__ Rev._A_· -1- -· __ _..

lawHnclmgulltims

Dato ___ _

aac >11.....,,UC1bis

PARTIES AND TERMS

.. -· -

<")

;

r .. ( .J -

. ..

'

(!'> ;:-. ·-, . .. -

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FINANCIAL DISCLOSURE REPORT

l POSmONS. (Rqxlrting iDrlmdual an1y; aee pp. !1-13 affilinginstructiDm)

IL AGREEMENTS. (RepartiaiillltiYidual aa1y, aee PP. 14-16 atfiliae iuslructioas)

Report ltythe Ethics ID. GoYemmeatAct Of'1!17B

Calendar Year 2003 (5 U.S.C. app. f§ 101-W)

2. Court or OrganizatiOG l. Pc:nonReporting (Last mme, Fust nune. Middle initial)

Shubb, WillimnB u. 8. District Court

6. Repmting Period4. Title .( m Judges indicate adiYc •senior atah!I; s. RepodType (chd.'. eppropriatetype) magistratejudp indicatdbll- or pat.time) l/1J2003

U.S. DislrictCourtJudge 1D 0 Initial QFlml

12/31/l003

8. On tho bail aftbo iDlbrmatillll CXllllaiaecl in 1bis Report and my 7. a.mi... or OJlioe Addral modifimtionspcdaining1bcnlD it is, inm.y opinian. incompliance

501 I Street Suite 14-200 witluppliclhle

Sa&:ramento, CA'5114

.fonnmustbe.fbllowod. Comphlte allpmis. cbeckingtbcNONBbaxfbr each partIMPOR.TANl'NOTBS: The inllrudiam \\finJoa 1mie no nportableinfanmtim. Signm laltJ19.

NONE - (Nonpan.blepositicms.)

POSITION

l.

.·

NONE - (No npmtabie aplDlllD.) .·

1.

'=' ,........ - ., . .. ..l°"l1 ..c..

t "'::-

= .... . .. '·'".":

i.. .:> . -.>

.. - . .- ;.. .

-··

id

1---- I = I

--

SQURCE AND lYPE GRQSS INCOME

BOPRCE AND TYPE

REIMBURSEMENTS-tzllllpClltation,

(Nollldlnpambknimbui••wm.>

L

L

FlNANCIAL DISCLOSURE REPORT

- B

fil NON-INVESTMENT 1NCOME.(Reportingindividual andspome; eepp.11-24offi1ingmtnmam)

A. Filer's Non-Investment Incom

NONE -(Nompadable inoame.)

(:yala. lllltllpOUlda) 1.

B. Spou1e!1 Non-Investment Jncom.6fyoa w.emmieddmiltgmypadimt ar11ae pi-oompldctbis IOCCioa. (doll.-amount mt roqu.irDd exoepUbr hmarm:ia)

li!I NONE - (Norepmtable mccm..)

IV. lodgia&lbod. ldstaimDeaL

(Jncludea tbme1D ... ml depended cliiklrea. Seepp. 25-27 af )

li!I NONE -

SOYRCE DESCRIPTJQN

DBSCRIPTIQN

1 -= I

VAllJE¢oDE

. FINANCIAL DISCLOSURE REPORT

V. GIFTS. (Include&those to spouce lllld drpmdmt mildrm.. Seo pp. 21-31 ofiastmdiom.)

NONE (No 111chreportable )-

·1•

..

VI. UABILITIES. (ImudesthanoflpCQIOw!O:pmclmtdlildRm. Seepp. 4afillltrumalll.) li!l NONE (No RpClltlble liMilffies.) .

l.

I I - -

2.

-

8.

12.

BANK ACCOUNTS

Govmnn111d

Trlllt�I

(1) (2) If mm llllll:lllSIR

(2) {3) (4) (S) om

-

"'

Shub&, W"illilm.B

Delaiplim fl.loads

17.

BlliaFCuhTrmt·JRA

Income duriac

(A.a)

Namc

c. Gtaa '\llluD • ea4 m

D.

DateofRqxnt4l6fl004

'FINANCIAL DISCLOSURE REPORT . Page 1 of S

A.

Rcpartillg

B.

n:porliDg period

Alnauat 'IJpo Oodal

n:padilgpcriod 'hmctiamdaringJqlClltingpaiod

llOt imcazp (1) (2) 'IJpo

(1)

(o.c.Va Value CoclD2 Mlllbod buy• .U.

Coclo3 (I-P) (Q-W)

Diii!:

&)

(o•div. nnt.ar

Value IdentityafMonth· Coclo2 Code 1 bliyedlllllar

A

Dl\Y (J-P) ( ("If' private 1nnl&tian)

( 1nllt--).

