+ All Categories
Home > Documents > Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

Date post: 10-Apr-2018
Category:
Upload: k-rajasekharan
View: 216 times
Download: 0 times
Share this document with a friend

of 34

Transcript
  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    1/34

    DRAFT COPY

    1

    PROJECT REPORT

    ORGANISATION DEVELOPMENT FOR KILA

    SUBMITTED TO KILA

    PREPARED BY - IRMA FACULTY

    Prof. DEBIPRASAD MISHRA

    Prof. SASWATA NARAYAN BISWAS

    Prof. NIVEDITA KOTHIYAL

    Prof. AJAY DANDEKAR

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    2/34

    DRAFT COPY

    2

    1. BACKGROUND

    Kerala Institute of Local Administration (KILA) is a unique institution in several

    ways. Kerala Institute of Local Administration (KILA), the lead institution in

    capacity building of local governments was established in 1990, on the pattern

    of a national institute, with the main objective of strengthening local

    governance through training, research and consultancy. With a view to

    develop it as an institution of excellence, KILA was registered as an

    autonomous institution under the Travancore-Cochin Literary, Scientific and

    Charitable Societies Act 1955. Kerala Institute of Local Administration (KILA)

    is synonymous with decentralisation and local governance. The best of its

    kind in the third world, KILA aims to address the emerging issues of

    decentralised governance at the grass roots through a plethora of divergent

    activities like training, research, consultancy, policy advice, publications and

    information services. KILA thus became a harbinger of the emerging dawn of

    vibrant local democracy.

    KILA is the only Institution in India that functions with the sole mandate of

    promoting decentralised governance both in urban and rural areas. As a result

    of this, efforts are on to establish KILA as an international training centre on

    local governance and declare KILA as the SAARC centre of excellence in

    local governance

    As the nodal institution for training, research and consultancy for the Local

    Self-Government Institutions in Kerala the Institute engages in different

    capacity building activities of the local governments, both rural and urban.

    Training continues to be the dominant activity of KILA, with an out turn of

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    3/34

    DRAFT COPY

    3

    around one lakh trained manpower in Kerala. The institute also conducts

    research studies and has brought out a number of reports and working papers

    on the related issues of local governance and developmental paradigms. KILA

    has been engaged in the capacity building activities for local governments in

    Kerala since its establishment in 1990.

    KILA actively collaborates with many national and international agencies like

    Swiss Agency for Development and Co-operation (SDC), United Nations

    Development Programme (UNDP), UN-HABITAT, and Housing and Urban

    Development Corporation (HUDCO) with a motive of deepening local

    governance. KILA collaborates with the Sri Lanka Institute of Local

    Governance and All India Institute of Local Self Governments, Mumbai to

    conduct international course in decentralised governance and poverty

    alleviation.

    The primary stakeholders, i.e., the local governments, were among the

    founding members and have a sizeable representation in its governing

    council. Growth in its institutional profile has happened in tandem, and also in

    conjunction, with one of the largest initiatives in decentralisation undertaken in

    the country. As a result, KILA has been a key participant and also a

    repository of direct knowledge of the decentralisation process and local

    governance as it has unfolded in Kerala. Lastly, it has in recent years

    emerged as a major training centre for the peoples representatives and local

    government officials in the matters of institutionalising local governments, both

    in the rural and urban areas. The democratic decentralization process in

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    4/34

    DRAFT COPY

    4

    Kerala is also an innovative developmental initiative for the developing

    societies of the world.

    The capacity building strategy adopted for decentralization in Kerala with the

    support of SDC has attained wide currency and its learning can be adopted in

    other States and other countries in the South Asian region. There is a

    massive demand from other States of India and the countries in the South

    Asian region for organizing study visits and training programmes at KILA on

    democratic decentralization, decentralized participatory planning, local

    governance and democratic accountability. Therefore, it is an urgent need of

    the day to strengthen KILA and SIRD as a Centre of Excellence in

    Decentralization and Local Governance.

    Though KILA had a remarkable trajectory until now, it is engaged in the

    process of taking stock of its past and looking ahead towards its future. One

    of the future agenda is congregate the activities of KILA and SIRD and to

    ensure effective and more fruitful functioning of the organisation as a lead

    institution of excellence in decentralization and local governance.

    In April 2008 KILA organised a vision workshop to build the perspectives for

    future and also to build a road map towards 2020. The workshop focused on

    the present context in which KILA was placed as well as looked at the future

    critically in the newly emerging context. It identified six thematic areas and

    the discussions resulted in identifying the goals, objectives, outputs and

    activities relating to the specific themes. KILA has invited the Institute of Rural

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    5/34

    DRAFT COPY

    5

    Management, Anand (IRMA1

    i. IRMA would undertake a Comprehensive Strategic Planning exercise

    as part of OD Study for KILA and SIRD. This exercise would have a

    build in understanding of the history of KILA and SIRD, also address

    the evolving demands and possibilities to create a comprehensive

    roadmap to realise the shared vision of the primary stakeholders of

    KILA and SIRD.

