The Ontario Securities Commission
OSC Bulletin
June 20, 2013
Volume 36, Issue 25
(2013), 36 OSCB
The Ontario Securities Commission administers the Securities Act of Ontario (R.S.O. 1990, c. S.5) and the
Commodity Futures Act of Ontario (R.S.O. 1990, c. C.20)
The Ontario Securities Commission Published under the authority of the Commission by:Cadillac Fairview Tower Carswell, a Thomson Reuters businessSuite 1903, Box 55 One Corporate Plaza 20 Queen Street West 2075 Kennedy Road Toronto, Ontario Toronto, Ontario M5H 3S8 M1T 3V4
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June 20, 2013 (2013) 36 OSCB
Table of Contents
Chapter 1 Notices / News Releases ......................6203 1.1 Notices ..........................................................62031.1.1 Current Proceedings before the Ontario Securities Commission ......................62031.1.2 Notice of Agreement among certain provincial securities regulators in support of the outsourcing and management of the System for Electronic Document Analysis and Retrieval (SEDAR), the System for Electronic Disclosure by Insiders(SEDI), the National Registration Database (NRD), and certain other nationally shared information technology systems that serve securities regulatory purposes and functions (CSA National Systems).................................6210 1.1.3 Notice of Agreement among certain provincial securities regulators in respect of the ownership and licensing of the intellectual property comprising the System for Electronic Document Analysis and Retrieval (SEDAR), the System for Electronic Disclosure by Insiders (SEDI), and the National Registration Database (NRD) (CSA National Systems).................................6211 1.1.4 Notice of Agreement among certain provincial securities regulators and the Investment Industry Regulatory Organization of Canada (IIROC) with respect to the administration and application of surplus funds generated by the operation of the National Registration Database (NRD)...........6212 1.1.5 Notice of Agreement among certain provincial securities regulators with respect to the administration and application of surplus funds generated by the operation of the System for Electronic Document Analysis and Retrieval (SEDAR) and the System for Electronic Disclosure by Insiders (SEDI)of the National Registration Database (NRD)...........6213 1.2 Notices of Hearing............................................nil1.3 News Releases .............................................6214 1.3.1 Canadian Securities Regulators Announce Panel Discussion on Statutory ‘Best Interest’ Duty .........................................6214 1.4 Notices from the Office of the Secretary ............................................6215 1.4.1 New Hudson Television Corporation et al. .....6215 1.4.2 Issam El-Bouji et al.........................................6215 1.4.3 Heritage Education Funds Inc. .......................6216 1.4.4 Beryl Henderson.............................................6216
Chapter 2 Decisions, Orders and Rulings ............6217 2.1 Decisions ......................................................6217 2.1.1 CNOOC Limited .............................................6217
2.1.2 Man Investments Canada Corp. and GLG EM Income Fund................................... 6220 2.1.3 PIMCO Canada Corp..................................... 6222 2.1.4 WPT Industrial Real Estate Investment Trust ........................................... 6226 2.1.5 MaRS VX ...................................................... 62302.2 Orders ........................................................... 62402.2.1 New Hudson Television Corporation et al. – ss. 127(1), (8) ............................................ 6240 2.2.2 White Hat Corporation –s. 1(6) of the OBCA................................................... 62422.2.3 Information Services Corporation – ss. 4.1(2), 4.2 and Rule 56-501 .................. 62432.2.4 Issam El-Bouji et al. – s. 17 ........................... 62472.2.5 Heritage Education Funds Inc........................ 6248 2.2.6 Tranzeo Wireless Technologies Inc. – s. 144 .......................................................... 62502.2.7 Coltstar Ventures Inc – s. 144........................ 62532.2.8 Beryl Henderson ............................................ 6256 2.3 Rulings.............................................................. nil
Chapter 3 Reasons: Decisions, Orders and Rulings ...................................................... nil3.1 OSC Decisions, Orders and Rulings.............. nil 3.2 Court Decisions, Order and Rulings .............. nil
Chapter 4 Cease Trading Orders .......................... 62574.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders......................... 6257 4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders ............. 6257 4.2.2 Outstanding Management & Insider Cease Trading Orders ................................... 6257
Chapter 5 Rules and Policies .................................... nil
Chapter 6 Request for Comments ............................ nil
Chapter 7 Insider Reporting.................................. 6259
Chapter 8 Notice of Exempt Financings............... 6369 Reports of Trades Submitted on Forms 45-106F1 and 45-501F1.............. 6369
Chapter 9 Legislation................................................. nil
Chapter 11 IPOs, New Issues and Secondary Financings............................................. 6377
Chapter 12 Registrations......................................... 6383 12.1.1 Registrants..................................................... 6383
Chapter 13 SROs, Marketplaces and Clearing Agencies ................................ 6385
13.1 SROs................................................................. nil 13.2 Marketplaces ................................................ 6385
Table of Contents
June 20, 2013 (2013) 36 OSCB
13.2.1 Triact Canada Marketplace LP – Notice of Commission Approval of Proposed Changes.....................................6385 13.2.2 Chi-X Canada ATS and CX2 Canada ATS – Notice of Proposed Changes and Request for Comment ....................................6388 13.3 Clearing Agencies 13.3.1 Notice of Effective Date – Technical Amendments to CDS Procedures – Termination of FINnet.....................................6390
Chapter 25 Other Information..................................6393 25.1. Permissions ..................................................6393 25.1.1 Nexteer Automotive Group Limited ................6393 25.2. Approvals......................................................639525.2.1 Zara Resources Inc. – s. 4(b) .........................6395
Index ................................................................6399
June 20, 2013 (2013) 36 OSCB 6203
Chapter 1
Notices / News Releases
1.1 Notices
1.1.1 Current Proceedings Before The Ontario Securities Commission
June 20, 2013
CURRENT PROCEEDINGS
BEFORE
ONTARIO SECURITIES COMMISSION
- - - - - - - - - - - - - - - - - - - - -
Unless otherwise indicated in the date column, all hearings will take place at the following location:
Ontario Securities Commission Cadillac Fairview Tower 20 Queen Street West, 17th Floor Toronto, Ontario M5H 3S8
Telephone: 416-597-0681 Telecopier: 416-593-8348
CDS TDX 76
- - - - - - - - - - - - - - - - - - - - -
THE COMMISSIONERS
Howard I. Wetston, Chair — HIW James E. A. Turner, Vice Chair — JEAT Lawrence E. Ritchie, Vice Chair — LER Mary G. Condon, Vice Chair — MGC Sinan O. Akdeniz — SOA Catherine E. Bateman — CEB James D. Carnwath — JDC Sarah B. Kavanagh — SBK Edward P. Kerwin — EPK Vern Krishna __ VK Deborah Leckman — DL Alan J. Lenczner — AJL Christopher Portner — CP Judith N. Robertson — JNR AnneMarie Ryan — AMR Charles Wesley Moore (Wes) Scott — CWMS
SCHEDULED OSC HEARINGS
June 24-26, 2013
10:00 a.m.
David Charles Phillips and John Russell Wilson
s. 127
Y. Chisholm in attendance for Staff
Panel: JDC/EPK/CWMS
June 24, 2013
10:30 a.m.
Global Consulting and Financial Services, Crown Capital Management Corporation, Canadian Private Audit Service, Executive Asset Management, Michael Chomica, Peter Siklos known as Peter Kuti), Jan Chomica, and Lorne Banks
s.127
C. Rossi in attendance for Staff
Panel: AJL
June 26, 2013
10:00 a.m.
Pro-Financial Asset Management Inc.
s. 127
D. Ferris in attendance for Staff
Panel: TBA
June 27, 2013
10:00 a.m.
Nest Acquisitions and Mergers, IMG International Inc., Caroline Myriam Frayssignes, David Pelcowitz, Michael Smith, and Robert Patrick Zuk
s. 37, 127 and 127.1
C. Price in attendance for Staff
Panel: JDC
July 3, 2013
10:00 a.m.
Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
s. 127
J. Feasby in attendance for Staff
Panel: VK
Notices / News Releases
June 20, 2013 (2013) 36 OSCB 6204
July 4, 2013
10:00 a.m.
Juniper Fund Management Corporation, Juniper Income Fund, Juniper Equity Growth Fund and Roy Brown (a.k.a. Roy Brown-Rodrigues)
s.127 and 127.1
D. Ferris in attendance for Staff
Panel: VK
July 10, 2013
10:00 a.m.
Bunting & Waddington Inc., ArvindSanmugam and Julie Winget
s. 127 and 127.1
M. Britton/A. Pelletier in attendance forStaff
Panel: EPK
July 11, 2013
10:00 a.m.
Moncasa Capital Corporation and John Frederick Collins
s. 127
T. Center in attendance for Staff
Panel: EPK
July 18, 2013
10:00 a.m.
Heritage Education Funds Inc.
s. 127
D. Ferris in attendance for Staff
Panel: JEAT
July 19, 2013
10:00 a.m.
Children’s Education Funds Inc.
s. 127
D. Ferris in attendance for Staff
Panel: JEAT
July 19, 2013
11:00 a.m.
AMTE Services Inc., Osler EnergyCorporation, Ranjit Grewal, PhillipColbert and Edward Ozga
s. 127
C. Rossi in attendance for Staff
Panel: JEAT
July 22-26, 2013
10:00 a.m.
Jowdat Waheed and Bruce Walter
s. 127
J. Lynch in attendance for Staff
Panel: CP/SBK/PLK
July 31, 2013
10:00 a.m.
Oversea Chinese Fund Limited Partnership, Weizhen Tang and Associates Inc., Weizhen Tang Corp., and Weizhen Tang
s. 127 and 127.1
H. Craig in attendance for Staff
Panel: MGC
August 1, 2013
10:00 a.m.
Ronald James Ovenden, New Solutions Capital Inc., New Solutions Financial Corporation and New Solutions Financial (Ii) Corporation
s. 127
Y. Chisholm in attendance for Staff
Panel: JEAT
August 14, 2013
10:00 a.m.
Quadrexx Asset Management Inc., Quadrexx Secured Assets Inc., Offshore Oil Vessel Supply Services LP, Quibik Income Fund and Quibik Opportunities Fund
s. 127
D. Ferris in attendance for Staff
Panel: JEAT
August 20, 2013
10:30 a.m.
Ground Wealth Inc., Michelle Dunk, Adrion Smith, Joel Webster, Douglas DeBoer, Armadillo Energy Inc., Armadillo Energy, Inc., and Armadillo Energy LLC
s. 127
J. Feasby in attendance for Staff
Panel: TBA
Notices / News Releases
June 20, 2013 (2013) 36 OSCB 6205
August 27, 2013
2:30 p.m.
Sandy Winick, Andrea Lee Mccarthy, Kolt Curry, Laura Mateyak, Gregory J. Curry, American Heritage Stock Transfer Inc., American Heritage Stock Transfer, Inc., BFM Industries Inc., Liquid Gold International Corp.,(aka Liquid Gold International Inc.) and Nanotech Industries Inc.
s. 127
J. Feasby/C. Watson in attendance forStaff
Panel: JDC
September 4, 2013
11:00 a.m.
Global Energy Group, Ltd., New Gold Limited Partnerships, Christina Harper, Howard Rash, Michael Schaumer, Elliot Feder, Vadim Tsatskin, Oded Pasternak, Alan Silverstein, Herbert Groberman, Allan Walker, Peter Robinson, Vyacheslav Brikman, Nikola Bajovski, Bruce Cohen and Andrew Shiff
s. 127
C. Watson in attendance for Staff
Panel: EPK
September 5, 2013
10:00 a.m.
2196768 Ontario Ltd carrying onbusiness as Rare Investments,Ramadhar Dookhie, Adil Sunderjiand Evgueni Todorov
s. 127
D. Campbell in attendance for Staff
Panel: EPK
September 5-9 & September 11-13, 2013
10:00 a.m.
Onix International Inc. and TyroneConstantine Phipps
s. 127
C. Rossi in attendance for Staff
Panel: TBA
September 11, 2013
10:00 a.m.
North American Financial Group Inc., North American Capital Inc., Alexander Flavio Arconti, and Luigino Arconti
s. 127
M. Vaillancourt in attendance for Staff
Panel: JDC
September 16-23, September 25-October 7, October 9-21, October 23-November 4, November 6-18, November 20-December 2, December 4-16 & December 18-20, 2013
10:00 a.m.
Eda Marie Agueci, Dennis Wing, Santo Iacono, Josephine Raponi, Kimberley Stephany, Henry Fiorillo, Giuseppe (Joseph) Fiorini, John Serpa, Ian Telfer, Jacob Gornitzki and Pollen Services Limited
s. 127
U. Sheikh in attendance for Staff
Panel: JDC
October 9, 2013
10:00 a.m.
Global Consulting and Financial Services, Crown Capital Management Corporation, Canadian Private Audit Service, Executive Asset Management, Michael Chomica, Peter Siklos known as Peter Kuti), Jan Chomica, and Lorne Banks
s.127
C. Rossi in attendance for Staff
Panel: TBA
October 15-21,October 23-29, 2013
10:00 a.m.
Normand Gauthier, Gentree Asset Management Inc., R.E.A.L. Group Fund III (Canada) LP, and CanPro Income Fund I, LP
s.127
B. Shulman in attendance for Staff
Panel: EPK
November 4 & November 6-18, 2013
10:00 a.m.
Systematech Solutions Inc., April Vuong and Hao Quach
s. 127
D. Ferris in attendance for Staff
Panel: TBA
Notices / News Releases
June 20, 2013 (2013) 36 OSCB 6206
December 4, 2013
10:00 a.m.
New Hudson Television Corporation, New Hudson Television L.L.C. &James Dmitry Salganov
s. 127
C. Watson in attendance for Staff
Panel: TBA
January 13, January 15-27, January 29-February 10, February 12-14 & February 18-21, 2014
10:00 a.m.
International Strategic Investments, International Strategic Investments Inc., Somin Holdings Inc., Nazim Gillani and Ryan J. Driscoll.
s. 127
C. Watson in attendance for Staff
Panel: TBA
May 5-May 16 & May 20-June 20, 2014
10:00 a.m.
Paul Azeff, Korin Bobrow, MitchellFinkelstein, Howard Jeffrey Millerand Man Kin Cheng (a.k.a. FrancisCheng)
s. 127
T. Center/D. Campbell in attendancefor Staff
Panel: TBA
In writing Morgan Dragon Development Corp., John Cheong (aka Kim Meng Cheong), Herman Tse, Devon Ricketts and Mark Griffiths
s. 127
J. Feasby in attendance for Staff
Panel: EPK
TBA Yama Abdullah Yaqeen
s. 8(2)
J. Superina in attendance for Staff
Panel: TBA
TBA Microsourceonline Inc., MichaelPeter Anzelmo, Vito Curalli, Jaime S.Lobo, Sumit Majumdar and JeffreyDavid Mandell
s. 127
Panel: TBA
TBA Frank Dunn, Douglas Beatty, Michael Gollogly
s.127
Panel: TBA
TBA MRS Sciences Inc. (formerly Morningside Capital Corp.), Americo DeRosa, Ronald Sherman, Edward Emmons and Ivan Cavric
s. 127 & 127(1)
D. Ferris in attendance for Staff
Panel: TBA
TBA Gold-Quest International and Sandra Gale
s.127
C. Johnson in attendance for Staff
Panel: TBA
TBA Brilliante Brasilcan Resources Corp., York Rio Resources Inc., Brian W. Aidelman, Jason Georgiadis, Richard Taylor and Victor York
s. 127
H. Craig in attendance for Staff
Panel: TBA
TBA Uranium308 Resources Inc., Michael Friedman, George Schwartz, Peter Robinson, and Shafi Khan
s. 127
H. Craig/C. Rossi in attendance forStaff
Panel: TBA
TBA Innovative Gifting Inc., Terence Lushington, Z2A Corp., and Christine Hewitt
s. 127
M. Vaillancourt in attendance for Staff
Panel: TBA
Notices / News Releases
June 20, 2013 (2013) 36 OSCB 6207
TBA David M. O’Brien
s. 37, 127 and 127.1
B. Shulman in attendance for Staff
Panel: TBA
TBA Beryl Henderson
s. 127
C. Weiler in attendance for Staff
Panel: TBA
TBA Crown Hill Capital Corporation and Wayne Lawrence Pushka
s. 127
A. Perschy/A. Pelletier in attendancefor Staff
Panel: TBA
TBA Portus Alternative Asset Management Inc., Portus Asset Management Inc., Boaz Manor, Michael Mendelson, Michael Labanowich and John Ogg
s. 127
H Craig in attendance for Staff
Panel: TBA
TBA Irwin Boock, Stanton Defreitas, Jason Wong, Saudia Allie, Alena Dubinsky, Alex Khodjaiants Select American Transfer Co., Leasesmart, Inc., Advanced Growing Systems, Inc., International Energy Ltd., Nutrione Corporation, Pocketop Corporation, Asia Telecom Ltd., Pharm Control Ltd., Cambridge Resources Corporation, Compushare Transfer Corporation, Federated Purchaser, Inc., TCC Industries, Inc., First National Entertainment Corporation, WGI Holdings, Inc. and Enerbrite Technologies Group
s. 127 & 127.1
D. Campbell in attendance for Staff
Panel: TBA
TBA Ernst & Young LLP
s. 127 and 127.1
A. Clark in attendance for Staff
Panel: TBA
TBA Newer Technologies Limited, Ryan Pickering and Rodger Frey
s. 127 and 127.1
B. Shulman in attendance for staff
Panel: TBA
TBA Sino-Forest Corporation, Allen Chan, Albert Ip, Alfred C.T. Hung, George Ho, Simon Yeung and David Horsley
s.127
H. Craig in attendance for Staff
Panel: TBA
TBA Sino-Forest Corporation, Allen Chan, Albert Ip, Alfred C.T. Hung, George Ho and Simon Yeung
s.127
H. Craig in attendance for Staff
Panel: TBA
TBA Fawad Ul Haq Khan and Khan Trading Associates Inc. carrying on business as Money Plus
s. 60 and 60.1 of the CommodityFutures Act
T. Center in attendance for Staff
Panel: TBA
TBA Global RESP Corporation and Global Growth Assets Inc.
s. 127
D. Ferris in attendance for Staff
Panel: TBA
Notices / News Releases
June 20, 2013 (2013) 36 OSCB 6208
TBA Issam El-Bouji, Global RESP Corporation, Global Growth Assets Inc., Global Educational Trust Foundation and Margaret Singh
s. 127 and 127.1
P. Foy in attendance for Staff
Panel: TBA
TBA Rezwealth Financial Services Inc., Pamela Ramoutar, Justin Ramoutar, Tiffin Financial Corporation, Daniel Tiffin, 2150129 Ontario Inc., Sylvan Blackett, 1778445 Ontario Inc. and Willoughby Smith
s.127(1) & (5)
A. Heydon/Y. Chisholm in attendancefor Staff
Panel : TBA
TBA Garth H. Drabinsky, Myron I. Gottlieband Gordon Eckstein
s. 127
A. Clark/J. Friedman in attendance forStaff
Panel: TBA
TBA Vincent Ciccone and Cabo CatocheCorp. (a.k.a. Medra Corp. and MedraCorporation)
s. 127
M. Vaillancourt in attendance for Staff
Panel: TBA
TBA Portfolio Capital Inc., David Rogerson and Amy Hanna-Rogerson
s.127
J. Lynch in attendance for Staff
Panel: TBA
TBA Heritage Management Group and Anna Hrynisak
s.127
C. Rossi in attendance for Staff
Panel: TBA
TBA Global Consulting and Financial Services, Global Capital Group, Crown Capital Management Corp., Michael Chomica, Jan Chomica and Lorne Banks
s.127
C. Rossi in attendance for Staff
Panel: TBA
TBA Energy Syndications Inc. Green Syndications Inc. , Syndications Canada Inc., Daniel Strumos, Michael Baum and Douglas William Chaddock
s. 127
C. Johnson in attendance for Staff
Panel: TBA
TBA New Hudson Television LLC & Dmitry James Salganov
s. 127
C. Watson in attendance for Staff
Panel: TBA
TBA Blackwood & Rose Inc., Steven Zetchus and Justin Kreller (also known as Justin Kay)
s. 37, 127 and 127.1
C. Rossi in attendance for Staff
Panel: TBA
TBA Knowledge First Financial Inc.
s. 127
D. Ferris in attendance for Staff
Panel: TBA
Notices / News Releases
June 20, 2013 (2013) 36 OSCB 6209
ADJOURNED SINE DIE
Global Privacy Management Trust and Robert Cranston
LandBankers International MX, S.A. De C.V.; Sierra Madre Holdings MX, S.A. De C.V.; L&B LandBanking Trust S.A. De C.V.; Brian J. Wolf Zacarias; Roger Fernando Ayuso Loyo, Alan Hemingway, Kelly Friesen, Sonja A. McAdam, Ed Moore, Kim Moore, Jason Rogers and Dave Urrutia
Hollinger Inc., Conrad M. Black, F. David Radler, John A. Boultbee and Peter Y. Atkinson
Notices / News Releases
June 20, 2013 (2013) 36 OSCB 6210
1.1.2 Notice of Agreement among certain provincial securities regulators in support of the outsourcing and management of the System for Electronic Document Analysis and Retrieval (SEDAR), the System for Electronic Disclosure by Insiders (SEDI), the National Registration Database (NRD), and certain other nationally shared information technology systems that serve securities regulatory purposes and functions (CSA National Systems)
June 20, 2013
NOTICE OF AGREEMENT AMONG CERTAIN PROVINCIAL SECURITIES REGULATORS IN SUPPORT OF THE OUTSOURCING AND MANAGEMENT
OF THE SYSTEM FOR ELECTRONIC DOCUMENT ANALYSIS AND RETRIEVAL (SEDAR), THE SYSTEM FOR ELECTRONIC DISCLOSURE BY INSIDERS (SEDI),
THE NATIONAL REGISTRATION DATABASE (NRD), AND CERTAIN OTHER NATIONALLY SHARED INFORMATION TECHNOLOGY SYSTEMS
THAT SERVE SECURITIES REGULATORY PURPOSES AND FUNCTIONS (CSA NATIONAL SYSTEMS)
On June 13, 2013, the Minister of Finance approved the agreement among the Ontario Securities Commission, the British Columbia Securities Commission, the Alberta Securities Commission and the Autorité des marchés financiers addressing a number of governance matters relating to the oversight and management of the new service provider that will operate the CSA National Systems once the agreements with the current service provider expire (Agreement).
The Agreement establishes a governance framework for the oversight and management of matters related to the CSA National Systems, provides for the designation of a party to perform certain functions relating to the operation of the CSA National Systems on behalf of the other parties, outlines how user fees will be established, collected and used, and addresses the allocation and payment of liabilities arising in connection with supplier agreements and the CSA National Systems.
The Agreement was published in the Bulletin on April 18, 2013 (see (2013) 3616 OSCB 4148).
Questions may be referred to:
Minami Ganaha Senior Legal IT Counsel General Counsel’s Office (416) 593-8170 [email protected]
Notices / News Releases
June 20, 2013 (2013) 36 OSCB 6211
1.1.3 Notice of Agreement among certain provincial securities regulators in respect of the ownership and licensing of the intellectual property comprising the System for Electronic Document Analysis and Retrieval (SEDAR), the System for Electronic Disclosure by Insiders (SEDI), and the National Registration Database (NRD) (CSA National Systems)
June 20, 2013
NOTICE OF AGREEMENT AMONG CERTAIN PROVINCIAL SECURITIES REGULATORS IN RESPECT OF THE OWNERSHIP AND LICENSING OF THE INTELLECTUAL PROPERTY
COMPRISING THE SYSTEM FOR ELECTRONIC DOCUMENT ANALYSIS AND RETRIEVAL (SEDAR), THE SYSTEM FOR ELECTRONIC DISCLOSURE BY INSIDERS (SEDI), AND
THE NATIONAL REGISTRATION DATABASE (NRD) (CSA NATIONAL SYSTEMS)
On June 13, 2013, the Minister of Finance approved the agreement among the Ontario Securities Commission, the British Columbia Securities Commission, the Alberta Securities Commission and the Autorité des marchés financiers outlining how the intellectual property comprising the CSA National Systems will be owned as between the parties, and how it will be licensed to third parties for their access and use (Agreement). The Agreement also documents how data filed in the CSA National Systems may be accessed and used by securities regulators, certain self-regulatory organizations, other permitted third parties, and thepublic.
The Agreement was published in the Bulletin on April 18, 2013 (see (2013) 3616 OSCB 4163).
Questions may be referred to:
Minami Ganaha Senior Legal IT Counsel General Counsel’s Office (416) 593-8170 [email protected]
Notices / News Releases
June 20, 2013 (2013) 36 OSCB 6212
1.1.4 Notice of Agreement among certain provincial securities regulators and the Investment Industry Regulatory Organization of Canada (IIROC) with respect to the administration and application of surplus funds generated by the operation of the National Registration Database (NRD)
June 20, 2013
NOTICE OF AGREEMENT AMONG CERTAIN PROVINCIAL SECURITIES REGULATORS AND THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
WITH RESPECT TO THE ADMINISTRATION AND APPLICATION OF SURPLUS FUNDS GENERATED BY THE OPERATION OF THE NATIONAL REGISTRATION DATABASE (NRD)
On June 13, 2013, the Minister of Finance approved the agreement among the Ontario Securities Commission, the British Columbia Securities Commission, the Alberta Securities Commission, the Autorité des marchés financiers and IIROC amending and restating their earlier agreement concerning the administration and application of surplus funds generated by the operationof NRD (Agreement).
The Agreement was published in the Bulletin on April 18, 2013 (see (2013) 3616 OSCB 4174).
Questions may be referred to:
Minami Ganaha Senior Legal IT Counsel General Counsel’s Office (416) 593-8170 [email protected]
Notices / News Releases
June 20, 2013 (2013) 36 OSCB 6213
1.1.5 Notice of Agreement among certain provincial securities regulators with respect to the administration andapplication of surplus funds generated by the operation of the System for Electronic Document Analysis and Retrieval (SEDAR) and the System for Electronic Disclosure by Insiders (SEDI)
June 20, 2013
NOTICE OF AGREEMENT AMONG CERTAIN PROVINCIAL SECURITIES REGULATORS WITH RESPECT TO THE ADMINISTRATION AND APPLICATION OF SURPLUS FUNDS
GENERATED BY THE OPERATION OF THE SYSTEM FOR ELECTRONIC DOCUMENT ANALYSIS AND RETRIEVAL (SEDAR)
AND THE SYSTEM FOR ELECTRONIC DISCLOSURE BY INSIDERS (SEDI)
On June 13, 2013, the Minister of Finance approved the agreement among the Ontario Securities Commission, the British Columbia Securities Commission, the Alberta Securities Commission, the Autorité des marchés financiers and IIROC amending and restating their earlier agreement concerning the administration and application of surplus funds generated by the operationof SEDAR and SEDI (Agreement).
The Agreement was published in the Bulletin on April 18, 2013 (see (2013) 3616 OSCB 4178).
Questions may be referred to:
Minami Ganaha Senior Legal IT Counsel General Counsel’s Office (416) 593-8170 [email protected]
Notices / News Releases
June 20, 2013 (2013) 36 OSCB 6214
1.3 News Releases
1.3.1 Canadian Securities Regulators Announce Panel Discussion on Statutory ‘Best Interest’ Duty
FOR IMMEDIATE RELEASE June 12, 2013
CANADIAN SECURITIES REGULATORS ANNOUNCE PANEL DISCUSSION ON STATUTORY ‘BEST INTEREST’ DUTY
TORONTO – The Canadian Securities Administrators (CSA) announced today that the Ontario Securities Commission (OSC) will host a panel discussion on July 23, 2013 to focus the dialogue on the issues identified in CSA Consultation Paper 33-403 –The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients.
The panel discussion is part of the CSA’s ongoing effort to explore the potential benefits and competing considerations of introducing a statutory fiduciary, or ‘best interest’, standard for advisers and dealers when they provide advice to retail clients.The CSA has already scheduled roundtables on June 18, 2013 (geared toward investors), and on June 25, 2013 (geared towards industry).
The panel discussion on July 23, 2013, from 10 a.m. to 12 p.m. will focus the dialogue, building on the roundtables in June, witha panel discussion designed to reflect the diversity of views on this issue. Panelists will be selected to reflect the various perspectives on a ‘best interest’ standard. The session will take place on the 22nd floor of the OSC’s offices located at 20 Queen Street West in Toronto, Ontario. Further details, including the final agenda, will be provided closer to the event date.
Those interested in observing the panel discussion are asked to send an e-mail to [email protected] by Monday, July 8, 2013.
The CSA, the council of the securities regulators of Canada’s provinces and territories, co-ordinates and harmonizes regulationfor the Canadian capital markets.
For Media Inquiries:
Carolyn Shaw-Rimmington Manager, Public Affairs 416-593-2361
Aly Vitunski Senior Media Relations Specialist 416-593-8263
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For Investor Inquiries:
OSC Contact Centre416-593-8314 1-877-785-1555 (Toll Free)
Notices / News Releases
June 20, 2013 (2013) 36 OSCB 6215
1.4 Notices from the Office of the Secretary
1.4.1 New Hudson Television Corporation et al.
FOR IMMEDIATE RELEASE June 11, 2013
IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED
AND
IN THE MATTER OF NEW HUDSON TELEVISION CORPORATION,
NEW HUDSON TELEVISION L.L.C. &JAMES DMITRY SALGANOV
TORONTO – The Commission issued a Temporary Order in the above named matter which provides that:
(i) pursuant to subsection 127(8) of the Act, the Amended Temporary Order is extended to December 6, 2013 at 10:00 a.m.; and
(ii) the hearing to consider any further extension of the Amended Temporary Order is to be held on December 4, 2013 at 10:00 a.m., or such other date and time as set by the Office of the Secretary.
A copy of the Temporary Order dated June 6, 2013 is available at www.osc.gov.on.ca.
OFFICE OF THE SECRETARY JOHN P. STEVENSON SECRETARY
For media inquiries:
Carolyn Shaw-Rimmington Manager, Public Affairs 416-593-2361
Alison Ford Media Relations Specialist 416-593-8307
For investor inquiries:
OSC Contact Centre 416-593-8314 1-877-785-1555 (Toll Free)
1.4.2 Issam El-Bouji et al.
FOR IMMEDIATE RELEASE June 12, 2013
IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, c S.5, AS AMENDED
AND
IN THE MATTER OF ISSAM EL-BOUJI, GLOBAL RESP CORPORATION,
GLOBAL GROWTH ASSETS INC., GLOBAL EDUCATIONAL TRUST FOUNDATION AND
MARGARET SINGH
TORONTO – The Panel of the Commission released a redacted Order under section 17 of the Act in the above noted matter.
A copy of the redacted Order dated June 11, 2013 is available at www.osc.gov.on.ca.
OFFICE OF THE SECRETARY JOHN P. STEVENSON SECRETARY
For media inquiries: [email protected]
Carolyn Shaw-Rimmington Manager, Public Affairs 416-593-2361
Alison Ford Media Relations Specialist 416-593-8307
For investor inquiries:
OSC Contact Centre 416-593-8314 1-877-785-1555 (Toll Free)
Notices / News Releases
June 20, 2013 (2013) 36 OSCB 6216
1.4.3 Heritage Education Funds Inc.
FOR IMMEDIATE RELEASE June 17, 2013
IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED
AND
IN THE MATTER OF HERITAGE EDUCATION FUNDS INC.
TORONTO – The Commission issued an Order in the above named matter which provides that:
1. The Temporary Order is extended to July 22, 2013, or until such further order of the Commission; and
2. The hearing is adjourned to July 18, 2013 at 10:00 a.m.
A copy of the Order dated June 14, 2013 is available at www.osc.gov.on.ca.
OFFICE OF THE SECRETARY JOHN P. STEVENSON SECRETARY
For media inquiries:
Carolyn Shaw-Rimmington Manager, Public Affairs 416-593-2361
Alison Ford Media Relations Specialist 416-593-8307
For investor inquiries:
OSC Contact Centre 416-593-8314 1-877-785-1555 (Toll Free)
1.4.4 Beryl Henderson
FOR IMMEDIATE RELEASE June 18, 2013
IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED
AND
IN THE MATTER OF BERYL HENDERSON
TORONTO – The Commission issued an Order in the above named matter which provides that the confidential pre-hearing conference is adjourned and will be continued on July 11, 2013 at 10:00 a.m. or to such other date as agreed to by the parties and advised by the Office of the Secretary.
The pre-hearing conference will be in camera.
A copy of the Order dated June 12, 2013 is available at www.osc.gov.on.ca.
OFFICE OF THE SECRETARY JOHN P. STEVENSON SECRETARY
For media inquiries:
Carolyn Shaw-Rimmington Manager, Public Affairs 416-593-2361
Alison Ford Media Relations Specialist 416-593-8307
For investor inquiries:
OSC Contact Centre 416-593-8314 1-877-785-1555 (Toll Free)
June 20, 2013 (2013) 36 OSCB 6217
Chapter 2
Decisions, Orders and Rulings
2.1 Decisions
2.1.1 CNOOC Limited
May 16, 2013
IN THE MATTER OF THE SECURITIES LEGISLATION OF
ALBERTA AND ONTARIO (the Jurisdictions)
AND
IN THE MATTER OF THE PROCESS FOR EXEMPTIVE RELIEF APPLICATIONS
IN MULTIPLE JURISDICTIONS
AND
IN THE MATTER OF CNOOC LIMITED
(the Filer)
DECISION
Background
The securities regulatory authority or regulator in each of the Jurisdictions (the Decision Maker) has received an application from the Filer for a decision under the securities legislation of the Jurisdictions (the Legislation) that upon the Filer listing its American depositary shares, represented by American depositary receipts (ADRs), for trading on the Toronto Stock Exchange (the TSX), the Filer will be exempted from the requirements of National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities (NI 51-101) (the Exemption Sought).
Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a dual application):
(a) the Alberta Securities Commission is the principal regulator for this application; and
(b) this decision is the decision of the principal regulator and evidences the decision of the securities regulatory authority or regulator in Ontario.
Interpretation
Terms defined in National Instrument 14-101 Definitions or in Multilateral Instrument 11-102 Passport System have the same meaning if used in this decision, unless otherwise defined herein.
Representations
This decision is based on the following facts represented by the Filer:
1. The Filer is a Hong Kong limited liability company with its registered office in Hong Kong.
2. The Filer is an upstream company specializing in the exploration, development and production of oil and natural gas.
3. The Filer’s ordinary shares are listed and posted for trading on the Hong Kong Stock Exchange (the HKSE) and its ADRs are listed and posted for trading on the New York Stock Exchange (the NYSE).
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6218
4. As at April 12, 2013, there were 44,646,305,984 ordinary shares of the Filer issued and outstanding, of which 28,772,727,273 (or approximately 64.45%) were held, directly or indirectly, by China National Offshore Oil Corporation, a People’s Republic of China state-owned enterprise. As at March 4, 2013, 10,374,921 ADRs were issued and outstanding, representing approximately 2.3% of the Filer’s issued and outstanding ordinary shares.
5. The Filer is not a reporting issuer in any Canadian jurisdiction and is not, to its knowledge, in default of any requirements under the Legislation. None of the Filer’s securities are listed and posted for trading in Canada. The Filer has never issued any securities to the public in Canada either by way of private placement or public financing.
6. None of the executive officers and directors of the Filer is a resident of Canada and the Filer’s business is presently administered primarily outside of Canada.
7. The Filer’s ADRs are registered under section 12(b) of the 1934 Act and the Filer is required to file reports under section 13 or 15(d) of the 1934 Act.
8. The Filer is in compliance with all requirements imposed by the SEC, the 1933 Act, the 1934 Act, the United States Sarbanes-Oxley Act of 2002 and the rules of the NYSE (collectively, the US Rules).
9. The Filer is a “foreign private issuer” under the US Rules.
10. The Filer prepares disclosure with respect to its oil and natural gas activities in accordance with the applicable US Rules (the Oil and Gas Disclosure).
11. On July 23, 2012, the Filer entered into an arrangement agreement with Nexen Inc. (Nexen) providing for a plan of arrangement under section 192 of the Canada Business Corporations Act pursuant to which the Filer acquired, among other things, all of the outstanding common shares of Nexen for US$27.50 per share in cash (the Arrangement). On February 25, 2013, the Arrangement was completed.
12. Nexen was a reporting issuer under the securities legislation of each of Alberta, Ontario, British Columbia, Saskatchewan, Manitoba, Québec, New Brunswick, Nova Scotia, Prince Edward Island and Newfoundland and Labrador and its common shares, among other securities, were listed and posted for trading on the TSX and the NYSE. Nexen ceased to be a reporting issuer on April 24, 2013.
13. Following completion of the Arrangement, the common shares of Nexen were delisted from the TSX and the NYSE. It is the Filer’s current intention to list its ADRs on the TSX.
14. The ADRs that are expected to be listed on the TSX are the same instruments which are listed on the NYSE. The listing of the ADRs will not result in a new issuance of ordinary shares of the Filer and will not generate additional funds for the Filer.
15. Concurrently with the listing of the ADRs on the TSX, the Filer will become subject to the ongoing continuous disclosure requirements under the applicable securities laws of each of the provinces of Alberta and Ontario and, specifically, the disclosure requirements of NI 51-101.
16. The Filer will qualify as an “SEC foreign issuer” (an SEC Foreign Issuer) under National Instrument 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (NI 71-102) and will rely on and comply with the exemptions from Canadian continuous disclosure requirements afforded to SEC Foreign Issuers under Part 4 of NI 71-102.
17. Fewer than 8.0% of the number of registered and beneficial holders of ADRs are residents of Canada and less than 3.1% of the outstanding ADRs are held by residents of Canada.
18. Fewer than 8.0% of the number of registered and beneficial holders of ordinary shares (including ordinary shares represented by ADRs) of the Filer are residents of Canada and less than 0.55% of the outstanding ordinary shares (including ordinary shares represented by ADRs) of the Filer are held by residents of Canada.
19. The ordinary shares of the Filer represented by ADRs that the Filer intends to list on the TSX (including ADRs reserved for issuance) represent, in aggregate, approximately 2.3% of the Filer’s issued and outstanding ordinary shares.
Decision
Each of the Decision Makers is satisfied that the decision meets the test set out in the Legislation for the Decision Maker to make the decision.
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6219
The decision of the Decision Makers under the Legislation is that the Exemption Sought is granted provided that:
(a) the Filer continues to be an SEC Foreign Issuer and complies with the disclosure requirements of the US Rules in connection with its oil and gas activities without relying on a legislative or other exemption from the US Rules available to foreign private issuers in relation to such disclosure;
(b) the Filer issues in Canada, and files on SEDAR, a news release stating that it will provide Oil and Gas Disclosure prepared in accordance with the US Rules rather than in accordance with NI 51-101;
(c) the Filer files the Oil and Gas Disclosure with the securities regulatory authority or regulator in each of the Canadian jurisdictions in which the Filer is a reporting issuer as soon as practicable after the Oil and Gas Disclosure is filed pursuant to the US Rules;
(d) fewer than 10% of the number of registered and beneficial holders of ordinary shares of the Filer (including ordinary shares represented by ADRs) are residents of Canada;
(e) less than 10% of the outstanding ordinary shares of the Filer (including ordinary shares represented by ADRs) are held by residents of Canada;
(f) fewer than 10% of the number of registered and beneficial holders of any new class or series of securities issued by the Filer are residents of Canada; and
(g) less than 10% of any new class or series of securities issued by the Filer are held by residents of Canada.
For the Commission:
“Glenda Campbell, QC” Vice-ChairAlberta Securities Commission
“Stephen Murison” Vice-ChairAlberta Securities Commission
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6220
2.1.2 Man Investments Canada Corp. and GLG EM Income Fund
Headnote
National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – Relief granted to commodity pool for extension of lapse date of prospectus for approximately 40 days – additional time needed for renewal of prospectus due to ongoing review.
Applicable Legislative Provisions
Securities Act, R.S.O. 1990, c. S 5 as am., s. 62(5).
May 28, 2013
IN THE MATTER OF THE SECURITIES LEGISLATION OF
ONTARIO (the Jurisdiction)
AND
IN THE MATTER OF MAN INVESTMENTS CANADA CORP.
(the Filer)
AND
GLG EM INCOME FUND (the Fund)
DECISION
Background
The principal regulator in the Jurisdiction has received an application from the Filer for a decision under the securities legislation of the Jurisdiction of the principal regulator (the Legislation) for an exemption that the time limits pertaining to filing the renewal prospectus of the Fund be extended as if the lapse date of the prospectus of the Fund dated May 18, 2012 (the Current Prospectus) was June 28, 2013 (the Requested Relief).
Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a passport application):
(a) the Ontario Securities Commission (the OSC) is the principal regulator for this application; and
(b) the Filer has provided notice that section 4.7(1) of Multilateral Instrument 11-102 Passport System(MI 11-102) is intended to be relied upon in each of the other provinces and territories of Canada (the Passport Jurisdictions).
Interpretation
Unless expressly defined herein, terms in this application have the respective meanings given to them in National Instrument 41-101 General Prospectus Requirements,
National Instrument 81-102 Mutual Funds, National Instrument 14-101 Definitions and MI 11-102.
Representations
This decision is based on the following facts represented by the Filer:
1. The Filer is a corporation incorporated under the Canada Business Corporations Act and is the trustee and manager of the Fund.
2. The Filer is registered as an investment fund manager in Ontario, Quebec and Newfoundland and Labrador, as an adviser in the category of portfolio manager in Ontario and Alberta and as a dealer in the category of exempt market dealer in Ontario, British Columbia, Alberta, Saskatchewan, Manitoba, Québec, New Brunswick and Nova Scotia. The Filer’s head office is located in Toronto, Ontario.
3. The Fund is a reporting issuer in each of the provinces and territories of Canada.
4. Neither the Fund nor the Filer is in default of securities legislation in any province or territory of Canada.
5. Units of the Fund are currently qualified for distribution in each of the Jurisdictions under the current prospectus of the Fund dated May 18, 2012, as amended by Amendment No. 1 dated November 20, 2012 (the Amendment No. 1,collectively, the Current Prospectus).
6. Pursuant to the section 62(1) of the Legislation, the lapse date for the Current Prospectus was May 18, 2013 (the Current Lapse Date). Accordingly, under the Legislation, the distribution of units of the Fund would have to cease on the Current Lapse Date unless (i) the Fund files a pro forma prospectus for the Fund at least 30 days prior to the Current Lapse Date; (ii) the final prospectus for the Fund is filed no later than 10 days after the Current Lapse Date, i.e. by May 28, 2013; and (iii) a receipt for the final prospectus is obtained within 20 days of the Current Lapse Date.
7. On April 17, 2013, a pro forma prospectus for the Fund was filed with the OSC. In order to comply with the requirements of the Legislation, the final prospectus for the Fund (the Final Renewal Prospectus) must be filed on or before May 28, 2013 and a receipt must be obtained by June 7, 2013 in order for the distribution of units of the Fund to continue without interruption.
8. Given the ongoing review of the Pro Forma Prospectus by the OSC, the Filer is requesting additional time by means of an extension of the Current Lapse Date to June 28, 2013, to permit
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6221
the Filer to respond to the OSC’s comment letter(s), and file the Final Renewal Prospectus for the Fund which satisfactorily addresses all of the OSC’s comments as well as the impact of the federal government’s 2013 budget announcement made on March 21, 2013 on the Fund without resulting in the Fund being forced to cease distribution of units because the Current Prospectus has lapsed.
9. Since the date of the Amendment No. 1, no undisclosed material change has occurred. Accordingly, the Current Prospectus continues to provide accurate information regarding the Fund.
10. Given the disclosure obligations of the Filer and the Fund, should any material changes be proposed, the Current Prospectus will be amended accordingly. Therefore, the extension
requested will not affect the currency or accuracy of the information contained in the Current Prospectus, and accordingly, will not be prejudicial to the public interest.
Decision
The principal regulator is satisfied that the decision meets the test set out in the Legislation for the principal regulator to make the decision.
The decision of the Decision Maker under the Legislation is that the Requested Relief is granted.
“Vera Nunes” Manager, Investment Funds Ontario Securities Commission
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6222
2.1.3 PIMCO Canada Corp.
Headnote
National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – relief from certain specified derivatives and custodial requirements to permit mutual funds to enter into swap transactions that are cleared through a clearing corporation – relief required because of new U.S. requirements to clear over-the-counter derivatives including swaps - decisiontreats cleared swaps similar to other cleared derivatives – National Instrument 81-102 Mutual Funds.
Applicable Legislative Provisions
National Instrument 81-102 Mutual Funds, ss. 2.7(1) and (4), 6.8(1), 19.1.
June 7, 2013
IN THE MATTER OF THE SECURITIES LEGISLATION OF
ONTARIO (the Jurisdiction)
AND
IN THE MATTER OF THE PROCESS FOR EXEMPTIVE RELIEF
APPLICATIONS IN MULTIPLE JURISDICTIONS
AND
IN THE MATTER OF PIMCO CANADA CORP.
(the Filer)
DECISION
Background
The principal regulator in the Jurisdiction has received an application from the Filer for a decision under the securities legislation of the Jurisdiction of the principal regulator (the Legislation), pursuant to section 19.1 of National Instrument 81-102 MutualFunds (NI 81-102), exempting each Existing PIMCO Fund (as defined below) and all current and future mutual funds managed by the Filer that enter into Swaps (as defined below) in the future (each, a Future PIMCO Fund and, together with the Existing PIMCO Funds, each, a PIMCO Fund and, collectively, the PIMCO Funds):
(i) from the requirement in subsection 2.7(1) of NI 81-102 that a mutual fund must not purchase an option or a debt-like security or enter into a swap or a forward contract unless, at the time of the transaction, the option, debt-like security, swap or contract has an approved credit rating or the equivalent debt of the counterparty, or of a person or company that has fully and unconditionally guaranteed the obligations of the counterparty in respect of the option, debt-like security, swap or contract, has an approved credit rating;
(ii) from the limitation in subsection 2.7(4) of NI 81-102 that the mark-to-market value of the exposure of a mutual fund under its specified derivatives positions with any one counterparty other than an acceptable clearing corporation or a clearing corporation that settles transactions made on a futures exchange listed in Appendix A to NI 81-102 shall not exceed, for a period of 30 days or more, 10 percent of the net asset value of the mutual fund; and
(iii) from the requirement in subsection 6.1(1) of NI 81-102 to hold all portfolio assets of a mutual fund under the custodianship of one custodian in order to permit each PIMCO Fund to deposit cash and portfolio assets directly with a Futures Commission Merchant (as defined below) and indirectly with a Clearing Corporation (as defined below) as margin,
in each case, with respect to cleared Swaps (the Requested Relief).
Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a passport application):
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6223
(a) the Ontario Securities Commission is the principal regulator for this application; and
(b) the Filer has provided notice that subsection 4.7(1) of Multilateral Instrument 11-102 Passport System (MI 11-102) is intended to be relied upon in each of the other provinces and territories of Canada (the Other Jurisdictions).
Interpretation
Terms defined in NI 81-102, National Instrument 14-101 Definitions, and MI 11-102 have the same meaning if used in this decision, unless otherwise defined. Capitalized terms used in this decision have the following meanings:
“CFTC” means the U.S. Commodity Futures Trading Commission
“Clearing Corporation” means any of the Chicago Mercantile Exchange Inc., ICE Clear Credit LLC, LCH.Clearnet Limited and any other clearing organization that is permitted to operate in the Jurisdiction or the Other Jurisdiction, as the case may be,where the PIMCO Fund is located
“Dodd-Frank” means the Dodd-Frank Wall Street Reform and Consumer Protection Act
“Existing PIMCO Funds” means any of PIMCO Canadian Short Term Bond Fund, PIMCO Canadian Total Return Bond Fund, PIMCO Canadian Long Term Bond Fund, PIMCO Canadian Real Return Bond Fund, PIMCO Monthly Income Fund (Canada), PIMCO Global Advantage Strategy Bond Fund (Canada), PIMCO Global Balanced Fund (Canada) and PIMCO EqS Pathfinder FundTM (Canada)
“Futures Commission Merchant” means any futures commission merchant that is registered with the CFTC and is a member of a Clearing Corporation
“OTC” means over-the-counter
“PIMCO” means the global PIMCO group of companies, including the Filer, Allianz Asset Management of America L.P., Pacific Investment Management Company LLC, PIMCO Europe Ltd. and their affiliates
“Swaps” means the swaps that are, or will become, subject to a clearing determination issued by the CFTC, including fixed-to-floating interest rate swaps, basis swaps, forward rate agreements in U.S. dollars, the Euro, Pounds Sterling or the Japanese Yen, overnight index swaps in U.S. dollars, the Euro and Pounds Sterling and untranched credit default swaps on certain North American indices (CDX.NA.IG and CDX.NA.HY) and European indices (iTraxx Europe, iTraxx Europe Crossover and iTraxx Europe HiVol) at various tenors
“U.S. Person” has the meaning attributed thereto by the CFTC
Representations
This decision is based on the following facts represented by the Filer:
1. The Filer is, or will be, the investment fund manager of each PIMCO Fund. The Filer is registered as an investment fund manager in the Provinces of Ontario, Québec and Newfoundland and Labrador and is registered as a portfolio manager and exempt market dealer in the Provinces of Ontario, Alberta, British Columbia, Manitoba, Nova Scotia, Québec and Saskatchewan. The Filer is also registered under the Commodity Futures Act (Ontario) in the category of commodity trading manager in the Province of Ontario, as a derivatives portfolio manager in the Province of Québec and as an adviser in the Province of Manitoba. The head office of the Filer is in Toronto, Ontario.
2. The Filer is, or will be, the portfolio manager to the PIMCO Funds and one of the PIMCO companies, each of which is an affiliate of the Filer, is, or will be, the sub-advisor to the PIMCO Funds.
3. Each PIMCO Fund is, or will be, a mutual fund created under the laws of the Province of Ontario and is, or will be, subject to the provisions of NI 81-102.
4. Neither the Filer nor the PIMCO Funds are, or will be, in default of securities legislation in any Jurisdiction.
5. The securities of each PIMCO Fund are, or will be, qualified for distribution pursuant to a prospectus that was, or will be, prepared and filed in accordance with the securities legislation of the Jurisdictions. Accordingly, each PIMCO Fund is, or will be, a reporting issuer or the equivalent in each Jurisdiction.
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6224
6. The investment objective and investment strategies of each PIMCO Fund permit, or will permit, the PIMCO Fund to enter into derivative transactions, including Swaps. The portfolio management team of the Existing PIMCO Funds consider Swaps to be an important investment tool that is available to it to properly manage each PIMCO Fund’s portfolio. As at the end of April, 2013, the Existing PIMCO Funds have entered into foreign exchange swaps, interest rate swaps and credit default swaps on single names and indices that had an aggregate absolute notional value of approximately $4.8 billion.
7. Dodd-Frank requires that certain OTC derivatives be cleared through a Futures Commission Merchant at a Clearing Corporation. Generally, where one party to a Swap is a U.S. Person and the other party to the Swap is a mutual fund, such as a PIMCO Fund, that Swap must be cleared, absent an available exception, beginning on June 10, 2013. With respect to entities such as the PIMCO Funds, the compliance date for the clearing of iTraxx CDS indices is July 25, 2013.
8. Currently, the PIMCO Funds enter into Swaps on an OTC basis with a number of Canadian, U.S. and other international counterparties. These OTC Swaps are entered into in compliance with the derivative provisions of NI 81-102.
9. In order to benefit from both the pricing benefits and reduced trading costs that PIMCO is often able to achieve through its trade execution practices for its managed investments funds and from the reduced costs associated with cleared OTC derivatives as compared to other OTC trades, PIMCO has started to enter into cleared Swaps on behalf of the PIMCO Funds in compliance with NI 81-102 and wishes to be able to deliver margin to Futures Commission Merchants.
10. In the absence of the Requested Relief, PIMCO may need to structure certain Swaps entered into by the PIMCO Funds so as to avoid the clearing requirements of the CFTC. The Filer respectfully submits that this would not be in the best interests of the PIMCO Funds and their investors for a number of reasons, as set out below.
11. The Filer strongly believes that it is in the best interests of the PIMCO Funds and their investors to continue to executeOTC derivatives with U.S. Persons, including U.S. swap dealers, after June 10, 2013.
12. In its role as a fiduciary for the PIMCO Funds, the Filer has determined that central clearing represents the best choice for the investors in the PIMCO Funds to mitigate the legal, operational and back office risks faced by investors in the global swap markets.
13. PIMCO currently uses the same trade execution practices for all of its managed funds, including the PIMCO Funds. An example of these trade execution practices is block trading, where large number of securities are purchased or sold or large derivative trades are entered into on behalf of a number of investment funds advised by PIMCO. These practices include the use of cleared Swaps if such trades are executed with a U.S. swap dealer. If the PIMCO Funds are unable to employ these trade execution practices, then PIMCO will have to create separate trade execution practices only for the PIMCO Funds and will have to execute trades for the PIMCO Funds on a separate basis. This will increase the operational risk for the PIMCO Funds, as separate execution procedures will need to be established and followed only for the PIMCO Funds. In addition, the PIMCO Funds may no longer be able to enjoy the possible price benefits and reduction in trading costs that PIMCO may be able to achieve through a common practice for its family of investment funds. In PIMCO’s opinion, best execution and maximum certainty can best be achieved through common trade execution practices, which, in the case of OTC derivatives, involve the execution of Swaps on a cleared basis.
14. As a member of the G20 and a participant in the September 2009 commitment of G20 nations to improve transparency and mitigate risk in derivatives markets, Canada has expressly recognized the systemic benefits that clearing OTC derivatives offers to market participants, such as the PIMCO Funds. The Filer respectfully submits that the PIMCO Funds should be encouraged to comply with the robust clearing requirements established by the CFTC by granting them the Requested Relief.
15. The Requested Relief is analogous to the treatment currently afforded under NI 81-102 to other types of derivatives that are cleared, such as clearing corporation options, options on futures and standardized futures. This demonstrates that, from a policy perspective, the Requested Relief is consistent with the views of the Canadian securities authorities in respect of cleared derivative trades.
16. For the reasons provided above, the Filer submits that it would not be prejudicial to the public interest to grant the Requested Relief.
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6225
Decision
The principal regulator is satisfied that the decision meets the test set out in the Legislation for the principal regulator to make the decision.
The decision of the principal regulator under the Legislation is that the Requested Relief is granted provided that, in respect of the deposit of cash and portfolio assets as margin:
(a) in Canada,
(i) the Futures Commission Merchant is a member of a SRO that is a participating member of CIPF; and
(ii) the amount of margin deposited and maintained with the Futures Commission Merchant does not, when aggregated with the amount of margin already held by the Futures Commission Merchant, exceed 10 percent of the net asset value of the PIMCO Fund as at the time of deposit; and
(b) outside of Canada,
(i) the Futures Commission Merchant is a member of a Clearing Corporation and, as a result, is subject to a regulatory audit;
(ii) the Futures Commission Merchant has a net worth, determined from its most recent audited financial statements that have been made public or from other publicly available financial information, in excess of the equivalent of $50 million; and
(iii) the amount of margin deposited and maintained with the Futures Commission Merchant does not, when aggregated with the amount of margin already held by the Futures Commission Merchant, exceed 10 percent of the net asset value of the PIMCO Fund as at the time of deposit.
This decision will terminate on the earlier of (i) the coming into force of any revisions to the provisions of NI 81-102 that address the clearing of OTC derivatives, and (ii) two years from the date of this decision.
“Darren McKall” Manager, Investment Funds Branch Ontario Securities Commission
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6226
2.1.4 WPT Industrial Real Estate Investment Trust
Headnote
National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions – issuer holds all of its properties through limited partnership – entity holds units in limited partnership which are redeemable into and in all material respects are the economic equivalent to the issuer’s publicly traded units – issuer may include entity’s indirect interest in issuer when calculating market capitalization for the purposes of using the 25% market capitalization exemption for certain related party transactions – relief granted subject to conditions.
Applicable Legislative Provisions
Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions, ss. 5.5(a), 5.7(1)(a) and 9.1.
June 6, 2013
IN THE MATTER OF THE SECURITIES LEGISLATION OF
ONTARIO (the Jurisdiction)
AND
IN THE MATTER OF THE PROCESS FOR EXEMPTIVE RELIEF
APPLICATIONS IN MULTIPLE JURISDICTIONS
AND
IN THE MATTER OF WPT INDUSTRIAL REAL ESTATE INVESTMENT TRUST
(the Filer)
DECISION
Background
The principal regulator in the Jurisdiction has received an application (the Application) from the Filer for a decision under the securities legislation of the Jurisdiction of the principal regulator (the Legislation) exempting the Filer, pursuant to section 9.1 of Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions (MI 61-101), from the minority approval and formal valuation requirements under Part 5 of MI 61-101 relating to any related party transaction of the Filer entered into indirectly through WPT Industrial, LP (WPT LP) or any subsidiary entity of WPT LP, if that transaction would qualify for the transaction size exemptions set out in sections 5.5(a) and 5.7(1)(a) of MI 61-101 if the indirect interest held by WelshProperty Trust, LLC (Welsh) and any of its permitted transferees (as set out in section 11.3.A(1) of the Limited Partnership Agreement (as defined below)) in the Filer, which is held in the form of redeemable Class B partnership units of WPT LP, were included in the calculation of the Filer’s market capitalization (collectively, the Requested Relief).
Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a passport application):
(a) the Ontario Securities Commission is the principal regulator for the Application; and
(b) the Filer has provided notice that section 4.7(1) of Multilateral Instrument 11-102 Passport System (MI 11-102) is intended to be relied upon in Québec.
Interpretation
Terms defined in National Instrument 14-101 Definitions, MI 11-102 and MI 61-101 have the same meaning if used in this decision, unless otherwise defined in this decision.
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6227
Representations
This decision is based on the following facts represented by the Filer:
1. The Filer is an unincorporated, open-ended real estate investment trust established under the laws of the Province of Ontario. The Filer is governed pursuant to an amended and restated declaration of trust dated April 26, 2013, as the same may be further amended and/or restated from time to time (the Declaration of Trust).
2. The Filer’s head office is located at 333 Bay Street, Suite 3400, Toronto, Ontario M5H 2S7.
3. The Filer is a reporting issuer (or the equivalent thereof) in each province and territory of Canada and, to its knowledge,is currently not in default of any applicable requirements under the securities legislation thereunder.
4. The Filer is authorized to issue an unlimited number of trust units (Units). As at June 3, 2013, the Filer had 11,430,000 Units issued and outstanding.
5. The Units are listed and posted for trading on the Toronto Stock Exchange (the TSX) under the symbol “WIR.U”. The Units are also quoted on the OTC Pink in the United States by a market maker.
6. The operating business of the Filer is carried on by WPT LP, which indirectly holds interests in 35 industrial properties and two office properties located in the United States (collectively, the Initial Properties).
7. WPT LP is a limited partnership formed under the laws of the State of Delaware and is governed by an agreement of limited partnership dated April 26, 2013 (the Limited Partnership Agreement). WPT LP’s head office is located at 4350 Baker Road, Suite 400, Minnetonka, Minnesota, United States 55343.
8. WPT LP is not a reporting issuer (or the equivalent thereof) in any jurisdiction and none of its securities are listed or posted for trading on any stock exchange or other market.
9. WPT Industrial, Inc. (US Holdco) is a corporation established under the laws of the State of Delaware. US Holdco is a wholly-owned subsidiary of the Filer and is the general partner of WPT LP.
10. WPT LP is authorized to issue an unlimited number of Class A partnership units (Class A Units) and an unlimited number of Class B partnership units (Redeemable Partnership Units). As of the date hereof, there are 11,430,000 Class A Units and 10,867,362 Redeemable Partnership Units issued and outstanding. US Holdco (a wholly-owned subsidiary of the Filer) holds all of the outstanding Class A Units and Welsh holds all of the outstanding Redeemable Partnership Units.
11. The Redeemable Partnership Units are, in all material respects, economically equivalent to Units on a per unit basis: (i) the Redeemable Partnership Units are entitled to receive distributions equal to those paid on the Units; and (ii) the Redeemable Partnership Units are not transferable (except as specifically provided in the Limited Partnership Agreement or as otherwise consented to by the general partner of WPT LP) but are redeemable by the holder thereof for cash or Units (on a one-for-one basis subject to customary anti-dilution adjustments), at the option of the general partner of WPT LP in its sole discretion, pursuant and subject to the terms, conditions and limitations set out in the Limited Partnership Agreement.
12. The Filer completed its initial public offering of 10,000,000 Units on April 26, 2013 (the IPO) and the issuance of an additional 1,430,000 Units on May 16, 2013 pursuant to the partial exercise of an over-allotment option granted to the underwriters of the IPO.
13. In connection with the IPO and pursuant to the terms of a contribution agreement dated April 26, 2013 among the Filer, WPT LP and Welsh, WPT LP issued 10,867,362 Redeemable Partnership Units to Welsh on April 26, 2013 as part of the consideration for the transfer by Welsh to WPT LP of Welsh’s indirect interest in the Initial Properties. WPT LP issued Redeemable Partnership Units (rather than Units) to Welsh in order to provide Welsh with a tax deferred rollover.
14. As at the date hereof, Welsh holds an effective interest in the Filer of approximately 48.7% (on an issued and outstanding basis and assuming all Redeemable Partnership Units held by Welsh are redeemed for Units), comprised of the 10,867,362 Redeemable Partnership Units described above.
15. Pursuant to the terms of an asset management agreement dated April 26, 2013 among Welsh, WPT LP and the Filer, Welsh is the external asset manager of the properties directly or indirectly owned by the Filer and provides the Filer
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6228
and WPT LP with certain advisory and investment management services, including the services of the Chief Executive Officer, Chief Financial Officer and General Counsel and Secretary.
16. The Filer and WPT LP are party to a non-competition and non-solicitation agreement dated April 26, 2013 with Welsh which gives the Filer the right of first opportunity to acquire industrial properties that meet certain investment criteria setout therein from Welsh, which right has been disclosed by in the Filer’s IPO prospectus.
17. It is anticipated that the Filer may from time to time enter into transactions with certain related parties, including Welshor any of its subsidiaries and/or pursuant to the exercise of the Filer’s right of first opportunity described above, indirectly through WPT LP and its direct and indirect subsidiaries.
18. Although Welsh was granted additional rights at the time of the IPO, including pre-emptive rights, registration rights, tag-along rights, board nomination rights and certain limited approval rights, these rights are based on ownership thresholds calculated based on the number of Units assuming that all Redeemable Partnership Units are redeemed for Units. As a result, Welsh does not gain any additional or unique rights of benefits that it would not otherwise have if it were to acquire additional Redeemable Partnership Units (rather than Units) in connection with a transaction with the Filer, such as in connection with the Filer’s exercise of its right of first opportunity described above.
19. If Part 5 of MI 61-101 applies to a related party transaction by an issuer and the transaction is not otherwise exempt:
(a) the issuer must obtain a formal valuation of the transaction in a form satisfying the requirements of MI 61-101 by an independent valuator; and
(b) the issuer must obtain approval of the transaction by disinterested holders of the affected securities of the issuer (together, requirements (a) and (b) are referred to as the Minority Protections).
20. A related party transaction that is subject to MI 61-101 may be exempt from the Minority Protections if at the time the transaction is agreed to, neither the fair market value of the subject matter of, nor the fair market value of the consideration for, the transaction, exceeds 25% of the issuer’s market capitalization (the Transaction Size Exemption).
21. The Filer may not be entitled to rely on the Transaction Size Exemption available under the Legislation because the definition of “market capitalization” in the Legislation does not contemplate securities of another entity that are redeemable into equity securities of the issuer.
22. The Redeemable Partnership Units represent part of the equity value of the Filer and are, in all material respects, economically equivalent to the Units. Taken together, the effect of the redemption right of the holder thereof attaching to the Redeemable Partnership Units and the related right of the general partner of WPT LP to pay cash or cause Units to be issued in connection with the exercise of such redemption right is that a holder of Redeemable Partnership Units will receive Units, or the value of such Units, upon the redemption of Redeemable Partnership Units. If the Redeemable Partnership Units are redeemed for cash, such cash amount will generally be equal to the product of (i) assuming the Units are listed on the TSX, the volume weighted average price of the Units on the TSX for the five trading days immediately preceding the valuation date; and (ii) the number of Units equal to the product of (a) the number of tendered Redeemable Partnership Units and (b) an adjustment factor (initially set at 1.0, subject to certain anti-dilution adjustments).
23. Moreover, the economic interests that underlie the Redeemable Partnership Units are identical to those underlying the Units; namely, the assets and operations held directly or indirectly by WPT LP.
24. If the Redeemable Partnership Units are not included in the market capitalization of the Filer, the equity value of the Filer will be understated by the value of the interest in WPT LP represented by the outstanding Redeemable Partnership Units (currently being approximately 48.7%). As a result, related party transactions of the Filer may be subject to the Minority Protections in circumstances where the fair market value of the transactions is effectively less than 25% of the fully-diluted market capitalization of the Filer.
