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NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

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NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe
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Page 1: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

N O R A L I N D S T R O MU R B A N G O V E R N A N C E A D V I S O R

D E C E M B E R 2 0 1 4

Survey of Urban Poor Settlements in Lilongwe

Page 2: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Background

Strong urban growth in Lilongwe, especially of poor settlements High inequality Limited settlement-level data, overall comparisons and analysis Need for action

Page 3: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Aims and objectives

Objective: Assess the current level of access to public services and participation in urban governance in the 33 urban poor settlements in which LUPPEN operates. Complement existing studies, by providing up-to-date data on key

indicators as well as statistical analysis across settlements. Specific objectives:

Collect socio-economic data from 33 settlements to create a baseline on access to public services and participation in urban governance

Use the baseline to design future interventions which may improve access to public services and participation in urban governance

Use the baseline to monitor and assess the changes and impacts following the interventions

Strengthen LUPPEN Executive Committee’s ability to collect and maintain documentation about their member settlements, as well as analyse data

Page 4: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Methodology

The settlements were selected on the basis of two characteristics: 1) there is a LUPPEN local committee in the settlement and 2) residents in the area identify it as a settlement.

The survey was conducted between July-September 2014. Key stakeholders (chiefs, settlement leaders, and LUPPEN members) completed the survey form with the Research Team.

Following data collection, narrative settlement profiles were developed to identify any gaps and mistakes, after which data was entered into MS Excel. Data analysis was conducted using R (version 3.1.0 )

Settlements were geo-located using a phone-based GPS application

Page 5: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Research Ethics

The following concepts were explained to all participants: Voluntary participation; Confidentiality; Anonymity; Informed consent – the Research Team sought verbal consent from

participants before commencing the survey

Page 6: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Limitations

Sample size Survey level Lack of population data Representation Response and recall bias Lack of double data entry Learning-by-doing

Page 7: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Key findings

Lilongwe City is failing the residents of its poor settlements Heterogeneity among settlements surveyed Concentration of poverty in the north of the city

Page 8: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Location

Settlements located throughout the city 64% of settlements surveyed is located in northern T/A Chitukula

Page 9: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.
Page 10: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Typology

18%

15%

33%

33%

UrbanTransitional-1Transitional-2Rural

Page 11: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.
Page 12: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.
Page 13: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.
Page 14: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.
Page 15: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Governance

Almost three-quarters of the settlements indicated that they have a Group Village Head in the settlement.

Average number of Village Heads in a settlement was 14.5, however the standard deviation of 23 indicates a wide range.

90% of settlements indicated that chiefs are supported by ndunas (advisors). Eleven settlements (33%) indicated that residents in the area are expected to

pay City Rates. The majority (58%) of settlements has a Community Development Committee

(CDC), or in three cases a Village Development Committee. 15% of settlements used to have a CDC.

Page 16: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.
Page 17: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Date of settlement establishment

53%

13%

34%

Post-19501901-1950Pre-1900

Page 18: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Land ownership and management

Land ownership: City Council (55%), customary (42%). 52% indicated that local Chiefs either allocate or sell land in the settlement. Chiefs do not play a direct land management role in any of the Urban

settlements and 80% of Transitional-1 settlements. 90% of settlements indicated that Chiefs ‘always’ witness land transactions.

Page 19: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Tenure security

53% of settlements indicated that none of the residents have tenure security documentation, while a quarter indicated that most residents have either land titles or land registration. Residents in settlements where land is owned by the City Council are 19.6

times more likely to have tenure security documentation than residents in settlements where land is held customarily.

Residents in settlements where Chiefs do not allocate or sell land are 7.5 times more likely to have tenure security documentation than residents in settlements where Chiefs allocate or sell land.

Page 20: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Planned vs unplanned settlements

27%

9%64%

PlannedPartly plannedUnplanned

Residents in partially planned settlements compared to unplanned ones are on average 14.8 times more likely to have tenure security documentation; the likelihood rises to 25.9 when comparing fully planned settlements to unplanned ones.

Page 21: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Eviction threats

48% of settlements report fear of eviction or actual eviction threats.

