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This Provisional PDF corresponds to the article as it appeared upon acceptance. Fully formatted PDF and full text (HTML) versions will be made available soon. Dominant optic atrophy Orphanet Journal of Rare Diseases 2012, 7:46 doi:10.1186/1750-1172-7-46 Guy Lenaers ([email protected]) Christian P Hamel ([email protected]) Cecile Delettre ([email protected]) Patrizia Amati-Bonneau ([email protected]) Vincent Procaccio ([email protected]) Dominique Bonneau ([email protected]) Pascal Reynier ([email protected]) Dan Milea ([email protected]) ISSN 1750-1172 Article type Review Submission date 1 August 2011 Acceptance date 15 March 2012 Publication date 9 July 2012 Article URL http://www.ojrd.com/content/7/1/46 This peer-reviewed article was published immediately upon acceptance. It can be downloaded, printed and distributed freely for any purposes (see copyright notice below). Articles in Orphanet Journal of Rare Diseases are listed in PubMed and archived at PubMed Central. For information about publishing your research in Orphanet Journal of Rare Diseases or any BioMed Central journal, go to http://www.ojrd.com/authors/instructions/ For information about other BioMed Central publications go to http://www.biomedcentral.com/ Orphanet Journal of Rare Diseases © 2012 Lenaers et al. ; licensee BioMed Central Ltd. This is an open access article distributed under the terms of the Creative Commons Attribution License ( http://creativecommons.org/licenses/by/2.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
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Page 1: Orphanet Journal of Rare Diseases - KJER France€¦ · Dominique Bonneau3,4,5 Email: DoBonneau@chu-angers.fr Pascal Reynier3,4,5 Email: PaReynier@chu-angers.fr Dan Milea3,4,5,6 Email:

This Provisional PDF corresponds to the article as it appeared upon acceptance. Fully formattedPDF and full text (HTML) versions will be made available soon.

Dominant optic atrophy

Orphanet Journal of Rare Diseases 2012, 7:46 doi:10.1186/1750-1172-7-46

Guy Lenaers ([email protected])Christian P Hamel ([email protected])

Cecile Delettre ([email protected])Patrizia Amati-Bonneau ([email protected])

Vincent Procaccio ([email protected])Dominique Bonneau ([email protected])

Pascal Reynier ([email protected])Dan Milea ([email protected])

ISSN 1750-1172

Article type Review

Submission date 1 August 2011

Acceptance date 15 March 2012

Publication date 9 July 2012

Article URL http://www.ojrd.com/content/7/1/46

This peer-reviewed article was published immediately upon acceptance. It can be downloaded,printed and distributed freely for any purposes (see copyright notice below).

Articles in Orphanet Journal of Rare Diseases are listed in PubMed and archived at PubMed Central.

For information about publishing your research in Orphanet Journal of Rare Diseases or any BioMedCentral journal, go to

http://www.ojrd.com/authors/instructions/

For information about other BioMed Central publications go to

http://www.biomedcentral.com/

Orphanet Journal of RareDiseases

© 2012 Lenaers et al. ; licensee BioMed Central Ltd.This is an open access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/2.0),

which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

Page 2: Orphanet Journal of Rare Diseases - KJER France€¦ · Dominique Bonneau3,4,5 Email: DoBonneau@chu-angers.fr Pascal Reynier3,4,5 Email: PaReynier@chu-angers.fr Dan Milea3,4,5,6 Email:

Dominant optic atrophy

Guy Lenaers1*

*Corresponding author

Email: [email protected]

Christian Hamel1,2

Email: [email protected]

Cécile Delettre1

Email: [email protected]

Patrizia Amati-Bonneau3,4,5

Email: [email protected]

Vincent Procaccio3,4,5

Email: [email protected]

Dominique Bonneau3,4,5

Email: [email protected]

Pascal Reynier3,4,5

Email: [email protected]

Dan Milea3,4,5,6

Email: [email protected]

1 Institut des Neurosciences de Montpellier, U1051 de l’INSERM, Université de

Montpellier I et II, BP 74103, Montpellier cedex 05 34091, France

2 CHRU Montpellier, Centre de Référence pour les Maladies Sensorielles

Génétiques, Hôpital Gui de Chauliac, Montpellier F-34295, France

3 INSERM U1083, Angers F-49000, France

4 CNRS 6214, Angers F-49000, France

5 Centre Hospitalier Universitaire, Angers F-49000, France

6Glostrup University Hospital, Copenhagen, Denmark

Abstract

Definition of the disease

Dominant Optic Atrophy (DOA) is a neuro-ophthalmic condition characterized by a bilateral

degeneration of the optic nerves, causing insidious visual loss, typically starting during the

first decade of life. The disease affects primary the retinal ganglion cells (RGC) and their

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axons forming the optic nerve, which transfer the visual information from the photoreceptors

to the lateral geniculus in the brain.

Epidemiology

The prevalence of the disease varies from 1/10000 in Denmark due to a founder effect, to

1/30000 in the rest of the world.

