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Acknowledgements: This publication is part of the IUCN (International Union for Conservation of Nature) project, Integration of freshwater biodiversity in the development process throughout Africa: mobilising information and site demonstrations. It has been funded by the European Commission Program on Environment in Developing Countries (EuropeAid/ENV/2004-81917). The project was carried out in Botswana in partnership with the University of Botswana’s Harry Oppenheimer Okavango Research Centre. Citation: Jones, J., Darwall, W., van der Post, C., Ringrose, S.. 2009. Good Practice Guidelines from the Okavango Delta Case Study on Integration of Freshwater Biodiversity Information into Development Planning. IUCN Species Programme: Cambridge UK. Credits: Published by the IUCN Species Programme in Cambridge UK Cover photo: Mokoro (dugout canoe) polers in the Okavango Delta. By Jonathan Smith. © 2009 International Union for Conservation of Nature and Natural Resources
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Page 1: Okavango guidelines 18.05.09 with Sue · Botswana’s Okavango Delta illustrates the kinds of threats typically faced by wetlands in Africa. A case study was carried out in Botswana’s

Acknowledgements:

This publication is part of the IUCN (International Union for Conservation of Nature) project, Integration of

freshwater biodiversity in the development process throughout Africa: mobilising information and site

demonstrations. It has been funded by the European Commission Program on Environment in

Developing Countries (EuropeAid/ENV/2004-81917). The project was carried out in Botswana in

partnership with the University of Botswana’s Harry Oppenheimer Okavango Research Centre.

Citation:

Jones, J., Darwall, W., van der Post, C., Ringrose, S.. 2009. Good Practice Guidelines from the

Okavango Delta Case Study on Integration of Freshwater Biodiversity Information into Development

Planning. IUCN Species Programme: Cambridge UK.

Credits:

Published by the IUCN Species Programme in Cambridge UK

Cover photo: Mokoro (dugout canoe) polers in the Okavango Delta. By Jonathan Smith.

© 2009 International Union for Conservation of Nature and Natural Resources

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Good Practice Guidelines from the Okavango

Delta Case Study on the Integration of Freshwater

Biodiversity Information into Development Planning

Jessica Jones, William Darwall, Cornelis van der Post, Susan Ringrose

Wetlands provide many important goods and services ranging from food and building materials, to water

filtration, flood and erosion control, and are a critical resource for the livelihoods of many of the world’s

poorest communities (Millennium Ecosystem Assessment 2005). While freshwater systems make a big

impact in terms of global biodiversity, they are under growing pressure worldwide as flow patterns are

disrupted and the load of waste substances increases. Runoff from agricultural and urban areas, the

invasion of exotic species, and the creation of dams and water diversion are key threats.

Overexploitation, flow modification including water abstraction, destruction or degradation of habitat, and

invasion by alien species and pollution also threaten freshwater species. Predicted global climate change

will compound these threats (Dudgeon et al. 2006; Millennium Ecosystem Assessment 2005). In fact

climate change is a much worse treat if the current global climate models are to be believed (Wolski et al

2002). Botswana’s Okavango Delta illustrates the kinds of threats typically faced by wetlands in Africa.

A case study was carried out in Botswana’s Okavango Delta in 2007-2008 aiming to get information

about freshwater biodiversity utilised practically within the development planning process. This project

was one of four IUCN-supported pilot efforts across Africa with the same aim, but piloting different

mechanisms and with different circumstances. The Okavango Delta case used the mechanisms of a long-

term water quality monitoring programme and an outreach book for stakeholders and decision-makers. A

freshwater biodiversity baseline was applied through wetland health monitoring tool (index of biological

integrity) that is being piloted and will yield management-oriented information for years to come. The

visually appealing book highlighting freshwater species and issues will reach decision-makers rapidly and

serve to pilot a reporting tool for communication about the status of freshwater biodiversity and wetland

health. The Okavango case was unique in being preventative – addressing largely perceived rather than

actual threats to the Delta.

Numerous lessons were learned from the process of trying to get decision-makers to use freshwater

biodiversity in a strategic and efficient manner within the day-to-day reality of decision-making processes.

Recommendations arising from this experience are applicable to other similar efforts within similar

circumstances.

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Table of Contents

Introduction …………………………………………………………………………………………………………..5

The Okavango Delta Site ……………………………………………………………………………..…..7

The African Freshwater Biodiversity Project ………………………………………………………..…..9

Overview of the Good Practice Guidelines …………………………………………………………....11

Part 1: Aims of the IUCN Case Study ……………………………………………………………………………12

Part 2: General recommendations from the case study ……………………………………………………….16

Part 3: Case-specific experience and lessons learned ………………………………………………………..25

Section A: Activities of the case study … ……………………………………………………………..25

Section B: Lessons learned … ………………………………………………………………………….40

Part 4: Practical guidance for successful interventions in the Okavango Delta………………………….….43

References ………………………………………………………………………………………………………….51

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List of Figures

Figure 1: Map of the Okavango Delta ........................................................................................................... 8

Figure 2: Assessment regions of the IUCN freshwater biodiversity project phase 1 ................................... 9

Figure 3: Demonstration sites of the IUCN freshwater biodiversity project phase 2 .................................. 10

Figure 4: Dragonfly in Kwara Concession ................................................................................................... 14

Figure 5: A reed frog in Kwara Concession ................................................................................................ 15

Figure 6: Water lilies off the Boro channel ................................................................................................. 18

Figure 7: HOORC Director introducing the expert meeting objectives ....................................................... 28

Figure 8: Sampling for macro-invertebrates near the HOORC campsite in the Okavango Delta .............. 30

Figure 9: Dr Helen Dallas provides training in macro-invertebrate identification to tour guides ................. 32

Figure 10: The fifth iteration of the South African Scoring System (SASS5) Score Sheet ......................... 33

Figure 11: Participants using the OKAS Score Sheet during the macro-invertebrate monitoring training . 34

Figure 12: Off-line project wiki was used to record implementation ........................................................... 36

Figure 13: Example of a risk monitoring chart ............................................................................................ 36

Figure 14: Elephants traversing Chief’s Island in the Moremi Game Reserve ........................................... 39

Figure 15: A meandering channel of the Okavango Delta .......................................................................... 44

List of Text Boxes

Box 1: The Ramsar Convention ................................................................................................................... 6

Box 2: IUCN Freshwater Biodiversity Unit ................................................................................................... 9

Box 3: South Africa’s River Health Programme ......................................................................................... 19

Box 4: Principles of the Conservation Commons........................................................................................ 21

Box 5: Origins of the Okavango Research Centre (ORC) .......................................................................... 22

Box 6: Views of the Okavango River ......................................................................................................... 45

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Introduction

The Okavango Delta case study was one of four pilot efforts across Africa trying to integrate information

about freshwater biodiversity into the development planning process. The Okavango Delta case used the

mechanism of a long-term water quality monitoring programme and later, an outreach book. The available

freshwater biodiversity information was integrated into a wetland health monitoring tool (index of

biological integrity) that is under development for long-term use, and the Delta book will reach decision-

makers more immediately and pilot a reporting tool for communicating about freshwater issues. Varying

degrees of success were achieved trying to get decision-makers to use freshwater biodiversity datasets in

planning and numerous lessons were learned from the process of trying. Recommendations arising from

this experience applicable to other similar efforts are offered in this report.

The global importance of freshwater biodiversity

Water is the basis of life, and fresh water systems are among the most productive life-support systems in

the world. Wetlands in particular provide many important goods and services ranging from food and

building materials, to water filtration, flood and erosion control, and are a critical resource for the

livelihoods of many of the world’s poorest communities (Millennium Ecosystem Assessment 2005). While

having a relatively small coverage, freshwater systems make a big impact in terms of global biodiversity.

Freshwater biodiversity refers to the natural variety, abundance, and distribution of species found in these

freshwater ecosystems. The diversity of species in freshwater habitats is disproportionately high as

compared to other ecosystems. Freshwater habitats cover less than a percent of the world’s surface, yet

they provide a home for over 25% of all described vertebrates, more than 126,000 known animal species,

and approximately 2,600 macrophyte plants (Darwall et al 2008). An estimated 12,500 fish, 5,700

amphibian and 4,000-5,000 mollusc species depend on freshwater habitats (IUCN 2009). Other major

groups dependent upon freshwater habitats include reptiles, insects, plants, and mammals. In total, there

could be up to a million species included in the definition of freshwater biodiversity.

There are three major categories of ecosystem services provided by freshwater biodiversity: provisioning,

supporting, and cultural (Millennium Ecosystem Assessment 2005). Provisioning services include: the

delivery of clean water, providing food (e.g., rice, fish, crayfish) or goods used by humans (e.g., reeds as

building material), and resilience to anthropogenic impacts (e.g., pollution, excessive nutrients release).

Supporting include: suppression (a service) or enhancement (a disservice) of water-borne diseases, flood

attenuation in flood prone areas, delivery of sediments to coastal areas (e.g., beach and dune formation).

Cultural services include: recreation, tourism value, inspiration, and religious applications. These goods

and services are valued comparably to the GDP of some countries in the top third of the world’s

economies (Darwall et al 2008).

The overriding value of freshwater biodiversity is scale dependent. At the global level, freshwater

biodiversity is primarily seen in terms of its great role in maintaining our biosphere. Though freshwater

covers only 0.8% of the world’s surface, it contains 12% of all described species and supports the

maintenance of most others forms of biodiversity. Freshwater ecosystems in continuous flux can make a

range of habitats available at different times of the year to terrestrial and arboreal animals, supported by

freshwater species, which are thus critical for the maintenance of global biodiversity (McAllister et al 1997;

Abramovitz 1996). Nationally, the value of freshwater biodiversity can be measured in terms of

contribution to Gross National Product through national accounts and satellite natural resource accounts.

The most prominent examples of freshwater connected economic value are related to fisheries and

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tourism. Locally, freshwater biodiversity directly and indirectly

supports livelihoods. Many people, but most acutely the

world’s poor, depend on the services provided by freshwater

biodiversity for their livelihoods. It supplies food, water

purification, flood regulation, and protection. Most fish caught

in freshwater is done so using the least sophisticated methods

and eaten very close to source, demonstrating that freshwater

fish species supports the nutrition of the poor. Additionally,

many serious human diseases are water-borne or spread

through aquatic vectors (e.g. malaria, schistosomiasis,

onchocerciasis, cholera, dysentery) so the maintenance of

freshwater biodiversity is a key link in preventative health

strategies.

Freshwater biodiversity has already begun to decline, and it

has declined faster compared to terrestrial or marine species

over the past 30 years (Xenopoulis 2005). Rapidly growing

global human populations demand increasing volumes of

water. Freshwater systems are under growing pressure, as

flow patterns are disrupted and the load of waste substances

increases. Runoff from agricultural and urban areas, the

invasion of exotic species, and the creation of dams and water

diversion are key threats. Overexploitation, flow modification

including water abstraction, destruction or degradation of

habitat, and invasion by alien species and pollution also

threaten freshwater species (Dudgeon et al. 2006; Millennium

Ecosystem Assessment 2005). Predicted global climate

change will compound these threats. Temperature changes

and shifts in precipitation and runoff patterns will have knock-

on effects to freshwater biodiversity (Dudgeon et al. 2006).

Another major issue is acidification which along with warming

threatens a number of species. Ones with calcareous shells

such as Crustaceans are highly vulnerable. Water monitoring

exercises at HOORC are currently assessing pH changes.

In order to help mitigate the threats and better inform the

development and conservation planning process, we need to

know where freshwater species occur, how important they are

for human livelihoods and ecosystem functioning, and how

threatened they are and by what. To achieve this, information

on species distributions, population status and trends, habitats

and ecology, threats and utilisation are collated and used to

conduct assessments of extinction risk. The information is all

made available on the IUCN Red List of Threatened

Species™ (IUCN 2008).

Box 1: The Ramsar Convention

The Convention on Wetlands, signed in Ramsar, Iran, in 1971, is an intergovernmental treaty which provides the framework for national action and international cooperation for the conservation and wise use of wetlands and their resources. There are presently 158 Contracting Parties to the Convention, with 1822 wetland sites, totaling 168 million hectares, designated for inclusion in the Ramsar List of Wetlands of International Importance.