25. Section 1.4 of MI 61-101 treats an operating entity of an “income trust”, as such term is defined in National Policy 41-201 Income Trusts and Other Indirect Offerings (NP 41-201), on a consolidated basis with its parent trust entity for the purpose of determining which entities are related parties of the issuer and what transactions MI 61-101 should apply to. Section 1.2 of NP 41-201 provides that references to an “income trust” refer to a trust or other entity (including corporate and non-corporate entities) that issues securities which provide for participation by the holder in net cash flows generated by an underlying business owned by the trust or other entity. Accordingly, it is consistent with MI 61-101 that securities of the operating entity, such as the Redeemable Partnership Units, be treated on a consolidated basis for the purposes of the Transaction Size Exemption.
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6229
26. The inclusion of the Redeemable Partnership Units when determining the Filer’s market capitalization is consistent with the logic of including unlisted equity securities of the issuer which are convertible into listed securities of the issuer in determining an issuer’s market capitalization in that both are securities that are considered part of the equity value of the issuer whose value is measured on the basis of the listed securities into which they are convertible or exchangeable.
Decision
The principal regulator is satisfied that the decision meets the test set out in the Legislation for the principal regulator to make the decision.
The decision of the principal regulator under the Legislation is that the Requested Relief is granted provided that:
(a) the transaction would qualify for the Transaction Size Exemption contained in MI 61-101 if the Redeemable Partnership Units were considered an outstanding class of equity securities of the Filer that were convertible into Units;
(b) there be no material change to the terms of the Redeemable Partnership Units, including the redemption rights or ownership restrictions associated therewith, as described above and in the Limited Partnership Agreement and Declaration of Trust; and
(c) any annual information form of the Filer that is required to be filed in accordance with applicable Canadian securities law contain the following disclosure, with any immaterial modifications as the context may require:
“Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions (“MI 61-101”) provides a number of circumstances in which a transaction between an issuer and a related party may be subject to valuation and minority approval requirements. An exemption from such requirements is available when the fair market value of the transaction is not more than 25% of the market capitalization of the issuer. WPT Industrial Real Estate Investment Trust (the “REIT”) has been granted exemptive relief from the requirements of MI 61-101 that, subject to certain conditions, permits it to be exempt from the minority approval and valuation requirements for transactions that would have a value of less than 25% of the REIT’s market capitalization, if the Class B partnership units of WPT Industrial, LP held by Welsh Property Trust, LLC and any of its permitted transferees (as set out in section 11.3.A(1) of the agreement of limited partnership dated April 26, 2013 governing WPT Industrial, LP) are included in the calculation of the REIT’s market capitalization. As a result, the 25% threshold, above which the minority approval and valuation requirements would apply, is increased to include the approximately 48.7% indirect interest held by Welsh Property Trust, LLC and any of its permitted transferees in the REIT in the form of Class B partnership units of WPT Industrial, LP.”
“Naizam Kanji” Deputy Director, Corporate Finance Ontario Securities Commission
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6230
2.1.5 MaRS VX
Headnote
Application by not-for-profit entity (the Filer) for relief from certain know-your-client (KYC) and suitability requirements contained in National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) – Filer proposing to operate online portal bringing together accredited investors and issuers that aim to solve social or environmentalchallenges in Ontario – Filer to be registered as restricted dealer – Filer will comply with customary gatekeeper KYC requirements, such as establishing identity of client, confirming client is an accredited investor, and complying with anti-money laundering requirements – no transactions will be executed, settled or cleared through the portal – Filer will not issue securitiesor have related or connected issuers – relief granted subject to certain investment limits and terms and conditions set out in thedecision – decision is time-limited and will expire on the earlier of (i) two years and (ii) 90 days after any material change in the Filer’s business, operations or capital – decision may be amended by the Commission on written notice to the Filer – relief granted based on the particular facts and circumstances of the application – decision should not necessarily be viewed as a precedent for other filers in Ontario or in other jurisdictions.
Applicable Legislative Provisions
National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, ss. 13.2(2)(c), 13.3 and Part 15
Applicable Staff Guidance
OSC Staff Consultation Paper 45-710, Considerations for New Capital Raising Prospectus Exemptions
June 17, 2013
IN THE MATTER OF THE SECURITIES LEGISLATION OF
ONTARIO (the “Jurisdiction”)
AND
IN THE MATTER OF MARS VX
(the “Filer”)
DECISION
Background
The regulator in the Jurisdiction has received an application from the Filer (the “Application”) for a decision under the securities legislation of the Jurisdiction of the regulator (the “Legislation”) for relief pursuant to section 15.1 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (“NI 31-103”), from the know-your-client and suitability requirements in sections 13.2(2)(c) and 13.3 of NI 31-103 in respect of accredited investors that have access to theFiler’s Private Portal (as defined below), subject to the terms and conditions set out in the Decision (the “Exemption Sought”).
Interpretation
Defined terms contained in National Instrument 14-101 Definitions have the same meaning in this decision unless they are defined in this decision (the “Decision”).
Representations
This Decision is based on the following facts represented by the Filer:
The Filer
1. The Filer is applying for registration as a restricted dealer pursuant to section 25(1) of the Securities Act (Ontario) and NI 31-103.
2. The Filer is a not-for-profit entity and is a wholly-owned subsidiary of MaRS Discovery District (“MaRS”).
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6231
3. MaRS is a registered charity and a not-for-profit entity without share capital created by letters patent under the Canada Corporations Act having its head office located in Toronto, Ontario that carries on its operations without pecuniary gain.
4. The Filer and MaRS will both continue to be not-for-profit entities.
The Platform
5. The Filer’s objective is to facilitate impact investing by bringing together via an online platform (the “Platform”)accredited investors (as such term is defined in section 1.1 of National Instrument 45-106 – Prospectus and Registration Exemptions (“NI 45-106”) in Ontario and potentially in other jurisdictions and issuers that are social impact issuers and/or environmental impact issuers in Ontario aiming to solve social or environmental challenges in Ontario.
The term “impact issuer” means a small or medium-sized venture or fund with less than $25 million in revenues at the time of initial access to the Private Portal, a prioritized mission, earned revenues and proven impact, including for-profit corporations, non-profit corporations, for-profit cooperatives and non-profit cooperatives.
The term “social impact issuer” means an issuer that focuses on creating opportunities and/or breaking the cycle of poverty in subsectors including, but not limited to, affordable housing, employment services, food security, education, First Nations and new Canadians.
The term “environmental impact issuer” means an issuer that focuses on building environmental sustainability in subsectors including, but not limited to, renewable energy, sustainable agriculture, consumer products, water and transportation.
6. The Filer will allow only social impact issuers and/or environmental impact issuers in Ontario to use the Private Portal.
7. The Filer may, at a later date, propose to allow accredited investors resident in other Canadian jurisdictions to use the Private Portal to make investments in social impact issuers and environmental impact issuers in Ontario. Prior to allowing accredited investors in another Canadian jurisdiction to use the Private Portal, the Filer will apply for and obtain registration as a restricted dealer in that jurisdiction or make such other arrangements as are acceptable to the regulator or securities regulatory authority in that jurisdiction. The Filer undertakes not to rely on section 4.7(1) of Multilateral Instrument 11-102 Passport System (“MI 11-102”) to passport this Decision into another Canadian jurisdiction without the prior written consent of the regulator or securities regulatory authority in that jurisdiction.
8. The Platform will have two portals: one public (the “Public Portal”) and the other private (the “Private Portal”).
9. The Public Portal will contain information on the Filer, its social/environmental objectives, the Platform, and the requirements/process for prospective investors and issuers to access the Private Portal.
10. The Private Portal will be password-protected and accessible only to:
(a) accredited investors (as such term is defined in section 1.1 of NI 45-106), which have provided to the Filer a signed written agreement (an “Investor Agreement”) and supporting documentation to establish such status and their residence;
(b) issuers seeking to raise capital on a private placement basis via the issuance of debt or equity securities that have satisfied the Filer’s access criteria and provided supporting documentation to establish such status and that have provided to the Filer a signed written agreement (an “Issuer Agreement”) agreeing to comply with the requirements described in paragraph 23 of the representations to this order, among other requirements. No other persons outside the Filer will have access to the Private Portal; and
(c) upon request, Commission staff.
11. Prospective investors will be provided with a description of the various categories of the definition of accredited investors as part of the Investor Agreement and each prospective investor will be required to indicate in a certificate accompanying the Investor Agreement within which category of the definition of accredited investor the investor qualifies. The Filer will have procedures to verify the identity, accredited investor status and residence of prospective investors. The Private Portal will be supplemented by outreach initiatives approved by the Filer and provided by issuers that have access to the Private Portal including webinars, meetings, presentations, investor breakfasts and other forms of marketing targeted exclusively to accredited investors that have satisfied the requirements for accessing the Private Portal and their financial advisors. Only accredited investors who have signed the Investor Agreement will be invited to the marketing events described in this paragraph. Any additional information about issuers or offerings, beyond
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6232
information already available on the Private Portal provided at these supplementary outreach initiatives will be filed on the Private Portal shortly after each such supplementary outreach initiative.
12. All visitors to the Filer’s website will see a statement in plain language that:
(a) only accredited investors resident in jurisdictions where appropriate regulatory approvals are granted may use the Private Portal; and
(b) only social impact issuers and/or environmental impact issuers located in Ontario may use the Private Portal.
The Filer’s website will contain disclosure that states that although the Filer is registered as a restricted dealer under securities legislation, no securities regulatory authority has approved or expressed an opinion about the securities offered on the Portal.The Filer will not make any statement that contradicts the foregoing sentence.
13. The Private Portal will make available certain general disclosure about issuers, including, but not limited to, the business description, the mission of the entity, management biographies, the impact of the issuer, third party certification (i.e. whether the issuer has a Global Impact Investing Rating System (GIIRS)/B Corporation (BCorp) social and environmental performance accreditation), basic financial information (including current revenues of the issuer), the security being offered, the minimum investment in such offering and the amount the issuer would like to raise, so that accredited investors may independently evaluate and assess whether investments in such issuers should be made and/or maintained. The Private Portal will clearly distinguish between issuers that are: (a) for-profit corporations; (b) non-profit corporations; (c) for-profit cooperatives; and (d) non-profit cooperatives.
14. To access more detailed information such as, but not limited to, the business plan, detailed financial statements, pro-forma financial projections, articles of incorporation, third party impact assessments, the list of the board of directors and officers and an offering document (if applicable), an accredited investor must request access from the issuer to an additional screen on the Private Portal, referenced as the issuer’s “Deal Room”, which may contain this information as provided by the issuer. When granted access to the issuer’s “Deal Room” on the Private Portal, the accredited investor would also be able to contact the issuer through a discussion board, a feature available only in the issuer’s “Deal Room” on the Private Portal. This discussion board will be monitored by the Filer and any violations of the Filer's policies by either the investor or the issuer on the discussion board may result in removal of either the investor or issuer from the Private Portal. The issuer’s contact information will also be provided on the Private Portal, so the accredited investor would have the ability to contact the issuer directly. None of the issuer’s information listed in this paragraph or in paragraph 13 of the representations to this order would be available on the Public Portal.
15. The Filer will monitor any new postings on the Private Portal and any interactive communication channels on its website and within one business day will remove any material from the Private Portal or its website that it deems inappropriate, including material that raises investor protection concerns.
16. Only one authorized person from each issuer will be provided with modification access to the Private Portal. If such user ceases to be employed by the issuer, the Filer will change the profile username and password within two business days of notification by such issuer. Issuers will be required to promptly notify the Filer of the cessation of employment of such authorized user. Access to the Private Portal will be controlled and revised solely by the Filer’s staff members.
17. Accredited investors that are users of the Private Portal will have access only to the contact information of other accredited investors who declare that their information may be made accessible to users of the Private Portal. Any communication between users of the Private Portal via the Private Portal would be limited to discussing a specific offering. This communication would be facilitated on the applicable issuer’s “Deal Room” on the Private Portal, on which accredited investors would be able to ask questions of other accredited investors regarding the specific offering in order to facilitate obtaining information and/or due diligence regarding the issuer. A disclaimer will appear on each issuer’s “Deal Room” on the Private Portal outlining these restrictions. The Filer’s staff will have access to each issuer’s “Deal Room” on the Private Portal and within one business day will remove any content that is not permitted under this paragraph. There will be no secondary trading of securities conducted through the Private Portal.
18. The Filer will have policies governing the information that a social impact issuer and environmental impact issuer can post on the Private Portal (the “Posting Policies”). The Posting Policies will provide that any information that an issuer posts on the Private Portal must:
(a) comply with applicable securities legislation;
(b) not contain promotional statements or material that cannot be reasonably supported or misrepresentations;
(c) be presented in a fair and balanced manner; and
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6233
(d) not be misleading.
The Issuer Agreement will require issuers to comply with the Posting Policies.
Investor Agreement and Investor Screening
19. Each Investor Agreement will include the following acknowledgement from an investor:
(a) investing in issuers whose offerings are posted on the Private Portal has significant risk. The main objective of these issuers is not to maximize returns to investors and you should invest in issuers whose offerings are posted on the Private Portal only if you are prepared not to receive any return on your investment and to lose your investment in its entirety; and
(b) the investor understands the significant risks associated with offerings posted on the Private Portal including the severe illiquidity (including that there is likely no market for resale of securities issued through offerings posted on the Private Portal) and potential volatility of the investment.
20. The Investor Agreement will also require the investor to acknowledge that the Filer is not responsible for any misrepresentations by an issuer, including for any errors, omissions or misstatements in issuer materials provided to any investor through the Private Portal.
21. The Investor Agreement will also require that:
(a) each investor notify the Filer promptly of any changes to his, her or its status as an accredited investor; and
(b) each investor will be required to recertify his, her or its eligibility as an accredited investor annually. If, after an Investor Agreement is entered into, the Filer becomes aware that an investor is not, or there is a reasonable basis for believing that the investor is not, an accredited investor, the Filer will immediately take appropriate action, including removing that investor’s access to the Private Portal.
22. In order to verify the identity and accredited investor status of an accredited investor and permit him, her or it to haveaccess to the Private Portal, individual accredited investors will be required to provide to the Filer a piece of government issued identification to prove his or her identity and residence; in addition, accredited investors will need to provide documentation confirming his, her or its accredited investor status, such as: (i) a copy of the investor’s notice of assessment from Canada Revenue Agency for the two most recent calendar years; (ii) a copy of the investor’s most recently prepared financial statements or client account statements from a financial institution or registrant reflecting their financial assets; or (iii) a reference letter from a Canadian financial institution, registrant or chartered accountant confirming the investor’s income, financial assets and/or net assets. In the event that false information is provided, the Filer will notify the Commission and prohibit that investor from accessing the Private Portal indefinitely.
Issuer Agreement and Issuer Screening
23. The Issuer Agreement will require the issuer to confirm that it is responsible for compliance with applicable securities laws, including those pertaining to prospectus exemptions, the drafting/delivery/filing of offering memoranda, the filing of reports of exempt distributions and the payment of private placement fees. In addition, the Issuer Agreement will require each issuer to prepare and send to its security holders that invest through the Private Portal:
(a) annual audited financial statements within 120 days of year-end;
(b) six-month interim financial statements within 60 days after the end of its six-month interim period; and
(c) in each case, together with those financial statements, an update on the issuer’s business activities, including with respect to the use of proceeds received by the issuer from its investors; in each case, for so long as the issuer has outstanding securities in respect of which offerings were posted on the Private Portal.
The Issuer Agreement will require that annual audited financial statements of an issuer be prepared in accordance with generally accepted accounting procedures determined with reference to the Handbook of the Canadian Institute of Chartered Accountants (the “Handbook”) and audited in accordance with generally accepted auditing standards determined with reference to the Handbook, and that interim financial statements of an issuer be prepared in accordance with generally accepted accounting procedures determined with reference to the Handbook.
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6234
24. In order for an issuer to access the Private Portal, it must have satisfied the Filer’s access criteria and provided supporting documentation to establish such status. The issuer’s application will be reviewed by the Filer for compliance with the access criteria before such issuer is given access to the Private Portal.
25. At the time of initial application by an issuer to access the Private Portal, the Filer will require directors and officers of the issuer:
(a) to complete a personal information form that will cover substantially the same questions as the personal information form set out in Appendix A to National Instrument 41-101 General Prospectus Requirements; and
(b) to consent to criminal record and other background checks and the collection of personal information in accordance with applicable privacy legislation. The consent form will note that the Filer may provide a copy of the completed personal information form and the results of any criminal record or other background check to the Commission.
If requested by the Commission, the Filer will provide Commission staff with copies of any completed personal information form and the results of any criminal record or other background check. The Filer will arrange for criminal record checks to be conducted on directors and officers of each issuer at the time of initial application. Whenever an issuer appoints a new director or officer, the procedures set out in this paragraph will be conducted with respect to such individual.
26. Each issuer will be required to provide at least two business references in order to help establish the reputation of the issuer’s leadership. The Filer will arrange for criminal record and other background checks (including securities violations checks) to be conducted on each issuer at the time of initial application.
27. In order to verify the Ontario residence of social impact issuers and/or environmental impact issuers, the Filer will require such issuers to provide copies of constating documents indicating the location of such issuer’s registered office and an officer’s certificate with respect to the issuer’s primary place of business.
28. Upon reviewing the completed personal information forms and the results of the criminal records checks described in paragraphs 25 and 26 of the representations to this order, the Filer will observe the following procedures:
(a) in the event that a criminal record check or other background check of an issuer reveals a previous conviction for fraud, securities violations or other similar improprieties, such issuer will not be permitted access to the Private Portal;
(b) any issuer with outstanding or previous material litigation shall be required to disclose such material litigation on its online profile on the Private Portal;
(c) in the event that a completed personal information form or criminal record check or other background check on a director or officer of an issuer reveals a director or officer with a previous conviction for fraud, securities violations or other similar improprieties, such issuer will not be permitted to access the Private Portal unless such director or officer resigns;
(d) any director or officer who was, within 10 years before the date of the personal information form, a director, chief executive officer, chief financial officer or other executive officer of any issuer (including the issuer seeking to access the Private Portal) that:
(i) was subject to a cease trade order or similar order, or
(ii) became bankrupt or became subject to a similar insolvency proceeding,
as more particularly set out in subsection 10.2(1) and paragraph 10.2(1.2)(a) of Form 51-102F2 (“Form 51-102F2”) under National Instrument 51-102 – Continuous Disclosure Obligations, shall disclose such cease trade order (or similar order) or bankruptcy (or similar insolvency proceeding) on the issuer’s online profile on the Private Portal;
(e) any director or officer who, within 10 years before the date of such personal information form, became bankrupt or became subject to a similar insolvency proceeding, as more particularly set out in paragraph 10.2(1.2)(b) of Form 51-102F2, shall disclose such bankruptcy (or similar insolvency proceeding) on the issuer’s online profile on the Private Portal; and
(f) any director or officer who was subject to:
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6235
(i) any penalties or sanctions imposed by a court relating to securities legislation or by a securities regulatory authority or who entered into a settlement agreement with a securities regulatory authority, or
(ii) any other penalties or sanctions imposed by a court or regulatory body that would likely be considered important to a reasonable investor in making an investment decision,
as more particularly set out in subsection 10.2(2) of Form 51-102F2, shall disclose such penalty, sanction or settlement agreement on the issuer’s online profile on the Private Portal.
Operations of the Filer
29. In carrying out its activities described in this order, the Filer will not:
(a) provide specific recommendations to particular investors about the suitability of a purchase of an issuer’s securities;
(b) recommend or solicit any particular purchase or sale by an investor of an issuer’s securities;
(c) sell, trade, execute, instruct, accept or deliver trading instructions for an issuer’s securities;
(d) buy or sell securities as principal or agent (including, without limitation, mutual funds or scholarship plans);
(e) act as a portfolio manager or investment fund manager;
(f) participate in the creation of offering documents or selling/marketing materials in respect of an offering other than providing assistance to issuers with respect to their pitch information prior to it being made available to investors and without limiting the obligations of issuers in respect of such materials, or otherwise give specific details about an issuer’s securities other than by making them available on the Private Portal or pursuant to the outreach initiatives described in paragraph 11 of the representations to this order;
(g) comment on the merits or expected returns of an investment in an issuer’s securities;
(h) assist with the completion of an issuer’s subscription documentation, if any;
(i) accept or handle funds for the purchase of an issuer’s securities or hold assets of investors;
(j) clear or settle any trades of an issuer’s securities;
(k) invest itself in any issuer or underwrite any issuer; or
(l) collect know-your-client information (except the Filer will collect information to the extent necessary to identify and qualify accredited investors and issuers as described above in paragraphs 22 and 24 of the representations to this order).
30. The Filer intends to comply with all of the registration requirements otherwise applicable to an exempt market dealer under the Act and NI 31-103, with the exception of the know-your-client and suitability requirements in sections 13.2(2)(c) and 13.3 of NI 31-103, subject to the terms and conditions set out in the Decision.
31. The Chief Compliance Officer of the Filer will conduct reviews of all prospective issuers and investors, including reviewing the Investor Agreement, Issuer Agreement and other related documentation, before granting the issuers and investors access to the Private Portal and will establish and maintain relevant policies and procedures in order to monitor and assess compliance by the Filer and individuals acting on its behalf with relevant Ontario securities legislation.
32. The Filer will report to the Commission any material changes in its business, operations or capital.
33. The Filer will not participate in a “referral arrangement” as such term in defined in section 13.7 of NI 31-103.
34. The Filer will not lend money, extend credit or provide margin to an investor or recommend that an investor use borrowed money to finance any part of a purchase of a security.
35. The Filer will not issue any securities and will not have any related or connected issuers.
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6236
36. The Filer will document and, in a manner that a reasonable investor would consider fair and effective, respond to each complaint made to it about any services of the Filer or any representative of the Filer.
37. The Filer will require its current employees and prospective employees that meet the definition of “registered individual” or “permitted individual” in section 1.1 of National Instrument 33-109 – Registration Information (“NI 33-109”):
(a) to complete an employee form that will cover substantially the same questions as set out in Form 33-109F4 Registration of Individuals and Review of Permitted Individuals to NI 33-109 (“Form 33-109F4”); and
(b) to consent to criminal record and other background checks and the collection of personal information in accordance with applicable privacy legislation. The consent form will note that the Filer may provide a copy of the completed employee form and the results of any criminal record or other background check to the Commission.
If requested by the Commission, the Filer will provide Commission staff with copies of any completed employee form and the results of any criminal record or other background check. The Filer will arrange for criminal record checks to be conducted on prospective employees at the time of initial application. Before hiring a prospective employee, the Filer will conduct the procedures set out in this paragraph with respect to such individual.
38. In the event the completed employee form, criminal record check or other background checks reveal a previous conviction for fraud or other criminal offences that are required to be disclosed under Form 33-109F4, securities violations or other similar improprieties, such employee will immediately be asked to resign from his or her position with the Filer or the Filer will not hire such prospective employee.
39. The Filer will not refer to itself as a marketplace, exchange, bourse, trading system or any derivation of these terms. In addition, the criteria for an issuer to access the Private Portal will not be referred to as “listing standards”, the vetting process and acceptance to provide access for an issuer to the Private Portal will not be referred to as “listing” the issuer and the Issuer Agreement will not be referred to as a “listing agreement”.
40. All advertising, marketing or related materials (the “Advertising”) of the Filer will comply with applicable securities legislation. The Filer will ensure that any Advertising:
(a) does not contain promotional statements or material that cannot be reasonably supported or misrepresentations;
(b) contains only information that is presented in a fair and balanced manner;
(c) used to find or solicit potential investors, clearly and prominently states that only accredited investors may enter into an Investor Agreement and be granted access to the Private Portal;
(d) used to find or solicit potential issuers, clearly and prominently states that only social impact issuers and/or environmental impact issuers located in Ontario may enter into the Issuer Agreement and be granted access to the Private Portal; and
(e) is consistent with the risk disclosure described in paragraph 19 of the representations to this order.
41. To cover part of its costs for operating and maintaining the Platform, including for initial and ongoing due diligence to ensure that Private Portal participants are and remain accredited investors, or are and remain eligible issuers in Ontario, the Filer will charge access fees to issuers on a per offering basis. Investors will not be charged any fees.
42. To assist social impact issuers and/or environmental impact issuers in complying with their obligations under securities legislation, the Filer will prepare an informational brochure (or similar document) for issuers summarizing:
(a) securities legislation governing material posted on the Private Portal, including sections 38, 46 and 126.2 of the Act;
(b) the terms and conditions of the accredited investor exemption in NI 45-106 including requirements to file reports of trade;
(c) when information posted on the Private Portal would constitute an offering memorandum under section 130.1 of the Act and the effect of that section;
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6237
(d) requirements relating to the offering memorandum in Part 5 of OSC Rule 45-501 Ontario Prospectus and Registration Exemptions; and
(e) the guidance in section 1.3 of Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations on the circumstances in which an issuer may have to register as a dealer.
The brochure will contain a statement that such brochure is a general discussion of certain legal matters and should not be relied upon as legal advice and that each issuer will be responsible for ensuring its compliance with applicable securities legislation.
43. The written information, documents and materials (the “Supporting Documents”) the Filer has provided for the purposes of review by staff of the Commission are accurate as at the date of this Decision, including Supporting Documents relating to:
(a) the structure, operation and administration of the Platform, including matters relating to information technology;
(b) the officers, directors, members and employees of the Filer, including:
(i) the qualifications, knowledge and experience of the officers, directors and employees of the Filer relating to social impact issuers and/or environmental impact issuers; and
(ii) the persons who will be responsible for legal and regulatory affairs and compliance; and
(c) the organization and affairs of the Filer, including the program model of the Filer and its existing and proposed plans for financing,
except to the extent the Supporting Documents have been otherwise modified or superseded by a statement contained in a subsequently delivered Supporting Document or a representation to this order.
Furthermore, the Filer will revise the text of the proposed website pages and online contracts and policies which it previously delivered to comply with the representations and conditions in this Decision.
Financial and Other Reporting
44. The Filer will provide annual audited financial statements to the Commission and will meet all other applicable financial reporting requirements and the working capital, insurance and audit requirements under Part 12 of NI 31-103.
45. The Filer will provide quarterly (within 30 days of the end of each quarter of its financial year) to the Commission a report on:
(a) the amounts raised through offerings on the Private Portal that were successfully completed within the quarter based on information received from issuers, on a per offering basis, including the name of the issuer, details on the type and amount of the offering, the industry of the issuer and the number of investors participating in each such offering;
(b) the names and types of issuers given access to the Private Portal and the types of offerings posted on the Private Portal;
(c) the names and types of issuers denied access to the Private Portal at the time of initial application and the reasons for denial of access;
(d) the names and types of issuers granted access to the Private Portal at the time of initial application that were subsequently removed from the Private Portal and the reasons for removal;
(e) the types of accredited investors (e.g. permitted clients and non-permitted clients, and the clause they are relying on in section 1.1 of NI 45-106 that qualifies them as an accredited investor) given access to the Private Portal;
(f) the nature of the assistance provided to the issuers in respect of their outreach initiatives, as set out in paragraph 11 of the representations to this order; and
(g) such other information as the Commission may reasonably request.
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6238
The Filer shall provide this information on a more frequent basis if requested by the Commission.
In addition, the Filer shall provide this information in the format (e.g. electronic, paper) requested by the Commission.
46. The Filer will have a mechanism to survey accredited investors and issuers given access to the Private Portal and will include survey questions requested by the Commission. The Filer will conduct any surveys when requested by the Commission and will provide the Commission with the survey results within the time period specified by the Commission, acting reasonably.
47. The Filer will submit the applicable anti-money laundering and anti-terrorism reporting described in CSA Staff Notice 31-317 Reporting Obligations Related to Terrorist Financing for Registrants, Exempt International Dealers, and Exempt International Advisers.
Recordkeeping and Access by the Commission
48. The Issuer Agreement and the Investor Agreement will require issuers and investors to consent to the information the Filer collects being disclosed to the Commission, as may be requested by the Commission from time to time. The Filer will comply with applicable privacy legislation and will have in place appropriate information technology systems and other systems to protect issuers’ and investors’ confidential information and privacy.
49. The Filer will maintain records that: (a) accurately record its activities and financial affairs; and (b) demonstrate the extent of the Filer’s compliance with the applicable requirements of securities legislation.
50. The Filer will maintain: (a) a copy of all information submitted via the Private Portal by investors and issuers; and (b) information it is required to keep under applicable securities law, for at least seven years in a safe location and in a durable form.
51. The Filer will deliver to the Commission at such time or times as the Commission may require, any of the books, records and documents (including the information submitted via the Platform by investors and issuers) of the Filer.
52. Any person designated in writing by the Commission may: (a) enter the premises of the Filer during regular hours; and (b) inquire into and examine the books, records and documents (including the information submitted via the Platform by investors and issuers) of the Filer and make copies thereof.
53. For greater certainty, the Filer will remove any issuer from the Private Portal or prohibit any person from accessing the Private Portal at the request of the Commission.
Decision
The Decision Maker is satisfied that the Decision meets the test set out in the Legislation for the Decision Maker to make the Decision.
The Decision of the Decision Maker under the legislation is that the Exemption Sought is granted provided that:
1. Unless otherwise exempted by a further decision of the Decision Maker, the Filer complies with all of the registration requirements of an exempt market dealer under the Act and NI 31-103, subject to paragraph 2 below; and
2. The Filer is exempt from the know-your-client and suitability requirements in sections 13.2(2)(c) and 13.3 of NI 31-103 on the basis that the following terms and conditions will apply to investors that have access to the Private Portal:
(a) if the investor is a permitted client that has waived the know-your-client and suitability requirements of sections 13.2(2)(c) and 13.3 of NI 31-103 under sections 13.2(6) and 13.3(4) of NI 31-103, respectively, there will be no maximum amount that such an investor may subscribe for on the Private Portal;
(b) if the investor is either: (i) an accredited investor that is not a permitted client; or (ii) a permitted client that has not waived the know-your-client and suitability requirements of sections 13.2(2)(c) and 13.3 of NI 31-103:
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6239
(A) the investor shall be limited to investing a maximum of $25,000 in a single offering on the Private Portal in a calendar year and a maximum of $50,000 in total in all offerings on the Private Portal in a calendar year; or
(B) there will be no maximum amount that the accredited investor may subscribe for in a particular offering on the Private Portal if the investor provides the Filer with a letter from a registered dealer confirming that such dealer has fulfilled the know-your-client and suitability requirements of NI 31-103 with respect to that particular offering on the Private Portal and that the said offering is a suitable investment for the investor.
This Decision shall expire on the earlier of:
(a) two years after the date hereof; and
(b) 90 days after any material changes in the Filer’s business, operations or capital.
This Decision may be amended by the Commission from time to time upon prior written notice to the Filer.
“Debra Foubert” DirectorOntario Securities Commission
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6240
2.2 Orders
2.2.1 New Hudson Television Corporation et al. – ss. 127(1), (8)
IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, c. S.5, AS AMENDED
AND
IN THE MATTER OF NEW HUDSON TELEVISION CORPORATION,
NEW HUDSON TELEVISION L.L.C. &JAMES DMITRY SALGANOV
TEMPORARY ORDER (Subsections 127(1) and 127(8)
of the Securities Act)
WHEREAS on June 8, 2011, the Ontario Securities Commission (the “Commission”) issued a temporary cease trade order pursuant to subsections 127(1) and 127(5) of the Securities Act, R.S.O. 1990, c. S.5, as amended (the “Act”) ordering: that all trading in New Hudson Television Corporation (“NHTV Corp.”) securities and New Hudson Television L.L.C. (“NHTV LLC”) securities shall cease; that NHTV Corp. and NHTV LLC and their representatives cease trading in all securities; and that any exemptions contained in Ontario securities law do not apply to NHTV Corp. and NHTV LLC (the “Temporary Order”);
AND WHEREAS on June 8, 2011, the Commission ordered that the Temporary Order shall expire on the fifteenth day after its making unless extended by order of the Commission;
AND WHEREAS on June 16, 2011, the Commission issued a Notice of Hearing to consider, among other things, the extension of the Temporary Order to be held on June 22, 2011 at 9:00 a.m. (the “Notice of Hearing”);
AND WHEREAS the Notice of Hearing set out that the Hearing was to consider, inter alia, whether, in the opinion of the Commission, it was in the public interest, pursuant to subsections 127(7) and (8) of the Act, to extend the Temporary Order until the conclusion of the hearing, or until such further time as considered necessary by the Commission;
AND WHEREAS Staff of the Commission (“Staff”) had served NHTV Corp., NHTV LLC and James Dmitry Salganov (“Salganov”) (collectively, the “Respondents”) with copies of the Temporary Order and the Notice of Hearing, as evidenced by the Affidavit of Charlene Rochman, sworn on June 20, 2011, and filed with the Commission;
AND WHEREAS on June 22, 2011, Staff appeared before the Commission, but no one attended on behalf of any of the Respondents;
AND WHEREAS on June 22, 2011, Staff informed the Commission that Salganov was the sole Director of NHTV Corp. and NHTV LLC and that he consented to a further extension of the Temporary Order in an email dated June 20, 2011;
AND WHEREAS on June 22, 2011, Staff sought to amend the Temporary Order to include Salganov, thereby making Salganov subject to the Temporary Order;
AND WHEREAS on June 22, 2011 it was ordered that:
(i) The Temporary Order was amended to provide that pursuant to clause 2 of subsection 127(1) of the Act, Salganov shall cease trading in securities of NHTV Corp. and NHTV LLC;
(ii) Pursuant to subsection 127(8) of the Act, the Temporary Order as amended by (i), above (the “Amended Temporary Order”) be extended to December 20, 2011; and,
(iii) The hearing to consider any further extension of the Amended Temporary Order be held on December 19, 2011 at 9:00 a.m.;
AND WHEREAS on December 19, 2011, Staff appeared before the Commission to request an extension of the Amended Temporary Order, but no one attended on behalf of any of the Respondents;
AND WHEREAS on December 19, 2011, Staff informed the Commission that the Respondents consent to a further extension of the Amended Temporary Order for six months;
AND WHEREAS on December 19, 2011 it was ordered that:
(i) Pursuant to subsection 127(8) of the Act, the Amended Temporary Order be extended to June 25, 2012; and
(ii) The hearing to consider any further extension of the Amended Temporary Order be held on June 22, 2012 at 10:00 a.m.;
AND WHEREAS on June 22, 2012, Staff appeared before the Commission to request an extension of the Amended Temporary Order, but no one attended on behalf of any of the Respondents;
AND WHEREAS the Commission was satisfied that the Respondents had been served with copies of the Order of the Commission dated December 19, 2011 and notice of that hearing;
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6241
AND WHEREAS Staff informed the Commission that the Respondents consented to a further extension of the Amended Temporary Order for six months;
AND WHEREAS on June 22, 2012 it was ordered that:
(i) Pursuant to subsection 127(8) of the Act, the Amended Temporary Order be extended to December 21, 2012; and
(ii) The hearing to consider any further extension of the Amended Temporary Order be held on December 20, 2012 at 10:00 a.m., or such other date and time as set by the Office of the Secretary;
AND WHEREAS on October 9, 2012, the Commission issued a Notice of Hearing pursuant to sections 127 and 127.1 of the Act, accompanied by a Statement of Allegations dated October 9, 2012, issued by Staff with respect to NHTV LLC and Dmitry James Salganov, hereafter known as James Dmitry Salganov;
AND WHEREAS on December 20, 2012, Staff appeared and Salganov appeared on his own behalf and on behalf of NHTV Corp. and NHTV LLC and made submissions, and all parties consented to the extension of the Amended Temporary Order to June 13, 2013, and adjournment of the hearing to consider any further extension of the Amended Temporary Order to June 6, 2013 at 10:00 a.m., or such other date and time as set by the Office of the Secretary;
AND WHEREAS on December 20, 2012, the Commission ordered that the Amended Temporary Order be extended to June 13, 2013 at 10:00 a.m., and the hearing to consider any further extension of the Amended Temporary Order be held on June 6, 2013 at 10:00 a.m., or such other date and time as set by the Office of the Secretary;
AND WHEREAS on June 6, 2013, Staff appeared and Salganov appeared on his own behalf and on behalf of NHTV Corp. and NHTV LLC and made submissions, and all parties consented to the extension of the Amended Temporary Order for a further six months to December 6, 2013 at 10:00 a.m., or such other date and time as set by the Office of the Secretary;
IT IS ORDERED that:
(i) Pursuant to subsection 127(8) of the Act, the Amended Temporary Order is extended to December 6, 2013 at 10:00 a.m.; and
(ii) The hearing to consider any further extension of the Amended Temporary Order is to be held on December 4, 2013 at 10:00 a.m., or such other date and time as set by the Office of the Secretary.
DATED at Toronto this 6th day of June, 2013.
“Alan J. Lenczner”
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6242
2.2.2 White Hat Corporation –s. 1(6) of the OBCA
Headnote
Filer deemed to have ceased to be offering its securities to the public under the OBCA.
Applicable Legislative Provisions
Business Corporations Act, R.S.O. 1990, c. B. 16, as am., s. 1(6).
IN THE MATTER OF THE BUSINESS CORPORATIONS ACT (ONTARIO)
R.S.O. 1990, c. B.16, AS AMENDED (the OBCA)
AND
IN THE MATTER OF WHITE HAT CORPORATION.
(the Applicant)
ORDER(Subsection 1(6) of the OBCA)
UPON the application of the Applicant to the Ontario Securities Commission (the “Commission”) for an order pursuant to subsection 1(6) of the OBCA to be deemed to have ceased to be offering its securities to the public;
AND UPON the Applicant representing to the Commission that:
1. The Applicant is an "offering corporation" as defined in the OBCA, and has an authorized capital consisting of an unlimited number of common shares (the “Common Shares”) and Series B preferred shares.
2. The head office of the Applicant is located at 5500 North Service Road, Suite 101, Burlington, Ontario, L7L 6W6.
3. The Applicant completed a “going private transaction” by way of an amalgamation (the “Amalgamation”) pursuant to an amalgamation agreement between Tenth Power Technologies Corp. and 2372052 Ontario Limited dated May 16, 2013 for which Articles of Amalgamation were filed on May 16, 2013.
4. As of the date of this decision, the outstanding securities of the Applicant, including debt
securities, are beneficially owned, directly or indirectly, by less than 15 security holders in each of the jurisdictions in Canada and less than 51 security holders in total in Canada.
5. The Common Shares of the Applicant have been de-listed from the TSX Venture Exchange, effective as of May 15, 2013.
6. No securities of the Applicant are traded on a marketplace as defined in National Instrument 21-101 -- Marketplace Operation or any other facility for bringing together buyers and sellers of securities where trading data is publicly reported.
7. The Voluntary Surrender of Reporting Issuer Status was issued by the British Colombia Securities Commission on May 31, 2013. The Applicant was granted an order on May 31, 2013 that it is not a reporting issuer in Ontario or Alberta pursuant to subclause 1(10)(a)(ii) of the Securities Act (Ontario) in accordance with the simplified procedure set out in OSC Staff Notice 12-703 Applications for a Decision that an Issuer is not a Reporting Issuer and is not a reporting issuer or the equivalent in any other jurisdiction in Canada.
8. The Applicant has no intention to seek public financing by way of an offering of securities in a jurisdiction of Canada by way of private placement or public offering.
9. The Applicant is not a reporting issuer or equivalent in any jurisdiction of Canada.
AND UPON the Commission being satisfied to do so would not be prejudicial to the public interest;
IT IS HEREBY ORDERED by the Commission pursuant to subsection 1(6) of the OBCA that the Applicant be deemed to have ceased to be offering its securities to the public for the purpose of the OBCA.
DATED at Toronto on this 7th day of June, 2013.
“Edward P. Kerwin” Commissioner Ontario Securities Commission
“Deborah Leckman” Commissioner Ontario Securities Commission
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6243
2.2.3 Information Services Corporation – ss. 4.1(2), 4.2 and Rule 56-501
Headnote
OSC Rule 56-501 Restricted Shares – Issuer granted exemption from requirements of section 3.2 of OSC Rule 56-501 in respect of stock distributions of restricted shares – relief granted subject to conditions – Director determination that shares are restricted shares and appropriate restricted share terms for the purpose of OSC Rule 56-501.
Applicable Legislative Provisions
OSC Rule 56-501 Restricted Shares, ss. 4.1(2) and 4.2.
IN THE MATTER OF THE SECURITIES ACT,
4R.S.O. 1990, c.S.5, AS AMENDED
AND
IN THE MATTER OF INFORMATION SERVICES CORPORATION
ORDER (Subsection 4.1(2) and
Section 4.2 of Rule 56-501)
WHEREAS the Crown Investments Corporation of Saskatchewan (the “Filer”) has applied to the Director pursuant to subsection 4.1(2) of Rule 56-501 Restricted Shares (the “Rule 56-501”) for a determination that the appropriate restricted share term to be used to designate the Class A Limited Voting Shares of its wholly-owned subsidiary Information Services Corporation (the “Issuer”) be “Class A Limited Voting Shares” or, when used as a defined term for the Class A Limited Voting Shares, “Class A Shares”;
AND WHEREAS the Filer has further applied to the Director pursuant to section 4.2 of the Rule 56-501 for an exemption from the requirements of section 3.2 of the Rule 56-501 in connection with any stock distribution of Class A Limited Voting Shares of the Issuer in the Province of Ontario at any time from time to time;
AND UPON considering the Filer’s application and the recommendation of staff of the Ontario Securities Commission (the “Commission”);
AND UPON the Filer having represented to the Commission that:
1. The head office of the Issuer is located at 300 - 10 Research Drive, Regina, Saskatchewan, S4S 7J7.
2. The head office of the Filer is located at 400 – 2400 College Avenue, Regina, Saskatchewan, S4P 1C8.
3. The Issuer was incorporated as Information Services Corporation of Saskatchewan, a Saskatchewan provincial Crown corporation on January 1, 2000, pursuant to The Crown Corporations Act, 1993 (Saskatchewan). In the autumn of 2012, the Government of Saskatchewan announced its intention to privatize Information Services Corporation of Saskatchewan and introduced The Information Services Corporation Act (Saskatchewan) (the “ISC Act”) into the Saskatchewan Legislature on November, 19, 2012. Upon the proclamation of the ISC Act on May 30, 2013, Information Services Corporation of Saskatchewan was continued pursuant to The Business Corporations Act (Saskatchewan) as Information Services Corporation and became subject to that Act, resulting in The Crown Corporations Act, 1993(Saskatchewan) ceasing to apply to the Issuer. The Articles of Continuance of the Issuer do not contain private issuer restrictions due to the Issuer’s intention to conduct an initial public offering.
4. The Issuer is not currently a reporting issuer and is not listed on a recognized stock exchange.
5. The Filer is an agent of the Crown in right of Saskatchewan and is a wholly-owned provincial Crown corporation. The Filer is the agency utilized for making and administering, on behalf of the Government of Saskatchewan, the investments authorized by The Crown Corporations Act, 1993 (Saskatchewan) and acts as a holding company for a number of wholly-owned Crown corporations and certain other entities in which the Crown in right of Saskatchewan has an interest.
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6244
6. The Issuer intends to complete an initial public offering (“IPO”) of its Class A Limited Voting Shares by way of a secondary distribution of Class A Limited Voting Shares held by the Filer.
7. At the time of the IPO, the Issuer’s authorized share capital will consist of an unlimited number of Class A Limited Voting Shares, one Class B Golden Share (the “Golden Share”) and an unlimited number of Preferred Shares, issuable in series (the “Preferred Shares”). The following is a summary of the rights, privileges restrictions and conditions that are attached to these securities under the Issuer’s Articles of Continuance:
(a) Class A Limited Voting Shares – Subject to the restrictions described in paragraph 8 below, the holders of the Class A Limited Voting Shares are entitled to one vote per Class A Limited Voting Share on all matters to be voted on by the shareholders at any meetings of shareholders, other than at meetings at which only the holders of another class or series of shares are entitled to vote separately as a class or series. The holders of the Class A Limited Voting Shares are entitled to receive any dividends declared by the Issuer in respect of the Class A Limited Voting Shares, subject to the rights of the holders of other classes of shares. The holders of the Class A Limited Voting Shares will be entitled to receive, subject to the rights of the holders of other classes of shares, the remaining property and assets of the Issuer available for distribution, after payment of liabilities, upon the liquidation, dissolution or winding-up of the Issuer, whether voluntary or involuntary.
(b) Golden Share – As the holder of the sole Golden Share, the Filer, an agent of the Crown in Right of Saskatchewan and a wholly-owned provincial Crown corporation, is entitled to receive notice of and to attend all meetings of shareholders including meetings of any class or series thereof, but does not have the right to vote at any such meeting other than a meeting of the holder of the Golden Share as a class. The holder of the Golden Share does not have the right to vote separately as a class, except: (i) to veto a transfer of the Issuer’s registered office outside of Saskatchewan; (ii) to veto a transfer of all or any part of the Issuer’s head office operations, or all or any part of the functions constituting the Issuer’s head office operations, outside of Saskatchewan; (iii) to veto the sale, lease or exchange of all or substantially all of the Issuer’s property; (iv) on any proposal to apply for a continuance in a jurisdiction outside of Saskatchewan; (v) on any proposal to amend the Issuer’s Articles of Continuance; or (vi) as otherwise provided by law. The holder of the Golden Share does not have the right to receive any dividends declared by the Issuer or to participate in the distribution of the remaining property and assets of the Issuer available for distribution, after payment of liabilities, upon the liquidation, dissolution or winding-up of the Issuer, whether voluntary or involuntary. The holder of the Golden Share has no pre-emptive, redemption, purchase or conversion rights in respect of such share. The Golden Share may be transferred to a Crown corporation existing under The Crown Corporations Act, 1993 (Saskatchewan), a department, ministry or agency of the Government of Saskatchewan or any other agent of the Crown in right of the Province of Saskatchewan, but is otherwise non-transferable.
(c) Preferred Shares – The Preferred Shares will be issuable at any time from time to time in one or more series. The board of directors of the Issuer (the “Board”) will be authorized to fix before issue the number of, the consideration per share of, the designation of, and the provisions attaching to, the Preferred Shares of each series, which may include voting rights and other provisions attaching to the Preferred Shares or shares of the series. Notwithstanding the forgoing, no series of Preferred Shares shall provide for the right to vote in connection with any election of directors of the Issuer. The Preferred Shares of each series will rank on parity with the Preferred Shares of every other series and will be entitled to preference over the Class A Limited Voting Shares, the Golden Share and any other share ranking junior to the Preferred Shares with respect to the distribution of any property or assets in the event of the Issuer’s liquidation, dissolution or winding-up, whether voluntary or involuntary.
8. The Issuer’s Articles of Continuance are fully subject to the ISC Act which imposes a few limitations on the rights and privileges of the Class A Limited Voting Shares, as follows:
(a) Appointment of Directors by Province of Saskatchewan – The ISC Act provides that, in lieu of voting the Class A Limited Voting Shares of the Issuer held by the Filer on any resolution electing directors to the Board, the Lieutenant Governor in Council of the Province of Saskatchewan (the “Lieutenant Governor”) has the right to appoint that number of members to the Board equal to the Filer’s pro rata share of the issued and outstanding voting securities (rounded to the nearest whole number) (the “Proportional Board Appointment Right”), but always subject to a minimum of two directors (the “Minimum Board Appointment Right”).
(b) Limit on Amount of Holdings – The ISC Act contains provisions imposing limits on ownership, including joint ownership, of the Class A Limited Voting Shares and any other voting securities which might subsequently be issued. Specifically, except the Province of Saskatchewan or an agent of the Province of Saskatchewan, no person, alone or together with associates (associates being determined according to specific rules in the ISC Act), may hold, beneficially own or control, directly or indirectly, other than by way of security only or for purposes of distribution by an underwriter, voting securities to which are attached more than 15% of the votes
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6245
attached to the issued and outstanding voting shares (the “Ownership Restriction”). Preferred Shares, if any, will not qualify as voting shares for the purposes of the ISC Act by virtue of not being entitled to vote in connection with the election of directors of the Issuer. In order to give effect to the Ownership Restriction, the ISC Act and the Regulations thereunder contain provisions for the enforcement of the Ownership Restriction, including provisions for suspension of voting rights, forfeiture of rights to dividends and recovery of dividends paid to shareholders holding more than 15% of the votes attached to the issued and outstanding voting shares (i.e. the Class A Limited Voting Shares).
(c) Other – The Issuer’s Articles of Continuance and the ISC Act place certain other restrictions on ISC, including a prohibition against transferring head office operations, or all or any part of head office operations (generally all executive, corporate planning, senior administrative and general management functions) outside of Saskatchewan and a prohibition against the Issuer’s articles or by-laws containing provisions inconsistent with the provisions included in the ISC Act. Further, all of the Issuer’s executive officers and substantially all of the Issuer’s senior officers must be ordinarily resident in Saskatchewan.
9. Upon closing of the IPO, there will be the Class A Limited Voting Shares issued and outstanding, one Golden Share issued and outstanding, and no Preferred Shares. The Filer will own a minimum of 31% of the issued and outstanding Class A Limited Voting Shares and the sole Golden Share.
10. Pursuant to the Articles of Continuance, the Issuer will have a minimum of 6 directors and maximum of 12 directors on its Board.
11. Rule 56-501 imposes certain disclosure requirements on issuers distributing securities that are considered to be restricted shares, prohibits the reference to a share that includes the word “common” if such share is not a “common share”, and removes the availability of prospectus exemptions under Ontario securities law for distributions of securities that are considered to be restricted shares unless the distribution has received the approval of certain security holders of the issuer or the creation of the restricted security was properly authorized by certain security holders of the issuer (the “Shareholder Approval Requirement”).
12. As a result of the Ownership Restriction and the Minimum Board Appointment Right described above, the Class A Limited Voting Shares may be considered to be “restricted shares” for the purposes of Rule 56-501.
13. Paragraph 1.2(c) of Rule 56-501 provides that Rule 56-501 does not apply to shares that are subject to a restriction, imposed by any law governing the issuer, on the level of ownership of the shares by a person, company or combination of persons or companies, but only to the extent of the restriction.
14. By virtue of paragraph 1.2(c) of Rule 56-501, Rule 56-501 does not apply to the Class A Limited Voting Shares as a result of the Ownership Restriction attribute (to the extent of such restriction) since the Ownership Restriction is imposed by the ISC Act, the law governing the Issuer.
15. Aside from the Ownership Restriction, each holder of Class A Limited Voting Shares may vote their shares on all matters coming before them and their voting interest is at least equal to their equity interest except in limited circumstances where the Lieutenant Governor exercises the Minimum Board Appointment Right.
16. Pursuant to Rule 56-501, “common shares” means equity shares to which are attached voting rights exercisable in all circumstances, irrespective of the number or percentage of shares owned, that are not less, on a per share basis, than the voting rights attached to any other shares of an outstanding class of shares of the issuer, unless the Director makes a determination under section 4.1 that the shares are restricted shares.
17. Rule 56-501 provides that restricted shares must be referred to using a specified “restricted share term”, namely “non-voting share”, “restricted voting share”, “subordinate voting share” or a term designated by the Director. None of the terms “non-voting share”, “restricted voting share” or “subordinate voting share” accurately describes the Class A Limited Voting Shares.
18. In accordance with Part 4 of Rule 56-501, if the Director determines that the Class A Limited Voting Shares are restricted shares, the Director may also determine the appropriate restricted share term to be used to designate such shares, taking into account the voting attributes attached to the shares and the term that will best describe the attributes.
19. Section 3.2 of Rule 56-501 sets out the Shareholder Approval Requirement for a stock distribution of restricted shares. Pursuant to subsection 3.2(3) of Rule 56-501, the Shareholder Approval Requirement does not apply to a stock distribution of securities of an issuer that was a private company immediately before completion of the stock distribution.
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6246
20. The Issuer is currently, and until closing of the IPO will remain, a wholly-owned subsidiary of the Filer. The applicationexemption in subsection 3.2(3) of Rule 56-501 from the Shareholder Approval Requirement is not available because the Articles of Continuance of the Issuer do not contain private company restrictions due to the Issuer’s intention to conduct the IPO.
AND UPON the Director being satisfied that it would not be prejudicial to the public interest to grant the exemption requested;
IT IS ORDERED pursuant to section 4.1 of Rule 56-501 that the Class A Limited Voting Shares are restricted shares for the purposes of Rule 56-501 and that the appropriate restricted share terms to be used to designate such shares are either “Class A Limited Voting Shares” or, when used as a defined term for the Class A Limited Voting Shares, “Class A Shares”;
IT IS ALSO ORDERED pursuant to subsection 4.2 of Rule 56-501 that the Issuer be and is hereby exempted from the requirements of section 3.2 of Rule 56-501 in connection with any stock distribution of Class A Limited Voting Shares so long asany future reorganization, if any, carried out by the Issuer related to the Class A Limited Voting Shares complies with the provisions of section 3.2 of Rule 56-501.
DATED at Toronto this 31st day of May, 2013
“Naizam Kanji” Deputy Director, Corporate Finance Branch Ontario Securities Commission
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6247
2.2.4 Issam El-Bouji et al. – s. 17
IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, c S.5, AS AMENDED
AND
IN THE MATTER OF ISSAM EL-BOUJI, GLOBAL RESP CORPORATION,
GLOBAL GROWTH ASSETS INC., GLOBAL EDUCATIONAL TRUST FOUNDATION AND
MARGARET SINGH
ORDER(Section 17)
WHEREAS on January 10, 2013, the Ontario Securities Commission (the “Commission”) issued a Notice of Hearing (the “Notice of Hearing”) pursuant to section 127 of the Securities Act, R.S.O. 1990, c S.5, as amended (the “Act”), accompanied by a Statement of Allegations dated the same date filed by Staff of the Commission (“Staff”), in respect of Issam El-Bouji, Global RESP Corporation, Global Growth Assets Inc., Global Educational +Trust Foundation and Margaret Singh (collectively, the “Respondents”);
AND WHEREAS on February 27, 2013, Staff and counsel for the Respondents appeared before the Commission and made submissions, and Staff advised the Commission that it had completed the majority of its disclosure to the Respondents;
AND WHEREAS on April 1, 2013, Global RESP Corporation and Global Growth Assets Inc. (the “Applicants”) filed a Notice of Motion (the “Motion”) with the Commission for an order pursuant to section 17 of the Act authorizing disclosure to Deloitte LLP, the auditor of the Applicants, of any portions of the disclosure delivered to the Applicants by Staff in this proceeding which included both testimony and documentary evidence (the “Confidential Information”) that cannot be disclosed as a result of the application of section 16 of the Act or by reason of the implied undertaking to the Commission as to use of the Confidential Information; for greater certainty, Confidential Information excludes information and documents known to or in the possession of the Applicants other than by reason of the disclosure by Staff in connection with this proceeding and excludes other matters of public record;
AND WHEREAS the Motion was heard on May 15, 2013 at 11:00 a.m. (the “Motion Hearing”);
AND WHEREAS the Applicants, Staff and X filed written materials with the Commission in advance of the Motion Hearing;
AND WHEREAS on May 15, 2013, the Commission heard submissions from the Applicants, Staff, X and Y who were represented by counsel and Z who was unrepresented;
AND WHEREAS Staff, X, Y and Z opposed the Motion;
AND WHEREAS two other individuals who provided testimony or evidence also opposed the Motion;
AND WHEREAS the Commission considered all of the submissions and evidence submitted at the Motion Hearing and concluded that it was in the public interest to make an Order under section 17 of the Act and issued the Order dated May 21, 2013 (the “Order”);
AND WHEREAS the Applicants sought directions pursuant to section 4 of the Order;
AND WHEREAS the Applicants and Staff consent to the variation of the Order as reflected below and no one opposed the variation;
AND WHEREAS the Commission considers it to be in the public interest to make this Order;
IT IS HEREBY ORDERED pursuant to section 144 of the Act that:
1. Outside legal counsel to the Applicants shall be entitled to communicate orally to not more than five representatives of Deloitte, and their legal counsel, the general nature of the Confidential Information that is relevant to the allegations made in the Statement of Allegations in this matter (that communication is referred to in this Order as the “Communication”). The Communication shall not disclose the identity or title of any person or company that gave testimony or provided any documentary evidence included in the Confidential Information. For greater certainty, the Communication may summarize the substance of the Confidential Information but shall not include a detailed recitation of the evidence;
2. Except as expressly provided in paragraph 1 above:
(a) any portion of the Confidential Information that was compelled under the Act, including any record of the Communication prepared by Deloitte, shall continue to be subject to confidentiality in accordance with section 16 of the Act; and
(b) any portion of the Confidential Information that was not compelled under the Act, including any record of the Communication prepared by Deloitte, shall continue to be subject to the implied undertaking to the Commission as to use of the Confidential Information;
3. For greater certainty,
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6248
(a) the Communication shall be made only to representatives of Deloitte who need to receive the Communication in order for Deloitte to fulfill its professional responsibilities as the auditor of the Applicants and their affiliates;
(b) any representative of Deloitte who receives the Communication shall maintain the strict confidentiality of the Communication and of any record thereof;
(c) the Communication and any record thereof shall not be referred to in any document prepared by Deloitte that is to be disclosed to any person or company other than Deloitte’s legal counsel, the Applicants and their legal counsel, or that is to be made public, except with the Commission’s prior approval;
(d) Deloitte shall not use the Communication other than to fulfill its professional responsibilities as the auditor of the Applicants and their affiliates and as expressly permitted by this Order; and
(e) any use or disclosure of the Communication or any record thereof, other than as expressly permitted by this Order, shall constitute a violation of this Order.
4. The Applicants, Staff or any person directly affected by this Order may apply to the Commission for directions as to the scope and application of this Order.
DATED at Toronto this 11th day of June, 2013.
“James E. A. Turner”
2.2.5 Heritage Education Funds Inc.
IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, c. S.5, AS AMENDED
AND
IN THE MATTER OF HERITAGE EDUCATION FUNDS INC.
ORDER
WHEREAS on August 13, 2012, the Ontario Securities Commission (the “Commission”) ordered pursuant to subsections 127(1) and (5) of the Securities Act, R.S.O. 1990, c. S.5 as amended (the “Act”), with the consent of Heritage Education Funds Inc. (“HEFI”), that the terms and conditions set out in Schedule “A” to the Commission order (the “Terms and Conditions”) be imposed on HEFI (the “Temporary Order”);
AND WHEREAS on August 21, 2012, the Commission extended the Temporary Order until November 23, 2012;
AND WHEREAS the Terms and Conditions required HEFI to retain a consultant (the “Consultant”) to prepare and assist HEFI in implementing plans to strengthen their compliance systems, and to retain a monitor (the “Monitor”) to review applications of New Clients and contact New Clients as defined and set out in the Terms and Conditions;
AND WHEREAS HEFI retained Deloitte & Touche LLP (“Deloitte”) as its Monitor and its Consultant;
AND WHEREAS by Order dated October 10, 2012, the Commission clarified certain matters with respect to the Temporary Order;
AND WHEREAS by Order dated November 22, 2012, the Commission ordered that the Temporary Order be extended to December 21, 2012 and that the hearing be adjourned to December 20, 2012;
AND WHEREAS by Order dated December 20, 2012, the Commission amended certain of the Terms and Conditions and extended the Temporary Order to March 22, 2013;
AND WHEREAS on March 21, 2013, the Commission ordered that the Temporary Order be extended to April 19, 2013;
AND WHEREAS on April 8, 2013, HEFI filed a motion with the Commission to vary the terms of the Temporary Order by, among other matters, suspending the on-going monitoring by the Monitor of HEFI’s compliance with the Terms and Conditions (the “Motion”);
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6249
AND WHEREAS Staff opposed the Motion and the parties filed affidavits and other materials in connection with the hearing of the Motion;
AND WHEREAS on April 18, 2013, the Commission heard oral submissions from the parties and issued an Order which: (i) dismissed the Motion; (ii) extended the Temporary Order to May 31, 2013, or until such further order of the Commission; (iii) adjourned the hearing to May 27, 2013 at 11:00 a.m. for the purpose of providing the Commission with an update on the work completed by the Monitor and the Consultant; and (iv) provided that the Monitor, Staff and HEFI may seek further direction from the Commission, if necessary or desirable;
AND WHEREAS on May 23, 2013, the Commission issued an order on consent of the parties that: (i) the Temporary Order is extended to June 17, 2013, or until such further order of the Commission; (ii) the hearing is adjourned to June 14, 2013 at 10:00 a.m.; and (iii) the hearing date of May 27, 2013 is vacated;
AND WHEREAS on May 24, 2013, HEFI requested that a Manager in the Compliance and Registrant Regulation Branch of the Commission (the “OSC Manager”) approve Compliance Support Services to replace Deloitte as Consultant and by letter dated June 12, 2013 the OSC Manager approved Compliance Support Services as Consultant subject to three conditions;
AND WHEREAS Staff has filed an affidavit of Lina Creta sworn June 13, 2013 to update the Commission on the status of this matter;
AND WHEREAS the parties agree that: (i) the Temporary Order should be extended to July 22, 2013; and (ii) the hearing should be adjourned to July 18, 2013 at 10:00 a.m.;
AND WHEREAS the Commission considers that it is in the public interest to make this Order;
IT IS HEREBY ORDERED pursuant to section 127 of the Act that:
1. The Temporary Order is extended to July 22, 2013, or until such further order of the Commission; and
2. The hearing is adjourned to July 18, 2013 at 10:00 a.m.
DATED at Toronto this 14th day of June, 2013.
“James E. A. Turner”
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6250
2.2.6 Tranzeo Wireless Technologies Inc. – s. 144
Headnote
Section 144 of the Securities Act (Ontario) – application for partial revocation of a cease trade order – issuer cease traded dueto failure to file audited annual statements with the Commission– issuer has applied for partial revocation of the cease trade order to permit the issuer to proceed with a private placement with accredited investors (as such term is defined in National Instrument 45-106 Prospectus and Registration Requirements) resident in Ontario – issuer will use proceeds from private placement to prepare and file continuous disclosure documents, pay related fees and fund operations - partial revocation granted subject to conditions.
Statutes Cited
Securities Act, R.S.O. 1990, c.S.5, as am., ss. 127 and 144.
IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990 c. S.5 AS AMENDED (the Act)
AND
IN THE MATTER OF TRANZEO WIRELESS TECHNOLOGIES INC.
ORDER(Section 144 of the Act)
WHEREAS the securities of Tranzeo Wireless Technologies Inc. (the “Applicant”) are subject to a temporary cease trade order dated May 13, 2013 and a further cease trade order dated May 24, 2013 issued by the Director of the Ontario Securities Commission (the “Commission”), pursuant to paragraph 2 of subsection 127(1) and subsection 127(5) of the Act (together, the “Cease Trade Order”);
AND WHEREAS the Cease Trade Order was made on the basis that the Applicant was in default of certain filing requirements under Ontario securities law as described in the Cease Trade Order;
AND WHEREAS additional cease trade orders were issued by the British Columbia Securities Commission on May 8, 2013 (the “B.C. Cease Trade Order”) and by the Autorité des marchés financiers on May 13, 2013 (the “Quebec Cease Trade Order”);
AND WHEREAS the Applicant has applied to the Commission pursuant to section 144 of the Act for a partial revocation of the Cease Trade Order (the “Application”);
AND WHEREAS the Applicant has applied to the British Columbia Securities Commission for an order for partial revocation (the “B.C. Partial Revocation Order”) of the B.C. Cease Trade Order and received the B.C. Partial Revocation Order on May 30, 2013;
AND WHEREAS the Applicant has represented to the Commission that:
1. The Applicant was continued as a Canadian federal corporation on April 1, 2004 under the Canada Business Corporations Act.
2. The Applicant’s registered and head office is located at 19473 Fraser Way, Pitt Meadows, BC, V3Y 2V4.
3. The Applicant is a reporting issuer under the securities legislation of the Provinces of British Columbia, Alberta, Saskatchewan, Manitoba, Ontario, Quebec, New Brunswick, Nova Scotia, Prince Edward Island, Newfoundland.
4. The Applicant’s authorized capital consists of an unlimited number of common shares (the “Common Shares”), without par value, and an unlimited number of preferred shares, without par value, of which 72,573,450 Common Shares were issued and outstanding as of the date hereof. The Applicant has no other securities, including debt securities, issued and outstanding.
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6251
5. The Common Shares were suspended from trading on the TSX Venture Exchange (“TSXV”) as of May 8, 2013 because of the cease trade orders made by the applicable securities commissions.
6. Other than on the TSXV, the securities of the Applicant are not currently listed or quoted on any exchange or market in Canada or elsewhere.
7. The Cease Trade Order was issued as a result of the Applicant’s failure to file with the Commission and mail to its shareholders audited annual financial statements for the year ended December 31, 2012 (the “Audited Financial Statements”), management’s discussion and analysis relating to the Audited Financial Statements and certification of foregoing filings as required by National Instrument 52-109 – Certification of Disclosure in Issuers’ Annual and Interim Filings (collectively, the “Required Documents”).
8. The Applicant has applied for and received the B.C. Partial Revocation Order.
9. The Applicant's failure to file the Required Documents was the result of insufficient funds to prepare and file the Required Documents.
10. Except for the Cease Trade Order, the Applicant is not in default of any requirements of the Act or the rules and regulations made pursuant thereto.