    ) for conducting an Organisational Development

    (OD) Study for KILA and SIRD. Based on a days consultations at KILA the

    following terms of reference have emerged;

    a. IRMA would facilitate the process of generating organisational

    configurations/designs that would enable the stakeholders of

    KILA and SIRD to make a suitable choice in terms of creating an

    organisational structure and mechanism required to walk the

    path as outlined in the Strategic Plan Document to realise the

    desired vision.

    ii. IRMA would prepare a comprehensive OD Report for the reengineering

    of these two institutions and integrating them into a common entity to

    create a Centre of Excellence in Decentralization and Local

    Governance with all modern facilities and requisite human resources.

    1IRMA shares several similarities with KILA. A product of the Operation Flood movement, IRMA was

    founded by its most significant stakeholders, i.e., Dairy Cooperatives, who continue to constitute the

    most significant proportion of the membership of its General Body.

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    6/34

    DRAFT COPY

    6

    iii. The OD Report would give recommendations for developing KILA and

    SIRD as lead learning institutions in the country and in the South Asian

    region in the area of decentralization and local governance.

    iv. IRMA would facilitate the process of Organizational Development of

    KILA and SIRD and give clear insights to strengthen these institutions

    as national and international resource centres in the area of Gender

    Planning and Budgeting, Natural Resource Management,

    Decentralized governance and Social Inclusion.

    2. METHODOLOGY

    The study team visited KILA and SIRD to understand the background, origin,

    structure and process the study team consulted various published documents.

    During the first visit, the faculty team interacted with the Director and other

    members to firm up the Terms of Reference of the study. During this period it

    was agreed that IRMA would examine the present structure and functioning of

    KILA as well as the State Institute of Rural Development (SIRD) and examine

    the possibilities of merger of the two Institutions and suggest a suitable

    structure of KILA after the merger.

    The IRMA faculty team, in its second visit has carried out intensive structured

    and free flowing interviews with all the faculty members (except one on

    deputation), the Director of KILA, the two Deputy Directors, the Finance

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    7/34

    DRAFT COPY

    7

    Officer, and other staff members of KILA. Besides, the team members also

    examined various documents prepared by the faculty members and the

    training contents of different training programmes. The structured interviews

    focussed on understanding the participants views on the following:

    a) Historical origins of KILA

    b) KILAs existing structure

    c) The problems the faculty members encounter in discharging their

    duties; particularly in relation to training and research

    d) Problems faced by support staff in their day-to-day functioning

    e) The process flow of different activities like training, research, and

    consulting

    f) The thrust areas of training, research and consulting

    g) The way through which KILA ensures quality in its three focal activities;

    training, research and consulting

    h) The desirability of merger of KILA and SIRD and consequences thereof

    Apart from this, the faculty and staff members responded to a structured

    questionnaire measuring motivational climate within KILA.

    During the third visit, the IRMA team conducted a one-day workshop with the

    critical stakeholders of KILA. The workshop was carried out in a free-flow

    dialogical mode and all the participants actively participated. The focus of the

    workshop was to initiate a discussion on future of KILA. It was focussed on

    the existing institutional arrangements as well as shared vision of KILA within

    its existing structures, the arrangements of its training programmes, possible

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    8/34

    DRAFT COPY

    8

    focus areas of research, its relationship with other Institutions within and

    outside the state.

    Apart from this the Chairman of the KILA executive Council, Mr. Vijayand was

    interviewed by the study team in Trivandrum. Similarly, at SIRD a one-day

    workshop was conducted where all faculty members, the few key staff

    members were present. The focus of the workshop was to gain an insight into

    the workings of SIRD, its different programmes, the internal structure of the

    organization. The issue of the possible merger with KILA was discussed. The

    focus was on the consequences for the institution as well as the individuals

    within the institution.

    3. KILA, ITS PRESENT DESIGN AND FUNCTIONING

    KILA as an institution was mandated to strengthen local government and such

    was created by the Department of Local Self Government. However, its origin

    lied in the Peoples Planning Process that was carried out throughout the

    state of Kerala. Its mission is to facilitate the process of strengthening the

    local self-government through capacity building of such institutions. The

    capacity building measures comprise of extensive training of elected

    representatives as well as officials of local self-government, action research,

    and dissemination of the knowledge through publications, seminars, etc. The

    Institute has also carved a niche identity in facilitating participatory planning

    process at the local level. However, the ultimate mission remains as

    facilitating and accelerating socio-economic development of the State through

    Local Self Government Institutions (LSGIs). It functions as a nodal agency for

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    9/34

    DRAFT COPY

    9

    the state to strengthen local democratic governance through capacity building

    programmes. From this perspective, it is fully supported by state and remains

    a state organization.

    KILA is primarily funded by the Government and hence has the presence of

    government all over its administrative and academic set up. However, it has

    actively maintained strong relationship other external organizations. It has

    strong ties with international agencies like Swiss Agency for Development and

    Co-operation (SDC), United Nations Development Program (UNDP), UN-

    HABITAT, and national agencies like Housing and Urban Development

    Corporation (HUDCO) with a motive of deepening local governance. KILA

    collaborates with the Sri Lanka Institute of Local Governance and All India

    Institute of Local Self Governments, Mumbai to conduct international course

    in decentralized governance and poverty alleviation.