The Convention’s mission is the “conservation and wise use of all wetlands through local, regional and national actions and international cooperation, as a contribution towards achieving sustainable development throughout the world.” Its three pillars of implementation are: (1) the wise use of all wetlands; (2) special attention to internationally important wetlands; and (3) international cooperation.

The Convention has recognized the interdependence of people and their environment, and is the only global convention addressing interactions between water and ecosystems.

See www.ramsar.org for more

information.

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The Okavango Delta Site

The demonstration site of the case study is the Okavango Delta (see Figure 1: Map of the Okavango ),

Botswana, forming one of the world’s largest area Wetland of International Importance. The Okavango

Delta is protected through the Ramsar Convention on Wetlands (see Box 1 at right).

As a site of global importance for biological conservation and diversity, the Delta is a significant habitat for

terrestrial and water bird species with 444 bird species confirmed. Thirteen resident bird species,

including the Wattled Crane (Burgeranus carunculatus) and the Slaty Egret (Egretta vinaceiqula), are

globally threatened and many data deficient species may also be classified as such. The Delta contains

high densities of large mammal species particularly elephant (Loxodonta Africana). It is also the habitat of

one of the largest remaining populations of the African wild dog (Lycaon pictus) and is a stronghold for

the Sitatunga antelope (Tragelaphus spekii), the Nile crocodile (Crocodilus niloticus), and leopard

(Pathera pardus). There is ahigh floral diversity with 208 aquatic and semi-aquatic species, 675 herbs

and grasses and 195 woody species. One endemic has been identified, the ground orchid (Habenaria

pasmithii). A number of other plant species found in the Delta have been identified as rare or endangered

(Ramberg et al 2006).

At a national scale, the Delta contributes 2.1% of Botswana’s Gross National Product (Turpie 2006)

primarily through tourism but also through limited fisheries and other subsistence resource uses. The

measurable economic value of the Delta is overwhelmingly dominated by non-consumptive uses of the

resource through ecotourism. Tourism provides around 50% of formal employment in northern Botswana,

and 9.2% of total employment in Botswana -- or 1 in every 10.8 waged jobs (Arntzen 2005; WTTC 2007).

Tourism is the second-highest earner of foreign currency for Botswana after diamonds (WTTC 2007).

Households in and around the Delta earn an estimated total of $31USD million per year from natural

resource use, sales, salaries and wages in the tourism industry, and rents and royalties in community-

based natural resource management (locally known as Community Trust) arrangements (Turpie 2006).

Many are directly dependent on the Delta for subsistence, and consequently, the population is clustered

in a band of settlements around the Delta. Options for subsistence outside the Delta are limited as the

natural resource base of northern Botswana is marginally productive. Soils are generally poor, rainfall is

low and unreliable and although significant mineral deposits have recently been discovered, mines have

not yet been developed (Turpie 2006). The Delta’s wetland resources are a lifeline for thousands of

Botswana’s poor.

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The Okavango Delta is under threat. Global climate change will lead to higher ambient and water

temperatures and faster evaporation, resulting in faster drying up of seasonal swamps. The increase in

CO2 concentrations may alter the composition of the vegetation, and increase the woody biomass.

Changes in rainfall levels in Angola and rainfall variability will have an impact on the inflow, but the nature

of the impact is not known at the moment (Wolski and Murray-Hudson 2008).

The Delta depends on the water inflow from Namibia and Angola. Increased upstream water abstraction

and pollution form the major threats from these countries. Local uses (agriculture, fishing, resource

collection and use) could alter the resource base and biodiversity due to growing commercial and

subsistence use of the Delta and its resources. The Government of Botswana, through the Department of

Environmental Affairs, has expressed concern about the depletion of some veld products, overgrazing

and land degradation and the environmental impacts of the growing number of tourists.

If these threats are not addressed, they will have a profound impact on the freshwater biodiversity.

Commercial and artisinal fish species, threats to aquatic and terrestrial plant life, and animals such as the

Sitatunga are significant and also the wider structure and functioning of the Delta is at risk. Specific

changes are likely to directly affect local communities that are heavily dependent on the Delta for their

livelihoods, including consumptive and non-consumptive tourism

The available evidence suggests that, without appropriate intervention, the Okavango Delta of the future

will be potentially very different from what exists today.

Figure 1: Map of the

Okavango Delta

Prepared by HOORC

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The African Freshwater Biodiversity Project

The African Freshwater Biodiversity Project, “Integration of

freshwater biodiversity in the development process throughout

Africa: mobilising information and site demonstrations” is

implemented through the IUCN Species Programme

Freshwater Biodiversity Unit (see box at right). It has been

funded by the European Commission Program on

Environment in Developing Countries (Program on Tropical

Forests and other Forests in Developing Countries).

In the first phase of the project, regional Biodiversity

Assessments collated all existing information on African

freshwater biodiversity (fish, molluscs, odonates, crabs,

aquatic plants) (see figure 2 below). IUCN has completed

comprehensive assessments for eastern Africa and southern

Africa and ongoing assessments for the rest of Africa are to be

completed in 2009. These regional assessments provide a

comprehensive picture of the status of freshwater biodiversity.

They also allow for the basins that contain high numbers of

species or threatened species to be identified. The

conservation status of freshwater species was assessed,

species ranges were mapped, and findings were presented in

a suitable format (regional reports). This effort represents the

most comprehensive dataset ever compiled on Africa’s

freshwater biodiversity.

Box 2: IUCN Freshwater

Biodiversity Unit

The IUCN Freshwater Biodiversity Unit (FBU) aims to put in place a factual basis for efforts to conserve and manage freshwater biodiversity globally.

The FBU works in conjunction with the IUCN Species Survival Commission’s Specialist Groups (including the Freshwater Fish, the Dragonfly, and the Mollusc Specialist Groups), regional scientists, experts in freshwater biodiversity, and policy makers. The FBU has a key partnership with Conservation International's Center for Applied Biodiversity Science, working to undertake regional and global freshwater biodiversity assessments.

See: www.iucn/species/freshwater

Figure 2: Assessment regions of the IUCN freshwater biodiversity project phase 1 © IUCN

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In this second phase, four Demonstration Sites in major regions of Africa are used to demonstrate (all are

still ongoing into 2009) how to integrate biodiversity information within the development planning process

of their respective countries. Each site faces different conditions and approaches the task through

different means:

Southern Africa: The Okavango Delta is unique in largely facing both potential and

than actual threats, and thus has the opportunity to establish information gathering

from a baseline state. This site demonstrated a process for the integration of

biodiversity information in the development and implementation of the Okavango Delta

Management Plan (ODMP), a comprehensive and integrated management plan

developed to meet Ramsar Convention requirements. This Delta faces threats from

the developments of its upstream neighbours, Angola and Namibia in addition to

inceasing tourism pressures thus lessons derived from this demonstration can also be

useful when considering a basin-wide context. Locally, lessons can be learned from

the ongoing process of implementation of the ODMP, including its challenges.

Eastern Africa: In Burundi, the Rusizi

case study demonstrates the process

for applying biodiversity information for

the development of a transboundary

environmental management plan in an

inland Delta and river system subject to

the impacts of heavy agricultural use

and shared by three neighbouring

countries: Burundi, Democratic Republic

of Congo and Rwanda. This project

focuses on the collection, analysis and

dissemination of biodiversity information

for integration within management

processes within its lower Delta. It is

also an area which has experienced

conflict and has current security

concerns, which presents a significant

dimension for analysis.

Northern Africa: Morocco’s Moulouya

River case study will demonstrate a

process for integrating biodiversity

information for determining

environmental flows in a river basin

subject to high demands on water

resources for agriculture and potable water and

for flood control measures. The project assist to

define the downstream flow needs from river

regulation infrastructure (hydropower and

irrigation dams) that would be required to

maintain downstream biodiversity values and

ecosystem functions.

Figure 3: Demonstration sites of the IUCN freshwater

biodiversity project

phase 2

© IUCN

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Western Africa: The Gambia River Basin demonstration site will track the impacts of

a hydro-electric dam on the Gambia River. The aim is to develop a system for

continuous monitoring of biodiversity by local stakeholders as well as national

environmental agencies which will be integrated into a formal structure. The creation

of an observatory is one of the priorities. This project is in direct response to an acute

threat to the river.

Together the four demonstration sites will, having collated the most comprehensive set of data on African

freshwater biodiversity, offer insight on how to take the next crucial step of integrating this available data

into development and environment decision-making and planning processes. It is at the demonstration

site stage that this project really stands out from other biodiversity assessments. Many assessments have

gone so far as producing data and reports aimed at decision-makers, without going the extra step to help

ensure that these are utilised effectively by their target audiences. In practice, many conservation

assessments have failed to ensure that their outputs are useful to local planners and do not sufficiently

address the local applications in which such data could be utilised. The pan-African IUCN project has

aimed to excel in that respect. Significantly, each of the four demonstration sites has had a local

coordinator specifically tasked with ensuring the information produced is used by decision-makers

through the available local mechanisms. These are all pilot efforts; lessons from and consideration of this

process form the heart of these site-level Good Practice Guidelines to inform similar future efforts. By

synthesising these four sets of lessons, taking their different contexts into consideration, the overall IUCN

project will then (in 2009-2010) be able to make recommendations of actions suitable for Africa-wide

application.

Overview of the Good Practice Guidelines

These Good Practice Guidelines are targeted to others planning and carrying out similar conservation

initiatives, specifically the application of biodiversity datasets in development and conservation planning

as a project or programme (sustained long-term strategic effort). The Okavango case study is an example

where this was envisaged primarily through integration with a programme of water quality and wetland

health monitoring. Another key vehicle for biodiversity information was a book aimed at decision-makers

and stakeholders to raise awareness of the importance of freshwater biodiversity, and build anticipation

for the results of the monitoring programme. The Guidelines reflect on how the IUCN Okavango Delta

Case Study was carried out. At the site level and from the perspective of the local coordinator, these

Guidelines offer guidance on how the objectives could be reached. The Guidelines could be applied

either in the context of a similar project or for sustained work at the same location.

The report is laid out in four parts:

Part 1: Aims of the IUCN Okavango case study. Reviews the objectives of the Okavango Delta

demonstration site and how it is useful as a case study.

Part 2: General recommendations emerging from the case study. Provides recommendations

which might be applied to similar projects or long-term efforts, substantiated through the

experience of the Okavango case study.

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Part 3: Case-specific experience and lessons learned. Gives an overview of the progress

made through the Okavango demonstration site in its specific context. Lessons learned which

form the basis of the recommendations in Part 2 are explained in more detail.

Part 4: Guidance for successful interventions in the Okavango Delta. This section is

specifically targeted to future conservation projects, programmes or interventions formulated for

the Okavango Delta. It aims to enhance the “tacit” knowledge of individuals and institutions

undertaking similar conservation efforts in the Okavango Delta.

Part 1: Aims of the IUCN Okavango case study

The objective at the Okavango Delta demonstration site was to successfully apply the southern Africa

freshwater data set in the development of a long-term biological monitoring programme within the

Okavango Delta Management Plan (ODMP) secretariat. The monitoring programme is meant to provide a

scientific basis to inform adaptive management efforts under the ODMP and according to Ramsar

Convention guidance. The Secretariat of ODMP, hosted in the Department of Environmental Affairs

(DEA) in north-west Botswana, would then ensure that freshwater biodiversity data will be used to plan

future development projects in the Delta and to assess those proposed by Botswana’s upstream

neighbours, Angola and Namibia. Another mechanism of the case study was to reach decision-makers’

desks more immediately through a book which both raises awareness of the Delta’ freshwater biodiversity

and generate excitement for the monitoring programme’s results. A significant output of this pilot

demonstration process is the recording of how it occurred, what worked or did not work, in order to

provide guidance for other similar efforts. These three key outputs are reviewed briefly here, and then in

more detail in Part 3 of these Good Practice Guidelines.

1. Long-term monitoring programme

The ODMP was developed as a requirement of the Delta’s declaration as a Ramsar site and in response

to potential and actual (realised) threats to the current existence and functioning of the Delta. These

threats include the proposed and actual large scale water abstractions, construction of hydroelectric

dams upstream, potential and actual impact of increased population in the catchment (after cessation of

the Angolan civil war), increases in large-scale irrigated and commercial faming, and the environmental

impacts of tourism and other local activities.