Pimm W atter.m.-t--.it hm priardilcl-

(NoRJpQl11ble m-, USetl. arlzmDctiaas) DNONE L

Bak America(Omddng)

3. BmikAmaica(Mu:imim')

4. lit Ccamunity Credit Unian ... . _

TJnlenrlt J

TJJUmt J

TJA lntamt -

s.

T6. Ammicm Skandia Noa M

T7. ·vemire Allnuity Naac J

LIMITED PARTNERSHIPS

w9. Weltin.lWels A DiYidaad J

wB DiYidaad IC10. Muaicipal Mcxtg. & Eipil:y

lL RAYMOND JAMES IRA -

TN111111 JSlrips

TA Divicbd JCapltaad Martpp_

15. JtA\'MOND JAMES AIXOUN'T #1

TA Dividend J16. JlcrilaF Cuh

13.

TA DiYidcmd J14.

TB Dividend Lli.'YllJl'DOD. Hi&h Jnoame Mlllli

Tc Dividead L1&. Pnnk1in CA mp Yield Muni

JfDDt -(1) CZ) CZ)

(4) (S) Gain

-'"'llf'fon)

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-

22.

26. ..

2&.

34.

.

VII. INVESTMENTS and TRUSTS-income, value, tnasc.iioni[m:ludas1halcaf'lhC11p!J111eandclepcllllmtcbildrm. Sae pp. 34-S7af'filingimtracliom.)

..

"FINANCIAL DISCLOSURE REPORT Name otPersan Repading 0ate antqxm

Sbubb. wiilimnB .<4f6f2004 . Page 2 of 5

B. c. D.A.

TAdvantage Advilan Puad K

Income clming 0tmswi.1t mc1 or 'Tr-.ctiomduriDg n:portiDg paiod Deaiptian or>-a npartiugpcriod lqlClltiagpcriod C tnaat-is)

(I) ('2) (3)

(I)

w a&r.m..--. Amtu#. Type (94 Valm vim type (ea. DD: Value Idcatilyaf'lam piar dilclmin Cocle 1 div. nmt.ar Cocla2 Mdhocl buy.sell, Moalh- Coda2 Code l

Oade3 lllllp. Dir (.YI) (ifpcivlte(A.a) int.) (1-l? (Q.W) llmml:tiaa)

T19. Seligman CATu:Emnpt c I>ividmcl L ·-

T20. Va KllllplllHi YJ4 Muni c Dividmd K

21. RAYMOND 1AMES ACCOUN'l'"##1

THtritap c.lb Trmt Municipal B Dividmd M

-T23. AUiandt Muni lnoaine lm'd CA B Dividmd K

T24. FnnklinJ:ncame Fund B Dmdead K

T2.5. Van Kampen E,.aty J:ncame FllDd A Dividmd K

rl. IRAll (Scp11'8te)

ManeyMmbt - Dean VatterR.eynolds A Dividand J T

T29. Value Added Equey B Dividm4 K

.-30. MSDW

T3L Mllbt · DelllW'dtlr A Dividmd K

T

T

32. Boeing A Dmdm4 J

A Dividmd J

T

33. a.wan

CooaOall. .A Dividmd J

A Dividend K T35. o-.1.

TA Diviclmd J36. Gilleae

.: : : : : . : . : : : : : : : : : : . : : : . : : . : : .: .. :.. . . . .... : ......: : : : ' : . : : : : ' : : '. : : : : :.

I _

D.

--

(1) Jf llDtaa:mpt- ft••-ure

(2) (3) Gain

.,.r.qMn)

--

-

40.

42. Smnin F.mrgy

43.

44.. ..

DMdaad

41..

5L Briltol

S2.

..

. FINANCIAL DISCLOSURE REPORT

Shubb. WillimtB

a[Allllla

Codo2

( trait--)

Name of'PmanRqiarting

Date ofltqJort416f.Z004. ;page 3 of S

c.B.A. !nc:mne anmwlucat end ar ".lmmctiam cbing repadingpariod

period period(1) (2)(2)

- . . (1)

(4) (S)Idmlil¥a£

Codcl Diie:Pl-"(X)" aftermllh.-et-P

hn prior discllllunl Value Value 'l'.>'Pe Ce.a. Vahu:'l)pe Ce.a.

luy,.U, Maath-Oocle2 MalhoclCodcl div. nmt.cr DayCodc3 (A-H)

buyadlellar(lf'pivlle hmlctiaa)

(1-J>) (J-P)(A-IQ int.) W)

Intel A Dividand K T37. ·-

38. IRA

J T39. Mamy Madcrt-Dean WJlterReynalds A Dividend

J TDea Wdler DiYidend Orowth Fund A Dividaad

J - TA Dividmil41. ApllCbe.Cm:p.