11. The Applicant proposes to raise up to $250,000 on a private placement basis (the “Private Placement”) in order to: (i) raise sufficient funds to prepare and file the Required Documents and related filing fees to bring it into compliance with its obligations as a reporting issuer, and the associated fees of professional advisors; and (ii) pay outstanding accounts and fund continuing operations, as described more fully in representation 13 below. The Private Placement will be conducted on a prospectus exempt basis and will include subscribers who are accredited investors (as such term is defined in National Instrument 45-106 Prospectus and Registration Exemptions) resident in Ontario.
12. The Applicant has obtained conditional approval of the Private Placement from the TSXV.
13. The net proceeds of the Private Placement are estimated to be applied as follows:
Description Cost
Legal, accounting and audit fees $125,000
Penalties and fees for late filings of continuous disclosure documents $25,000
Payment of outstanding payables (including rent outstanding) $50,000
Private Placement finder’s fee $20,000
Working capital for continuing operations $30,000
Total Financing Required $250,000
14. The Applicant believes that the proceeds of the Private Placement will be sufficient to bring its continuous disclosure obligations up to date and to pay all related outstanding fees. The Applicant will use the proceeds of the Private Placement first to pay for the costs associated with bringing its continuous disclosure record up to date. Any remaining amounts will be used to pay for other costs as outlined in representation 13 above.
15. As the Private Placement will involve trades in securities of the Applicant (including, for greater certainty, acts in furtherance of trades in securities of the Applicant), the Private Placement cannot be completed without a variation of the Cease Trade Order.
16. The Private Placement will be completed in accordance with all applicable laws.
17. Prior to the completion of the Private Placement, the Applicant will:
a) provide each investor in the Private Placement with a copy of the Cease Trade Order;
b) provide each investor in the Private Placement with a copy of this Order; and
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6252
c) obtain and, upon receipt, provide to the Commission signed and dated acknowledgements from all investors in the Private Placement, which clearly state that the issuance of a partial revocation order does not guarantee the issuance of a full revocation order in the future and that all of the Applicant’s securities, including the securities to be issued in connection with the Private Placement, will remain subject to the Cease Trade Order until it is revoked.
18. Following completion of the Private Placement and filing of the Required Documents, the Applicant will apply to the Commission for a full revocation of the Cease Trade Order and will also apply to the British Columbia Securities Commission and the Autorité des marchés financiers for full revocations of the B.C. Cease Trade Order and Quebec Cease Trade Order, respectively.
19. The Applicant is not considering, nor is it involved in any discussion relating to, a reverse take-over, amalgamation, merger or other form of combination or transaction similar to the foregoing.
20. The Applicant has not previously been the subject of a cease trade order other than those referred to in this Order.
AND UPON considering the Application and the recommendation of staff of the Commission;
AND UPON the Director being satisfied that to do so would not be prejudicial to the public interest;
IT IS ORDERED pursuant to section 144 of the Act that the Cease Trade Order is partially revoked solely to permit trades in securities of the Applicant in connection with the Private Placement and all other acts in furtherance of the PrivatePlacement that may be considered to fall within the definition of "trade" within the meaning of the Act, provided that:
(a) prior to the completion of the Private Placement, investors in the Private Placement:
(i) receive a copy of the Cease Trade Order;
(ii) receive a copy of this Order; and
(iii) receive a written notice from the Applicant, and provide a signed and dated acknowledgement to the Applicant, clearly stating that all of the Applicant's securities, including the securities to be issued in connection with the Private Placement, will remain subject to the Cease Trade Order until it is revoked, and that the granting of this Order does not guarantee the issuance of a full revocation order in the future;
(b) the Applicant will provide the signed and dated written acknowledgments referred to in paragraph (a)(iii) above to staff of the Commission; and
(c) the Order will terminate on the earlier of the closing of the Private Placement and 60 days from the date hereof.
DATED at Toronto, Ontario on this 17th day of June, 2013.
“Sonny Randhawa” Manager, Corporate Finance
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6253
2.2.7 Coltstar Ventures Inc – s. 144
Headnote
Application by an issuer for a revocation of a cease trade order – Issuer subject to cease trade order as a result of its failure to file financial statements - Issuer has brought its filings up-to-date – Issuer is otherwise not in default of applicable securitieslegislation, except for certain matters which it intends to remedy – Issuer is currently inactive, but intends to reactivate itself – Issuer has provided an undertaking to the Commission that it will not complete (a) a restructuring transaction involving, directly or indirectly, an existing or proposed, material underlying business which is not located in Canada, (b) a reverse takeover with a reverse takeover acquirer that has a direct or indirect, existing or proposed, material underlying business which is not located in Canada, or (c) a significant acquisition involving, directly or indirectly, an existing or proposed, material underlying businesswhich is not located in Canada, unless the issuer files a preliminary prospectus and a final prospectus with the Ontario Securities Commission and obtains receipts for the preliminary prospectus and the final prospectus from the Director under the Act.
Applicable Legislative Provisions
Securities Act, R.S.O. 1990, c.S.5, as am., ss. 127(1), 127(5), 127(8) and 144.
IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, CHAPTER S.5, AS AMENDED (the "Act")
AND
IN THE MATTER OF COLTSTAR VENTURES INC
ORDER(Section 144)
WHEREAS the securities of Coltstar Ventures Inc (the "Issuer") are subject to a temporary cease trade order of the Director under the Act dated May 18, 2012 made under paragraph 2 of subsection 127(1) and subsection 127(5) of the Act, as extended by a further order of the Director dated May 30, 2012 made under subsection 127(8) of the Act (collectively, the "Cease Trade Order") ordering that trading in the securities of the Issuer cease until the Cease Trade Order is revoked by a further order of revocation;
AND WHEREAS the Issuer has made an application (the "application") to the Ontario Securities Commission (the "Commission") for revocation of the Cease Trade Order pursuant to section 144 of the Act;
AND WHEREAS the Issuer has represented to the Commission that:
1. The Issuer was incorporated under the Business Corporations Act (British Columbia) on June 19, 2007 as a Capital Pool Company as defined in the TSX Venture Exchange Policy 2.4. During the year ended December 31, 2009, the Issuer completed its Qualifying Transaction by acquiring Tuscany Minerals S.r.l. The principal assets of Tuscany are mining exploration permits, and applications for such permits, all located in Italy.
2. The Issuer is a reporting issuer under the securities legislation of the provinces of Ontario, British Columbia and Alberta.
3. The Issuer's only authorized capital consists of an unlimited number of common shares (the "Common Shares"), of which 30,160,067 Common Shares are issued and outstanding. Other than the Common Shares, the Issuer has no securities, including debt securities, outstanding.
4. No securities of the Issuer, including the Common Shares and debt securities, are listed, quoted or traded in Canada or another country on a marketplace as defined in National Instrument 21-101 Marketplace Operation or any other facility for bringing together buyers and sellers of securities where trading data is publicly reported.
5. Prior to the Cease Trade Order, the Issuer was primarily engaged in the exploration of gold and base metal mineral properties in Italy, through its wholly owned subsidiary Tuscany Minerals S.r.l., and iron-ore, lead, zinc, diamond and copper properties in Northern Canada. Currently the Issuer has spent the last year working on completing all the outstanding financial statements and working with the TSX-V and regulators in its reporting jurisdictions to satisfy
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6254
requirements for the Issuer to come back to trade. Once trading on the TSX-V, the Issuer will continue its evaluation on its assets and attempt to find joint venture partners for the financing of exploration activity on its various properties, as well as searching for new opportunities in the resource sector.
6. The Cease Trade Order was issued as a result of the Issuer's failure to file annual financial statements for the year ended December 31, 2011.
7. Subsequently, the Issuer failed to file interim financial statements for the period ending March 31, 2012, June 30, 2012, and September 30, 2012 as well as management's discussion and analysis ("MD&A") and certificates under National Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings (the "NI 52-109 Certificates").
8. On January 17, 2012 the BCSC issued a partial revocation and variation of partial revocation on February 22, 2013 to allow the Issuer to complete shares for debt issuing 1,672,919 shares at $0.20 and complete settlement agreement with former directors and officers returning 8,724,001 common shares of the Issuer back to treasury. The TSX Venture Exchange approved the Shares for debt on February 19, 2013. The settlement agreement was completed on March 25, 2013 reducing the number of outstanding shares to 30,160,067. There have not been any other trades of the Companies’ securities since the issuance of the Cease Trade Order.
9. In connection with the application, the Issuer has remedied certain of its continuous disclosure defaults. On February 6, 2013, the Issuer received approval to file and on February 25, 2013, the Issuer filed Annual Financial Statements and related MD&A and NI 52-109 Certificates for the financial years ended December 31, 2011 and filed Interim Financial Statements and related MD&A and NI 52-109 Certificates for the interim period ended March 31, 2012, June 30, 2012 and September 30, 2012. On February 25, 2013, the Issuer paid outstanding participation fees, late fees and other fees. On April 30, 2013 the Issuer filed Annual Financial Statements and related MD&A and NI 52-109 Certificates for the financial years ended December 31, 2012, and the Interim Financial Statements and related MD&A and NI 52-109 Certificates for the interim period ended March 31, 2013 was filed on May 30, 2013.
10. As a result of the filings described in paragraph 9 above, the Issuer is up-to-date in its continuous disclosure filings andhas paid all outstanding participation fees, late fees and other fees and is not in default of any requirement in applicable securities legislation in any jurisdiction of Canada, except for the existence of the Cease Trade Order.
11. The Issuer has provided the Commission with an undertaking that it will hold an annual meeting of shareholders within three months after the date on which the Cease Trade Order is revoked. The Issuer scheduled and held the annual and special meeting of shareholders on June 13, 2013. Shareholders of the Issuer received the audited consolidated financial statements of the Issuer for the fiscal years ended December 31, 2011 and December 31, 2012. The Issuer mailed out Notice of Annual and Special Meeting of the Shareholders, Proxy Forms and the Information Circular on May 16, 2013. All matters relating to the meeting was conducted in accordance with the OBCA and applicable securities legislation.
12. The Issuer is not presently considering, nor is it involved in any discussions relating to, an acquisition, a reverse takeover or similar transaction. However, it is the intention of management of the Issuer to investigate opportunities going forward. The Issuer has provided the Commission with an undertaking that it will not complete:
(a) a restructuring transaction involving, directly or indirectly, an existing or proposed, material underlying business which is not located in Canada,
(b) a reverse takeover with a reverse takeover acquirer that has a direct or indirect, existing or proposed, material underlying business which is not located in Canada,
(c) a significant acquisition involving, directly or indirectly, an existing or proposed, material underlying business which is not located in Canada,
unless
(i) the Issuer files a preliminary prospectus and a final prospectus with the Ontario Securities Commission and obtains receipts for the preliminary prospectus and the final prospectus from the Director under the Act, and
(ii) the preliminary prospectus and final prospectus contain the information required by applicable securities legislation.
13. A new slate of directors of the Issuer has been appointed since the Cease Trade Order was issued. In late 2011 and early in the first quarter of 2012, several significant shareholders of the Issuer came forward to express their
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6255
displeasure to management with how the business of the Issuer was being managed. Therefore, in early 2012, after some discussions between management and these shareholders, the Issuer commenced changes to the management and the board of directors. Accordingly, on January 12, 2012 CEO Damien Reynolds resigned as a director and CEO and Gary Stock was appointed CEO. Also on January 12, 2012 Adrian Rolke resigned. Also on January 12, 2012, Jon Lever and Stephen Burega were appointed directors by the board of directors as composed on January 11, 2012. On February 6, 2012, Peter Russell Jones resigned and Arndt Roehlig, Fiore Aliperti and Michael Sikich were appointed to the board by the board of directors as it was composed on January 11, 2012. Restructuring of management was initiated on March 14, 2012, whereby the board of directors appointed Arndt Roehlig CEO. On May 11, 2012, Garry Stock resigned as CFO of the Issuer and Jon Lever was appointed CFO by the board of directors. On May 15, 2012 Gary Stock and Stephen Burega resigned as directors concluding the process of change over from the old management and board to the current board of directors. The Issuer has no new or incoming directors, executive officers, or promoters.
14. Except for the departure of old directors and officers and the appointment of new directors and officers, as indicated in paragraph 13 above, the Issuer has not had any “material changes” within the meaning of the Act since it was cease traded and is not otherwise in default of requirements to file material change reports under applicable securities legislation. The events leading up to the Issuer’s new slate of directors was disclosed on January 11, 2012; February 6, 2012; March 14, 2012; May 11, 2012 and May 15, 2012 by way of press release.
15. The Issuer's SEDAR profile and SEDI issuer profile supplement are up-to-date.
16. Forthwith after the revocation of the Cease Trade Order, the Issuer will issue and file a news release and file a material change report on SEDAR disclosing the revocation of the Cease Trade Order and outlining the Issuer's future plans. The material change report will include disclosure on the Issuer's directors and officers, the Issuer's audit committee members, the Issuer's principal shareholder, what remedial continuous disclosure documents have been filed on SEDAR.
AND UPON considering the Application and the recommendation of the staff of the Commission;
AND UPON being satisfied that to make this order would not be prejudicial to the public interest;
IT IS ORDERED, pursuant to section 144 of the Act, that the Cease Trade Order be and is hereby revoked.
DATED this 14th day of June, 2013.
“Sonny Randhawa” Manager, Corporate Finance Ontario Securities Commission
Decisions, Orders and Rulings
June 20, 2013 (2013) 36 OSCB 6256
2.2.8 Beryl Henderson
IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, c. S.5, AS AMENDED
AND
IN THE MATTER OF BERYL HENDERSON
ORDER
WHEREAS on March 30, 2012, the Ontario Securities Commission (the “Commission”) issued a Notice of Hearing pursuant to sections 127 and 127.1 of the Securities Act, R.S.O. 1990, c. S.5, as amended (the “Act”), in connection with a Statement of Allegations filed by Staff of the Commission (“Staff”) on March 30, 2012 with respect to Beryl Henderson (“Henderson”);
AND WHEREAS the Notice of Hearing set a hearing in this matter for May 2, 2012 at 11:30 a.m.;
AND WHEREAS on May 2, 2012, Staff appeared before the Commission and counsel for Henderson and a Crown Attorney attended the hearing via teleconference;
AND WHEREAS on May 2, 2012, the Commission ordered that the hearing of this matter be adjourned to November 22, 2012 for a confidential pre-hearing conference;
AND WHEREAS on November 22, 2012, Staff appeared before the Commission and counsel for Henderson attended the hearing via teleconference;
AND WHEREAS on November 22, 2012, the Commission heard submissions from Staff and from counsel for Henderson;
AND WHEREAS on November 22, 2012, the Commission ordered that the confidential pre-hearing conference be continued on March 4, 2013;
AND WHEREAS on February 15, 2013, the Commission ordered that the date for the confidential pre-hearing conference be vacated and that the confidential pre-hearing conference be adjourned to March 11, 2013 at 11:00 a.m.;
AND WHEREAS on March 8, 2013, the Commission ordered that the date for the confidential pre-hearing conference be vacated and that the confidential pre-hearing conference be adjourned to May 23, 2013 at 10:00a.m.;
AND WHEREAS on May 13, 2013, the Commission ordered that the date for the confidential pre-hearing conference be vacated and that the confidential pre-hearing conference be adjourned to June 12, 2013 at 10:00 a.m.;
AND WHEREAS on June 12, 2013, Staff and counsel for Henderson attended the confidential pre-hearing conference before the Commission via teleconference and the Commission heard submissions from Staff and counsel for Henderson;
AND WHEREAS the Commission is of the opinion that it is in the public interest to issue this order;
IT IS HEREBY ORDERED that the confidential pre-hearing conference is adjourned and will be continued on July 11, 2013 at 10:00 a.m. or to such other date as agreed to by the parties and advised by the Office of the Secretary.
DATED at Toronto this 12th day of June, 2013.
“James E. A. Turner”
June 20, 2013 (2013) 36 OSCB 6257
Chapter 4
Cease Trading Orders
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders
Company Name Date of Temporary Order
Date of Hearing Date of Permanent Order
Date of Lapse/Revoke
B&A Fertilizers Limited 14-Jun-13 26-Jun-13
Gladstone Pacific Nickel Ltd. 14-Jun-13 26-Jun-13
New Moon Minerals Corp. 14-Jun-13 26-Jun-13
The Phoenician Fund Corporation I 17-Jun-13 28-Jun-13
Poynt Corporation 12-Jun-13 24-Jun-13
Rheingold Exploration Corp. 17-Jun-13 28-Jun-13
4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders
Company Name Date of Order or
Temporary Order
Date of Hearing
Date of Permanent
Order
Date of Lapse/ Expire
Date of Issuer
Temporary Order
ProSep Inc. 17 Apr 13 29 Apr 13 29 Apr 13 12 Jun 13
4.2.2 Outstanding Management & Insider Cease Trading Orders
Company Name Date of Order or Temporary
Order
Date of Hearing
Date of Permanent
Order
Date of Lapse/ Expire
Date of Issuer Temporary
Order
Argentium Resources Inc. 13 May 13 24 May 13 24 May 13
Mint Technology 13May13 24 May 13 24 May 13
Northland Resources S.A. 05 Apr 13 17 Apr 13 17 Apr 13 18 Jun 13
ProSep Inc. 17 Apr 13 29 Apr 13 29 Apr 13 12 Jun 13
Cease Trading Orders
June 20, 2013 (2013) 36 OSCB 6258
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June 20, 2013 (2013) 36 OSCB 6259
Chapter 7
Insider Reporting
The following is a weekly summary of insider transactions by insiders of Ontario reporting issuers in SEDI ® (the System for Electronic Disclosure by Insiders).1 The weekly summary contains insider transactions reported during the 7-day period ending Sunday at 11:59 p.m. (i.e. the Sunday prior to the Bulletin Issue date).2
Guide to Codes Relationship of Insider to Issuer (Rel=n)
1 Issuer 2 Subsidiary of Issuer 3 10% Security Holder of Issuer 4 Director of Issuer 5 Senior Officer of Issuer 6 Director or Senior Officer of 10% Security Holder 7 Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) 8 Deemed Insider – 6 Months before becoming Insider
Nature of Transaction (T/O)
00 Opening Balance-Initial SEDI Report 10 Acquisition or disposition in the public market 11 Acquisition or disposition carried out privately 15 Acquisition or disposition under a prospectus 16 Acquisition or disposition under a prospectus exemption 22 Acquisition or disposition pursuant to a take-over bid, merger or acquisition 30 Acquisition or disposition under a purchase/ ownership plan 35 Stock dividend 36 Conversion or exchange 37 Stock split or consolidation 38 Redemption, retraction, cancellation, repurchase 40 Short sale 45 Compensation for property 46 Compensation for services 47 Acquisition or disposition by gift 48 Acquisition by inheritance or disposition by bequest 50 Grant of options 51 Exercise of options 52 Expiration of options 53 Grant of warrants 54 Exercise of warrants 55 Expiration of warrants 56 Grant of rights 57 Exercise of rights 59 Exercise for cash 70 Acquisition or disposition (writing) of third party derivative 71 Exercise of third party derivative 72 Other settlement of third party 73 Expiration of third party derivative 90 Change in nature of ownership 97 Other 99 Correction of Information
Note: The asterisk in the “Date/Month End Holding” column indicates the insider disagreed with the system calculated balance when the transaction was reported.
1 SEDI® is a registered trademark owned by CDS INC. 2 ©CDS INC.
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6260
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Aastra Technologies Limited
Common Shares Derungs, Martin 7 6/12/2013 51 10.5 5,000 5,000
Aastra Technologies Limited
Options Derungs, Martin 7 6/12/2013 51 10.5 10,000 -5,000
ABCOURT MINES INC.
Common Shares catégorie B
Hinse, Renaud 4, 5 6/13/2013 10 0.075 9,742,875 100,000
ABCOURT MINES INC.
Common Shares catégorie B
Hinse, Renaud 4, 5 6/13/2013 10 0.07 9,845,875 103,000
Acadian Mining Corporation
Convertible Debentures
Edwards, Graham Henry
3 6/12/2013 38 $0 ($180,000)
Acadian Mining Corporation
Convertible Debentures
Igneous Capital Limited 3 6/12/2013 38 $0 ($180,000)
Affinor Resources Inc. Common Shares Gestion Claude Veillette Ltée
3 6/10/2013 10 0.015 1,098,000 -250,000
Affinor Resources Inc. Common Shares VEILLETTE, CLAUDE 3, 4, 5 6/10/2013 10 0.015 0 -250,000
Affinor Resources Inc. Common Shares VEILLETTE, CLAUDE 3, 4, 5 6/10/2013 10 0.015 1,098,000 -250,000
Agellan Commercial Real Estate Investment Trust
Units Camenzuli, Francis Xavier
4, 7, 5 6/12/2013 10 9.17 19,000 4,000
Agellan Commercial Real Estate Investment Trust
Units Camenzuli, Francis Xavier
4, 7, 5 6/11/2013 10 9.2 75,340 2,000
Agellan Commercial Real Estate Investment Trust
Units Camenzuli, Francis Xavier
4, 7, 5 6/11/2013 10 9.13 77,340 2,000
AgJunction Inc. (formerly Hemisphere GPS Inc.)
Options Batcheller, Barry D. 4 6/10/2013 52 75,000 -15,000
AgJunction Inc. (formerly Hemisphere GPS Inc.)
Common Shares Heiniger, Richard Wayne
4 6/7/2013 10 0.95 276,000 4,000
AgJunction Inc. (formerly Hemisphere GPS Inc.)
Common Shares Heiniger, Richard Wayne
4 6/10/2013 10 0.95 299,000 23,000
AgJunction Inc. (formerly Hemisphere GPS Inc.)
Common Shares Heiniger, Richard Wayne
4 6/11/2013 10 0.95 330,000 31,000
AgJunction Inc. (formerly Hemisphere GPS Inc.)
Common Shares Heiniger, Richard Wayne
4 6/12/2013 10 0.95 349,500 19,500
AgJunction Inc. (formerly Hemisphere GPS Inc.)
Common Shares Heiniger, Richard Wayne
4 6/13/2013 10 0.95 378,000 28,500
AgJunction Inc. (formerly Hemisphere GPS Inc.)
Common Shares Heiniger, Richard Wayne
4 6/14/2013 10 0.95 379,000 1,000
Agnico Eagle Mines Limited
Restricted Share Units
Baker, Leanne Marie 4 1/1/2003 00
Agnico Eagle Mines Limited
Restricted Share Units
Baker, Leanne Marie 4 1/5/2012 56 38.02 3,000 3,000
Agnico Eagle Mines Limited
Restricted Share Units
Baker, Leanne Marie 4 1/3/2013 56 50.93 6,000 3,000
Agnico Eagle Mines Limited
Restricted Share Units
Beaumont, Doug 4 4/7/2003 00
Agnico Eagle Mines Limited
Restricted Share Units
Beaumont, Doug 4 1/5/2012 56 38.02 1,000 1,000
Agnico Eagle Mines Limited
Restricted Share Units
Beaumont, Doug 4 1/3/2013 56 50.93 2,000 1,000
Agnico Eagle Mines Limited
Restricted Share Units
Cafazzo, Lino 5 1/1/2011 00
Agnico Eagle Mines Limited
Restricted Share Units
Cafazzo, Lino 5 1/3/2013 56 50.93 3,820 3,820
Agnico Eagle Mines Limited
Restricted Share Units
Celej, Martine 4 2/14/2011 00
Agnico Eagle Mines Limited
Restricted Share Units
Celej, Martine 4 1/5/2012 56 38.02 3,000 3,000
Agnico Eagle Mines Limited
Restricted Share Units
Celej, Martine 4 1/4/2013 56 50.93 6,000 3,000
Agnico Eagle Mines Limited
Restricted Share Units
Cook, Mathew 5 12/14/2011 00
Agnico Eagle Mines Limited
Restricted Share Units
Cook, Mathew 5 1/3/2013 56 50.93 3,820 3,820
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6261
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Agnico Eagle Mines Limited
Restricted Share Units
Cousin, Paul 5 1/1/2011 00
Agnico Eagle Mines Limited
Restricted Share Units
Cousin, Paul 5 1/3/2013 56 50.93 3,820 3,820
Agnico Eagle Mines Limited
Restricted Share Units
Datta, Picklu 5 1/1/2009 00
Agnico Eagle Mines Limited
Restricted Share Units
Datta, Picklu 5 1/3/2013 56 50.9 7,640 7,640
Agnico Eagle Mines Limited
Restricted Share Units
Davis, Clifford John 4 6/17/2008 00
Agnico Eagle Mines Limited
Restricted Share Units
Davis, Clifford John 4 1/5/2012 56 38.02 3,000 3,000
Agnico Eagle Mines Limited
Restricted Share Units
Davis, Clifford John 4 1/3/2013 56 50.93 6,000 3,000
Agnico Eagle Mines Limited
Restricted Share Units
Gemmell, Robert 4 1/1/2011 00
Agnico Eagle Mines Limited
Restricted Share Units
Gemmell, Robert 4 1/5/2012 56 38.02 3,000 3,000
Agnico Eagle Mines Limited
Restricted Share Units
Gemmell, Robert 4 1/3/2013 56 50.93 6,000 3,000
Agnico Eagle Mines Limited
Restricted Share Units
Gilbert, Patrice 5 9/25/2006 00
Agnico Eagle Mines Limited
Restricted Share Units
Gilbert, Patrice 5 1/3/2013 56 50.93 3,820
Agnico Eagle Mines Limited
Restricted Share Units
Gilbert, Patrice 5 1/3/2013 56 50.93 3,820 3,820
Agnico Eagle Mines Limited
Restricted Share Units
Gilbert, Patrice 5 2/20/2013 56 40.54 16,583 12,763
Agnico Eagle Mines Limited
Restricted Share Units
Gosselin, Guy 5 1/1/2011 00
Agnico Eagle Mines Limited
Restricted Share Units
Gosselin, Guy 5 1/3/2013 56 50.93 3,820 3,820
Agnico Eagle Mines Limited
Restricted Share Units
Haga, Ingmar Erik Johan
5 7/26/2006 00
Agnico Eagle Mines Limited
Restricted Share Units
Haga, Ingmar Erik Johan
5 1/3/2013 56 50.93 3,820 3,820
Agnico Eagle Mines Limited
Restricted Share Units
Kraft, Bernie 4 4/7/2003 00
Agnico Eagle Mines Limited
Restricted Share Units
Kraft, Bernie 4 1/5/2012 56 38.02 1,000 1,000
Agnico Eagle Mines Limited
Restricted Share Units
Kraft, Bernie 4 1/3/2013 56 50.93 2,000 1,000
Agnico Eagle Mines Limited
Restricted Share Units
Laing, R. Gregory 5 9/19/2005 00
Agnico Eagle Mines Limited
Restricted Share Units
Laing, R. Gregory 5 1/5/2012 56 38.02 12,330 12,330
Agnico Eagle Mines Limited
Restricted Share Units
Laing, R. Gregory 5 1/4/2013 56 50.93 21,881 9,551
Agnico Eagle Mines Limited
Restricted Share Units
Leclerc, Michel 5 2/23/2012 00
Agnico Eagle Mines Limited
Restricted Share Units
Leclerc, Michel 5 1/3/2013 56 50.93 3,820 3,820
Agnico Eagle Mines Limited
Restricted Share Units
Leiderman, Mel 4 1/15/2003 00
Agnico Eagle Mines Limited
Restricted Share Units
Leiderman, Mel 4 1/5/2012 56 38.02 3,000 3,000
Agnico Eagle Mines Limited
Restricted Share Units
Leiderman, Mel 4 1/3/2013 56 50.93 6,000 3,000
Agnico Eagle Mines Limited
Restricted Share Units
Medina, Luis Felipe 5 1/1/2011 00
Agnico Eagle Mines Limited
Restricted Share Units
Medina, Luis Felipe 5 1/3/2013 56 50.93 5,700 5,700
Agnico Eagle Mines Limited
Restricted Share Units
Nasso, James D. 4 4/7/2003 00
Agnico Eagle Mines Limited
Restricted Share Units
Nasso, James D. 4 1/5/2012 56 38.02 4,000 4,000
Agnico Eagle Mines Limited
Restricted Share Units
Nasso, James D. 4 1/3/2013 56 50.93 5,000 1,000
Agnico Eagle Mines Limited
Restricted Share Units
Pellerin, Jean-Luk 5 1/16/2012 00
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6262
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Agnico Eagle Mines Limited
Restricted Share Units
Pellerin, Jean-Luk 5 1/3/2013 56 50.93 7,640 7,640
Agnico Eagle Mines Limited
Restricted Share Units
Provencher, Christian 5 2/23/2012 00
Agnico Eagle Mines Limited
Restricted Share Units
Provencher, Christian 5 1/3/2013 56 50.93 5,730 5,730
Agnico Eagle Mines Limited
Restricted Share Units
Riley, Sean 4 1/1/2011 00
Agnico Eagle Mines Limited
Restricted Share Units
Riley, Sean 4 1/5/2012 56 38.02 3,000 3,000
Agnico Eagle Mines Limited
Restricted Share Units
Riley, Sean 4 1/3/2013 56 50.93 6,000 3,000
Agnico Eagle Mines Limited
Restricted Share Units
Roberts, John Merfyn 4 6/17/2008 00
Agnico Eagle Mines Limited
Restricted Share Units
Roberts, John Merfyn 4 1/5/2012 56 38.02 3,000 3,000
Agnico Eagle Mines Limited
Restricted Share Units
Roberts, John Merfyn 4 1/3/2013 56 50.93 6,000 3,000
Agnico Eagle Mines Limited
Restricted Share Units
Stockford, Howard Roger
4 5/27/2005 00
Agnico Eagle Mines Limited
Restricted Share Units
Stockford, Howard Roger
4 1/5/2012 56 38.02 3,000 3,000
Agnico Eagle Mines Limited
Restricted Share Units
Stockford, Howard Roger
4 1/3/2013 56 50.93 4,000 1,000
Agnico Eagle Mines Limited
Restricted Share Units
Voutilainen, Pertti 4 12/13/2005 00
Agnico Eagle Mines Limited
Restricted Share Units
Voutilainen, Pertti 4 1/5/2012 56 38.02 1,000 1,000
Agnico Eagle Mines Limited
Restricted Share Units
Voutilainen, Pertti 4 1/3/2013 56 50.93 2,000 1,000
Agnico-Eagle Mines Limited
Common Shares Baker, Leanne Marie 4 1/5/2012 56 38.02 3,000
Agnico-Eagle Mines Limited
Common Shares Baker, Leanne Marie 4 1/5/2012 56 38.02 3,000
Agnico-Eagle Mines Limited
Common Shares Baker, Leanne Marie 4 1/5/2012 56 38.02 3,000
Agnico-Eagle Mines Limited
Common Shares Baker, Leanne Marie 4 1/3/2013 56 50.93 5,700
Agnico-Eagle Mines Limited
Common Shares Baker, Leanne Marie 4 1/3/2013 56 50.93 3,000
Agnico-Eagle Mines Limited
Common Shares Baker, Leanne Marie 4 1/3/2013 56 50.93 3,000
Agnico-Eagle Mines Limited
Common Shares Baker, Leanne Marie 4 1/3/2013 56 50.93 3,000
Agnico-Eagle Mines Limited
Common Shares Beaumont, Doug 4 1/5/2012 56 38.02 1,000
Agnico-Eagle Mines Limited
Common Shares Beaumont, Doug 4 1/5/2012 56 38.02 1,000
Agnico-Eagle Mines Limited
Common Shares Beaumont, Doug 4 1/5/2012 56 38.02 1,000
Agnico-Eagle Mines Limited
Common Shares Beaumont, Doug 4 1/3/2013 56 50.93 1,000
Agnico-Eagle Mines Limited
Common Shares Beaumont, Doug 4 1/3/2013 56 50.93 1,000
Agnico-Eagle Mines Limited
Common Shares Beaumont, Doug 4 1/3/2013 56 50.93 1,000
Agnico-Eagle Mines Limited
Common Shares Cafazzo, Lino 5 1/3/2013 56 50.93 3,820
Agnico-Eagle Mines Limited
Common Shares Cafazzo, Lino 5 1/3/2013 56 50.93 3,820
Agnico-Eagle Mines Limited
Common Shares Cafazzo, Lino 5 1/3/2013 56 50.93 3,820
Agnico-Eagle Mines Limited
Common Shares Celej, Martine 4 1/5/2012 56 38.02 3,000
Agnico-Eagle Mines Limited
Common Shares Celej, Martine 4 1/5/2012 56 38.02 3,000
Agnico-Eagle Mines Limited
Common Shares Celej, Martine 4 1/5/2012 56 38.02 3,000
Agnico-Eagle Mines Limited
Common Shares Celej, Martine 4 1/3/2013 56 50.93 3,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6263
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Agnico-Eagle Mines Limited
Common Shares Celej, Martine 4 1/3/2013 56 50.93 3,000
Agnico-Eagle Mines Limited
Common Shares Celej, Martine 4 1/3/2013 56 50.93 3,000
Agnico-Eagle Mines Limited
Common Shares Cook, Mathew 5 1/3/2013 56 50.93 3,820
Agnico-Eagle Mines Limited
Common Shares Cook, Mathew 5 1/3/2013 56 50.93 3,820
Agnico-Eagle Mines Limited
Common Shares Cook, Mathew 5 1/3/2013 56 50.93 3,820
Agnico-Eagle Mines Limited
Common Shares Cousin, Paul 5 1/3/2013 56 50.93 3,820
Agnico-Eagle Mines Limited
Common Shares Cousin, Paul 5 1/3/2013 56 50.93 3,820
Agnico-Eagle Mines Limited
Common Shares Cousin, Paul 5 1/3/2013 56 50.93 3,820
Agnico-Eagle Mines Limited
Common Shares Datta, Picklu 5 1/3/2013 56 50.93 7,640
Agnico-Eagle Mines Limited
Common Shares Datta, Picklu 5 1/3/2013 56 50.93 7,640
Agnico-Eagle Mines Limited
Common Shares Datta, Picklu 5 1/3/2013 56 50.93 7,640
Agnico-Eagle Mines Limited
Common Shares Davis, Clifford John 4 1/5/2012 56 38.02 3,000
Agnico-Eagle Mines Limited
Common Shares Davis, Clifford John 4 1/5/2012 56 38.02 3,000
Agnico-Eagle Mines Limited
Common Shares Davis, Clifford John 4 1/5/2012 56 38.02 3,000
Agnico-Eagle Mines Limited
Common Shares Davis, Clifford John 4 1/3/2013 56 50.93 3,000
Agnico-Eagle Mines Limited
Common Shares Davis, Clifford John 4 1/3/2013 56 50.93 3,000
Agnico-Eagle Mines Limited
Common Shares Davis, Clifford John 4 1/3/2013 56 50.93 3,000
Agnico-Eagle Mines Limited
Common Shares Gemmell, Robert 4 1/5/2012 56 38.02 3,000
Agnico-Eagle Mines Limited
Common Shares Gemmell, Robert 4 1/5/2012 56 38.02 3,000
Agnico-Eagle Mines Limited
Common Shares Gemmell, Robert 4 1/5/2012 56 38.02 3,000
Agnico-Eagle Mines Limited
Common Shares Gemmell, Robert 4 1/3/2013 56 50.93 3,000
Agnico-Eagle Mines Limited
Common Shares Gemmell, Robert 4 1/3/2013 56 50.93 3,000
Agnico-Eagle Mines Limited
Common Shares Gemmell, Robert 4 1/3/2013 56 50.93 3,000
Agnico-Eagle Mines Limited
Common Shares Gilbert, Patrice 5 1/3/2013 56 50.93 3,820
Agnico-Eagle Mines Limited
Common Shares Gilbert, Patrice 5 1/3/2013 56 50.93 3,820
Agnico-Eagle Mines Limited
Common Shares Gilbert, Patrice 5 1/3/2013 56 50.93 3,820
Agnico-Eagle Mines Limited
Common Shares Gilbert, Patrice 5 2/20/2013 56 40.54 12,763
Agnico-Eagle Mines Limited
Common Shares Gilbert, Patrice 5 2/20/2013 56 40.54 12,763
Agnico-Eagle Mines Limited
Common Shares Gilbert, Patrice 5 2/20/2013 56 40.54 12,763
Agnico-Eagle Mines Limited
Common Shares Gosselin, Guy 5 1/3/2013 56 50.93 3,820
Agnico-Eagle Mines Limited
Common Shares Gosselin, Guy 5 1/3/2013 56 50.93 3,820
Agnico-Eagle Mines Limited
Common Shares Gosselin, Guy 5 1/3/2013 56 50.93 3,820
Agnico-Eagle Mines Limited
Common Shares Haga, Ingmar Erik Johan
5 1/3/2013 56 50.93 3,820
Agnico-Eagle Mines Limited
Common Shares Haga, Ingmar Erik Johan
5 1/3/2013 56 50.93 3,820
Agnico-Eagle Mines Limited
Common Shares Haga, Ingmar Erik Johan
5 1/3/2013 56 50.93 3,820
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6264
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Agnico-Eagle Mines Limited
Common Shares Kraft, Bernie 4 1/5/2012 56 38.02 1,000
Agnico-Eagle Mines Limited
Common Shares Kraft, Bernie 4 1/5/2012 56 38.02 1,000
Agnico-Eagle Mines Limited
Common Shares Kraft, Bernie 4 1/5/2012 56 38.02 1,000
Agnico-Eagle Mines Limited
Common Shares Kraft, Bernie 4 1/3/2013 56 50.93 1,000
Agnico-Eagle Mines Limited
Common Shares Kraft, Bernie 4 1/3/2013 56 50.93 1,000
Agnico-Eagle Mines Limited
Common Shares Kraft, Bernie 4 1/3/2013 56 50.93 1,000
Agnico-Eagle Mines Limited
Common Shares Laing, R. Gregory 5 1/5/2012 56 38.02 12,330
Agnico-Eagle Mines Limited
Common Shares Laing, R. Gregory 5 1/5/2012 56 38.02 12,330
Agnico-Eagle Mines Limited
Common Shares Laing, R. Gregory 5 1/5/2012 56 38.02 12,330
Agnico-Eagle Mines Limited
Common Shares Laing, R. Gregory 5 1/5/2012 56 38.02 12,330
Agnico-Eagle Mines Limited
Common Shares Laing, R. Gregory 5 1/3/2013 56 50.93 9,551
Agnico-Eagle Mines Limited
Common Shares Laing, R. Gregory 5 1/3/2013 56 50.93 9,551
Agnico-Eagle Mines Limited
Common Shares Laing, R. Gregory 5 1/3/2013 56 50.93 9,551
Agnico-Eagle Mines Limited
Common Shares Leclerc, Michel 5 1/3/2013 56 50.93 3,820
Agnico-Eagle Mines Limited
Common Shares Leclerc, Michel 5 1/3/2013 56 50.93 3,820
Agnico-Eagle Mines Limited
Common Shares Leclerc, Michel 5 1/3/2013 56 50.93 3,820
Agnico-Eagle Mines Limited
Common Shares Leiderman, Mel 4 1/5/2012 56 38.02 3,000
Agnico-Eagle Mines Limited
Common Shares Leiderman, Mel 4 1/5/2012 56 38.02 3,000
Agnico-Eagle Mines Limited
Common Shares Leiderman, Mel 4 1/5/2012 56 38.02 3,000
Agnico-Eagle Mines Limited
Common Shares Leiderman, Mel 4 1/3/2013 56 50.93 3,000
Agnico-Eagle Mines Limited
Common Shares Leiderman, Mel 4 1/3/2013 56 50.93 3,000
Agnico-Eagle Mines Limited
Common Shares Leiderman, Mel 4 1/3/2013 56 50.93 3,000
Agnico-Eagle Mines Limited
Common Shares Medina, Luis Felipe 5 1/3/2013 56 50.93 5,700
Agnico-Eagle Mines Limited
Common Shares Medina, Luis Felipe 5 1/3/2013 56 50.93 5,700
Agnico-Eagle Mines Limited
Common Shares Medina, Luis Felipe 5 1/3/2013 56 50.93 5,700
Agnico-Eagle Mines Limited
Common Shares Nasso, James D. 4 1/5/2012 56 38.02 4,000
Agnico-Eagle Mines Limited
Common Shares Nasso, James D. 4 1/5/2012 56 38.02 4,000
Agnico-Eagle Mines Limited
Common Shares Nasso, James D. 4 1/5/2012 56 38.02 4,000
Agnico-Eagle Mines Limited
Common Shares Nasso, James D. 4 1/3/2013 56 50.93 1,000
Agnico-Eagle Mines Limited
Common Shares Nasso, James D. 4 1/3/2013 56 50.93 1,000
Agnico-Eagle Mines Limited
Common Shares Nasso, James D. 4 1/3/2013 56 50.93 1,000
Agnico-Eagle Mines Limited
Common Shares Pellerin, Jean-Luk 5 1/3/2013 56 50.93 7,640
Agnico-Eagle Mines Limited
Common Shares Pellerin, Jean-Luk 5 1/3/2013 56 50.93 7,640
Agnico-Eagle Mines Limited
Common Shares Pellerin, Jean-Luk 5 1/3/2013 56 50.93 7,640
Agnico-Eagle Mines Limited
Common Shares Provencher, Christian 5 1/3/2013 56 50.93 5,730
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6265
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Agnico-Eagle Mines Limited
Common Shares Provencher, Christian 5 1/3/2013 56 50.93 5,730
Agnico-Eagle Mines Limited
Common Shares Provencher, Christian 5 1/3/2013 56 50.93 5,730
Agnico-Eagle Mines Limited
Common Shares Riley, Sean 4 1/5/2012 56 38.02 3,000
Agnico-Eagle Mines Limited
Common Shares Riley, Sean 4 1/5/2012 56 38.02 3,000
Agnico-Eagle Mines Limited
Common Shares Riley, Sean 4 1/5/2012 56 38.02 3,000
Agnico-Eagle Mines Limited
Common Shares Riley, Sean 4 1/3/2013 56 50.93 3,000
Agnico-Eagle Mines Limited
Common Shares Riley, Sean 4 1/3/2013 56 50.93 3,000
Agnico-Eagle Mines Limited
Common Shares Riley, Sean 4 1/3/2013 56 50.93 3,000
Agnico-Eagle Mines Limited
Common Shares Roberts, John Merfyn 4 1/5/2012 56 38.02 3,000
Agnico-Eagle Mines Limited
Common Shares Roberts, John Merfyn 4 1/5/2012 56 38.02 3,000
Agnico-Eagle Mines Limited
Common Shares Roberts, John Merfyn 4 1/5/2012 56 38.02 3,000
Agnico-Eagle Mines Limited
Common Shares Roberts, John Merfyn 4 1/3/2013 56 50.93 3,000
Agnico-Eagle Mines Limited
Common Shares Roberts, John Merfyn 4 1/3/2013 56 50.93 3,000
Agnico-Eagle Mines Limited
Common Shares Roberts, John Merfyn 4 1/3/2013 56 50.93 3,000
Agnico-Eagle Mines Limited
Common Shares Stockford, Howard Roger
4 1/5/2012 56 38.02 3,000
Agnico-Eagle Mines Limited
Common Shares Stockford, Howard Roger
4 1/5/2012 56 38.02 3,000
Agnico-Eagle Mines Limited
Common Shares Stockford, Howard Roger
4 1/5/2012 56 38.02 3,000
Agnico-Eagle Mines Limited
Common Shares Stockford, Howard Roger
4 1/3/2013 56 50.93 1,000
Agnico-Eagle Mines Limited
Common Shares Stockford, Howard Roger
4 1/3/2013 56 50.93 1,000
Agnico-Eagle Mines Limited
Common Shares Stockford, Howard Roger
4 1/3/2013 56 50.93 1,000
Agnico-Eagle Mines Limited
Common Shares Voutilainen, Pertti 4 1/5/2012 56 38.02 1,000
Agnico-Eagle Mines Limited
Common Shares Voutilainen, Pertti 4 1/5/2012 56 38.02 1,000
Agnico-Eagle Mines Limited
Common Shares Voutilainen, Pertti 4 1/5/2012 56 38.02 1,000
Agnico-Eagle Mines Limited
Common Shares Voutilainen, Pertti 4 1/3/2013 56 50.93 1,000
Agnico-Eagle Mines Limited
Common Shares Voutilainen, Pertti 4 1/3/2013 56 50.93 1,000
Agnico-Eagle Mines Limited
Common Shares Voutilainen, Pertti 4 1/3/2013 56 50.93 1,000
Air Canada Class B Voting Shares
Verschuren, Annette Marie
4 6/12/2013 10 2.41 40,000 30,000
ALDRIN RESOURCE CORP.
Common Shares More, Johnathan 4, 5 6/7/2013 10 0.11 864,500 50,000
ALDRIN RESOURCE CORP.
Common Shares More, Johnathan 4, 5 6/10/2013 10 0.11 914,500 50,000
Algae Biosciences Corporation
Common Shares Stachiw, Jody James 4 6/13/2013 15 0.05 257,819 256,000
Algae Biosciences Corporation
Warrants Warrants Stachiw, Jody James 4 8/29/2008 00
Algae Biosciences Corporation
Warrants Warrants Stachiw, Jody James 4 6/13/2013 15 0.1 256,000 256,000
Alimentation Couche-Tard Inc.
Unité d'action différée
Bourque, Nathalie 4 6/11/2013 46 57.52 31
Alimentation Couche-Tard Inc.
Unité d'action différée
Bourque, Nathalie 4 6/11/2013 46 57.52 2,005 31
Alimentation Couche-Tard Inc.
Unité d'action fictive
Høidahl, Hans-Olav 7 4/23/2013 46 59.25 1,631
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6266
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Alimentation Couche-Tard Inc.
Unité d'action fictive
Høidahl, Hans-Olav 7 4/23/2013 46 59.25 5,075 2,175
Alimentation Couche-Tard Inc.
Unité d'action différée
Kau, Mélanie 4 5/30/2013 46 59.07 14
Alimentation Couche-Tard Inc.
Unité d'action différée
Kau, Mélanie 4 5/30/2013 46 59.07 28
Alimentation Couche-Tard Inc.
Unité d'action différée
Kau, Mélanie 4 5/30/2013 46 59.07 16,877 29
Alimentation Couche-Tard Inc.
Unité d'action différée
Kau, Mélanie 4 6/11/2013 46 57.52 31
Alimentation Couche-Tard Inc.
Unité d'action différée
Kau, Mélanie 4 6/11/2013 46 57.52 16,908 31
Alimentation Couche-Tard Inc.
Unité d'action fictive
Madsen, Jørn 7 4/23/2013 46 59.25 2,175
Alimentation Couche-Tard Inc.
Unité d'action fictive
Madsen, Jørn 7 4/23/2013 46 59.25 4,697 2,013
Alimentation Couche-Tard Inc.
Unité d'action fictive
McCure, Matt 5 4/1/2013 46 54.48 938
Alimentation Couche-Tard Inc.
Unité d'action fictive
McCure, Matt 5 4/1/2013 46 54.48 938
Alimentation Couche-Tard Inc.
Unité d'action fictive
Palm, Jonas 7 4/23/2013 46 59.25 1,767
Alimentation Couche-Tard Inc.
Unité d'action fictive
Palm, Jonas 7 4/23/2013 46 59.25 3,479 1,491
Alimentation Couche-Tard Inc.
Unité d'action fictive
Romer, Karen 7 4/23/2013 46 59.25 2,013
Alimentation Couche-Tard Inc.
Unité d'action fictive
Romer, Karen 7 4/23/2013 46 59.25 2,202 944
Alimentation Couche-Tard Inc.
Unité d'action fictive
Rosén, Sverre 7 4/23/2013 46 59.25 1,491
Alimentation Couche-Tard Inc.
Unité d'action fictive
Rosén, Sverre 7 4/23/2013 46 59.25 3,741 1,727
Alimentation Couche-Tard Inc.
Unité d'action fictive
Støkken, Thomas 7 4/23/2013 46 59.25 944
Alimentation Couche-Tard Inc.
Unité d'action fictive
Støkken, Thomas 7 4/23/2013 46 59.25 4,029 1,727
Alimentation Couche-Tard Inc.
Unité d'action fictive
Strand, Ina 7 4/23/2013 46 59.25 1,727
Alimentation Couche-Tard Inc.
Unité d'action fictive
Strand, Ina 7 4/23/2013 46 59.25 3,806 1,631
Alimentation Couche-Tard Inc.
Unité d'action différée
Turmel, Jean 4 6/11/2013 46 57.52 30
Alimentation Couche-Tard Inc.
Unité d'action différée
Turmel, Jean 4 6/11/2013 46 57.52 27,442 30
Alliance Mining Corp. Common Shares Anderson, Christopher Ross
5 6/5/2013 10 0.07 2,774,500 15,000
Alliance Mining Corp. Common Shares Anderson, Christopher Ross
5 6/12/2013 10 0.07 2,781,500 7,000
Alliance Mining Corp. Common Shares Anderson, Christopher Ross
5 6/13/2013 10 0.05 2,786,500 5,000
Alliance Mining Corp. Common Shares Anderson, Christopher Ross
5 6/13/2013 10 0.07 2,904,500 118,000
Alliance Mining Corp. Common Shares Anderson, Christopher Ross
5 6/13/2013 10 0.065 2,912,500 8,000
Allied Properties Real Estate Investment Trust
Units Jacobs, Wayne Lester 5 6/7/2013 10 32.219 116,658 -12,000
Allied Properties Real Estate Investment Trust
Units Jacobs, Wayne Lester 5 6/11/2013 10 31.372 114,658 -2,000
Allied Properties Real Estate Investment Trust
Units Jacobs, Wayne Lester 5 6/12/2013 10 31.188 110,658 -4,000
Allied Properties Real Estate Investment Trust
Units Jacobs, Wayne Lester 5 6/13/2013 10 31.219 97,658 -13,000
Allied Properties Real Estate Investment Trust
Units Jacobs, Wayne Lester 5 6/14/2013 10 32.003 91,591 -6,067
Almonty Industries Inc. Common Shares Ratner, Bruce C 4 3/26/2013 00 988,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6267
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Almonty Industries Inc. Options Ratner, Bruce C 4 3/26/2013 00
Almonty Industries Inc. Options Ratner, Bruce C 4 5/28/2013 50 1.07 100,000 100,000
AltaGas Ltd. Common Shares Stein, Deborah Susan 5 6/6/2013 10 39.11 23,884 -5,000
Altitude Resources Inc. (formerly Triumph Ventures III Corporation)
Common Shares Wusaty, Eugene 3, 4 6/6/2013 10 0.28 7,129,300 2,300
American Manganese Inc.
Common Shares Skoda, Edward Franklin
4 6/12/2013 10 0.025 1,656,908 1,000
American Manganese Inc.
Common Shares Skoda, Edward Franklin
4 6/13/2013 10 0.025 1,674,908 18,000
American Manganese Inc.
Common Shares Skoda, Edward Franklin
4 6/14/2013 10 0.025 1,684,908 10,000
AMG Bioenergy Resources Holdings Ltd.
Common Shares Pang, Titkhuen 4, 5 6/10/2013 10 0.01 864,000 113,000
Amica Mature Lifestyles Inc.
Common Shares Ayres, Arthur John 5 6/12/2013 51 5.44 9,455 3,000
Amica Mature Lifestyles Inc.
Options Ayres, Arthur John 5 6/12/2013 51 5.44 140,500 -3,000
Amica Mature Lifestyles Inc.
Common Shares Manji, Salim 4 6/11/2013 10 9.25 6,000
Amica Mature Lifestyles Inc.
Common Shares Manji, Salim 4 6/11/2013 10 9.25 1,850,684 6,000
Amica Mature Lifestyles Inc.
Common Shares Manji, Salim 4 6/12/2013 10 9.25 1,853,084 2,400
Amica Mature Lifestyles Inc.
Common Shares Manji, Salim 4 6/12/2013 10 9.23 57,206 4,250
Amica Mature Lifestyles Inc.
Common Shares Manji, Samir Aziz 3, 4, 5 6/12/2013 10 9.01 3,033,326 1,000
Amica Mature Lifestyles Inc.
Common Shares Manji, Samir Aziz 3, 4, 5 6/14/2013 10 9.01 3,037,526 4,200
Amica Mature Lifestyles Inc.
Common Shares Manji, Samir Aziz 3, 4, 5 6/14/2013 10 9.05 3,042,026 4,500
Amica Mature Lifestyles Inc.
Common Shares Manji, Samir Aziz 3, 4, 5 6/11/2013 10 9.25 616,895 2,000
Amica Mature Lifestyles Inc.
Common Shares Manji, Samir Aziz 3, 4, 5 6/12/2013 10 9.25 617,695 800
Anaconda Mining Inc. Options Farr, J. Errol 5 5/29/2013 50 0.08 900,000 400,000
AndeanGold Ltd. Common Shares CIALI, ANTHONY FRANCIS
4, 5 6/11/2013 10 0.055 1,105,067 3,000
AndeanGold Ltd. Common Shares CIALI, ANTHONY FRANCIS
4, 5 6/12/2013 10 0.055 1,113,067 8,000
AndeanGold Ltd. Common Shares CIALI, ANTHONY FRANCIS
4, 5 6/14/2013 10 0.055 1,129,067 16,000
AndeanGold Ltd. Common Shares CIALI, ANTHONY FRANCIS
4, 5 6/14/2013 10 0.06 1,131,067 2,000
Angle Energy Inc. Common Shares Hillier, Kenneth Dale 5 4/29/2013 00
Angle Energy Inc. Common Shares Hillier, Kenneth Dale 5 5/17/2013 30 3.3936 632 632
Angle Energy Inc. Common Shares Hillier, Kenneth Dale 5 5/31/2013 30 3.2544 1,188 556
Anterra Energy Inc. Class A Shares Drysdale, Ross Ogilvie 4 6/11/2013 10 0.04 1,543,780 50,000
Antibe Therapeutics Inc.
Common Shares Antibe Holdings Inc 3 6/10/2013 00 15,000,000
Antibe Therapeutics Inc.
Options Bumby, Michael Scott 5 6/10/2013 00 300,000
Antibe Therapeutics Inc.
Options Buret, Andre Gerald 3 6/10/2013 00 150,000
Antibe Therapeutics Inc.
Options Flower, Roderick John 4 6/10/2013 00 150,000
Antibe Therapeutics Inc.
Options Goodman, Jonathan 4 6/10/2013 00
Antibe Therapeutics Inc.
Options Ignarro, Louis Joseph 3 6/10/2013 00 150,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6268
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Antibe Therapeutics Inc.
Common Shares Legault, Daniel Marcel 4, 5 6/10/2013 00 510,000
Antibe Therapeutics Inc.
Options Legault, Daniel Marcel 4, 5 6/10/2013 00 750,000
Antibe Therapeutics Inc.
Warrants Legault, Daniel Marcel 4, 5 6/10/2013 00 255,000
Antibe Therapeutics Inc.
Warrants Legault, Daniel Marcel 4, 5 6/10/2013 00
Antibe Therapeutics Inc.
Common Shares Macnee, Walter Minnes
4 6/10/2013 00 540,000
Antibe Therapeutics Inc.
Warrants Macnee, Walter Minnes
4 6/10/2013 00 270,000
Antibe Therapeutics Inc.
Options Podolsky, Daniel Kalman
3 6/10/2013 00 150,000
Antibe Therapeutics Inc.
Options Vaughan, David James 5 6/10/2013 00 150,000
Antibe Therapeutics Inc.
Common Shares Wallace, John Lawrence
4, 5 6/10/2013 00 600,000
Antibe Therapeutics Inc.
Common Shares Wallace, John Lawrence
4, 5 6/10/2013 00 150,000
Antibe Therapeutics Inc.
Options Wallace, John Lawrence
4, 5 6/10/2013 00 1,050,000
Antibe Therapeutics Inc.
Warrants Wallace, John Lawrence
4, 5 6/10/2013 00 300,000
Antibe Therapeutics Inc.
Warrants Wallace, John Lawrence
4, 5 6/10/2013 00 75,000
Aqua-Pure Ventures Inc.
Common Shares Teja, Karim 5 11/28/2011 90 36,666 -226,667
Aqua-Pure Ventures Inc.
Common Shares Teja, Karim 5 6/10/2013 90 100,000 -162,000
Aqua-Pure Ventures Inc.
Common Shares Teja, Karim 5 1/12/2009 00
Aqua-Pure Ventures Inc.
Common Shares Teja, Karim 5 6/6/2013 10 0.1 1,500 1,500
Aqua-Pure Ventures Inc.
Common Shares Teja, Karim 5 6/10/2013 90 163,500 162,000
Aqua-Pure Ventures Inc.
Common Shares Teja, Karim 5 6/10/2013 90 418,167 254,667
Aqua-Pure Ventures Inc.
Common Shares Teja, Karim 5 6/13/2013 10 0.1 428,167 10,000
Aqua-Pure Ventures Inc.
Common Shares Teja, Karim 5 11/28/2011 97 0.3 226,667
Aqua-Pure Ventures Inc.
Common Shares Teja, Karim 5 11/28/2011 90 0.3 226,667 226,667
Aqua-Pure Ventures Inc.
Common Shares Teja, Karim 5 6/10/2013 90 0 -254,667
Aqua-Pure Ventures Inc.
Options Teja, Karim 5 6/10/2013 52 0.36 1,083,333 -20,000
Aqua-Pure Ventures Inc.
Options Teja, Karim 5 6/10/2013 52 0.35 700,000 -383,333
ARC Resources Ltd. Common Shares Hearn, Timothy James 4 6/12/2013 10 26.55 15,000 4,000
Arctic Hunter Energy Inc.
Common Shares Burylo, Ted 4 6/13/2013 11 0.1 827,000 -15,000
Artek Exploration Ltd. Common Shares Tahmazian, Rafi 4 6/6/2013 90 785,000 125,000
Artek Exploration Ltd. Common Shares Tahmazian, Rafi 4 6/6/2013 90 277,250 -125,000
Aston Bay Holdings Ltd. (formerly Escudo Capital Corporation)
Common Shares Boychuk, Clifford Boychuk
4 5/2/2013 00
Aston Bay Holdings Ltd. (formerly Escudo Capital Corporation)
Common Shares Boychuk, Clifford Boychuk
4 5/2/2013 00
Aston Bay Holdings Ltd. (formerly Escudo Capital Corporation)
Common Shares Boychuk, Clifford Paul 4 5/2/2013 00 697,500
Aston Bay Holdings Ltd. (formerly Escudo Capital Corporation)
Common Shares Cox, Benjamin 4, 5 6/10/2013 10 0.14 1,763,000 5,000
Aston Bay Holdings Ltd. (formerly Escudo
Common Shares Cox, Benjamin 4, 5 6/11/2013 10 0.145 1,765,500 2,500
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6269
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Capital Corporation)
Aston Bay Holdings Ltd. (formerly Escudo Capital Corporation)
Common Shares Cox, Benjamin 4, 5 6/11/2013 10 0.14 1,775,500 10,000
Aston Bay Holdings Ltd. (formerly Escudo Capital Corporation)
Common Shares Cox, Benjamin 4, 5 6/11/2013 10 0.135 1,805,500 30,000
Aston Bay Holdings Ltd. (formerly Escudo Capital Corporation)
Common Shares Cox, Benjamin 4, 5 6/12/2013 10 0.13 1,850,500 45,000
Aston Bay Holdings Ltd. (formerly Escudo Capital Corporation)
Common Shares Lin, Andrew 7 6/10/2013 10 0.125 287,000 2,000
Aston Bay Holdings Ltd. (formerly Escudo Capital Corporation)
Common Shares Lin, Andrew 7 6/13/2013 10 0.14 288,500 1,500
Atrium Innovations Inc.
Common Shares Dupont, Éric 4 6/11/2013 11 14.64 18,111 1,111
Atrium Innovations Inc.
Common Shares Dupont, Éric 4 6/11/2013 11 14.64 7,778 -5,555
Atrium Innovations Inc.
Common Shares Dupont, Éric 4 6/12/2013 11 5,556 -2,222
Atrium Innovations Inc.
Common Shares Dupont, Éric 4 6/13/2013 11 14.64 3,334 -2,222
Atrium Innovations Inc.
Common Shares Dupont, Éric 4 6/13/2013 11 2,222 -1,112
ATS Automation Tooling Systems Inc.
Options Galloway, Carl 5 5/29/2013 52 10.51 148,318 -6,476
ATS Automation Tooling Systems Inc.
Options McCuaig, Stewart 5 5/29/2013 52 10.51 247,000 -6,476
Augusta Industries Inc. (formerly Fiber Optic Systems Technology, Inc.)
Common Shares LONE, ALLEN 3, 4, 6, 5
6/10/2013 10 0.07 1,890,500 1,000
Augusta Industries Inc. (formerly Fiber Optic Systems Technology, Inc.)
Common Shares LONE, ALLEN 3, 4, 6, 5
6/10/2013 10 0.07 1,891,500 1,000
Aurvista Gold Corporation
Common Shares McCarvill, Gerald Patrick
4, 6 4/22/2013 97 8,447,068 5,594,942
AutoCanada Inc. OTC Calls (including Private Options to Purchase)
Rose, Stephen Richard Edward
5 6/3/2013 11 25 58,994 -41,006
Avala Resources Ltd. Common Shares Goldstone, Adrian J. 4 6/20/2012 00
Avala Resources Ltd. Common Shares Goldstone, Adrian J. 4 6/11/2013 10 68,000 68,000
Avanti Energy Inc. Common Shares Frascogna, Steven Mark
5 5/31/2013 00 404,104
Avanti Energy Inc. Common Shares McIntyre, John Francis, III
4, 5 5/31/2013 00 1,768,077
Avigilon Corporation Options Bardua, Bradley Dean 5 4/5/2013 50 11.24 200,000 50,000
Avigilon Corporation Common Shares Fernandes, Alexander 4, 5 3/19/2013 51 1 710,000 120,000
Avigilon Corporation Common Shares Fernandes, Alexander 4, 5 6/11/2013 51 1 1,090,000 380,000
Avigilon Corporation Options Fernandes, Alexander 4, 5 3/19/2013 51 1 580,000 -120,000
Avigilon Corporation Options Fernandes, Alexander 4, 5 4/5/2013 50 11.24 680,000 100,000
Avigilon Corporation Options Fernandes, Alexander 4, 5 6/11/2013 51 1 300,000 -380,000
Avigilon Corporation Common Shares Jaako, Harry 4 10/31/2011 00
Avigilon Corporation Common Shares Jaako, Harry 4 6/11/2013 10 17.52 3,000 3,000
Avigilon Corporation Common Shares Jaako, Harry 4 10/31/2011 00
Avigilon Corporation Common Shares Jaako, Harry 4 6/10/2013 51 1 100,000 100,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6270
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Avigilon Corporation Common Shares Jaako, Harry 4 6/11/2013 10 17.69 70,000 -30,000
Avigilon Corporation Common Shares Jaako, Harry 4 6/11/2013 10 17.586 65,000 -5,000
Avigilon Corporation Common Shares Jaako, Harry 4 6/11/2013 10 17.5 62,000 -3,000
Avigilon Corporation Common Shares Jaako, Harry 4 10/31/2011 00
Avigilon Corporation Common Shares Jaako, Harry 4 6/11/2013 10 17.68 5,000 5,000
Avigilon Corporation Options Jaako, Harry 4 6/10/2013 51 0 -100,000
Avigilon Corporation Common Shares Jung, Wan 4, 5 6/7/2013 10 17.56 2,357,801 -23,400
Avigilon Corporation Common Shares Jung, Wan 4, 5 6/10/2013 10 17.67 2,304,601 -53,200
Avigilon Corporation Common Shares Jung, Wan 4, 5 6/10/2013 10 17.62 585,300 -90,000
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 7/4/2007 00
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 7/4/2007 00
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 9/9/2008 30 2.81 2,665
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 5/12/2009 30 1.94 3,996
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 9/24/2009 30 1.64 6,339
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 8/12/2010 30 1.44 7,105
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 8/12/2010 30 1.87 7,470
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 7/4/2007 00
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 7/4/2007 00
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 7/4/2007 00
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 7/4/2007 00 1,841
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 9/9/2008 30 2.81 4,506 2,665
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 5/12/2009 30 1.94 8,502 3,996
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 9/24/2009 30 1.64 14,841 6,339
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 8/12/2010 30 1.44 21,946 7,105
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 8/12/2010 30 1.87 29,416 7,470
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 12/31/2011 30 53,328 9,386
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 12/31/2012 30 70,121 16,793
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 1/7/2013 30 1.26 70,964 843
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 1/28/2013 30 71,746 782
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 2/19/2013 30 72,509 763
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 3/4/2013 30 73,250 741
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 3/13/2013 30 73,958 708
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 3/28/2013 30 74,618 660
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 4/10/2013 30 75,270 652
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 4/22/2013 30 75,993 723
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6271
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 5/8/2013 30 1.3795 76,763 770
Axia NetMedia Corporation
Common Shares Hua, Corinne 5 5/22/2013 30 1.49 77,476 713
Axia NetMedia Corporation
Options Hua, Corinne 5 7/4/2007 00
Axia NetMedia Corporation
Options Hua, Corinne 5 7/4/2007 00
Axia NetMedia Corporation
Options Hua, Corinne 5 9/4/2007 50 5.37 50,000
Axia NetMedia Corporation
Options Hua, Corinne 5 2/6/2009 50 2.12 25,000
Axia NetMedia Corporation
Options Hua, Corinne 5 6/30/2012 52 5.37 -50,000
Axia NetMedia Corporation
Options Hua, Corinne 5 7/4/2007 00
Axia NetMedia Corporation
Options Hua, Corinne 5 7/4/2007 00
Axia NetMedia Corporation
Options Hua, Corinne 5 9/4/2007 50 5.37 50,000 50,000
Axia NetMedia Corporation
Options Hua, Corinne 5 2/6/2009 50 2.12 75,000 25,000
Axia NetMedia Corporation
Options Hua, Corinne 5 6/30/2012 52 5.37 25,000 -50,000
Axia NetMedia Corporation
Restricted Share Units
Hua, Corinne 5 7/4/2007 00
Axia NetMedia Corporation
Restricted Share Units
Hua, Corinne 5 7/4/2007 00
Axia NetMedia Corporation
Restricted Share Units
Hua, Corinne 5 7/4/2007 00
Axia NetMedia Corporation
Restricted Share Units
Hua, Corinne 5 6/8/2012 30 1.5301 6,971
Axia NetMedia Corporation
Restricted Share Units
Hua, Corinne 5 7/4/2007 00
Axia NetMedia Corporation
Restricted Share Units
Hua, Corinne 5 7/4/2007 00
Axia NetMedia Corporation
Restricted Share Units
Hua, Corinne 5 6/8/2012 30 1.5301 6,971 6,971
Axia NetMedia Corporation
Common Shares Sigler, Murray 5 5/8/2013 30 1.3795 164,245 1,529
Axia NetMedia Corporation
Common Shares Sigler, Murray 5 5/22/2013 30 1.49 165,661 1,416
Axios Mobile Assets Corp.