    KILA is committed to be a top ranking institution for local governments in the

    country. Nevertheless, it aspires to become a national and an international

    level organization of eminence in the field of local democratic government and

    play a much bigger role than at present. It has several achievements to its

    credit to be already counted as one. Deepening democracy, taking democratic

    governance to the local level and simultaneously ushering in sustainable and

    equitable socio-economic development through participatory, bottom-up

    planning are the key aspirations of KILA. Much like democracy which is

    always an evolving/ emergent project KILA is also conscious of the maxim

    that an effective organisation is not a stable solution to achieve, but a

    developmental process to keep active. In walking this talk KILA has engaged

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    10/34

    DRAFT COPY

    10

    in numerous consultations and deliberations among its key stakeholders. On

    27th April 2008 KILA had organised a Vision Workshop which was attended

    by a cross section of the major partners, associates and friends. The resultant

    has been a 2020 Vision document, which clearly spells out the guiding

    principles and concerns as under.

    The philosophy underlying KILAs vision is to create an alternative

    culture of people-centred participatory governance. The focus is on the

    transformation of systems and practices away from the current forms

    and methods which have their origins in the feudal as well as colonial

    past of the country. Absorbing and inculcating the aspired new ethos is

    a gigantic responsibility and a Herculean task. KILA will first equip

    itself with the absorption of the new vision before attempting to promote

    it among the functionaries of the local bodies and the citizens.

    It is a part of KILAs vision that decentralization should lead to the

    empowerment of the disempowered. This is achieved through

    preparing the masses and their leaders for a new democratic culture.

    KILA recognizes that political devolution will benefit only the powerful,

    unless there is social transformation. A success indicator of KILAs

    capacity building attempts will be an extension of participation of those

    sections of the polity which have been traditionally excluded from the

    processes of decision making.

    Learning/knowledge creation will be the core process which entails

    unlearning and re-learning, reinforced by critical reflection. The core

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    11/34

    DRAFT COPY

    11

    theme of learning is decentralization and local governance, in their

    multifarious meanings and implications.

    Learning, to be promoted, will be both intensive and extensive and will

    be rooted in the soil of social and historical experience. KILAs

    initiatives will be rooted in the local culture, while aiming at national and

    international out-reach and partnership,

    KILA will strive hard to maintain an autonomous address as well as

    identity.

    Policy decisions and programmes will be supported by reliable field

    data, for which a data base will be created and updated continually.

    Documentation is the mirror of an institution. As such, KILA will ensure

    proper process documentation as an integral part of consolidating

    learning.

    KILA should address not only promotional demand but also

    transformational demand. New models should be explored and

    created. New inputs should be given, leading to new perspectives.

    Quality will not be sacrificed to accommodate quantity. The institution

    will insist on quality of faculty and results.

    Meticulous planning of the programmes will be done well in advance.

    There will be strategic planning every year.

    Staff development and team building will be a priority concern of KILA

    For creating an improved learning environment, facilities will be

    restructured and redeployed. For instance, the library will be kept open

    even after the office hours.

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    12/34

    DRAFT COPY

    12

    The summary sheet of Action Blueprint for 2020 annexed to the KILA vision

    document enumerates the following goals for KILA to pursue.

    To develop KILA as a centre of excellence and premier learning

    institution of decentralization and local governance in India and in the

    South-Asian region;

    To equip KILA with all the necessary facilities, resources and ambience

    for enabling it to function as an international centre of excellence;

    To expand the space and enhance the efficacy of KILA in its

    multifarious interventions at the national as well as international level;

    To enable KILA to excel in ventures of collaboration with prestigious

    national and international institutions;

    To enable KILA to effectively fulfill its function as disseminator of

    scientific and technological advancements in the service of the local

    governments;

    To transform KILA into an institution of excellence capable of doing,

    promoting and coordinating research and offer high quality consultation

    in the area of local governance and democratic decentralization;

    To showcase the achievements of KILA in order to get a global

    interaction and acceptance.

    The goals have been broken into specific objectives and further elaborated in

    action terms to create a set of deliverables to be realised over the coming

    years2

    2

    KILA Vision Document 2020

    . Particular citation may be made here of KILAs intent in establishing

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    13/34

    DRAFT COPY

    13

    specialised resource centres such as; (a) Centre for governance; (b) Centre

    for sustainable development; (c) Centre for gender development; (d) Centre

    for participatory poverty management; and, (e) Centre for micro-level

    planning. These resource centres are envisioned so as to keep the

    institutional engagements in the front and centre of the emerging needs of

    strengthening participatory development planning and local self-governance

    goals of the State.

    4 MERGER WITH SIRD

    The State Institute of Rural Development (SIRD), located at Kottarakar, is the

    premier training institute in Rural Development in the State. Its mission is to

    impart training to various official and non-official functionaries, directly or

    indirectly involved in the process of rural development, to carry on research-

    operational and policy and to create an awareness of the potentialities of

    modern management3

    It is clear from the foregoing that there is a strong overlap between the goals

    and mandates of the KILA and the SIRD. The overlap becomes even more

    apparent when seen in the context of huge strides made by the State in

    devolution to local governments including devolution of funds, functions and

    . The Institutes mandate includes training in rural

    development, Panchayati Raj and Decentralisation process and poverty

    related sector with the objective of socio-economic well being of the rural

    people.