The Department of Environmental Affairs (DEA) has overall responsibility for the implementation of

ODMP while sector specific implementation is distributed among a dozen government departments and

agencies. Data and information needs are to be met by the University of Botswana’s Harry Oppenheimer

Okavango Research Centre (HOORC). A database, the Okavango Delta Information System (ODIS) is

meant to cover all aspects of the Delta and its surrounding area and act as a repository for any and all

information that is already thought to be, or might be in the future, relevant to current or future

development plans, and monitoring of global climate change effects. One of the Department of Water

Affairs’ (DWA) roles is to develop a water quality (chemistry) monitoring programme, a task which has

since been taken up by HOORC.

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The IUCN case study has sought to develop a “freshwater biodiversity monitoring system” that can be

used in conjunction with, or instead of, the chemical monitoring or biological monitoring of specific

indicators such as macro-invertebrates. It was envisaged that DWA could collect and collate this

information on a regular basis and use it to conduct such a freshwater biodiversity monitoring programme.

Capacity restrictions have since spread responsibility for implementation of this programme to HOORC

(lab support), tourism operators (sampling and logistics), and the Biokavango project (funding, equipment,

training, staff support).

The value-added of the IUCN demonstration site to the development of a freshwater monitoring

programme lies primarily in the development of species-based indicators for water quality and wetland

health and provision of a baseline condition against which to monitor for change. While chemical and

physical analyses are reliable (accurate, repeatable) and provide ‘instant’ snapshots’, they are: limited to

the period of sample collection, limited to the constituents measured, expensive (if comprehensively

done), and limited by sensitivity of the methods used (for example low concentrations cannot be

detected). Species of living freshwater organisms, however, provide for a longer-term reflection of

environmental conditions view and are continuous monitors: they integrate effects of time and multiple

pollutants. Freshwater species can be cheap and easy to assess, can be used for different purposes, and

can account for synergistic (magnifying) and antagonistic (reducing) effects (e.g. pH).

Combined with or instead of chemical monitoring, biological indicators can constitute a powerful wetland

health monitoring tool. In a biological assessment, investigators evaluate the condition of one or more

biological "assemblages"; examples of assemblages are macroinvertebrates, plants, or fish. For example,

diatoms are good indicators/pointers/markers for understanding aspects of water chemistry, macrophytes

can measure are indicators of hydroperiod / water level, fishes are sensitive to forms of pollution that

chemical tests may miss, and benthic macro-invertebrates can indicate generalised impairment of water

quality. Macro-invertebrates are particularly advantageous indicators. They represent important links in

the food chain as recyclers of nutrients and food for fish, and as relatively sedentary residents of the

stream bottom, benthic macro-invertebrates often become a pollutant's captive audience. While fish can

swim away from some pollution problems and even regular chemical tests of the water column may fail to

detect transitory or short-lived events, macro-invertebrates cannot swim away from pollution. Therefore,

they can be affected by even subtle levels of degradation within the substrate, even though the chemical

make-up of the water itself may be clean. Some are intolerant of pollution. Their presence in the stream

suggests healthy conditions. However, others are quite tolerant of pollution. Taken together, the presence

or absence of tolerant and intolerant types can indicate the overall health of the stream. Many macro-

invertebrates tend to have short life cycles, usually one season or less. Macro-invertebrates are easy to

collect and the equipment used is fairly simple and inexpensive. They are also fairly easy to identify at

family level and lend themselves well to situations with limited capacity.

Numerous bioassessment techniques have been developed over the last three decades, varying in the

level of complexity and region of implementation. Within Africa, South Africa has an exemplary history in

this field, culminating in the refinement of invertebrate and other techniques and their application in a

National River Health Programme. The highly successful SASS (South African Scoring System) method

(Chutter 1994) forms the backbone of this programme. SASS is now in its fifth iteration (SASS5), and has

been tested and is being refined locally as the Okavango Scoring System (OKAS).

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Through a meeting of experts on the Okavango’s freshwater biodiversity and one-on-one meetings with

the OKAS developer, available information on the Delta’s freshwater biodiversity is known and available

to the individual developing and testing the OKAS. By setting up communication channels between

information providers and the consultant hired by the Biokavango project to test and refine the method, it

can be assured that all available information on freshwater species will be incorporated into the OKAS.

Thus, the information collated by IUCN on freshwater biodiversity will directly improve development

planning in the basin over the long-term through this tool, forming a major part of a long-term water

quality and wetland health monitoring programme.

2. Freshwater biodiversity profile

As many aspects of the long-term monitoring programme are slower to be realised than was anticipated

during the planning stage, development of a more immediate tool to get biodiversity information to

decision-makers was undertaken. The freshwater biodiversity profile of the Okavango Delta is a

collaborative book which will serve to:

- Bring biodiversity data to decision-makers;

- Pilot a communication tool for the results of the biological monitoring programme (derived through

indices of biological integrity);

- Raise awareness among stakeholders and particularly decision-makers about the importance of

freshwater biodiversity;

- Contribute to understanding about the usefulness of FWBD as an ecosystem health indicator at

the local scale and its global/regional biodiversity importance particularly as human

encroachment and climate change impact other African wetlands; and

- Describe the potential threats to the Okavango Delta and methods to reduce these, e.g.,

incorporating FWBD information into monitoring, Environmental Impact Assessment (EIA) and

awareness at the political level, e.g., through OKACOM.

Figure 4: Dragonfly in Kwara Concession

© Jonathan Smith

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The point of the book is to make this information attractive and digestible for its target audiences: policy-

makers, decision-makers, politicians (including Ministers and Parliamentarians), OKACOM (the

permanent Okavango River basin commission) members, upriver environmental agencies/groups, donor

agencies, local project administrators, private sector (especially tourism operators), researchers and

students, the media, interested residents, tourists to the Delta, and others. These partners can then play

an advocacy role to ensure that the FWBD is considered in the development planning process.

This tool was central to the impact of the Okavango demonstration site and met the objectives in a

complementary manner to the monitoring mechanism. By providing a tool for advocacy by stakeholders

the Okavango site added another mechanism through which IUCN can ensure its datasets are used to

improve development planning in the Delta.

3. Good Practice Guidelines

Although a difficult area of application for the IUCN dataset, it is critically important to understand how to

get decision-makers to use the available information on biodiversity for development planning. A major

component of the demonstration site was thus to document the process of how this could be achieved

and to share lessons learned in various efforts through this Good Practices Guide. This report aims to

provide guidance on taking that next crucial step – from the availability of biodiversity information to better

decision-making – based on the Okavango Delta case study.

Figure 5: A reed frog in Kwara Concession

© Jonathan Smith

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Part 2: General recommendations from the case study

Documenting and reviewing the experience of the Okavango Delta case study has produced a range of

lessons learned which can provide guidance on what is likely to work in such a situation. Naturally, these

recommendations vary from tightly project-specific, to those which are more general, and are therefore

more widely relevant and replicable. This section reviews the general recommendations from this case

study, focusing on those which have broader relevance, and forming recommended approaches and

courses for other similar projects.

The recommendations are organised into these three overriding themes: strategies for designing

interventions; tools and methods for getting biodiversity information utilised; and adaptive management of

the implementation process. The specific recommendations under each theme are listed below and,

following that, described in more detail.

Recommendations for design strategy

1. Be demand-driven and value-added.

2. Conduct projects as part of a long-term and sustained engagement and partnership.

3. Stimulate local leadership for long-term monitoring through institutions, rather than

projects.

4. Provide “training, training, training” and tools to maintain capacity.

Tools and methods

5. Identify and work with critical local stakeholders who can carry out advocacy.

6. Build trust and identify incentives for information collation and exchange.

7. Understand incentives for academic participation in development work.

8. Be creative in the design of communication tools.

Adaptive implementation

9. Be realistic about the capacity and motivations for each stakeholder group to

contribute to monitoring.

10. Recognise where need exists for external support.

11. Be willing to adapt to changing circumstances in order to reach project objectives.

The expected benefits of sharing these recommendations are better, more focused and effective

strategies, tools and management approaches for integrating freshwater biodiversity datasets into

development planning at the site level.

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Recommendations for design strategy

1. Be demand-driven and value-added.

There needs to be a strong ‘host’ with vision and power/capacity in order to successfully direct different

projects towards a common vision. In the Okavango case, there was an evident demand for the

freshwater biodiversity tool, but complicated arrangements without anyone with both the mandate and in-

house capacity to lead made it difficult to contribute effectively to its development. It would be difficult for

a project without a large budget and long-term engagement to lead such efforts. A similar project would

also need to find specific gaps in which they can contribute based on their relative strengths.

The IUCN project had four key points of value to add to ongoing work - IUCN’s freshwater species expert

networks, its own species dataset, research leading to an overall picture of the different/overlapping

initiatives occurring in the Delta, and momentum behind the development of the freshwater profile book.

The IUCN Okavango project was able to find a niche through which the project could make a tangible and

immediate contribution. Having a clear niche which addressed a widely-acknowledged gap made bringing

key stakeholders on board and working with partners much easier.

2. Conduct projects as part of a long-term and sustained engagement and partnership.

Much has been written about the utility of projects as a modality for conservation initiatives (for example,

McShane and Wells 2004; Jenkins and Williamson 2002; Honadle and Rosengard 1983). In an ideal

world funds would be available for long-term, sustained conservation efforts because, as with medical

care, conservation is better served by preventative measures rather than reactive measures or crisis

management. However, long-term programmatic funds are not the predominant modality of the donor

community, given their host of different pressures involved in accessing and distributing funds.

The benefits of sustained engagement for conservation work at the site level are highly valuable,

however. A long-term affiliation with an ecosystem and the players within can address many critical

bottlenecks to successful conservation efforts such as trust, limited background knowledge, and lack of

relationships or history. Because of the complexity of the operational environment in

conservation/development projects, particularly when local individuals view with suspicion the

involvement of short-term, external staff, organisational challenges are inevitable. Winning "hearts and

minds" is necessary for most conservation initiatives to succeed, but it can take a very long time.

Where IUCN is not or cannot be engaged locally through a country office, it should work to actively

develop partnerships in anticipation of the development of more projects. Ongoing engagement at both

the technical and political levels can be maintained with deliberate forward planning by funded projects.

Where a local office cannot be sustained, it may be worthwhile hiring a Liaison Officer for at least a few

hours a month to attend meetings, give presentations about the organisation, and otherwise remind

stakeholders of its presence and interests in sustaining conservation efforts. Tangible products such as

videos, books, websites/webgroups, user-driven email discussion lists and brochures also outlive project

life-spans and can maintain an important virtual presence.

3. Stimulate local leadership for monitoring through institutions, rather than projects.

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As monitoring is by its nature a long-term endeavour, it should be led from within a permanent institution

to see it through. The Okavango Delta’s long-term monitoring programme has not yet been led from an

institution but has been input to by a patchwork of projects without a strong overall vision. Major funding

has come from a UNDP-GEF biodiversity project, but initiatives as of yet have not been driven from a

permanent, local institution. Ideally, a champion could be identified from government or the University

who could lead and organise efforts into a coherent and demand-driven programme. Encouraging such a

champion could be done through funding incentives, creation of a dedicated position, and awards. The

kinds of communication tools, management reactions possible, and ways to sustain capacity after current

training funding has ended also need forward-thought from the outset. However, recently the DEA has

been promised funding from central government under Botswana’s 10th National Development Plan

(NDP10) for monitoring work to be carried out in partnership with HOORC

Dr Jenny Day’s presentation to the Okavango Freshwater Biodiversity Experts meeting (Day 2007)

emphasised that monitoring for the sake of monitoring just does not yield valuable results. There must be

a vision for what kinds of information is sought, how this information can be collected efficiency (given the

great expense of regular field sampling), whom can be relied on to maintain oversight and quality, and

how results will then be utilised to influence

decision-making. Projects are by definition

time-limited whereas the demand for

monitoring is necessarily long-term. A

permanent institution needs to lead this

process.

4. Provide “training, training, training”

and tools to maintain capacity.