Common Shares Ongweoweh Corp 3 6/10/2013 10 0.06 11,655,128 -72,000
Ballard Power Systems Inc.
Common Shares Murray, Jay Francis 5 6/10/2013 51 1.34 2,900 2,900
Ballard Power Systems Inc.
Common Shares Murray, Jay Francis 5 6/10/2013 10 2.15 0 -2,900
Ballard Power Systems Inc.
Options Murray, Jay Francis 5 6/10/2013 51 1.34 145,267 -2,900
Bank of Montreal Common Shares Milroy, Thomas 5 6/7/2013 51 53.45 25,490 25,000
Bank of Montreal Common Shares Milroy, Thomas 5 6/7/2013 10 60.23 490 -25,000
Bank of Montreal Options Milroy, Thomas 5 6/7/2013 51 53.45 690,839 -25,000
Bankers Petroleum Ltd.
Common Shares Cross, Robert Melvin Douglas
4 6/11/2013 10 2.78 1,753,600 -250,000
Banyan Gold Corp. (Formerly Banyan Coast Capital Corp.)
Common Shares Class "A"
Christie, Tara 4 6/10/2013 00 5,527
Banyan Gold Corp. (Formerly Banyan Coast Capital Corp.)
Common Shares Class "A"
Christie, Tara 4 6/10/2013 00 100,000
Banyan Gold Corp. (Formerly Banyan Coast Capital Corp.)
Warrants Christie, Tara 4 6/10/2013 00 50,000
Banyan Gold Corp. (Formerly Banyan Coast Capital Corp.)
Common Shares Class "A"
Melchior, Gregory 4 6/10/2013 00
Barisan Gold Corporation
Common Shares Granger, Alex 5 6/10/2013 10 0.06 397,000 45,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6272
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Bauer Performance Sports Ltd.
Common Shares Davis, Kevin 4, 5 3/10/2011 00
Bauer Performance Sports Ltd.
Common Shares Davis, Kevin 4, 5 6/7/2013 30 7.5 50,000 50,000
Bauer Performance Sports Ltd.
Common Shares Davis, Kevin 4, 5 6/7/2013 30 11 0 -50,000
Bauer Performance Sports Ltd.
Options Davis, Kevin 4, 5 6/7/2013 30 7.5 50,500 -50,000
Bauer Performance Sports Ltd.
Deferred Share Units
Jacobi, Charles Michael
4 6/3/2013 56 3,078 1,026
Bauer Performance Sports Ltd.
Deferred Share Units
McDonell, Bernard J. 4, 5 6/3/2013 56 4,410 1,558
Bauer Performance Sports Ltd.
Deferred Share Units
Nicholson, Robert Grant
4 6/3/2013 56 1,539 513
Baytex Energy Corp. Common Shares Brussa, John Albert 4 6/11/2013 10 37.93 220,525 7,900
Baytex Energy Corp. Common Shares Brussa, John Albert 4 6/11/2013 10 37.92 222,625 2,100
Baytex Energy Corp. Common Shares Brussa, John Albert 4 6/11/2013 10 37.9 229,425 6,800
Baytex Energy Corp. Common Shares Brussa, John Albert 4 6/11/2013 10 37.91 236,425 7,000
Baytex Energy Corp. Common Shares Brussa, John Albert 4 6/11/2013 10 37.87 239,625 3,200
Baytex Energy Corp. Common Shares Brussa, John Albert 4 6/12/2013 10 37.86 254,625 15,000
Baytex Energy Corp. Common Shares Brussa, John Albert 4 6/12/2013 10 37.48 269,625 15,000
BCE Inc. Common Shares Simmonds, Robert 4 6/14/2013 10 44.23 104,000 11,000
BCE Inc. Common Shares Watson, John 7 6/10/2013 10 45.45 4,900 1,900
BCGold Corp. Options Kendrick, Peter Harlan 4 6/6/2013 50 0.1 350,500 180,000
BCGold Corp. Options Kowalchuk, John 4 5/1/2013 00 180,000
BCGold Corp. Options O'Brien, Darren 5 6/6/2013 50 0.1 231,500 160,000
BCGold Corp. Options Okada, Larry Minoru 5 11/5/2012 37 -598,500
BCGold Corp. Options Okada, Larry Minoru 5 11/5/2012 37 -598,500
BCGold Corp. Options Okada, Larry Minoru 5 6/6/2013 50 0.1 116,500 50,000
Bell Aliant Inc. Common Shares Bell, Mary-Ann 5 6/11/2013 10 28.24 0 -1,024
Bellair Ventures Inc. Common Shares The Edward J. Winter Family Trust
3 3/13/2013 10 0.7006 9,478,625 -118,500
Bellair Ventures Inc. Common Shares The Edward J. Winter Family Trust
3 3/13/2013 10 0.6736 9,147,125 -331,500
Bengal Energy Ltd. Common Shares Chakrabarty, Chayan 4, 5 6/5/2013 30 0.76 156,535 4,060
Bengal Energy Ltd. Common Shares Goudie, Bryan 5 6/5/2013 30 0.76 115,004 3,179
Bengal Energy Ltd. Common Shares MacMahon, Gordon R 5 6/5/2013 30 0.76 54,125 3,508
BioSyent Inc. Common Shares Larson, Douglas Robert
4, 5 7/25/1996 00 250,000
BioSyent Inc. Common Shares Larson, Douglas Robert
4, 5 3/27/2013 10 1.33 245,000 -5,000
BioSyent Inc. Common Shares Larson, Douglas Robert
4, 5 5/28/2013 10 1.35 244,500 -500
BioSyent Inc. Common Shares Larson, Douglas Robert
4, 5 6/4/2013 10 1.35 240,000 -4,500
BioSyent Inc. Common Shares Larson, Douglas Robert
4, 5 6/10/2013 10 1.35 225,000 -15,000
BIOX Corporation Common Shares Clinning, Christopher Anthony
5 6/13/2013 10 0.75 6,100 -6,000
Blackline GPS Corp. Common Shares Slater, Cody 4 6/10/2013 10 1.25 840,952 4,700
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6273
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Blackline GPS Corp. Common Shares Slater, Cody 4 6/11/2013 10 1.25 842,252 1,300
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 5/1/2013 38 14.95 1,000 1,000
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 5/1/2013 38 0 -1,000
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 5/2/2013 38 14.88 400 400
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 5/2/2013 38 0 -400
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 5/7/2013 38 14.98 5,000 5,000
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 5/7/2013 38 0 -5,000
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 5/10/2013 38 14.6 200 200
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 5/10/2013 38 0 -200
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 5/13/2013 38 14.6 1,000 1,000
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 5/13/2013 38 0 -1,000
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 5/16/2013 38 14.81 800 800
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 5/16/2013 38 0 -800
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 5/17/2013 38 14.99 21,600 21,600
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 5/17/2013 38 0 -21,600
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 5/30/2013 38 14.3 200 200
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 5/30/2013 38 0 -200
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 5/31/2013 38 14.4 100 100
BMTC Group Inc. Subordinate Voting Shares
Groupe BMTC Inc. 1 5/31/2013 38 0 -100
Bombardier Inc. Deferred Stock Units/Unités d'actions différées
Alary, Pierre 5 6/9/2010 97 107,000
Bombardier Inc. Deferred Stock Units/Unités d'actions différées
Alary, Pierre 5 6/9/2010 97 84,530
Bombardier Inc. Deferred Stock Units/Unités d'actions différées
Alary, Pierre 5 6/9/2010 97 152,200 84,530
Bombardier Inc. Deferred Stock Units/Unités d'actions différées
Alary, Pierre 5 6/7/2013 35 4.92 469,076 5,236
Bombardier Inc. Deferred Stock Units/Unités d'actions différées
Attendu, Pierre 7 10/29/2012 00
Bombardier Inc. Deferred Stock Units/Unités d'actions différées
Attendu, Pierre 7 10/29/2012 00 175,399
Bombardier Inc. Deferred Stock Units/Unités d'actions différées
Attendu, Pierre 7 6/7/2013 35 4.92 178,132 1,957
Bombardier Inc. Performance Share Units/Unites d'actions liees au rendement
Bachant, Raymond 5 6/7/2013 57 164,650 -75,000
Bombardier Inc. Performance Share Units/Unites d'actions liees au rendement
Bachant, Raymond 5 6/7/2013 57 4.92 59,250
Bombardier Inc. Performance Share Units/Unites d'actions liees au rendement
Bachant, Raymond 5 6/7/2013 57 4.92 59,250
Bombardier Inc. Subordinate Voting Shares Classe B/ Class B Shares (
Bachant, Raymond 5 6/7/2013 57 4.92 110,836 59,250
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6274
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Subordinate Voting)
Bombardier Inc. Deferred Stock Units/Unités d'actions différées
Beaudoin, Pierre 4, 5 6/9/2010 97 530,000
Bombardier Inc. Deferred Stock Units/Unités d'actions différées
Beaudoin, Pierre 4, 5 6/9/2010 97 418,700
Bombardier Inc. Deferred Stock Units/Unités d'actions différées
Beaudoin, Pierre 4, 5 6/9/2010 97 772,200 418,700
Bombardier Inc. Deferred Stock Units/Unités d'actions différées
Beaudoin, Pierre 4, 5 6/7/2013 35 4.92 1,967,130 25,938
Bombardier Inc. Deferred Stock Units/Unités d'actions différées
BRADEEN, RICHARD 5 6/9/2010 97 62,000
Bombardier Inc. Deferred Stock Units/Unités d'actions différées
BRADEEN, RICHARD 5 6/9/2010 97 99,480 48,980
Bombardier Inc. Deferred Stock Units/Unités d'actions différées
BRADEEN, RICHARD 5 6/7/2013 35 4.92 298,693 3,034
Bombardier Inc. Performance Share Units/Unites d'actions liees au rendement
Cedervall, Peter John Olov
5 6/7/2013 57 14,500 -18,000
Bombardier Inc. Subordinate Voting Shares Classe B/ Class B Shares ( Subordinate Voting)
Cedervall, Peter John Olov
5 10/11/2011 00
Bombardier Inc. Subordinate Voting Shares Classe B/ Class B Shares ( Subordinate Voting)
Cedervall, Peter John Olov
5 6/7/2013 57 4.92 14,220 14,220
Bombardier Inc. Deferred Stock Units/Unités d'actions différées
Desjardins, Daniel 5 6/7/2010 35 4.92 3,621
Bombardier Inc. Deferred Stock Units/Unités d'actions différées
Desjardins, Daniel 5 6/9/2010 97 74,000
Bombardier Inc. Deferred Stock Units/Unités d'actions différées
Desjardins, Daniel 5 6/9/2010 97 103,910 58,460
Bombardier Inc. Deferred Stock Units/Unités d'actions différées
Desjardins, Daniel 5 6/7/2013 35 4.92 284,189 3,621
Bombardier Inc. Deferred Stock Units/Unités d'actions différées
Hachey, Guy Charles 5 6/9/2010 97 226,000
Bombardier Inc. Deferred Stock Units/Unités d'actions différées
Hachey, Guy Charles 5 6/9/2010 97 328,020 178,540
Bombardier Inc. Deferred Stock Units/Unités d'actions différées
Hachey, Guy Charles 5 6/7/2013 35 4.92 863,723 11,060
Bombardier Inc. Performance Share Units/Unites d'actions liees au rendement
Martel, Eric 5 6/7/2013 57 28,500 -36,000
Bombardier Inc. Subordinate Voting Shares Classe B/ Class B Shares ( Subordinate Voting)
Martel, Eric 5 6/7/2013 57 4.92 51,507 28,440
Bombardier Inc. Deferred Stock Units/Unités d'actions différées
RIDOLFI, STEVEN 5 6/9/2010 97 64,000
Bombardier Inc. Deferred Stock Units/Unités d'actions différées
RIDOLFI, STEVEN 5 6/9/2010 97 50,560 50,560
Bombardier Inc. Deferred Stock Units/Unités d'actions différées
RIDOLFI, STEVEN 5 6/7/2013 35 4.92 240,885 3,132
Bombardier Inc. Options TROGER, Laurent René Octave
5 6/7/2013 51 444,133 -50,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6275
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Bombardier Inc. Performance Share Units/Unites d'actions liees au rendement
TROGER, Laurent René Octave
5 6/7/2013 57 256,477 -50,000
Bombardier Inc. Subordinate Voting Shares Classe B/ Class B Shares ( Subordinate Voting)
TROGER, Laurent René Octave
5 6/7/2013 51 3.22 117,295 50,000
Bombardier Inc. Subordinate Voting Shares Classe B/ Class B Shares ( Subordinate Voting)
TROGER, Laurent René Octave
5 6/7/2013 10 4.9 79,795 -37,500
Bombardier Inc. Subordinate Voting Shares Classe B/ Class B Shares ( Subordinate Voting)
TROGER, Laurent René Octave
5 6/7/2013 57 4.92 119,295 39,500
Bombardier Inc. Performance Share Units/Unites d'actions liees au rendement
Wennberg, Ake Bjorn 7 6/7/2013 57 109,279 -50,000
Bombardier Inc. Subordinate Voting Shares Classe B/ Class B Shares ( Subordinate Voting)
Wennberg, Ake Bjorn 7 6/7/2013 57 4.92 151,248 39,500
Bombardier Inc. Performance Share Units/Unites d'actions liees au rendement
White, Deanna 5 6/7/2013 57 53,180 -25,000
Bombardier Inc. Subordinate Voting Shares Classe B/ Class B Shares ( Subordinate Voting)
White, Deanna 5 10/22/2012 00
Bombardier Inc. Subordinate Voting Shares Classe B/ Class B Shares ( Subordinate Voting)
White, Deanna 5 6/7/2013 57 4.92 19,750 19,750
Boston Pizza Royalties Income Fund
Units Boston Pizza Royalties Income Fund
1 6/10/2013 38 23.261 90,400 5,400
Boston Pizza Royalties Income Fund
Units Boston Pizza Royalties Income Fund
1 6/11/2013 38 23.161 97,500 7,100
Boston Pizza Royalties Income Fund
Units Boston Pizza Royalties Income Fund
1 6/12/2013 38 23.199 104,600 7,100
Brand Leaders Income Fund
Units Kovacs, Michael 4, 5 6/13/2013 10 11.35 3,600 -2,000
Brixton Metals Corporation
Common Shares Moodie, Cale 4, 5 6/10/2013 10 0.17 1,761,000 3,000
Brookfield Canada Office Properties
Units Deferred Units
Riddell Rose, Susan 4 4/22/2013 00
Brookfield Infrastructure Partners L.P.
Limited Partnership Units
Jacobson, Jr., Arthur L. 4 6/6/2013 10 34.526 14,000 4,000
Brookfield Office Properties Inc.
Common Shares Clark, Christie James Beckett
4 6/13/2013 10 17.18 8,094 5,814
Brookfield Property Partners L.P.
Limited Partnership Units
Brookfield Asset Management Inc.
3 6/5/2013 10 41,313,962 -2,433
Brookfield Property Partners L.P.
Limited Partnership Units
Maroun, Louis 4 6/10/2013 10 21.319 19,999 4,845
BTB Real Estate Investment Trust
Trust Units Cyr, Benoit 5 6/12/2013 10 4.54 18,457 2,500
BTB Real Estate Investment Trust
Trust Units Léonard, Michel 4, 5 6/11/2013 10 4.65 10,736 600
BTB Real Estate Investment Trust
Trust Units Léonard, Michel 4, 5 6/11/2013 10 4.66 11,436 700
BTB Real Estate Investment Trust
Trust Units Léonard, Michel 4, 5 6/11/2013 10 4.67 13,836 2,400
BTB Real Estate Investment Trust
Trust Units Léonard, Michel 4, 5 6/12/2013 10 4.54 19,533 900
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6276
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
BTB Real Estate Investment Trust
Trust Units Léonard, Michel 4, 5 6/12/2013 10 4.53 20,033 500
BTB Real Estate Investment Trust
Trust Units Léonard, Michel 4, 5 6/12/2013 10 4.53 264,832 1,700
BTB Real Estate Investment Trust
Trust Units Léonard, Michel 4, 5 6/12/2013 10 4.54 265,132 300
BTB Real Estate Investment Trust
Trust Units Léonard, Michel 4, 5 6/12/2013 10 4.55 267,132 2,000
BTB Real Estate Investment Trust
Trust Units Polatos, Peter 4 6/12/2013 10 4.55 82,127 1,300
Buhler Industries Inc. Common Shares Buhler, John 3, 4 6/11/2013 11 6.2 111,340 -400
Buhler Industries Inc. Common Shares Buhler, John 3, 4 6/12/2013 10 6.2 110,540 -800
Cadillac Ventures Inc. Common Shares Brewster, Norman 5 6/10/2013 10 0.04 3,108,603 24,000
Cadillac Ventures Inc. Common Shares Brewster, Norman 5 6/10/2013 10 0.045 5,135,150 36,000
Cadillac Ventures Inc. Common Shares O'Shaughnessy, Leo 5 5/30/2013 10 0.04 451,000 2,000
CAE Inc. Long Term Incentives-Deferred Share Units
Leontidis, Nick 5 6/6/2013 57 7,970
CAE Inc. Long Term Incentives-Deferred Share Units
Leontidis, Nick 5 6/6/2013 56 193,394 7,970
CAE Inc. Long Term Incentives-Deferred Share Units
McKay, Damian 5 6/6/2013 00 13,042
CAE Inc. Options Employee Stock Option Plan
McKay, Damian 5 6/6/2013 00 62,300
CAE Inc. Restricted Share Units
McKay, Damian 5 6/6/2013 00 10,878
Calfrac Well Services Ltd.
Common Shares Leier, Chad Jeremy 5 6/10/2013 51 28.03 1,250 1,250
Calfrac Well Services Ltd.
Common Shares Leier, Chad Jeremy 5 6/10/2013 10 30.6 0 -1,250
Calfrac Well Services Ltd.
Common Shares Leier, Chad Jeremy 5 6/10/2013 51 21.57 400 400
Calfrac Well Services Ltd.
Common Shares Leier, Chad Jeremy 5 6/10/2013 10 30.6 0 -400
Calfrac Well Services Ltd.
Common Shares Leier, Chad Jeremy 5 6/10/2013 51 20.74 625 625
Calfrac Well Services Ltd.
Common Shares Leier, Chad Jeremy 5 6/10/2013 10 30.6 0 -625
Calfrac Well Services Ltd.
Options 2004 Stock Option Plan
Leier, Chad Jeremy 5 6/10/2013 51 28.03 30,900 -1,250
Calfrac Well Services Ltd.
Options 2004 Stock Option Plan
Leier, Chad Jeremy 5 6/10/2013 51 21.57 30,500 -400
Calfrac Well Services Ltd.
Options 2004 Stock Option Plan
Leier, Chad Jeremy 5 6/10/2013 51 20.74 29,875 -625
Calian Technologies Ltd.
Common Shares Calian Technologies Ltd
1 6/6/2013 38 20.15 1,400 1,400
Calian Technologies Ltd.
Common Shares Calian Technologies Ltd
1 6/7/2013 38 20.17 2,800 1,400
Calian Technologies Ltd.
Common Shares Calian Technologies Ltd
1 6/7/2013 38 0 -2,800
Calian Technologies Ltd.
Common Shares Calian Technologies Ltd
1 6/11/2013 38 20.05 1,400 1,400
Calian Technologies Ltd.
Common Shares Calian Technologies Ltd
1 6/11/2013 38 0 -1,400
Calloway Real Estate Investment Trust
Warrants Goldhar, Mitchell 3 10/31/2003 00
Calloway Real Estate Investment Trust
Warrants Goldhar, Mitchell 3 10/31/2003 00
Calloway Real Estate Investment Trust
Warrants Goldhar, Mitchell 3 6/7/2013 90 1,500,000
Calloway Real Estate Investment Trust
Warrants Goldhar, Mitchell 3 6/7/2013 90 1,500,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6277
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Canaccord Financial Inc.
Rights Deferred Share Units (DSUs)
Bralver, Charles Norman
4 6/10/2013 56 6.1816 13,376 107
Canaccord Financial Inc.
Rights Deferred Share Units (DSUs)
Carello, Massimo 4 6/10/2013 56 6.1816 6,828 55
Canaccord Financial Inc.
Rights Deferred Share Units (DSUs)
Eeuwes, William J. 4 6/10/2013 56 6.1816 13,649 110
Canaccord Financial Inc.
Rights Deferred Share Units (DSUs)
Harris, Michael Deane 4 6/10/2013 56 6.1816 30,018 241
Canaccord Financial Inc.
Rights Deferred Share Units (DSUs)
Lyons, Terrence 4 6/10/2013 56 6.1816 16,266 131
Canaccord Financial Inc.
Common Shares Mayer, Jens Joachim Thorwald
7 6/5/2013 10 6.34 295,985 -20,000
Canaccord Financial Inc.
Common Shares Saunders, Graham Edward
7 6/12/2013 10 5.98 300,983 -4,200
Canaccord Financial Inc.
Common Shares Saunders, Graham Edward
7 6/13/2013 10 5.98 300,183 -800
Canaccord Financial Inc.
Common Shares Saunders, Graham Edward
7 6/13/2013 10 6.15 290,183 -10,000
Canaccord Financial Inc.
Rights Deferred Share Units (DSUs)
Shah, Dipesh Jayantilal 4 6/10/2013 56 6.1816 3,039 24
Canadian General Investments, Limited
Common Shares Cook, James Gregory 4 6/12/2013 10 15.78 6,000 1,500
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/2/2013 38 11.11 3,000 3,000
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/2/2013 38 11.11 0 -3,000
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/7/2013 38 11.17 3,000 3,000
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/7/2013 38 11.17 0 -3,000
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/9/2013 38 11.16 1,500 1,500
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/9/2013 38 11.16 0 -1,500
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/10/2013 38 11.17 3,000 3,000
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/10/2013 38 11.17 0 -3,000
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/13/2013 38 11.06 300 300
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/13/2013 38 11.06 0 -300
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/14/2013 38 11.1 3,000 3,000
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/14/2013 38 11.1 0 -3,000
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/15/2013 38 11.09 3,000 3,000
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/15/2013 38 11.09 0 -3,000
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/16/2013 38 11.09 400 400
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/16/2013 38 11.09 0 -400
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/17/2013 38 11.09 1,600 1,600
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/17/2013 38 11.09 0 -1,600
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/21/2013 38 11.09 3,000 3,000
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/21/2013 38 11.09 0 -3,000
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/23/2013 38 11.16 3,000 3,000
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/23/2013 38 11.16 0 -3,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6278
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/29/2013 38 11.28 3,000 3,000
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/29/2013 38 11.28 0 -3,000
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/30/2013 38 11.2 900 900
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/30/2013 38 11.2 0 -900
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/31/2013 38 11.12 2,600 2,600
Canadian High Income Equity Fund
Units Canadian High Income Equity Fund
1 5/31/2013 38 11.12 0 -2,600
Canadian Natural Resources Limited
Common Shares Jocksch, Terry James 5 6/10/2013 10 29.75 143,886 -1,000
Canadian Oil Sands Limited
Common Shares Bourne, Ian Alexander 4 6/14/2013 10 19.65 21,070 1,017
Canadian Oil Sands Limited
Common Shares LOWRY, Donald James
4 6/14/2013 10 19.65 26,921 1,638
Canadian Oil Sands Limited
Common Shares Shultz, C.E. (Chuck) 4 6/14/2013 10 19.65 105,870 1,017
Canadian Oil Sands Limited
Common Shares Twiss, Wesley R. 4 6/14/2013 10 19.65 1,638
Canadian Oil Sands Limited
Common Shares Twiss, Wesley R. 4 6/14/2013 10 19.65 1,638
Canadian Oil Sands Limited
Common Shares Twiss, Wesley R. 4 6/14/2013 10 19.65 54,071 1,017
Canadian Orebodies Inc.
Common Shares Cudney, Robert Douglas
3 6/5/2013 10 0.05 18,543,956 56,500
Canadian Orebodies Inc.
Common Shares Cudney, Robert Douglas
3 6/10/2013 10 0.04 18,643,956 100,000
Canadian Orebodies Inc.
Warrants Cudney, Robert Douglas
3 5/18/2013 55 0.475 6,119,728 -250,000
Canadian Pacific Railway Limited
Rights DSU Prentice, Peter Eric James
4 6/7/2013 00 740
Canadian Real Estate Investment Trust
Units Real Estate Investment Trust Units
Canadian Real Estate Investment Trust
1 6/3/2013 38 43.9 50,000 50,000
Canadian Real Estate Investment Trust
Units Real Estate Investment Trust Units
Canadian Real Estate Investment Trust
1 6/4/2013 38 42.97 66,700 16,700
Canadian Real Estate Investment Trust
Units Real Estate Investment Trust Units
Canadian Real Estate Investment Trust
1 6/5/2013 38 42.63 89,382 22,682
Canadian Real Estate Investment Trust
Units Real Estate Investment Trust Units
Canadian Real Estate Investment Trust
1 6/6/2013 38 42.7 100,000 10,618
Canadian Real Estate Investment Trust
Units Real Estate Investment Trust Units
Canadian Real Estate Investment Trust
1 6/7/2013 38 33,300 -66,700
Canadian Real Estate Investment Trust
Units Real Estate Investment Trust Units
Canadian Real Estate Investment Trust
1 6/11/2013 38 42.63 55,982 22,682
Canadian Real Estate Investment Trust
Units Real Estate Investment Trust Units
Canadian Real Estate Investment Trust
1 6/14/2013 38 0 -55,982
Canadian Tire Corporation, Limited
Non-Voting Shares Class A
Canadian Tire Corporation, Limited
1 6/7/2013 38 82.481 17,900 17,900
Canadian Tire Corporation, Limited
Non-Voting Shares Class A
Canadian Tire Corporation, Limited
1 6/7/2013 38 82.481 0 -17,900
Canadian Tire Corporation, Limited
Non-Voting Shares Class A
Canadian Tire Corporation, Limited
1 6/10/2013 38 82.632 10,000 10,000
Canadian Tire Corporation, Limited
Non-Voting Shares Class A
Canadian Tire Corporation, Limited
1 6/10/2013 38 82.632 0 -10,000
Canadian Tire Corporation, Limited
Non-Voting Shares Class A
Canadian Tire Corporation, Limited
1 6/11/2013 38 81.525 20,000 20,000
Canadian Tire Corporation, Limited
Non-Voting Shares Class A
Canadian Tire Corporation, Limited
1 6/11/2013 38 81.525 0 -20,000
Canadian Tire Corporation, Limited
Non-Voting Shares Class A
Canadian Tire Corporation, Limited
1 6/12/2013 38 80.705 20,000 20,000
Canadian Tire Corporation, Limited
Non-Voting Shares Class A
Canadian Tire Corporation, Limited
1 6/12/2013 38 80.705 0 -20,000
Canadian Tire Corporation, Limited
Non-Voting Shares Class A
Canadian Tire Corporation, Limited
1 6/13/2013 38 80.204 10,000 10,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6279
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Canadian Tire Corporation, Limited
Non-Voting Shares Class A
Canadian Tire Corporation, Limited
1 6/13/2013 38 80.204 0 -10,000
Canadian Utilities Limited
Non-Voting Shares Class A
McNabb, Barry 7 6/7/2013 30 75.93 848 97
Canadian Utilities Limited
Non-Voting Shares Class A
McNabb, Barry 7 6/7/2013 30 75.93 849 1
Canadian Utilities Limited
Non-Voting Shares Class A
McNabb, Barry 7 6/7/2013 10 74.578 449 -400
Canadian Utilities Limited
Non-Voting Shares Class A
McNabb, Barry 7 6/7/2013 10 74.56 399 -50
Canadian Western Bank
Common Shares Eastwood, Michael Glen
5 6/13/2013 51 16.893 970 814
Canadian Western Bank
Options Eastwood, Michael Glen
5 6/13/2013 51 16.893 34,425 -2,000
Canadian Western Bank
Common Shares Hill, Kirby Trent 5 6/1/2013 00 735
Canadian Western Bank
Common Shares Hill, Kirby Trent 5 6/1/2013 00 1,331
Canadian Western Bank
Options Hill, Kirby Trent 5 6/1/2013 00 12,709
Canadian Western Bank
Rights Restricted Share Units
Hill, Kirby Trent 5 6/1/2013 00 2,183
Cancen Oil Canada Inc.
Common Shares Petersen, Brian Kenneth
4 6/11/2013 10 0.37 711,074 5,000
CanElson Drilling Inc. Common Shares Bratt, Michael Scott 4 6/13/2013 15 4.85 202,000 50,000
CanElson Drilling Inc. Common Shares Johnson, Dale Patrick 4 6/14/2013 10 5.1 34,138 -4,000
CANGOLD LIMITED Common Shares Archer, Robert Alexander
4, 5 6/6/2013 10 0.06 1,162,600 4,000
CANGOLD LIMITED Common Shares Archer, Robert Alexander
4, 5 6/11/2013 10 0.06 1,172,600 10,000
CANGOLD LIMITED Common Shares Archer, Robert Alexander
4, 5 6/12/2013 10 0.06 1,178,600 6,000
Canlan Ice Sports Corp.
Common Shares Gellard, Michael F. 5 6/12/2013 10 2.75 25,600 200
Canlan Ice Sports Corp.
Common Shares Gellard, Michael F. 5 6/12/2013 10 2.85 26,400 800
Canlan Ice Sports Corp.
Common Shares Wu, Ivan C. 5 6/13/2013 10 2.85 10,200 1,000
Canstar Resources Inc.
Common Shares Peterson, Dennis 4, 5 6/13/2013 00 816,668
Canstar Resources Inc.
Options Peterson, Dennis 4, 5 6/13/2013 00 300,000
CanWel Building Materials Group Ltd. (formerly, Canwel Holdings Corporation)
Common Shares Doman, Amardeip Singh
4 6/12/2013 10 2.41 15,812,709 50,800
CanWel Building Materials Group Ltd. (formerly, Canwel Holdings Corporation)
Common Shares Doman, Amardeip Singh
4 6/13/2013 10 2.43 15,824,409 11,700
CanWel Building Materials Group Ltd. (formerly, Canwel Holdings Corporation)
Common Shares Doman, Amardeip Singh
4 6/14/2013 10 2.5 16,229,909 405,500
CanWel Building Materials Group Ltd. (formerly, Canwel Holdings Corporation)
Common Shares Seguin, Marc 4 6/12/2013 10 2.4 12,100 6,000
CardioCommSolutions, Inc.
Common Shares Grima, Etienne Anthony
4 6/6/2013 10 0.15 1,688,500 1,500
CardioCommSolutions, Inc.
Common Shares Grima, Etienne Anthony
4 6/10/2013 10 0.15 1,690,000 1,500
CardioCommSolutions, Inc.
Common Shares Grima, Etienne Anthony
4 6/13/2013 10 0.165 1,721,000 31,000
Cardiome Pharma Corp.
Common Shares Archibald, Jennifer 5 4/12/2013 37 7,399 -29,596
Cardiome Pharma Corp.
Options Archibald, Jennifer 5 4/12/2013 37 68,785 -275,141
Cardiome Pharma Corp.
Options Glickman, Richard 4 4/12/2013 37 47,000 -188,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6280
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Cardiome Pharma Corp.
Common Shares Grant, Sheila 5 4/12/2013 37 780 -3,120
Cardiome Pharma Corp.
Options Grant, Sheila 5 4/12/2013 37 59,500 -238,001
Cardiome Pharma Corp.
Common Shares Hunter, William L. 4, 5 4/4/2013 37 -2,040,000
Cardiome Pharma Corp.
Common Shares Hunter, William L. 4, 5 4/12/2013 37 510,000 -2,040,000
Cardiome Pharma Corp.
Options Hunter, William L. 4, 5 4/4/2013 37 -1,688,000
Cardiome Pharma Corp.
Options Hunter, William L. 4, 5 4/12/2013 37 422,000 -1,688,000
Cardiome Pharma Corp.
Options Lalji, Karim Fatehali 5 4/12/2013 37 149,111 -596,444
Cardiome Pharma Corp.
Common Shares RIEDER, ROBERT 4, 7 4/12/2013 37 33,819 -135,277
Cardiome Pharma Corp.
Options RIEDER, ROBERT 4, 7 4/12/2013 37 84,600 -338,400
Cardiome Pharma Corp.
Common Shares Roberts, Peter W 4 4/12/2013 37 500 -2,000
Cardiome Pharma Corp.
Options Roberts, Peter W 4 4/12/2013 37 37,000 -148,000
Cardiome Pharma Corp.
Common Shares Shlevin, Harold 4 4/12/2013 37 500 -2,000
Cardiome Pharma Corp.
Options Shlevin, Harold 4 4/12/2013 37 37,000 -148,000
Caribbean Utilities Company, Ltd.
Common Shares Class A Ordinary Shares
Small, Andrew 5 6/13/2013 51 8.76 15,040 14,000
Caribbean Utilities Company, Ltd.
Common Shares Class A Ordinary Shares
Small, Andrew 5 6/13/2013 11 10.4 1,040 -14,000
Caribbean Utilities Company, Ltd.
Options Small, Andrew 5 6/13/2013 51 8.76 0 -14,000
Carlisle Goldfields Limited
Common Shares DiGirolamo, Julio 5 6/7/2013 11 0.06 344,900 175,000
Carlisle Goldfields Limited
Warrants DiGirolamo, Julio 5 7/12/2011 00
Carlisle Goldfields Limited
Warrants DiGirolamo, Julio 5 6/7/2013 11 175,000 175,000
Carlisle Goldfields Limited
Common Shares Reid, Bruce 4 6/10/2013 11 0.06 21,737,944 2,500,000
Carlisle Goldfields Limited
Warrants Reid, Bruce 4 6/10/2013 11 3,000,000 2,500,000
Carlisle Goldfields Limited
Common Shares Sheldon, Donald A. 4 6/7/2013 16 0.06 4,541,666 1,666,666
Carlisle Goldfields Limited
Warrants Sheldon, Donald A. 4 11/6/2009 00
Carlisle Goldfields Limited
Warrants Sheldon, Donald A. 4 6/7/2013 16 0.1 1,666,666 1,666,666
CatamaranCorporation (formerly SXC Health Solutions Corp.)
Common Shares Park, Jeffrey Gary 5 6/6/2013 51 6.385 90,862 20,056
CatamaranCorporation (formerly SXC Health Solutions Corp.)
Common Shares Park, Jeffrey Gary 5 6/6/2013 51 15.125 98,342 7,480
CatamaranCorporation (formerly SXC Health Solutions Corp.)
Common Shares Park, Jeffrey Gary 5 6/6/2013 51 25.115 113,112 14,770
CatamaranCorporation (formerly SXC Health Solutions Corp.)
Common Shares Park, Jeffrey Gary 5 6/6/2013 10 48.008 65,144 -47,968
CatamaranCorporation (formerly SXC Health Solutions Corp.)
Common Shares Park, Jeffrey Gary 5 6/6/2013 10 48.413 63,326 -1,818
CatamaranCorporation (formerly SXC Health Solutions Corp.)
Options Park, Jeffrey Gary 5 6/6/2013 51 15.125 133,666 -7,480
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6281
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
CatamaranCorporation (formerly SXC Health Solutions Corp.)
Options Park, Jeffrey Gary 5 6/6/2013 51 25.115 118,896 -14,770
CatamaranCorporation (formerly SXC Health Solutions Corp.)
Options Park, Jeffrey Gary 5 6/6/2013 51 6.385 98,840 -20,056
CatamaranCorporation (formerly SXC Health Solutions Corp.)
Common Shares Romza, John Henry 5 6/10/2013 10 48.71 171,145 -28,746
CatamaranCorporation (formerly SXC Health Solutions Corp.)
Common Shares Romza, John Henry 5 6/10/2013 10 49.505 167,942 -3,203
CatamaranCorporation (formerly SXC Health Solutions Corp.)
Common Shares Romza, John Henry 5 6/10/2013 10 50.5 167,742 -200
Cathedral Energy Services Ltd.
Common Shares Cathedral Energy Services Ltd.
1 6/6/2013 38 3.9522 0 -13,083
CellStop Systems Inc. Common Shares Olnick, Virginia 4 6/7/2013 00 1,300,000
Centric Health Corporation (formerly Alegro Health Corp.)
Common Shares Battista, Anthony 5 4/27/2012 00 22,813
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Battista, Anthony 5 4/27/2012 00
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Battista, Anthony 5 4/27/2012 00 48,125
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Battista, Anthony 5 6/3/2013 10 0.52 22,813
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Battista, Anthony 5 6/3/2013 56 0.52 -22,813
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Battista, Anthony 5 6/3/2013 57 0.52 25,312 -22,813
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Battista, Anthony 5 6/3/2013 56 0.52 22,813
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Battista, Anthony 5 6/3/2013 56 0.52 22,813
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Battista, Anthony 5 6/3/2013 56 0.52 22,813
Centric Health Corporation (formerly Alegro Health Corp.)
Common Shares Bishai, Christina 5 6/3/2013 57 0.52 81,514 51,250
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Bishai, Christina 5 5/31/2010 00
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Bishai, Christina 5 5/31/2010 00 100,000
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Bishai, Christina 5 6/3/2013 10 0.52 51,250
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Bishai, Christina 5 6/3/2013 57 0.52 48,750 -51,250
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Black, James Allen 5 4/8/2013 00
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Black, James Allen 5 4/8/2013 00
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Black, James Allen 5 6/3/2013 56 100,000 100,000
Centric Health Corporation (formerly Alegro Health Corp.)
Common Shares Cohen, Shari 5 6/3/2013 57 0.52 26,415 20,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6282
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Cohen, Shari 5 5/7/2012 00
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Cohen, Shari 5 5/7/2012 00 42,500
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Cohen, Shari 5 6/3/2013 10 0.52 20,000
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Cohen, Shari 5 6/3/2013 57 0.52 22,500 -20,000
Centric Health Corporation (formerly Alegro Health Corp.)
Common Shares Cutler, David 5 6/3/2013 56 0.52 1,809,727 27,500
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Cutler, David 5 6/3/2013 10 0.52 27,500
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Cutler, David 5 6/3/2013 56 552,500 52,500
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Cutler, David 5 6/3/2013 56 0.52 -27,500
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Cutler, David 5 6/3/2013 57 0.52 525,000 -27,500
Centric Health Corporation (formerly Alegro Health Corp.)
Common Shares Cuyegkeng, Maria Monica
5 6/3/2013 57 0.52 18,849 15,000
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Cuyegkeng, Maria Monica
5 12/5/2011 00
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Cuyegkeng, Maria Monica
5 12/5/2011 00 30,000
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Cuyegkeng, Maria Monica
5 6/3/2013 10 0.52 15,000
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Cuyegkeng, Maria Monica
5 6/3/2013 57 0.52 15,000 -15,000
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Dennis, Christopher John Wesley
5 4/8/2013 00
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Dennis, Christopher John Wesley
5 6/3/2013 56 100,000 100,000
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Gagnon, Daniel 5 2/13/2013 00
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Gagnon, Daniel 5 2/13/2013 00
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Gagnon, Daniel 5 6/3/2013 56 100,000 100,000
Centric Health Corporation (formerly Alegro Health Corp.)
Common Shares Glazer, Jacqueline Susan
5 6/3/2013 57 0.52 10,379 7,813
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Glazer, Jacqueline Susan
5 12/8/2009 00
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Glazer, Jacqueline Susan
5 12/8/2009 00 15,625
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Glazer, Jacqueline Susan
5 6/3/2013 10 0.52 7,813
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Glazer, Jacqueline Susan
5 6/3/2013 57 0.52 7,812 -7,813
Centric Health Corporation (formerly Alegro Health Corp.)
Common Shares Green, Moshe 7 5/7/2012 00 25,000
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Green, Moshe 7 5/7/2012 00
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6283
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Green, Moshe 7 5/7/2012 00
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Green, Moshe 7 5/7/2012 00 47,500
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Green, Moshe 7 6/3/2013 10 0.52 25,000
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Green, Moshe 7 6/3/2013 57 0.52 22,500 -25,000
Centric Health Corporation (formerly Alegro Health Corp.)
Common Shares Mason, Diane Lynn 5 4/27/2012 00
Centric Health Corporation (formerly Alegro Health Corp.)
Common Shares Mason, Diane Lynn 5 4/27/2012 00 20,000
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Mason, Diane Lynn 5 4/27/2012 00
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Mason, Diane Lynn 5 4/27/2012 00 42,500
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Mason, Diane Lynn 5 6/3/2013 10 0.52 20,000
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Mason, Diane Lynn 5 6/3/2013 57 0.52 22,500 -20,000
Centric Health Corporation (formerly Alegro Health Corp.)
Common Shares Van Lankvelt, Bas 7 6/3/2013 57 54063 55,346 54,063
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Van Lankvelt, Bas 7 5/7/2012 00
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Van Lankvelt, Bas 7 5/7/2012 00 108,125
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Van Lankvelt, Bas 7 6/3/2013 10 0.52 54,063
Centric Health Corporation (formerly Alegro Health Corp.)
Restricted Stock Units
Van Lankvelt, Bas 7 6/3/2013 57 0.52 54,062 -54,063
Cequence Energy Ltd. Common Shares Stewart, Michael Robert
5 6/10/2013 30 1.6238 197,681 13,314
Cequence Energy Ltd. Common Shares Stewart, Michael Robert
5 6/10/2013 10 1.9203 174,501 -23,180
CGX Energy Inc. Options Jones, Dewi 5 10/20/2011 00
CGX Energy Inc. Options Jones, Dewi 5 4/26/2013 00
CGX Energy Inc. Options Jones, Dewi 5 4/26/2013 00
CGX Energy Inc. Common Shares Pacific Rubiales Energy Corp.
3 6/12/2013 10 0.13 497,812,785 5,000
CGX Energy Inc. Common Shares Pacific Rubiales Energy Corp.
3 6/14/2013 10 0.11 497,813,785 1,000
CGX Energy Inc. Common Shares Pacific Rubiales Energy Corp.
3 6/14/2013 10 0.115 497,887,785 74,000
CGX Energy Inc. Common Shares Pacific Rubiales Energy Corp.
3 6/14/2013 10 0.12 497,906,785 19,000
Chartwell Retirement Residences
Trust Units Harris, Michael Deane 4 6/12/2013 10 9.75 34,900 7,900
Chartwell Retirement Residences
Trust Units Harris, Michael Deane 4 6/12/2013 10 9.74 36,300 1,400
Chartwell Retirement Residences
Trust Units Harris, Michael Deane 4 6/12/2013 10 9.73 37,000 700
Chemtrade Logistics Income Fund
Trust Units Romano, Maryann 7 6/11/2013 10 17.36 17,325 400
Chieftain Metals Corp. Common Shares Procon Holdings (Alberta) Inc.
3 6/7/2013 11 396,774 -2,475,000
Chieftain Metals Corp. Common Shares Procon Holdings (Alberta) Inc.
3 5/22/2013 00
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6284
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Chieftain Metals Corp. Common Shares Procon Holdings (Alberta) Inc.
3 6/7/2013 11 2,475,000 2,475,000
CIBT Education Group Inc.
Common Shares Capital Alliance Group Inc.
1 6/12/2013 10 0.17 6,541,224 203,800
CIBT Education Group Inc.
Common Shares Chu, Toby 4, 5 6/12/2013 10 0.1749 5,953,347 100,000
Cineplex Inc. Deferred Share Units
Banks, Jordan 4 5/14/2013 00
Cineplex Inc. Deferred Share Units
Banks, Jordan 4 6/10/2013 56 510 510
Cineplex Inc. Deferred Share Units
Bruce, Robert W. 4 6/10/2013 56 6,450 510
Cineplex Inc. Deferred Share Units
Dea, Joan 4 6/10/2013 56 6,080 328
Cineplex Inc. Deferred Share Units
Greenberg, Ian 4 6/10/2013 56 6,450 510
Cineplex Inc. Deferred Share Units
Marwah, Sarabjit 4 6/10/2013 56 6,559 619
Cineplex Inc. Deferred Share Units
Munk, Anthony 4 6/10/2013 56 3,225 255
Cineplex Inc. Deferred Share Units
Sonshine, Edward 5 6/10/2013 56 7,830 619
Cineplex Inc. Deferred Share Units
Steacy, Robert Joseph 4 6/10/2013 56 4,148 328
Cineplex Inc. Deferred Share Units
Yaffe, Phyllis 4 6/10/2013 56 5,070 401
CipherPharmaceuticals Inc.
Common Shares Corriente Master Fund, LP
3 6/7/2013 10 4.2837 2,568,729 -9,100
Clairvest Group Inc. Common Shares Lazareck, Adam 7 6/6/2013 10 21.65 5,000 500
Clarke Inc. Convertible Debentures 6% Dec 2013 (CKI.DB.A)
Clarke Inc. 1 6/10/2013 10 97.75 $1,800,000 $61,000
Clarke Inc. Convertible Debentures 6% Dec 2013 (CKI.DB.A)
Clarke Inc. 1 6/12/2013 10 97.75 $1,825,000 $25,000
Clarke Inc. Common Shares Rapps, Michael 4, 6, 5 6/14/2013 10 4.6 20,200 200
Cliffmont Resources Ltd.
Options DeMare, Nick 4 6/12/2013 52 25,000 -115,800
Cliffmont Resources Ltd.
Options DeMare, Nick 4 6/12/2013 52 60,000 -30,000
Cliffmont Resources Ltd.
Common Shares Tindale, Jeffery 4 6/6/2013 10 0.18 524,000 3,000
Cliffmont Resources Ltd.
Options Tindale, Jeffery 4 6/12/2013 52 135,000 -180,000
CNRP Mining Inc. Options Wettreich, Daniel 4, 5 4/16/2013 00
CNRP Mining Inc. Options Wettreich, Daniel 4, 5 5/30/2013 50 0.6 800,000 800,000
CNRP Mining Inc. Options Wettreich, Mark David 4, 5 4/15/2013 00
CNRP Mining Inc. Options Wettreich, Mark David 4, 5 5/30/2013 50 0.6 350,000 350,000
CNRP Mining Inc. Options White, Scott Fulton 4 4/16/2013 00
CNRP Mining Inc. Options White, Scott Fulton 4 5/30/2013 50 0.6 125,000 125,000
Coastal Contacts Inc. Common Shares Hardy, Roger 3, 4, 5 6/12/2013 10 4.8219 3,410,394 20,000
Coastal Contacts Inc. Common Shares Hardy, Roger 3, 4, 5 6/13/2013 10 4.6237 3,430,394 20,000
Colabor Group Inc. Common Shares Battersby, Jack 7 6/12/2013 10 3.21 1,000 1,000
Colabor Group Inc. Common Shares Battersby, Jack 7 6/13/2013 10 3.57 1,300 300
Colabor Group Inc. Common Shares Battersby, Jack 7 6/13/2013 10 3.58 2,000 700
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6285
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Colabor Group Inc. Common Shares Battersby, Jack 7 6/13/2013 10 3.49 3,100 1,100
Colabor Group Inc. Common Shares Battersby, Jack 7 6/13/2013 10 3.5 3,800 700
Colabor Group Inc. Common Shares Battersby, Jack 7 6/13/2013 10 3.48 4,000 200
Colabor Group Inc. Common Shares Battersby, Jack 7 8/25/2009 00
Colabor Group Inc. Common Shares Battersby, Jack 7 6/12/2013 10 3.28 1,000 1,000
Colabor Group Inc. Common Shares Battersby, Jack 7 6/13/2013 10 3.58 1,300 300
Colabor Group Inc. Common Shares Battersby, Jack 7 6/13/2013 10 3.59 2,000 700
Colabor Group Inc. Common Shares Battersby, Jack 7 6/12/2013 10 3.26 1,000 1,000
Colabor Group Inc. Common Shares Battersby, Jack 7 6/13/2013 10 3.55 2,000 1,000
Colabor Group Inc. Common Shares Battersby, Jack 7 6/13/2013 10 3.1 4,000 2,000
Colabor Group Inc. Common Shares Battersby, Jack 7 6/13/2013 10 3.55 5,300 1,300
Colabor Group Inc. Common Shares Battersby, Jack 7 6/13/2013 10 3.56 5,400 100
Colabor Group Inc. Common Shares Battersby, Jack 7 6/13/2013 10 3.5 6,000 600
Colorado Resources Ltd.
Common Shares Travis, Adam Robert 4, 5 6/11/2013 10 0.69 2,698,667 2,000
Colorado Resources Ltd.
Common Shares Travis, Adam Robert 4, 5 6/11/2013 10 0.72 2,728,667 30,000
Colorado Resources Ltd.
Common Shares Travis, Adam Robert 4, 5 6/11/2013 10 0.73 2,738,667 10,000
Colorado Resources Ltd.
Common Shares Travis, Adam Robert 4, 5 6/11/2013 10 0.71 2,768,667 30,000
Colorado Resources Ltd.
Common Shares Travis, Adam Robert 4, 5 6/11/2013 10 0.7 2,798,667 30,000
Colorado Resources Ltd.
Common Shares Travis, Adam Robert 4, 5 6/11/2013 10 0.728 2,803,667 5,000
Colorado Resources Ltd.
Common Shares Travis, Adam Robert 4, 5 6/11/2013 10 0.73 2,805,667 2,000
Colossus Minerals Inc. Common Shares Arias, J. Alberto 3, 4 6/12/2013 10 1.6 1,112,687 402,682
Colossus Minerals Inc. Common Shares Arias, J. Alberto 3, 4 6/12/2013 10 1.6 19,611,213 7,097,318
Colossus Minerals Inc. Common Shares Greenhouse, Alden Robert
5 6/12/2013 15 1.6 12,000 4,000
Colossus Minerals Inc. Common Shares Greenhouse, Alden Robert
5 10/17/2011 00
Colossus Minerals Inc. Common Shares Greenhouse, Alden Robert
5 6/12/2013 15 1.6 4,000 4,000
Colossus Minerals Inc. Notes Unsecured Gold-Liked Notes Due Dec. 31, 2016
Reeson, Douglas 4 2/6/2008 00
Colossus Minerals Inc. Notes Unsecured Gold-Liked Notes Due Dec. 31, 2016
Reeson, Douglas 4 6/13/2013 10 69 $10 $10
Colossus Minerals Inc. Notes Unsecured Gold-Liked Notes Due Dec. 31, 2016
Reeson, Douglas 4 6/13/2013 10 69.37 $120 $110
Colossus Minerals Inc. Notes Unsecured Gold-Liked Notes Due Dec. 31, 2016
Reeson, Douglas 4 6/13/2013 10 69.8 $130 $10
Colossus Minerals Inc. Notes Unsecured Gold-Liked Notes Due Dec. 31, 2016
Reeson, Douglas 4 6/13/2013 10 69.82 $140 $10
Colossus Minerals Inc. Notes Unsecured Gold-Liked Notes Due Dec. 31, 2016
Reeson, Douglas 4 6/13/2013 10 69.85 $150 $10
Colossus Minerals Inc. Notes Unsecured Gold-Liked Notes Due Dec. 31, 2016
Reeson, Douglas 4 6/13/2013 10 69.87 $300 $150
Colossus Minerals Inc. Common Shares Turner, John Stephen Morris
4 6/12/2013 15 1.6 17,000 5,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6286
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Colossus Minerals Inc. Common Shares Turner, John Stephen Morris
4 6/12/2013 15 1.6 28,000 5,000
Colossus Minerals Inc. Common Shares Wilkinson, Elizabeth Ann
5 11/1/2011 00
Colossus Minerals Inc. Common Shares Wilkinson, Elizabeth Ann
5 6/12/2013 15 1.6 15,000 15,000
COM DEV International Ltd.
Performance Share Units
Adamson, James 4 6/10/2013 56 8,073 1,362
COM DEV International Ltd.
Restricted Share Units
Adamson, James 4 6/10/2013 56 10,546 2,452
COM DEV International Ltd.
Performance Share Units
Barney, Glenn 2 6/10/2013 56 20,790 3,625
COM DEV International Ltd.
Restricted Share Units
Barney, Glenn 2 6/10/2013 56 20,790 3,625
COM DEV International Ltd.
Performance Share Units
BONDAR, ROBERTA LYNN
4 6/10/2013 56 4,266 1,362
COM DEV International Ltd.
Restricted Share Units
BONDAR, ROBERTA LYNN
4 6/10/2013 56 1,412 1,090
COM DEV International Ltd.
Options Calhoun, Gary 5 6/10/2013 50 3.67 243,916 44,955
COM DEV International Ltd.
Performance Share Units
Calhoun, Gary 5 6/10/2013 56 45,936 8,386
COM DEV International Ltd.
Performance Share Units
Clark, Bruce 2 6/10/2013 56 18,389 3,286
COM DEV International Ltd.
Restricted Share Units
Clark, Bruce 2 6/10/2013 56 18,389 3,286
COM DEV International Ltd.
Performance Share Units
Doran, Nigel Neil 2 6/10/2013 56 23,682 4,219
COM DEV International Ltd.
Restricted Share Units
Doran, Nigel Neil 2 6/10/2013 56 23,682 4,219
COM DEV International Ltd.
Options Dyck, Paul Michael 4 6/10/2013 50 3.67 64,709 11,342
COM DEV International Ltd.
Performance Share Units
Dyck, Paul Michael 4 6/10/2013 56 23,453 4,234
COM DEV International Ltd.
Restricted Share Units
Dyck, Paul Michael 4 6/10/2013 56 23,453 4,234
COM DEV International Ltd.
Performance Share Units
Dykstra, Kelly 2 6/10/2013 56 6,330 2,682
COM DEV International Ltd.
Restricted Share Units
Dykstra, Kelly 2 6/10/2013 56 6,330 2,682
COM DEV International Ltd.
Performance Share Units
Friesen, Kenneth Allan 5 4/18/2012 00
COM DEV International Ltd.
Performance Share Units
Friesen, Kenneth Allan 5 6/10/2013 56 2,861 2,861
COM DEV International Ltd.
Restricted Share Units
Friesen, Kenneth Allan 5 6/10/2013 56 12,262 2,861
COM DEV International Ltd.
Performance Share Units
HEALY, GREGORY 2 6/10/2013 56 22,141 3,909
COM DEV International Ltd.
Restricted Share Units
HEALY, GREGORY 2 6/10/2013 56 22,141 3,909
COM DEV International Ltd.
Performance Share Units
Heffernan, William 2 6/10/2013 56 20,773 3,689
COM DEV International Ltd.
Restricted Share Units
Heffernan, William 2 6/10/2013 56 20,773 3,689
COM DEV International Ltd.
Performance Share Units
Inker, Craig 2 6/10/2013 56 19,944 5,259
COM DEV International Ltd.
Restricted Share Units
Inker, Craig 2 6/10/2013 56 15,866 5,259
COM DEV International Ltd.
Performance Share Units
KANE, JOSEPH 2 6/10/2013 56 35,678 6,320
COM DEV International Ltd.
Restricted Share Units
KANE, JOSEPH 2 6/10/2013 56 35,678 6,320
COM DEV International Ltd.
Performance Share Units
Masotti, David 4 6/10/2013 56 4,765 1,362
COM DEV International Ltd.
Restricted Share Units
Masotti, David 4 6/10/2013 56 6,033 4,087
COM DEV International Ltd.
Performance Share Units
McCabe, David 2 6/10/2013 56 15,716 3,319
COM DEV International Ltd.
Restricted Share Units
McCabe, David 2 6/10/2013 56 15,716 3,319
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6287
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
COM DEV International Ltd.
Performance Share Units
Mississian, Marina 2 6/10/2013 56 23,404 5,995
COM DEV International Ltd.
Restricted Share Units
Mississian, Marina 2 6/10/2013 56 23,404 5,995
COM DEV International Ltd.
Options Pley, Michael Everett 5 6/10/2013 50 3.67 461,654 100,795
COM DEV International Ltd.
Performance Share Units
Pley, Michael Everett 5 6/10/2013 56 88,356 18,803
COM DEV International Ltd.
Performance Share Units
Ramsden, Ronald 2 6/10/2013 56 18,344 3,320
COM DEV International Ltd.
Restricted Share Units
Ramsden, Ronald 2 6/10/2013 56 18,344 3,320
COM DEV International Ltd.
Performance Share Units
Reidel, Terry 4 6/10/2013 56 8,073 1,362
COM DEV International Ltd.
Restricted Share Units
Reidel, Terry 4 6/10/2013 56 11,039 2,452
COM DEV International Ltd.
Options Spurrett, Robert 2 6/10/2013 50 3.67 131,580 24,330
COM DEV International Ltd.
Performance Share Units
Spurrett, Robert 2 6/10/2013 56 24,166 4,567
COM DEV International Ltd.
Restricted Share Units
Spurrett, Robert 2 6/10/2013 56 24,166 4,567
COM DEV International Ltd.
Options Stajcer, Tony 2 6/10/2013 50 3.67 60,152 10,742
COM DEV International Ltd.
Performance Share Units
Stajcer, Tony 2 6/10/2013 56 22,678 4,010
COM DEV International Ltd.
Restricted Share Units
Stajcer, Tony 2 6/10/2013 56 22,678 4,010
COM DEV International Ltd.
Options Stuart, John 2 6/10/2013 50 3.67 52,513 9,657
COM DEV International Ltd.
Performance Share Units
Stuart, John 2 6/10/2013 56 19,244 3,626
COM DEV International Ltd.
Restricted Share Units
Stuart, John 2 6/10/2013 56 19,824 4,206
COM DEV International Ltd.
Options White, Dan 2 6/10/2013 50 3.67 205,830 36,384
COM DEV International Ltd.
Performance Share Units
White, Dan 2 6/10/2013 56 37,942 6,738
COM DEV International Ltd.
Restricted Share Units
White, Dan 2 6/10/2013 56 37,942 6,738
COM DEV International Ltd.
Performance Share Units
Wiesel, Jeffrey Martin 2 6/10/2013 56 32,480 5,696
COM DEV International Ltd.
Restricted Share Units
Wiesel, Jeffrey Martin 2 6/10/2013 56 32,480 5,696
COM DEV International Ltd.
Options Williams, Michael Brian 2 6/10/2013 50 3.67 188,944 35,059
COM DEV International Ltd.
Performance Share Units
Williams, Michael Brian 2 6/10/2013 56 35,602 6,544
COM DEV International Ltd.
Restricted Share Units
Williams, Michael Brian 2 6/10/2013 56 35,602 6,544
Computer Modelling Group Ltd.
Common Shares Dedeluk, Kenneth Michael
4, 5 6/12/2013 10 23.001 605,000 -202,800
Computer Modelling Group Ltd.
Common Shares Dedeluk, Kenneth Michael
4, 5 6/13/2013 10 23.25 600,000 -5,000
Computer Modelling Group Ltd.
Common Shares Erdle, James Craig 5 6/10/2013 10 23 56,700 -20,000
Computer Modelling Group Ltd.
Common Shares Kalman, John 5 6/12/2013 10 23 95,500 -20,000
Computer Modelling Group Ltd.
Common Shares Kalman, John 5 6/12/2013 51 9.07 119,500 24,000
Computer Modelling Group Ltd.
Options Kalman, John 5 6/12/2013 51 9.07 66,000 -24,000
Computer Modelling Group Ltd.
Common Shares Nghiem, Long X 5 6/12/2013 10 23 363,400 -200,000
Computer Modelling Group Ltd.
Common Shares Smith, Robert Frederick Morrison
4 6/10/2013 10 23 87,500 -10,000
Constellation Software Inc.
Common Shares Anzarouth, Bernard 5 6/10/2013 30 142.65 143,046 2,036
Constellation Software Inc.
Common Shares AUNE, Jon Brian 4 6/10/2013 30 142.65 8,015 336
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6288
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Constellation Software Inc.
Common Shares Bender, Jeffrey James 5 6/12/2013 30 142.65 112,583 3,186
Constellation Software Inc.
Common Shares McKinnon, Ian Murray 4 6/13/2013 30 142.65 1,503 169
Constellation Software Inc.
Common Shares Pethakas, Steve 5 6/12/2013 30 142.65 918 181
Constellation Software Inc.
Common Shares Pethakas, Steve 5 6/12/2013 30 142.65 647 124
Constellation Software Inc.
Common Shares Salna, Dexter Jonas 5 6/13/2013 30 142.65 -4,595
Constellation Software Inc.
Common Shares Salna, Dexter Jonas 5 6/13/2013 30 142.65 14,946 4,595
Constellation Software Inc.
Common Shares Salna, Dexter Jonas 5 6/13/2013 30 142.65 1,422 175
Constellation Software Inc.
Common Shares Sucher, Benjamin 5 6/13/2013 10 144 176 38
Constellation Software Inc.
Common Shares Sucher, Benjamin 5 6/13/2013 30 142.65 156 89
Copper Mountain Mining Corporation
Common Shares Shier, Rodney 4 6/11/2013 10 1.7 1,182,000 50,000
Copper Mountain Mining Corporation
Common Shares Shier, Rodney 4 6/14/2013 10 1.85 1,232,000 50,000
Copper Mountain Mining Corporation
Common Shares Shier, Rodney 4 6/14/2013 10 1.84 1,262,000 30,000
Corby Distilleries Limited
Common Shares Class A
Alexander, Andrew 5 5/24/2013 30 20.632 18,500 160
Corby Distilleries Limited
Common Shares Class A
Holub, Paul 5 5/24/2013 30 20.632 12,834 133
Corby Distilleries Limited
Common Shares Class A
Leburn, John Kevin Stewart
4, 5 5/24/2013 30 20.632 1,532 71
Corby Distilleries Limited
Common Shares Class A
O'Driscoll, Roland Patrick
4, 5 5/24/2013 30 20.632 5,864 97
Corby Distilleries Limited
Common Shares Class A
Valencia, Marc Andrew 5 5/24/2013 30 20.632 13,204 136
Cornerstone Metals Inc.
Common Shares Sveinson, Frederick J. 4, 5 6/10/2013 10 0.055 405,799 7,000
Coro Mining Corp. Options Cortes, Marcelo Claudio
5 6/12/2013 38 1.45 450,000 -250,000
Coro Mining Corp. Common Shares Dundee Corporation 3 6/10/2013 10 0.12 8,008,590 -4,500
Coro Mining Corp. Common Shares Dundee Corporation 3 6/11/2013 10 0.095 8,000,090 -8,500
Coro Mining Corp. Common Shares Dundee Corporation 3 6/12/2013 10 0.1 7,909,090 -91,000
Coro Mining Corp. Options Fretwell, Gordon 6 6/12/2013 52 400,000 -150,000
Coro Mining Corp. Options Philpot, Michael 4, 5 6/12/2013 38 1.45 1,300,000 -500,000
Coro Mining Corp. Options Stephens, Alan J. 4, 5 6/12/2013 38 1.45 2,410,000 -550,000
Coro Mining Corp. Options Towns, Damian Jon 5 6/12/2013 38 1.45 1,210,000 -350,000
Coro Mining Corp. Options Watts, Robert Arthur 4 6/11/2013 38 1.45 400,000 -150,000
Coro Mining Corp. Options Webster, Roderick John
4 6/12/2013 38 1.45 400,000 -150,000
Corona Gold Corporation (formerly Blue Echo Ventures Inc.)
Common Shares Kalman, James Alexander
4 6/6/2013 10 0.51 200,000 20,000
Corona Gold Corporation (formerly Blue Echo Ventures Inc.)
Common Shares Kalman, James Alexander
4 6/10/2013 10 0.51 208,500 8,500
Corona Gold Corporation (formerly Blue Echo Ventures Inc.)