Clinical description

DOA patients usually suffer of moderate visual loss, associated with central or paracentral

visual field deficits and color vision defects. The severity of the disease is highly variable, the

visual acuity ranging from normal to legal blindness. The ophthalmic examination discloses

on fundoscopy isolated optic disc pallor or atrophy, related to the RGC death. About 15% of

DOA patients harbourextraocular multi-systemic features, including neurosensory hearing

loss, or less commonly chronic progressive external ophthalmoplegia, myopathy, peripheral

neuropathy, multiple sclerosis-like illness, spastic paraplegia or cataracts.

Aetiology

Two genes (OPA1, OPA3) encoding inner mitochondrial proteins and three loci (OPA4,

OPA5, OPA8) are currently known for DOA. Additional loci and genes (OPA2, OPA6 and

OPA7) are responsible for X-linked or recessive optic atrophy. All OPA genes yet identified

encode mitochondrial proteins embedded in the inner membrane and ubiquitously expressed,

as are the proteins mutated in the Leber Hereditary Optic Neuropathy. OPA1 mutations affect

mitochondrial fusion, energy metabolism, control of apoptosis, calcium clearance and

maintenance of mitochondrial genome integrity. OPA3 mutations only affect the energy

metabolism and the control of apoptosis.

Diagnosis

Patients are usually diagnosed during their early childhood, because of bilateral, mild,

otherwise unexplained visual loss related to optic discs pallor or atrophy, and typically

occurring in the context of a family history of DOA. Optical Coherence Tomography further

discloses non-specific thinning of retinal nerve fiber layer, but a normal morphology of the

photoreceptors layers. Abnormal visual evoked potentials and pattern ERG may also reflect

the dysfunction of the RGCs and their axons. Molecular diagnosis is provided by the

identification of a mutation in the OPA1 gene (75% of DOA patients) or in the OPA3 gene

(1% of patients).

Prognosis

Visual loss in DOA may progress during puberty until adulthood, with very slow subsequent

chronic progression in most of the cases. On the opposite, in DOA patients with associated

extra-ocular features, the visual loss may be more severe over time.

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Management

To date, there is no preventative or curative treatment in DOA; severely visually impaired

patients may benefit from low vision aids. Genetic counseling is commonly offered and

patients are advised to avoid alcohol and tobacco consumption, as well as the use of

medications that may interfere with mitochondrial metabolism. Gene and pharmacological

therapies for DOA are currently under investigation.

Review

Disease name/synonyms

DOA: Dominant Optic Atrophy (OMIM #165500), initially called Kjer’s Optic Atrophy, was

first described by the Danish ophthalmologist Dr. PoulKjer [1]. DOA is also called

Autosomal Dominant Optic Atrophy (ADOA), to emphasize its autosomal mode of

inheritance, in contrast with Leber Hereditary Optic Neuropathy (LHON), inherited by

mutations on the mitochondrial genome and maternal lineage.

Table 1 DOA loci and genes

Locus Chromosome Gene Mode of

inheritance

OPA1 3q28-29 OPA1 dom.

OPA2 Xp11.4-p11.21 ? X-link

OPA3 19q13.2-q13.3 OPA3 dom./ress.

OPA4 18q12.2-q12.3 ? dom.

OPA5 22q12.1-q13.1 ? dom.

OPA6 8q21-q22 ? ress.

OPA7 11q14.1-q21 TMEM126A ress.

OPA8 16q21-q22 ? dom.

legend: dom: dominant; ress: recessive

Table 2 Possiblesyndroms associated to optic atrophy

Locus Optic

Atrophy

Deafness Poly

neuropathy

Multiple

Sclerosis

Myopathy

CPEO

Cardiopathy Cataract

OPA1 + +/- +\- +\- +\- - -

OPA2 + - - - - - -

OPA3 + - +\- - - - +

OPA4 + - - - - - -

OPA5 + - - - - - -

OPA6 + - - - - - -

OPA7 + +\- - - - +\- -

OPA8 + +\- - - - +\- -

legend: (+): systematic; (+/-): possible; (-): never reported

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DOAD-DOAplus: Dominant Optic Atrophy and Deafness and DOAplus (both OMIM

#125250) are syndromic forms of DOA associating neurosensory deafness (DOAD) or other

syndroms (DOAplus) like myopathy, progressive external ophthalmoplegia, peripheral

neuropathy, stroke, multiple sclerosis or spastic paraplegia.

DOAC: Dominant Optic Atrophy and Cataract (OMIM #606580) is a rare form of DOA

associated to cataract.

Orphanet reference numbers are ORPHA98673 for DOA, and ORPHA1215 for DOAplus.

Definition

DOA is an optic neuropathy due to the degeneration of optic nerve fibers. It belongs to the

group of inherited optic neuropathies (ION), which are genetic conditions affecting the retinal

ganglion cells (RGCs) whose axons form the optic nerve. Because RGCs are neurons

originating from an extension of the diencephalon, DOA is a disease of the central nervous

system [2].

DOA is a mitochondriopathy, as the genes responsible for DOA encode proteins ubiquitously

expressed, imported into the mitochondria and associated to the inner membrane [3]. As such,

DOA may be syndromic and include extra-ocular symptoms, mostly neuro-muscular, that are

frequently found in mitochondriopathies [4].