50%

37.5%

12.5%

LowModerateHigh

Perceived level of eviction threat

Page 22: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.
Page 23: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Owners vs renters

0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%

0

2

4

6

8

10Number of settlements with the indicated percentage of renters

Mean rents are MK2,725. Average monthly rents are around MK2,000 higher in settlements defined as planned compared to unplanned settlements

Page 24: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.
Page 25: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Housing type

The majority (52%) of settlements featured a combination of permanent and semi-permanent housing, while housing in 45% of settlements was predominantly semi-permanent.

Page 26: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.
Page 27: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Access to water

85% of settlements surveyed have access to water from the LWB. 5 settlements without access are all typified as Rural, and located nearby each other in Areas 25 and 55 in the city’s north.

Tap Kiosk Borehole Well River0%

10%20%30%40%50%60%70%80%

Percentage of settlements accessing water through the identified sources

Page 28: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.
Page 29: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Light and access to electricity

There is an Electricity Supply Corporation of Malawi (ESCOM) electricity connection in 70% of the settlements surveyed, but few households use electricity.

Electrici

ty

Torches

Candles

China lam

ps

Generator

Paraffin

Grass

0%

20%

40%

60%

80%

100%

Percentage of settlements using the identified source of light

Page 30: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Waste management

Only seven (21%) of the settlements surveyed are provided with waste management services by Lilongwe City Council.

23%

25.5%

13%

28.5%

10%

BurnBuryCompostDumpLCC disposal

Most common means of waste disposal in the settlements surveyed

Page 31: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.
Page 32: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Sanitation

The most common type of toilet in all settlements is pit latrines. These are shared among households in 88% of the settlements.

The average number of households sharing one pit latrine is six. Composting/EcoSan toilets can be found in some settlements, but overall

these remain rare.

Page 33: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.
Page 34: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Overall service availability

Market Clinic Primary School

Secondary School

CBCC0%

10%

20%

30%

40%

50%

60%

70%

80%

Percentage of settlements with ready access to the identified service

Page 35: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Access to finance

Accessing finance is difficult in the settlements surveyed. There is a bank in only two of the settlements, Area 25A and Area 23, both active trading centres.

Only four settlements report that residents have access to microfinance through institutions active in the community.

Residents in the majority (88%) of settlements have mobilized banking m’khonde groups, essentially community savings schemes usually run and participated in by women.

Page 36: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Social capital: Levels of trust

15%

9%

76%

LowModerateHigh

Page 37: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Social capital: Sense of safety

24%

58%

18%

LowModerateHigh

Page 38: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Environmental hazards

Twenty-nine (88%) of the settlements surveyed indicated that residents in the settlements are regularly exposed to at least one of four environmental hazards.

Air pollution Noise Water pollution Waste0%

10%20%30%40%50%60%70%80%

Percentage of settlements affected by the specified environmental hazard

Page 39: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Social problems

Domestic violence

Sexual assault

Alcohol abuse

Orphans Prostitution Crime0%

10%

20%

30%

40%

50%

60%

70%

80%

Page 40: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Most common challenges

28%

57.5%

5.5%1%

6%

2%

Economic Public servicesExternal supportSocialFood securityTenure security

Page 41: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Economic challenges

Lack of access to capital

Lack of access to market

Unemployment Lack of access to Admarc

0%

10%

20%

30%

40%

50%

60%

70%

80%

Page 42: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Challenges accessing public services

Sanita

tion/Wast

e

Education

Electrici

tyW

ater

Health ca

re

Housing

Access

infrastr

ucture

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

Page 43: NORA LINDSTROM URBAN GOVERNANCE ADVISOR DECEMBER 2014 Survey of Urban Poor Settlements in Lilongwe.

Conclusion

City authorities have failed to assume responsibility of the city’s growth and provide affordable, serviced land and housing for its residents.

Without access to formal land and housing, city dwellers turn to the informal market, resulting in the growth of unserviced, unplanned settlements around the city.

Solutions: Participatory upgrading Provision of affordable, serviced land and housing


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