Common Shares Kalman, James Alexander
4 6/11/2013 10 0.51 220,000 11,500
Corona Gold Corporation (formerly Blue Echo Ventures Inc.)
Common Shares Kalman, James Alexander
4 6/14/2013 10 0.51 258,000 38,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6289
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Corona Gold Corporation (formerly Blue Echo Ventures Inc.)
Common Shares Kalman, James Alexander
4 6/14/2013 10 0.52 268,000 10,000
Cortex Business Solutions Inc.
Options Henderson, Randall Douglas
4 6/10/2013 50 0.15 700,000 200,000
Cortex Business Solutions Inc.
Options Lailey, Douglas J 4 6/11/2013 52 0.2 800,000 -200,000
Cortex Business Solutions Inc.
Options Lailey, Douglas J 4 6/11/2013 50 0.15 1,000,000 200,000
Cortex Business Solutions Inc.
Options Powell, Keith 4 6/8/2013 52 0.2 800,000 -200,000
Cortex Business Solutions Inc.
Options Powell, Keith 4 6/10/2013 50 0.15 1,000,000 200,000
Cortex Business Solutions Inc.
Options Ripplinger, Mark Stephen
4 6/8/2013 52 0.2 800,000 -200,000
Cortex Business Solutions Inc.
Options Ripplinger, Mark Stephen
4 6/10/2013 50 0.15 1,000,000 200,000
Cortex Business Solutions Inc.
Options Wong-Chor, Trevor 5 6/10/2013 50 0.15 775,000 150,000
Counsel Corporation Common Shares Levy, Robert Adam 7 6/7/2013 10 1.5 62,000 15,000
Crescent Point Energy Corp.
Common Shares Saxberg, Scott 4 7/2/2009 00
Crescent Point Energy Corp.
Common Shares Saxberg, Scott 4 6/12/2013 10 35.61 2,246 2,246
Crescent Point Energy Corp.
Common Shares Saxberg, Scott 4 7/2/2009 00
Crescent Point Energy Corp.
Common Shares Saxberg, Scott 4 6/13/2013 10 35.53 300 300
Crescent Point Energy Corp.
Common Shares Saxberg, Scott 4 6/13/2013 10 35.51 2,500 2,200
Crescent Point Energy Corp.
Common Shares Saxberg, Scott 4 7/2/2009 00
Crescent Point Energy Corp.
Common Shares Saxberg, Scott 4 6/14/2013 10 35.932 2,700 2,700
Creso Exploration Inc. Options Bouchard Jr., Jacques 4 2/26/2013 52 0.15 325,000 -300,000
CriticalControl Solutions Corp.
Common Shares Mamdani, Alykhan A. 4, 5 6/5/2013 10 25.5 10,000
CriticalControl Solutions Corp.
Common Shares Mamdani, Alykhan A. 4, 5 6/5/2013 10 0.255 4,588,189 10,000
CriticalControl Solutions Corp.
Common Shares Mamdani, Alykhan A. 4, 5 6/6/2013 10 25.5 2,500
CriticalControl Solutions Corp.
Common Shares Mamdani, Alykhan A. 4, 5 6/6/2013 10 0.255 4,590,689 2,500
CriticalControl Solutions Corp.
Common Shares Mamdani, Alykhan A. 4, 5 6/7/2013 10 0.245 4,592,689 2,000
CriticalControl Solutions Corp.
Common Shares Mamdani, Alykhan A. 4, 5 6/7/2013 10 0.25 4,620,689 28,000
CriticalControl Solutions Corp.
Common Shares Mamdani, Alykhan A. 4, 5 6/10/2013 10 0.23 4,667,689 47,000
Crown Gold Corporation
Common Shares Dunn, Stephen Ronald 4 6/10/2013 10 0.02 7,588,889 1,400,000
Cymbria Corporation Non-Voting Shares Class A Shares
Cymbria Corporation 1 6/10/2013 38 16.87 443,700 100
Cymbria Corporation Non-Voting Shares Class A Shares
Cymbria Corporation 1 6/11/2013 38 16.727 446,700 3,000
Cymbria Corporation Non-Voting Shares Class A Shares
Cymbria Corporation 1 6/12/2013 38 16.77 447,700 1,000
Cynapsus Therapeutics Inc.
Common Shares Giovinazzo, Anthony 3, 4, 5 6/7/2013 11 0.367 1,372,908 -90,000
DANIER LEATHER INC.
Subordinate Voting Shares
Danier Leather Inc. 1 5/31/2013 38 3,000 -37,000
DANIER LEATHER INC.
Subordinate Voting Shares
Danier Leather Inc. 1 6/7/2013 38 11.85 6,800 100
DANIER LEATHER INC.
Subordinate Voting Shares
Danier Leather Inc. 1 6/10/2013 38 11.85 7,800 1,000
DANIER LEATHER INC.
Subordinate Voting Shares
Danier Leather Inc. 1 6/11/2013 38 11.79 8,400 600
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6290
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
DANIER LEATHER INC.
Options Kahn, Stephen 4 6/13/2013 51 10.96 0 -4,000
DANIER LEATHER INC.
Subordinate Voting Shares
Kahn, Stephen 4 6/13/2013 51 10.96 9,000 4,000
DANIER LEATHER INC.
Subordinate Voting Shares
Kahn, Stephen 4 6/13/2013 10 11.89 8,900 -100
DANIER LEATHER INC.
Subordinate Voting Shares
Kahn, Stephen 4 6/14/2013 10 11.8 8,600 -300
DANIER LEATHER INC.
Subordinate Voting Shares
Kahn, Stephen 4 6/14/2013 10 11.66 8,300 -300
DANIER LEATHER INC.
Subordinate Voting Shares
Kahn, Stephen 4 6/14/2013 10 11.6 7,300 -1,000
DANIER LEATHER INC.
Subordinate Voting Shares
Kahn, Stephen 4 6/14/2013 10 11.59 5,100 -2,200
DDS Wireless International Inc.
Common Shares Fast, Raymond Daniel 5 1/31/2012 00
DDS Wireless International Inc.
Common Shares Fast, Raymond Daniel 5 1/31/2012 10 1.65 15,000
DDS Wireless International Inc.
Common Shares Fast, Raymond Daniel 5 1/31/2012 51 1.65 15,000 15,000
DDS Wireless International Inc.
Common Shares Fast, Raymond Daniel 5 6/4/2013 10 0 -15,000
DDS Wireless International Inc.
Common Shares Fast, Raymond Daniel 5 6/6/2013 51 1.65 25,000 25,000
DDS Wireless International Inc.
Options Fast, Raymond Daniel 5 1/31/2012 00
DDS Wireless International Inc.
Options Fast, Raymond Daniel 5 1/31/2012 00
DDS Wireless International Inc.
Options Fast, Raymond Daniel 5 6/6/2013 51 1.65 25,000
DDS Wireless International Inc.
Options Fast, Raymond Daniel 5 6/6/2013 51 1.65 25,000
DELPHI ENERGY CORP.
Common Shares Angelidis, Tony 4, 5 6/12/2013 30 1.39 761,347 4,200
DELPHI ENERGY CORP.
Common Shares Batteke, Hugo 5 6/12/2013 30 1.39 195,931 3,818
DELPHI ENERGY CORP.
Common Shares Galvin, Michael 5 6/12/2013 30 1.39 81,250 3,895
DELPHI ENERGY CORP.
Common Shares Hume, Rod Allan 5 6/12/2013 30 1.39 177,947 4,276
DELPHI ENERGY CORP.
Common Shares Kohlhammer, Brian 5 6/12/2013 30 1.39 152,073 4,735
DELPHI ENERGY CORP.
Common Shares Reid, David James 4, 5 6/12/2013 30 1.39 247,668 5,728
Detour Gold Corporation
Common Shares Donovan, Patrick Joseph
5 6/11/2013 15 8.75 49,000 5,000
Detour Gold Corporation
Common Shares Mavor, James Whyte 5 6/11/2013 15 8.75 15,000 10,000
Detour Gold Corporation
Common Shares Panneton, Gerald 4, 5 6/11/2013 15 8.75 642,014 11,000
Detour Gold Corporation
Common Shares Pineault, Rachel Anne 5 6/11/2013 15 8.75 2,800 2,000
Detour Gold Corporation
Common Shares Robertson, James Donald
5 6/11/2013 15 8.75 12,885 2,000
Detour Gold Corporation
Common Shares Teevan, Derek 5 6/11/2013 15 8.75 14,500 10,000
DiagnoCure Inc. Options Fradet, Yves 5 6/11/2013 50 0.25 601,306 250,000
DirectCash Payments Inc.
Common Shares Gallacher, Susan 3, 4 6/7/2013 10 24.02 93,728 -4,072
Diversinet Corp. Options Employee Stock Option Plan
Pak, Hon 5 6/10/2013 38 0 -1,750,000
Dollarama Inc. Common Shares Gonthier, Stéphane 5 4/17/2013 10 70.969 -57,800
Dollarama Inc. Common Shares Gonthier, Stéphane 5 4/17/2013 10 70.969 385,391 -60,000
DragonWave Inc. Common Shares McDonald, Timothy 3 6/10/2013 10 2.8219 6,292,335 99,100
DragonWave Inc. Options O'Neill, Lori 4 6/13/2013 00
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6291
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
DragonWave Inc. Options O'Neill, Lori 4 6/13/2013 50 2.8 14,500 14,500
DREAM Unlimited Corp.
Subordinate Voting Shares Class A
Cruise, Brydon 4 6/5/2013 10 11.82 4,000 2,000
Dunav Resources Ltd. Warrants Dundee Corporation 3 6/6/2013 55 0 -833,500
Dunav Resources Ltd. Warrants Fennell, David 4, 5 6/3/2013 55 0 -83,333
Dunav Resources Ltd. Warrants Minto, Robert 4 6/3/2013 55 0 -4,166
Dunav Resources Ltd. Warrants Plante, Carole 5 6/3/2013 55 0 -10,000
Dundee Corporation Rights Deferred Share Units
Beauchamp, Normand 4 6/7/2013 56 104,390 55,050
Dundee Corporation Rights Deferred Share Units
Goodman, David Jason 4, 7 6/7/2013 56 38,017 20,048
Dundee Corporation Rights Deferred Share Units
Goodman, Jonathan Carter
4 6/7/2013 56 89,791 47,351
Dundee Corporation Rights Deferred Share Units
Goodman, Ned 3, 4, 5 6/7/2013 56 643,640 66,761
Dundee Corporation Rights Deferred Share Units
Gordon, Harold P. 4, 5 6/7/2013 56 657,712 346,844
Dundee Corporation Rights Deferred Share Units
Jacob, Ellis 4 6/7/2013 56 60,404 31,854
Dundee Corporation Rights Deferred Share Units
lowy, frederick hans 4 6/7/2013 56 112,516 59,335
Dundee Corporation Rights Deferred Share Units
MacRae, Garth A. C. 4, 5 6/7/2013 56 97,892 51,623
Dundee Corporation Rights Deferred Share Units
McLeish, Robert 4 6/7/2013 56 75,377 39,750
Dundee Corporation Rights Deferred Share Units
Sinclair, Alistair Murray 4 6/10/2013 56 3,273 339
Dundee Corporation Rights Deferred Share Units
Soames, Jeremy 4 6/7/2013 56 2,126 1,121
Dundee Corporation Rights Deferred Share Units
Sparks, Kenneth Barry 4 6/7/2013 56 44,773 23,611
Dundee Precious Metals Inc.
Common Shares Dundee Corporation 3 6/7/2013 10 4.818 31,159,807 31,000
Dundee Precious Metals Inc.
Common Shares Dundee Corporation 3 6/10/2013 54 2.85 34,720,807 3,561,000
Dundee Precious Metals Inc.
Warrants Dundee Corporation 3 6/10/2013 54 2.85 0 -3,561,000
Dynacor Gold Mines Inc.
Common Shares Demers, Roger 4 2/25/2010 90 -50,000
Dynacor Gold Mines Inc.
Common Shares Demers, Roger 4 2/25/2010 90 0 -100,000
Dynex Power Inc. Common Shares Kempton, Mark Andrew 5 6/13/2013 47 33,278 -32,374
Eaglewood Energy Inc.
Options Grad, Stan 4 6/3/2013 50 50,000
Eaglewood Energy Inc.
Options Grad, Stan 4 6/3/2013 50 0.325 400,000 50,000
Eaglewood Energy Inc.
Options Jones, Ross 5 1/10/2013 00
Eaglewood Energy Inc.
Options Jones, Ross 5 6/3/2013 50 50,000 50,000
Eastmain Resources Inc.
Options BEZEAU, JAMES LAWRENCE
5 6/11/2013 50 0.33 950,000 250,000
Eastmain Resources Inc.
Options Bryans, Ian James 4 6/11/2013 50 0.33 300,000 50,000
Eastmain Resources Inc.
Options Goldman, Jason Ira 5 6/11/2013 50 0.33 300,000 50,000
Eastmain Resources Inc.
Options Hansuld, John Alexander
4 6/11/2013 50 0.33 350,000 50,000
Eastmain Resources Inc.
Options Joyce, David K. 4 6/11/2013 50 0.33 296,000 50,000
Eastmain Resources Inc.
Options KOYLE, WILLIAM L. 4 6/11/2013 50 0.33 300,000 50,000
Eastmain Resources Inc.
Options Robinson, Donald, James
4, 5 6/11/2013 50 0.33 1,400,000 250,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6292
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
EcoSynthetix Inc. Common Shares VanEgdom, Edward (Ted)
5 6/12/2013 51 0.0786 100,000 100,000
EcoSynthetix Inc. Options VanEgdom, Edward (Ted)
5 6/12/2013 51 0.0786 398,748 -100,000
Eldorado Gold Corporation
Common Shares Xu, Hailong 5 6/10/2013 36 7.93 10,450 10,450
Eldorado Gold Corporation
Restricted Share Units
Xu, Hailong 5 6/10/2013 36 28,823 -2,524
Eldorado Gold Corporation
Restricted Share Units
Xu, Hailong 5 6/10/2013 36 20,897 -7,926
Eloro Resources Ltd. Common Shares SAUVE, FRANCIS 4 6/12/2013 10 0.015 735,750 -27,604
Empire Industries Ltd. Common Shares Marshall, Robert Glenn 4 6/12/2013 10 0.05 3,718,230 10,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 11/27/2012 00
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 11/27/2012 00
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 11/27/2012 00
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 11/27/2012 00 20,196,499
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 11/27/2012 16 0.0165 83,716,300 63,519,801
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 12/5/2012 37 4,185,815 -79,530,485
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 12/11/2012 10 0.16 19,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 12/11/2012 10 0.16 19,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 12/12/2012 10 0.192 2,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 12/13/2012 10 0.1909 5,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 12/13/2012 10 0.1909 -500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 12/14/2012 10 0.2276 10,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 12/27/2012 10 0.115 48,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 12/28/2012 10 0.1117 29,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 12/31/2012 10 0.115 35,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 1/16/2013 10 0.105 17,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 1/25/2013 10 0.1239 130,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 1/28/2013 10 0.1512 104,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 1/30/2013 10 0.1581 105,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 1/31/2013 10 0.1708 54,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 2/1/2013 10 0.1696 74,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 2/4/2013 10 0.17 20,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 2/6/2013 10 0.23 18,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 2/7/2013 10 0.245 -25,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 2/12/2013 10 0.2356 44,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 2/13/2013 10 0.2296 36,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 2/14/2013 10 0.2271 35,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 2/15/2013 10 0.22 7,500
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6293
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 2/15/2013 10 0.22 7,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 3/13/2013 10 0.187 271,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 3/14/2013 10 0.2 173,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 3/19/2013 10 0.22 27,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 3/19/2013 10 0.22 27,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 3/19/2013 10 0.22 27,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 3/19/2013 10 0.22 27,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 3/20/2013 10 0.22 1,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 3/25/2013 10 0.22 1,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 3/27/2013 10 0.22 5,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 3/28/2013 10 0.22 74,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/1/2013 10 0.22 7,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/4/2013 10 0.22 3,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/5/2013 10 0.22 4,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/8/2013 10 0.22 10,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/9/2013 10 0.22 3,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/12/2013 10 0.22 500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/15/2013 10 0.22 500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/16/2013 10 0.22 9,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/17/2013 10 0.22 2,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/18/2013 10 0.22 500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/23/2013 10 0.23 1,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/24/2013 10 0.22 5,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/26/2013 10 0.22 1,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/29/2013 10 0.22 5,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/2/2013 10 0.22 1,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/3/2013 10 0.22 2,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/6/2013 10 0.22 500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/7/2013 10 0.22 10,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/8/2013 10 0.22 15,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/13/2013 10 0.22 9,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/14/2013 10 0.22 16,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/15/2013 10 0.22 10,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/16/2013 10 0.22 23,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/17/2013 10 0.22 8,500
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6294
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/21/2013 10 0.22 12,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/22/2013 10 0.22 5,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/23/2013 10 0.22 2,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/24/2013 10 0.22 500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/28/2013 10 0.22 1,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/29/2013 10 0.22 4,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/30/2013 10 0.22 500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/31/2013 10 0.22 121,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 6/3/2013 10 0.22 60,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 6/4/2013 10 0.1679 31,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 6/5/2013 10 0.15 1,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 6/6/2013 10 0.1504 53,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 6/7/2013 10 0.1406 218,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 11/27/2012 00
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 12/11/2012 10 0.16 19,500 19,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 12/12/2012 10 0.192 22,000 2,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 12/13/2012 10 0.1909 27,500 5,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 12/13/2012 10 0.1909 27,000 -500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 12/14/2012 10 0.2276 37,500 10,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 12/27/2012 10 0.115 86,000 48,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 12/28/2012 10 0.1117 115,500 29,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 12/31/2012 10 0.115 150,500 35,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 1/16/2013 10 0.105 167,500 17,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 1/25/2013 10 0.1239 298,000 130,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 1/28/2013 10 0.1512 402,500 104,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 1/30/2013 10 0.1581 507,500 105,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 1/31/2013 10 0.1708 562,000 54,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 2/1/2013 10 0.1696 636,000 74,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 2/4/2013 10 0.17 656,500 20,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 2/6/2013 10 0.23 675,000 18,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 2/7/2013 10 0.245 650,000 -25,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 2/12/2013 10 0.2356 694,500 44,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 2/13/2013 10 0.2296 731,000 36,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 2/14/2013 10 0.2271 766,000 35,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 2/15/2013 10 0.22 773,500 7,500
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6295
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 3/12/2013 99 904,500 131,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 3/13/2013 10 0.187 1,176,000 271,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 3/14/2013 10 0.2 1,349,500 173,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 3/19/2013 10 0.22 1,377,000 27,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 3/20/2013 10 0.22 1,378,000 1,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 3/25/2013 10 0.22 1,379,500 1,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 3/27/2013 10 0.22 1,384,500 5,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 3/28/2013 10 0.22 1,459,000 74,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/1/2013 10 0.22 1,466,000 7,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/4/2013 10 0.22 1,469,500 3,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/5/2013 10 0.22 1,474,000 4,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/8/2013 10 0.22 1,484,500 10,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/9/2013 10 0.22 1,488,000 3,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/12/2013 10 0.22 1,488,500 500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/15/2013 10 0.22 1,489,000 500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/16/2013 10 0.22 1,498,000 9,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/17/2013 10 0.22 1,500,500 2,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/18/2013 10 0.22 1,501,000 500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/23/2013 10 0.23 1,502,500 1,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/24/2013 10 0.22 1,508,000 5,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/26/2013 10 0.22 1,509,000 1,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 4/29/2013 10 0.22 1,514,000 5,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/2/2013 10 0.22 1,515,000 1,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/3/2013 10 0.22 1,517,500 2,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/6/2013 10 0.22 1,518,000 500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/7/2013 10 0.22 1,528,000 10,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/8/2013 10 0.22 1,543,000 15,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/13/2013 10 0.22 1,552,000 9,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/14/2013 10 0.22 1,568,500 16,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/15/2013 10 0.22 1,578,500 10,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/16/2013 10 0.22 1,601,500 23,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/17/2013 10 0.22 1,610,000 8,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/21/2013 10 0.22 1,622,500 12,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/22/2013 10 0.22 1,627,500 5,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/23/2013 10 0.22 1,630,000 2,500
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6296
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/24/2013 10 0.22 1,630,500 500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/28/2013 10 0.22 1,631,500 1,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/29/2013 10 0.22 1,635,500 4,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/30/2013 10 0.22 1,636,000 500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 5/31/2013 10 0.22 1,757,000 121,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 6/3/2013 10 0.22 1,817,500 60,500
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 6/4/2013 10 0.1679 1,848,500 31,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 6/5/2013 10 0.15 1,849,500 1,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 6/6/2013 10 0.1504 1,902,500 53,000
Enablence Technologies Inc.
Common Shares Paradigm Capital Partners Limited
3 6/7/2013 10 0.1406 2,121,000 218,500
Encana Corporation Common Shares Schopp, John 7, 5 6/13/2013 10 17.655 3,783 1,200
Encana Corporation Common Shares Schopp, John 7, 5 6/13/2013 10 17.65 6,083 2,300
Encana Corporation Common Shares Schopp, John 7, 5 6/13/2013 10 17.659 6,283 200
Encana Corporation Common Shares Schopp, John 7, 5 6/13/2013 10 17.659 11,683 5,400
Encana Corporation Common Shares Schopp, John 7, 5 6/13/2013 10 17.67 13,683 2,000
Encana Corporation Common Shares Schopp, John 7, 5 6/13/2013 10 17.66 22,583 8,900
Encana Corporation Common Shares Shaw, Brian Gordon 4 2/12/2013 00
Encana Corporation Common Shares Shaw, Brian Gordon 4 6/12/2013 10 17.98 6,100 6,100
Encana Corporation Common Shares Shaw, Brian Gordon 4 6/12/2013 10 17.95 10,000 3,900
EnerCare Inc. (formerly The Consumers' Waterheater Income Fund)
Common Shares Pantelidis, James 4 6/11/2013 10 9.2 23,713 1,000
Energy Fuels Inc. Common Shares Inwentash, Sheldon 4 6/13/2013 11 0.14 1,000,000
Energy Fuels Inc. Common Shares Inwentash, Sheldon 4 6/13/2013 11 0.14 1,000,000
Energy Fuels Inc. Warrants 2015 Inwentash, Sheldon 4 6/13/2013 11 0.19 500,000
Energy Fuels Inc. Warrants 2015 Inwentash, Sheldon 4 6/13/2013 11 0.19 500,000
Energy Fuels Inc. Common Shares Moylan, Graham Gerald
5 9/1/2012 00
Energy Fuels Inc. Common Shares Moylan, Graham Gerald
5 6/13/2013 16 0.14 714,286 714,286
Energy Fuels Inc. Warrants 2013 Moylan, Graham Gerald
5 9/1/2012 00
Energy Fuels Inc. Warrants 2013 Moylan, Graham Gerald
5 6/13/2013 16 0.19 357,143 357,143
Energy Fuels Inc. Common Shares Patricio, Richard J 4 6/13/2013 15 0.14 386,000 250,000
Energy Fuels Inc. Warrants 2015 Patricio, Richard J 4 2/29/2012 00
Energy Fuels Inc. Warrants 2015 Patricio, Richard J 4 6/13/2013 15 0.19 125,000 125,000
Enerplus Corporation Common Shares Caza, Jo-Anne M. 5 4/20/2004 30 37.278 13,952 22
EnerVest Diversified Income Trust
Warrants Rain, David James 4 6/6/2013 15 11.94 491 491
Enhanced Oil Resources, Inc.
Common Shares PEAVY, MARK ALAN 5 6/7/2013 10 0.08 1,629,000 160,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6297
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Enseco Energy Services Corp.
Common Shares Ratushny, M. Scott 4 6/11/2013 10 0.36 1,791,550 14,500
Enseco Energy Services Corp.
Common Shares Ratushny, M. Scott 4 6/7/2013 10 0.35 26,000 1,000
Enterprise Group, Inc. Common Shares Bachman, Douglas Charles
5 3/17/2013 00 484,589
Enterprise Group, Inc. Options Bachman, Douglas Charles
5 3/17/2013 00 150,000
Enterprise Group, Inc. Options Cabral, Warren 5 6/14/2013 50 0.5 250,000 150,000
Enterprise Group, Inc. Common Shares JAROSZUK, LEONARD
4, 5 6/14/2013 11 0.2 5,489,332 1,000,000
Enterprise Group, Inc. Options JAROSZUK, LEONARD
4, 5 6/14/2013 50 1,500,000
Enterprise Group, Inc. Options JAROSZUK, LEONARD
4, 5 6/14/2013 50 2,840,000 1,500,000
Enterprise Group, Inc. Options O'Kell, Desmond 5 6/14/2013 50 1,140,000 400,000
Environmental Waste International Inc.
Common Shares Gerard, Emanuel 4 6/13/2013 51 0.12 4,274,948 100,000
Environmental Waste International Inc.
Options Gerard, Emanuel 4 6/11/2013 50 0.2 825,000 125,000
Environmental Waste International Inc.
Options Gerard, Emanuel 4 6/13/2013 51 0.12 725,000 -100,000
Environmental Waste International Inc.
Options Martinsons, Valdis Andris
4 6/11/2013 50 0.2 875,000 125,000
Environmental Waste International Inc.
Common Shares Russell, Thomas Alexander
4 6/11/2013 00 1,109,000
Environmental Waste International Inc.
Common Shares Russell, Thomas Alexander
4 6/12/2013 10 0.095 1,114,000 5,000
Environmental Waste International Inc.
Common Shares Russell, Thomas Alexander
4 6/11/2013 00 6,316,300
Environmental Waste International Inc.
Options Russell, Thomas Alexander
4 6/11/2013 00
Environmental Waste International Inc.
Options Russell, Thomas Alexander
4 6/11/2013 00
Environmental Waste International Inc.
Options Russell, Thomas Alexander
4 6/11/2013 50 0.2 125,000 125,000
Epsilon Energy Ltd. Common Shares Epsilon Energy Ltd. 1 6/3/2013 38 0 -52,500
Equitable Group Inc. Common Shares Moor, Andrew 5 6/7/2013 10 36.24 62,513 -400
Equitable Group Inc. Common Shares Moor, Andrew 5 6/10/2013 10 36.23 61,813 -700
Equitable Group Inc. Common Shares Moor, Andrew 5 6/11/2013 51 11.55 62,913 1,100
Equitable Group Inc. Options Options granted
Moor, Andrew 5 6/11/2013 51 11.55 226,692 -1,100
Equity Financial Holdings Inc. (formerly, Grey Horse Corporation)
Common Shares Gerrior, Michael 4 6/12/2013 10 10.4 11,055 -10,000
Equity Financial Holdings Inc. (formerly, Grey Horse Corporation)
Common Shares Kyprianou, Nicolaos K. 7 6/14/2013 30 10.403 239,561 2,894
Equity Financial Holdings Inc. (formerly, Grey Horse Corporation)
Common Shares Kyprianou, Nicolaos K. 7 6/14/2013 30 10.403 240,525 964
Equity Financial Holdings Inc. (formerly, Grey Horse Corporation)
Common Shares Smith, Paul G. 7, 5 5/31/2013 30 10.4 459,358 3,701
Equity Financial Holdings Inc. (formerly, Grey Horse Corporation)
Common Shares Smith, Paul G. 7, 5 5/31/2013 30 10.4 460,581 1,223
Esperanza Resources Corp.
Common Shares O'Flaherty, Daniel 5 6/10/2013 10 0.67 300,500 5,000
Essential Energy Services Ltd.
Common Shares Amundson, Garnet K. 4, 5 6/7/2013 51 1.09 501,554 100,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6298
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Essential Energy Services Ltd.
Common Shares Amundson, Garnet K. 4, 5 6/7/2013 10 401,554 -100,000
Essential Energy Services Ltd.
Options Amundson, Garnet K. 4, 5 6/7/2013 51 1.09 1,321,900 -100,000
Ethos Gold Corp. Common Shares Freeman, Gary Richard 4, 5 6/6/2013 10 0.225 321,500 15,000
Exall Energy Corporation
Options Dueck, Roger 4, 5 6/4/2013 52 555,250 -320,000
Exall Energy Corporation
Options Kerr, Glen Douglas 5 6/4/2013 52 453,750 -100,000
Exall Energy Corporation
Options Lang, Bernard 4 6/4/2013 52 -90,000
Exall Energy Corporation
Options Lang, Bernard 4 6/4/2013 52 -90,000
Exall Energy Corporation
Options Phipps, Roderick Ian 4 6/4/2013 52 170,000 -90,000
Exall Energy Corporation
Options Rebeyka, Frank S. 4, 5 6/4/2013 52 239,000 -150,000
Exall Energy Corporation
Options Roman, Stephen G. 4, 5 6/4/2013 52 352,000 -160,000
Excellon Resources Inc.
Common Shares Cahill, Brendan Thomas
5 6/10/2013 10 1.58 52,780 1,000
Excellon Resources Inc.
Common Shares Excellon Resources Inc.
1 6/3/2013 38 1.69 55,100 500
Excellon Resources Inc.
Common Shares Excellon Resources Inc.
1 6/4/2013 38 1.6464 56,200 1,100
Excellon Resources Inc.
Common Shares Excellon Resources Inc.
1 6/5/2013 38 1.67 56,400 200
Excellon Resources Inc.
Common Shares Excellon Resources Inc.
1 6/6/2013 38 1.68 56,700 300
Excellon Resources Inc.
Common Shares Excellon Resources Inc.
1 6/7/2013 38 1.65 57,200 500
Excellon Resources Inc.
Common Shares Excellon Resources Inc.
1 6/11/2013 38 1.6167 57,800 600
Excellon Resources Inc.
Common Shares Excellon Resources Inc.
1 6/12/2013 38 1.6 58,000 200
Excellon Resources Inc.
Common Shares Excellon Resources Inc.
1 6/13/2013 38 1.57 58,300 300
Excellon Resources Inc.
Common Shares Excellon Resources Inc.
1 6/14/2013 38 1.58 58,700 400
Faircourt Gold Income Corp.
Common Shares Faircourt Asset Management Inc.
8 6/13/2013 10 5.06 48,500 2,000
Finning International Inc.
Units Deferred Share Units
Bacarreza, Ricardo 4 6/6/2013 56 22.58 45,050 302
Finning International Inc.
Units Deferred Share Units
Carter, James Edward Clark
4 6/6/2013 56 22.58 33,320 224
Finning International Inc.
Units Deferred Share Units
Dickinson, Neil Robert 5 6/6/2013 56 22.58 42,691 286
Finning International Inc.
Units Deferred Share Units
Emerson, David Lee 4 6/6/2013 56 22.58 135
Finning International Inc.
Units Deferred Share Units
Emerson, David Lee 4 6/6/2013 56 22.58 20,083 135
Finning International Inc.
Units Deferred Share Units
Fraser, Andrew Stewart
5 6/6/2013 56 22.58 53,017 356
Finning International Inc.
Units Deferred Share Units
Harrod, Darcy Joel 5 6/6/2013 56 22.58 4,412 30
Finning International Inc.
Units Deferred Share Units
Marks, Anna Pia 5 6/6/2013 56 22.58 21,519 144
Finning International Inc.
Units Deferred Share Units
Merinsky, Thomas Michael
5 6/6/2013 56 22.58 4,412 30
Finning International Inc.
Units Deferred Share Units
O'Neill, Kathleen M. 4 6/6/2013 56 22.58 26,677 179
Finning International Inc.
Units Deferred Share Units
Patterson, Christopher William
4 6/6/2013 56 22.58 7,076 47
Finning International Inc.
Units Deferred Share Units
Primrose, David Francis Neil
5 6/6/2013 56 22.58 4,412 30
Finning International Inc.
Units Deferred Share Units
Reid, John McDonald 4 6/6/2013 56 22.58 24,887 167
Finning International Inc.
Units Deferred Share Units
Simon, Andrew Henry 4 6/6/2013 56 22.58 47,135 316
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6299
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Finning International Inc.
Units Deferred Share Units
Thomas, Christopher 5 6/6/2013 56 22.58 50,695 340
Finning International Inc.
Units Deferred Share Units
Turner, Bruce Lyndon 4 6/6/2013 56 22.58 16,821 113
Finning International Inc.
Units Deferred Share Units
Villegas, Juan Carlos 5 6/6/2013 56 22.58 69,936 326
Finning International Inc.
Units Deferred Share Units
Waites, Michael T. 4, 5 6/6/2013 56 22.58 11,858 80
Finning International Inc.
Units Deferred Share Units
Whitehead, Douglas William Geoffrey
4, 5 6/6/2013 56 22.58 46,059 309
Finning International Inc.
Units Deferred Share Units
Wilson, Michael M. 4 6/6/2013 56 22.58 1,704 11
Firm Capital Mortgage Investment Corporation
Convertible Debentures 5.4% Debentures
Mair, Jonathon 4, 5 1/1/2011 00
Firm Capital Mortgage Investment Corporation
Convertible Debentures 5.4% Debentures
Mair, Jonathon 4, 5 6/13/2013 10 $200,000 $200,000
Firm Capital Property Trust
Units Dadouch, Eli 4, 5 6/12/2013 10 4.85 18,000 3,000
First Capital Realty Inc.
Common Shares Todd, John 7 6/5/2013 51 15.469 20,190 17,200
First Capital Realty Inc.
Common Shares Todd, John 7 6/5/2013 10 18.9 15,790 -4,400
First Capital Realty Inc.
Common Shares Todd, John 7 6/5/2013 10 18.86 13,190 -2,600
First Capital Realty Inc.
Common Shares Todd, John 7 6/5/2013 10 18.85 11,490 -1,700
First Capital Realty Inc.
Common Shares Todd, John 7 6/5/2013 10 18.84 6,190 -5,300
First Capital Realty Inc.
Common Shares Todd, John 7 6/5/2013 10 18.83 4,990 -1,200
First Capital Realty Inc.
Common Shares Todd, John 7 6/5/2013 10 18.82 2,990 -2,000
First Capital Realty Inc.
Common Shares Todd, John 7 6/6/2013 51 13.906 11,230 8,240
First Capital Realty Inc.
Common Shares Todd, John 7 6/6/2013 10 18.8 3,990 -7,240
First Capital Realty Inc.
Common Shares Todd, John 7 6/6/2013 10 18.81 2,990 -1,000
First Capital Realty Inc.
Common Shares Todd, John 7 6/6/2013 51 15.7 14,190 11,200
First Capital Realty Inc.
Common Shares Todd, John 7 6/6/2013 10 18.9 2,990 -11,200
First Capital Realty Inc.
Options Todd, John 7 6/6/2013 51 15.469 94,488 -17,200
First Capital Realty Inc.
Options Todd, John 7 6/6/2013 51 13.906 86,248 -8,240
First Capital Realty Inc.
Options Todd, John 7 6/6/2013 51 15.7 75,048 -11,200
First Quantum Minerals Ltd
Common Shares Harding, Robert J 4 5/7/2013 00
First Quantum Minerals Ltd
Common Shares Harding, Robert J 4 6/10/2013 10 17.8 15,000 15,000
First Quantum Minerals Ltd
Common Shares 49,266,624
Harding, Robert J 4 5/7/2013 00
First Quantum Minerals Ltd
Common Shares 49,266,624
Harding, Robert J 4 6/10/2013 10 17.8 15,000
Foraco International SA
Common Shares Durocher, Claude 5 6/12/2013 10 0.9 120,000 20,000
Foran Mining Corporation
Common Shares Soares, Patrick 5 6/10/2013 10 0.26 2,682,000 25,000
Foran Mining Corporation
Common Shares Thiessen, Tim 5 6/10/2013 10 0.265 35,000 10,000
Fortune Minerals Limited
Common Shares Goad, Robin Ellis 4, 5 6/11/2013 10 0.24 187,586 100,000
Fortune Minerals Limited
Common Shares Naik, Mahendra 4 6/13/2013 10 0.24 223,000 100,000
Fortune Minerals Limited
Options Naik, Mahendra 4 1/31/2013 50 0.6 810,000 150,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6300
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Fortune Minerals Limited
Common Shares Romaniuk, Michael Andrew
5 6/11/2013 11 0.24 150,000
Fortune Minerals Limited
Common Shares Romaniuk, Michael Andrew
5 6/11/2013 10 0.24 190,000 150,000
FP Newspapers Inc. Common Shares Finley, Laurie 5 6/5/2013 10 4.9 95 -1,000
Fronsac Real Estate Investment Trust
Options GRIMARD, MARTIN 4, 5 6/10/2013 51 0.25 20,000 -10,000
Fronsac Real Estate Investment Trust
Participation Units GRIMARD, MARTIN 4, 5 6/10/2013 30 0.25 314,800 10,000
Galaxy Lithium One Inc.
Class A Shares Galaxy Resources Limited
3 7/3/2012 00
Galaxy Lithium One Inc.
Class A Shares Galaxy Resources Limited
3 7/3/2012 00 127,032,469
Galaxy Resources Limited
Options Kwan, Kai Cheong 4 7/3/2012 00
Galaxy Resources Limited
Options Kwan, Kai Cheong 4 7/3/2012 00 1,000,000
Galaxy Resources Limited
Common Shares Meloncelli, Andrew Leslie
5 7/3/2012 00
Galaxy Resources Limited
Common Shares Meloncelli, Andrew Leslie
5 7/3/2012 00 18,247
Galaxy Resources Limited
Common Shares Readhead, Craig Leslie 4 7/3/2012 00
Galaxy Resources Limited
Common Shares Readhead, Craig Leslie 4 7/3/2012 00 750,000
Galaxy Resources Limited
Common Shares Ren, Xiaojian 4 7/3/2012 00
Galaxy Resources Limited
Common Shares Ren, Xiaojian 4 7/3/2012 00 38,091,616
Galaxy Resources Limited
Options Sobolewski, John Adam
5 7/3/2012 00
Galaxy Resources Limited
Options Sobolewski, John Adam
5 7/3/2012 00 2,200,000
Galaxy Resources Limited
Options Tse, Anthony Peter 4 7/3/2012 00
Galaxy Resources Limited
Options Tse, Anthony Peter 4 7/3/2012 00 1,000,000
Galaxy Resources Limited
Common Shares Wanless, Robert James
4 7/3/2012 00
Galaxy Resources Limited
Common Shares Wanless, Robert James
4 7/3/2012 00 1,300,740
Galway Gold Inc. Options de Souza Costa, José Gustavo
4 12/20/2012 00
Galway Gold Inc. Options de Souza Costa, José Gustavo
4 6/4/2013 50 0.2 700,000 700,000
Gamehost Inc. Common Shares Thomas, Craig McLeod 5 6/13/2013 10 13.1 11,350 500
Gatekeeper Systems Inc.
Options Chin, Kelsey 5 6/3/2013 00 25,000
Genworth MI Canada Inc.
Common Shares Piroli, Robert John 5 6/14/2013 00 2
Genworth MI Canada Inc.
Options Piroli, Robert John 5 6/14/2013 00 5,000
Genworth MI Canada Inc.
Restricted Share Units
Piroli, Robert John 5 6/14/2013 00 2,114
GLENTEL Inc. Common Shares DeVuyst, Dirk C.A. 4 6/12/2013 10 17.8 72,308 -500
GLENTEL Inc. Common Shares DeVuyst, Dirk C.A. 4 6/12/2013 10 17.85 71,908 -400
GLENTEL Inc. Common Shares DeVuyst, Dirk C.A. 4 6/13/2013 10 17.8 71,408 -500
GLENTEL Inc. Common Shares DeVuyst, Dirk C.A. 4 6/13/2013 10 17.77 70,308 -1,100
GLENTEL Inc. Common Shares DeVuyst, Dirk C.A. 4 6/13/2013 10 17.76 68,908 -1,400
GLENTEL Inc. Common Shares DeVuyst, Dirk C.A. 4 6/13/2013 10 17.71 68,408 -500
GLENTEL Inc. Common Shares DeVuyst, Dirk C.A. 4 6/13/2013 10 17.65 67,408 -1,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6301
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
GLENTEL Inc. Common Shares DeVuyst, Dirk C.A. 4 6/14/2013 10 17.5 67,008 -400
GLENTEL Inc. Common Shares DeVuyst, Dirk C.A. 4 6/14/2013 10 17.65 66,508 -500
GLENTEL Inc. Common Shares DeVuyst, Dirk C.A. 4 6/14/2013 10 17.6 66,208 -300
GLENTEL Inc. Common Shares DeVuyst, Dirk C.A. 4 6/13/2013 10 17.54 86,371 -300
GLENTEL Inc. Common Shares DeVuyst, Dirk C.A. 4 6/13/2013 10 17.53 86,171 -200
GLENTEL Inc. Common Shares Glentel Inc. 1 5/22/2013 38 17.442 1,100 1,100
GLENTEL Inc. Common Shares Glentel Inc. 1 5/23/2013 38 17.298 4,725 3,625
GLENTEL Inc. Common Shares Glentel Inc. 1 5/24/2013 38 17.26 6,325 1,600
GLENTEL Inc. Common Shares Glentel Inc. 1 5/27/2013 38 16.999 9,225 2,900
GLENTEL Inc. Common Shares Glentel Inc. 1 5/28/2013 38 17.031 12,850 3,625
GLENTEL Inc. Common Shares Glentel Inc. 1 5/29/2013 38 17.05 16,475 3,625
GLENTEL Inc. Common Shares Glentel Inc. 1 5/30/2013 38 17.221 19,175 2,700
GLENTEL Inc. Common Shares Glentel Inc. 1 5/31/2013 38 17.25 22,800 3,625
GLENTEL Inc. Common Shares Glentel Inc. 1 6/3/2013 38 17.542 24,400 1,600
GLENTEL Inc. Common Shares Glentel Inc. 1 6/3/2013 38 11,550 -12,850
GLENTEL Inc. Common Shares Glentel Inc. 1 6/4/2013 38 17.9 15,175 3,625
GLENTEL Inc. Common Shares Glentel Inc. 1 6/5/2013 38 17.76 18,800 3,625
GLENTEL Inc. Common Shares Glentel Inc. 1 6/6/2013 38 17.386 22,425 3,625
GLENTEL Inc. Common Shares Glentel Inc. 1 6/7/2013 38 17.558 26,050 3,625
GLENTEL Inc. Common Shares Glentel Inc. 1 6/10/2013 38 17.8 29,675 3,625
GLENTEL Inc. Common Shares Glentel Inc. 1 6/11/2013 38 17.626 30,975 1,300
GLENTEL Inc. Common Shares Glentel Inc. 1 6/12/2013 38 17.85 34,600 3,625
GLENTEL Inc. Common Shares Glentel Inc. 1 6/13/2013 38 17.701 38,225 3,625
GLENTEL Inc. Common Shares Glentel Inc. 1 6/14/2013 38 17.545 40,925 2,700
GLENTEL Inc. Common Shares Skidmore, A. Allan 4, 6, 5 6/12/2013 10 17.9 332,328 -2,200
Global Dividend Growers Income Fund
Trust Units Brasseur, Jeremy 6 5/31/2013 10 10 4,000 -1,000
Gluskin Sheff + Associates Inc.
Deferred Share Units
Beeston, Paul 5 6/14/2013 35 7,811 70
Gluskin Sheff + Associates Inc.
Deferred Share Units
CARTY, DONALD 4 6/14/2013 35 9,662 88
Gluskin Sheff + Associates Inc.
Restricted Share Units
Freedman, Jeremy Mark
4, 5 6/14/2013 35 38,487 350
Gluskin Sheff + Associates Inc.
Deferred Share Units
Gobert, Wilfred Arthur 4 6/14/2013 35 12,206 111
Gluskin Sheff + Associates Inc.
Restricted Share Units
Leboff, Bruce 5 6/14/2013 35 19,267 175
Gluskin Sheff + Associates Inc.
Restricted Share Units
Moody, Jeffrey 5 6/14/2013 35 29,537 269
Gluskin Sheff + Associates Inc.
Restricted Share Units
Morris, David Roy 5 6/14/2013 35 6,864 62
Gluskin Sheff + Associates Inc.
Deferred Share Units
Solway, Herbert 4 6/14/2013 35 16,241 147
Gluskin Sheff + Associates Inc.
Deferred Share Units
Themens, Pierre-Andre 4 6/14/2013 35 12,644 115
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6302
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Gluskin Sheff + Associates Inc.
Restricted Share Units
Webb, William Reid 5 6/14/2013 35 13,650 124
Gluskin Sheff + Associates Inc.
Deferred Share Units
Weiss, Robert Samson 4 6/14/2013 35 17,860 162
Gold Canyon Resources Inc.
Common Shares Moritz, Richard 5 6/12/2013 10 0.29 161,000 25,000
Gold Reserve Inc. Options Stock Options
COLEMAN, James Hayward
4 6/11/2013 50 260,000 50,000
Gold Reserve Inc. Options Stock Options
Geyer, James 4 6/11/2013 50 3 260,000 50,000
Gold Reserve Inc. Options Stock Options
McChesney, Patrick 4 6/11/2013 50 3 260,000 50,000
Gold Reserve Inc. Options Stock Options
Mikkelsen, Chris 4 6/11/2013 50 3 260,000 50,000
Gold Reserve Inc. Options Stock Options
Potvin, Jean-Charles 4 6/11/2013 50 3 260,000 50,000
Gold Royalties Corporation (formerly Richmond Row Capital Corp.)
Common Shares Kalt, Ryan 4, 5 6/14/2013 10 0.6 654,851 500
Gold Royalties Corporation (formerly Richmond Row Capital Corp.)
Common Shares Kalt, Ryan 4, 5 6/10/2013 10 0.49 602,500 1,000
Gold Royalties Corporation (formerly Richmond Row Capital Corp.)
Common Shares Kalt, Ryan 4, 5 6/12/2013 10 0.49 603,000 500
Gold Royalties Corporation (formerly Richmond Row Capital Corp.)
Common Shares Kalt, Ryan 4, 5 6/12/2013 10 0.52 603,500 500
Gold Royalties Corporation (formerly Richmond Row Capital Corp.)
Common Shares Kalt, Ryan 4, 5 6/14/2013 10 0.59 604,500 1,000
Gold Royalties Corporation (formerly Richmond Row Capital Corp.)
Common Shares Kalt, Ryan 4, 5 6/10/2013 10 0.49 8,000 2,000
Goldgroup Mining Inc. Common Shares Fraga Pena, Gabino 4 6/11/2013 00
Goldgroup Mining Inc. Options Fraga Pena, Gabino 4 6/11/2013 00
Goldgroup Mining Inc. Warrants Fraga Pena, Gabino 4 6/11/2013 00
Goldgroup Mining Inc. Common Shares Peralta, Enrique 4 6/11/2013 00
Goldgroup Mining Inc. Options Peralta, Enrique 4 6/11/2013 00
Goldgroup Mining Inc. Warrants Peralta, Enrique 4 6/11/2013 00
Goldgroup Mining Inc. Common Shares Reyes, Javier 4 6/11/2013 00
Goldgroup Mining Inc. Options Reyes, Javier 4 6/11/2013 00
Goldgroup Mining Inc. Warrants Reyes, Javier 4 6/11/2013 00
Goldgroup Mining Inc. Common Shares Siemens, Donald 4 6/11/2013 00
Goldgroup Mining Inc. Options Siemens, Donald 4 6/11/2013 00
Goldgroup Mining Inc. Warrants Siemens, Donald 4 6/11/2013 00
Goldspike Exploration Inc.
Common Shares Durham, Robert Bruce 4, 5 5/30/2013 10 0.04 3,300,001 5,000
Goldspike Exploration Inc.
Common Shares Durham, Robert Bruce 4, 5 6/5/2013 10 0.05 3,350,001 50,000
Gondwana Gold Inc. Common Shares Wine, Gary Dale 4, 5 6/7/2013 10 0.12 801,000 1,000
Gondwana Gold Inc. Common Shares Wine, Gary Dale 4, 5 6/7/2013 10 0.15 825,000 24,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6303
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Granite REIT Inc. Deferred Share Units
Brody, Michael Lawrence
4 6/11/2013 56 37.18 825 420
Granite REIT Inc. Deferred Share Units
Dey, Peter James 4 6/11/2013 56 37.18 3,238 1,648
Granite REIT Inc. Deferred Share Units
Gilbertson, Barry Gordon
4 6/11/2013 56 37.18 1,784 908
Granite REIT Inc. Deferred Share Units
Miller, Gerald 4 6/11/2013 56 37.18 825 420
Granite REIT Inc. Deferred Share Units
Oran, Scott 4 6/11/2013 56 37.18 825 420
Granite REIT Inc. Deferred Share Units
Voorheis, George Wesley Thomas
4 6/11/2013 56 37.18 4,360 2,219
Great Canadian Gaming Corporation
Common Shares barbour, bruce 5 6/10/2013 51 7.14 7,000 7,000
Great Canadian Gaming Corporation
Options barbour, bruce 5 6/10/2013 51 7.14 55,440 -7,000
Great Canadian Gaming Corporation
Common Shares Beaudin, Earnest Charles
4 6/5/2013 51 2.62 80,000 21,667
Great Canadian Gaming Corporation
Common Shares Beaudin, Earnest Charles
4 6/5/2013 51 7.62 145,000 65,000
Great Canadian Gaming Corporation
Options Beaudin, Earnest Charles
4 6/5/2013 51 2.62 65,000 -21,667
Great Canadian Gaming Corporation
Options Beaudin, Earnest Charles
4 6/5/2013 51 7.62 0 -65,000
Great Canadian Gaming Corporation
Common Shares Goudron, Peter 7 6/6/2013 51 2.62 79,097 65,000
Great Canadian Gaming Corporation
Common Shares Goudron, Peter 7 6/7/2013 10 9.2898 49,097 -30,000
Great Canadian Gaming Corporation
Options Goudron, Peter 7 6/6/2013 51 2.62 65,000
Great Canadian Gaming Corporation
Options Goudron, Peter 7 6/6/2013 51 2.62 65,000
Great Canadian Gaming Corporation
Options Goudron, Peter 7 6/6/2013 51 2.62 -65,000
Great Canadian Gaming Corporation
Options Goudron, Peter 7 6/6/2013 51 2.62 220,440 -65,000
Great Canadian Gaming Corporation
Options Goudron, Peter 7 6/6/2013 51 2.62 65,000
Great Canadian Gaming Corporation
Options Goudron, Peter 7 6/6/2013 51 2.62 65,000
Great Canadian Gaming Corporation
Options Goudron, Peter 7 6/7/2013 10 9.2898 -30,000
Great Canadian Gaming Corporation
Options Goudron, Peter 7 6/7/2013 10 9.2898 -30,000
Great-West Lifeco Inc. Common Shares Mahon, Paul 5 6/13/2013 51 19.42 130,373 20,000
Great-West Lifeco Inc. Options Common Share - Stock Options
Mahon, Paul 5 6/13/2013 51 19.42 522,900 -20,000
Great-West Lifeco Inc. Common Shares McFeetors, Raymond Lindsay
4, 5 5/29/2013 51 19.42 2,707,303 300,000
Great-West Lifeco Inc. Options Common Share - Stock Options
McFeetors, Raymond Lindsay
4, 5 5/29/2013 51 19.42 1,500,000 -300,000
Greenbank Capital Inc.
Options Wettreich, Daniel 4, 5 4/16/2013 00
Greenbank Capital Inc.
Options Wettreich, Daniel 4, 5 5/30/2013 50 0.05 1,400,000 1,400,000
Greenbank Capital Inc.
Options Wettreich, Mark David 4, 5 4/15/2013 00
Greenbank Capital Inc.
Options Wettreich, Mark David 4, 5 5/30/2013 50 0.05 600,000 600,000
Greenbank Capital Inc.
Options White, Scott Fulton 4 4/16/2013 00
Greenbank Capital Inc.
Options White, Scott Fulton 4 5/30/2013 50 0.05 250,000 250,000
Greenscape Capital Group Inc.
Common Shares Baxter, Richard 4 6/12/2013 10 0.025 3,385,000 28,000
Greenscape Capital Group Inc.
Common Shares LaGourgue, John 4 6/12/2013 10 0.025 845,000 150,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6304
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Greenscape Capital Group Inc.
Common Shares LaGourgue, John 4 6/14/2013 10 0.025 1,045,000 200,000
Greenscape Capital Group Inc.
Common Shares Scharfe, Bradley Nixon 3, 4 6/7/2013 10 0.025 14,359,533 69,000
Greenscape Capital Group Inc.
Common Shares Scharfe, Bradley Nixon 3, 4 6/11/2013 10 0.025 14,395,533 36,000
Grenville Gold Corp. Warrants Janda, Sonny 4 4/4/2011 00
Grenville Gold Corp. Warrants Janda, Sonny 4 6/14/2013 11 0.13 500,000 500,000
Guardian Capital Group Limited
Common Shares McDermott, Edward Thomas
4 5/23/2013 00
Guardian Capital Group Limited
Common Shares McDermott, Edward Thomas
4 6/3/2013 10 15.6 100 100
Guardian Capital Group Limited
Common Shares McDermott, Edward Thomas
4 6/5/2013 10 15.6 250 150
Guardian Capital Group Limited
Non-Voting Shares Class A
McDermott, Edward Thomas
4 5/31/2013 10 13.63 600
Guardian Capital Group Limited
Non-Voting Shares Class A
McDermott, Edward Thomas
4 5/31/2013 10 13.63 3,200 200
Guardian Capital Group Limited
Non-Voting Shares Class A
McDermott, Edward Thomas
4 5/31/2013 10 13.7 400
Guardian Capital Group Limited
Non-Voting Shares Class A
McDermott, Edward Thomas
4 5/31/2013 10 13.7 4,000 800
Guardian Capital Group Limited
Non-Voting Shares Class A
McDermott, Edward Thomas
4 6/3/2013 10 13.6 4,500 500
GuestLogix Inc. Common Shares Proud, Brett 5 6/6/2013 10 0.85 1,655,185 -25,000
GuestLogix Inc. Common Shares Proud, Brett 5 6/6/2013 10 0.88 1,605,185 -50,000
GuestLogix Inc. Options Proud, Brett 5 6/7/2013 50 0.94 1,179,866 196,000
Guyana Goldfields Inc. Common Shares Caldwell, Scott Andrew 4 7/4/2012 00
Guyana Goldfields Inc. Common Shares Caldwell, Scott Andrew 4 6/10/2013 10 1.62 20,000 20,000
Guyana Goldfields Inc. Options Ferry, Alan 4 6/14/2013 50 290,000 100,000
Guyana Goldfields Inc. Common Shares galassi, peter claude lello
5 6/7/2013 00
Guyana Goldfields Inc. Options galassi, peter claude lello
5 6/7/2013 00
Guyana Goldfields Inc. Options galassi, peter claude lello
5 6/10/2013 50 1.56 250,000 250,000
Guyana Goldfields Inc. Options Noone, Daniel Joseph 4 6/14/2013 50 1.48 575,000 300,000
Guyana Goldfields Inc. Options Perhat, Walter Silvano 8 6/14/2013 50 1.48 350,000 125,000
Guyana Precious Metals Inc.
Options Ferry, Alan 4 6/13/2013 52 350,000 -250,000
GWR Global Water Resources Corp.
Common Shares Fleming, Ron Fleming 5 1/1/2013 00
GWR Global Water Resources Corp.
Common Shares Fleming, Ron Fleming 5 6/7/2013 10 2.0221 2,550 2,550
GWR Global Water Resources Corp.
Common Shares Liles, Cindy M. Liles 5 6/7/2013 10 2.0357 10,134 4,200
Hemisphere GPS Inc. Options Neil, Rutland 5 2/19/2013 00
Hemisphere GPS Inc. Options Neil, Rutland 5 2/19/2013 00 47,500
Hi Ho Silver Resources Inc.
Common Shares Stromkins, Vernon Victor
4 5/29/2013 00
Hi Ho Silver Resources Inc.
Common Shares Stromkins, Vernon Victor
4 5/29/2013 00
Hi Ho Silver Resources Inc.
Common Shares Stromkins, Vernon Victor
4 5/29/2013 00
Hillcrest Resources Ltd.
Common Shares Currie, Donald James 4, 5 6/11/2013 10 0.045 36,000 20,000
HNZ Group Inc. (formerly Canadian Helicopters Group
Common Shares Bergnach, Edward Peter
5 6/13/2013 10 21 64,185 -400
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6305
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Inc.)
Holloway Lodging Corporation
Common Shares Temple Hotels Inc. 3 4/25/2013 10 3.5 2,919,045 -400,000
Holloway Lodging Corporation
Common Shares Temple Hotels Inc. 3 6/11/2013 10 3.54 0 -2,919,045
Holloway Lodging Corporation
Common Shares Thorsteinson, Arni Clayton
6 6/11/2013 10 3.54 0 -541,867
Holloway Lodging Corporation
Common Shares Thorsteinson, Arni Clayton
6 6/11/2013 10 3.54 143,503 -229,604
Holloway Lodging Corporation
Common Shares Thorsteinson, Arni Clayton
6 6/11/2013 10 3.54 0 -143,503
Horizonte Minerals PLC
Common Shares Teck Resources Limited
3 6/13/2013 11 0.12 170,573,987 20,000,000
HRT Participações em Petróleo S.A.
Common Shares Adeodato, Carlos Tersandro
7, 5 6/11/2013 10 0.966 222,108 -145,000
HRT Participações em Petróleo S.A.
Common Shares Conde, Luiz Eduardo 4 6/7/2013 00 26,667
HRT Participações em Petróleo S.A.
Common Shares Dourado, Ricardo Bottas
4 6/7/2013 00 21,667
Huntingdon Capital Corp.
7.5% Secured Debentures
George, Zachary R. 4, 5 6/11/2013 10 $75,000 ($425,000)
Huntingdon Capital Corp.
Common Shares George, Zachary R. 4, 5 6/7/2013 10 12.648 2,200 2,200
Huntingdon Capital Corp.
Common Shares George, Zachary R. 4, 5 6/10/2013 10 12.65 7,400 5,200
Huntingdon Capital Corp.
Common Shares George, Zachary R. 4, 5 6/12/2013 10 12.61 8,000 600
Huntingdon Capital Corp.
Common Shares Huntingdon Capital Corp.
1 5/31/2013 38 4,182 -26,651
Huntingdon Capital Corp.
Common Shares Huntingdon Capital Corp.
1 6/10/2013 38 12.65 87,394 1,541
Huntingdon Capital Corp.
Common Shares Huntingdon Capital Corp.
1 6/11/2013 38 12.648 88,935 1,541
Huntingdon Capital Corp.
Common Shares Huntingdon Capital Corp.
1 6/12/2013 38 12.65 90,476 1,541
Huntingdon Capital Corp.
Common Shares Huntingdon Capital Corp.
1 6/13/2013 38 12.65 92,017 1,541
Huntingdon Capital Corp.
Common Shares Huntingdon Capital Corp.
1 6/14/2013 38 12.47 93,517 1,500
Huntingdon Capital Corp.
Warrants Huntingdon Capital Corp.
1 12/31/2011 00
Huntingdon Capital Corp.
Warrants Huntingdon Capital Corp.
1 6/14/2013 38 3.58 94,600 94,600
IMAX Corporation Rights Restricted Share Unit
Bonnick, Brian 5 6/1/2003 00
IMAX Corporation Rights Restricted Share Unit
Bonnick, Brian 5 6/12/2013 56 11,345 11,345
IMAX Corporation Common Shares Braun, Neil S. 4 6/12/2013 57 9,756 4,756
IMAX Corporation Rights Restricted Share Unit
Braun, Neil S. 4 6/4/2003 00
IMAX Corporation Rights Restricted Share Unit
Braun, Neil S. 4 6/12/2013 56 4,756 4,756
IMAX Corporation Rights Restricted Share Unit
Braun, Neil S. 4 6/12/2013 57 26.28 0 -4,756
IMAX Corporation Rights Restricted Share Unit
Cripps, Andrew 5 2/27/2012 00
IMAX Corporation Rights Restricted Share Unit
Cripps, Andrew 5 6/12/2013 56 2,084 2,084
IMAX Corporation Common Shares Demirian, Eric 4 6/12/2013 57 4,756 4,756
IMAX Corporation Common Shares Demirian, Eric 4 6/12/2013 38 26.28 3,217 -1,539
IMAX Corporation Rights Restricted Share Unit
Demirian, Eric 4 9/28/2010 00
IMAX Corporation Rights Restricted Share Unit
Demirian, Eric 4 6/12/2013 56 4,756 4,756
IMAX Corporation Rights Restricted Share Unit
Demirian, Eric 4 6/12/2013 57 26.28 0 -4,756
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6306
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
IMAX Corporation Common Shares Girvan, Gary 4 6/12/2013 57 78,458 4,756
IMAX Corporation Rights Restricted Share Unit
Girvan, Gary 4 6/1/2003 00
IMAX Corporation Rights Restricted Share Unit
Girvan, Gary 4 6/12/2013 56 4,756 4,756
IMAX Corporation Rights Restricted Share Unit
Girvan, Gary 4 6/12/2013 57 26.28 0 -4,756
IMAX Corporation Rights Restricted Share Unit
Keighley, David B. 5 6/1/2003 00
IMAX Corporation Rights Restricted Share Unit
Keighley, David B. 5 6/12/2013 56 11,250 11,250
IMAX Corporation Common Shares Leebron, David W. 4 6/12/2013 57 29,348 4,756
IMAX Corporation Rights Restricted Share Unit
Leebron, David W. 4 9/10/2003 00
IMAX Corporation Rights Restricted Share Unit
Leebron, David W. 4 6/12/2013 56 4,756 4,756
IMAX Corporation Rights Restricted Share Unit
Leebron, David W. 4 6/12/2013 57 26.28 0 -4,756
IMAX Corporation Rights Restricted Share Unit
Lindzon-Jacobs, Carrie 5 5/30/2011 00
IMAX Corporation Rights Restricted Share Unit
Lindzon-Jacobs, Carrie 5 6/12/2013 56 12,500 12,500
IMAX Corporation Common Shares MacMillan, Michael I.M. 4 6/12/2013 00 1,665
IMAX Corporation Common Shares MacMillan, Michael I.M. 4 6/12/2013 57 6,421 4,756
IMAX Corporation Common Shares MacMillan, Michael I.M. 4 6/12/2013 38 26.28 4,904 -1,517
IMAX Corporation Rights Restricted Share Unit
MacMillan, Michael I.M. 4 6/12/2013 00
IMAX Corporation Rights Restricted Share Unit
MacMillan, Michael I.M. 4 6/12/2013 56 4,756 4,756
IMAX Corporation Rights Restricted Share Unit
MacMillan, Michael I.M. 4 6/12/2013 57 26.82 0 -4,756
IMAX Corporation Rights Restricted Share Unit
MacNeil, Edward 5 6/1/2003 00
IMAX Corporation Rights Restricted Share Unit
MacNeil, Edward 5 6/12/2013 56 3,368 3,368
IMAX Corporation Rights Restricted Share Unit
O'Reilly, Larry 5 6/1/2003 00
IMAX Corporation Rights Restricted Share Unit
O'Reilly, Larry 5 6/12/2013 56 9,500 9,500
IMAX Corporation Common Shares Pompadur, I Martin 4 6/12/2013 57 4,756 4,756
IMAX Corporation Rights Restricted Share Unit
Pompadur, I Martin 4 9/28/2010 00
IMAX Corporation Rights Restricted Share Unit
Pompadur, I Martin 4 6/12/2013 56 4,756 4,756
IMAX Corporation Rights Restricted Share Unit
Pompadur, I Martin 4 6/12/2013 57 26.28 0 -4,756
IMAX Corporation Rights Restricted Share Unit
Ruby, G. Mary 5 6/1/2003 00
IMAX Corporation Rights Restricted Share Unit
Ruby, G. Mary 5 6/12/2013 56 3,368 3,368
IMAX Corporation Rights Restricted Share Unit
Sparacio, Joseph 5 6/13/2007 00
IMAX Corporation Rights Restricted Share Unit
Sparacio, Joseph 5 6/12/2013 56 18,750 18,750
IMAX Corporation Common Shares Utay, Marc A. 4 6/12/2013 57 545,887 4,756
IMAX Corporation Rights Restricted Share Unit
Utay, Marc A. 4 6/1/2003 00
IMAX Corporation Rights Restricted Share Unit
Utay, Marc A. 4 6/12/2013 56 4,756 4,756
IMAX Corporation Rights Restricted Share Unit
Utay, Marc A. 4 6/12/2013 57 26.28 0 -4,756
IMAX Corporation Rights Restricted Share Unit
Vance, Jeff 5 11/24/2006 00
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6307
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
IMAX Corporation Rights Restricted Share Unit
Vance, Jeff 5 6/12/2013 56 3,368 3,368
IMAX Corporation Common Shares Wechsler, Bradley J. 4, 5 6/12/2013 57 94,769 6,469
IMAX Corporation Rights Restricted Share Unit
Wechsler, Bradley J. 4, 5 5/10/2004 00
IMAX Corporation Rights Restricted Share Unit
Wechsler, Bradley J. 4, 5 6/12/2013 56 6,469 6,469
IMAX Corporation Rights Restricted Share Unit
Wechsler, Bradley J. 4, 5 6/12/2013 57 26.28 0 -6,469
IMAX Corporation Rights Restricted Share Unit
Welton, Mark 5 6/1/2003 00
IMAX Corporation Rights Restricted Share Unit
Welton, Mark 5 6/12/2013 56 18,750 18,750
Innergex Renewable Energy Inc.