Epidemiology

DOA is a relatively common form of inherited optic neuropathy. Its prevalence is 3/100,000

in most populations in the world, but can reach 1/10,000 in Denmark where a founder effect

was identified [5,6]. DOA penetrance is around 70%, but depending on families, mutations

and study criteria [6,7], it can vary from 100% [5] to 43% [8]. Syndromic DOAD and

DOAplus account for some 15% of all DOA cases and are fully penetrant [9].

Clinical description

The disease was first described at the end of the 19th

century [10,11]. Large families were

then reported in UK [12], USA [13] and France [14], but it was after the Danish

ophthalmologist Kjer reporting 19 DOA families that this clinical entity was recognized and

assigned his name [1].

Non syndromic dominant optic atrophy

In most cases, DOA presents as a non syndromic, isolated, bilateral optic neuropathy.

Although DOA is usually diagnosed in school-aged children complaining of reading

problems, the condition can manifest later, during adult life [15-17]. DOA patients typically

experience a slowly progressive, insidious decrease of vision, which can rarely be

asymmetric, although rapid decline has also been reported in adults [18,19]. The visual

impairment is irreversible, usually moderate (6/10 to 2/10) and highly variable between and

within families. However, extreme severity (legal blindness) or very mild presentation

(subclinical decrease in visual acuity) can be encountered [20,21].

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On fundus examination, the optic disk typically presents a bilateral and symmetrical pallor of

its temporal side, witnessing the loss of RGC fibers entering the optic nerve (Figure 1A). The

optic nerve rim is atrophic and a temporal grey crescent is often present. Optic disc

excavation is not unusual, but its clinical features vary in most of the cases from that of

glaucoma. Optical Coherence Tomography (OCT) discoses the reduction of the thickness of

the peripapillary retinal nerve fiber layer in all four quadrants, but does not disclose alteration

of other retinal layers [22,23] (Figure 1B). The central visual field typically shows a

caecocentralscotoma, and less frequently a central or paracentralscotoma, while peripheral

visual field remains normal (Figure 1C). Importantly, there is a specific tritanopia, i.e. a blue-

yellow axis of color confusion, which, when found, is strongly indicative of Kjer disease

[24,25] (Figure 1D). However, in severe cases or in patients with congenital dyschromatopsia

(daltonism), interpretation of the color vision defect may be more difficult. The pupillary

reflex and circadian rhythms are not affected, suggesting that the melanopsin RGC are spared

during the course of the disease [26,27].

Figure 1 Ophthalmological description of a DOA patient. Results from ophthalmological

examination of a paradigm Dominant Optic Atrophy patient with the c.2708delTTAG

mutation in OPA1 (Right) compared to a control patient (Left). (A): Eye fundus examination

showing the pallor of the optic nerve in the DOA patient, in particular on the temporal side,

whereas the rest of the retina appears totally unaffected. (B): Optical Coherence Tomography

results emphasizing the thickness of RGC fibers (black line) at the emergence of the papilla,

which becomes abnormal in most quadrants, in particular on the temporal side, as the

measurement is included in the orange part of the diagram, whereas in the control it is

included in the green normal part. (C): Visual field examination reporting the caeco-central

scotoma in the DOA patient, whereas only the blind spot is detected in control patient. (D):

Results from a desaturated 15-Hue test presenting the pathognomonic tritanopia (blue-yellow

axis) dyschromatopsia defect in the DOA patient

Some patients harboring the pathogenic OPA1 mutation can be asymptomatic; at the opposite

end of the clinical variability spectrum, mutations of the OPA1 gene have been reported to

enhance multisystemic deficits while sparing totally the optic nerve.

Anterior and/or posterior blue-dot cerulean cataract occurs in the rare DOA patients with an

OPA3 mutation [28].

Although typical DOA is associated with a progressive and irreversible loss of vision, we

reported the case of a young man (23 years) who developed an isolated, progressive, painless

bilateral optic neuropathy as a result of central scotomas that spontaneously recovered partial

vision six months later. The patient harbored a novel heterozygous mutation in OPA1 exon

5b (c.740G > A) which was the first mutation to be described in one of the three alternative

OPA1 exons [29]. In addition, we identified another original case presenting a late onset (62

years) sequencial and acute loss of vision, associated to a novel dominant mutation

(c.2794C > T) in OPA1 [30], suggesting that alternative natural histories of DOA can be

related to OPA1 mutations.

Syndromic dominant optic atrophy

Syndromic DOAD and DOAplus patients experience full penetrance and usually more severe

visual deficits [9,31,32].

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DOAD and DOAplus with extra-ophthalmological abnormalities represent up to 15% of

DOA patients with an OPA1 mutation. The most common extra-ocular sign in DOA is

sensori-neural hearing loss, but other associated findings may occur later during life

(myopathy and peripheral neuropathy), suggesting that there is a continuum of clinical

presentations ranging from a mild “pure DOA” affecting only the optic nerve, to a severe and

multisystemic presentations. Sensori-neural hearing loss associated to DOA may range from

severe and congenital to subclinical [31-36] with intra- and inter- familial variations, and

mostly segregate with the OPA1 R445H mutation. In general, auditory brain stem responses,

which reflect the integrity of the auditory pathway from the auditory nerve to the inferior

colliculus, are absent, but both ears show normal evoked oto-acoustic emissions, reflecting

the functionality of presynaptic elements and in particular that of the outer hair cells [37].