    3Perspective Plan for Comprehensive Development, Vision Document, SIRD, Kottarkara.

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    14/34

    DRAFT COPY

    14

    functionaries. As a result of sustained efforts in decentralisation, the local

    government bodies have come to assume central responsibilities in rural

    development. The functionaries of development departments are placed with

    the local government institutions and work in tandem with the elected

    representatives of Panchayats. There is thus a strong ground for the two

    institutions to collaborate and work closely so as to continually play their

    strategic roles within the relevant policy frameworks of the state government.

    What is more, such collaboration could create synergies which would allow

    both the institutions to emerge as Centres for Excellence participatory

    development planning, and institutional strengthening of local self

    governments.

    The core of what KILA and SIRD do could be stated as knowledge-based

    support to the efforts of the State in decentralisation, participatory planning

    and (rural) development. KILA also additionally has the urban development

    space within its institutional mandate and scope. Both have similar and unique

    strengths as well as weaknesses4

    4

    The vision documents of KILA and SIRD contain analysis of respective Strengths, Weaknesses,

    Opportunties and Threats.

    . While having high calibre academic staff

    who have also distinguished themselves through their dedication and

    commitment to the institutional goals is common to both, as also utilising a

    network of resource persons who contribute to the efforts of the respective

    institutions, both share a common weakness in quantitative terms. Both are

    constrained by limited number of core academic staff, which would be the

    most limiting factor as the two institutions move forward in realising their

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    15/34

    DRAFT COPY

    15

    respective visions. Presently KILA has 4 full time faculty positions while the

    same for the SIRD is only 3. It would therefore appear that the best way to

    collaborate would be to merge the two institutions; the merged entity would

    have, to begin with, 7 full-time core faculty members. The jump in number

    could be expected to have qualitative multiplier effects and with some

    additions in future, the new entity would be far better placed to address the

    combined future vision.

    5. INSTITUTIONAL ARRANGEMENTS WITHIN KILA

    KILA has a Director who is both the administrative and academic head of the

    Institution. The director is overall in-charge of all affairs of the Institute, is

    assisted by seven faculty members, and on the administration side is

    supported by two Deputy Directors; one, Deputy Director, administration and

    the other, is the Deputy Director, training. Apart from this the key functionaries

    of the Administrative wing of the Institute comprises of one Assistant Director,

    one section officer, one finance officer who are assisted by about 50 support

    staff.

    6. DECENTRALIZATION OF FUNCTIONING WITHIN KILA

    Keeping with the spirits of good academic institutions KILA has made efforts

    to decentralize the functioning of the institute to bring about more participation

    of the faculty members and staff by constituting different committees; such as,

    Research Advisory Committee, Training Advisory Committee, Library

    Advisory Committee, Grievance Redressal Committee, .Monitoring Committee

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    16/34

    DRAFT COPY

    16

    for Public Works, etc. However, when faculty members were asked about the

    formation and functioning of the committees and the decentralization process

    within the Institute; they were of the opinion that the decentralization is only in

    letter not in spirit. Few committees have convenors who are not core faculty

    and most of the times the committees never meet. For most administrative

    purposes and facilities the faculty members are wholly dependent on the

    administration and have no real power to enforce certain disciplines. For

    example, if a faculty member requires certain number of photocopied material

    for some programme or research, she/he has to seek permission of the

    Deputy Director (administration) for the same. Similarly, the faculty members

    have very little say in the library matters. The Librarian is the convenor of the

    library committee and the faculty members who are in the committee say that

    the librarian has not called a meeting of the committee. In fact, when the team

    visited KILA library and was talking to the Library Assistant about the function

    of the library, it was made clear that books are ordered and procured only on

    the basis of the indents given by the Director and the Chairman of the

    Executive Council. When the team members asked what happens when a

    faculty member sends a requisition? Her only answer was that it has to come

    from the Chairman or the Director.

    7. KILAs THRUST AREAS

    The Institute disseminates the insights of research and recommendations of

    its various training programs and workshops through a number of

    publications. The Institute over the years has acquired expertise beyond its

    immediate focus and has imparted training in several related areas. The

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    17/34

    DRAFT COPY

    17

    diversity of the training program imparted is very impressive. Every year, on

    an average, KILA conducts about 50-60 program in more than 10 different

    core areas. It has conducted training in the following major areas:

    Decentralized Participatory Planning

    Local Governance and Administration

    Inclusive Urban Development

    Local Economic Development

    Participatory Poverty Alleviation Management

    Gender and Development

    Development of Marginalized Social Groups

    Natural Resource Management and Watershed

    Development

    Development of Trainers Training Skill

    Community Participation and Social Accountability

    HIV/AIDS-related interventions through local governments

    Data Based Planning for Human Development

    Asset Mapping and Management of Assets

    However, the study team, after analyzing the contents of different training

    programs offered by KILA has broadly classified it into five major domains;

    decentralized governance and management, poverty alleviation, gender and

    development, natural resource management and sustainable livelihoods,

    urban governance. As a nodal training institute, KILA has trained more than

    twenty-two thousand elected representatives of the local self government

    apart from delegates from other SAARC countries. To make its reach national

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    18/34

    DRAFT COPY

    18

    KILA has embarked upon developing expertise in other states and has

    translated several documents in English and other Indian languages like

    Hindi, Tamil, Bengali and Kannada.