The importance of training and capacity

building efforts for the sustainability of a long-

term biological monitoring programme cannot

be overstated. To maintain quality and

ensure reliable results, appropriate

individuals need to be well-trained and

capable of carrying out the critical tasks at

each stage of the monitoring process. The

process of conducting a long-term monitoring

programme is only worthwhile if the

results/output are of a high quality; low

quality results/outputs will seriously

undermine the viability of the programme.

While a period of piloting through trial-and-

error is required, human capacity will be the

make-or-break factor in the success of a

monitoring programme.

In the case of the Okavango Delta, the

potential candidates for training in monitoring

Figure 6: Water lilies off the Boro channel

© Jonathan Smith

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techniques are highly transient; this poses a major risk to the success of

the programme.1 Government officials are rotated frequently from the

remote Delta posting, there is high turnover in lab staff at the University

research centre, and tourism operator staff are quickly moved around

camps to meet the demands of their core business. Additionally, HIV/AIDS

has taken an immense toll on the availability of individual capacity.

Individuals are often absent for medical appointments, funerals, are ill and

unable to work, or tending to family concerns in this region with 20-39%

HIV prevalence (GoB 2006). Given the expense of one-on-one training

and the degree to which such investment is quickly eroded, creative

strategies to sustain capacity are needed.

The Okavango demonstration site found that the production of durable

training materials such as video courses can be a more sustainable

method to maintain capacity than expensive one-on-one training. “User

friendly” training manuals should be available to act as a refresher for

those who have already been trained and assist in the familiarisation of

others in the monitoring techniques. IIED (Thompson 2002) has devised

guidelines for trainers in participatory learning and action methodologies.

These can provide some inspirational ideas for future monitoring training

methods.

One benefit of reliance on macro-invertebrate monitoring is that the level

of academic capacity required is much less than for chemical monitoring.

Trained volunteers have assisted biomonitoring using macro-invertebrates

since the Save Our Streams (SOS) programme was founded in 1969 in

the United States (Firehock and West 1995). The South African River

Health Programme (see Box 3, at right) successfully relies on volunteers

(amongst others, DWAF Regional Offices, provincial departments of the

environment, conservation agencies, universities and municipalities) to

generate information for improved management of its rivers. Skills

certification through an accreditation programme has been used in the

South African model to ensure that volunteers are adequately trained.

Qualifications for the South African Scoring System method expire and

must be renewed – a recommended method to maintain consistently high

standards of monitoring.

Tools and methods

5. Identify and work with critical local stakeholders who can carry out

advocacy.

1 This risk has been recognized since the initial project document for the pan-African project.

Box 3: South Africa’s River Health

Programme

South Africa’s River Health Programme (RHP) serves as a source of information regarding the overall ecological status of river ecosystems in South Africa. The RHP primarily makes use of in-stream and riparian biological communities (e.g. fish, invertebrates, vegetation) to characterise the response of the aquatic environment to multiple disturbances. The rationale is that the integrity or health of the biota inhabiting the river ecosystems provides a direct and integrated measure of the health of the river as a whole. The objectives of the RHP are to: 1. Measure, assess and report

on the ecological state of aquatic ecosystems;

2. Detect and report on spatial and temporal trends in the ecological state of aquatic ecosystems;

3. Identify and report on emerging problems regarding aquatic ecosystems;

4. Ensure that all reports provide scientifically and managerially relevant information for national aquatic ecosystem management.

The Department of Water Affairs and Forestry is the custodian of the programme and intends to institute legislation formalizing the RHP through the South African National Water Act (1998). The programme is supported by an accreditation programme in order to guarantee a high level of quality across all of South Africa’s provinces. More information on this programme can be obtained from www.csir.co.za/rhp/index.html.

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The working environment of politicians and other decision-makers is a complex mixture of personal

feelings, technical inputs, social pressures, political considerations, and economic realities. Their jobs are

difficult, and involve difficult decisions. They are unlikely to be immediately influenced by detailed

technical reports alone. In reality, detailed technical reports are often not read by the people they are

targeted at. Time and competing priorities are the main culprits for this, rather than lack of interest or

capacity, but it is important to note that the latter do play their part.

Politicians and decision-makers do however respond more directly to pressure from within the

constituencies that they represent. It is thus critical to work with the local stakeholders groups who can

influence the political agenda. Community groups, local non-governmental organisations, industry

associations, traditional leadership structures and other bodies can campaign and raise public awareness

– and then decision makers may then take note of an issue. The role of IUCN or another scientific

organisation not involved in advocacy work is thus to provide appropriate information to support these

groups’ lobbying efforts. The Okavango freshwater profile produced by the IUCN case study is one such

example.

6. Build trust and identify incentives for information collation and exchange.

Open access to conservation information is essential to enable effective decision-making and to empower

those concerned with the management and conservation of biodiversity. Ideally all organisations and

individuals in this field would follow the principles of the Conservation Commons (see Box 4), which

promotes open access to sharing and use of conservation data, information, and knowledge resources by

all sectors of society.

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Box 4: Principles of the Conservation Commons

Principle 1

Open Access: The Conservation Commons promotes free and open access to data,

information and knowledge for conservation purposes.

Principle 2

Mutual Benefit: The Conservation Commons welcomes and encourages participants both to use

resources and to contribute data, information and knowledge.

Principle 3

Rights and Responsibilities: Contributors to the Conservation Commons have full right to attribution for

any uses of their data, information, or knowledge, and the right to ensure that the original integrity of their

contribution to the Commons is preserved. Users of the Conservation Commons are expected to comply,

in good faith, with terms of uses specified by contributors and in accordance with these Principles.

The Principles of the Conservation Commons are in line with

• Principle 10 of the Rio Declaration on Environment and Development: environmental issues are

best handled with participation of all concerned citizens, at the relevant level, and that at the

national level each individual shall have appropriate access to information concerning the

environment that is held by public authorities, and the opportunity to participate in decision-

making processes;

• Article 8(j) of the Convention on Biological Diversity: each Party shall, subject to its national

legislation, respect, preserve and maintain knowledge, innovations and practices of indigenous

and local communities embodying traditional lifestyles relevant for the conservation and

sustainable use of biological diversity;

• Article 17 of the Convention on Biological Diversity: Parties shall facilitate the exchange of

information, from all publicly available sources, relevant to the conservation and sustainable use

of biological diversity, taking into account the special needs of developing countries.

The Conservation Commons Secretariat organised an alliance workshop at the 2008 IUCN World

Conservation Congress (WCC) in Barcelona to address barriers to data sharing. The workshop was

organised in collaboration with Conservation International, Global Biodiversity Information Facility, IUCN,

National Geographic Society, The Getty Research Institute, The Nature Conservancy, and UNEP World

Conservation Monitoring Centre.The purpose of this workshop was to draw attention to the barriers faced

by the conservation community which limit access to biodiversity data and information, and to identify

efforts to collectively address these challenges.

See www.conservationcommons.org for more information.

In practice, lack of trust among parties emerged as a significant barrier to exchange of biodiversity

information at the site level. Local researchers feel that they are usurped by outside agencies and foreign

researchers who access their knowledge and publish an analysis of it quickly, sometimes without due

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credit for their efforts. There is thus great sensitivity about sharing data.

Some data was known to exist which was gathered with public funds.

Such data can be held on for several years without being made widely

available. Appropriate credit for authors in publications with wide

circulation is one incentive which can draw data from sources and the

prospect of having data well-presented and prominently displayed. In

the Okavango case study, production of the freshwater biodiversity

profile and association with the prominent lead author served as an

incentive to draw available data from researchers. The prospect of

having the book co-published between IUCN and the University of

Botswana was an incentive which generated great enthusiasm. The

lead author of the Okavango profile was able to access data which was

not previously available in the public domain for publication.

7. Understand incentives for academic participation in development

work.

Academics play a key role in the development of their (native and host)

countries. This role is most often emphasised in a developing country

context. As individuals, academics may have more or less incentive

beyond personal concern to contribute to development and

conservation. The Okavango Research Centre was initially formed with

a public mandate (see Box 5 at left). However, its placement within the

University structure meant that academic staff were not previously

being adequately incentivised through performance reviews to focus on

research and publication at an academic levelWhile applied research –

for example in the context of the ODMP – does take place, academic

staff time had not previously been specifically allocated for

development or conservation work. Geographic location is also an

issue – the research centre is physically removed from the Delta’s main

town and any stakeholders who do not have access to a private

vehicle. Access to and exchange of scientific results with government

and other stakeholders has not been structurally imbedded into the

modus of operation of government agencies or the research centre –

although in terms of HOORC this is in the process of changing radically

with a new Centre Director. .

Application of data collected to environmental actions through support

for lobbying, public outreach, and practical efforts should also be

rewarded during staff review. The Senior Librarian of HOORC has

sponsored an award for staff who share their knowledge with the wider

community. The Moabi Wa Kitso Award for Knowledge Sharing for the

Okavango Delta is awarded on behalf of HOORC's Library to annually

recognise a person who has made a significant contribution to sharing

of knowledge for the benefit of the Okavango community. Publication of

their results in the Okavango book was one incentive for academics to

contribute to development work. Similar initiatives should be pursued to

Box 5: Origins of the Okavango Research

Centre (ORC)

The origins of the University of Botswana ORC

lie with a government dredging project which

the Department of Water Affairs attempted to

launch in 1991. The project was to deepen,

widen and realign some river bends by

dredging and building bunds. The intention

was to improve the river's flow, enable it to fill

a proposed reservoir in Maun, thus providing

a more reliable and increased water supply to

the district.

A national and international furor arose over

the project. Many residents felt they had not

been adequately consulted; others said they

did not believe it would work, having seen

previous bunding projects fail. Many believed

it would bring a loss of natural resources such

as fish and reeds; others expressed concern

about increased health risks. Local and

regional NGOs and international

environmental organisations such as

Greenpeace protested the plan, and strongly

lobbied the Botswana government to

reconsider. A comprehensive Environmental

Impact Study was carried out by IUCN, which

reported a number of drawbacks to the

project, including environmental damage. the

Botswana government decided to stop the

project.

A major and very positive upshot of the

controversy, however, was Government's

realisation that it lacked sufficient background

knowledge and an adequate scientific base to

formulate policy and management decisions

on the Delta. Government also realised that

an impartial body was needed to monitor

developments in the Delta.

The idea to start a research centre focusing on

sustainable utilisation of the Okavango's

resources was floated. The University of

Botswana, through the Faculty of Science,

expressed interest; and eventually

Government took the decision to create a

research centre as a part of the national

university.

For more information visit www.orc.ub.bw/.

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encourage academic support for environmental monitoring, reporting and outreach as part of the core

work of the Centre.

8. Be creative in the design of communication tools.

Information about the freshwater biodiversity of the Delta was already available in reports and academic

papers, but these tools were not necessarily reaching decision-makers. The Okavango case study saw a

potential niche where the project could add value. The USAID and SIDA-funded Okavango River: Flow of

a Lifeline book (Mendelsohn and el Obeid 2004) can be found on the desk or shelf of most decision-

makers and nearly all policy-makers in the Delta, and widely throughout all of the basin countries. The

reach of that book was unlike that which any academic publication or even magazine article would be

likely to have. The idea to produce a similar product with a distinct focus on freshwater biodiversity came

from the evident reach of the Flow of a Lifeline, in combination with the long-standing plan of HOORC and

others to produce an annual ‘State of the Delta’ report book. This product met several needs among

partners in terms of improving the visibility of relevant research, and stimulating interest in the future

results of the monitoring programme. HOORC produces fact sheets to try to get through to people at all

levels, some of which are scheduled to be translated into Setswana.

There are many ways to reach decision makers with information. The recommendation out of the

Okavango case study experience is to identify what has worked previously and interpret creatively to

meet identified gaps in communication. Such communication products may not have the depth of

information available in the academic material but do stimulate a demand for more and updated sources

of information and can have a significant impact.

Adaptive implementation

9. Be realistic about the capacity and motivations for each stakeholder group to contribute to

monitoring.