Peripheral axonal sensory and/or motor neuropathy and proximal myopathy may be

diagnosed in some DOA patients from their third decade of life onwards, as well as a

combination of cerebellar and sensory ataxia in adulthood, multiple sclerosis-like illness and

spastic paraplegia [9,16,38,39]. Progressive external ophthalmoplegia is also frequently

diagnosed in syndromicDOAplus patients [9]. One report of a Behr syndrome associating

DOA to pyramidal signs, ataxia and mental retardation was linked to an OPA1 mutation [40]

and another report describing a severe neuromuscular phenotype associated to optic atrophy

was described in two OPA1 compound heterozygote siblings [41]. Muscle biopsy from

DOAplus patient revealed features typical of mitochondrial myopathy, as approximately 5%

of all fibers were deficient in histochemical COX activity and several fibers showed evidence

of subsarcolemmal accumulation of abnormal mitochondria, a phenotype known as ragged

red fibers [9,31,32].

Etiology

Loci and genes

DOA is not genetically highly heterogeneous, in comparison with many other ophthalmologic

or neurodegenerative disorders (Table 1). The first DOA locus, OPA1, localised on 3q28 was

initially considered as unique [42,43]. But since the discovery of the OPA1 gene in 2000

[44,45], two other loci, OPA4 and OPA5, were further identified in few families (1 for OPA4

and 2 for OPA5) presenting pure DOA [46,47]. Additional loci and genes were identified as

responsible for Optic Atrophy, but either with a X-linked mode of inheritance (OPA2)

[48,49], a recessive mode of inheritance (OPA6 and OPA7) [50,51] or as syndromic recessive

or dominant forms (OPA3 and OPA8) [28,52,53]. Thus to date, OPA1 is the major gene

responsible for DOA, accounting for at least 75% of all the patients, whereas all the other

genes or loci only contribute each for less than 1% of the patient cohort [7].

Mutations in OPA genes and their consequences on the mitochondrial

physiology

Three genes have been identified to date, OPA1, OPA3 and TMEM126a (OPA7) (Table 1);

all encode mitochondrial proteins ubiquitously expressed and associated to the inner

mitochondrial membrane, due to the presence of at least one transmembrane domain in their

sequence [51,54,55]. In OPA1, 27% of the mutations are missense, 27% are splice variant,

23.5% lead to frame shift, 16.5% are nonsense and 6% are deletion or duplication [7]. Most

of them are leading to a haplo-insufficiency situation where the mutated transcript is

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degraded by mRNA decay, thus leading to a reduction of 50% in the amount of OPA1

protein. As a direct consequence, the different mutations in OPA1 are not related to the

severity of the disease, and genotype/phenotype correlations are difficult to infer [25]. In this

respect, secondary nuclear genes, but not the mitochondrial genome, are suspected to control

the severity of the disease in non-syndromic patients [56]. Conversely, few missense

mutations in the GTPase domain of OPA1 are responsible for syndromic cases with severe

dominant negative effects [9], because the mutated protein might interfere with and inhibit

the wild-type protein. Importantly, sporadic cases, cases with de novo mutation and cases

with unknown familial history, account together for 50% of all patients. Concerning OPA3,

indirect evidences suggest that the 2 mutations so far reported in DOAC affect the trans-

membrane domain, are fully penetrant and act in a dominant negative manner, as

heterozygous carriers of a recessive mutation leading to the inhibition of OPA3 expression

are asymptomatic [52]. In the case of TMEM126a, the consanguineous recessive disease is

associated to a mutation introducing a stop codon at position 55, thus deleting 140 out of the

195 amino-acids composing the protein [51].

Analysis of OPA functions in common cell lines (HeLa, COS) and dysfunctions in patient

fibroblasts revealed a systematic susceptibility to apoptosis and mild to severe alteration of

the mitochondrial respiration activity, essentially associated to a reduced energetic coupling

[28,51,57-60]. In addition, the 8 OPA1 isoforms that result from alternate splicing of 3 exons

(4, 4b and 5b) have discrete functions in structuring the cristae, in mitochondrial membrane

dynamics, maintenance of the membrane potential, calcium clearance, interaction with the

respiratory chain complexes and maintenance of mitochondrial genome integrity [61-65]. As

a consequence, and as revealed by numerous patient fibroblast studies, mutations in OPA1

can have a direct although variable impact on these functions, [31,33,57-59,66], and possibly

the genetic background and aging might contribute to the mitochondrial phenotype, either in

a compensatory or in an accentuating manner.