A Dividend J T

IRA/ROU.OVER. 10

J TA Dividea4ManeyM.ut- Dem WJlter R.isyno1da

J T4.5. Infirmlticn Fund A Dividmd

L T46. Value Added Mk1 Puad A

l4 T

T.-

47. Dividend OIOWlh Fund A Dividiad

JAmaiam Tai a: Tel A Dividend

J T

A Dmdmd

49. AT.t:TWnl• A Dividml

IC T50. Boeinc

A Dmdmd K T

Cmwon A Dmdm4 K T

J T.A Dividend53. CilOo

A Dividend K T54. Cola

· ·: . ; - : _ : ·: :· :.::::::· . . . . . . . . . . . ••··· : : : ... ..

Cuncut

--

SI.

62.

64.

a.

70..

-(1) (2) (2) lfnot :uam

(2) (3) (4) (S) G.m

(A-H)

-

'

Dividead

Dividmd

L

J

Descrip:iaa. m '-!Is

. . .. · · · · · ·· - - - - · · . . . .. · - · · . .. . . . ·- ::-· · ·· · :: · · · :::· ·· · ·: . .. ... . ... .

'FINANCIAL DISCLOSURE REPORT Name of Pmcm Rcpadiog Date ofReport age4 ofS Shubb, WilliamB 41612004

VII.

A. L c. D.

.. ( llUlt--) r--dariag <mm vdue Ill mul or. didngnipad&gperiocl

pariocl rcpcll1ing pcriad

SS.

56.

S7.

59.

60.

6L

P18Cle ·cxr after'.m.-mimpt mmpriardi.a-

Canoco

DuPont

Omal Electrlc

GiUcctK?o

Havl.elt Pacbrd

Iml

.Amaunt Coclol (A

A

A

A

B

A

A

A

Typo Ce.a. div. Nllt.ar int.)

Dividend

Dividend

Dividend

Dmdrmd

Dmdrllll

(1)

Vll-ue Codd (JI')

J

J

1

K

1

1

Vll1111 Method Code3 (Q-W)

T -

T

T

T

-T

T

T

(1)

'lJpc (o.g lllly• .ell, IDllgtl".niclanpial)

Dldll: Mcalb-Day

Value Ooclo2 Coda l (1-P)

Jdcatityafer

(ifpriwla tmDtlclian)

63.

IBM

LucG:

A

A

DiYidend

DiYidlal

K

1

T

T

MedcO A Dividand 1 T Spianafr 8-20 1

65. MmX A Dividend r

66. Micrmaft A Dividend K T -

67.

69.

71.

72.

Smipra Emq)-

Walll>ilmf

Y11111.Blmk fiinmdybow.'I'rioaa Global

1..imms Baldmp

Ford Matar PS

&A.T-OE CAPITAL 3115132

A

A

A

A

B i -

B

Dmdmll

Dmdead

I>mdm

Dividead

D1'idlDlt

DMdml

IC.

1

1

J

IC.

K

T

T

T

T

T

T Buy 8-21 1

· · ·· · · - · · ·-· · · · · · · · ·--·-·· -. . . . . . .

(:l) (l) (2) Jfaot tlll:qllJIOlll-awte (3) (4) (5)

Ollia

... 1pim)

A --

-

.

12.

as.

86.

VII. INVESTMENTS and TRUSTS -a-ia. wiuc. tr-=iwm fmc1udcs t1JDSC art1ie lpCDI: 11111 dc:pcmcbit childR:a. &ec PP. 34-57 aC.filingimtructiODS.)

FINANCIAL DISCLOSURE REPORT Name of'Pemm Reporting Date af'

Shubh, Williams 4161'.2004P.age S of S

c. D.B.A. Incanil!dmq Ormsvalue" end of. n.-ticmdariug pcrio4

Dacripticm oiAaets lqlClltiDg period iepmtiagperiod( tnllt&llels) -

(1) (.2)

Pl.. "CX1 atbrmch..-mnpt AmtNd.

(1)

vu. Value 'IJpe (e.g. Dale: Value IdentnyaCTJPO Ce.a. Oode2 Method tiuy, lall. Manlb-hllpriarm.ct- Codcl div. Rllt.or Code2 Codol buyir/selllr

Cada3 lllllp. Day (1-P) (A-H) ('Ifprivate(A.ii) iat.) (Q-W) lrmmctian)

1 T Buy 11-18 173• . SAT-GECAPlTAL 3/lS/32 I>ividmd -

1 T

formedybown II General Elcdric Piil

7S. GE CA.PIT AL 61'.28132 A Dividen4

74. GE CAPITAL 61'.28132 A Dividc:nd

J T Buy 11-1& J

K T Buy &-21 K76.. GE CAPITAL 11/15132 A Dividend

J -T77. BoUScdli P1i! A Diviclmd

J T7l .Brilltol P1i! A DiWlmd

redeemed 9-26 K A79. Pacifioaq>Pfil A Dividend

:Redeemed 11-lS L Aao. Zero CoupmBead 11/03 Nam

IC. TIL Zr:ro CoupmBand 11/04 Nano

K TZr:roCoaponBaad 11/0S Nane

K T83. .zero Coupon Band 11/07 Nano

T.-L84. c.pital One CD c Im.nit

L TDilcxMrCD c lllllnlt

K T Buy 11-11 IC.DilcxMr Bank CD 11/0I A lllllnlt

.. . . · .• . . •• • •••• : •• : ••. 7 ......... : .... :: :·:::: ... ::: • . . :; .:: . . • . ::·· :.::.