    The minimum number of trainings in each core area is 2 and 15 trainings have

    been provided in Urban Governance area. The 272 days were involved

    technically to provide 63 trainings in 11 different core areas ranging the

    duration from 1 day to 30 days (1 month). The KILA training calendar shows

    that during the 2009-2010 financial year 310 trainings were conducted

    successfully and the duration was ranged from 1 day training program to 6

    days training schedule. As per the KILA training calendar around almost 962

    days were invested to train people from different sectors and in different

    areas.

    The core faculty of the KILA has been actively involved in conducting various

    training programs such as gender and development, local economic

    development, financial management, decentralized planning and local

    development, panchayat administration and governance. One of the core

    faculty Dr. Retna Raj has successfully conducted 28 number of training

    courses ranging from the area panchayat administration and governance to

    HIV/AIDS. Dr. J.B.Rajan and Dr. Abey George have been actively involved in

    14 and 16 numbers of training programs respectively. Dr Sunny George has

    been delivering his expertise on urban governance; also he has conducted 18

    successful trainings on urban governance. So far the KILA faculty and their

    support staff have been keenly involved in conducting 76 numbers of training

    courses in different areas at the state level.

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    19/34

    DRAFT COPY

    19

    To conduct such a large number of programmes not only on campus, but also

    throughout the state, KILA has, over the years created a large pool of trained

    persons who actively participate as resource persons. Presently, there are

    more than 150 master trainers who conduct training of trainers programmes

    and Institutional training programmes at KILA. Additionally, KILA has about

    900 district level trainers who organize and conduct district level training

    programmes. The resource persons comprise a vast array of talent pool for

    KILA as they include; policy makers, academicians, administrators,

    researchers and practitioners in the field of decentralised governance and

    development. However, time to time KILA core faculty members organize

    training and consultation workshops of resource persons which also includes

    documentation and standardization of training materials. The core faculty is

    more involved in designing, documenting, and training the potential trainers to

    have a snowball effect.

    8. EVALUATION OF TRAINING PROGRAMMES

    Evaluation of training is important, and particularly so in the context of KILA.

    The fundamental objective of evaluation of any training programme is to

    assess whether the basic objectives of the training programme have been

    achieved or not. The focus of the evaluation is to demonstrate whether the

    expected learning that was determined before the training programme was

    conducted has taken place after the conclusion of the training programme or

    not. Secondly, the objective of any training is to improve organizational

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    20/34

    DRAFT COPY

    20

    performance i.e. to ascertain that the training programme has achieved to

    bring about a change in the organizational functioning.

    In KILA, every training programme is evaluated. However, the training

    programmes largely evaluated are based on the subjective responses of the

    trainees at the end of the programme. This is a good practice but for

    substantive improvement of training, its effectiveness should be measured by

    follow-ups with the local level institutions. The training evaluation component

    has to go beyond the immediate response on the participants and the

    changes that they have brought about at the ground level should be

    investigated. It is important to note that though the core faculty is largely

    involved in designing and training of the master trainers. The ultimate delivery

    of training is done at several levels and has varying degrees of effectiveness.

    It was suggested that for at least training conducted within KILA campus, the

    core faculty should be involved in delivery of such programmes. External

    resource persons are great strength of KILA however, solely depending on

    the external key persons for the delivery of the programme may raise certain

    quality issues. It was also found that that the subjective evaluation of the

    training programmes is also not being compiled regularly and stored in

    electronic format for easy retrieval.

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    21/34

    DRAFT COPY

    21

    9.RESEARCH

    In academic institutions of excellence research forms the backbone for

    teaching and training activities. It is important that KILA engages in action

    research projects as well as strong grounded research to develop alternative

    theoretical models of local governance, poverty alleviation, gender and

    development, etc. There are only five core faculty members (two members

    listed under faculty are library staff) whose core functions involve

    development, design and delivery of effective training and also to document

    and organize workshops for dissemination. Thus, the core faculty is extremely

    tied up and consequently research has fallen behind. It is true that most

    Institutions concentrate on their core strength, but training without being

    informed by research will lose its sheen.

    This becomes important when KILA aspires to play a significant role in the

    SAARC region. For example, we have very little knowledge about the impact

    of strong independent NGOs in the functioning of local governments (i.e.,

    Bangladesh). Similar, research across the country as well as other SAARC

    countries will form the backbone of KILAs training efforts. Few participants

    from other states, attending KILAs programmes, observed that KILA has

    good infrastructure but the programme is Kerala centred and the trainers are

    not sensitive to the contextual differences. KILA wants to establish itself as an

    international training centre on local governance and declare KILA as the

    SAARC centre of excellence in local governance, establish itself as the centre

    of excellence in SAARC region by 2020. In order to achieve this, KILA has to

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    22/34

    DRAFT COPY

    22

    undertake serious research efforts throughout the country as well as in other

    SAARC countries to develop a contextualized understanding, which will go

    beyond the socio-politico-economic climate of Kerala.