Many long-term monitoring programmes involve stakeholders in the sampling of an area through a

structure programme of training and support. The South African River Health Programme is an example

of where this has worked very well. The Okavango Delta’s proposed long-term monitoring programme,

however, relies heavily on the efforts of tourism operators to conduct most of the field sampling for

chemistry and macro-invertebrates. One reason for the shift in proposed responsibility is the evident

capacity restrictions of DWA and HOORC. Other driving rationales behind this shift is that the operators

have available staff, are already located in the Delta, have a business incentive to ensure long-term

conservation of the Delta, and given the availability of resources, should play a greater stewardship role

in the Delta’s management. It has been proposed that contributions to and results from monitoring efforts

are reflected as a milestone linked to the renewal of operators’ lease agreements. A Biokavango

consultancy on lease agreements is proposing such a methodology which could be adopted.

In practice, tourism operators are engaged in business, and must by necessity concentrate on providing a

service to their guests. Human resources are often already stretched to capacity with core tourism duties.

Furthermore, if monitoring targets and results are linked to lease renewals, it is unlikely that any operator

would report negative change - the reliability of the resulting data would therefore be questionable.

Although there are many good rationales behind the contribution of tour operators to the monitoring

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programme, the overall approach seems as yet inadequately thought through. Stakeholders can play a

key role in long-term monitoring programmes, but the designers of these programmes need to be realistic

about how stakeholders can contribute. A strong central body (recall recommendation 3) is still necessary

to maintain quality control of the data. The Department of Water Affairs (DWA) and HOORC can play that

role by sampling at additional locations independent of tour operators. This is the way forward now

proposed.

10. Recognise where need exists for external support.

The Okavango Delta today is relatively pristine, partly as a result of very limited development in northern

Botswana, as well as in upstream countries, and the nature of its economy which is to a large degree

based on ecotourism. Given reasonably good ecological conditions and few actors competing for the

resource, the development of appropriate monitoring tools to start a record of the Delta from these

baseline conditions is essential in the light of increasing tourism and resource use (plus climate change

impacts) in the future. While biomonitoring tools are evidently valuable over a long-term, and to maintain

a record from baseline conditions would yield rich information, groups within the Delta are not

immediately investing in this process. Though the Darwin project (described in Part 3, Section A) is

assisting in the scientific components of this process, the ODMP has little momentum for preventive

interventions at this time.

The Okavango Delta demonstrates a case where the national economic dependence on a wetland

resource is actually quite low. Tthere is instead a heavy dependency in terms of poor people and tourist

commitments. While there is a growing push for nationalisation of the tourism industry, few educated

Batswana are taking up available government grants to establish tourism business and several

businesses in nationalised sectors (Class C mobile safari licenses) have no citizen buyers. Even when

calculating tourism satellite accounts, the Delta is not such a major earner for Botswana when compared

to mining. Diamonds alone account for fully one third of the nation's GDP, over 90% of earnings from

exports, and 50% of government revenues. However, low economic dependence on the Delta has had

the positive attribute that it remains in near-pristine condition.

This presents the difficulty of putting conservation on the political agenda when problems are not yet

acute. Prevention is better than cure is sometimes even difficult in the health sector, let alone the

conservation sector.

Many of the critical partners in the Delta’s conservation are in the upstream countries. Regional NGOs

exist which are concerned about the state of the Delta; for example, the Namibia Nature Foundation,

Desert Research Foundation of Namibia, and the Association for Environmental Conservation and Rural

Development (ACADIR) in Angola. Combined with additional external support, these organisations can

add considerable support and capacity to local efforts led by, for example, the Kalahari Conservation

Society. Since the international community is concerned about conserving the Delta, it needs to support

these NGOs and encourage the development of local civil society groups. Without external support, the

opportunity to conserve the Delta in its intact state could be lost within a generation or less.

Proposals for external conservation funding and technical aid should be considered. International

conservation groups can fill this gap through: technical support for better valuation of the resource (e.g.,

for global biosphere, natural capacity and existence values), improved natural resource accounts and

scenario modeling tools, and creative conservation financing tools such as payment for carbon offsets.

Similar recommendations could apply to other cases where local dependence on a resource is low.

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11. Be willing to adapt to changing circumstances in order to reach project objectives.

The Okavango Delta case study had a set of project activities which had been negotiated and designed

during a planning phase. In subsequent (interim, pre-implementation and early implementation) periods,

some circumstances changed, other projects had addressed some components of the proposed study,

institutional capacity in the proposed host organisation was found to be insufficient, and some

assumptions or preconditions for project success (e.g., that a long-term monitoring programme would be

underway led by ODMP and DWA) had not materialised within the timeframe as originally envisaged.

The first mechanism for getting biodiversity information into development planning was the monitoring

programme, and IUCN’s dataset was in fact taken up in the design of the OKAS. This first phase of the

case study will have a long-term impact. The second mechanism was the Okavango freshwater profile,

and will have the more immediate impact of getting freshwater biodiversity information on the desks of

decision-makers. By developing the second mechanism, the Okavango book, additional benefits were

achieved which will strengthen the development of the long-term monitoring programme and ensure wide

awareness of freshwater biodiversity in the Delta.

In the case of the Okavango case study, benefits were obtained by revising the activities planned to meet

the projects desired results and objectives, rather than continuing to carry out the activities when

circumstances had changed which would have resulted in sub-optimal outcomes. A more detailed

overview of the project, the stages it went through, what changes were made, and what the outputs and

impacts were can be found in Part 3.

Part 3: Case-specific experience and lessons learned

The Okavango Delta demonstration site was one of four case studies across Africa aiming to get

decision-makers to use freshwater biodiversity information in the process of planning development. The

Okavango Delta site used the mechanisms (or entry points) of a long-term water quality monitoring

system and a book to realise its goal. Broader lessons on the process of getting biodiversity information

used in development planning can be drawn from this pilot experience. This section provides a more in-

depth analysis of implementation in the Okavango case study, first through a review of the activities

conducted (Section A) and then a discussion of lessons learned (Section B).

Section A: Activities of the Case Study

Planning and Design Phase (2005-07/2007)

The proposal for the Okavango Delta demonstration site emerged during the formulation of the Okavango

Delta Management Plan (ODMP) in 2005. The Chief Technical Advisor to ODMP identified the need for

improved freshwater biodiversity information to complement the proposed monitoring work which would

inform adaptive management of the Delta. At the IUCN pan-African project Steering Committee meeting a

representative of the (then-planned) GEF-funded Biokavango project fleshed out details of the proposed

case study, which would occur in parallel to the establishment of the monitoring programme. The “value

added” of the IUCN input at the site scale was to incorporate globally significant biodiversity criteria into

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the monitoring work, meeting the GEF project’s need to address “incremental benefits” of global

conservation through their project.

The case study shared a staff coordinator at HOORC with the University College London DEFRA Darwin

Initiative funded project, “Monitoring and Simulating Threats to Aquatic Biodiversity in the Okavango

Delta.”

Two other projects were ongoing at HOORC with complementary objectives - the Biokavango Project

(www.orc.ub.bw/biokavango), and the Darwin project (www.orc.ub.bw/projects/darwin.html). The planned

outputs which were common to the three projects were:

(1) An overview of baseline information on freshwater biodiversity in the Delta,

(2) Development of indices of biological integrity (IBI) or similar ecosystem health assessment

tool(s),

(3) Piloting of a long-term water quality monitoring programme towards better decision-making

for implementation of the Okavango Delta Management Plan (ODMP), and

(4) Capacity building and training for biological monitoring (with different emphasis).

The stages of the project are now outlined and discussed in more detail.

Implementation Phase 1 ((07/2007 – 07/2008)

The first phase activities of the IUCN case study were:

1. An exchange of information on the aquatic freshwater biodiversity of the Delta through an

Okavango Freshwater Biodiversity Experts Meeting (October 2007);

2. Identifying information gaps which were filled through partners’ field surveys within the Delta;

3. Support for training to targeted groups in monitoring water quality through the use of bio-

indicators through the production of a training video;

4. Provision of data for the development of an Index of Biotic Integrity (the OKAS) upon which a

long-term programme for monitoring water quality will be based;

5. Support provided to the implementation of a long-term water quality monitoring programme,

through coordinating existing initiatives; and

6. Documentation of the process through which basic biodiversity information has been integrated in

the development of a long-term programme for monitoring water quality.

These individual activities are discussed in more detail.

Activity 1: Information Exchange and Freshwater Experts meeting

The Okavango Freshwater Biodiversity meeting was held from 24-27 October 2007. The meeting brought

together invited experts from the IUCN Southern African Freshwater Biodiversity Assessment and the

South African River Health Programme to interact with local natural resource managers.

Numerous sessions occurred over the four-day meeting to:

• Indicate and ensure government and partner support for the meeting, which is critical to having

recommendations taken up;

• Obtain detailed overviews of information available in all taxa of interest;

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• Exchange information and consider different interfaces in a Geographic Information Systems

(GIS) and data management session;

• Identify gaps in the data and clarify additional information gathering necessary through field

surveys;

• Present an overview of bio-monitoring programme design theory and practice, with intervals for

interaction on issues of note for the Delta;

• Present long-term monitoring (government, HOORC and private sector represented) and discuss

how to better coordinating these initiatives;

• Enable ODMP to propose how bio-monitoring can best xtox assist in their decision-making

processes;

• Offer technical recommendations by the taxonomic group experts on the design of the monitoring

programme; and

• Collaborate in informal sessions on ongoing and planned initiatives of relevance.

The gathered experts felt that a vision for the biomonitoring programme needs to be more integrated and

work as a cohesive system. It is very possible to produce a useful programme with scarce capacity and

resources if the overall monitoring concepts and mechanisms are well-designed (Day 2007). The experts

recommended a balance in the intention of the effort as to whether the concern is for biotic integrity and

biodiversity versus physical changes in the environment (which could be addressed using different

methods). Indices of biological integrity are useful for fish and macro-invertebrates, but indices for aquatic

plants are hotly debated in terms of their efficacy. Capacity building and data warehousing are critical

components of sustainability of the programme. The availability of reference sites which can demonstrate

unimpaired, or “controlled” portions of the Delta’s different habitats is complicated by the integrated nature

of the Delta’s ecology. A reference collection of samples, therefore, is particularly critical for the Delta.

The “upside down” (neck to surface) flow and potential for “backwashing” (reverse flow) from downstream

Lake Ngami indicates there may not be reference or control sites in the event of flow alteration or

incidence of pollution.

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One key agreement from the workshop was that a baseline "reference state"

would be preferable to "reference sites" as a key component of the monitoring

programme. This is important for the case study as it demonstrates the useful

application of the project’s Phase 1 Baseline Biodiversity Assessment

(Darwall et al) to site-level monitoring. The IUCN biodiversity data set is going

to be of direct practical use in the monitoring programme. A product of the

expert discussion was the review of how useful and complete are the IUCN

Phase 1 data sets; most were thought to be very comprehensive. Point

locality data (missing for plants) should also be collated whenever possible as

simple range maps (as produced in most of the other species assessments,

e.g. amphibians) are not nearly as useful for on-the-ground application.

Two studies which are known to exist and from which the databases would benefit include:

o Aquatic Rapid Assessment (AQUARAP) 2 – Feb 2003 - Low water survey. Funded by

Conservation International. Described in Dallas & Mosepele 2007.

o Spatial distribution of aquatic invertebrates in the Okavango Delta. WARFSA-funded Jan 2005 to

Jan 2006. Described in Dallas et al 2007.

Both of these data sets comprise part of the Biokavango project’s monitoring consultant’s data and

literature review deliverables. Thus, all available species-level data WILL be included in the IBI

development (a key objective of the IUCN project), if not yet in ODIS and the IUCN database. We hope

there will be an ongoing exchange of information between the two databases to ensure both are kept

current.

Figure 7: HOORC Director

introducing the expert

meeting objectives

© Jessica Jones

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Activity 2: Field Surveys

Field surveys were planned to fill identified gaps in knowledge of the Okavango’s freshwater biodiversity.

The surveys which occurred over the course of the project are reviewed below according to taxa: fish,

macro-invertebrates (including molluscs and odonates), and aquatic plants (including algae and

macrophytes). Given the fixed nature of the IUCN project schedule and remote location of the Delta for

researchers, it was often difficult to coordinate field sampling with other projects (see Table 1: Field

surveys proposed and conducted). It was felt that value could be better added to ongoing work in terms of

coordinating this data to a central source.