Line 83 Zero Caupmi Bond lltrf1 -new miry, ClnlDOCIUlly amittedftam2002 nipart. Pmdiwd 6-1 Value Code "K"

FINANCIAL DISCLOSURE REPORT

vm. ADDmONAL INFORMATION OR EXPLANAnONS (fnclicatepmto!Reparf.)

EXPLANATION OF CHANGES MADE IN THIS YEAR'S REPORT

SECTIONVU Line 17 Ewirgreeo High Income Muni - combined from lines 17 and 20 m 20002 rqxirt

. Line 18 PnakJi.n CAHigb Y"l.OklMuni- oomhjmid from lines 18, 21 and 23 in2002 n=part Line 19 Seligman CATax Emnpt ·combined from 6Dcs 19, 22 and 24 in 2002 npart

Line 30 MSDW - JOINT Ar::COUNT is a new category hellding

Line 4S Infonnation Pund- fiamline 77 in2002 reportLino 46 Value Added Mkt Funds ·fi'om line 74 in 2002 n:pcllt Line 47 Dividend Orowlh Fund-from line 49 Line 48 American Tel & Tel -from line SO Line 49 AT&T W"mlea-hm lino 84

-- Line so Boeing-from line ({1 Lino Sl Briatol Meyers-fiam line Sl Linc S2 Oaemin-from line 52 Linc S3 Cisco-oambined fiom lines 78, 79 and 80 Linc S4 Coe& Cola-from line 69 Linc SS Comaut-from line 87 Line S6 Conoco -from line 7S Line S7 Du Pant-from line 57 Linc 58 Oencml Eleclric -fiom line 54 Line S!) Gildill-fnm line 64

Line 60 Hnlltt Pdad-hm line 66 Line 61 Inllll-oambineclfrom Jina 62 ad 6'3 Line 62 IBM· from line SS ..

Line 63 Luoeat -.fhlmline 65 Line 6S Merck-fiom line 59 Line 66 Microlaft-from line 76 Linc 67 Sempra Energy-from line 61 Lino 68 WahDimey-fromline S3 Line 69 YumBranda· from line 68

Line 70 ZimmerHoJdinp -from lino IS Line 71 Ford Molar PJil-from line 73 Line 74 GE CapJt.1 6f'll/'32 -from line 89 Line 77 BellSouth.PS- from line 13 Line 78 Briatol Meyers PS - &am line 88 Line '79 Pacificoip PJil-from line 72

Line IO Zero CoDpon Bond 11/03 -from Jim 70 Line 11 Zero COllpOll Bond 11'04-fram line 82 Line 82 Zero Coupal1 Band 11/0S-from line 11

Line 84 Cllpital One a>-&am line 8' Line BS DillocMr a>-fnm Jime90

200f.REPOitT SEC'IlONVU Line .56 <JNMA- .... hm 2003111JX1d, mmbt Yahle below Sl,000 Line 91A.Jlft·tlalalfnm2003 npart. mabt wlae below SJ..000

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Si:gnanaa _ _,,_,,__i ....... r A_2__b_S/_ , _

' '

YJNANCIAL DISCLOSURE 1,tEPORT - -B

IX. CERTIFICATION.

I that all infbrmation given above (including information pertaining to my spouse and minor or dependent children. ifany) is acc:r.mrte, true, and complete to the best ofmy kncnftedge and beliet; andthat any informatioit not reported wa5 withheld because it met applicable statu.toiy provisions pemrltting non-disclosare.

- Ifurther certify that earned income ·from outside employment and honoraria and the acceptance of gifts which llave been reported are in compliance with the·provisions of S U.S.C. § 501 et. seq., S U.S.C. § 7353, and Judicial Conference resrulations.

--

Date

NOOE: ANY INDIVIDUAL WHO KNOWINGLY AND WlLFULLYFALSIFlES ORFA1LS TO FILE nns REPOR.TMAY BE SUBlBCT TO CIVR. AND CRIMINAL SANCTIONS (S U.S.C. app. § 104)

FILINGINSTRUCTIONS

Mail sjped original 8lld 3 additional copiesto:

Qmuaj� onFinanciaJ Administrative Oftice of1hc UDitcd States Courts Suit.e 2·301 One Columbus CircJc, N.E. Wasbington, D.C. 20544