    10. INFRASTRUCTURE

    Infrastructural facilities at KILA are sufficient to accommodate at least five

    different groups. The training halls are spacious and can be used for multiple

    purposes. There are two hostels for participants and it has a capacity to board

    200 participants. However, the maintenance of the rooms for participants

    does not have consistency in quality. The Institute has to focus on the

    maintenance functions in terms of cleanliness and hygiene of the rooms.

    Secondly, participants coming from other states face problems in dealing with

    the staff because of the language barrier. The study team had interacted with

    one such group coming from outside the state and it was shared by the group

    that they had problems in communicating to the staff and no special

    arrangements were made for them keeping in view the language problem as

    well as food related issues. If KILA wants to serve the national audience then

    it has to become sensitive towards the needs of the participants from the state

    other than Kerala. The mess is run effectively, efficiently and the food is

    appealing.

    KILA is equipped with the necessary training equipments like LCD projector,

    overhead projector, film projector, slide projector, TV, VCR, etc. KILA has a

    computer centre which is networked with the computers of the Faculty and

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    23/34

    DRAFT COPY

    23

    Administration. There is a computer lab for conducting training programmes

    on e-governance.

    KILA has a library which is well-stocked with books not only in the area of

    local governance but also in other related social science areas. The library

    has a collection of more than 10,000 volumes and over 200 journals. The

    development of library, for any academic institution is a continuous process. It

    is important that faculty members become actively involved in the

    development of the library, it will be better if the library gets into the network of

    libraries in the country and also subscribe to electronic databases of journals.

    Governance and development is an interdisciplinary area, therefore it is

    important to subscribe journals from different social science areas to provide

    the faculty access to the latest knowledge bases in these areas. Presumably

    the library needs more e-journals on economics, sociology, psychology,

    gender studies, organizational management, etc. The library should be

    developed into a major information centre on local governance, decentralized

    planning. It should have few computer terminals with access to e-resources.

    11. ISSUES OF CONCERN

    11.1 The distinction between the Faculty and the administrative/support staff

    If the Institute has to play a crucial role in both the national and international

    academia, it has to closely look into the structure that has emerged in KILA

    and align it with the practices of leading academic institutions. For example,

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    24/34

    DRAFT COPY

    24

    the KILA Service bye-laws does not specifies faculty; however, it mentions

    Academic Staff and includes; Assistant Professors, Associate Professors,

    Research Associates, Research Assistants, Librarian, Assistant Directors,

    and Deputy Directors. There is no mention of faculty as a separate category.

    Interestingly, the study team found mention of faculty in the Annual Report of

    KILA (2008-09). The team noted that apart from the Assistant Professors,

    Research Assistants, Research Associates, Professors, the Librarian and a

    Library Assistant is also included in the list of faculty. In common parlance,

    faculty is one whose core responsibility is to train/teach and engage in

    research. Other members may contribute but if their core function is not

    teaching, training, or research then it becomes difficult to count them as

    faculty. Secondly, to become a faculty in a niche Institution one has to

    possess the requisite qualification and experience to be considered as faculty.

    11.2 Issue of the Deputy Directors on Deputation

    Both the Deputy Directors are on Deputation from the Panchaytraj

    department. One is Deputy Director (Training), who overlooks all training

    related functions; and the other, is the Deputy Director (Administration), who

    overlooks all administrative functions.

    The role of Deputy Director (Training) many times overlaps that of the faculty

    and often creates conflict. The Deputy Director (training) also coordinates

    training programmes and is also in-charge of the training logistics. There

    seems to be a conflict of interest arising and it is shared by the faculty

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    25/34

    DRAFT COPY

    25

    members that the in the programmes conducted by the Deputy Directors extra

    care of participants comfort and other logistics are given and this is not in the

    case of programmes coordinated by the faculty members. It is alleged that

    this is done to receive good feedback for the programmes coordinated by the

    deputy directors. It should be noted that whether this is done or not there is a

    conflict of interest arising when the support service provider themselves the

    direct service provider. Secondly, the Deputy Directors who are deputed to

    the Institute are usually at the end of their career and often they come to

    serve the institute for a year and less. Their long-term stake with the Institute

    is absent. Recently, there have been frequent changes of the Deputy

    Directors. Thirdly, the Deputy Director in-charge of training does not report the

    faculty member who is coordinating the programme. The Deputy Director is

    not accountable to the faculty concerned for any negligence in the

    arrangements made. It is argued, that faculty members on the other hand

    have a long-term interest in the Institute. People on deputation always have

    the privilege of going back to the parent department if something goes wrong

    with the Institute. But the faculty members have full stake in the health and

    growth of the Institute as they are directly recruited for the position and cannot

    go back to their earlier jobs.

    The motivational climate survey revealed that due to the administrative

    matters the faculty feel that it is the most neglected group within the Institute

    and they have very little say in the running of the Institute. They also felt that

    there are no growth opportunities for them; the promotion policies do not take

    the faculty interest in consideration. Similarly, the faculty pay structure is not

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    26/34

    DRAFT COPY

    26

    in commensurate with what other state and national level academic

    institutions offer. This was also accentuated by the overwhelming presence of

    the Deputy Directors who control most of the resources which should have

    been primarily under the control of the faculty. The faculty members also

    observed that they most often fell stifled by the system and very little time and

    resources available for them to engage in research and related activities.

