commonly used in pavement layer backcalculation, realistic nonlinear unbound
aggregate base (UAB) and subgrade soil response models were used in the ILLI-PAVE finite element
program to account for the typical hardening behavior of UABs and softening nature of fine-grained subgrade
soils under increasing stress states. The virgin and the varying levels of noise-introduced (robust) ANN
models developed in this study successfully predicted the pavement layer moduli and critical pavement
responses obtained from the ILLI-PAVE finite element solutions and are considered superior to the linear
elastic layered backcalculation analyses due to the nonlinear material characterization employed. Varying
Reference to this paper should be made as follows: Ceylan, H., Gopalakrishnan, K., Bayrak, M. B., and Guclu, A. (2013). “Noise-
Tolerant Inverse Analysis Models for Non-Destructive Evaluation of Transportation Infrastructure Systems Using Neural
Networks,” Journal of Nondestructive Testing and Evaluation, Vol. 28, No. 3, pp. 233–251.
21
levels of noise was also introduced to the pavement layer thicknesses and the testing data set to investigate the
performance of the noise introduced ANN models.
Such ANN structural analysis models can provide pavement engineers and designers with
sophisticated finite element solutions, without the need for a high degree of expertise in the input and output
of the problem, to rapidly analyze a large number of pavement sections and FWD deflection basins needed for
routine pavement evaluation. Noise introduced ANN models were found to be more robust compared to the
models trained with the virgin training data. Such ANN models provide more realistic layer moduli and
critical pavement responses because of their ability to tolerate the inaccuracies in the pavement deflection
basins and the layer thicknesses due to poor construction practices. The use of the ANN models also resulted
in both a drastic reduction in computation time (about 0.35 million times faster than the finite element model)
and a simplification of the complicated finite element program input and output requirements.
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Networks,” Journal of Nondestructive Testing and Evaluation, Vol. 28, No. 3, pp. 233–251.
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