Importantly, the OPA1 gene is the fifth identified nuclear gene responsible for generating

multiple deletions in the mitochondrial DNA, together with POLG1 (DNA polymerase γ),

PEO1 (twinkle), SLC25A4 (ANT1) and TP (thymidine phosphorylase). The presence of

multiple deletions in the mtDNA has been found in the skeletal muscle of the majority of

patients harbouring OPA1 mutations, even in those with isolated optic atrophy [67]. This

OPA1 related genomic instability is likely to play a crucial role in the pathophysiology of

DOA, taken into account its direct functional consequence on respiratory chain capacities and

may explain the convergence of clinical expressions between DOAplus syndromes and other

disorders related to mutations in mtDNA.

Optic nerve and animal models

The major concern in studying DOA pathophysiology concerns the question why RGCs are

most specifically affected by this disease, while the OPA genes are expressed in all cells of

the body. Histochemical studies revealed a peculiar distribution of mitochondria in retinal

ganglion cells. Indeed, they are accumulated in the cell bodies and in the intra-retinal

unmyelinated axons, where they form varicosities, and are conversely scarce in the

myelinated part of axons after the lamina cribosa [68-71]. These observations emphasize the

importance of mitochondrial network dynamic in order to maintain the appropriate

intracellular distribution of the mitochondria that is critical for axonal and synaptic functions,

and point to a possible pathophysiological mechanism associated to OPA1 that could

jeopardize RGC survival. Alternatively, RGCs are the only neurons of the body that are

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exposed to the day long stress of light, which generates oxidative species favoring the

apoptotic process [72]. Therefore the mitochondrial fragility conferred by OPA1 mutations,

together with the photo-oxidative stress could precipitate RGCs in premature cell death. A

third pathophysiological hypothesis involves the tremendous energetic requirements of

RGCs, as these neurons permanently fire action potentials, in addition through axons that are

not myelinated in the eye globe. As the energetic fuelling of RGCs soma is restricted in the

central part of the retina, due to the physical constraints imposed by the macula blood vessel

organization, one can hypothesize that due to the uncoupling of mitochondrial respiration in

OPA1 cells, the ATP synthesis in patient RGCs is limited and can not fulfill the physiological

energetic requirements for long term cell survival. Which of these hypotheses represents the

princeps mechanism responsible for the RGC degeneration remains unknown. Nevertheless,

in the last years, two mouse models with an Opa1 mutation have been generated and deeply

analyzed in terms of vision; both summarize DOA in that loss of RGCs is preeminent

[73,74]. Reduction of the scotopic, but not the photopic evoked potential response was found

in one mouse model [75], whereas light-adapted ERG and VEP responses revealed a

significant reduction in their amplitudes in another mouse model [76]. Histological

examinations revealed a decrease of the dentritic length of the RGC-On subpopulation in the

retina [77], and abnormal myelin structures, increase in micro-glia and autophagy were

noticed in the optic nerve [78]. In addition, some mild neuromuscular symptoms were found,

as locomotor activity was reduced and tremor observed in old animals, but no alteration of

the audition was detected [79], thus these Opa1 animals show some features of the syndromic

DOA forms.

Diagnostic methods

Anamnesis

Interviewing the index patient about the natural history of the disease if possible in the

presence of the family is mandatory to define when and in which context occurred the first

perception of visual loss or sight problems and how this perception evolved with time. It is

also required to link eventually the possible diagnosis of the index patient to symptoms

present among relatives. Special attention should be paid on sensorial or peripheral

neuropathy symptoms that would support the hypothesis of a pathophysiology related to a

mitochondrial deficit. Finding at least one affected member in two consecutive generations is

indicative of a dominant trait, or eventually of a mitochondrial maternal transmission, that

will further orientate the genetic investigations.

Ophthalmological examination

DOA is characterized by a bilateral symmetric vision loss. On funduscopic examination, the

cardinal sign consists in an optic nerve pallor usually bilateral and symmetric on the temporal

side in about 50% of patients and global in the other 50% [80], especially in old or severely

affected patients. In moderate cases, the optic nerve atrophy may not be visible. The

neuroretinal rim is often pale and sometimes associated with a temporal pigmentary grey

crescent. OCT examination discloses and quantifies the thinning of the fiber layer in the 4

cardinal directions at the optic nerve rim [23,81]. Profound papillary excavation is reported in

21% of eyes from OPA1 patients [82]. Visual fields examination typically reveals a central,

centrocecal or paracentralscotoma, which may be large in severely affected individuals, and

the sparing of the peripheral visual field [20]. Color vision defect, evaluated by the

desaturated 15-Hue test discloses often a blue-yellow loss dyschromatopsy, or tritanopia [25].

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Electrophysiological assessment

Visual evoked potentials (VEPs) are typically absent or delayed, but are not characteristic of

the disease. In subclinical or mildly affected patients, no alteration of the VEPs can be found.

Pattern electroretinogram (PERG) shows an abnormal N95:P50 ratio, with reduction in the

amplitude of the N95 waveform suggesting alterations of the ganglion cells layer [83].