    Across staff categories, it clearly emerged that the lower level of motivational

    climate can be attributed to lack of growth opportunities within the Institute.

    It is clear that in the absence of an unambiguous distinction between the

    faculty and administrative/ support function there is bound to be many areas

    of conflict which may be detrimental to the long term interest of the Institute.

    The faculty would like KILA to expand its ambit of activities and emerge as a

    leading institution in the SAARC region. They also felt that there is a need for

    them to handle administrative responsibility but with commensurate authority

    over staff members. They were ready for a stringent academic performance

    appraisal of the academic staff as well as similar performance appraisal

    system for all other staff. The administrative and support staff felt that KILA is

    only a training Institute for the members of local self-government and should

    focus only on this activity. Most staff members envisioned keen interest to

    impart training. There has to be a distinct division of labour at least with

    reference to the core activities of the Institute the faculty will be responsible in

    discharging its duties, such as design and directing the training programmes.

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    27/34

    DRAFT COPY

    27

    For an Institution to grow as a centre of excellence long term commitment of

    faculty is needed, as the contribution is made over the years. The major

    challenge is to find the right kind of faculty. Any academic Institution needs to

    find good faculty. It has to be understood that academic institutions of

    excellence are not built by brick and mortar alone to be effective it needs good

    quality faculty. The present faculty at KILA have been selected from reputed

    institutions and have the unnecessary disqualifications. And whatever name

    kola has so far built for itself can be attributed to the faculty contributions.

    However, the small size of the faculty has been accused of concern. Though

    KILA has built a reputation in the field of training, but the research side has

    taken a beating. The faculty size has to increase to a critical threshold to be

    able to accomplish this. KILA does a large number of training programmes

    and many training programmes are not designed by the faculty members. In

    order to have good quality output it is important that the faculty members are

    directly involved in the design of the programmes and development of

    teaching materials even if their involvement in delivery is difficult to achieve.

    However, it is suggested that the faculty members also involve themselves in

    the delivery of most number of programmes.

    12. POSITIONS IN THE MERGED ENTITY

    The Institution will have a Director, selected through an open selection

    process, with relevant educational qualification and or experience (needs to

    be elaborated).

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    28/34

    DRAFT COPY

    28

    The climate survey suggested that there is low morale among the faculty of

    KILA. A section of the staff, because of lack of promotional avenues, is also

    dissatisfied. People who are on deputation from the government are

    seemingly at best to be apathetic as they were waiting for retirement with the

    next couple of months. The overall motivational climate of KILA was at the

    lower ebb. Except that faculty members expressed their desire to continue

    with their academic work and not get disturbed by the external environment.

    There is a need for KILA to develop a system which encourages faculty to

    develop their skills and contribute to research and think creatively on new

    programmes. However, given the existing structure, it seems KILA has

    inherited more from the administrative arrangements of government

    department than of a thriving academic institution. In an academic Institution

    both academics and administration has to be faculty driven and at the centre

    should be the participant organizations and individuals who patronize the

    organization. The strength of the non-academic support staff maybe reduced.

    13. RECOMMENDATIONS

    Based on the above discussions, it is recommended that the SIRD may be

    merged with KILA.

    13.1 However, as SIRD staff members are under a different service rules it

    should be seen that there is no detrimental effect on the staff. It is

    suggested that the existing service bye-laws be suitably modified to

    create a category of staff labelled as faculty. All Assistant Professor,

    Associate Professor and Professor will come under the category of

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    29/34

    DRAFT COPY

    29

    Faculty including the Research Associate and Research Assistant.

    Keeping with the involvement of the participation of faculty in the

    governance of the institutions it is recommended that at least two

    faculty members other than the Director nominated to the Executive

    council of the Institute and they may be rotated every two years.

    13.2. The faculty member appointment and pay and other allowances may

    be governed by the pay scale and allowances as recommended by

    UGC from time to time.

    13.3 Policy on Faculty Recruitment Selection Review and Promotion

    13.4 Recruitment

    The faculty recruitment may be guided by the policy as suggested by

    the University Grants Commission, in terms of educational

    qualifications and experience.

    13.5 Career Advancement Scheme for Faculty

    In order to motivate good faculty KILA should adopt a procedure of Career

    Advancement Scheme for faculty members. All faculty members who have

    completed 8 years of services as Assistant Professor and have the requisite

    qualifications, publications and any other conditions stimulated by the

    committee will be eligible for apply for career advancement scheme.

    The executive council may appoint a committee comprising of the Director

    and at least two experts in the field should be empowered to review the

    performance of the concerned faculty over the last 8 years and if the

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    30/34

    DRAFT COPY

    30

    committee finds for promotion by career advancement scheme may

    recommend so.