The ORC has hosted an Okavango Delta Information System (ODIS) database since 2005, which had not

been updated since its first release. ODIS has not been used actively since the development phase of the

ODMP. An updated and more dynamic online tool is proposed to collate data in a central store. As many

researchers of the Okavango are located in South Africa and abroad, this tool should be online and allow

researchers to input their data remotely. Potential risks of this approach for the research centre are

acknowledged. However, HOORC GIS staff are often chasing data which is known to exist but cannot be

released by researchers or government departments, or researchers cannot easily share it. A

comprehensive database would ensure that everyone, in line with the Principles of the Conservation

Commons, could access and use available data. An updated ODIS would also allow data to be

appropriately credited to its author (thereby increasing buy-in), and explain terms of use where

appropriate as some are unwilling to share data if it can be published prior to the author’s opportunity to

do so. There is also plant work being undertaken by researchers Roger and Alison Heath in conjunction

with Kew Gardens and the Biokavango project.

Table 1: Field surveys proposed and conducted

Taxa Status of addressing information gaps

Fish The South African Institute for Aquatic Biodiversity (SAIAB) was scheduled to conduct fish

surveys throughout the ‘panhandle’ region of the Delta under contract with the Biokavango

project. The IUCN case study discussed with SAIAB the possibility of extending their visit to

areas where information gaps were identified, e.g., south of Chief’s Island. The SAIAB team,

was in favour of the idea. However, the Biokavango contract for the fish survey had not been

finalised. It is still unclear when and if the survey will go ahead, and thus the opportunity for the

IUCN project to coordinate on the areas where information gaps exist has passed.

Macro-

invertebrates

The Biokavango project will fund further field sampling of the Delta in 2008 and 2009, to be

conducted by the University of Cape Town’s Freshwater Consulting Group. This group also led

the WARFSA study (high and low water sampling) and the macro-invertebrate component of the

second AquaRAP. Two of four sampling visits had been completed at the time of writing.

The Darwin project has also completed sampling of macro-invertebrates over two years during

four field visits and ongoing work of a locally-funded MSc student. Their data will be incorporated

into the design of Biokavango the macro-invertebrates field study.

Plants A HOORC staff on sabbatical has collected a great deal of field data on aquatic plants for his

PhD.

Combined with the dataset gathered by the Darwin project, there is sufficient information already

available to develop an index of biological integrity (Murray-Hudson, personal communication).

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Figure 8: Sampling for macro-invertebrates near the HOORC campsite in the Okavango Delta

© Jessica Jones

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Activity 3: Training

Training sessions (led by Biokavango and Darwin) occurred partly at a different timescale to this project

but one event by each project overlapped. The IUCN coordinator provided assistance for advertising,

organisation, and production of a training video. The Biokavango project macro-invertebrate monitoring

training was attended by HOORC lab assistants, government officials and tour guides. The macro-

invertebrate monitoring programme at present is premised on the idea that the guides will carry out the

monitoring. Part of the Biokavango consultant’s assignment is to determine whether or not the guides will

be capable of carrying out the collection and identification of samples at family level.

The guides and other participants expressed difficulty in the identifications and requested perhaps to use

common names or some other methods to make the identifications easier. As there is no staff at HOORC

sufficiently trained in macro-invertebrate monitoring to supervise the programme and provide reliable

quality control, it is doubtful that a reliance on tour operators to conduct the monitoring can be effective. It

would be preferable to ensure first that sufficient capacity exists in HOORC to oversee and support the

programme prior to training tour guides to conduct the monitoring. We propose that guides collect the

samples and trained staff in HOORC identify samples and do the analysis. This approach would deal with

the problems of guides identifying things correctly and would also ensure a degree of independence

between the sampling and analysis (to avoid any conflict of interest). This is part of new initiatives

coming under the next National Development Plan.

The South African River Health Programme used a phased approach in establishing their monitoring

programme in each province of South Africa. Those involved in collecting and identifications as well as

quality control and supervision are certified with a recognised accreditation which must be updated at

regular intervals to ensure knowledge is up-to-date. Such an accreditation should be developed in order

to ensure capacity to carry out the programme to a high quality is in place. If the quality of the data

collected is poor, it will be of no use in providing any indication about water quality or wetland health.

Given high personnel turnover in the Delta, strong sustainability concerns regarding the value of face-to-

face training also became evident. The IUCN project added value through the production of a training

video (available at HOORC) in partnership with the Biokavango project’s ongoing macro-invertebrates

training. Sustainable training tools such as videos and manuals can assist to reduce cost of training a

larger number of people, improve the consistency of hand-over among staff assigned to monitoring, and

help to reinforce information gained during the hands-on training session. This strategy has been adopted

by DWA for the Salvinia molesta training. In combination with an accreditation programme (which could

be delivered partly online), these tools could ensure high quality and sustained capacity for monitoring in

the Delta.

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Activity 4: Develop Index of Biological Integrity

IBIs have made great advances over the past ten years, especially in the selection and testing of metrics

and indices. Before an index can be built and tested, the metrics need to be carefully selected to meet

varying objectives (Day 2007). Most approaches today start from a list of dozens of potential metrics and

then use a systematic process to eliminate those metrics that do not meet certain criteria. In the case of

the Okavango Delta, Okavango Scoring System (OKAS), is based on the well-developed South African

Scoring System (in its fifth iteration, see Dickens & Graham 2002) version and is currently being tested by

the Biokavango project.

Activity 4: Develop Index of Biological Integrity

IBIs have made great advances over the past ten years, especially in the selection and testing of metrics

and indices. Before an index can be built and tested, the metrics need to be carefully selected to meet

varying objectives (Day 2007). Most approaches today start from a list of dozens of potential metrics and

then use a systematic process to eliminate those metrics that do not meet certain criteria. In the case of

the Okavango Delta, Okavango Scoring System (OKAS), is based on the well-developed South African

Scoring System (in its fifth iteration, see Figure 10, next page) version and is currently being tested by the

Biokavango project.

Figure 9: Dr Helen Dallas

provides training in

macro-invertebrate

identification to tour

guides at HOORC

© Jessica Jones

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Figure 10: The fifth iteration of the South African Scoring System (SASS5) Score Sheet Source: Dickens & Graham, 2002

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Figure 11: Participants using the OKAS Score Sheet during the macro-invertebrate monitoring training

© Jessica Jones

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Activity 5: Implement the long-term monitoring programme

The fifth activity involves actually implementing the proposed monitoring, putting the sampling protocol

into action, and collecting data. The design of the programme is critical. Design of a long-term water

quality monitoring programme involves:

• Developing a monitoring schedule and logistical plan;

• Determining where to monitor;

• Selecting methods and training on these methods;

• Developing the protocols;

• Providing guidelines to manage data quality;

• Identifying who will do the monitoring and analysis;

• Identifying who will analyse the data (probably HOORC academics);

• Deciding what kind of indicators will be useful for decision-making;

• Determining how the materials will be utilised in planning; and

• Planning for the development of outputs, e.g., a state of the Delta report (Silk and Ciruna 2005).

Initially the Department of Water Affairs had the mandate to lead the monitoring programme with ODMP,

but HOORC later absorbed that responsibility. The Biokavango project has in practice led the

establishment of the programme as it has resources and funding for equipment and consultancies. An

overall vision however, addressing the steps above, has not yet been elaborated. A clear vision for why

the monitoring should take place and for how data would be utilised. A champion within a permanent

institution needs to be identified in order to lead the process of developing the monitoring programme and

seeing it through from design, data collection to influencing decision-makers. The IUCN coordinator

played a role within HOORC to collate the monitoring activities which are ongoing and set targets for

future monitoring activities.

Activity 6: Document the process

The process of trying to get freshwater biodiversity mainstreamed into development planning is of interest

to others trying to undertake similar projects or a long-term effort of utilising biodiversity datasets at site

level. Thus, a major component of the demonstration site was to record this process and share lessons

learned and good practices. The project was documented through a number of modalities: a weekly

“Okavango Update” to the IUCN Project Manager and HOORC supervisor; minutes of weekly

coordination meetings with the Biokavango project circulated to all working on relevant matters, which

served to coordinate the freshwater biodiversity projects in HOORC; weekly meeting with the HOORC

Environmental Monitoring lead to coordinate activities with the ongoing work of HOORC; semi-annual

technical reports; and other one-off reports such as the Joint Projects Document and workshop reports.

An off-line project wiki (user-modified page often used for collaboration and knowledge management) was

later developed to track project issues in order to maintain a single documentation of all issues

encountered (see Figure 12). The Good Practice Guidelines document forms one of the project

deliverables, and intends to summarise the aforementioned sources into a readable yet comprehensive

source.

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Figure 12: Off-line project wiki was used to record implementation

Project management tools from the PRojects In a Controlled Environment (PRINCE2) methodology were

also utilised to manage and monitor the project. Some outputs of this are useful to report on the

processes of the case study. A Product Breakdown Structure (available on request) indicating

dependencies between the IUCN case study activities and other partners was prepared. Risk monitoring

(see Figure 13) was also influential in understanding the potential success of the case study in reaching

its objectives. Like every project, the Okavango Delta demonstration was subject to constant change in its

wider environment and risks which might affect the potential success. The project’s priorities and relative

importance of risks will shift and change over the course of the process.

Figure 13: Example of a risk monitoring chart

The risk tolerance line indicates the level of risk accepted by the project towards reaching its objectives (or business case).

The numbers on the chart link to a risk profile analysis and contingency plan.

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Steering Committee Meeting & Phase 2 Design

The IUCN pan-African Freshwater Biodiversity Project Steering Committee meeting was held in June

2008 at IUCN in Yaoundé, Cameroon. The demonstration site Coordinator proposed to the project’s

Steering Committee a change in approach. The idea of a freshwater biodiversity profile for the Okavango

Delta was introduced. The Steering Committee agreed that a change in approach would be necessary to

meet the objectives of the case study and to look into the potential of utilising remaining time and funds to

produce a profile of the Delta. It was observed that John Mendelsohn’s previous book, Okavango River,

the Flow of a Lifeline, had been extremely well received, particularly in Botswana and Namibia. That book

had resulted from a SIDA and USAID-funded basin-wide project to share information and had been

enormously for several years after the close of that project. The profile would get available freshwater

biodiversity information on the desks of decision-makers and build anticipation for the results of the

monitoring programme.

The Okavango Delta case study proceeded to re-orient activities in order to deliver the project objectives

through this second mechanism, or entry point, for getting the IUCN dataset used in development

planning. The (as yet untitled) freshwater biodiversity profile of the Okavango will fill a niche among

ongoing work to:

- Get reach decision-makers directly with freshwater biodiversity information;

- Raising awareness among stakeholders and particularly decision-makers about the importance of

freshwater biodiversity;

- Generate understanding about the usefulness of FWBD as an ecosystem health indicator at the

local scale and its global/regional biodiversity importance particularly as human encroachment

and climate change impact other African wetlands;

- Describe the potential threats to the Okavango Delta and methods to reduce these

- Understand how freshwater biodiversity fits with development planning and entry points for it such

as monitoring, Environmental Impact Assessment (EIA) and awareness at the political level, e.g.,

through OKACOM; and

- Piloting a reporting tool for the biological monitoring programme.

Most of the necessary information for the profile was already available in the public domain, collated

through the IUCN Southern African Freshwater Biodiversity Assessment and through academic reports of

surveys funded by Conservation International and WARFSA. The point of the book is simply to make this

information attractive and digestible for the target audience which includes policy-makers, decision-

makers, politicians (including Ministers and Members of Parliament), OKACOM, upriver environmental

agencies and civil society groups, donor agencies, local project administrators, private sector (especially

tourism operators), researchers and students, the media, interested residents, tourists to the Delta, and

others. These partners can then play an advocacy role to ensure that the FWBD is considered in the

development planning process.

Phase 2: Partners in Okavango freshwater biodiversity profile (09/2008-05/2009)

IUCN, HOORC, the Darwin project, the Biokavango project and SAIAB are all now partners in executing

the Okavango freshwater biodiversity profile. John Mendelsohn, lead author of the Flow of a Lifeline, has

been contracted by IUCN as the lead author on the project. Partners are utilising Huddle

(www.huddle.net), an online collaboration tool, to set deadlines, share folders and large documents and

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eventually for collaborative document editing. At the time of writing2, the author had conducted a field visit

and obtained numerous agreements by HOORC staff (and other people) to contribute in different ways to

the book. Many see the book as a great opportunity to produce an accessible review of the Delta's

biology and functioning. The first run of the book funding by IUCN is targeted to 500 decision-makers in

the basin countries. Subsequent editions will be supported by partners who will ensure that the book

reaches a really wide audience.