Common Shares Letellier, Michel 4, 5 12/6/2007 00
Innergex Renewable Energy Inc.
Common Shares Letellier, Michel 4, 5 6/13/2013 10 9.2 500 500
Innergex Renewable Energy Inc.
Common Shares Letellier, Michel 4, 5 6/13/2013 10 9.25 900 400
Innergex Renewable Energy Inc.
Common Shares Letellier, Michel 4, 5 6/13/2013 10 9.26 1,500 600
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/13/2013 38 58.657 29,697 29,697
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/13/2013 38 58.648 34,597 4,900
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/13/2013 38 58.657 37,697 3,100
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/13/2013 38 58.669 38,997 1,300
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/13/2013 38 58.69 39,097 100
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/13/2013 38 58.595 39,497 400
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/14/2013 38 58.61 59,994 20,497
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/14/2013 38 58.615 71,394 11,400
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/14/2013 38 58.524 73,994 2,600
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/14/2013 38 58.603 76,394 2,400
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/14/2013 38 58.508 76,794 400
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/14/2013 38 58.501 78,994 2,200
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/15/2013 38 58.463 97,091 18,097
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/15/2013 38 58.512 109,391 12,300
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/15/2013 38 58.388 115,191 5,800
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/15/2013 38 58.478 118,191 3,000
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/15/2013 38 58.605 118,391 200
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/15/2013 38 58.62 118,491 100
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/16/2013 38 59.514 139,788 21,297
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/16/2013 38 59.51 148,188 8,400
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/16/2013 38 59.519 152,588 4,400
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/16/2013 38 59.471 155,888 3,300
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/16/2013 38 59.572 156,888 1,000
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/16/2013 38 59.594 157,988 1,100
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6308
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/17/2013 38 59.44 181,185 23,197
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/17/2013 38 59.437 186,585 5,400
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/17/2013 38 59.422 190,885 4,300
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/17/2013 38 59.448 193,385 2,500
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/17/2013 38 59.424 194,185 800
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/17/2013 38 59.429 197,485 3,300
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/21/2013 38 59.955 221,582 24,097
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/21/2013 38 59.996 231,782 10,200
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/21/2013 38 59.917 233,382 1,600
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/21/2013 38 59.974 234,982 1,600
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/21/2013 38 59.86 236,082 1,100
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/21/2013 38 59.848 236,682 600
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/21/2013 38 59.723 236,982 300
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/22/2013 38 60.307 246,930 9,948
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/22/2013 38 60.301 253,030 6,100
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/22/2013 38 60.269 253,830 800
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/22/2013 38 60.26 255,830 2,000
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/22/2013 38 60.42 256,130 300
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/22/2013 38 60.418 256,730 600
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/23/2013 38 59.979 265,978 9,248
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/23/2013 38 59.94 272,178 6,200
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/23/2013 38 60.022 273,578 1,400
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/23/2013 38 59.961 275,478 1,900
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/23/2013 38 60.153 275,878 400
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/23/2013 38 59.88 276,078 200
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/23/2013 38 59.995 276,478 400
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/24/2013 38 60.111 277,978 1,500
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/24/2013 38 60.053 278,578 600
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/24/2013 38 60.106 279,278 700
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/24/2013 38 60.1 363,578 84,300
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/24/2013 38 126,596 -236,982
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/27/2013 38 60.419 135,944 9,348
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/27/2013 38 60.428 140,944 5,000
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/27/2013 38 60.44 143,144 2,200
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/27/2013 38 60.422 143,644 500
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6309
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/27/2013 38 60.47 144,744 1,100
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/27/2013 38 60.425 146,144 1,400
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/27/2013 38 60.49 146,344 200
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/28/2013 38 60.583 153,892 7,548
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/28/2013 38 60.566 159,892 6,000
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/28/2013 38 60.574 162,592 2,700
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/28/2013 38 60.594 164,592 2,000
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/28/2013 38 60.585 165,192 600
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/28/2013 38 60.6 165,292 100
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/28/2013 38 60.569 166,092 800
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/29/2013 38 60.634 168,292 2,200
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/29/2013 38 60.645 169,592 1,300
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/29/2013 38 60.67 169,792 200
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/29/2013 38 60.65 269,992 100,200
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/29/2013 38 60.63 270,092 100
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/30/2013 38 60.974 277,640 7,548
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/30/2013 38 60.965 282,840 5,200
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/30/2013 38 61.018 287,040 4,200
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/30/2013 38 61.024 288,640 1,600
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/30/2013 38 60.975 288,840 200
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/30/2013 38 60.912 289,340 500
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/30/2013 38 60.964 289,840 500
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/31/2013 38 61.25 291,940 2,100
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/31/2013 38 61.25 292,840 900
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/31/2013 38 61.25 293,640 800
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/31/2013 38 61.25 294,940 1,300
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/31/2013 38 61.25 295,640 700
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/31/2013 38 61.25 296,440 800
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/31/2013 38 61.25 298,740 2,300
Intact Financial Corporation
Common Shares Intact Financial Corporation
1 5/31/2013 38 132,648 -166,092
Intact Financial Corporation
Common Shares Pontbriand, Marc 5 6/6/2013 10 62.4 12,669 -2,200
Intact Financial Corporation
Common Shares Pontbriand, Marc 5 6/7/2013 10 62.4 9,669 -3,000
Intermap Technologies Corporation
Common Shares Class A
Burditt, Benjamin 4 6/13/2013 46 0.4 153,388 42,002
Intermap Technologies Corporation
Common Shares Class A
Curlander, John Charles
4 6/13/2013 46 0.4 140,582 42,002
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6310
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Intermap Technologies Corporation
Common Shares Class A
Garberding, Larry 4 6/13/2013 46 0.4 465,140 42,002
Intermap Technologies Corporation
Common Shares Class A
Gardner, Donald Ross 4 6/13/2013 46 0.4 153,490 42,002
Intermap Technologies Corporation
Common Shares Class A
Nellor, Howard 4 6/13/2013 46 0.4 331,717 42,002
InterRent Real Estate Investment Trust
Options McGahan, Michael Darryl
4, 5 6/13/2013 51 2.13 150,000 -50,000
InterRent Real Estate Investment Trust
Trust Units McGahan, Michael Darryl
4, 5 6/13/2013 51 2.13 1,720,562 50,000
Intertape Polymer Group Inc.
Options Baker, Eric 4 6/5/2013 50 12.04 80,000 10,000
Intertape Polymer Group Inc.
Options Beil, Robert 4 6/5/2013 50 12.04 22,500 10,000
Intertape Polymer Group Inc.
Options Blockowitz, Dean 5 6/5/2013 50 12.04 70,000 25,000
Intertape Polymer Group Inc.
Options Bunze, George J. 4 6/5/2013 50 12.04 50,000 10,000
Intertape Polymer Group Inc.
Common Shares Carpenter, Jim Bob 5 6/12/2013 51 2.19 55,674 10,000
Intertape Polymer Group Inc.
Common Shares Carpenter, Jim Bob 5 6/12/2013 10 11.893 50,773 -4,901
Intertape Polymer Group Inc.
Options Carpenter, Jim Bob 5 6/5/2013 50 12.04 76,250 25,000
Intertape Polymer Group Inc.
Options Carpenter, Jim Bob 5 6/12/2013 51 2.19 66,250 -10,000
Intertape Polymer Group Inc.
Options Foster, Robert J 4 6/5/2013 50 12.04 27,500 10,000
Intertape Polymer Group Inc.
Common Shares Martin, Charmaine 5 6/5/2013 00 1,761
Intertape Polymer Group Inc.
Options Martin, Charmaine 5 6/5/2013 00 25,000
Intertape Polymer Group Inc.
Options Nalette, Douglas 5 6/5/2013 50 12.04 135,000 50,000
Intertape Polymer Group Inc.
Options Nelson, Shawn 5 6/5/2013 50 12.04 135,000 50,000
Intertape Polymer Group Inc.
Options Pantelidis, James 4 6/5/2013 50 12.04 10,000 10,000
Intertape Polymer Group Inc.
Options Pitz, Bernard 5 6/5/2013 50 12.04 372,927 90,000
Intertape Polymer Group Inc.
Common Shares Quintas, Jorge Nelson 4 6/13/2013 51 1.89 127,300 30,000
Intertape Polymer Group Inc.
Common Shares Quintas, Jorge Nelson 4 6/13/2013 51 2.19 134,800 7,500
Intertape Polymer Group Inc.
Common Shares Quintas, Jorge Nelson 4 6/13/2013 51 1.55 149,800 15,000
Intertape Polymer Group Inc.
Common Shares Quintas, Jorge Nelson 4 6/13/2013 10 12.111 136,657 -13,143
Intertape Polymer Group Inc.
Options Quintas, Jorge Nelson 4 6/5/2013 50 12.04 70,000 10,000
Intertape Polymer Group Inc.
Options Quintas, Jorge Nelson 4 6/13/2013 51 1.89 40,000 -30,000
Intertape Polymer Group Inc.
Options Quintas, Jorge Nelson 4 6/13/2013 51 2.19 32,500 -7,500
Intertape Polymer Group Inc.
Options Quintas, Jorge Nelson 4 6/13/2013 51 1.55 17,500 -15,000
Intertape Polymer Group Inc.
Common Shares Tocci, Joseph 5 6/11/2013 51 2.19 75,395 17,500
Intertape Polymer Group Inc.
Common Shares Tocci, Joseph 5 6/11/2013 51 1.8 87,895 12,500
Intertape Polymer Group Inc.
Common Shares Tocci, Joseph 5 6/11/2013 10 12.155 57,895 -30,000
Intertape Polymer Group Inc.
Options Tocci, Joseph 5 6/5/2013 50 12.04 135,000 50,000
Intertape Polymer Group Inc.
Options Tocci, Joseph 5 6/11/2013 51 2.19 117,500 -17,500
Intertape Polymer Group Inc.
Options Tocci, Joseph 5 6/11/2013 51 1.8 105,000 -12,500
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6311
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Intertape Polymer Group Inc.
Common Shares Yull, Gregory 4, 5 6/10/2013 51 12.257 347,675 69,512
Intertape Polymer Group Inc.
Common Shares Yull, Gregory 4, 5 6/10/2013 10 12.257 327,680 -19,995
Intertape Polymer Group Inc.
Common Shares Yull, Gregory 4, 5 6/10/2013 10 12.318 327,615 -65
Intertape Polymer Group Inc.
Common Shares Yull, Gregory 4, 5 6/11/2013 10 12.054 306,715 -20,900
Intertape Polymer Group Inc.
Common Shares Yull, Gregory 4, 5 6/11/2013 10 11.966 305,965 -750
Intertape Polymer Group Inc.
Options Yull, Gregory 4, 5 6/5/2013 50 12.04 1,173,537 265,000
Intertape Polymer Group Inc.
Options Yull, Gregory 4, 5 6/10/2013 51 3.61 1,104,025 -69,512
Intertape Polymer Group Inc.
Options Yull, Melbourne F. 4 6/5/2013 50 12.04 32,500 10,000
Intertape Polymer Group Inc.
Options Zoller, Lee 5 6/5/2013 50 12.04 65,000 25,000
Intrepid Mines Limited Ordinary Shares Curtis, Laurence Wilson
4 6/14/2013 46 0.277 290,895 13,397
Intrepid Mines Limited Ordinary Shares Jackson, Colin George 4 6/14/2013 46 0.2868 411,179 16,213
Intrepid Mines Limited Ordinary Shares MACHRIBIE REKSOHADIPRODJO, ADRIANTO
4 6/14/2013 46 0.2868 175,951 12,349
Intrepid Mines Limited Ordinary Shares McDonald, Robert John
4 6/14/2013 46 0.2868 209,860 8,815
Intrepid Mines Limited Ordinary Shares McMaster, Ian Melville 4 6/14/2013 46 0.2868 505,168 8,717
Intrepid Mines Limited Ordinary Shares Roberts, Alan Norman 4 6/14/2013 46 0.2868 295,673 15,690
Intrinsyc Software International, Inc.
Common Shares REES, Tracy Adrian 5 6/13/2013 10 0.055 1,327,000 100,000
Intrinsyc Software International, Inc.
Common Shares REES, Tracy Adrian 5 6/14/2013 10 0.06 1,527,000 200,000
Intrinsyc Software International, Inc.
Options Reznik, George 1 6/10/2013 52 0.64 1,185,000 -400,000
Inventronics Limited Common Shares MONETTE, SERGE 3 6/7/2013 10 0.245 396,000 1,500
Inventronics Limited Common Shares MONETTE, SERGE 3 6/7/2013 10 0.22 396,500 500
Inventronics Limited Common Shares MONETTE, SERGE 3 6/11/2013 10 0.25 397,000 500
IOU Financial Inc. Options CHARETTE, GUY 4 5/31/2013 50 165,000 45,000
Iron Creek Capital Corp.
Common Shares Cepeliauskas, Christina
4 2/4/2013 00
Iron Creek Capital Corp.
Common Shares Cepeliauskas, Christina
4 6/10/2013 11 0.06 33,334 33,334
Iron Creek Capital Corp.
Warrants Cepeliauskas, Christina
4 2/4/2013 00
Iron Creek Capital Corp.
Warrants Cepeliauskas, Christina
4 6/10/2013 53 0.1 16,667 16,667
Iron Creek Capital Corp.
Common Shares Szotlender, Mario 4 6/10/2013 16 0.06 3,052,434 1,033,334
Iron Creek Capital Corp.
Warrants Szotlender, Mario 4 6/10/2013 16 616,667 516,667
Iron Creek Capital Corp.
Common Shares Winn, Michael D. 4, 5 6/10/2013 11 0.06 1,310,000 400,000
Iron Creek Capital Corp.
Common Shares Winn, Michael D. 4, 5 4/4/2008 00
Iron Creek Capital Corp.
Common Shares Winn, Michael D. 4, 5 6/10/2013 11 0.06 456,667 456,667
Iron Creek Capital Corp.
Options Winn, Michael D. 4, 5 4/4/2013 52 0.35 25,000 -25,000
Iron Creek Capital Corp.
Warrants Winn, Michael D. 4, 5 6/10/2013 53 0.1 280,000 200,000
Iron Creek Capital Corp.
Warrants Winn, Michael D. 4, 5 4/4/2008 00
Iron Creek Capital Corp.
Warrants Winn, Michael D. 4, 5 6/10/2013 53 0.1 228,334 228,334
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6312
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Ivernia Inc. Options Agnew, Michael 4 12/9/2010 00
Ivernia Inc. Options Agnew, Michael 4 6/11/2013 50 600,000 600,000
Ivernia Inc. Options Begg, Margaret Patricia
7 6/11/2013 00
Ivernia Inc. Options Begg, Margaret Patricia
7 6/11/2013 50 500,000 500,000
Ivernia Inc. Options Eyton, J. Trevor 4 6/11/2013 50 725,000 600,000
Ivernia Inc. Options Kodagoda, Chamath Hemaka
5 6/11/2013 00
Ivernia Inc. Options Kodagoda, Chamath Hemaka
5 6/11/2013 50 500,000 500,000
Ivernia Inc. Options Qi, David ming 4 6/11/2013 00
Ivernia Inc. Options Qi, David ming 4 6/11/2013 50 600,000
Ivernia Inc. Options Qi, David ming 4 6/11/2013 50 600,000 600,000
Ivernia Inc. Options Robson, Peter Hammond
4 6/11/2013 00
Ivernia Inc. Options Robson, Peter Hammond
4 6/11/2013 50 600,000 600,000
Ivernia Inc. Options Vains, Todd Anthony 5 2/1/2013 00
Ivernia Inc. Options Vains, Todd Anthony 5 6/11/2013 50 4,500,000 4,500,000
Ivernia Inc. Options Warner, David 4 6/11/2013 00
Ivernia Inc. Options Warner, David 4 6/11/2013 00
Ivernia Inc. Options Warner, David 4 6/11/2013 50 0.16 600,000 600,000
Jaguar Financial Corporation
Common Shares Alboini, Victor Philip Michael
4, 6, 5 6/7/2013 10 0.03 11,806,269 10,000
Jourdan Resources Inc.
Common Shares Dehn, Michael Alexander
4, 5 6/6/2013 10 0.05 1,565,000 25,000
Jourdan Resources Inc.
Common Shares Dehn, Michael Alexander
4, 5 6/10/2013 10 0.05 1,570,000 5,000
Jourdan Resources Inc.
Common Shares Dehn, Michael Alexander
4, 5 6/11/2013 10 0.05 1,580,000 10,000
Jourdan Resources Inc.
Common Shares Dehn, Michael Alexander
4, 5 6/12/2013 10 0.05 1,582,000 2,000
Jovian Capital Corporation
Common Shares Employee Share Purchase Plan
1 6/3/2013 30 7.1 22,101 72
Jovian Capital Corporation
Common Shares Employee Share Purchase Plan
1 6/5/2013 30 7.15 22,601 500
Jovian Capital Corporation
Common Shares Employee Share Purchase Plan
1 6/7/2013 30 7.1 22,668 67
Jura Energy Corporation
Common Shares Smith, Stephen Christopher
4 6/7/2013 10 0.32 547,252 2,500
Jura Energy Corporation
Common Shares Smith, Stephen Christopher
4 6/10/2013 10 0.32 548,252 1,000
K-Bro Linen Inc. Common Shares Burrows, Christopher Terrence James
5 6/6/2013 30 3,008 1,010
K-Bro Linen Inc. Common Shares Burrows, Christopher Terrence James
5 6/6/2013 30 5,537 2,529
K-Bro Linen Inc. Common Shares Curtis, Sean Philip 5 6/6/2013 30 79,986 1,745
K-Bro Linen Inc. Common Shares Gannon, Jeffrey Ronald
5 6/6/2013 30 9,686 494
K-Bro Linen Inc. Common Shares Graham, Ronald James
5 6/6/2013 30 18,415 583
K-Bro Linen Inc. Common Shares Hills, Matthew Bruce 4 6/6/2013 30 6,388 1,040
K-Bro Linen Inc. Common Shares Matyas, Steven Emanuel
4 6/6/2013 30 6,388 1,040
K-Bro Linen Inc. Common Shares McCurdy, Linda Jane 4, 5 6/6/2013 30 104,918 3,274
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6313
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
K-Bro Linen Inc. Common Shares Ostrzyzek, Jerzy Marek 5 6/6/2013 30 11,483 280
K-Bro Linen Inc. Common Shares Percy, Michael Barrett 4 6/6/2013 30 2,063 1,040
K-Bro Linen Inc. Common Shares Smith, Ross Siddall 4 6/7/2013 30 4,178 1,040
Kenna Resources Corp.
Common Shares MacNeill, William R. 3 6/6/2013 45 900,000 -100,000
Kincora Copper Limited
Common Shares Cowan, David John 4 6/13/2003 00 40,000
Kingsway Financial Services Inc.
Common Shares Stilwell, Joseph David 4 4/23/2009 00
Kingsway Financial Services Inc.
Common Shares Stilwell, Joseph David 4 6/10/2013 10 3.85 100 100
Kingsway Financial Services Inc.
Common Shares Stilwell, Joseph David 4 6/11/2013 10 3.64 30,100 30,000
Kingsway Financial Services Inc.
Common Shares Stilwell, Joseph David 4 4/23/2009 00
Kingsway Financial Services Inc.
Common Shares Stilwell, Joseph David 4 6/10/2013 10 3.85 400 400
Kingsway Financial Services Inc.
Common Shares Stilwell, Joseph David 4 6/11/2013 10 3.64 305,400 305,000
Kingsway Financial Services Inc.
Common Shares Stilwell, Joseph David 4 6/11/2013 10 3.64 702,044 -100,000
Kingsway Financial Services Inc.
Common Shares Stilwell, Joseph David 4 6/11/2013 10 3.64 515,000 -235,000
Kingsway Financial Services Inc.
Common Shares Swets, Jr., Larry Gene 5 6/7/2013 10 3.4 264,225 300
Kingsway Financial Services Inc.
Common Shares Swets, Jr., Larry Gene 5 6/7/2013 10 3.33 267,325 3,100
Kingsway Financial Services Inc.
Common Shares Swets, Jr., Larry Gene 5 6/7/2013 10 3.65 267,425 100
Kingsway Financial Services Inc.
Common Shares Swets, Jr., Larry Gene 5 6/7/2013 10 3.649 268,925 1,500
Klondex Mines Ltd. Common Shares Pountney, Glenn 3 6/12/2013 10 1.17 7,257,200 10,000
Klondex Mines Ltd. Common Shares Pountney, Glenn 3 6/12/2013 10 1.18 7,282,200 25,000
Klondex Mines Ltd. Common Shares Pountney, Glenn 3 6/12/2013 10 1.19 7,307,200 25,000
Klondex Mines Ltd. Common Shares Pountney, Glenn 3 6/12/2013 10 1.2 7,332,200 25,000
Klondex Mines Ltd. Common Shares Pountney, Glenn 3 6/12/2013 10 1.2 7,352,200 20,000
Klondex Mines Ltd. Common Shares Pountney, Glenn 3 6/12/2013 10 1.2 7,362,200 10,000
Klondex Mines Ltd. Common Shares Pountney, Glenn 3 6/12/2013 10 1.2 7,412,200 50,000
Kobex Minerals Inc Common Shares van Eeden, Paul Pieter 4 6/14/2013 10 0.55 3,611,500 25,000
KWG Resources Inc. Common Shares Smeenk, Frank Cornelius
4 6/13/2013 10 0.05 500,000
KWG Resources Inc. Common Shares Smeenk, Frank Cornelius
4 6/13/2013 10 0.04 9,484,500 500,000
Laramide Resources Ltd.
Common Shares Henderson, Marc Charles
3, 4, 5 2/26/2013 51 1.1 100,000
Laramide Resources Ltd.
Common Shares Henderson, Marc Charles
3, 4, 5 2/26/2013 51 1.1 6,211,712 110,000
Laramide Resources Ltd.
Options Henderson, Marc Charles
3, 4, 5 2/26/2013 51 -100,000
Laramide Resources Ltd.
Options Henderson, Marc Charles
3, 4, 5 2/26/2013 51 -100,000
Laramide Resources Ltd.
Options Henderson, Marc Charles
3, 4, 5 2/26/2013 51 415,000 -110,000
Laramide Resources Ltd.
Options Henderson, Marc Charles
3, 4, 5 5/19/2013 52 -175,000
Laramide Resources Ltd.
Options Henderson, Marc Charles
3, 4, 5 5/19/2013 52 250,000 -165,000
LAURENTIAN BANK OF CANADA
Unités d'actions différées
ANCTIL, Pierre 4 6/7/2013 35 44.215 1,438 16
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6314
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
LAURENTIAN BANK OF CANADA
Unités d'actions différées
ANCTIL, Pierre 4 6/7/2013 56 44.078 1,651 213
LAURENTIAN BANK OF CANADA
Unités d'actions différées
Bastarache, Lise 4 6/7/2013 35 44.215 1,070 12
LAURENTIAN BANK OF CANADA
Unités d'actions différées
Bastarache, Lise 4 6/7/2013 56 44.078 1,495 425
LAURENTIAN BANK OF CANADA
Common Shares Bazin, Jean 4 6/7/2013 46 44.393 253
LAURENTIAN BANK OF CANADA
Common Shares Bazin, Jean 4 6/10/2013 46 44.393 6,052 253
LAURENTIAN BANK OF CANADA
Unités d'actions différées
Bazin, Jean 4 6/7/2013 35 44.215 602 7
LAURENTIAN BANK OF CANADA
Unités d'actions différées
Bélanger, Richard 4 6/7/2013 35 44.215 221 3
LAURENTIAN BANK OF CANADA
Common Shares Courville, Isabelle 4 6/7/2013 46 44.393 522
LAURENTIAN BANK OF CANADA
Common Shares Courville, Isabelle 4 6/10/2013 46 44.393 5,318 522
LAURENTIAN BANK OF CANADA
Unités d'actions différées
Courville, Isabelle 4 6/7/2013 35 44.215 5,240 57
LAURENTIAN BANK OF CANADA
Unités d'actions différées
Genest, Pierre 4 6/7/2013 35 44.215 221 3
LAURENTIAN BANK OF CANADA
Unités d'actions différées
Labonté, Michel 4 6/7/2013 35 44.215 2,503 27
LAURENTIAN BANK OF CANADA
Unités d'actions différées
Labonté, Michel 4 6/7/2013 56 44.078 2,716 213
LAURENTIAN BANK OF CANADA
Unités d'actions différées
Orange, Jacqueline C. 4 6/7/2013 35 44.215 221 3
LAURENTIAN BANK OF CANADA
Unités d'actions différées
Poulin, Marie-France 4 6/7/2013 35 44.215 1,666 19
LAURENTIAN BANK OF CANADA
Common Shares Robitaille, Réjean 4, 5 6/7/2013 51 29.47 12,298 10,000
LAURENTIAN BANK OF CANADA
Common Shares Robitaille, Réjean 4, 5 6/10/2013 51 2947 10,000
LAURENTIAN BANK OF CANADA
Common Shares Robitaille, Réjean 4, 5 6/10/2013 10 44.38 5,298 -7,000
LAURENTIAN BANK OF CANADA
Common Shares Robitaille, Réjean 4, 5 6/10/2013 10 44.4 2,298 -3,000
LAURENTIAN BANK OF CANADA
Options Robitaille, Réjean 4, 5 6/7/2013 51 20,000 -10,000
LAURENTIAN BANK OF CANADA
Common Shares Savoy, Michelle Renee 4 6/10/2013 46 44.393 1,525 299
LAURENTIAN BANK OF CANADA
Unités d'actions différées
Savoy, Michelle Renee 4 6/7/2013 35 44.215 433 5
LAURENTIAN BANK OF CANADA
Unités d'actions différées
Savoy, Michelle Renee 4 6/7/2013 56 44.078 539 106
LAURENTIAN BANK OF CANADA
Unités d'actions différées
Wener, Jonathan I. 4 6/7/2013 35 44.215 221 3
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/10/2013 10 3.01 3,573,927 200
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/10/2013 10 3.03 3,574,627 700
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/10/2013 10 3.05 3,574,727 100
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/10/2013 10 3.06 3,575,027 300
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/10/2013 10 3.09 3,575,127 100
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/10/2013 10 3.13 3,580,227 5,100
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/10/2013 10 3.14 3,581,227 1,000
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/10/2013 10 3.15 3,584,127 2,900
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6315
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/10/2013 10 3.2 3,586,627 2,500
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/10/2013 10 3.22 3,588,527 1,900
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/10/2013 10 3.23 3,591,527 3,000
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/10/2013 10 3.25 3,595,327 3,800
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/10/2013 10 3.3 3,596,527 1,200
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/10/2013 10 3.33 3,599,327 2,800
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/10/2013 10 3.34 3,604,327 5,000
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/11/2013 10 3.3 3,614,827 10,500
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/11/2013 10 3.29 3,615,227 400
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/12/2013 10 3.42 3,615,427 200
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/12/2013 10 3.44 3,615,627 200
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/12/2013 10 3.45 3,616,427 800
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/12/2013 10 3.5 3,616,527 100
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/12/2013 10 3.51 3,617,127 600
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/12/2013 10 3.53 3,617,727 600
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/12/2013 10 3.54 3,618,327 600
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/12/2013 10 3.55 3,626,427 8,100
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/12/2013 10 3.56 3,630,627 4,200
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/12/2013 10 3.59 3,632,927 2,300
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/12/2013 10 3.42 3,633,427 500
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/13/2013 10 3.52 3,633,527 100
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/13/2013 10 3.55 3,634,527 1,000
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/13/2013 10 3.59 3,634,627 100
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/13/2013 10 3.63 3,635,427 800
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/13/2013 10 3.64 3,639,427 4,000
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/13/2013 10 3.65 3,643,527 4,100
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6316
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
LE CHATEAU INC. Subordinate Voting Shares Class A shares
Gruman, Barry 3 6/13/2013 10 3.7 3,665,727 22,200
Legacy Oil + Gas Inc. Common Shares Colborne, Paul 4 6/6/2013 10 5.39 668,981 5,000
Legacy Oil + Gas Inc. Common Shares Colborne, Paul 4 6/10/2013 10 5.5 673,981 5,000
Legumex Walker Inc. Common Shares Thrasher, Francis Martin
4 7/14/2011 00
Legumex Walker Inc. Common Shares Thrasher, Francis Martin
4 6/11/2013 10 3.83 6,000 6,000
Leisureworld Senior Care Corporation
Common Shares Veneziano, David 5 3/4/2013 00
Leisureworld Senior Care Corporation
Common Shares Veneziano, David 5 6/11/2013 10 12.46 1,400 1,400
Leisureworld Senior Care Corporation
Restricted Share Units
Veneziano, David 5 5/30/2013 46 12.73 1,178 1,178
LIONS GATE ENTERTAINMENTCORP.
Common Shares Beeks, Steve 7, 5 6/8/2013 38 29.27 195,122 -1,419
LIONS GATE ENTERTAINMENTCORP.
Common Shares Burns, Michael Raymond
4, 5 6/8/2013 38 29.27 1,575,167 -1,419
LIONS GATE ENTERTAINMENTCORP.
Common Shares Feltheimer, Jon Henry 4, 5 6/8/2013 38 29.27 1,984,156 -1,419
Logan International Inc. (formerly Destiny Resource Services Corp.)
Common Shares Bruce, Ian 4 6/10/2013 36 292,500 10,526
Logan International Inc. (formerly Destiny Resource Services Corp.)
Common Shares Coppe, David 4, 6, 1 6/10/2013 36 25,069 10,526
Logan International Inc. (formerly Destiny Resource Services Corp.)
Rights Restricted Stock Units
Coppe, David 4, 6, 1 6/10/2013 36 0 -10,526
Logan International Inc. (formerly Destiny Resource Services Corp.)
Common Shares David, Kennedy 4, 6 6/10/2013 36 143,569 10,526
Logan International Inc. (formerly Destiny Resource Services Corp.)
Rights Restricted Stock Units
David, Kennedy 4, 6 6/10/2013 36 0 -10,526
Logan International Inc. (formerly Destiny Resource Services Corp.)
Common Shares Hage, Gerald 4, 1, 5 6/10/2013 36 624,608 36,615
Logan International Inc. (formerly Destiny Resource Services Corp.)
Rights Restricted Stock Units
Hage, Gerald 4, 1, 5 6/10/2013 36 0 -36,615
Logan International Inc. (formerly Destiny Resource Services Corp.)
Common Shares Keister, Lawrence 5 6/10/2013 36 56,205 20,636
Logan International Inc. (formerly Destiny Resource Services Corp.)
Rights Restricted Stock Units
Keister, Lawrence 5 6/10/2013 36 27,584 -20,636
Logan International Inc. (formerly Destiny Resource Services Corp.)
Common Shares Mcdermott, Paul 4, 6 6/10/2013 36 25,069 10,526
Logan International Inc. (formerly Destiny Resource Services Corp.)
Rights Restricted Stock Units
Mcdermott, Paul 4, 6 6/10/2013 36 0 -10,526
Logistec Corporation Subordinate Voting Shares Class B
LOGISTEC CORPORATION
1 6/11/2013 38 29.1 500 500
Loncor Resources Inc. Common Shares Baker, Kevin Robert 4 6/6/2013 11 0.25 6,164,331 -1,000,000
Loncor Resources Inc. Common Shares KONDRAT, ARNOLD T.
3, 4, 5 6/6/2013 11 0.25 2,259,000 1,000,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6317
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Lorus Therapeutics Inc.
Common Shares Abramson, Herbert 3, 4 5/2/2012 90 1,033,331 1,033,331
Lorus Therapeutics Inc.
Common Shares Abramson, Herbert 3, 4 5/2/2012 90 0 -1,033,331
Lucara Diamond Corp. Common Shares Zebra Holdings and Investments S.à.r.l.
3 6/12/2013 10 0.83 31,800,000 4,000,000
Luna Gold Corp. Options BAERTL, LUIS J. 3, 4 6/6/2013 50 2 85,000 35,000
Luna Gold Corp. Options Chater, Geoffrey 4 6/6/2013 50 2 235,000 35,000
Luna Gold Corp. Common Shares Halpin, Mark 5 6/11/2013 10 1.81 61,300 1,000
Luna Gold Corp. Options Hulley, Keith Robert 4 6/6/2013 50 2 35,000
Luna Gold Corp. Options Hulley, Keith Robert 4 6/6/2013 50 2 235,000 35,000
Luna Gold Corp. Options Kirk, Harry Wayne 4 6/6/2013 50 2 220,000 35,000
Luna Gold Corp. Options Krause, Steven Karl 4 6/6/2013 50 2 335,000 35,000
Luna Gold Corp. Options Lindqvist, William Francis
4 6/6/2013 50 2 235,000 35,000
Lundin Mining Corporation
Rights Share Appreciation Right
Conibear, Paul K. 5 4/30/2013 56 2 1
Lupaka Gold Corp. Common Shares Courtnall, Geoffrey 7 6/3/2013 10 0.3 218,200 14,000
Lupaka Gold Corp. Common Shares Courtnall, Geoffrey 7 6/12/2013 10 0.345 228,200 10,000
Lynden Energy Corp. Common Shares Lovoi, John Vincent 3 6/10/2013 10 0.7 2,881,499 931,499
Lynden Energy Corp. Common Shares Lovoi, John Vincent 3 6/10/2013 10 0.7 1,218,216 318,216
Lynden Energy Corp. Common Shares Lovoi, John Vincent 3 6/10/2013 10 0.7 266,441 81,441
Lynden Energy Corp. Common Shares Lovoi, John Vincent 3 9/6/2012 00
Lynden Energy Corp. Common Shares Lovoi, John Vincent 3 6/10/2013 10 0.7 268,844 268,844
Macro Enterprises Inc. Common Shares Baker, Ronald John 4 6/6/2013 10 3.4899 73,400 23,400
Macro Enterprises Inc. Common Shares Baker, Ronald John 4 6/12/2013 10 3.5 200,000 126,600
Macro Enterprises Inc. Common Shares Baker, Ronald John 4 1/30/2006 00
Macro Enterprises Inc. Common Shares Baker, Ronald John 4 5/28/2013 10 3.03 3,600 3,600
Macro Enterprises Inc. Common Shares Baker, Ronald John 4 5/28/2013 10 3.04 3,800 200
Macro Enterprises Inc. Common Shares Miles, Frank Dorsey 3, 4, 5 6/12/2013 10 3.5 0 -126,667
Magna International Inc.
Common Shares Palmer, Jeffrey Owen 5 6/13/2013 51 16.545 111,216 66,667
Magna International Inc.
Common Shares Palmer, Jeffrey Owen 5 6/13/2013 10 70.58 44,549 -66,667
Magna International Inc.
Options Palmer, Jeffrey Owen 5 6/13/2013 51 16.545 446,667 -66,667
Magna Resources Ltd. Common Shares Peck, Alec 5 6/11/2013 10 500,000 -100,000
Magna Resources Ltd. Common Shares Yea, Darryl 3, 4 6/11/2013 10 0.14 87,500 -100,000
Major Drilling Group International Inc.
Common Shares Breiner, Edward 4 6/10/2013 10 6.99 15,000 2,100
Man GLG Emerging Markets Income Fund
Units Class A Man GLG Emerging Markets Income Fund
1 6/7/2013 10 8.24 33,100 33,100
Man GLG Emerging Markets Income Fund
Units Class A Man GLG Emerging Markets Income Fund
1 6/7/2013 38 -33,000
Man GLG Emerging Markets Income Fund
Units Class A Man GLG Emerging Markets Income Fund
1 6/7/2013 38 -33,000
Man GLG Emerging Markets Income Fund
Units Class A Man GLG Emerging Markets Income Fund
1 6/7/2013 38 0 -33,100
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6318
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Man GLG Emerging Markets Income Fund
Units Class A Man GLG Emerging Markets Income Fund
1 6/10/2013 10 8.24 40,300 40,300
Man GLG Emerging Markets Income Fund
Units Class A Man GLG Emerging Markets Income Fund
1 6/10/2013 38 0 -40,300
Man GLG Emerging Markets Income Fund
Units Class A Man GLG Emerging Markets Income Fund
1 6/11/2013 10 8.23 32,400 32,400
Man GLG Emerging Markets Income Fund
Units Class A Man GLG Emerging Markets Income Fund
1 6/11/2013 38 0 -32,400
Man GLG Emerging Markets Income Fund
Units Class A Man GLG Emerging Markets Income Fund
1 6/12/2013 10 8.23 11,100 11,100
Man GLG Emerging Markets Income Fund
Units Class A Man GLG Emerging Markets Income Fund
1 6/12/2013 38 0 -11,100
Man GLG Emerging Markets Income Fund
Units Class A Man GLG Emerging Markets Income Fund
1 6/13/2013 10 8.23 17,300 17,300
Man GLG Emerging Markets Income Fund
Units Class A Man GLG Emerging Markets Income Fund
1 6/13/2013 38 0 -17,300
Man GLG Emerging Markets Income Fund
Units Class A Man GLG Emerging Markets Income Fund
1 6/14/2013 10 8.23 1,000 1,000
Man GLG Emerging Markets Income Fund
Units Class A Man GLG Emerging Markets Income Fund
1 6/14/2013 38 0 -1,000
Mandalay Resources Corporation
Common Shares Mills, Bradford 4, 5 6/5/2013 10 0.85 24,188,676 -1,470,270
Mandalay Resources Corporation
Common Shares Mills, Bradford 4, 5 6/10/2013 10 0.8097 24,384,176 195,500
Mandalay Resources Corporation
Common Shares Sander, Mark VanDyke 5 6/5/2013 10 0.85 5,451,426 -392,072
Mandalay Resources Corporation
Common Shares Swarup, Sanjay 4 5/6/2013 10 0.85 846,869 -98,018
Manitoba Telecom Services Inc.
RightsPerformance Share Units
Beauregard, Paul 5 6/13/2013 56 35.63 10,693 417
Manitoba Telecom Services Inc.
Rights Restricted Share Units
Beauregard, Paul 5 6/13/2013 56 35.63 15,010 510
Manitoba Telecom Services Inc.
Rights Restricted Share Units
Blouin, Pierre J. 4, 5 6/13/2013 56 35.63 40,084 12,630
Manitoba Telecom Services Inc.
Rights Director Compensation Units
Riley, Sanford 4 6/13/2013 46 35.63 7,740 1,122
Manitou Gold Inc. Options Keast, Todd 4, 5 6/11/2013 52 300,000 -175,000
Maple Leaf Foods Inc. Common Shares Breton, Jean Luc 7 6/13/2013 10 12.54 18,065 -5,000
Maple Leaf Foods Inc. Common Shares Breton, Jean Luc 7 6/13/2013 10 12.75 15,065 -3,000
Maple Leaf Foods Inc. Common Shares Breton, Jean Luc 7 6/14/2013 10 13.236 12,065 -3,000
Maple Leaf Foods Inc. Common Shares Chantler, Maryanne Dale
7 6/12/2013 10 12.515 37,912 -100
Maple Leaf Foods Inc. Common Shares Chantler, Maryanne Dale
7 6/12/2013 10 12.51 37,712 -200
Maple Leaf Foods Inc. Common Shares Chantler, Maryanne Dale
7 6/12/2013 10 12.5 28,012 -9,700
Maple Leaf Foods Inc. Common Shares Vels, Michael Harold 5 3/14/2013 30 12.499 276,141 332
Marathon Gold Corporation
Common Shares Poynton, David 4 6/11/2013 10 20,500 500
Marquee Energy Ltd. Common Shares Dundee Corporation 3 6/7/2013 10 0.55 5,945,665 -32,000
Marret Resource Corp.
Common Shares Anderson, John Robert 4 12/9/2011 00
Marret Resource Corp.
Common Shares Anderson, John Robert 4 6/5/2013 10 3.9 7,000 7,000
Martinrea International Inc.
Common Shares Morsy, Hany 5 6/11/2013 10 9.9 6,800 1,800
Martinrea International Inc.
Common Shares Morsy, Hany 5 6/11/2013 10 9.93 8,000 1,200
Mason Graphite Inc. (formerly, POCML 1 INC.)
Options Marcotte, Simon 5 6/11/2013 50 0.6 175,000
Mason Graphite Inc. (formerly, POCML 1 INC.)
Options Marcotte, Simon 5 6/11/2013 50 0.6 175,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6319
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Mason Graphite Inc. (formerly, POCML 1 INC.)
Options Veilleux, Luc 5 6/11/2013 50 0.6 200,000
Mason Graphite Inc. (formerly, POCML 1 INC.)
Options Veilleux, Luc 5 6/11/2013 50 0.6 200,000
MCAN Mortgage Corporation
Common Shares Doré, Susan 4 6/10/2013 10 14.25 23,851 -2,000
MCAN Mortgage Corporation
Common Shares Oldenburg, Tammy 5 6/13/2013 90 10,099 10,099
MCAN Mortgage Corporation
Common Shares Oldenburg, Tammy 5 6/13/2013 90 0 -10,099
McChip Resources Inc Common Shares McCloskey, Richard Duncan
4, 5 6/11/2013 10 1.8 188,100 2,500
MDN INC. Common Shares Boulay, Claude 4 6/7/2013 10 0.05 253,000 16,000
MDN INC. Common Shares Boulay, Claude 4 6/10/2013 10 0.05 458,000 205,000
Medical Facilities Corporation
Common Shares Medical Facilities Corporation
1 6/6/2013 38 14.87 31,395,749 -3,000
Medical Facilities Corporation
Common Shares Medical Facilities Corporation
1 6/7/2013 38 14.835 31,390,749 -5,000
Medical Facilities Corporation
Common Shares Medical Facilities Corporation
1 6/10/2013 38 14.775 31,385,749 -5,000
Medical Facilities Corporation
Common Shares Medical Facilities Corporation
1 6/11/2013 38 14.874 31,382,749 -3,000
Medical Facilities Corporation
Common Shares Medical Facilities Corporation
1 6/12/2013 38 14.831 31,377,749 -5,000
Medworxx Solutions Inc.
Common Shares Goffenberg, Brian 5 6/11/2013 10 0.3 174,000 23,000
MEG Energy Corp. Common Shares ANDERSON, Arnold Boyd
4 6/10/2013 10 30.9 9,273 1,000
MEG Energy Corp. Common Shares Hohm, Dale Jonathan 5 6/12/2013 51 27.5 187,428 16,000
MEG Energy Corp. Common Shares Hohm, Dale Jonathan 5 6/12/2013 10 31.25 171,428 -16,000
MEG Energy Corp. Options Hohm, Dale Jonathan 5 6/12/2013 51 27.5 16,000
MEG Energy Corp. Options Hohm, Dale Jonathan 5 6/12/2013 51 27.5 224,000 -16,000
MEGA Brands Inc. Common Shares Bendayan, Michel 5 6/7/2013 51 9 8,532 8,000
MEGA Brands Inc. Common Shares Bendayan, Michel 5 6/7/2013 10 532 -8,000
MEGA Brands Inc. Options Plan 2 Bendayan, Michel 5 6/7/2013 51 9 43,631 -8,000
MEGA Brands Inc. DSU Gregson, William 4 6/11/2013 56 5,284 3,388
Melcor Developments Ltd.
Common Shares Baker, Brian Douglas 5 6/14/2013 90 10,000 -10,000
Melcor Developments Ltd.
Common Shares Baker, Brian Douglas 5 6/10/2013 51 16.6 41,000 4,000
Melcor Developments Ltd.
Common Shares Baker, Brian Douglas 5 6/14/2013 90 51,000 10,000
Melcor Developments Ltd.
Options Baker, Brian Douglas 5 6/10/2013 51 16.6 115,000 -4,000
Melcor Developments Ltd.
Common Shares Chia, Jonathan 5 6/7/2013 40 19.45 -24,000 -25,000
Melcor Developments Ltd.
Common Shares Chia, Jonathan 5 6/13/2013 51 14.38 -4,000 20,000
Melcor Developments Ltd.
Common Shares Chia, Jonathan 5 6/13/2013 51 12.76 1,000 5,000
Melcor Developments Ltd.
Options Chia, Jonathan 5 6/13/2013 51 14.38 25,000 -20,000
Melcor Developments Ltd.
Options Chia, Jonathan 5 6/13/2013 51 12.76 20,000 -5,000
Melcor Developments Ltd.
Common Shares Melton, Andrew John 3, 4 6/9/2003 00
Melcor Developments Ltd.
Common Shares Melton, Andrew John 3, 4 6/10/2013 51 12.76 13,333 13,333
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6320
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Melcor Developments Ltd.
Common Shares Melton, Andrew John 3, 4 6/10/2013 51 13.1 80,000 66,667
Melcor Developments Ltd.
Options Melton, Andrew John 3, 4 6/10/2013 51 12.76 126,667 -13,333
Melcor Developments Ltd.
Options Melton, Andrew John 3, 4 6/10/2013 51 13.1 60,000 -66,667
Melcor Developments Ltd.
Common Shares Melton, Timothy Charles
3, 4, 5 6/10/2013 51 13.74 1,594,927 36,667
Melcor Developments Ltd.
Common Shares Melton, Timothy Charles
3, 4, 5 6/10/2013 51 3.71 1,628,327 33,400
Melcor Developments Ltd.
Common Shares Melton, Timothy Charles
3, 4, 5 6/10/2013 51 10.94 1,698,327 70,000
Melcor Developments Ltd.
Common Shares Melton, Timothy Charles
3, 4, 5 6/10/2013 51 12.76 1,711,660 13,333
Melcor Developments Ltd.
Options Melton, Timothy Charles
3, 4, 5 6/10/2013 51 13.74 161,733 -36,667
Melcor Developments Ltd.
Options Melton, Timothy Charles
3, 4, 5 6/10/2013 51 3.71 128,333 -33,400
Melcor Developments Ltd.
Options Melton, Timothy Charles
3, 4, 5 6/10/2013 51 10.94 58,333 -70,000
Melcor Developments Ltd.
Options Melton, Timothy Charles
3, 4, 5 6/10/2013 51 12.76 45,000 -13,333
Melcor Developments Ltd.
Common Shares Stefura, Naomi Marie 5 6/13/2013 51 10.94 7,600 5,000
Melcor Developments Ltd.
Options Stefura, Naomi Marie 5 6/13/2013 51 10.94 8,400 -5,000
Melcor Real Estate Investment Trust
Trust Units Melton, Andrew John 6 5/1/2013 00
Melcor Real Estate Investment Trust
Trust Units Melton, Andrew John 6 6/12/2013 10 9.6 2,600 2,600
Melcor Real Estate Investment Trust
Trust Units Melton, Andrew John 6 6/12/2013 10 9.4 4,600 2,000
Melcor Real Estate Investment Trust
Trust Units Young, Ralph Barclay 6 6/11/2013 10 9.9 15,100 2,300
Melcor Real Estate Investment Trust
Trust Units Young, Ralph Barclay 6 6/12/2013 10 9.7 17,800 2,700
Merus Labs International Inc.
Common Shares Farah, Elie Kevin 4 6/10/2013 00 863,535
Merus Labs International Inc.
Common Shares Farah, Elie Kevin 4 6/10/2013 11 0.6 888,235 24,700
Merus Labs International Inc.
Options Farah, Elie Kevin 4 6/10/2013 00 400,000
Merus Labs International Inc.
Common Shares Guebert, David Dean 4 10/1/2012 00 62,500
Merus Labs International Inc.
Common Shares Guebert, David Dean 4 10/1/2012 00 40,000
Merus Labs International Inc.
Common Shares Guebert, David Dean 4 3/12/2013 10 0.95 80,000 40,000
Merus Labs International Inc.
Common Shares Guebert, David Dean 4 6/7/2013 16 0.6 146,667 66,667
Merus Labs International Inc.
Options Guebert, David Dean 4 10/1/2012 00 150,000
Merus Labs International Inc.
Common Shares Pollock, Robert 4 10/1/2012 00 464,875
Merus Labs International Inc.
Common Shares Pollock, Robert 4 10/1/2012 00 225,923
Merus Labs International Inc.
Common Shares Pollock, Robert 4 4/8/2013 10 0.64 235,923 10,000
Merus Labs International Inc.
Common Shares Pollock, Robert 4 4/8/2013 10 0.68 238,923 3,000
Merus Labs International Inc.
Common Shares Pollock, Robert 4 10/1/2012 00 2,201,000
Merus Labs International Inc.
Common Shares Pollock, Robert 4 1/4/2013 10 1.14 2,202,000 1,000
Merus Labs International Inc.
Common Shares Pollock, Robert 4 1/4/2013 10 1.15 2,205,300 3,300
Merus Labs International Inc.
Common Shares Pollock, Robert 4 1/4/2013 10 1.16 2,213,300 8,000
Merus Labs International Inc.
Common Shares Pollock, Robert 4 6/7/2013 16 0.6 2,763,300 550,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6321
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Merus Labs International Inc.
Options Pollock, Robert 4 10/1/2012 00 150,000
Merus Labs International Inc.
Warrants Pollock, Robert 4 10/1/2012 00 115,625
Merus Labs International Inc.
Warrants Pollock, Robert 4 4/13/2013 55 0 -115,625
Merus Labs International Inc.
Warrants Pollock, Robert 4 10/1/2012 00 31,250
Merus Labs International Inc.
Warrants Pollock, Robert 4 4/13/2013 55 0 -31,250
Merus Labs International Inc.
Warrants Pollock, Robert 4 10/1/2012 00 459,375
Merus Labs International Inc.
Warrants Pollock, Robert 4 4/13/2013 55 375,000 -84,375
Merus Labs International Inc.
Options Rus, Joseph 4 12/19/2011 00
Merus Labs International Inc.
Options Rus, Joseph 4 10/1/2012 00
Merus Labs International Inc.
Options Rus, Joseph 4 10/1/2012 00 150,000
Merus Labs International Inc.
Common Shares Sorensen, Timothy Gerald
4 10/1/2012 00 12,200
Merus Labs International Inc.
Common Shares Sorensen, Timothy Gerald
4 10/5/2012 10 1.21 37,200 25,000
Merus Labs International Inc.
Common Shares Sorensen, Timothy Gerald
4 10/1/2012 00
Merus Labs International Inc.
Common Shares Sorensen, Timothy Gerald
4 5/17/2013 10 0.5541 62,800 62,800
Merus Labs International Inc.
Common Shares Sorensen, Timothy Gerald
4 10/1/2012 00
Merus Labs International Inc.
Common Shares Sorensen, Timothy Gerald
4 5/21/2013 10 0.6 3,000 3,000
Merus Labs International Inc.
Common Shares Sorensen, Timothy Gerald
4 10/1/2012 00 636,500
Merus Labs International Inc.
Common Shares Sorensen, Timothy Gerald
4 5/17/2013 10 0.55 661,500 25,000
Merus Labs International Inc.
Common Shares Sorensen, Timothy Gerald
4 6/7/2013 16 0.6 761,500 100,000
Merus Labs International Inc.
Common Shares Sorensen, Timothy Gerald
4 10/1/2012 00
Merus Labs International Inc.
Common Shares Sorensen, Timothy Gerald
4 5/17/2013 10 0.57 20,000 20,000
Merus Labs International Inc.
Common Shares Sorensen, Timothy Gerald
4 10/1/2012 00
Merus Labs International Inc.
Common Shares Sorensen, Timothy Gerald
4 5/17/2013 10 0.57 4,000 4,000
Merus Labs International Inc.
Options Sorensen, Timothy Gerald
4 10/1/2012 00 150,000
Merus Labs International Inc.
Warrants Sorensen, Timothy Gerald
4 10/1/2012 00 88,250
Merus Labs International Inc.
Warrants Sorensen, Timothy Gerald
4 4/13/2013 55 25,750 -62,500
Metalore Resources Limited
Common Shares Chilian, George 6 6/13/2013 10 3.46 365,508 2,000
Metanor Resources Inc.
Common Shares Bryce, Robert 4 6/14/2013 16 0.1 150,000 100,000
Metanor Resources Inc.
Common Shares Morin, Ghislain 4 6/14/2013 16 0.1 1,001,000 500,000
Metanor Resources Inc.
Common Shares Roy, Serge 4, 5 6/14/2013 16 0.1 2,076,069 500,000
Methanex Corporation Common Shares AITKEN, BRUCE 4 6/10/2013 51 28.43 143,289 5,000
Methanex Corporation Common Shares AITKEN, BRUCE 4 6/10/2013 10 43.54 138,289 -5,000
Methanex Corporation Common Shares AITKEN, BRUCE 4 6/11/2013 51 28.43 143,289 5,000
Methanex Corporation Common Shares AITKEN, BRUCE 4 6/11/2013 10 44.23 142,989 -300
Methanex Corporation Common Shares AITKEN, BRUCE 4 6/11/2013 10 44.17 138,389 -4,600
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6322
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Methanex Corporation Common Shares AITKEN, BRUCE 4 6/11/2013 10 44.26 138,289 -100
Methanex Corporation Common Shares AITKEN, BRUCE 4 6/12/2013 51 28.43 143,289 5,000
Methanex Corporation Common Shares AITKEN, BRUCE 4 6/12/2013 10 43.9 138,289 -5,000
Methanex Corporation Common Shares AITKEN, BRUCE 4 6/13/2013 51 28.43 143,289 5,000
Methanex Corporation Common Shares AITKEN, BRUCE 4 6/13/2013 10 43.41 138,689 -4,600
Methanex Corporation Common Shares AITKEN, BRUCE 4 6/13/2013 10 43.39 138,289 -400
Methanex Corporation Common Shares AITKEN, BRUCE 4 6/14/2013 51 28.43 143,289 5,000
Methanex Corporation Common Shares AITKEN, BRUCE 4 6/14/2013 10 44.51 138,289 -5,000
Methanex Corporation Options AITKEN, BRUCE 4 6/10/2013 51 233,000 -5,000
Methanex Corporation Options AITKEN, BRUCE 4 6/11/2013 51 228,000 -5,000
Methanex Corporation Options AITKEN, BRUCE 4 6/12/2013 51 223,000 -5,000
Methanex Corporation Options AITKEN, BRUCE 4 6/13/2013 51 218,000 -5,000
Methanex Corporation Options AITKEN, BRUCE 4 6/14/2013 51 213,000 -5,000
Metro inc. Common Shares Goodman, Russell Andrew
4 6/13/2013 10 67 2,000 1,000
MGM Energy Corp. Common Shares Riddell, Clayton H. 3, 4, 6, 5
6/11/2013 11 0.25 4,961,885 -16,870,333
MGM Energy Corp. Common Shares Riddell, Clayton H. 3, 4, 6, 5
6/11/2013 11 0.25 60,284,874 16,870,333
Microbix Biosystems Inc.
Common Shares Gastle, William John 3, 4, 5 6/12/2013 47 0.185 5,454,109 -35,000
MicroPlanet Technology Corp.
Options Foulger, Grahame 4 10/15/2012 00
MicroPlanet Technology Corp.
Options Foulger, Grahame 4 6/8/2013 50 0.05 250,000 250,000
MicroPlanet Technology Corp.
Common Shares Garth, Edward 5 6/1/2013 00 1,694,625
MicroPlanet Technology Corp.
Warrants Garth, Edward 5 6/1/2013 00 1,284,625
Middlefield Can-Global REIT Income Fund
Trust Units Can-Global REIT Income Fund
1 6/7/2013 38 9.45 213,600 100
Middlefield Can-Global REIT Income Fund
Trust Units Can-Global REIT Income Fund
1 6/10/2013 38 9.54 216,500 2,900
Middlefield Income Plus II Corp.
Non-Voting Shares equity shares
Lauzon, Robert 4, 7, 5 3/20/2012 00
Middlefield Income Plus II Corp.
Non-Voting Shares equity shares
Lauzon, Robert 4, 7, 5 6/13/2013 10 10.415 4,800 4,800
Minaurum Gold Inc. Common Shares Megaw, Peter 4 6/12/2013 11 0.1 937,250 312,500
Minaurum Gold Inc. Warrants Megaw, Peter 4 11/4/2010 00 156,250
Minaurum Gold Inc. Common Shares Rader, Darrell A. 5 6/12/2013 11 0.1 266,850 116,850
Minaurum Gold Inc. Warrants Rader, Darrell A. 5 3/1/2010 00 58,425
Minaurum Gold Inc. Common Shares Williams, Michael Jeffrey
4 1/15/2009 00 70,000
Minaurum Gold Inc. Warrants Williams, Michael Jeffrey
4 1/15/2009 00 35,000
Montana Exploration Corp. (formerly AltaCanada Energy Corp.)
Common Shares Collins, James William 4 6/13/2012 10 0.18 10,590,700 255,000
Montana Exploration Corp. (formerly AltaCanada Energy Corp.)
Common Shares Collins, James William 4 6/12/2013 10 0.18 37,517,360 12,500
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6323
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Montana Exploration Corp. (formerly AltaCanada Energy Corp.)
Common Shares Collins, James William 4 6/12/2013 10 0.2 37,573,791 56,431
Montana Exploration Corp. (formerly AltaCanada Energy Corp.)
Common Shares Collins, James William 4 6/13/2013 10 0.18 37,812,291 238,500
Montana Exploration Corp. (formerly AltaCanada Energy Corp.)
Common Shares Selby, Charles Vincent 4 4/21/2003 00 21,590
Montana Exploration Corp. (formerly AltaCanada Energy Corp.)
Common Shares Selby, Charles Vincent 4 6/4/2013 57 0.2 23,946 2,356
Montana Exploration Corp. (formerly AltaCanada Energy Corp.)
Rights May 31, 2013 expiry
Selby, Charles Vincent 4 4/21/2003 00 21,590
Montana Exploration Corp. (formerly AltaCanada Energy Corp.)
Rights May 31, 2013 expiry
Selby, Charles Vincent 4 6/4/2013 57 0.2 0 -21,590
Montero Mining and Exploration Ltd.
Common Shares Thomson, Andrew 4 6/10/2013 10 0.04 952,854 25,000
Montero Mining and Exploration Ltd.
Common Shares Thomson, Andrew 4 6/13/2013 10 0.04 977,854 25,000
Morguard Corporation Common Shares Morguard Corporation 1 6/10/2013 38 105.1 1,000 1,000
Morguard Corporation Common Shares Morguard Corporation 1 6/10/2013 38 0 -1,000
Morguard Corporation Common Shares Morguard Corporation 1 6/12/2013 38 105.1 4,000 4,000
Morguard Corporation Common Shares Morguard Corporation 1 6/12/2013 38 0 -4,000
Morguard Corporation Common Shares Sahi, Kuldip (Rai) 3, 4, 6, 5
6/11/2013 10 105.1 6,690,000 25,501
Morguard Real Estate Investment Trust
Units Morguard Corporation 3 6/11/2013 10 16.827 1,682,100 34,800
Morguard Real Estate Investment Trust
Units Morguard Real Estate Investment Trust
1 6/10/2013 38 17.14 46,200 46,200
Morguard Real Estate Investment Trust
Units Morguard Real Estate Investment Trust
1 6/10/2013 38 0 -46,200
Morneau Shepell Inc. Common Shares Morneau, Sr., William Frank
5 6/13/2013 10 14.02 27,050 27,050
Morneau Shepell Inc. Common Shares Morneau, Sr., William Frank
5 6/13/2013 10 14.02 50,505 35,250
Morneau Shepell Inc. Common Shares Morneau, Sr., William Frank
5 6/12/2013 47 14.14 560,089 -70,500
Mosaic Capital Corporation
Common Shares Laughland, Barclay 5 6/10/2013 10 7.5285 33,180 -1,850
Mosaic Capital Corporation
Common Shares Mackay, John 4, 6, 7, 5
6/12/2013 10 7.61 245,479 -1,500
Mosaic Capital Corporation
Common Shares Mackay, John 4, 6, 7, 5
6/12/2013 10 7.55 214,279 -31,200
Mosaic Capital Corporation
Common Shares Whitnack, Alan Grant 7 6/11/2013 90 7.65 158 -7,636
Mosaic Capital Corporation
Common Shares Whitnack, Alan Grant 7 6/11/2013 90 7.65 14,114 7,636
MRF 2013 Resource Limited Partnership
Limited Partnership Units
Brasseur, Jeremy 6 6/14/2013 11 25 159,270 -1,800
MRF 2013 Resource Limited Partnership
Limited Partnership Units
Brasseur, Jeremy 6 6/14/2013 11 25 1,800 1,800
MRF 2013 Resource Limited Partnership
Limited Partnership Units
Brasseur, Jeremy 6 6/14/2013 11 24.125 0 -1,800
Nanotech Security Corp.
Common Shares Causey, Brian 4 6/10/2013 11 125,000 -50,000
Nass Valley Gateway Ltd.
Common Shares Merfin Management Ltd
3 6/13/2013 10 0.03 10,752,833 50,000
Nautilus Minerals Inc. Common Shares MB Holding Company LLC
3 6/11/2013 15 0.2 122,120,860 82,679,363
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6324
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Nemaska Lithium Inc. (formerly NEMASKA EXPLORATION INC.)
Common Shares Bourassa, guy georges 4, 5 6/12/2013 10 0.175 1,670,001 5,000
Nemaska Lithium Inc. (formerly NEMASKA EXPLORATION INC.)
Common Shares Bourassa, guy georges 4, 5 6/14/2013 10 0.175 1,672,001 2,000
Neptune Technologies & Bioressources Inc.
Common Shares chartrand, michel 4 6/7/2013 10 3 53,200 -1,900
New Look Eyewear Inc.
Options Amiel, Antoine 4, 6, 5 6/10/2013 50 9.77 170,000 20,000
New Look Eyewear Inc.
Options Boulanger, Claire 5 6/10/2013 50 9.77 25,000 10,000
New Look Eyewear Inc.
Options Deschamps, Jean-Luc 5 6/10/2013 50 9.77 80,000 10,000
New Look Eyewear Inc.
Options Echenberg, Paul S. 4, 6 6/10/2013 50 9.77 20,000 10,000
New Look Eyewear Inc.
Options Ferguson, William R. 4 6/10/2013 50 9.77 22,500 10,000
New Look Eyewear Inc.
Options Gagné, Martial 4, 5 6/10/2013 50 9.77 220,000 20,000
New Look Eyewear Inc.
Options Mercier, Marie-Josée 5 6/10/2013 50 9.77 25,000 10,000
New Look Eyewear Inc.
Options Pageau, Mario 5 6/10/2013 50 9.77 42,000 10,000
New Look Eyewear Inc.
Options Reimnitz, France 5 6/10/2013 50 9.77 35,000 10,000
New Look Eyewear Inc.
Options Rouleau, Caroline 5 6/10/2013 50 9.77 45,000 10,000
New Look Eyewear Inc.
Options Roy, Michel 5 6/10/2013 50 9.77 14,000 3,000
New Look Eyewear Inc.
Options St-Amant, Linda 5 6/10/2013 50 9.77 14,300 3,000
New Oroperu Resources Inc.
Common Shares Brown, Maynard Elliott 4 6/10/2013 97 0.25 162,000 12,000
New Pacific Metals Corp.
Common Shares Kong, David TokPay 4 6/11/2013 10 0.62 20,000 20,000
New Pacific Metals Corp.
Common Shares New Pacific Metals Corp.