    For the purpose of Career and Advancement Scheme there will be no need to

    create new positions as the sanctioned positions are the positions in which

    the faculty was appointed. Similarly, for promotion under career advancement

    scheme from Associate Professor to Professor the candidate must have

    served at least six years in the position of Associate Professor with at least

    five publications in ISSN numbers journals and or published books in ISSBN

    number s. Similar procedure should be adopted for faculty members who had

    applied for under career advancement scheme for professor. Research

    Associate/Assistant who have completed 12 years of service on permanent

    post and possess the requisite qualifications may be considered for promotion

    under career advancement scheme to the position of Assistant Professor.

    13.6 Officers on Deputation in SIRD

    The Director and Additional Director/Secretary are deputed to the rural

    development department of government. These officers have considerable

    experience in various areas of rural developments which may be very

    profitably used. To retain an employee involvement and stake in the

    organization, it is recommended that the period of deputation from the

    government to the institute should not be less than 3 years that means

    officers who have less than 3 years to the retirement age cannot come on the

    deputation to the Institute. All officers on deputation should have minimum

    qualification is graduation. To retain the post of joint commissioner the officer

    may come on deputation to the Institute as Chief Administrative Officer

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    31/34

    DRAFT COPY

    31

    reporting to the Director, KILA. The Chief Administrative officer will be the

    head of Administration for all staff members excluding the faculty who will

    report to the Director.

    13.7 Officers on deputation in KILA

    Similarly two deputed directors in KILA are deputed from the department of

    panchayati raj. These officers will also play a crucial role in training and other

    academic activities of the Institute.

    All Officers on deputation to get it into the faculty cadre should at least hold a

    graduation degree and 10 years of experience in the class-2 and above

    grade.

    13.8 Promotion Policy for other Staff Members

    There is set of disenchantment among the members of staffs besides the

    faculty. There are less promotional avenues for staff members in this support

    it is suggested the staff promotion policy to be review in such a manner that

    the staff member will have at least two promotion in her career at KILA. It

    should be understood that all promotion to the officer cadre should be either

    or to direct recruitment or to the deputation. It is suggested that all staff

    members other than the people in officer categories will be eligible for

    promotion after 7 years of continuous service in the same grade and

    promotion will be based on years of service and performance record.

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    32/34

    DRAFT COPY

    32

    13.9 Constitution of a Personal Committee

    a. A Personnel Committee may be constituted by the Director for regular

    periodic reviews of the performance of the staff, to be considered for

    promotion. The Committee may have three members; two faculty

    members (one of these should be a senior member) and the Head of

    the Administration as its Member-Secretary. The faculty members may

    be nominated by the Director for every two years. One of the two

    nominated faculty members may be appointed as the

    Coordinator/Convener of the Committee. The member-secretary

    should initiate the process for every promotion of Non-teaching Staff.

    The Coordinator/convener may co-opt the respective Sectional Head

    as an additional member of the Committee for the review of the

    employees of his/her Section.

    b. The case of an employee may be reviewed regularly after seven years

    of his or her joining date or last promotion. In case someone is not

    found suitable for promotion his or her case may reviewed

    subsequently on an annual basis till he/she gets promotion.

    c. Since the promotion should be performance based, there should be a

    system of annual appraisal of the work of each employee by the

    respective reporting officers. Such appraisals should be the core of the

    review done for promotion.

    d. The Personnel Committee should conduct annual performance review

    and feedback meetings with all the non-faculty staff members. These

    meetings should be used for sharing with the respective employees

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    33/34

    DRAFT COPY

    33

    their performance review every year and a appropriate feedback

    should be provided to them about their strengths and the areas in

    which they need improvement.

    e. There needs to be provision for institutional action on the feedback

    given to the staff especially in cases where the employees need to

    undergo training for improving their performance.

    g. For fast track promotion, the committee will review the performance

    appraisal report of the last five years of the eligible employees in each

    grade/cadre. The Committee will also seek specific recommendation

    from the respective reporting officers for the concerned eligible

    employees.

    h. The personnel committee will recommend to the Director to constitute

    an interview panel for promotion of all the eligible candidates i.e., both

    under regular promotions and fast track promotions. All the candidates

    under consideration for regular promotion (based on a fixed number of

    years of service as per the seniority list in each grade) will be called for

    interviews. However, in case of fast track promotion, only those

    candidates short listed by the Personnel Committee, will be called for

    promotion interview.

    i. The Interview panel will submit its recommendations to the Director.

    The short listed candidates under fast track category will appear for

    final interview before the Director. After a decision is taken, the Head

    of Administration Group will issue the promotion orders.

  • 8/8/2019 Organisational Development for Kerala Instiute of Local Administration (KILA) : A Draft Report

    34/34

    DRAFT COPY

    14. PERFORMANCE MONITORING SYSTEM FOR FACULTY

    There is a need to develop rigors academic performance indicated for faculty

    members for each activity such as directing training programmes, conducting

    sessions in training programmes involving in research involvement in

    consultancies will get due weight age. As KILAs main area focus has been

    training following by research and consultancies it is suggested 50% of work

    by the faculty should be in the area of training. The other 50% may be divided

    into research, consultancies and other administrative duties. Internally KILA

    has to work out a suitable framework for development of academic

    performance indicators. The basis of such evaluation must take into

    consideration both quantitative and qualitative aspects of the work.


Recommended