Concerns around authorship were revised and researchers are incentivised by publication credits. A

hybrid between academic style publication and general interest publication style of crediting was devised.

It is expected that the writing and revision continue until February or March 2009, followed by professional

layout and printing in April or May of that year. An electronic (PDF) version of the book will be available

for download on the websites of the partners involved.

Ensuring sustainability of the investment (from 2009)

The IUCN case study was designed with sustainability of the EC investment at the scale level in mind.

The IUCN southern African freshwater biodiversity dataset (Darwall et al 2009) has been utilised in the

development of the Delta’s IBI, the OKAS. Thus, it will have a long-term impact through the development

of a long-term monitoring programme. The Okavango freshwater biodiversity profile will have an impact

beyond the lifespan of the project, as well, and likely remain on decision-makers desks for years to come.

Follow-on activities proposed to ensure that the objectives of the case study are strengthened and

ensured into the future. These are:

• To utilise IUCN’s convening power for a visioning exercise with stakeholders on the monitoring

programme and sense of how that information should be utilised, who should do what and what is

realistic, scaling up;

• Long-term funding support to develop a centre for freshwater biodiversity monitoring, with a staff

post dedicated to this endeavour. The centre could be within ODMP, HOORC or affiliated to

these with a development mandate;

• Funding to update ODIS into a dynamic web-based tool with reporting features and the ability to

be user-driven; and

• Relationship development in Botswana since the IUCN country office has closed. Hire a part-time

individual to represent IUCN at local meetings, keep up relationships, support future work, collate

news on relevant topics, and enable future project development.

2 December 2008

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Figure 14: Elephants traversing Chief’s Island in the Moremi Game Reserve

© Jonathan Smith

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Part B: Lessons learned

Many lessons were learned in carrying out the process of getting freshwater biodiversity information into

development planning in the Okavango case study. Lessons were learned in the process of designing the

demonstration site interventions, in developing tools and methods for getting biodiversity information

utilised, and in the adaptive management of the implementation process. These are presented bellow

with a brief description, relevance or application in the Okavango case, and link to the recommendation in

Part 2 which the lesson has substantiated.

Lessons for design

1. Smaller projects may need to find a specific niche in order to work very well.

2. There can be drawbacks to the project modality for conservation work.

3. There must be a clear lead institution for a long-term monitoring programme to function

effectively.

Methods lessons

1. Human capacity is the most important factor in the long-term success of a monitoring programme.

2. One-on-one training methods alone are ineffective in situations of high turnover and erosion of

capacity through high HIV prevalence.

3. Information is important, but without a strong mandate there is not much of a drive for decision-

makers to use that information.

4. Lack of trust can hamper exchange of information and collation of available information into

databases.

5. Incentives can draw out information that individuals or organisations are reticent to share.

6. Research centre staff are focused on academic research and have few professional incentives to

contribute to development work.

7. Technical reports do not necessarily reach decision-makers.

Adaptive implementation lessons

8. The monitoring programme relies too heavily on the efforts of tour operators to carry-out the

monitoring programme.

9. Because the Delta is in such good ecological condition, there is little urgency about conserving it.

10. There are great benefits to be had by re-focusing the activities in light of changes in order to

reach desired outcomes.

Lessons for design

Lesson Description Relevance or application Linked recommendation

1. Smaller projects

may need to find

a specific niche in

Even if project is well-

designed it may overlap

with or conflict with other

The IUCN project found a

niche in which it could

contribute through the

1: Be demand-driven and

value-added.

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Lesson Description Relevance or application Linked recommendation

order to work very

well.

project or institutional

mandates. Project designs

need to be very clear on

what they can do, and how

they will add value to

ongoing work in a manner

which partners demand.

freshwater book. After a

re-design of the project

activities (meeting the

same objectives) the

process of implementing

the project became much

easier.

2. There can be

drawbacks to the

project modality

for conservation

work.

Projects can take a very

long time to become

established. Getting to

know the relevant actors,

understanding the political

situation, and clarifying

how various initiatives fit

together can be a

challenging process.

During the course of the

project the IUCN office in

the capital city closed and

the IUCN’s funding for the

ODMP ended.

It would be advisable for

IUCN to hire a part-time

person in-country to

maintain a presence there,

even though country staff

have been transferred to

Pretoria.

2: Conduct projects as part

of a long-term and

sustained engagement and

partnership.

3. There must be a

clear lead

institution for a

long-term

monitoring

programme to

function

effectively.

The monitoring programme

was originally meant to be

lead from within ODMP,

the DWA, then HOORC

but efforts were also

coming from specific

projects. It was not clear

how all of these efforts fit

together, how the data

resulting would be utilised,

what kind of information

was sought, and how this

could reach decision-

makers.

Monitoring for the sake

of monitoring just does

not yield valuable

results. For the results of

the monitoring programme

to be effective, there needs

to be an overriding vision

and clear objective for all

of the monitoring efforts,

and it needs to come from

within a permanent

institution.

3: Stimulate local

leadership for monitoring

through institutions, rather

than projects.

Methods lessons

Lesson Description Relevance or application Linked recommendation

4. Human capacity

is the most

important factor in

the long-term

success of a

monitoring

programme.

5. One-on-one

training methods

alone are

Investments into training

are lost through high

turnover, loss of capacity

to HIV impacts, lack of

handover and general

mobility of staff in the

Okavango Delta. Without

appropriate staff

resources, the monitoring

programme will not be

The case study proposed

and produced a training

video to supplement one-

on-one training. Other

tools such as training

manuals and an

accreditation programme

should be utilised to

secure and then insure

capacity.

4: Provide “training,

training, training” and tools

to maintain capacity.

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Lesson Description Relevance or application Linked recommendation

ineffective in

situations of high

turnover and

erosion of

capacity through

high HIV

prevalence.

worthwhile to carry out.

6. Information is

important, but

without a strong

mandate there is

not much of a

drive for decision-

makers to use

that information.

IUCN is not itself able to

advocate but can support

the advocacy work of

others with scientific

information.

Decision-makers respond

to pressure from the

groups that they represent.

IUCN can stimulate these

groups to carry out

advocacy through

presenting them with

accurate information in a

digestable format.

5: Identify and work with

critical local stakeholders

who can carry out

advocacy.

7. Lack of trust can

hamper exchange

of information and

collation of

available

information into

databases.

8. Incentives can

draw out

information that

individuals or

organisations are

reticent to share.

The Okavango case study

struggled to get available

information on the Delta’s

freshwater biodiversity

which was known to exist.

Lack of trust has been

cited by many working

(e.g., Johannesen 2007;

Soderstrom et al 2005) in

the Delta as a major

barrier to the collation of

information.

Researchers want to

publish their work in a

format in which it can be

prominently credited and

recognised. The Okavango

book was useful in drawing

out those data which were

known to exist but not

previously shared. Ideally,

though, everyone working

in conservation would

follow the principles of the

Conservation Commons

and share their available

data and information freely

for the public good.

6. Build trust and identify

incentives for information

collation and exchange.

9. Research centre

staff are focused

on research and

have few

professional

incentives to

contribute to

development

work.

ORC did not have specific

staff time allocated to

contribute to development

work. There were a lack of

incentives for this and it

was hard for academics to

find time for applied work.

Incentives should be

shifted to meet the public

mandate of the centre.

Rewards and incentives

should be developed to

address the outreach gap.

The library award and

book are two examples

where this has been

successful.

10. Technical reports

do not necessarily

reach decision-

makers.

We need to be more

creative in the design of

communication tools and

use what works. The Flow

of a Lifeline book had

exceptional reach in the

Delta as well as the basin

countries.

The Okanvango freshwater

profile used the same lead

author and format as the

Flow of a Lifeline book,

and expects a similar

reach to be obtained.

8: Be creative in the

design of

communication tools.

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Adaptive management lessons

Lesson Description Relevance or

application

Linked recommendation

11. The monitoring

programme relies

too heavily on the

efforts of tour

operators to

carry-out the

monitoring

programme.

Tour operators have

business priorities to

attend to and cannot be

relied on to collect

information which could

potentially affect the

renewal of their lease

agreements.

Stakeholders can play a

key role in long-term

monitoring programmes,

but the designers of

these programmes need

to be realistic about how

stakeholders can

contribute.

9: Be realistic about the

capacity and motivations

for each stakeholder group

to contribute to monitoring.

Also, 3: Stimulate local

leadership for monitoring

through institutions, rather

than projects.

12. Because the

Delta is in such

good ecological

condition, there is

little urgency

about conserving

it.

The Delta could change

dramatically within a

generation or less if

preventative conservation

measures are not adopted.

The monitoring programme

should ideally start from

the “baseline” condition in

order to detect any

changes which might

occur.

More work on conservation

financing and targeted

research is recommended.

10: Recognise where need

exists for external support.

13. There are great

benefits to be had

by re-focusing the

activities in light

of changes in

order to reach

desired

outcomes.

The first phase activities

were slow to realise the

objectives which were

meant to be met through

the Okavango case study.

A re-evaluation of the

activities helped to directly

and effectively meet the

main objective of the

demonstration site.

This approach proved

valuable in the Okavango

case study.

11. Be willing to adapt to

changing circumstances in

order to reach project

objectives.

Part 4: Practical guidance for successful interventions in the Okavango

Delta

This section aims to enhance the knowledge of individuals and institutions undertaking similar

conservation efforts in the Okavango Delta. Context is very important: countless projects fail because

they fail to understand the local culture, protocol, politics, stakeholder interests, individual relationships, or

the wider environment of the intervention. The Okavango case study focused on the Delta and was

administered from Maun, at the southern extreme of the Delta’s Boro River channel. A former HOORC

Adjunct Professor gives a useful introduction to the layered interests at play in managing the Delta in light

of its downstream position from Angola and Namibia (see Box 6).

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Key aspects of the Delta and its biodiversity, economic value and other features can be found elsewhere

in published material. Useful sources of information are:

• The forthcoming profile of the Delta’s freshwater biodiversity (Mendelsohn et al 2009)

• Okavango River: the Flow of a Lifeline (Mendelsohn and el Obeid 2004)

• The Okavango Delta Management Plan, available from the Ramsar Convention Secretariat3

• Publications of the USAID Integrated River Basin Management Project (IRBM)4

• Flow : information for Okavango Delta Planning, the HOORC Library blog5

This section focuses primarily on those insights which can be gained through on-the-ground experience.

The notes below highlight issues which may change in importance over time, but should be considered in

future interventions: language and gender roles, protocol and the culture of consensus, the political

economy of the Okavango Delta, the establishment of regional governance mechanisms, barriers to data

sharing, the impacts of HIV/AIDS on capacity, and regional unrest.

3 Online at www.ramsar.org/wurc/wurc_mgtplan_botswana_okavango.pdf

4 From www.irbm.co.bw/Publications.htm.

5 At flowhoorc.blogspot.com.

Figure 15: A meandering channel of the Okavango Delta

© Jonathan Smith

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Box 6: Views of the Okavango River

When one speaks of the Okavango River a variety of images come to mind. How one thinks about and values the

resources of that river depend very much on where one sits and what one does while sitting.

For a conservation desk officer located in Berlin or London or Washington, starved of green spaces and horizons,

whose senses are brutally assaulted by late-modern life, the Okavango is both idyllic symbol of the pre-modern and

functional storeroom of the biosphere. For a Motswana, squatting in a Delta reed bed during the high flow season,

collecting reeds or fish, livestock grazing and watering nearby, the river is a life-sustaining artery flowing variably

through a harsh physical environment. For a member of the Department of Water Affairs, sitting in Windhoek,

worrying about dam levels, AGOA-driven development directives and population influx, the river appears primarily

as a factor of production, a resource that must be harnessed if standards of living are to be maintained and

livelihood options improved not only in Windhoek but throughout the central highveld.