1 6/11/2013 10 0.62 368,786 5,500
Newalta Corporation Deferred Share Units
Stewart, Barry D. 4 5/13/2013 56 13.96 10,352 952
Newfoundland Capital Corporation Limited
Subordinate Voting Shares Class A
Dundee Corporation 3 6/7/2013 10 9 3,019,800 -10,000
Newfoundland Capital Corporation Limited
Common Shares Class B
STEELE, HARRY RAYMOND
3, 4, 5 6/12/2013 10 9 456,435 3,000
NexJ Systems Inc. Common Shares McPhee, Kenneth Ian 4 6/7/2013 47 2.43 295,110 -60,000
Nighthawk Gold Corp. Common Shares Cudney, Robert Douglas
3 6/11/2013 10 0.09 100,000
Nighthawk Gold Corp. Common Shares Cudney, Robert Douglas
3 6/11/2013 10 0.09 100,000
Nobel Real Estate Investment Trust
Options Girard, Jacques 4 5/16/2013 00
Nobel Real Estate Investment Trust
Options Girard, Jacques 4 5/16/2013 00
Nobel Real Estate Investment Trust
Options Girard, Jacques 4 5/30/2013 00
Nobel Real Estate Investment Trust
Options Girard, Jacques 4 5/30/2013 22 100,793 100,793
Nobel Real Estate Investment Trust
Units Girard, Jacques 4 5/16/2013 00
Nobel Real Estate Investment Trust
Units Girard, Jacques 4 5/16/2013 00
Nobel Real Estate Investment Trust
Units Girard, Jacques 4 5/30/2013 00
Nobel Real Estate Investment Trust
Units Girard, Jacques 4 5/30/2013 22 300,000 300,000
Nobel Real Estate Investment Trust
Limited Partnership Units catégorie B, comporte 1 droit de vote par catégorie B
Grandmont, Bernard 4 5/16/2013 00
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6325
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Nobel Real Estate Investment Trust
Limited Partnership Units catégorie B, comporte 1 droit de vote par catégorie B
Grandmont, Bernard 4 5/16/2013 00
Nobel Real Estate Investment Trust
Limited Partnership Units catégorie B, comporte 1 droit de vote par catégorie B
Grandmont, Bernard 4 5/30/2013 00
Nobel Real Estate Investment Trust
Limited Partnership Units catégorie B, comporte 1 droit de vote par catégorie B
Grandmont, Bernard 4 5/30/2013 22 300,000 300,000
Nobel Real Estate Investment Trust
Options Grandmont, Bernard 4 5/16/2013 00
Nobel Real Estate Investment Trust
Options Grandmont, Bernard 4 5/16/2013 00
Nobel Real Estate Investment Trust
Options Grandmont, Bernard 4 5/30/2013 00
Nobel Real Estate Investment Trust
Options Grandmont, Bernard 4 5/30/2013 22 100,793 100,793
Nobel Real Estate Investment Trust
Limited Partnership Units catégorie B, comporte 1 droit de vote par catégorie B
Maurais, Yves 4, 5 5/16/2013 00
Nobel Real Estate Investment Trust
Limited Partnership Units catégorie B, comporte 1 droit de vote par catégorie B
Maurais, Yves 4, 5 5/16/2013 00
Nobel Real Estate Investment Trust
Limited Partnership Units catégorie B, comporte 1 droit de vote par catégorie B
Maurais, Yves 4, 5 5/30/2013 00
Nobel Real Estate Investment Trust
Limited Partnership Units catégorie B, comporte 1 droit de vote par catégorie B
Maurais, Yves 4, 5 5/30/2013 22 300,000 300,000
Nobel Real Estate Investment Trust
Options Maurais, Yves 4, 5 5/16/2013 00
Nobel Real Estate Investment Trust
Options Maurais, Yves 4, 5 5/16/2013 00
Nobel Real Estate Investment Trust
Options Maurais, Yves 4, 5 5/30/2013 00
Nobel Real Estate Investment Trust
Options Maurais, Yves 4, 5 5/30/2013 22 302,500 302,500
Nobel Real Estate Investment Trust
Units Maurais, Yves 4, 5 5/16/2013 00
Nobel Real Estate Investment Trust
Units Maurais, Yves 4, 5 5/16/2013 00
Nobel Real Estate Investment Trust
Units Maurais, Yves 4, 5 5/30/2013 00
Nobel Real Estate Investment Trust
Units Maurais, Yves 4, 5 5/30/2013 22 2,934,500 2,934,500
Nobel Real Estate Investment Trust
Limited Partnership Units catégorie B, comporte 1 droit de vote par catégorie B
Parent, Jean-Guy 4 5/16/2013 00
Nobel Real Estate Investment Trust
Limited Partnership Units catégorie B, comporte 1 droit de vote par catégorie B
Parent, Jean-Guy 4 5/16/2013 00
Nobel Real Estate Investment Trust
Limited Partnership Units catégorie B, comporte 1 droit de vote par catégorie B
Parent, Jean-Guy 4 5/30/2013 00
Nobel Real Estate Investment Trust
Limited Partnership Units catégorie B,
Parent, Jean-Guy 4 5/30/2013 22 300,000 300,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6326
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
comporte 1 droit de vote par catégorie B
Nobel Real Estate Investment Trust
Options Parent, Jean-Guy 4 5/16/2013 00
Nobel Real Estate Investment Trust
Options Parent, Jean-Guy 4 5/16/2013 00
Nobel Real Estate Investment Trust
Options Parent, Jean-Guy 4 5/30/2013 00
Nobel Real Estate Investment Trust
Options Parent, Jean-Guy 4 5/30/2013 22 302,500 302,500
Nobel Real Estate Investment Trust
Units Parent, Jean-Guy 4 5/16/2013 00
Nobel Real Estate Investment Trust
Units Parent, Jean-Guy 4 5/16/2013 00
Nobel Real Estate Investment Trust
Units Parent, Jean-Guy 4 5/30/2013 00
Nobel Real Estate Investment Trust
Units Parent, Jean-Guy 4 5/30/2013 22 2,934,500 2,934,500
Nobel Real Estate Investment Trust
Limited Partnership Units catégorie B, comporte 1 droit de vote par catégorie B
Riopel, Serge 4 5/16/2013 00
Nobel Real Estate Investment Trust
Limited Partnership Units catégorie B, comporte 1 droit de vote par catégorie B
Riopel, Serge 4 5/16/2013 00
Nobel Real Estate Investment Trust
Limited Partnership Units catégorie B, comporte 1 droit de vote par catégorie B
Riopel, Serge 4 5/16/2013 00
Nobel Real Estate Investment Trust
Limited Partnership Units catégorie B, comporte 1 droit de vote par catégorie B
Riopel, Serge 4 5/16/2013 00
Nobel Real Estate Investment Trust
Limited Partnership Units catégorie B, comporte 1 droit de vote par catégorie B
Riopel, Serge 4 5/30/2013 00
Nobel Real Estate Investment Trust
Limited Partnership Units catégorie B, comporte 1 droit de vote par catégorie B
Riopel, Serge 4 5/30/2013 22 300,000 300,000
Nobel Real Estate Investment Trust
Limited Partnership Units catégorie B, comporte 1 droit de vote par catégorie B
Teasdale, Jean 4, 5 5/16/2013 00
Nobel Real Estate Investment Trust
Limited Partnership Units catégorie B, comporte 1 droit de vote par catégorie B
Teasdale, Jean 4, 5 5/16/2013 00
Nobel Real Estate Investment Trust
Limited Partnership Units catégorie B, comporte 1 droit de vote par catégorie B
Teasdale, Jean 4, 5 5/30/2013 00
Nobel Real Estate Investment Trust
Limited Partnership Units catégorie B, comporte 1 droit de vote par catégorie B
Teasdale, Jean 4, 5 5/30/2013 22 300,000 300,000
Nobel Real Estate Investment Trust
Options Teasdale, Jean 4, 5 5/16/2013 00
Nobel Real Estate Investment Trust
Options Teasdale, Jean 4, 5 5/16/2013 00
Nobel Real Estate Investment Trust
Options Teasdale, Jean 4, 5 5/30/2013 00
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6327
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Nobel Real Estate Investment Trust
Options Teasdale, Jean 4, 5 5/30/2013 22 403,414 403,414
Noble Mineral Exploration Inc. (formerly Ring of Fire Resources Inc.)
Common Shares White, Vance 3, 4, 5 6/10/2013 48 - Acquisition
by inheritance
ordisposition by bequest
0.05 5,378,891 727,250
Noble Mineral Exploration Inc. (formerly Ring of Fire Resources Inc.)
Warrants White, Vance 3, 4, 5 6/14/2013 48 - Acquisition
by inheritance
ordisposition by bequest
0.2 675,600 25,000
Norbord Inc. Common Shares Dawson, Michael J. 5 6/11/2013 51 6.5 19,385 10,500
Norbord Inc. Common Shares Dawson, Michael J. 5 6/11/2013 10 35.25 9,385 -10,000
Norbord Inc. Common Shares Dawson, Michael J. 5 6/11/2013 51 35.21 8,885 -500
Norbord Inc. Common Shares Dawson, Michael J. 5 6/12/2013 51 6.5 17,485 8,600
Norbord Inc. Common Shares Dawson, Michael J. 5 6/12/2013 10 35.2 8,885 -8,600
Norbord Inc. Options Dawson, Michael J. 5 6/11/2013 51 6.5 212,970 -10,500
Norbord Inc. Options Dawson, Michael J. 5 6/12/2013 51 6.5 204,370 -8,600
Nordion Inc. Common Shares McIntosh, Scott Robert 5 6/7/2013 90 8,209 2,209
Nordion Inc. Common Shares McIntosh, Scott Robert 5 6/7/2013 90 0 -2,209
NorSerCo Inc. Common Shares (Traded as Stapled Units)
Grayston, Kevin Eric 4 6/13/2013 10 27.828 3,000 500
NorSerCo Inc. Common Shares (Traded as Stapled Units)
Rasmussen, Bo Anker 5 6/7/2013 10 28.9 5,749 600
NorSerCo Inc. Common Shares (Traded as Stapled Units)
Rasmussen, Bo Anker 5 6/7/2013 10 28.917 6,149 400
NorSerCo Inc. Common Shares (Traded as Stapled Units)
Rasmussen, Bo Anker 5 6/7/2013 10 28.92 6,649 500
NorSerCo Inc. Common Shares (Traded as Stapled Units)
Rasmussen, Bo Anker 5 6/7/2013 10 28.92 6,664 15
NorSerCo Inc. Common Shares (Traded as Stapled Units)
Wilson, Clifford Donald 4 6/7/2013 10 28.95 1,500 1,000
Northern Gold Mining Inc.
Common Shares Caland, Paul 3 6/10/2013 10 0.08 15,342,015 704,000
Northern Gold Mining Inc.
Common Shares Caland, Paul 3 6/11/2013 10 0.09 15,347,015 5,000
Northern Gold Mining Inc.
Common Shares Caland, Paul 3 6/12/2013 10 0.09 5,000
Northern Property Real Estate Investment Trust
Trust Units (Traded as Stapled Units)
Grayston, Kevin Eric 4 6/13/2013 10 27.828 3,000 500
Northern Property Real Estate Investment Trust
Trust Units (Traded as Stapled Units)
Rasmussen, Bo Anker 5 6/7/2013 10 28.9 5,749 600
Northern Property Real Estate Investment Trust
Trust Units (Traded as Stapled Units)
Rasmussen, Bo Anker 5 6/7/2013 10 28.917 6,149 400
Northern Property Real Estate Investment Trust
Trust Units (Traded as Stapled Units)
Rasmussen, Bo Anker 5 6/7/2013 10 28.92 6,164 15
Northern Property Real Estate Investment Trust
Trust Units (Traded as Stapled Units)
Rasmussen, Bo Anker 5 6/7/2013 10 28.91 6,664 500
Northern Property Real Estate Investment Trust
Trust Units (Traded as Stapled Units)
Wilson, Clifford Donald 4 6/7/2013 10 28.95 1,500 1,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6328
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Northland Power Inc. Deferred Share Units (DSU)
Gloutney, Pierre 4 6/11/2013 56 16.95 4,221 59
Northland Power Inc. Deferred Share Units (DSU)
Harder, Vernon Peter 4 6/11/2013 56 16.95 3,958 59
Northstar Healthcare Inc.
Options Fleming, Harry 4 9/30/2010 00
Northstar Healthcare Inc.
Options Fleming, Harry 4 6/3/2013 50 0.3 500,000 500,000
Northstar Healthcare Inc.
Options Maruca, Matthew 5 5/2/2011 00
Northstar Healthcare Inc.
Options Maruca, Matthew 5 6/3/2013 50 0.3 100,000 100,000
Nouveau Monde Mining Enterprises Inc.
Common Shares Desaulniers, Eric 4, 5 6/14/2013 10 0.18 455,500 5,000
Nouveau Monde Mining Enterprises Inc.
Common Shares Lambert, Alain 4, 5 6/10/2013 10 0.18 202,000 82,000
Novadaq Technologies Inc.
Common Shares Baggs, Mary Kay 5 6/6/2013 51 1.09 46,882 20,896
Novadaq Technologies Inc.
Common Shares Baggs, Mary Kay 5 6/6/2013 51 2.5 68,030 21,148
Novadaq Technologies Inc.
Common Shares Baggs, Mary Kay 5 6/6/2013 10 13.82 25,986 -42,044
Novadaq Technologies Inc.
Common Shares Baggs, Mary Kay 5 6/7/2013 51 2.5 54,838 28,852
Novadaq Technologies Inc.
Common Shares Baggs, Mary Kay 5 6/7/2013 10 13.78 25,986 -28,852
Novadaq Technologies Inc.
Options Baggs, Mary Kay 5 6/6/2013 51 1.09 195,090 -20,896
Novadaq Technologies Inc.
Options Baggs, Mary Kay 5 6/6/2013 51 2.5 173,942 -21,148
Novadaq Technologies Inc.
Options Baggs, Mary Kay 5 6/7/2013 51 2.5 145,090 -28,852
Novadaq Technologies Inc.
Common Shares Deck, Roger 5 6/6/2013 51 1.09 151,184 93,271
Novadaq Technologies Inc.
Common Shares Deck, Roger 5 6/6/2013 10 13.82 79,255 -71,929
Novadaq Technologies Inc.
Common Shares Deck, Roger 5 6/7/2013 10 13.78 30,000 -49,255
Novadaq Technologies Inc.
Options Deck, Roger 5 6/6/2013 51 1.09 200,000 -93,271
Novadaq Technologies Inc.
Common Shares Martin, David C. 5 6/11/2013 51 4.15 16,000 4,000
Novadaq Technologies Inc.
Common Shares Martin, David C. 5 6/11/2013 10 14.95 6,000 -10,000
Novadaq Technologies Inc.
Options Martin, David C. 5 6/11/2013 51 4.15 91,000 -4,000
Novadaq Technologies Inc.
Common Shares Menawat, Dr., Arun 4, 5 6/6/2013 51 1.09 826,519 199,535
Novadaq Technologies Inc.
Common Shares Menawat, Dr., Arun 4, 5 6/6/2013 10 13.82 701,054 -125,465
Novadaq Technologies Inc.
Common Shares Menawat, Dr., Arun 4, 5 6/6/2013 10 13.82 633,615 -67,439
Novadaq Technologies Inc.
Common Shares Menawat, Dr., Arun 4, 5 6/7/2013 10 13.78 501,519 -132,096
Novadaq Technologies Inc.
Options Menawat, Dr., Arun 4, 5 6/6/2013 51 1.09 608,178 -199,535
Novadaq Technologies Inc.
Common Shares Purcell, Stephen 5 1/12/2009 00
Novadaq Technologies Inc.
Common Shares Purcell, Stephen 5 6/6/2013 51 1.76 12,500 12,500
Novadaq Technologies Inc.
Common Shares Purcell, Stephen 5 6/6/2013 51 2.5 42,500 30,000
Novadaq Technologies Inc.
Common Shares Purcell, Stephen 5 6/6/2013 51 2.75 43,033 533
Novadaq Technologies Inc.
Common Shares Purcell, Stephen 5 6/6/2013 10 13.82 0 -43,033
Novadaq Technologies Inc.
Common Shares Purcell, Stephen 5 6/7/2013 51 2.75 29,467 29,467
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6329
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Novadaq Technologies Inc.
Common Shares Purcell, Stephen 5 6/7/2013 10 13.78 0 -29,467
Novadaq Technologies Inc.
Options Purcell, Stephen 5 6/6/2013 51 1.76 157,500 -12,500
Novadaq Technologies Inc.
Options Purcell, Stephen 5 6/6/2013 51 2.5 127,500 -30,000
Novadaq Technologies Inc.
Options Purcell, Stephen 5 6/6/2013 51 2.75 126,967 -533
Novadaq Technologies Inc.
Options Purcell, Stephen 5 6/7/2013 51 2.75 97,500 -29,467
NSX Silver Inc. Options Holmes, Glenn 4, 5 6/6/2013 50 845,000 350,000
NSX Silver Inc. Options Loon, Grant Elliot 4 6/6/2013 50 450,000 200,000
NSX Silver Inc. Options Proudfoot, James M. 4 6/6/2013 50 450,000 200,000
NSX Silver Inc. Common Shares van Hoof, Johannes Henricus Cornelis
3, 4, 5 6/13/2013 10 0.04 11,929,100 96,000
NTG Clarity Networks Inc.
Common Shares Lewis, Kristine Anne 4 6/13/2013 10 0.2 2,294,631 -100,000
NTG Clarity Networks Inc.
Common Shares Zaghloul, Ashraf 3, 4, 5 6/14/2013 10 0.19 5,085,376 -50,000
NTG Clarity Networks Inc.
Common Shares Zaghloul, Ashraf 3, 4, 5 6/14/2013 10 0.2 5,035,376 -50,000
Oceanus Resources Corporation
Common Shares Gordon, Richard Basil 4, 5 6/10/2013 10 0.25 1,337,807 2,000
Oceanus Resources Corporation
Common Shares Gordon, Richard Basil 4, 5 6/11/2013 10 0.25 1,339,807 2,000
Oceanus Resources Corporation
Common Shares Gordon, Richard Basil 4, 5 6/11/2013 10 0.24 1,342,807 3,000
OneMove Technologies Inc.
Common Shares Proud, Matthew 3 4/2/2012 00 7,820,654
OneMove Technologies Inc.
Common Shares Proud, Matthew 3 6/6/2013 22 0.425 9,632,118 1,811,464
OneMove Technologies Inc.
Common Shares Proud, Tyler Jamison 3 12/7/2012 00 7,820,654
OneMove Technologies Inc.
Common Shares Proud, Tyler Jamison 3 6/6/2013 22 0.425 9,632,118 1,811,464
Open Text Corporation
Common Shares OTEX Common
Fowlie, Randy 4 6/11/2013 10 72.3 50,352 -1,148
Open Text Corporation
Common Shares OTEX Common
Fowlie, Randy 4 6/11/2013 10 72.44 50,347 -5
Open Text Corporation
Common Shares OTEX Common
Fowlie, Randy 4 6/11/2013 10 72.44 50,079 -268
Open Text Corporation
Common Shares OTEX Common
Fowlie, Randy 4 6/11/2013 10 72.45 49,384 -695
Open Text Corporation
Common Shares OTEX Common
Fowlie, Randy 4 6/11/2013 10 72.46 49,084 -300
Open Text Corporation
Common Shares OTEX Common
Fowlie, Randy 4 6/11/2013 10 72.65 48,382 -702
Open Text Corporation
Common Shares OTEX Common
Fowlie, Randy 4 6/11/2013 10 72.68 48,282 -100
Open Text Corporation
Common Shares OTEX Common
Fowlie, Randy 4 6/11/2013 10 72.7 48,250 -32
Open Text Corporation
Common Shares OTEX Common
Fowlie, Randy 4 6/11/2013 10 72.76 47,850 -400
Open Text Corporation
Common Shares OTEX Common
Fowlie, Randy 4 6/11/2013 10 72.77 47,450 -400
Open Text Corporation
Common Shares OTEX Common
Fowlie, Randy 4 6/11/2013 10 72.78 47,400 -50
Open Text Corporation
Common Shares OTEX Common
Fowlie, Randy 4 6/11/2013 10 72.9 46,800 -600
Open Text Corporation
Common Shares OTEX Common
Fowlie, Randy 4 6/11/2013 10 72.91 46,500 -300
Orbite Aluminae Inc. Actions Classe A Decary, Pascal 4 6/3/2013 10 0.88 15,000
Orbite Aluminae Inc. Actions Classe A Decary, Pascal 4 6/3/2013 10 0.92 15,000 15,000
Orbite Aluminae Inc. Actions Classe A Decary, Pascal 4 6/6/2013 10 0.88 20,000 5,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6330
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
OREX MINERALS INC.
Common Shares Cope, Gary Gordon 5 6/10/2013 10 0.34 2,708,400 1,000
OREX MINERALS INC.
Common Shares Cope, Gary Gordon 5 6/11/2013 10 0.33 2,733,400 25,000
OREX MINERALS INC.
Common Shares Cope, Gary Gordon 5 6/12/2013 10 0.33 2,753,400 20,000
OREX MINERALS INC.
Common Shares Cope, Gary Gordon 5 6/13/2013 10 0.35 2,759,900 6,500
Otis Gold Corp. Common Shares Lindsay, Craig Thomas 3, 4, 5 6/7/2013 10 0.07 798,000 29,000
Otis Gold Corp. Common Shares Lindsay, Craig Thomas 3, 4, 5 6/11/2013 11 0.07 819,000 21,000
Oyster Oil and Gas Ltd. (formerly Clemson Resources Corp.)
Common Shares McNaught, Bruce David
4 6/10/2013 00 9,856
Oyster Oil and Gas Ltd. (formerly Clemson Resources Corp.)
Common Shares McNaught, Bruce David
4 6/10/2013 00 366,691
Oyster Oil and Gas Ltd. (formerly Clemson Resources Corp.)
Common Shares McNaught, Bruce David
4 6/10/2013 00 1,662,205
Oyster Oil and Gas Ltd. (formerly Clemson Resources Corp.)
Warrants McNaught, Bruce David
4 6/10/2013 00 6,121
Oyster Oil and Gas Ltd. (formerly Clemson Resources Corp.)
Warrants McNaught, Bruce David
4 6/10/2013 00 227,733
Oyster Oil and Gas Ltd. (formerly Clemson Resources Corp.)
Warrants McNaught, Bruce David
4 6/10/2013 00 1,032,311
Pacific Rubiales Energy Corp.
Common Shares Arata, Jose Francisco 4, 5 6/10/2013 10 21.647 1,015,300 -20,000
Pacific Rubiales Energy Corp.
Common Shares Arata, Jose Francisco 4, 5 6/11/2013 10 21.515 1,002,300 -13,000
Pacific Rubiales Energy Corp.
Common Shares Arata, Jose Francisco 4, 5 6/12/2013 10 21.57 997,300 -5,000
Pacific Rubiales Energy Corp.
Common Shares Arata, Jose Francisco 4, 5 6/13/2013 10 21.14 964,700 -32,600
Pacific Rubiales Energy Corp.
Common Shares Pantin, Ronald 4, 5 6/7/2013 51 5.7 830,367 166,667
Pacific Rubiales Energy Corp.
Common Shares Pantin, Ronald 4, 5 6/7/2013 51 6.3 997,034 166,667
Pacific Rubiales Energy Corp.
Common Shares Pantin, Ronald 4, 5 6/7/2013 51 4.7 1,127,334 130,300
Pacific Rubiales Energy Corp.
Options Pantin, Ronald 4, 5 6/7/2013 51 5.7 3,756,967 -166,667
Pacific Rubiales Energy Corp.
Options Pantin, Ronald 4, 5 6/7/2013 51 6.3 3,590,300 -166,667
Pacific Rubiales Energy Corp.
Options Pantin, Ronald 4, 5 6/7/2013 51 4.7 3,460,000 -130,300
Pan American Silver Corp.
Common Shares de Gelder, Neil 4 6/7/2013 10 12.53 4,000 1,000
Paramount Resources Ltd.
Common Shares Class A
Claugus, Thomas Eugene
4 6/6/2013 10 35.82 145,100 -200
Paramount Resources Ltd.
Common Shares Class A
Claugus, Thomas Eugene
4 6/10/2013 10 36.8 143,900 -1,200
Paramount Resources Ltd.
Common Shares Class A
Claugus, Thomas Eugene
4 6/6/2013 10 35.82 1,153,100 -1,500
Paramount Resources Ltd.
Common Shares Class A
Claugus, Thomas Eugene
4 6/10/2013 10 36.8 1,143,200 -9,900
Paramount Resources Ltd.
Common Shares Class A
Claugus, Thomas Eugene
4 6/11/2013 10 36.91 1,143,000 -200
Paramount Resources Ltd.
Common Shares Class A
Claugus, Thomas Eugene
4 6/6/2013 10 35.82 1,346,800 -1,800
Paramount Resources Ltd.
Common Shares Class A
Claugus, Thomas Eugene
4 6/10/2013 10 36.8 1,335,300 -11,500
Paramount Resources Ltd.
Common Shares Class A
Claugus, Thomas Eugene
4 6/11/2013 10 36.91 1,335,000 -300
Paramount Resources Ltd.
Common Shares Class A
Claugus, Thomas Eugene
4 6/6/2013 10 35.82 3,225,500 -4,200
Paramount Resources Ltd.
Common Shares Class A
Claugus, Thomas Eugene
4 6/10/2013 10 36.8 3,197,800 -27,700
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6331
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Paramount Resources Ltd.
Common Shares Class A
Claugus, Thomas Eugene
4 6/11/2013 10 36.91 3,197,300 -500
Paramount Resources Ltd.
Common Shares Class A
Claugus, Thomas Eugene
4 6/6/2013 10 35.82 240,100 -300
Paramount Resources Ltd.
Common Shares Class A
Claugus, Thomas Eugene
4 6/10/2013 10 36.8 238,100 -2,000
Paramount Resources Ltd.
Common Shares Class A
Claugus, Thomas Eugene
4 6/11/2013 10 36.91 238,000 -100
Paramount Resources Ltd.
Common Shares Class A
Riddell, Clayton H. 3, 4, 5 6/11/2013 11 36.99 320,027 -50,000
Paramount Resources Ltd.
Common Shares Class A
Riddell, Clayton H. 3, 4, 5 6/11/2013 11 36.99 24,587,200 50,000
Parex Resources Inc. Common Shares Disbrow, Robert 3 3/12/2013 00 6,824,130
Parex Resources Inc. Common Shares Disbrow, Robert 3 3/12/2013 00 3,325,000
Parex Resources Inc. Convertible Debentures
Disbrow, Robert 3 3/12/2013 00 $6,725,000
Parex Resources Inc. Convertible Debentures
Disbrow, Robert 3 3/12/2013 00 $7,790,000
Parex Resources Inc. Common Shares Parex Resources Inc. 1 5/1/2013 38 4.348 172,400 20,000
Parta Dialogue Inc. Convertible Debentures
KING, GEORGE EDMUND
4 9/17/2012 00
Parta Dialogue Inc. Convertible Debentures
KING, GEORGE EDMUND
4 9/17/2012 00
Parta Dialogue Inc. Convertible Debentures
KING, GEORGE EDMUND
4 9/17/2012 00
Parta Dialogue Inc. Convertible Debentures
KING, GEORGE EDMUND
4 6/10/2013 16 $50,000
Parta Dialogue Inc. Convertible Debentures
KING, GEORGE EDMUND
4 6/10/2013 16 $50,000
Parta Dialogue Inc. Convertible Debentures
KING, GEORGE EDMUND
4 6/10/2013 16 $50,000 $50,000
Parta Dialogue Inc. Convertible Debentures
Zuring AG 6 11/3/2010 00
Parta Dialogue Inc. Convertible Debentures
Zuring AG 6 11/3/2010 00
Parta Dialogue Inc. Convertible Debentures
Zuring AG 6 11/3/2010 00
Parta Dialogue Inc. Convertible Debentures
Zuring AG 6 6/10/2013 16 $100,000 $100,000
Partners Real Estate Investment Trust
Units Bullock, James Ross 4 6/6/2013 00 1,000
Partners Real Estate Investment Trust
Units Maroun, Louis 4 6/10/2012 10 7.1595 -27,500
Partners Real Estate Investment Trust
Units Maroun, Louis 4 6/10/2012 10 7.1595 -27,500
Partners Real Estate Investment Trust
Units Maroun, Louis 4 6/10/2013 10 7.1595 0 -27,500
Partners Real Estate Investment Trust
Units Maroun, Louis 4 6/10/2013 10 7.281 50,850 -6,250
Partners Real Estate Investment Trust
Units Maroun, Louis 4 6/10/2013 10 7.0937 28,750 -22,100
Partners Real Estate Investment Trust
Units Maroun, Louis 4 6/11/2013 10 7.0937 -22,100
Partners Real Estate Investment Trust
Units Maroun, Louis 4 6/11/2013 10 6.8516 0 -28,750
Partners Real Estate Investment Trust
Units Maroun, Louis 4 6/12/2013 10 6.9568 -28,750
Partners Real Estate Investment Trust
Units Miniutti, Patrick 4, 5 6/11/2013 10 6.84 4,250
Partners Real Estate Investment Trust
Units Miniutti, Patrick 4, 5 6/11/2013 10 6.84 8,026 4,250
Pason Systems Inc. Common Shares Hill, James Douglas 3, 4, 5 6/6/2013 10 18.06 15,766,580 -100,000
Passport Potash Inc. Common Shares Schlumpberger, Michael Xavier
5 5/29/2013 00 25,000
Patheon Inc. Options Gill III, Harry R 5 6/6/2013 50 5.74 330,000 50,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6332
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Patheon Inc. Options Lehmann, Michael Joseph
5 6/6/2013 50 5.74 350,000 50,000
Penn West Petroleum Ltd.
Common Shares Brookman, George Homer
4 6/7/2013 10 10.4 14,500 2,500
Penn West Petroleum Ltd.
Common Shares George, Richard Lee 4 6/6/2013 10 10.4 380,000 75,000
Penn West Petroleum Ltd.
Common Shares George, Richard Lee 4 6/7/2013 10 10.4 455,000 75,000
Penn West Petroleum Ltd.
Common Shares Markin, Allan 4 6/11/2013 10 10.75 2,263,800 100,000
Penn West Petroleum Ltd.
Common Shares Markin, Allan 4 6/13/2013 10 11.29 2,313,800 50,000
Penn West Petroleum Ltd.
Common Shares Thornton, Jay 4 6/5/2013 00 305,000
Penn West Petroleum Ltd.
Common Shares Thornton, Jay 4 6/6/2013 10 10.4 380,000 75,000
Penn West Petroleum Ltd.
Common Shares Thornton, Jay 4 6/7/2013 10 10.4 455,000 75,000
Pepcap Ventures Inc. Common Shares Andrup, Claus Erik 4 6/13/2013 10 0.12 690,955 1,000
Perpetual Energy Inc. Common Shares Benoit, Vicki Lynn 5 6/11/2013 57 0.01 113,782 6,112
Perpetual Energy Inc. Restricted Rights Benoit, Vicki Lynn 5 6/11/2013 57 0.01 696 -6,112
Perpetual Energy Inc. Common Shares Green, Jeff 5 6/10/2013 57 49,995 15,953
Perpetual Energy Inc. Restricted Rights Green, Jeff 5 6/10/2013 57 436 -15,953
Perpetual Energy Inc. Restricted Rights Green, Jeff 5 6/10/2013 38 308 -128
Pethealth Inc. Common Shares Pethealth Inc. 1 5/1/2013 10 1.01 2,418 2,418
Pethealth Inc. Common Shares Pethealth Inc. 1 5/2/2013 10 1.05 4,836 2,418
Pethealth Inc. Common Shares Pethealth Inc. 1 5/3/2013 10 1.05 79,836 75,000
Pethealth Inc. Common Shares Pethealth Inc. 1 5/3/2013 10 1.05 82,254 2,418
Pethealth Inc. Common Shares Pethealth Inc. 1 5/7/2013 10 1.08 84,654 2,400
Pethealth Inc. Common Shares Pethealth Inc. 1 5/15/2013 10 1.1 87,072 2,418
Pethealth Inc. Common Shares Pethealth Inc. 1 5/16/2013 10 1.02 89,490 2,418
Pethealth Inc. Common Shares Pethealth Inc. 1 5/17/2013 10 1.1 91,890 2,400
Pethealth Inc. Common Shares Pethealth Inc. 1 5/21/2013 10 1.35 94,308 2,418
Pethealth Inc. Common Shares Pethealth Inc. 1 5/22/2013 10 1.37 96,726 2,418
Pethealth Inc. Common Shares Pethealth Inc. 1 5/23/2013 10 1.37 99,144 2,418
Pethealth Inc. Common Shares Pethealth Inc. 1 5/24/2013 10 1.37 101,562 2,418
Pethealth Inc. Common Shares Pethealth Inc. 1 5/24/2013 10 1.38 120,562 19,000
Pethealth Inc. Common Shares Pethealth Inc. 1 5/28/2013 10 1.43 122,980 2,418
Pethealth Inc. Common Shares Pethealth Inc. 1 5/29/2013 10 1.41 125,398 2,418
Pethealth Inc. Common Shares Pethealth Inc. 1 5/29/2013 10 1.4 259,798 134,400
Pethealth Inc. Common Shares Pethealth Inc. 1 5/30/2013 10 1.42 262,216 2,418
Pethealth Inc. Common Shares Pethealth Inc. 1 5/31/2013 10 1.42 264,634 2,418
Pethealth Inc. Common Shares Pethealth Inc. 1 5/31/2013 38 0 -264,634
Peyto Exploration & Development Corp.
Common Shares Braund, Rick 4 6/10/2013 10 32.001 985,126 -1,500
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6333
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Peyto Exploration & Development Corp.
Common Shares Gray, Don 4 6/13/2013 10 30.1 3,100,983 -3,400
PHX Energy Services Corp.
Retention Awards (Cash-based Only)
Shafer, Jeffery John 5 5/13/2013 57 10.58 -6,666
PHX Energy Services Corp.
Retention Awards (Cash-based Only)
Shafer, Jeffery John 5 5/23/2013 57 10.58 3,334 -6,666
Plazacorp Retail Properties Ltd.
Common Shares Kimco Realty Corporation
3 6/14/2013 10 4.33 1,929,932 -2,500,000
Polaris Minerals Corporation
Options Boggio, Lenard 4 4/1/2013 00
Polaris Minerals Corporation
Options Boggio, Lenard 4 4/1/2013 50 1.05 50,000 50,000
Polaris Minerals Corporation
Options Boggio, Lenard 4 6/5/2013 50 1.56 150,000 100,000
Polaris Minerals Corporation
Options Lyons, Terrence 4 6/10/2013 50 1.56 397,000 100,000
Polaris Minerals Corporation
Options McDonald, Darren Kelly
5 1/5/2009 00
Polaris Minerals Corporation
Options McDonald, Darren Kelly
5 5/2/2011 00 25,000
Polaris Minerals Corporation
Options McDonald, Darren Kelly
5 6/5/2013 50 1.56 205,000 100,000
Polaris Minerals Corporation
Options Singleton, David Forster
4 6/5/2013 50 1.56 444,750 100,000
Polaris Minerals Corporation
Options Terry, William Beverly 7 6/5/2013 50 1.56 420,000 100,000
Polaris Minerals Corporation
Options Wilson, Herbert Godfrey Anthony
4, 5 6/5/2013 53 1.56 719,792 200,000
Polymet Mining Corp. Rights Forrest, Walter Ian Logan
4 10/7/2003 00
Polymet Mining Corp. Rights Forrest, Walter Ian Logan
4 6/6/2013 56 0.66 1,528,000 1,528,000
Polymet Mining Corp. Rights Forrest, Walter Ian Logan
4 10/7/2003 00
Polymet Mining Corp. Rights Forrest, Walter Ian Logan
4 6/6/2013 56 0.66 375,000 375,000
Polymet Mining Corp. Rights Sims, Frank Lester 4 6/12/2013 10 0.08 546,124 100,000
Potash Corporation of Saskatchewan Inc.
Common Shares Dowdle, Stephen 7 6/7/2013 51 4.39 79,853 5,000
Potash Corporation of Saskatchewan Inc.
Common Shares Dowdle, Stephen 7 6/7/2013 10 41.605 74,853 -5,000
Potash Corporation of Saskatchewan Inc.
Options Employee Stock Options
Dowdle, Stephen 7 6/7/2013 51 4.39 424,272 -5,000
Potash Corporation of Saskatchewan Inc.
Common Shares Doyle, William J. 4, 5 6/10/2013 51 4.39 200,000 200,000
Potash Corporation of Saskatchewan Inc.
Common Shares Doyle, William J. 4, 5 6/10/2013 10 41.625 0 -200,000
Potash Corporation of Saskatchewan Inc.
Common Shares Doyle, William J. 4, 5 6/11/2013 51 4.39 126,600 126,600
Potash Corporation of Saskatchewan Inc.
Common Shares Doyle, William J. 4, 5 6/11/2013 10 41.109 0 -126,600
Potash Corporation of Saskatchewan Inc.
Options Employee Stock Options
Doyle, William J. 4, 5 6/10/2013 51 4.39 6,701,858 -200,000
Potash Corporation of Saskatchewan Inc.
Options Employee Stock Options
Doyle, William J. 4, 5 6/11/2013 51 4.39 6,575,258 -126,600
Power Financial Corporation
Common Shares Gratton, Robert 4 6/7/2013 10 30.868 1,293,109 -171,000
Power Financial Corporation
Common Shares Gratton, Robert 4 6/10/2013 10 30.924 1,290,709 -2,400
Power Financial Corporation
Common Shares Gratton, Robert 4 6/13/2013 10 30.318 1,204,309 -86,400
Precious Metals Bullion Trust
Units Precious Metals Bullion Trust
1 5/6/2013 38 13.88 1,100 1,100
Precious Metals Bullion Trust
Units Precious Metals Bullion Trust
1 5/6/2013 38 13.88 0 -1,100
Precious Metals Bullion Trust
Units Precious Metals Bullion Trust
1 5/9/2013 38 13.94 3,000 3,000
Precious Metals Bullion Trust
Units Precious Metals Bullion Trust
1 5/9/2013 38 13.94 0 -3,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6334
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Prescient Mining Corp. Common Shares levy, marc evan 4 6/11/2013 10 0.04 933,223 12,000
Primeline Energy Holdings Inc.
Common Shares Wang, Guang Ming 4, 5 6/12/2013 10 0.36 1,638,500 130,000
Puma Exploration Inc. Common Shares Robillard, Marcel 4, 5 6/10/2013 10 0.24 987,000 4,000
Puma Exploration Inc. Common Shares Robillard, Marcel 4, 5 6/12/2013 10 0.24 990,500 3,500
Pure Industrial Real Estate Trust
Restricted Units Gorrie, Kevan Stuart 5 10/14/2012 00
Pure Industrial Real Estate Trust
Restricted Units Gorrie, Kevan Stuart 5 10/14/2012 00
Pure Multi-Family REIT LP
Limited Partnership Units Class A
Evans, Steve 4, 5 6/13/2013 10 4.6 23,000 2,000
Pure Multi-Family REIT LP
Limited Partnership Units Class A
Evans, Steve 4, 5 6/13/2013 10 4.62 24,000 1,000
Pure Multi-Family REIT LP
Limited Partnership Units Class A
Evans, Steve 4, 5 6/13/2013 10 4.63 27,000 3,000
Pure Multi-Family REIT LP
Limited Partnership Units Class A
Evans, Steve 4, 5 6/13/2013 10 4.65 27,700 700
Pure Multi-Family REIT LP
Limited Partnership Units Class A
Evans, Steve 4, 5 6/13/2013 10 4.68 28,700 1,000
Pure Multi-Family REIT LP
Limited Partnership Units Class A
Evans, Steve 4, 5 6/13/2013 10 4.69 33,000 4,300
Pure Multi-Family REIT LP
Limited Partnership Units Class A
Evans, Steve 4, 5 6/14/2013 10 4.7 39,000 6,000
Pure Multi-Family REIT LP
Limited Partnership Units Class A
Latoski, Darren Todd 4 6/12/2013 10 4.7 20,300 2,200
Pure Multi-Family REIT LP
Limited Partnership Units Class A
Latoski, Darren Todd 4 6/12/2013 10 4.75 21,100 800
Pure Technologies Ltd.
Common Shares Keebler, Karen Doris 5 6/5/2013 51 2.05 22,684 2,500
Pure Technologies Ltd.
Common Shares Keebler, Karen Doris 5 6/5/2013 59 5.05 20,184 -2,500
Pure Technologies Ltd.
Options Keebler, Karen Doris 5 6/5/2013 51 2.05 177,300 -2,500
PYROGENESIS CANADA INC.
Options Coleman, Gary Thurman
4 6/20/2012 99 20,000 -24
PYROGENESIS CANADA INC.
Common Shares Pascali, Photis Peter 3, 4 3/29/2012 15 0.8 600,000
PYROGENESIS CANADA INC.
Common Shares Pascali, Photis Peter 3, 4 3/29/2012 15 0.8 26,139,750 843,750
PYROGENESIS CANADA INC.
Warrants Pascali, Photis Peter 3, 4 3/29/2012 15 600,000
PYROGENESIS CANADA INC.
Warrants Pascali, Photis Peter 3, 4 3/29/2012 15 843,750 843,750
QRS Capital Corp. Common Shares Benalcazar Rojas, Diego Manuel
5 6/6/2013 16 0.1 980,000 500,000
QRS Capital Corp. Warrants Benalcazar Rojas, Diego Manuel
5 6/6/2013 16 0.2 490,000 250,000
QRS Capital Corp. Common Shares Rogers, James Arnold 4 5/29/2013 10 0.08 -26,000
QRS Capital Corp. Common Shares Rogers, James Arnold 4 5/29/2013 10 0.08 -26,000
QRS Capital Corp. Common Shares Rogers, James Arnold 4 6/4/2013 10 0.085 332,500 14,000
QRS Capital Corp. Common Shares Rogers, James Arnold 4 6/5/2013 10 0.085 341,000 8,500
QRS Capital Corp. Common Shares Seaman, John 4, 5 6/6/2013 16 0.1 1,944,000 450,000
QRS Capital Corp. Common Shares Seaman, John 4, 5 6/11/2013 10 0.055 1,965,000 21,000
QRS Capital Corp. Common Shares Seaman, John 4, 5 6/11/2013 10 0.09 1,974,000 9,000
QRS Capital Corp. Warrants Seaman, John 4, 5 6/6/2013 16 0.2 250,000 225,000
Quebecor Inc. Rights Péladeau, Pierre Karl 4, 6, 5 6/7/2013 56 790,710 249,361
Quia Resources Inc. Common Shares Brown, William Richard 4, 5 6/10/2013 10 0.01 4,385,998 86,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6335
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Quia Resources Inc. Common Shares Brown, William Richard 4, 5 6/12/2013 10 0.01 4,532,998 147,000
Raging River Exploration Inc.
Common Shares Beynon, Bruce Michael 5 6/6/2013 10 4.1297 103,200 -10,000
Rainy Mountain Royalty Corp. (formerly East West Resource Corporation)
Common Shares Mason, Douglas Lawrence
4, 5 6/11/2013 10 0.035 3,674,000 2,000
Rainy Mountain Royalty Corp. (formerly East West Resource Corporation)
Common Shares Mason, Douglas Lawrence
4, 5 6/12/2013 10 0.035 3,680,000 6,000
Raven Rock Strategic Income Fund
Units Maxwell, Robert 7 10/30/2012 00
Raven Rock Strategic Income Fund
Units Maxwell, Robert 7 6/7/2013 10 9.26 1,000 1,000
RedlineCommunications Group Inc.
Common Shares Kramer, David 3 6/14/2013 10 6.1 53,000 -2,000
Regal Lifestyle Communities Inc.
Common Shares Pitoniak, Edward Baltazar
4 10/16/2012 00
Regal Lifestyle Communities Inc.
Common Shares Pitoniak, Edward Baltazar
4 6/7/2013 10 8.727 1,650 1,650
RESAAS Services Inc. Options Cullen, Gerald Padraig 5 6/6/2013 52 75,000 -100,000
RESAAS Services Inc. Options Cullen, Gerald Padraig 5 6/13/2013 50 1.1 175,000 100,000
RESAAS Services Inc. Common Shares Morgando, J. Chris 4 2/6/2013 11 225,000 -25,000
RESAAS Services Inc. Options Rossiter, Thomas 5 6/6/2013 52 1.3 250,000 -200,000
RESAAS Services Inc. Options Rossiter, Thomas 5 6/13/2013 50 1.1 450,000 200,000
RESAAS Services Inc. Options St. Hilaire, Michael 5 6/6/2013 52 1.3 250,000 -200,000
RESAAS Services Inc. Options St. Hilaire, Michael 5 6/13/2013 50 1.1 450,000 200,000
RESAAS Services Inc. Options Thompson, Andrew 5 6/6/2013 52 1.3 100,000 -75,000
RESAAS Services Inc. Options Thompson, Andrew 5 6/13/2013 50 1.1 175,000 75,000
Reservoir Minerals Inc.
Common Shares Miles, David Lindsay 5 6/13/2013 51 0.65 10,000 10,000
Reservoir Minerals Inc.
Common Shares Miles, David Lindsay 5 6/13/2013 10 2.951 0 -10,000
Reservoir Minerals Inc.
Options Miles, David Lindsay 5 6/13/2013 51 0.65 90,000 -10,000
Reservoir Minerals Inc.
Common Shares Winn, Michael D. 4 6/12/2013 97 19,308 -7,500
Resverlogix Corp. Options JOHANSSON, DR. JAN OVE
5 6/10/2013 50 660,000 300,000
Retrocom Mid-Market Real Estate Investment Trust
Subscription Receipts
dato, edward j 4 6/5/2013 36 0 -10,000
Retrocom Mid-Market Real Estate Investment Trust
Units dato, edward j 4 6/5/2013 36 81,000 10,000
Retrocom Mid-Market Real Estate Investment Trust
Warrants Goldhar, Mitchell 3 6/7/2013 90 5.5 0 -1,500,000
Retrocom Mid-Market Real Estate Investment Trust
Warrants Goldhar, Mitchell 3 7/9/2008 00
Retrocom Mid-Market Real Estate Investment Trust
Warrants Goldhar, Mitchell 3 6/7/2013 90 1,500,000 1,500,000
Revett Minerals Inc. Common Shares Lindsey, Timothy 4 6/7/2013 10 0.94 684,521 5,000
Revett Minerals Inc. Common Shares Lindsey, Timothy 4 6/11/2013 10 0.89 694,521 10,000
Richelieu Hardware Ltd.
Common Shares Auclair, Antoine 5 6/13/2013 30 41.043 1,399 44
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6336
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Richelieu Hardware Ltd.
Common Shares Dion, Christian 5 6/13/2013 30 41.043 3,253 12
Richelieu Hardware Ltd.
Common Shares Grenier, Guy 5 6/13/2013 30 41.043 27,583 56
Richelieu Hardware Ltd.
Common Shares Lord, Richard 4, 5 6/13/2013 30 41.043 1,400,437 58
Richelieu Hardware Ltd.
Common Shares Quevillon, Geneviève 5 6/13/2013 30 41.043 1,230 22
Rio Alto Mining Limited
Common Shares Black, Alexander 4, 5 6/11/2013 10 2.46 4,994,651 25,000
Rio Alto Mining Limited
Common Shares Kisic, Drago Guillermo 4 6/11/2013 10 2.38 120,000 -10,000
Rio Alto Mining Limited
Common Shares Kisic, Drago Guillermo 4 6/11/2013 10 2.35 110,800 -9,200
Rio Alto Mining Limited
Common Shares Kisic, Drago Guillermo 4 6/11/2013 10 2.33 90,000 -20,800
Rio Alto Mining Limited
Common Shares Tweddle, Paul 5 6/12/2013 10 2.43 33,500 1,000
RIOCAN REAL ESTATEINVESTMENT TRUST
Options Bunbury, Nigel Charles 5 6/10/2013 00
RIOCAN REAL ESTATEINVESTMENT TRUST
Options Bunbury, Nigel Charles 5 6/10/2013 50 26.69 12,500 12,500
RIOCAN REAL ESTATEINVESTMENT TRUST
Trust Units Lastman, Dale Howard 4 6/6/2013 10 26.451 22,841 2,637
RIOCAN REAL ESTATEINVESTMENT TRUST
Trust Units Robins, Jordan 5 5/7/2013 30 28.27 33,558 138
RIOCAN REAL ESTATEINVESTMENT TRUST
Trust Units Rosen, Howard Daniel 5 2/7/2013 30 26.14 4,019 19
RIOCAN REAL ESTATEINVESTMENT TRUST
Trust Units Rosen, Howard Daniel 5 3/7/2013 30 26.72 4,356 18
RIOCAN REAL ESTATEINVESTMENT TRUST
Trust Units Rosen, Howard Daniel 5 4/5/2013 30 26.74 4,374 18
RIOCAN REAL ESTATEINVESTMENT TRUST
Trust Units Sallows, Sharon 4 5/7/2013 30 28.27 2,367 9
RIOCAN REAL ESTATEINVESTMENT TRUST
Trust Units Sallows, Sharon 4 5/7/2013 30 28.27 44,579 184
RIOCAN REAL ESTATEINVESTMENT TRUST
Trust Units Sallows, Sharon 4 5/7/2013 30 28.27 22,222 91
RIOCAN REAL ESTATEINVESTMENT TRUST
Trust Units Sallows, Sharon 4 5/7/2013 30 28.27 23,847 88
RIOCAN REAL ESTATEINVESTMENT TRUST
Trust Units Waks, Frederic Allen 5 5/7/2013 30 28.27 2,380 9
RIOCAN REAL ESTATEINVESTMENT TRUST
Trust Units Waks, Frederic Allen 5 5/7/2013 30 28.27 988 4
RIOCAN REAL ESTATEINVESTMENT TRUST
Trust Units Waks, Frederic Allen 5 5/7/2013 30 28.27 2,792 11
RIOCAN REAL ESTATEINVESTMENT TRUST
Trust Units Waks, Frederic Allen 5 5/7/2013 30 28.27 2,435 10
RIOCAN REAL ESTATEINVESTMENT TRUST
Trust Units Waks, Frederic Allen 5 5/7/2013 30 28.27 1,937 8
RIOCAN REAL ESTATEINVESTMENT TRUST
Trust Units Waks, Frederic Allen 5 5/7/2013 30 28.27 1,937 8
RIOCAN REAL ESTATEINVESTMENT TRUST
Trust Units Waks, Frederic Allen 5 5/7/2013 30 28.27 32,085 132
RIOCAN REAL ESTATEINVESTMENT TRUST
Trust Units Winograd, Charles 4 6/6/2013 10 26.451 14,669 2,063
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6337
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
RIOCAN REAL ESTATEINVESTMENT TRUST
Trust Units Winograd, Charles 4 6/7/2013 10 26.7 14,770 101
RIOCAN REAL ESTATEINVESTMENT TRUST
Trust Units Winograd, Charles 4 6/12/2013 10 25.685 15,256 486
Ritchie Bros. Auctioneers Incorporated
Options Turgeon, Guylain 5 6/4/2013 59 21.39 152,800 -38,200
RMP Energy Inc. Common Shares MacDonald, Ross Edward
5 6/3/2013 10 4.55 368,125 -5,000
Rockhaven Resources Ltd.
Common Shares Eaton, William Douglas 6 6/10/2013 10 2,754,000 2,000
Rockhaven Resources Ltd.
Common Shares Eaton, William Douglas 6 6/13/2013 10 2,760,500 6,500
Rockhaven Resources Ltd.
Common Shares Turner, Matthew Arthur Thomas
5 6/13/2013 10 460,500 38,000
Rockland Minerals Corp.
Common Shares Loree, Bryan 4, 5 6/11/2013 10 0.01 1,559,700 100,000
Rockland Minerals Corp.
Common Shares Sanders, George F Jr. 4 6/11/2013 10 0.01 1,120,000 120,000
Rokmaster Resources Corp.
Common Shares Mirko, John Martin 4, 5 6/10/2013 10 0.23 3,127,501 30,000
Romarco Minerals Inc Options Garrett, Diane Renee 4, 5 2/9/2012 50 1.16 2,950,000 400,000
Romarco Minerals Inc Options Garrett, Diane Renee 4, 5 2/22/2012 51 1.16 -400,000
Romarco Minerals Inc Options Garrett, Diane Renee 4, 5 2/1/2013 52 1.16 4,666,750 -200,000
Sabina Gold & Silver Corp.
Common Shares Bennett, Elaine 5 6/11/2013 11 1.4 90,000 25,000
Sabina Gold & Silver Corp.
Common Shares Campbell, Angus 5 8/28/2012 00
Sabina Gold & Silver Corp.
Common Shares Campbell, Angus 5 3/7/2013 10 1.85 3,500 3,500
Sabina Gold & Silver Corp.
Common Shares Campbell, Angus 5 6/11/2013 11 1.4 38,500 35,000
Sabina Gold & Silver Corp.
Common Shares Carson, Wes 5 6/11/2013 11 1.4 89,750 75,000
Sabina Gold & Silver Corp.
Common Shares Dundee Corporation 3 6/10/2013 11 1.4 25,187,590 5,714,286
Sabina Gold & Silver Corp.
Common Shares Hean, Scott Bradbury 4 6/11/2013 11 1.4 181,553 30,000
Sabina Gold & Silver Corp.
Common Shares Pease, Robert 4 6/11/2013 11 1.4 98,250 20,000
SANDSTORM GOLD LTD.
Common Shares Watson, Nolan Allan 4, 5 6/7/2013 10 7.9 924,800 -5,200
SANDSTORM GOLD LTD.
Common Shares Watson, Nolan Allan 4, 5 6/7/2013 10 7.95 923,900 -900
SANDSTORM GOLD LTD.
Common Shares Watson, Nolan Allan 4, 5 6/7/2013 10 7.96 923,600 -300
SANDSTORM GOLD LTD.
Common Shares Watson, Nolan Allan 4, 5 6/7/2013 10 8.01 923,400 -200
SANDSTORM GOLD LTD.
Common Shares Watson, Nolan Allan 4, 5 6/7/2013 10 8.03 921,900 -1,500
SANDSTORM GOLD LTD.
Common Shares Watson, Nolan Allan 4, 5 6/7/2013 10 8.04 915,700 -6,200
SANDSTORM GOLD LTD.
Common Shares Watson, Nolan Allan 4, 5 6/7/2013 10 8.05 915,300 -400
SANDSTORM GOLD LTD.
Common Shares Watson, Nolan Allan 4, 5 6/7/2013 10 8.06 914,800 -500
SANDSTORM GOLD LTD.
Common Shares Watson, Nolan Allan 4, 5 6/7/2013 10 8.07 914,600 -200
SANDSTORM GOLD LTD.
Common Shares Watson, Nolan Allan 4, 5 6/7/2013 10 8.08 913,400 -1,200
SANDSTORM GOLD LTD.
Common Shares Watson, Nolan Allan 4, 5 6/10/2013 10 7.9 896,400 -17,000
SANDSTORM GOLD LTD.
Common Shares Watson, Nolan Allan 4, 5 6/10/2013 10 7.91 895,700 -700
SANDSTORM GOLD LTD.
Common Shares Watson, Nolan Allan 4, 5 6/10/2013 10 7.92 893,500 -2,200
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6338
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
SANDSTORM GOLD LTD.
Common Shares Watson, Nolan Allan 4, 5 6/11/2013 51 3.4 930,000 36,500
SANDSTORM GOLD LTD.
Options Watson, Nolan Allan 4, 5 6/11/2013 51 323,500 -36,500
Sandvine Corporation Common Shares Sandvine Corporation 1 4/30/2013 38 1.99 98,000 98,000
Sandvine Corporation Common Shares Sandvine Corporation 1 4/30/2013 38 1.99 0 -98,000
Sandvine Corporation Common Shares Sandvine Corporation 1 5/31/2013 38 2.05 52,000 52,000
Sandvine Corporation Common Shares Sandvine Corporation 1 5/31/2013 38 2.05 0 -52,000
Savanna Energy Services Corp.
Common Shares Moore, Rachel 5 6/11/2013 10 6.77 15,000 5,000
Savanna Energy Services Corp.
Common Shares NUGENT, Kevin 4 6/13/2013 10 6.735 4,300 2,800
Schwabo Capital Corporation
Common Shares savoie, raymond 5 1/30/2008 00
Schwabo Capital Corporation
Common Shares savoie, raymond 5 1/30/2008 00
Schwabo Capital Corporation
Options savoie, raymond 5 1/30/2008 00
Schwabo Capital Corporation
Options savoie, raymond 5 1/30/2008 00
Sea Dragon Energy Inc.
Options Stock Option Plan exercisable for common shares
Anton, Anton Danial 5 6/7/2013 38 0.18 4,500,000 -500,000
Sea Dragon Energy Inc.
Options Stock Option Plan exercisable for common shares
Anton, Anton Danial 5 6/7/2013 38 0.35 4,000,000 -500,000
Sea Dragon Energy Inc.
Options Stock Option Plan exercisable for common shares
ARRATA, SAID SAMAAN YOUSSEF
4, 5 6/7/2013 38 0.6 7,000,000 -700,000
Sea Dragon Energy Inc.
Options Stock Option Plan exercisable for common shares
ARRATA, SAID SAMAAN YOUSSEF
4, 5 6/7/2013 38 0.18 5,000,000 -2,000,000
Sea Dragon Energy Inc.
Options Stock Option Plan exercisable for common shares
ARRATA, SAID SAMAAN YOUSSEF
4, 5 6/7/2013 38 0.28 4,500,000 -500,000
Sea Dragon Energy Inc.
Options Stock Option Plan exercisable for common shares
ARRATA, SAID SAMAAN YOUSSEF
4, 5 6/7/2013 38 0.13 3,500,000 -1,000,000
Sea Dragon Energy Inc.
Options Stock Option Plan exercisable for common shares
Fitzgerald, Ken 4 6/7/2013 38 0.13 750,000 -500,000
Sea Dragon Energy Inc.
Options Stock Option Plan exercisable for common shares
Moaaz, Ahmed Farid Ahmed
4, 5 6/7/2013 38 0.6 3,000,000 -500,000
Sea Dragon Energy Inc.
Options Stock Option Plan exercisable for common shares
Moaaz, Ahmed Farid Ahmed
4, 5 6/7/2013 38 0.5 2,500,000 -500,000
Sea Dragon Energy Inc.
Options Stock Option Plan exercisable for common shares
Moaaz, Ahmed Farid Ahmed
4, 5 6/7/2013 38 0.13 1,500,000 -1,000,000
Sea Dragon Energy Inc.
Options Stock Option Plan exercisable for common shares
Moase, Paul 4 6/7/2013 38 0.5 1,250,000 -500,000
Sea Dragon Energy Inc.
Options Stock Option Plan exercisable for common shares
Moase, Paul 4 6/7/2013 38 0.28 1,000,000 -250,000
Sea Dragon Energy Inc.
Options Stock Option Plan exercisable for common shares
Moase, Paul 4 6/7/2013 38 0.13 750,000 -250,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6339
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Sea Dragon Energy Inc.
Options Stock Option Plan exercisable for common shares
Moffat, Robert Gordon 4 6/7/2013 38 0.26 3,550,000 -500,000
Sea Dragon Energy Inc.
Options Stock Option Plan exercisable for common shares
Moffat, Robert Gordon 4 6/7/2013 38 0.13 3,300,000 -250,000
Sea Dragon Energy Inc.
Options Stock Option Plan exercisable for common shares
Moffat, Robert Gordon 4 6/7/2013 38 0.1 2,300,000 -1,000,000
Sea Dragon Energy Inc.
Options Stock Option Plan exercisable for common shares
Serra, Olivier 5 6/7/2013 38 0.35 2,500,000 -500,000
Sea Dragon Energy Inc.
Options Stock Option Plan exercisable for common shares
Serra, Olivier 5 6/7/2013 38 0.13 1,500,000 -1,000,000
Sea Dragon Energy Inc.
Options Stock Option Plan exercisable for common shares
Swan, Barry Walter 4 6/7/2013 38 0.6 1,350,000 -500,000
Sea Dragon Energy Inc.
Options Stock Option Plan exercisable for common shares
Swan, Barry Walter 4 6/7/2013 38 0.5 1,250,000 -100,000
Sea Dragon Energy Inc.
Options Stock Option Plan exercisable for common shares
Swan, Barry Walter 4 6/7/2013 38 0.28 1,000,000 -250,000
Sea Dragon Energy Inc.
Options Stock Option Plan exercisable for common shares
Swan, Barry Walter 4 6/7/2013 38 0.13 750,000 -250,000
Sea Dragon Energy Inc.
Options Stock Option Plan exercisable for common shares
Thompson, David Michael
4, 5 6/7/2013 38 0.6 100,000 -800,000
Sea Dragon Energy Inc.
Options Stock Option Plan exercisable for common shares
Thompson, David Michael
4, 5 6/7/2013 38 0.5 0 -100,000
Shoal Point Energy Ltd.
Common Shares Murray, Robert Brian 3, 4, 5 11/4/2010 00
Shoal Point Energy Ltd.
Common Shares Murray, Robert Brian 3, 4, 5 6/7/2013 16 0.06 2,000,000 2,000,000
Shoal Point Energy Ltd.
Warrants Murray, Robert Brian 3, 4, 5 11/4/2010 00
Shoal Point Energy Ltd.
Warrants Murray, Robert Brian 3, 4, 5 6/7/2013 16 0.15 2,000,000 2,000,000
Shoal Point Energy Ltd.
Common Shares sheldon, donald r. 4, 5 6/7/2013 16 0.06 2,507,460 1,000,000
Shoal Point Energy Ltd.
Warrants sheldon, donald r. 4, 5 6/7/2013 16 0.15 1,150,000 1,000,000
Sierra Wireless, Inc. Common Shares Sierra Wireless, Inc. 1 5/31/2013 38 88,200 -297,939
Sierra Wireless, Inc. Common Shares Sierra Wireless, Inc. 1 6/5/2013 38 -297,939
Silver Bear Resources Inc.
Common Shares Trevisiol, Mark Steven 4, 5 5/11/2011 00
Silver Bear Resources Inc.
Common Shares Trevisiol, Mark Steven 4, 5 6/4/2013 16 0.18 222,222 222,222
Silver Bear Resources Inc.
Warrants Trevisiol, Mark Steven 4, 5 5/11/2011 00
Silver Bear Resources Inc.
Warrants Trevisiol, Mark Steven 4, 5 6/4/2013 16 111,111 111,111
Slater Mining Corporation
Common Shares Slater, Ian 4, 5 6/14/2013 10 0.05 5,130,000 72,500
SMART Technologies Inc.
Options Stock Options under 2010 Equity Incentive Plan
Brown, Scott Richard 7 6/3/2013 00 100,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6340
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
SMART Technologies Inc.
Performance Share Units
Brown, Scott Richard 7 6/3/2013 00 250,000
SMART Technologies Inc.
Restricted Share Units
Brown, Scott Richard 7 6/3/2013 00 50,000
SMART Technologies Inc.
Restricted Share Units
Losch, Jeffrey Alan 5 6/10/2013 57 1.3612 53,134 -17,666
SMART Technologies Inc.
Subordinate Voting Shares Class A Subordinate Voting Shares
Losch, Jeffrey Alan 5 6/10/2013 57 1.3612 231,566 17,666
SMART Technologies Inc.
Restricted Share Units
LOWE, JEFFREY ALAN
7 6/10/2013 57 1.3612 81,667 -33,333
SMART Technologies Inc.
Subordinate Voting Shares Class A Subordinate Voting Shares
LOWE, JEFFREY ALAN
7 4/2/2012 00 33,333
SMART Technologies Inc.
Subordinate Voting Shares Class A Subordinate Voting Shares
LOWE, JEFFREY ALAN
7 6/10/2013 10 1.33 19,754 -13,579
SMART Technologies Inc.
Restricted Share Units
Ramotowski, Pamela Anne
7 2/25/2013 57 1.41 100,700 -350
SMART Technologies Inc.
Restricted Share Units
Ramotowski, Pamela Anne
7 6/10/2013 57 1.3612 -33,333
SMART Technologies Inc.
Restricted Share Units
Ramotowski, Pamela Anne
7 6/10/2013 57 1.3612 -33,333
SMART Technologies Inc.
Restricted Share Units
Ramotowski, Pamela Anne
7 6/10/2013 57 1.3612 82,367 -33,333
SMART Technologies Inc.
Subordinate Voting Shares Class A Subordinate Voting Shares
Ramotowski, Pamela Anne
7 2/25/2013 57 1.41 28,475 350
SMART Technologies Inc.
Subordinate Voting Shares Class A Subordinate Voting Shares
Ramotowski, Pamela Anne
7 6/10/2013 57 1.3612 61,808 33,333
SMART Technologies Inc.
Restricted Share Units
RODRIGUE, DANIEL L 7 6/10/2013 57 1.3612 85,834 -33,333
SMART Technologies Inc.
Subordinate Voting Shares Class A Subordinate Voting Shares
RODRIGUE, DANIEL L 7 6/10/2013 57 1.3612 213,116 33,333
SMART Technologies Inc.
Performance Share Units
SCHMITT, KELLY LEE 5 6/13/2013 56 1.32 250,000 100,000
SMART Technologies Inc.
Restricted Share Units
SCHMITT, KELLY LEE 5 6/10/2013 57 1.3612 93,334 -6,666
SMART Technologies Inc.
Subordinate Voting Shares Class A Subordinate Voting Shares
SCHMITT, KELLY LEE 5 6/10/2013 57 1.3612 46,666 6,666
SMART Technologies Inc.
Restricted Share Units
THOMAS, LINDA A 7 6/10/2013 57 1.3612 70,834 -33,333
SMART Technologies Inc.
Subordinate Voting Shares Class A Subordinate Voting Shares
THOMAS, LINDA A 7 6/10/2013 57 1.3612 113,316 33,333
SNC-Lavalin Group Inc.
Common Shares DI LILLO, Pasquale 5 8/31/2007 00
SNC-Lavalin Group Inc.
Common Shares DI LILLO, Pasquale 5 6/11/2013 51 31.59 6,000 6,000
SNC-Lavalin Group Inc.
Common Shares DI LILLO, Pasquale 5 6/11/2013 10 44.276 0 -6,000
SNC-Lavalin Group Inc.
Common Shares DI LILLO, Pasquale 5 6/11/2013 51 37.53 2,000 2,000
SNC-Lavalin Group Inc.
Common Shares DI LILLO, Pasquale 5 6/11/2013 10 44.276 0 -2,000
SNC-Lavalin Group Inc.
Options DI LILLO, Pasquale 5 6/11/2013 51 31.59 38,000 -6,000
SNC-Lavalin Group Inc.
Options DI LILLO, Pasquale 5 6/11/2013 51 37.53 36,000 -2,000
SNC-Lavalin Group Inc.
Common Shares RATE, Charles 5 6/13/2013 51 31.59 25,500 18,000
SNC-Lavalin Group Inc.