Genetic investigations

The clinical diagnosis of an optic atrophy will orientate the genetic investigations. After

collecting 5ml of blood of the patient and its relatives and preparing total DNA, the analysis

of OPA1 gene will be performed on the DNA sample of the index patient by amplifying and

sequencing all the 31 coding exons and their flanking intron regions. If a mutation is

identified, its segregation in the family must be analyzed and its identity has to be compared

to the database hosted by the CHU d’Angers, France (http://lbbma.univ-

angers.fr/lbbma.php?id=9) to find out if the mutation is already recognized as pathogenic. If

not, the possible consequence of the mutation on OPA1 transcript and protein integrity should

be analyzed in silico, and by assessing the expression of the mutated allele by RT-PCR

amplification and sequencing. If no significant mutation is found in OPA1, then the presence

of a deletion in the gene can be tested with the Multiplex Ligation Probe Amplification

methodology [84-86]. Otherwise careful reconsideration of the anamnesis might orientate to

test either OPA3 gene or the full length mitochondrial genome. If results are still negative,

then when the family is large and many members are affected, genetic analysis of

chromosome markers can be performed to identify the causative locus and eventually a novel

pathogenic gene. Nevertheless, the identification of a morbid mutation greatly helps the

genetic counseling.

Syndromic cases

Patients with extra-ophthalmological symptoms should be referred to diagnostic centers or

hospitals specialized in mitochondrial disorders, in order to obtain additional examinations by

a multidisciplinary team including geneticists, neuro-ophthalmologists, neurologists,

otorhynolaryngologists.

The diagnosis of such multisystemic mitochondrial disorders often requires the study of the

functionality of the respiratory chain in order to evaluate the severity of the energetic

deficiency. A skeletal muscle biopsy is usually performed to measure the enzymatic activity

of the 5 respiratory complexes and the mitochondrial oxygraphy. In addition, it allows

anatomo-pathological examinations to check for the presence of mtDNA deletions,

cytochrome c deficient fibers and ragged red fibers. Alternatively, skin fibroblasts are also

often useful to evaluate the severity of respiratory chain dysfunction.

Differential diagnosis

The DOA differential diagnosis list includes all the causes of bilateral optic neuropathies, i.e.

compressive, inflammatory, demyelinating, ischemic, glaucomatous, toxic, and metabolic

optic neuropathies. However, an appropriate clinical and para-clinical work-up, including

neuro-imaging, biochemical studies or genetic tests, will rule out these causes in most of the

cases.

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Among those differential diagnosis, normal tension glaucoma (NTG) may present with signs

consistent with DOA, such as visual field defects, optic disc excavation; however, NTG

occurs late during the adulthood and central visual loss does not occur until late during the

course of the disease. Interestingly, certain allelic sequence variants in OPA1 have been

found to be more prevalent in NTG patients in comparison with controls, thus suggesting

some cross-talk pathophysiological mechanisms between these diseases. [87].

Other acquired optic neuropathies with similar presenting signs as DOA include the

nutritional/toxic optic neuropathies, which may have a mitochondrial dysfunction basis.

Among the toxic optic neuropathies, the most common is the tobacco-alcohol related optic

neuropathy. Other possible agents causing a toxic optic neuropathy include methylene,

ethylene glycol, cyanide, lead, and carbon monoxide. Finally, certain medications, including

ethambutol, isoniazid, disulfiram can cause a toxic optic atrophy.

Other hereditary optic neuropathies, such as Leber’s hereditary optic neuropathy, Wolfram’s

syndrome or other neuropathies associated with neurological diseases (spinocerebellar

ataxias, Friedreich’s syndrome, Charcot Marie-Tooth type 2A, Deafness-Dystonia-Optic

Neuropathy syndromes etc.) may, at times, present with similar signs as DOA, though the

general context and the neurological signs help to differentiate those entities.

Differential diagnosis associated to the OPA loci (table 2)

OPA2: Two families mapping on the OPA2 locus Xp11.4-p11.21 were identified [48], both

presented optic atrophy from early childhood [49], and one associated in some instances optic

atrophy to mental retardation and neurological symptoms as jerks, dysarthria,

dysdiadochokinesia, tremor and gait [88,89]. In both families, only male are affected and

female carriers showed no abnormalities.

OPA3: Patients presenting dominant mutation in OPA3 gene display an early optic atrophy

followed by a later anterior and/or posterior cortical cataract and dyschromatopsy without

systematic axis. In some cases, patients present tremor, extrapyramidal rigidity, pescavus and

absence of deep tendon reflex [28]. Patients with OPA3 recessive mutations present the

syndromicCosteff syndrome (see next paragraph).

OPA4 and OPA5: three families linked to the OPA4 or OPA5 loci present an optic atrophy

that can not be differentiated from the phenotype observed in OPA1 patients: i.e. optic nerve

pallor, decreased visual acuity, color vision defects, impaired VEP, and normal ERG and no

extra-ocular findings [46,47].

OPA6 and OPA7: Recessive forms of optic atrophy were described linked to the OPA6 and

OPA7 loci. OPA6 patients present an early onset optic atrophy slowly progressing with a red-

green dyschromatopsia [50]. Concerning OPA7, a severe juvenile-onset optic atrophy with

central scotoma was found in a large multiplex inbred Algerian family and subsequently in

three other Maghreb families with the same mutation in the TMEM126A gene, suggesting a

founder effect. In these family, some patients presented mild auditory alterations and

hypertrophic cardiopathy [51].