The value of the river differs slightly for a member of Botswana’s inner elite – someone in Cabinet, or a Permanent

Secretary perhaps. Well-paid and interested in business opportunities, you are late in recognising the economic

potential of tourism in the Delta region. The river for as long as you can remember has been very far from the cut

and thrust of every day politics in Gaborone, though there was that unfortunate incident some fifteen years ago

when a government proposal to dredge the lower Boro river, upstream of the village of Maun, and transfer water

to Orapa Mine did raise a significant public outcry among residents of Ngamiland. Thus, the tourism sector is

dominated by foreigners – tour operators from South Africa, Australia, England, the United States – and you are

now interested in getting in on the action. The lower Okavango, particularly the Delta, to you is also a factor of

production, but tourism is mainly a non-consumptive, post-industrial service industry.

Of all riparian state and basin dwelling actors, the Okavango resides furthest from the minds of policy makers in

Luanda. Beleaguered for decades by a pernicious rebel movement, UNITA, assisted variously by South Africa and

the United States, you have long been preoccupied with economic and political survival. Moreover, your party and

your interests are very much Luanda and north of Luanda-centred. The oil from Cabinda is your lifeline, not water

from the Cubango and Cuito river systems that ultimately join to form the Okavango. Indeed, there are many rivers

and much water in Angola; the Okavango is of little concern to you. But you do know that your neighbours,

Namibia and Botswana, long allies in the struggles against colonialism, apartheid and more recently war in the

DRC, are very interested in the resources of the Okavango River Basin (ORB). You want to accommodate them, but

you have interests in other river basins shared with Namibia. Perhaps you can use the Okavango as a bargaining

chip for mutual gain. At the same time, as a participating member of the Southern African Development

Community (SADC) in the post-civil war era, you would like to play by the regional rules – although, unsure of what

these mean for your sovereign right to act as a state, you have ratified almost none of the regional protocols.

From Swatuk (2005)

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Language and gender roles

While English is Botswana’s official language, Setswana is the national language. Much daily activity

occurs in Setswana, crucially in terms of negotiation and building informal links. Often key parts of

meetings take place in Setswana or another local language. Have a well trusted local-language speaker

on your team. Despite widespread adoption of English as the official language of government and

business, estimates of the proportion of Batswana who have any knowledge of English range from 35 to

40% (Bagwasi, 2003). Any individuals working in (or planning to work in) Botswana should at least have

familiarity with basic terms and working ability with greetings. This is valuable, and helps build trust, but

does not replace the above. A citizen of Botswana is referred to as a Motswana. The plural of this is

Batswana, and the language of the Tswana people is Setswana. Some of the basic phrases to get started

are available online.

Ikalanga is also widely spoken in academic, government and professional spheres. The Kalanga people,

though representing only 150,000 of Botswana’s population, invest heavily in education and thus are

strongly represented in advanced positions, for example in the management of the Delta. It may also be

worthwhile to invest time learning at least basic greetings in Ikalanga.

Botswana has a predominantly patriarchical culture, where men are assumed to be leaders and parallels

to traditional family life are often drawn. When considering candidates for a position or looking to

leadership in a meeting for example, gender as well as age can be key deciding factors. It is disrespectful

for women to wear trousers in a village. Particularly at a kgotla (public meeting), women must wear long

skirts. Women may be sent home to change or asked to leave the meeting if not attired correctly. Foreign

women may be excused from this rule in a town but it is best to demonstrate respect as best possible and

wear skirts to public events.

Sources for further guidance:

- Basic language guides can be ordered online6

- The Expat Women guide for women overseas has some general guidance as well as the option to be

linked with a mentor in Botswana7

Protocol and the culture of consensus

In the workplace, appropriate protocol is of paramount importance and essential to demonstrate proper respect for Botswana’s institutions and senior/high-ranking individuals. The guidance (in Table 2) below reflects general experience.

6 For example from, www.day12.com/phrasebook_setswana.htm.

7 Online at www.expatwomen.com/countries/links_botswana.php.

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Table 2: Notes on protocol

Address

Women as “Mma” or “Mme” for highest respect. Address men as “Rra” or “Rre” to

denote highest respect.

Greetings Greetings are very important. Make time to greet everyone in a room.

Titles

Anyone with a PhD is called Doctor, as well as medical doctors.

Meetings

Meetings are opened with prayers.

Budget at least two hours for speeches at the beginning of an open meeting.

Allow sufficient time for comments and discussions, around 50% of the agenda.

Requests,

Invitations

Send letters from the highest individual in an organisation, or as high as feasibly

possible.

Consultation is absolutely critical. The process of discussing to reach consensus is highly valued in

Botswana, with roots in the traditional kgotla system. For important decisions, a kgotla (public meeting),

must be arranged. It should be run by a senior official in concert with the traditional local leaders, and

outcomes are always arrived at by consensus. In fact, it’s a little more subtle than this: the outcome can

often be accurately predicted, even if the path to reaching it cannot. The kgotla does not let everyone

have a hand in making a decision, but in discussing it, and thereby feeling part of it. Anyone at all is

allowed to speak, and no one may interrupt while someone is "having their say". This custom of allowing

everyone their full say is carried over into meetings of all kinds, from discussing a budget to a staff

briefing, and can mean meetings last many hours. It is critical to allow enough time for this process,

because decisions just do not go forward without full support, and any decisions which do are likely to

suffer heavily and probably fail from lack of support.

Sources for further guidance:

- Insight into the culture and customs of Botswana can be found at the Centre for Intercultural

Learning, a Canadian foreign service training office8

- The Botswana embassy in Japan also provides detailed notes on culture9

- A Doing Business in Botswana guide can be purchased which covers business culture, doing

business, business customs, etiquette and business protocol10

8 Online from www.intercultures.ca/cil-cai/intercultural_issues-en.asp?lvl=8&ISO=BW&SubjectID=2.

9 Found online at www.botswanaembassy.or.jp/culture/body2_1.html.

10 Order from www.worldbiz.com/index.php/cPath/32.

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The political economy of the Okavango Delta

Botswana is under pressure to diversify its economy away from a reliance on mining. Emphasis has

shifted to the tourism industry to provide more jobs and wealth (through ownership) for Batswana. While

the tourism industry has exceeded expectations in terms of environmental management, and some of the

Delta’s camps are world-renowned for environmental performance, it is worth noting the political tensions

that surround tourism development in the Delta. International organisations can easily be seen to be

siding with the largely foreign-owned tourism industry, for example as these companies are celebrated by

international recognition of their environmental initiatives and leadership.

A local view is that Delta tourism is “enclave” tourism, or “internal colonialism.” As described by a HOORC

researcher, it is held that, “socio-economic benefits such as better paying jobs, particularly those in

management, are occupied by expatriates. The dominance of the industry by foreign investors and the

non-local investment [has] reduced control over local resources … the loss of local autonomy is certainly

the most negative long-term socio-cultural effect of tourism in a destination area. A local resident may

also suffer a loss of sense of place, as his/her surrounding is transformed to accommodate the

requirements of a foreign-dominated tourism industry. Interviews with the local people in the Okavango

indicate that there is a general assumption that the Delta has been taken from them by government and

given to foreign tour operators” (Mbaiwa 2005). It is important to be aware of the strong feelings

presented by tourism development, and particularly the apparent linkages between international NGOs

and ecotourism operations. Internal correspondence from safari operations has been leaked to the

national media which demonstrate racism by safari operators. A balanced approach working in the Delta

should be taken where international conservation organisations do not work with tour operators to the

apparent exclusion of local groups.

Sources for further guidance:

- The Ngami Times newspaper, especially The Maun Shuffle editorials11

- HOORC tourism unit research papers and Flow blog updates12

- The update of Botswana’s tourism policy (when released by the Botswana Tourism Board) and

background paper, Tourism Policy For Botswana: Key Issues Affecting Botswana's Tourism

Competitiveness

The establishment of regional governance mechanisms

The potential impact of regional governance mechanisms is yet to be truly tested. As Angola and Namibia

are still charting out their development paths, the nature of the pressure on the Delta is still unclear to

some degree and the effectiveness of these institutions cannot yet be determined. The establishment of

the OKACOM and Kavango-Zambezi Transfrontier Conservation Area secretariats in Maun mean that

conservation work for a very wide area will be concentrated in one location. These institutions comprise

governance mechanisms for the Okavango, Zambezi and the Kwando/Linyanti/Chobe systems, the “four

11

Online at ngamitimes.com. 12

Directly from flowhoorc.blogspot.com/search/label/Tourism.

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corners” tourism region (the point at which Botswana, Namibia, Zambia and Zimbabwe meet, around

Impalila Island), and Angola’s rivers (as the source of most of the regions’ rivers). The establishment and

application of these governance mechanisms are thus of great interest to the whole region’s

conservation.

Sources for further guidance:

- Watch local news sources such as the Ngami Times, The Namibian newspaper, All Africa Global

Media, and Jornal de Angola (in Portuguse only) for details on emerging developments13

Barriers to data sharing

Data sharing and collation of available has proved to be a difficult issue in the Delta and the basin

countries. Johannessen’s (2007) review of this issue, through interviews with partners, found that lack of

trust in the Delta community is a significant barrier to data sharing and developing common

methodologies in data collection. Soderstrom et al’s (2005) recent experience in the basin found:

Even in the seemingly cut and dry task of assembling data into a searchable database,

trust between parties is of paramount importance. Data is perceived as power and

sharing data can be perceived as relinquishing power. Data requires significant

investment to collect and maintain. Data is the foundation for specialised knowledge and

many researchers, organizations, and other groups base their reputations and self-worth

on the specialised knowledge they provide. To share data can be interpreted as risking

one’s advantage.

Incentives to draw out data need to be explicitly developed for data collaboration to work.

Sources for further guidance:

- The recommendations of Good Practice Guidelines contain some tools (prominent publication,

awards) which have worked in the Delta

- User-driven and -owned monitoring tools like Namibia’s Event Book system place incentives up-front

at the collection stage: users share the data because they benefit from improved management. See

Stuart-Hill et al (2006) for guidance.

The impacts of HIV/AIDS on capacity

Botswana has one of the world’s highest rates of HIV infection. Prevalence fell from 36% in 2001 to 32%

in 2006, though largely due to mortality impacts. Prevention efforts have begun to work, though, and HIV

prevalence among women in Botswana between the ages of 15-19 and 20-24 has fallen to 17.8% and

30.6%, respectively, the lowest levels since 1992.

13

News available online respectively at www.namibian.com.na, www.allafrica.com, and www.jornaldeangola.com.

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Impacts of high HV prevalence on the capacity for conservation work have been documents (e.g., in KCS

2008; Oglethorpe and Gelman 2005) and include:

- The loss of productivity for law enforcement, policy, research, education, tourism, community work

and protected area management;

- Loss of institutional memory;

- Threat to conservation partnerships and modalities;

- Loss of investments into training;

- Diversion of conservation funds to the morbidity and mortality costs associated with AIDS, including

funerals, sick leave, and training for new staff.

Combined other factors such as a lack of succession planning, lack of handover to incoming personnel,

and high turnover and mobility in the Delta’s organisation, investments in training eroded lost at an

astonishing rate. It is critical to design conservation interventions in recognition of these realities. Ideas to

mitigate loss of knowledge focus on investment knowledge management, database of reports, thematic

wikis, videos, etc. HIV/AIDS and Environment Working Groups (HEWGs) have formed in Namibia and

Botswana to address interlinkages between AIDS and environmental sustainability and can provide

detailed advice.

Sources for further guidance:

- HEWGs can be contacted through the UNDP country offices and have an online presence.14

- Other hubs for information are a Frameweb site HIV/AIDS & Natural Resource Linkages and the

Africa Biodiversity Collaborative Group15

Regional unrest

The crisis in Zimbabwe has a destabilizing effect on the entire southern African region. Botswana’s

Chobe and Ngamiland Districts are frontlines for refugees exiting to through the northern and western

borders. The official number of Zimbabwean refugees according to government statistics in 2007 was

approximately 250,000 - a number which is growing as conditions in Zimbabwe continue to deteriorate

(e.g., the recent cholera outbreak). The crisis could already be diverting the time of government officials in

the region and resources institutions in Botswana.

14

At hewg.collectivex.com/main/summary. 15

Online at www.frameweb.org/ev.php?ID=6786_201&ID2=DO_TOPIC and www.abcg.org respectively.

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