OPA8: One large family with a optic atrophy undistinguishable from that related to OPA1

was recently described. In this family late-onset sensorineural hearing loss, increases of

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central conduction times at somato-sensory evoked potentials, and various cardiac

abnormalities were also described in some patients [53].

DOA differential diagnosis with other hereditary optic neuropathies

Leber Hereditary Optic Neuropathy (LHON) is the major differential diagnosis for optic

atrophy type 1 (OPA1). LHON typically presents in young adults as painless acute or

subacute visual failure, occurring sequentially in both eyes, within six months. The acute

phase begins with blurring of central vision and color desaturation. The central visual acuity

deteriorates to the level of counting fingers in up to 80% of cases, associated with a large

centrocecalscotoma. In few cases, in particular in patients with the m.14484 G > A mutation,

visual acuity may partially improve over time. Males are more commonly affected than

females and women tend to develop the disorder slightly later in life and may be more

severely affected, sometimes with associated multiple sclerosis like symptoms. Other

neurologic abnormalities, such as a postural tremor or the loss of ankle reflexes are also

found. LHON is maternally inherited by mutation in the mitochondrial genome, in most

patients (95% of cases) by one of the three mutations m.11778G > A, m.14484T > C,

m.3460G > A [90].

Differential diagnosis between syndromic DOA and other diseases

Wolfram syndrome

Mutations in the WFS1 gene are generally associated with optic atrophy as part of the

autosomal recessive Wolfram syndrome phenotype (DIDMOAD, diabetes insipidus, diabetes

mellitus, optic atrophy, deafness) [91,92] or with autosomal dominant progressive low-

frequency sensori-neural hearing loss that can be associated with DOA, with or without

impaired glucose regulation [93,94], supporting the notion that mutations in WFS1 as well as

in OPA1 may lead to optic atrophy combined with hearing impairment.

Costeff syndrome

Truncating mutations in OPA3 gene are responsible for 3-methylglutaconic aciduria type 3, a

recessive neuro-ophthalmologic syndrome consisting of early-onset bilateral optic atrophy

and later-onset spasticity, extra-pyramidal dysfunction, and cognitive deficit. Urinary

excretion of 3-methylglutaconic and 3-methylglutaric acids is increased [52,95].

Charcot-Marie-Tooth type 2A2 (CMT2A) is a peripheral distal neuropathy with optic atrophy

designated as hereditary motor and sensory neuropathy type VI (HMSN VI)[96]. HMSN VI

families display subacute onset of optic atrophy and subsequent slow recovery of visual

acuity in 60% of affected individuals. In each pedigree a dominant mutation in the gene

MFN2 coding the outer mitochondrial dynaminmitofusin 2, was identified [97]. Recently a

novel mutation in MFN2as been described in a patient with a DOAplus clinical presentation,

featuring also mtDNA deletions in the calf muscle [98].

Deafness-dystonia-optic neuronopathy syndrome (DDON) is a disease associating slowly

progressive decreased visual acuity from optic atrophy beginning about age 20 years with

neuro-sensorial hearing impairment, slowly progressive dystonia or ataxia and dementia

beginning at about age 40 years. Neurologic, visual, and neuropsychiatric symptoms vary in

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degree of severity and rate of progression [99]. As the inheritance is X-linked, males are only

affected, although females may present mild hearing impairment and focal dystonia. The

DDON syndrome is linked to mutation in TIMM8A or to a deletion at Xq22, also causing X-

linked agammaglobulinemia due to the disruption of the BTK gene located telomeric to

TIMM8A [100].

Other inherited disorders of Oxidative Phosphorylation

Mitochondrial diseases featuring a defect in the respiratory chain affect about 1/4000

individuals. They include clinical presentations with widely differing genetic origin and

phenotypic expression. Their clinical expression is mainly neuromuscular and neurosensorial,

but the major physiological systems and functions may also be affected. More than a hundred

pathogenic mutations have been described in mitochondrial DNA since 1988, and new

mutations are still regularly being reported. MtDNA mutations may be secondary to the

mutations of nuclear genes encoding the proteins that ensure the maintenance of mtDNA.

Since 1995, more than 70 nuclear genes have been involved in respiratory chain defects. The

clinical defects identified in DOAplus (deafness, peripheral neuropathy, chronic external

ophthalmoplegia, myopathy, encephalopathy, multiple sclerosis-like syndromes) are typical

of those found in multisystemic mitochondrial diseases that often themselves include optic

atrophy. Thus, facing a multisystemic mitochondrial syndrome with optic atrophy it is

important to check for OPA1 mutations, but many other mitochondrial diseases not related to

OPA1 can also display a clinical presentation similar to DOAplus, as recently evidenced by

the discovery of a singular mis-sense mutation in the MFN2 gene leading to a DOAplus

phenotype [98]. Interestingly, in a few cases, the clinical presentations of OPA1 mutations

excluded optic nerve involvement [9,101], suggesting that rare OPA1-associated diseases

may tend towards clinical phenotypes far removed from the initial description of DOA.

Genetic counseling

DOA is inherited as an autosomal dominant trait. When the causative mutation has been

identified either in OPA1 or OPA3 genes, it should be present in one of the parents except in

de novo cases, and will be transmitted with a 50% chance to the proband sibs. When the

causative mutation is not identified, genetic analysis can be performed on the family if other

members are affected, in order to localize the locus responsible for the disease. Nevertheless,

in these latter cases, results might not be straightforward and genetic counseling could remain

doubtful. Otherwise, when facing simplex proband without known gene etiology, no genetic

counseling can be provided. Importantly, in isolated cases, de novo mutations were frequently

reported in OPA1 gene, allowing consequently to provide advises for family projections. In

this respect, prenatal diagnosis for pregnancies at risk is feasible but remains complicated

when considering the incomplete penetrance and the markedly variable inter- and intra-

familial expressivity of DOA.

Antenatal diagnosis

The optimal time for determining genetic risk and sensitizing future parents to genetic testing

is obviously before pregnancy. If young adults are affected or at risk, it will be appropriate to

discuss the potential risk for their offspring and the reproductive options, as pre-implantation

genetic diagnosis is available for families in which the disease-causing mutation or locus has

been identified. Alternatively, prenatal genetic diagnosis for pregnancies at risk is possible by

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analysis of DNA extracted from fetal cells obtained by amniocentesis, again when the

disease-causing allele in the affected family member has been identified.

Prenatal testing for diseases as DOA that do not affect intellect or life span is not common, as

controversies may exist among medical professionals and within families regarding the use of

prenatal testing, particularly if the testing is being considered for the purpose of pregnancy

termination rather than early diagnosis. Although most diagnostic centers will consider the

decision about prenatal testing to be the choice of the parents, careful discussions of these

issues are mandatory.

Management including treatment

The management of DOA patient consists in regular ophthalmologic examination, including

measurement of visual acuity, color vision, visual fields and OCT. To date, no specific

treatment exists, but low-vision aids in patients with severely decreased visual acuity can be

beneficial. Avoiding tobacco and alcohol intake as well as medications (antibiotics,

antivirals) which can interfere with mitochondrial metabolism can be additional prophylactic

measures.

Cochlear implants have been shown to restore a marked improved audition in patients with

syndromic DOA with neurosensorial deafness [37].

Prognosis

In most cases, the diagnosis of DOA is established before adulthood. Subsequent visual loss

is mild, but can at times worsen acutely, while spontaneous improvement is exceptionally

rare. However, patients may develop adaptative strategies, allowing them to fixate within

intact retinal regions and thus comply with a normal familial and social life, although

insertion in the professional life might be compromised by the visual defect.

Patients with syndromic DOA will experience a more severe visual defect that often will be

followed by audition impairment, which together will affect their social communication early

in adulthood. Appearance and evolution of additional symptoms can occur later during the

third or fourth decade of life, and are believed to progress slowly.

Unresolved questions and conclusions

Although OPA1, the major gene responsible for DOA has now been discovered more than ten

years ago, much remains to be understood to explain the specificity of the disease that focus

first on the optic nerve integrity. Indeed two major challenges are unanswered: the

identification of the princeps mechanism that is affected in DOA, and deciphering why

mainly RGCs are degenerating in this disease. Answering both of these questions should

facilitate the future design of treatments.

In this respect, in absence of actual treatment, we are facing a tremendous challenge in testing

therapeutic strategies on the different available models, from cell lines to animals. It is

probably not beyond reasonable hope to think that in the next ten years, treatments will be

found to restrain the RGCs loss in DOA.

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Abbreviations

DOA, Dominant Optic Atrophy; DOAD, Dominant Optic Atrophy and Deafness; DOAplus,

syndromic Dominant Optic Atrophy; OPA, Optic Atrophy; LHON, Leber Hereditary Optic

Neuropathy; ION, Inherited Optic Neuropathy; NTG, Normal Tension Glaucoma; DDON,

Deafness Dystonia and Optic Neuropathy; DIDMOAD, Diabetes Insipidus, Diabetes

Mellitus, Optic Atrophy and Deafness; CMT2A, Charcot Marie Tooth type 2A disease;

HMSN, Hereditary Motor and Sensory Neuropathy; RGC, Retinal Ganglion Cell; VEP,

Visual Evoked Potential; PERG, Pattern ElectroRetinoGram; OCT, Optical Coherence

Tomography

Competing interests

All authors declare that they have no compelling interests

Authors’ contributions

All authors have contributed to the redaction and correction of the manuscript. All authors

read and approved the final manuscript

Acknowledgements

We are indebted to the following patient foundations: Retina France, Association Française

contre les Myopathies, Union Nationale des Aveugles et Déficients Visuels, Ouvrir Les Yeux

and the Association contre les Maladies Mitochondriales.

This work was supported by the INSERM, the CNRS, Université Montpellier I et II, France

and the University of Angers, France, and by an European E-Rare program.

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Control DOA patient

A

B

C

D

0

100

200

300

0 100 200 300 400 500TEMP SUP NAS INF TEMP

0

100

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0 100 200 300 400 500TEMP SUP NAS INF TEMP

Figure 1


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