Common Shares RATE, Charles 5 6/13/2013 10 44.29 7,500 -18,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6341
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
SNC-Lavalin Group Inc.
Common Shares RATE, Charles 5 6/13/2013 51 37.53 13,500 6,000
SNC-Lavalin Group Inc.
Common Shares RATE, Charles 5 6/13/2013 10 44.29 7,500 -6,000
SNC-Lavalin Group Inc.
Options RATE, Charles 5 6/13/2013 51 31.59 117,200 -18,000
SNC-Lavalin Group Inc.
Options RATE, Charles 5 6/13/2013 51 37.53 111,200 -6,000
Sniper Resources Ltd. Common Shares Baxter, Scott David 3, 4, 5 6/13/2013 10 0.03 1,690,880 -100,000
Solimar Energy Limited
Common Shares Satterfield, William McSwain
5 6/4/2013 10 0.16 188,000 188,000
Solimar Energy Limited
Common Shares Satterfield, William McSwain
5 6/5/2013 10 0.21 688,000 500,000
Spot Coffee (Canada) Ltd.
Common Shares AYOUB, ANTON MICHEL
4, 5 6/12/2013 10 0.11 522,458 3,000
Spot Coffee (Canada) Ltd.
Common Shares Lorenzo, John Michael 4 6/11/2013 10 0.12 272,500 20,000
Spot Coffee (Canada) Ltd.
Common Shares Lorenzo, John Michael 4 6/11/2013 10 0.12 282,500 10,000
Spot Coffee (Canada) Ltd.
Common Shares Lorenzo, John Michael 4 6/12/2013 10 0.11 302,500 20,000
SQI Diagnostics Inc. Options Smith, Catherine 5 10/14/2008 00
SQI Diagnostics Inc. Options Smith, Catherine 5 12/12/2012 50 50,000 50,000
ST ANDREW GOLDFIELDS LTD.
Common Shares Abramson, Herbert 4, 5 5/2/2012 90 287,500 287,500
ST ANDREW GOLDFIELDS LTD.
Common Shares Abramson, Herbert 4, 5 5/2/2012 90 0 -287,500
ST ANDREW GOLDFIELDS LTD.
Common Shares Cater, Douglas Frederick
5 6/13/2013 30 0.38 19,640 4,450
ST ANDREW GOLDFIELDS LTD.
Common Shares Gignac, Catherine 4 6/14/2013 30 0.39 107,266 2,430
ST ANDREW GOLDFIELDS LTD.
Common Shares Middlemiss, Duncan Kenneth
5 6/14/2013 30 0.39 132,548 6,158
ST ANDREW GOLDFIELDS LTD.
Common Shares Perron, Jacques 4, 5 6/14/2013 30 0.39 302,126 4,226
ST ANDREW GOLDFIELDS LTD.
Common Shares Petroff, David Michael 4 6/14/2013 30 0.39 12,496 2,496
ST ANDREW GOLDFIELDS LTD.
Common Shares Ramey, Geoffrey 5 6/14/2013 30 0.39 13,738 3,888
ST ANDREW GOLDFIELDS LTD.
Common Shares Rocque, Pierre 5 6/14/2013 30 0.39 87,831 4,451
ST ANDREW GOLDFIELDS LTD.
Common Shares Weinzettl, Linda 5 6/14/2013 30 0.39 22,883 2,422
Sterling Resources Ltd.
Options expiry May 2, 2015
Azancot, Michael J. 5 6/11/2013 52 2.64 1,000,000 -500,000
Sterling Resources Ltd.
Performance Share Units
Azancot, Michael J. 5 4/26/2010 00 812,000
Sterling Resources Ltd.
Performance Share Units
Beacom, Mark Douglas 7 10/13/2010 00 247,000
Sterling Resources Ltd.
Options expiry June 1, 2014
Birrell, Stephen 7 6/11/2013 52 1.42 100,000 -100,000
Sterling Resources Ltd.
Options expiry May 26, 2015
Birrell, Stephen 7 6/11/2013 52 2.03 220,000 -110,000
Sterling Resources Ltd.
Options expiry May 28, 2013
Birrell, Stephen 7 6/11/2013 52 2.56 0 -83,333
Sterling Resources Ltd.
Performance Share Units
Birrell, Stephen 7 11/14/2005 00 157,000
Sterling Resources Ltd.
Performance Share Units
Blewden, David Michael
5 8/2/2010 00 509,000
Sterling Resources Ltd.
Options expiry June 1, 2014
Cremer, Sherry Louise 5 6/11/2013 52 1.42 50,000 -50,000
Sterling Resources Ltd.
Options expiry May 26, 2015
Cremer, Sherry Louise 5 6/11/2013 52 2.03 113,333 -56,667
Sterling Resources Ltd.
Options expiry May 28, 2013
Cremer, Sherry Louise 5 6/11/2013 52 2.56 0 -50,000
Sterling Resources Ltd.
Performance Share Units
Cremer, Sherry Louise 5 5/28/2003 00 90,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6342
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Sterling Resources Ltd.
Performance Share Units
Davies, David Gareth Ashley
7 9/10/2012 00 198,000
Sterling Resources Ltd.
Options expiry June 1, 2014
Findlater, David Alexander
7 6/11/2013 52 1.42 33,334 -33,333
Sterling Resources Ltd.
Options expiry May 26, 2015
Findlater, David Alexander
7 6/11/2013 52 2.03 100,000 -50,000
Sterling Resources Ltd.
Options expiry May 28, 2013
Findlater, David Alexander
7 6/11/2013 52 2.56 0 -16,666
Sterling Resources Ltd.
Performance Share Units
Findlater, David Alexander
7 7/19/2004 00 64,000
Sterling Resources Ltd.
Options expiry June 1, 2014
Kong, Teck Soon 4 6/11/2013 52 1.42 41,666 -41,667
Sterling Resources Ltd.
Options expiry May 26, 2015
Kong, Teck Soon 4 6/11/2013 52 2.03 93,333 -46,667
Sterling Resources Ltd.
Options expiry May 28, 2013
Kong, Teck Soon 4 6/11/2013 52 2.56 0 -41,666
Sterling Resources Ltd.
Options expiry June 1, 2014
Miller, David 7 6/11/2013 52 1.42 8,334 -8,333
Sterling Resources Ltd.
Options expiry May 26, 2015
Miller, David 7 6/11/2013 52 2.03 20,000 -10,000
Sterling Resources Ltd.
Options expiry May 28, 2013
Miller, David 7 6/11/2013 52 2.56 0 -8,333
Sterling Resources Ltd.
Options expiry June 1, 2014
Rapach, John 5 6/11/2013 52 1.42 116,666 -116,667
Sterling Resources Ltd.
Options expiry May 26, 2015
Rapach, John 5 6/11/2013 52 2.03 293,333 -146,667
Sterling Resources Ltd.
Options expiry May 28, 2013
Rapach, John 5 6/11/2013 52 2.56 0 -100,000
Sterling Resources Ltd.
Performance Share Units
Rapach, John 5 8/25/2005 00 473,000
Sterling Resources Ltd.
Common Shares Ulrich, Jacob Shields 4 6/11/2013 00
Sterling Resources Ltd.
Options expiry April 21, 2013
Whitley, Patrick 7 6/11/2013 52 2.5 0 -100,000
Sterling Resources Ltd.
Options expiry June 1, 2014
Whitley, Patrick 7 6/11/2013 52 1.42 50,000 -50,000
Sterling Resources Ltd.
Options expiry May 26, 2015
Whitley, Patrick 7 6/11/2013 52 2.03 113,333 -56,667
Sterling Resources Ltd.
Performance Share Units
Whitley, Patrick 7 2/1/2008 00 220,000
StorageVault Canada Inc.
Common Shares Simpson, Alan Arthur 3, 4, 5 6/10/2013 10 0.34 3,610,985 2,500
StorageVault Canada Inc.
Common Shares Simpson, Alan Arthur 3, 4, 5 6/13/2013 10 0.33 3,612,985 2,000
Strad Energy Services Ltd.
Common Shares Grandfield, Robert James
4, 5 5/31/2013 10 3.31 687,966 -20,000
Strad Energy Services Ltd.
Common Shares Grandfield, Robert James
4, 5 6/5/2013 10 3.3 687,066 -900
Strad Energy Services Ltd.
Common Shares Grandfield, Robert James
4, 5 6/10/2013 10 3.25 607,966 -79,100
Strategic Oil & Gas Ltd.
Common Shares Claugus, Thomas Eugene
4 6/10/2013 10 0.93 1,714,900 12,700
Strategic Oil & Gas Ltd.
Common Shares Claugus, Thomas Eugene
4 6/11/2013 10 0.93 1,716,200 1,300
Strategic Oil & Gas Ltd.
Common Shares Claugus, Thomas Eugene
4 6/12/2013 10 0.93 1,719,300 3,100
Strategic Oil & Gas Ltd.
Common Shares Claugus, Thomas Eugene
4 6/13/2013 10 0.97 1,721,300 2,000
Strategic Oil & Gas Ltd.
Common Shares Claugus, Thomas Eugene
4 6/10/2013 10 0.93 9,736,700 65,800
Strategic Oil & Gas Ltd.
Common Shares Claugus, Thomas Eugene
4 6/11/2013 10 0.93 9,743,400 6,700
Strategic Oil & Gas Ltd.
Common Shares Claugus, Thomas Eugene
4 6/12/2013 10 0.93 9,759,600 16,200
Strategic Oil & Gas Ltd.
Common Shares Claugus, Thomas Eugene
4 6/13/2013 10 0.97 9,770,100 10,500
Strategic Oil & Gas Ltd.
Common Shares Claugus, Thomas Eugene
4 6/10/2013 10 0.93 946,200 146,200
Strategic Oil & Gas Ltd.
Common Shares Claugus, Thomas Eugene
4 6/11/2013 10 0.93 961,000 14,800
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6343
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Strategic Oil & Gas Ltd.
Common Shares Claugus, Thomas Eugene
4 6/12/2013 10 0.93 997,000 36,000
Strategic Oil & Gas Ltd.
Common Shares Claugus, Thomas Eugene
4 6/13/2013 10 0.97 1,020,300 23,300
Strategic Oil & Gas Ltd.
Common Shares Claugus, Thomas Eugene
4 6/10/2013 10 0.93 8,011,100 64,000
Strategic Oil & Gas Ltd.
Common Shares Claugus, Thomas Eugene
4 6/11/2013 10 0.93 8,017,600 6,500
Strategic Oil & Gas Ltd.
Common Shares Claugus, Thomas Eugene
4 6/12/2013 10 0.93 8,033,300 15,700
Strategic Oil & Gas Ltd.
Common Shares Claugus, Thomas Eugene
4 6/13/2013 10 0.97 8,043,500 10,200
Strategic Oil & Gas Ltd.
Common Shares Claugus, Thomas Eugene
4 6/10/2013 10 0.93 1,728,700 12,300
Strategic Oil & Gas Ltd.
Common Shares Claugus, Thomas Eugene
4 6/11/2013 10 0.93 1,729,900 1,200
Strategic Oil & Gas Ltd.
Common Shares Claugus, Thomas Eugene
4 6/12/2013 10 0.93 1,732,900 3,000
Strategic Oil & Gas Ltd.
Common Shares Claugus, Thomas Eugene
4 6/13/2013 10 0.97 1,734,900 2,000
Strategic Oil & Gas Ltd.
Common Shares Joy, Barbara 5 5/31/2013 10 0.93 75,000 15,000
Strategic Oil & Gas Ltd.
Common Shares Joy, Barbara 5 6/4/2013 10 0.88 85,000 10,000
Strategic Oil & Gas Ltd.
Common Shares Joy, Barbara 5 6/4/2013 10 0.87 90,000 5,000
Stratton Resources Inc.
Common Shares Haslinger, Richard Josef
5 8/2/2011 50 1.5 90,909
Stratton Resources Inc.
Common Shares Haslinger, Richard Josef
5 8/2/2011 50 1.5 150,000
Stratton Resources Inc.
Common Shares Haslinger, Richard Josef
5 8/2/2011 50 1.5 150,000
Stratton Resources Inc.
Common Shares Haslinger, Richard Josef
5 8/12/2011 37 0.75 400,000 200,000
Stratton Resources Inc.
Common Shares Haslinger, Richard Josef
5 9/13/2011 37 381,818
Stratton Resources Inc.
Common Shares Haslinger, Richard Josef
5 9/13/2011 37 350,000
Stratton Resources Inc.
Common Shares Haslinger, Richard Josef
5 9/13/2011 37 350,000
Stratton Resources Inc.
Options Haslinger, Richard Josef
5 8/1/2011 00
Stratton Resources Inc.
Options Haslinger, Richard Josef
5 8/2/2011 50 300,000 300,000
Stratton Resources Inc.
Options Haslinger, Richard Josef
5 6/6/2013 38 0 -300,000
Stratton Resources Inc.
Options Maxwell, Alistair 4 6/6/2013 38 0 -90,000
STT Enviro Corp. (formerly Semcan Inc.)
Convertible Debentures
CLARK, PETER 4 6/13/2013 11 $30,000 $30,000
STT Enviro Corp. (formerly Semcan Inc.)
Convertible Debentures
Deacon, David Emmerson
5 6/13/2013 11 $132,500 $100,000
STT Enviro Corp. (formerly Semcan Inc.)
Convertible Debentures
TWEEDY, ROBERT 4 10/13/2011 00
STT Enviro Corp. (formerly Semcan Inc.)
Convertible Debentures
TWEEDY, ROBERT 4 6/13/2013 11 $50,000 $50,000
Sulliden Gold Corporation Ltd.
Common Shares Amireault, Stéphane 5 4/2/2012 90 247,025 -7,575
Sulliden Gold Corporation Ltd.
Common Shares Amireault, Stéphane 5 6/5/2013 90 213,237 -5,188
Sulliden Gold Corporation Ltd.
Common Shares Amireault, Stéphane 5 6/7/2013 90 413,237 200,000
Sulliden Gold Corporation Ltd.
Common Shares Amireault, Stéphane 5 6/7/2013 90 0 -200,000
Sulliden Gold Corporation Ltd.
Common Shares Amireault, Stéphane 5 3/17/2008 00
Sulliden Gold Corporation Ltd.
Common Shares Amireault, Stéphane 5 4/2/2012 90 7,575 7,575
Sulliden Gold Corporation Ltd.
Common Shares Amireault, Stéphane 5 6/5/2013 90 12,763 5,188
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6344
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Summit Industrial Income REIT
Trust Units Dykeman, Paul 5 6/6/2013 10 6.13 9,947 5,000
Summit Industrial Income REIT
Trust Units Dykeman, Paul 5 6/7/2013 10 6.415 13,947 4,000
Summit Industrial Income REIT
Trust Units Dykeman, Paul 5 6/7/2013 10 6.41 14,947 1,000
Summit Industrial Income REIT
Trust Units Dykeman, Paul 5 6/7/2013 10 6.1928 264,135 7,000
Summit Industrial Income REIT
Trust Units Dykeman, Paul 5 6/7/2013 10 6.421 265,235 1,100
Summit Industrial Income REIT
Trust Units Dykeman, Paul 5 6/7/2013 10 6.41 265,335 100
Summit Industrial Income REIT
Trust Units Dykeman, Paul 5 6/7/2013 10 6.414 267,135 1,800
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/10/2013 10 6.22 30,516 100
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/10/2013 10 6.22 30,616 100
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/10/2013 10 6.22 30,716 100
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/10/2013 10 6.38 30,816 100
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/10/2013 10 6.39 31,216 400
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/10/2013 10 6.39 32,716 1,500
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/10/2013 10 6.4 32,916 200
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/10/2013 10 6.4 33,716 800
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/10/2013 10 6.4 45,716 12,000
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/10/2013 10 6.4 47,916 2,200
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/10/2013 10 6.4 54,816 6,900
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/10/2013 10 6.4 55,316 500
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/10/2013 10 6.4 55,416 100
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/5/2013 10 6.2486 790,638 3,000
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/6/2013 10 6.35 791,638 1,000
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/6/2013 10 6.24 792,638 1,000
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/6/2013 10 6.24 793,638 1,000
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/7/2013 10 6.34 794,638 1,000
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/7/2013 10 6.34 795,638 1,000
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/7/2013 10 6.377 797,638 2,000
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/12/2013 10 5.999 800,638 3,000
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/12/2013 10 6.063 802,638 2,000
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/13/2013 10 6.15 807,638 5,000
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/13/2013 10 6.2482 812,638 5,000
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/13/2013 10 6.4318 818,638 6,000
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/14/2013 10 6.482 819,638 1,000
Summit Industrial Income REIT
Trust Units Maroun, Louis 5 6/14/2013 10 6.2 820,638 1,000
SunOpta Inc. Common Shares Routh, Allan Glen 4, 5 6/7/2013 10 7.8801 426,329 -5,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6345
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
SunOpta Inc. Common Shares Routh, Allan Glen 4, 5 6/10/2013 10 7.8553 416,329 -10,000
SunOpta Inc. Common Shares Routh, Allan Glen 4, 5 6/11/2013 10 7.821 406,329 -10,000
SunOpta Inc. Common Shares Routh, Allan Glen 4, 5 6/12/2013 10 7.4771 396,329 -10,000
SunOpta Inc. Common Shares Routh, Allan Glen 4, 5 6/13/2013 10 7.5287 381,329 -15,000
SunOpta Inc. Common Shares Routh, Allan Glen 4, 5 6/13/2013 51 1.64 409,329 28,000
SunOpta Inc. Options Routh, Allan Glen 4, 5 6/13/2013 51 1.64 239,500 -28,000
Sunshine Oilsands Ltd.
Common Shares Class A
Cong, Songbo 5 6/12/2013 51 0.2 5,597,000 250,000
Sunshine Oilsands Ltd.
Common Shares Class A
Cong, Songbo 5 6/13/2013 51 0.2 5,847,000 250,000
Sunshine Oilsands Ltd.
Options Cong, Songbo 5 6/12/2013 51 2,808,200 -250,000
Sunshine Oilsands Ltd.
Options Cong, Songbo 5 6/13/2013 51 2,558,200 -250,000
Sunshine Oilsands Ltd.
Common Shares Class A
Dugas, Daniel Joseph 5 6/12/2013 51 0.2 1,100,360 200,000
Sunshine Oilsands Ltd.
Options Dugas, Daniel Joseph 5 6/12/2013 51 2,507,800 -200,000
Sunshine Oilsands Ltd.
Common Shares Class A
Hancheruk, Jason James
5 6/11/2013 51 0.2 603,500 200,000
Sunshine Oilsands Ltd.
Options Hancheruk, Jason James
5 6/11/2013 51 2,373,900 -200,000
Sunshine Oilsands Ltd.
Common Shares Class A
Hibberd, Michael John 4, 5 6/12/2013 51 0.2 67,090,000 1,380,000
Sunshine Oilsands Ltd.
Options Hibberd, Michael John 4, 5 6/12/2013 51 0.2 16,140,000 -1,380,000
Sunshine Oilsands Ltd.
Common Shares Class A
Sealock, David O. 5 6/10/2013 51 0.2 331,000 300,000
Sunshine Oilsands Ltd.
Common Shares Class A
Sealock, David O. 5 6/10/2013 10 0.2349 108,027 -222,973
Sunshine Oilsands Ltd.
Common Shares Class A
Sealock, David O. 5 6/10/2013 10 0.235 60,527 -47,500
Sunshine Oilsands Ltd.
Common Shares Class A
Sealock, David O. 5 6/11/2013 51 0.2 260,527 200,000
Sunshine Oilsands Ltd.
Common Shares Class A
Sealock, David O. 5 6/11/2013 10 0.2337 129,306 -131,221
Sunshine Oilsands Ltd.
Common Shares Class A
Sealock, David O. 5 6/11/2013 10 0.235 76,306 -53,000
Sunshine Oilsands Ltd.
Common Shares Class A
Sealock, David O. 5 6/12/2013 51 0.2 426,131 349,825
Sunshine Oilsands Ltd.
Common Shares Class A
Sealock, David O. 5 6/12/2013 10 0.2302 245,748 -180,383
Sunshine Oilsands Ltd.
Common Shares Class A
Sealock, David O. 5 6/13/2013 51 0.2 895,923 650,175
Sunshine Oilsands Ltd.
Common Shares Class A
Sealock, David O. 5 6/13/2013 10 0.2266 283,865 -612,058
Sunshine Oilsands Ltd.
Options Sealock, David O. 5 6/10/2013 51 7,600,000 -300,000
Sunshine Oilsands Ltd.
Options Sealock, David O. 5 6/11/2013 51 7,400,000 -200,000
Sunshine Oilsands Ltd.
Options Sealock, David O. 5 6/12/2013 51 7,050,175 -349,825
Sunshine Oilsands Ltd.
Options Sealock, David O. 5 6/13/2013 51 6,400,000 -650,175
Sunshine Oilsands Ltd.
Common Shares Class A
Shen, Songning 4 6/13/2013 51 0.2 62,319,660 1,380,000
Sunshine Oilsands Ltd.
Options Shen, Songning 4 6/13/2013 51 16,140,000 -1,380,000
Supremex Inc. Common Shares Armoyan, George 4 5/8/2012 00 42,500
Surge Energy Inc. Common Shares Bye, Murray 5 6/11/2013 15 5 48,884 3,333
Surge Energy Inc. Subscription Rights Bye, Murray 5 5/8/2013 00 6,667
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6346
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Surge Energy Inc. Common Shares Colborne, Paul 4 6/11/2013 15 5 499,800 20,000
Surge Energy Inc. Common Shares Colborne, Paul 4 6/11/2013 11 3.57 1,132,052 632,252
Surge Energy Inc. Rights Colborne, Paul 4 4/13/2010 00 2,000,000
Surge Energy Inc. Subscription Rights Common Shares
Colborne, Paul 4 6/11/2013 15 5 40,000 40,000
Surge Energy Inc. Warrants Colborne, Paul 4 6/11/2013 11 4.46 1,548,595 1,264,504
Surge Energy Inc. Common Shares Elekes, Margaret Ann 5 6/11/2013 15 5 79,143 3,015
Surge Energy Inc. Subscription Rights Elekes, Margaret Ann 5 4/13/2010 00 6,030
Surge Energy Inc. Common Shares Lof, Maxwell Andrew William
5 6/11/2013 15 5 186,698 6,800
Surge Energy Inc. Subscription Rights Lof, Maxwell Andrew William
5 6/11/2013 15 5 13,600 13,600
Surge Energy Inc. Common Shares O'Neil, Peter Dan 5 6/11/2013 15 5 163,323 5,000
Surge Energy Inc. Subscription Rights O'Neil, Peter Dan 5 6/11/2013 15 5 10,000 10,000
Surge Energy Inc. Common Shares Ong, Tee Sing 5 6/11/2013 15 5 24,425 6,667
Surge Energy Inc. Subscription Rights Ong, Tee Sing 5 10/19/2010 00 13,333
Surge Energy Inc. Common Shares Smith, Murray Douglas 4 6/11/2013 15 5 23,727 1,000
Surge Energy Inc. Subscription Rights Smith, Murray Douglas 4 6/24/2010 00 2,000
Surrey Capital Corp. Options D'Souza, Victor 4 6/7/2013 52 0.1 110,611 -38,089
Surrey Capital Corp. Options Hussey, Daniel Howard 4 3/11/2013 00
Surrey Capital Corp. Options Hussey, Daniel Howard 4 6/4/2013 50 0.1 100,000 100,000
Sustainable Energy Technologies Ltd.
Warrants DHCT II Luxembourg S.a.r.l.
3 6/13/2013 16 11,989,411 3,529,411
Sustainable Energy Technologies Ltd.
Warrants DHCT II Luxembourg S.a.r.l.
3 6/14/2013 55 9,529,411 -2,460,000
Symbility Solutions Inc. (formerly Automated Benefits Corp.)
Common Shares Burega, John 5 10/3/2012 00
Symbility Solutions Inc. (formerly Automated Benefits Corp.)
Common Shares Burega, John 5 10/3/2012 00
Symbility Solutions Inc. (formerly Automated Benefits Corp.)
Common Shares Burega, John 5 6/5/2013 10 0.42 598,500 598,500
Symbility Solutions Inc. (formerly Automated Benefits Corp.)
Common Shares Burega, John 5 6/7/2013 10 0.42 600,000 1,500
TAG Oil Ltd Common Shares TAG Oil Ltd. 1 5/30/2013 10 3.3 100,000 20,000
TAG Oil Ltd Common Shares TAG Oil Ltd. 1 5/30/2013 10 3.35 120,000 20,000
TAG Oil Ltd Common Shares TAG Oil Ltd. 1 6/13/2013 38 0 -260,000
Tahoe Resources Inc. Common Shares Brodsky, Brian 5 6/10/2013 57 179,789 5,000
Tahoe Resources Inc. Deferred Share Awards
Brodsky, Brian 5 6/10/2013 57 15,000 -5,000
Tahoe Resources Inc. Common Shares Clayton, Ronald Wayne
5 6/10/2013 57 238,839 5,000
Tahoe Resources Inc. Deferred Share Awards
Clayton, Ronald Wayne
5 6/10/2013 57 25,000 -5,000
Tahoe Resources Inc. Common Shares Gostin, Ira Mark 5 5/28/2010 00
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6347
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Tahoe Resources Inc. Common Shares Gostin, Ira Mark 5 6/10/2013 57 3,000 3,000
Tahoe Resources Inc. Deferred Share Awards
Gostin, Ira Mark 5 6/21/2011 10 17.99 -1,250
Tahoe Resources Inc. Deferred Share Awards
Gostin, Ira Mark 5 6/21/2011 10 17.99 -1,250
Tahoe Resources Inc. Deferred Share Awards
Gostin, Ira Mark 5 6/10/2013 57 11,000 -3,000
Tahoe Resources Inc. Common Shares Hofmeister, Edie 5 6/10/2013 57 121,513 3,000
Tahoe Resources Inc. Deferred Share Awards
Hofmeister, Edie 5 6/10/2013 57 3,000 -3,000
Tahoe Resources Inc. Common Shares McArthur, C. Kevin 4 6/10/2013 57 2,682,193 10,000
Tahoe Resources Inc. Deferred Share Awards
McArthur, C. Kevin 4 6/10/2013 57 15,000 -10,000
Tahoe Resources Inc. Common Shares Muerhoff, Charlie 5 6/10/2013 57 3000 62,877 3,000
Tahoe Resources Inc. Deferred Share Awards
Muerhoff, Charlie 5 6/10/2013 57 11,000 -3,000
Tahoe Resources Inc. Common Shares Mujica, Jeira 5 6/10/2013 57 17,500 3,000
Tahoe Resources Inc. Deferred Share Awards
Mujica, Jeira 5 6/10/2013 57 11,000 -3,000
Talisman Energy Inc. Common Shares Ebbern, Thomas William
4 6/11/2013 00 10,000
Talon Metals Corp. Common Shares Newfield, Warren Eric 4 6/6/2013 10 0.1994 4,846,665 801,000
Talon Metals Corp. Common Shares Newfield, Warren Eric 4 6/7/2013 10 0.2 4,858,665 12,000
Talon Metals Corp. Common Shares Newfield, Warren Eric 4 6/11/2013 10 20 4,000
Talon Metals Corp. Common Shares Newfield, Warren Eric 4 6/11/2013 10 0.2 4,862,665 4,000
Talon Metals Corp. Common Shares Newfield, Warren Eric 4 6/13/2013 10 0.2 5,005,665 143,000
Tango Gold Mines Incorporated (fka F.D.G. Mining Inc.)
Common Shares Ponte, Antonio 4, 5 6/13/2013 10 0.1532 2,257,405 215,500
Tango Gold Mines Incorporated (fka F.D.G. Mining Inc.)
Common Shares Ponte, Antonio 4, 5 6/14/2013 10 0.1794 2,356,405 99,000
Tanzanian Royalty Exploration Corporation
Common Shares Kahama, Joseph Kulwa
5 6/11/2013 10 3.16 22,686 -1,400
Tanzanian Royalty Exploration Corporation
Common Shares Kahama, Joseph Kulwa
5 6/11/2013 10 3.12 16,186 -6,500
Tanzanian Royalty Exploration Corporation
Common Shares Kahama, Joseph Kulwa
5 6/12/2013 10 3.17 16,086 -100
Tanzanian Royalty Exploration Corporation
Common Shares Kahama, Joseph Kulwa
5 6/12/2013 10 3.16 15,800 -286
Taseko Mines Limited Common Shares Thiessen, Ronald William
4 6/10/2013 10 2.063 -49,100
Taseko Mines Limited Common Shares Thiessen, Ronald William
4 6/10/2013 10 2.063 -49,100
Taseko Mines Limited Common Shares Thiessen, Ronald William
4 6/10/2013 10 2.063 344,000 -49,100
Taseko Mines Limited Common Shares Thiessen, Ronald William
4 6/4/2002 00
Taseko Mines Limited Common Shares Thiessen, Ronald William
4 6/10/2013 10 2.0706 49,100 49,100
Taylor North American Equity Opportunities Fund
Units Taylor North American Equity Opportunities Fund
1 5/2/2013 38 11.17 2,000 2,000
Taylor North American Equity Opportunities Fund
Units Taylor North American Equity Opportunities Fund
1 5/2/2013 38 11.17 0 -2,000
Taylor North American Equity Opportunities Fund
Units Taylor North American Equity Opportunities Fund
1 5/6/2013 38 11.29 3,000 3,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6348
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Taylor North American Equity Opportunities Fund
Units Taylor North American Equity Opportunities Fund
1 5/6/2013 38 11.29 0 -3,000
Taylor North American Equity Opportunities Fund
Units Taylor North American Equity Opportunities Fund
1 5/9/2013 38 11.65 3,000 3,000
Taylor North American Equity Opportunities Fund
Units Taylor North American Equity Opportunities Fund
1 5/9/2013 38 11.65 0 -3,000
Taylor North American Equity Opportunities Fund
Units Taylor North American Equity Opportunities Fund
1 5/9/2013 38 11.5 1,600 1,600
Taylor North American Equity Opportunities Fund
Units Taylor North American Equity Opportunities Fund
1 5/9/2013 38 11.5 0 -1,600
Taylor North American Equity Opportunities Fund
Units Taylor North American Equity Opportunities Fund
1 5/13/2013 38 11.55 3,000 3,000
Taylor North American Equity Opportunities Fund
Units Taylor North American Equity Opportunities Fund
1 5/13/2013 38 11.55 0 -3,000
Taylor North American Equity Opportunities Fund
Units Taylor North American Equity Opportunities Fund
1 5/16/2013 38 11.75 1,900 1,900
Taylor North American Equity Opportunities Fund
Units Taylor North American Equity Opportunities Fund
1 5/16/2013 38 11.75 0 -1,900
Taylor North American Equity Opportunities Fund
Units Taylor North American Equity Opportunities Fund
1 5/23/2013 38 12 3,000 3,000
Taylor North American Equity Opportunities Fund
Units Taylor North American Equity Opportunities Fund
1 5/23/2013 38 12 0 -3,000
Taylor North American Equity Opportunities Fund
Units Taylor North American Equity Opportunities Fund
1 5/27/2013 38 11.87 3,000 3,000
Taylor North American Equity Opportunities Fund
Units Taylor North American Equity Opportunities Fund
1 5/27/2013 38 11.87 0 -3,000
Taylor North American Equity Opportunities Fund
Units Taylor North American Equity Opportunities Fund
1 5/27/2013 38 11.72 2,900 2,900
Taylor North American Equity Opportunities Fund
Units Taylor North American Equity Opportunities Fund
1 5/27/2013 38 11.72 0 -2,900
Taylor North American Equity Opportunities Fund
Units Taylor North American Equity Opportunities Fund
1 5/29/2013 38 11.82 1,900 1,900
Taylor North American Equity Opportunities Fund
Units Taylor North American Equity Opportunities Fund
1 5/29/2013 38 11.82 0 -1,900
Taylor North American Equity Opportunities Fund
Units Taylor North American Equity Opportunities Fund
1 5/31/2013 38 11.99 3,000 3,000
Taylor North American Equity Opportunities Fund
Units Taylor North American Equity Opportunities Fund
1 5/31/2013 38 11.99 0 -3,000
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/1/2013 38 8.57 3,000 3,000
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/1/2013 38 8.57 0 -3,000
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/2/2013 38 8.53 3,000 3,000
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/2/2013 38 8.53 0 -3,000
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/3/2013 38 8.51 2,100 2,100
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/3/2013 38 8.51 0 -2,100
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/6/2013 38 8.54 3,000 3,000
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/6/2013 38 8.54 0 -3,000
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/7/2013 38 8.6 3,000 3,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6349
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/7/2013 38 8.6 0 -3,000
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/13/2013 38 8.67 3,000 3,000
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/13/2013 38 8.67 0 -3,000
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/14/2013 38 8.56 700 700
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/14/2013 38 8.56 0 -700
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/15/2013 38 8.61 2,300 2,300
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/15/2013 38 8.61 0 -2,300
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/16/2013 38 8.65 1,900 1,900
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/16/2013 38 8.65 0 -1,900
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/17/2013 38 8.72 2,800 2,800
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/17/2013 38 8.72 0 -2,800
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/17/2013 38 8.75 200 200
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/17/2013 38 8.75 0 -200
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/22/2013 38 8.75 3,000 3,000
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/22/2013 38 8.75 0 -3,000
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/23/2013 38 8.7 3,000 3,000
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/23/2013 38 8.7 0 -3,000
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/27/2013 38 8.64 2,100 2,100
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/27/2013 38 8.64 0 -2,100
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/27/2013 38 8.65 900 900
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/27/2013 38 8.65 0 -900
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/29/2013 38 8.65 3,000 3,000
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/29/2013 38 8.65 0 -3,000
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/31/2013 38 8.68 1,500 1,500
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/31/2013 38 8.68 0 -1,500
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/31/2013 38 8.7 1,500 1,500
Tech Leaders Income Fund
Units Tech Leaders Income Fund
1 5/31/2013 38 8.7 0 -1,500
TELUS Corporation Common Shares TELUS Corporation 1 1/9/2006 38 0 -634,469
TELUS Corporation Common Shares TELUS Corporation 1 10/1/2008 38 0 -300
TELUS Corporation Non-Voting Shares TELUS Corporation 1 1/9/2006 38 0 -607,700
TELUS Corporation Non-Voting Shares TELUS Corporation 1 12/31/2007 38 -134,000
TELUS Corporation Non-Voting Shares TELUS Corporation 1 12/31/2007 38 0 -134,200
Temple Hotels Inc. Convertible Debentures 7.00% Series F Convertible RedeemableUnsecured Subordinated
Temple Hotels Inc. 1 6/6/2013 38 $23,000 ($1,000)
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6350
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Temple Hotels Inc. Convertible Debentures 7.00% Series F Convertible RedeemableUnsecured Subordinated
Temple Hotels Inc. 1 6/10/2013 38 91.99 $46,000 $23,000
Temple Hotels Inc. Convertible Debentures 7.00% Series F Convertible RedeemableUnsecured Subordinated
Temple Hotels Inc. 1 6/11/2013 38 91.5 $69,000 $23,000
Temple Hotels Inc. Convertible Debentures 7.00% Series F Convertible RedeemableUnsecured Subordinated
Temple Hotels Inc. 1 6/11/2013 38 $46,000 ($23,000)
Temple Hotels Inc. Convertible Debentures 7.00% Series F Convertible RedeemableUnsecured Subordinated
Temple Hotels Inc. 1 6/13/2013 38 $23,000 ($23,000)
Temple Hotels Inc. Convertible Debentures 7.00% Series F Convertible RedeemableUnsecured Subordinated
Temple Hotels Inc. 1 6/13/2013 38 90.999 $38,000 $15,000
Temple Hotels Inc. Convertible Debentures 7.25% Series E Convertible RedeemableUnsecured Subordinated
Temple Hotels Inc. 1 6/7/2013 38 88.999 $44,000 $11,000
Temple Hotels Inc. Convertible Debentures 7.25% Series E Convertible RedeemableUnsecured Subordinated
Temple Hotels Inc. 1 6/7/2013 38 $33,000 ($11,000)
Temple Hotels Inc. Convertible Debentures 7.25% Series E Convertible RedeemableUnsecured Subordinated
Temple Hotels Inc. 1 6/10/2013 38 88.999 $44,000 $11,000
Temple Hotels Inc. Convertible Debentures 7.25% Series E Convertible RedeemableUnsecured Subordinated
Temple Hotels Inc. 1 6/10/2013 38 $33,000 ($11,000)
Temple Hotels Inc. Convertible Debentures 7.25% Series E Convertible RedeemableUnsecured Subordinated
Temple Hotels Inc. 1 6/11/2013 38 89 $44,000 $11,000
Temple Hotels Inc. Convertible Debentures 7.25% Series E Convertible RedeemableUnsecured Subordinated
Temple Hotels Inc. 1 6/11/2013 38 89 $258,000 $214,000
Temple Hotels Inc. Convertible Debentures 7.25%
Temple Hotels Inc. 1 6/11/2013 38 $247,000 ($11,000)
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6351
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Series E Convertible RedeemableUnsecured Subordinated
Temple Hotels Inc. Convertible Debentures 7.25% Series E Convertible RedeemableUnsecured Subordinated
Temple Hotels Inc. 1 6/12/2013 38 $236,000 ($11,000)
Temple Hotels Inc. Convertible Debentures 7.25% Series E Convertible RedeemableUnsecured Subordinated
Temple Hotels Inc. 1 6/12/2013 38 88.99 $247,000 $11,000
Temple Hotels Inc. Convertible Debentures 7.25% Series E Convertible RedeemableUnsecured Subordinated
Temple Hotels Inc. 1 6/13/2013 38 $236,000 ($11,000)
Temple Hotels Inc. Convertible Debentures 7.25% Series E Convertible RedeemableUnsecured Subordinated
Temple Hotels Inc. 1 6/13/2013 38 88.88 $247,000 $11,000
Temple Hotels Inc. Convertible Debentures 7.75% Series D Convertible RedeemableUnsecured Subordinated
Temple Hotels Inc. 1 6/6/2013 30 $0 ($5,000)
Temple Hotels Inc. Convertible Debentures 7.75% Series D Convertible RedeemableUnsecured Subordinated
Temple Hotels Inc. 1 6/10/2013 38 93 $5,000 $5,000
Temple Hotels Inc. Convertible Debentures 7.75% Series D Convertible RedeemableUnsecured Subordinated
Temple Hotels Inc. 1 6/12/2013 38 92.5 $10,000 $5,000
Temple Hotels Inc. Convertible Debentures 7.75% Series D Convertible RedeemableUnsecured Subordinated
Temple Hotels Inc. 1 6/13/2013 38 $5,000 ($5,000)
Temple Hotels Inc. Convertible Debentures 7.75% Series D Convertible RedeemableUnsecured Subordinated
Temple Hotels Inc. 1 6/13/2013 38 90 $10,000 $5,000
Temple Hotels Inc. Common Shares Thorsteinson, Arni Clayton
4, 5 6/11/2013 10 5.5 2,036,821 5,000
Temple Hotels Inc. Common Shares Thorsteinson, Arni Clayton
4, 5 6/13/2013 10 5.36 2,040,921 4,100
Temple Hotels Inc. Common Shares Thorsteinson, Arni Clayton
4, 5 6/13/2013 10 5.38 2,043,821 2,900
TerraVest Capital Inc. Common Shares TerraVest Capital Inc. 1 6/10/2013 38 4 10,300 2,500
TerraVest Capital Inc. Common Shares TerraVest Capital Inc. 1 6/13/2013 38 4 13,000 2,700
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6352
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Tesla Exploration Ltd. (formerly Norex Exploration Services Inc.)
Common Shares McArthur, Peter, Daniel 6, 5 6/12/2013 10 2.8 2,631,406 -4,000
Tesla Exploration Ltd. (formerly Norex Exploration Services Inc.)
Common Shares McArthur, Peter, Daniel 6, 5 6/14/2013 10 2.8 2,627,406 -4,000
Tesla Exploration Ltd. (formerly Norex Exploration Services Inc.)
Common Shares Tesla Exploration Ltd. 1 6/7/2013 38 2.5 1,700 900
Tethys Petroleum Limited
Common Shares Wells, William Paul Wells
3 6/11/2013 10 0.77 30,492,442 -38,000
Tethys Petroleum Limited
Common Shares Wells, William Paul Wells
3 6/14/2013 10 0.7624 30,410,442 -82,000
The Business, Engineering, Science & Technology Discoveries Fund Inc.
Class L shares, Series I
Chettiar, Alan 5 6/7/2013 10 2.36 8,200 300
THE CALDWELL PARTNERSINTERNATIONAL INC.
Common Shares JC CLARK LTD. 3 6/7/2013 10 0.9 1,961,700 -19,000
The Keg Royalties Income Fund
Trust Units Kerr, Timothy 4 6/7/2013 00
Thunderstruck Resources Ltd.
Common Shares Bradley, Bryce 3, 4, 5 6/10/2013 10 0.05 44,000 39,000
Tiger Resources Limited
Unlisted options Brans, Rhett Boudewyn
4 4/30/2013 55 0.26 250,000 -250,000
Tiger Resources Limited
Unlisted options Brans, Rhett Boudewyn
4 4/30/2013 55 0.31 0 -250,000
Tiger Resources Limited
Unlisted options Hills, Stephen Ernest 4 5/22/2013 50 1,707,643 599,481
Tiger Resources Limited
Unlisted options Marwood, Bradley William James
4 4/30/2013 52 0.31 2,689,915 -1,500,000
Tiger Resources Limited
Unlisted options Marwood, Bradley William James
4 4/30/2013 52 0.26 1,189,915 -1,500,000
Tiger Resources Limited
Unlisted options Marwood, Bradley William James
4 5/22/2013 50 2,526,420 1,336,505
Tim Hortons Inc. Restricted Stock Units
Aebker, Jill E. 5 6/7/2013 35 54.21 5,329 25
Tim Hortons Inc. Restricted Stock Units
Anthony, Douglas G. 7, 5 6/7/2013 35 54.21 3,227 16
Tim Hortons Inc. Deferred Stock Units (DSU)
Atkins, Margaret Shan 4 6/7/2013 35 54.21 10,876 52
Tim Hortons Inc. Restricted Stock Units
Blackmore, David J.G. 7, 5 6/7/2013 35 54.21 4,373 22
Tim Hortons Inc. Restricted Stock Units
Bonikowsky, Scott 5 6/7/2013 35 54.21 3,227 16
Tim Hortons Inc. Restricted Stock Units
Clanachan, David F. 5 6/7/2013 35 54.21 16,849 80
Tim Hortons Inc. Restricted Stock Units
Cook, Caroline 7 6/7/2013 35 54.21 1,136 5
Tim Hortons Inc. Restricted Stock Units
Devine, Cynthia Jane 5 6/7/2013 35 54.21 18,003 86
Tim Hortons Inc. Deferred Stock Units (DSU)
Endres, Michael 4 6/7/2013 35 54.21 18,391 88
Tim Hortons Inc. Restricted Stock Units
Fife, Diana 5 6/7/2013 35 54.21 4,373 21
Tim Hortons Inc. Restricted Stock Units
Finelli, Donna 7, 5 6/7/2013 35 54.21 1,756 8
Tim Hortons Inc. Restricted Stock Units
Fraser, Garry 7, 5 6/7/2013 35 54.21 1,749 9
Tim Hortons Inc. Deferred Stock Units (DSU)
Greene, Moya Marguerite
4 6/7/2013 35 54.21 13,470 64
Tim Hortons Inc. Restricted Stock Units
Hardman, Stephanie 7, 5 6/7/2013 35 54.21 1,969 9
Tim Hortons Inc. Restricted Stock Units
Hemeon, John M. 5 6/7/2013 35 54.21 8,584 41
Tim Hortons Inc. Restricted Stock Units
Henderson, Kenneth 7, 5 6/7/2013 35 54.21 2,755 13
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6353
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Tim Hortons Inc. Restricted Stock Units
Hollis, Glenn O. 7, 5 6/7/2013 35 54.21 4,373 21
Tim Hortons Inc. Restricted Stock Units
Holly, Mark 7, 5 6/7/2013 35 54.21 1,969 9
Tim Hortons Inc. Restricted Stock Units
House, Paul 4, 5 6/7/2013 35 54.21 101,794 486
Tim Hortons Inc. Deferred Stock Units (DSU)
Iacobucci, Frank 4 6/7/2013 35 54.21 29,014 139
Tim Hortons Inc. Restricted Stock Units
Javor, Nikola S. 5 6/7/2013 35 54.21 4,373 21
Tim Hortons Inc. Restricted Stock Units
Kipker, Mira 7 6/7/2013 35 54.21 2,209 11
Tim Hortons Inc. Deferred Stock Units (DSU)
Lederer, John A. 4 6/7/2013 35 54.21 20,994 100
Tim Hortons Inc. Deferred Stock Units (DSU)
Lees, David 4 6/7/2013 35 54.21 20,828 100
Tim Hortons Inc. Restricted Stock Units
McGrade, Patrick Michael
7 6/7/2013 35 54.21 1,610 8
Tim Hortons Inc. Restricted Stock Units
McKay, W. David 7, 5 6/7/2013 35 54.21 1,756 8
Tim Hortons Inc. Restricted Stock Units
McMullen, David H. 7, 5 6/7/2013 35 54.21 2,696 13
Tim Hortons Inc. Restricted Stock Units
Meilleur, Mike 5 6/7/2013 35 54.21 5,208 25
Tim Hortons Inc. Restricted Stock Units
Mench, Larry John 7 6/7/2013 35 54.21 805 4
Tim Hortons Inc. Restricted Stock Units
Michetti, Meredith 5 6/7/2013 35 54.21 2,696 13
Tim Hortons Inc. Restricted Stock Units
Moir, William A. 5 6/7/2013 35 54.21 14,997 72
Tim Hortons Inc. Restricted Stock Units
Myskiw, Michael J. 5 6/7/2013 35 54.21 2,965 14
Tim Hortons Inc. Restricted Stock Units
Nadeau, Michael G. 7, 5 6/7/2013 35 54.21 2,965 14
Tim Hortons Inc. Restricted Stock Units
Phillips, Gordon J. 7, 5 6/7/2013 35 54.21 1,756 8
Tim Hortons Inc. Restricted Stock Units
Piggot, Cara M. 7, 5 6/7/2013 35 54.21 2,965 14
Tim Hortons Inc. Deferred Stock Units (DSU)
Sales, Wayne Carlyle 4 6/7/2013 35 54.21 20,988 100
Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 5/1/2013 38 56.716 11,000 11,000
Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 5/1/2013 38 0 -11,000
Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 5/2/2013 38 57.286 11,000 11,000
Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 5/2/2013 38 0 -11,000
Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 5/3/2013 38 58.098 11,000 11,000
Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 5/3/2013 38 0 -11,000
Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 5/6/2013 38 57.914 6,000 6,000
Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 5/6/2013 38 0 -6,000
Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 5/7/2013 38 58.163 6,000 6,000
Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 5/7/2013 38 0 -6,000
Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 5/8/2013 38 57.129 8,000 8,000
Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 5/8/2013 38 0 -8,000
Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 5/9/2013 38 56.134 8,000 8,000
Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 5/9/2013 38 0 -8,000
Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 5/10/2013 38 56.062 8,000 8,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6354
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 5/10/2013 38 0 -8,000
Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 5/13/2013 38 53.555 640,000 640,000
Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 5/13/2013 38 0 -640,000
Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 5/22/2013 38 55.19 630,000 630,000
Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 5/22/2013 38 0 -630,000
Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 5/27/2013 38 54.191 200,000 200,000
Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 5/27/2013 38 0 -200,000
Tim Hortons Inc. Restricted Stock Units
Wahl, Kyong 7 6/7/2013 35 54.21 567 3
Tim Hortons Inc. Restricted Stock Units
Walton, Roland M. 5 6/7/2013 35 54.21 15,003 72
Tim Hortons Inc. Restricted Stock Units
Wettlaufer, Michelle 5 6/7/2013 35 54.21 4,373 21
Tim Hortons Inc. Restricted Stock Units
Wiant, James A. 5 6/7/2013 35 54.21 2,991 14
Tim Hortons Inc. Restricted Stock Units
Wisch, Gesa 7, 5 6/7/2013 35 54.21 4,291 21
Timbercreek Senior Mortgage Investment Corporation
Class A Shares Tamblyn, Robert Blair 4 6/10/2013 10 9.15 9,800
Timbercreek Senior Mortgage Investment Corporation
Class A Shares Tamblyn, Robert Blair 4 6/10/2013 10 9.15 9,800
Timbercreek Senior Mortgage Investment Corporation
Class A Shares Tamblyn, Robert Blair 4 6/10/2013 10 9.14 200
Timbercreek Senior Mortgage Investment Corporation
Class A Shares Tamblyn, Robert Blair 4 6/10/2013 10 9.14 200
Timbercreek Senior Mortgage Investment Corporation
Class A Shares Timbercreek Asset Management Inc.
2 6/10/2013 10 9.15 51,900 9,800
Timbercreek Senior Mortgage Investment Corporation
Class A Shares Timbercreek Asset Management Inc.
2 6/10/2013 10 9.14 52,100 200
Timbercreek Senior Mortgage Investment Corporation
Class A Shares Timbercreek Asset Management Inc.
2 6/12/2013 10 9.1 54,500 2,400
Timbercreek U.S. Multi-Residential Opportunity Fund #1
Units Class C Bizzarri, Ugo 7 10/25/2012 00
Timbercreek U.S. Multi-Residential Opportunity Fund #1
Units Class C Bizzarri, Ugo 7 5/24/2013 11 10.4 4,808 4,808
Timbercreek U.S. Multi-Residential Opportunity Fund #1
Units Class C MELO, David 4, 5 10/25/2012 00
Timbercreek U.S. Multi-Residential Opportunity Fund #1
Units Class C MELO, David 4, 5 5/24/2013 11 10.4 2,404 2,404
Timbercreek U.S. Multi-Residential Opportunity Fund #1
Units Class C Tamblyn, Robert Blair 4, 5 8/30/2012 00
Timbercreek U.S. Multi-Residential Opportunity Fund #1
Units Class C Tamblyn, Robert Blair 4, 5 10/25/2012 00
Timbercreek U.S. Multi-Residential Opportunity Fund #1
Units Class C Tamblyn, Robert Blair 4, 5 5/24/2013 11 10.4 4,808 4,808
Timbercreek U.S. Multi-Residential Opportunity Fund #1
Units Class C Timbercreek Asset Management Inc.
2 10/25/2012 00 250,000
Timbercreek U.S. Multi-Residential Opportunity Fund #1
Units Class C Timbercreek Asset Management Inc.
2 5/24/2013 11 10.4 375,000 125,000
Times Three Wireless Inc.
Common Shares Middleton, William 4, 5 6/9/2013 10 0.073 3,727,500 8,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6355
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Tirex Resources Ltd. Options Sveinson, Frederick J. 4 5/24/2013 50 0.36 705,000 20,000
TitanStar Properties Inc. (formerly DPVC Inc.)
Common Shares Turner, Thomas Richard
4, 5 6/11/2013 11 0.3 2,083,333 833,333
Toronto Hydro Corporation
Debentures Lethbridge, Ave Gabriella
7 5/7/2013 38 $7,000 ($2,000)
Total Energy Services Inc.
Common Shares Total Energy Services Inc
1 6/10/2013 10 14.674 54,300 6,400
Total Energy Services Inc.
Common Shares Total Energy Services Inc
1 6/11/2013 10 14.635 62,400 8,100
Total Energy Services Inc.
Common Shares Total Energy Services Inc
1 6/12/2013 10 14.457 71,800 9,400
Total Energy Services Inc.
Common Shares Total Energy Services Inc
1 6/13/2013 10 14.542 78,600 6,800
Total Energy Services Inc.
Common Shares Total Energy Services Inc
1 6/14/2013 10 14.542 6,800
Total Energy Services Inc.
Common Shares Total Energy Services Inc
1 6/14/2013 10 14.443 85,100 6,500
Total Energy Services Inc.
Common Shares Wiswell, Andrew B. 4 6/7/2013 30 14.79 32,861 1,320
Touchstone Exploration Inc.
Common Shares Durfy, Sean Michael 4 6/5/2013 10 0.22 217,336 -50,000
Touchstone Exploration Inc.
Common Shares Durfy, Sean Michael 4 6/6/2013 10 0.22 167,336 -50,000
Tourmaline Oil Corp. Options Armstrong, William D. 4 6/5/2013 50 41.887 135,000 25,000
Tourmaline Oil Corp. Common Shares Baker, Lee Allan 4 6/4/2013 51 2,000 2,000
Tourmaline Oil Corp. Common Shares Baker, Lee Allan 4 6/4/2013 10 41.674 0 -2,000
Tourmaline Oil Corp. Options Baker, Lee Allan 4 6/4/2013 51 18.35 88,000 -2,000
Tourmaline Oil Corp. Options Baker, Lee Allan 4 6/5/2013 50 41.887 113,000 25,000
Tourmaline Oil Corp. Options Blakely, Robert William 4 6/5/2013 50 41.887 170,000 25,000
Tourmaline Oil Corp. Common Shares Bush, Allan Joseph 5 5/1/2013 00 177,648
Tourmaline Oil Corp. Options Bush, Allan Joseph 5 6/5/2013 50 41.887 310,000 60,000
Tourmaline Oil Corp. Options Hill, Ronald John 5 6/5/2013 50 41.887 455,000 50,000
Tourmaline Oil Corp. Options Keenan, Kevin 4 6/5/2013 50 41.887 135,000 25,000
Tourmaline Oil Corp. Options Kirker, William Scott 5 6/5/2013 50 41.887 225,000 40,000
Tourmaline Oil Corp. Options Krysak, Timothy Allan 5 6/5/2013 50 41.887 325,000 60,000
Tourmaline Oil Corp. Options Lamoreaux, Phillip Addison
4 6/5/2013 50 41.887 130,000 25,000
Tourmaline Oil Corp. Options MacDonald, Andrew B. 4 6/5/2013 50 41.887 130,000 25,000
Tourmaline Oil Corp. Options Nowek, Stan 5 6/5/2013 50 41.887 303,333 40,000
Tourmaline Oil Corp. Options Riddell, Clayton H. 4 6/5/2013 53 41.887 25,000
Tourmaline Oil Corp. Options Riddell, Clayton H. 4 6/5/2013 53 41.887 25,000
Tourmaline Oil Corp. Options Riddell, Clayton H. 4 6/5/2013 50 41.887 235,000 25,000
Tourmaline Oil Corp. Options Robinson, Brian 5 6/5/2013 50 41.887 430,000 60,000
Tourmaline Oil Corp. Options Rose, Mike 5 6/5/2013 50 41.887 970,000 100,000
Tourmaline Oil Corp. Options Tumbach, Drew E. 5 6/5/2013 50 41.887 345,000 40,000
Tourmaline Oil Corp. Options Yurkovich, Robert 5 6/5/2013 50 41.887 213,333 25,000
TransGaming Inc. Common Shares catégorie A
Gupta, Vikas 4, 5 6/7/2013 97 400,000 -835,165
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6356
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
TransGaming Inc. Common Shares catégorie A
State, Gavriel 3, 4, 5 6/7/2013 97 933,333 -2,282,051
Trez Capital Mortgage Investment Corporation
Class A Shares Greene, Morley 3 6/7/2013 10 9.17 8,500 200
Trez Capital Mortgage Investment Corporation
Class A Shares Greene, Morley 3 6/7/2013 10 9.18 8,600 100
Trez Capital Mortgage Investment Corporation
Class A Shares Greene, Morley 3 6/10/2013 10 9.27 8,800 200
Trez Capital Mortgage Investment Corporation
Class A Shares Greene, Morley 3 6/10/2013 10 9.25 9,100 300
Trez Capital Mortgage Investment Corporation
Class A Shares Lai, Kenty Hin-Fai 3 6/7/2013 10 9.17 8,500 200
Trez Capital Mortgage Investment Corporation
Class A Shares Lai, Kenty Hin-Fai 3 6/7/2013 10 9.18 8,600 100
Trez Capital Mortgage Investment Corporation
Class A Shares Lai, Kenty Hin-Fai 3 6/10/2013 10 9.27 8,800 200
Trez Capital Mortgage Investment Corporation
Class A Shares Lai, Kenty Hin-Fai 3 6/10/2013 10 9.25 9,100 300
Trez Capital Mortgage Investment Corporation
Class A Shares Manson, Alexander Maxwell
3, 4, 5 6/7/2013 10 9.17 8,500 200
Trez Capital Mortgage Investment Corporation
Class A Shares Manson, Alexander Maxwell
3, 4, 5 6/7/2013 10 9.18 8,600 100
Trez Capital Mortgage Investment Corporation
Class A Shares Manson, Alexander Maxwell
3, 4, 5 6/10/2013 10 9.27 8,800 200
Trez Capital Mortgage Investment Corporation
Class A Shares Manson, Alexander Maxwell
3, 4, 5 6/10/2013 10 9.25 9,100 300
Trez Capital Mortgage Investment Corporation
Class A Shares Nisker, Michael John Richard
3, 4, 5 6/7/2013 10 9.17 8,500 200
Trez Capital Mortgage Investment Corporation
Class A Shares Nisker, Michael John Richard
3, 4, 5 6/7/2013 10 9.18 8,600 100
Trez Capital Mortgage Investment Corporation
Class A Shares Nisker, Michael John Richard
3, 4, 5 6/10/2013 10 9.27 8,800 200
Trez Capital Mortgage Investment Corporation
Class A Shares Nisker, Michael John Richard
3, 4, 5 6/10/2013 10 9.25 9,100 300
Trez Capital Mortgage Investment Corporation
Class A Shares Perkins, Robert Derek 3 6/7/2013 10 9.17 8,500 200
Trez Capital Mortgage Investment Corporation
Class A Shares Perkins, Robert Derek 3 6/7/2013 10 9.18 8,600 100
Trez Capital Mortgage Investment Corporation
Class A Shares Perkins, Robert Derek 3 6/10/2013 10 9.27 8,800 200
Trez Capital Mortgage Investment Corporation
Class A Shares Perkins, Robert Derek 3 6/10/2013 10 9.25 9,100 300
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Greene, Morley 3 6/7/2013 10 9.21 10,200 200
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Greene, Morley 3 6/7/2013 10 9.22 10,300 100
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Greene, Morley 3 6/7/2013 10 9.24 10,400 100
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Greene, Morley 3 6/7/2013 10 9.23 10,700 300
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Greene, Morley 3 6/7/2013 10 9.28 10,900 200
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6357
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Greene, Morley 3 6/10/2013 10 9.25 11,100 200
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Lai, Kenty Hin-Fai 3 6/7/2013 10 9.21 10,200 200
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Lai, Kenty Hin-Fai 3 6/7/2013 10 9.22 10,300 100
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Lai, Kenty Hin-Fai 3 6/7/2013 10 9.24 10,400 100
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Lai, Kenty Hin-Fai 3 6/7/2013 10 9.23 10,700 300
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Lai, Kenty Hin-Fai 3 6/7/2013 10 9.28 10,900 200
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Lai, Kenty Hin-Fai 3 6/10/2013 10 9.25 11,100 200
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Manson, Alexander Maxwell
3, 4, 5 6/7/2013 10 9.21 10,200 200
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Manson, Alexander Maxwell
3, 4, 5 6/7/2013 10 9.24 10,300 100
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Manson, Alexander Maxwell
3, 4, 5 6/7/2013 10 9.23 10,600 300
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Manson, Alexander Maxwell
3, 4, 5 6/7/2013 10 9.28 10,800 200
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Manson, Alexander Maxwell
3, 4, 5 6/7/2013 10 9.22 10,900 100
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Manson, Alexander Maxwell
3, 4, 5 6/10/2013 10 9.22 100
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Manson, Alexander Maxwell
3, 4, 5 6/10/2013 10 9.25 11,100 200
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Nisker, Michael John Richard
3, 4, 5 6/7/2013 10 9.21 10,200 200
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Nisker, Michael John Richard
3, 4, 5 6/7/2013 10 9.22 10,300 100
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Nisker, Michael John Richard
3, 4, 5 6/7/2013 10 9.24 10,400 100
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Nisker, Michael John Richard
3, 4, 5 6/7/2013 10 9.23 10,700 300
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Nisker, Michael John Richard
3, 4, 5 6/7/2013 10 9.28 10,900 200
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Nisker, Michael John Richard
3, 4, 5 6/10/2013 10 9.25 11,100 200
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Perkins, Robert Derek 3 6/7/2013 10 9.21 10,200 200
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Perkins, Robert Derek 3 6/7/2013 10 9.22 10,300 100
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Perkins, Robert Derek 3 6/7/2013 10 9.24 10,400 100
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Perkins, Robert Derek 3 6/7/2013 10 9.23 10,700 300
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Perkins, Robert Derek 3 6/7/2013 10 9.28 10,900 200
Trez Capital Senior Mortgage Investment Corporation
Class A Shares Perkins, Robert Derek 3 6/10/2013 10 9.25 11,100 200
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6358
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Tribute Resources Inc. Common Shares Tribute Resources Inc. 1 5/22/2013 38 0.06 40,000 40,000
Tribute Resources Inc. Common Shares Tribute Resources Inc. 1 5/28/2013 38 0.06 42,000 2,000
Trican Well Service Ltd.
Common Shares Browne, David James 5 6/7/2013 10 16.01 2,571 -500
Trican Well Service Ltd.
Common Shares Browne, David James 5 6/7/2013 10 16 1,071 -1,500
Trilogy Energy Corp. Common Shares Riddell, Clayton H. 3, 4, 6 6/11/2013 51 6.65 389,848 150,000
Trilogy Energy Corp. Options Riddell, Clayton H. 3, 4, 6 6/11/2013 51 6.65 700,000 -150,000
Trilogy Energy Corp. Common Shares Williams, John B. 5 6/7/2013 51 6.65 205,323 70,000
Trilogy Energy Corp. Common Shares Williams, John B. 5 6/7/2013 10 32.281 187,223 -18,100
Trilogy Energy Corp. Common Shares Williams, John B. 5 6/7/2013 10 32.37 171,323 -15,900
Trilogy Energy Corp. Common Shares Williams, John B. 5 6/7/2013 10 32.432 149,223 -22,100
Trilogy Energy Corp. Common Shares Williams, John B. 5 6/7/2013 10 32.506 135,323 -13,900
Trilogy Energy Corp. Common Shares Williams, John B. 5 6/10/2013 51 6.65 165,323 30,000
Trilogy Energy Corp. Common Shares Williams, John B. 5 6/10/2013 10 32.504 135,323 -30,000
Trilogy Energy Corp. Options Williams, John B. 5 6/7/2013 51 6.65 680,000 -70,000
Trilogy Energy Corp. Options Williams, John B. 5 6/10/2013 51 6.65 650,000 -30,000
True North Apartment Real Estate Investment Trust
Trust Units Drimmer, Daniel 3, 4 6/11/2013 10 8.4714 249,900 2,800
True North Apartment Real Estate Investment Trust
Trust Units Drimmer, Daniel 3, 4 6/11/2013 10 8.39 250,400 500
True North Apartment Real Estate Investment Trust
Trust Units Drimmer, Daniel 3, 4 6/11/2013 10 8.4471 253,900 3,500
True North Apartment Real Estate Investment Trust
Trust Units Drimmer, Daniel 3, 4 6/11/2013 10 8.5391 258,500 4,600
True North Apartment Real Estate Investment Trust
Trust Units Drimmer, Daniel 3, 4 6/12/2013 10 8.33 259,800 1,300
True North Apartment Real Estate Investment Trust
Trust Units Drimmer, Daniel 3, 4 6/13/2013 10 8.43 261,300 1,500
True North Apartment Real Estate Investment Trust
Trust Units Drimmer, Daniel 3, 4 6/13/2013 10 8.48 261,600 300
True North Apartment Real Estate Investment Trust
Trust Units Drimmer, Daniel 3, 4 6/14/2013 10 8.3972 264,100 2,500
TURQUOISE CAPITAL CORP
Common Shares Coltura, Robert 4 3/25/2013 00 300,000
Tuscany International Drilling Inc.
Options Echavarria, Sara 5 1/23/2012 00
Tuscany International Drilling Inc.
Options Echavarria, Sara 5 1/23/2012 00
Tuscany International Drilling Inc.
Options Echavarria, Sara 5 4/3/2012 50 100,000
Tuscany International Drilling Inc.
Options Echavarria, Sara 5 4/3/2012 50 100,000
TVI Pacific Inc. Common Shares Thomson, Wayne 4 6/5/2013 10 0.025 2,553,000 251,000
TVI Pacific Inc. Common Shares Thomson, Wayne 4 6/6/2013 10 0.025 3,002,000 449,000
Twin Butte Energy Ltd. Common Shares Fitzpatrick, David Michael
4 6/11/2013 30 167,374 11,303
Twin Butte Energy Ltd. Share Units-restricted
Fitzpatrick, David Michael
4 6/11/2013 30 57,929 -11,303
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6359
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
U.S. Silver & Gold Inc. Common Shares Edwards, Alan R. 4 6/10/2013 10 0.8225 100
U.S. Silver & Gold Inc. Common Shares Edwards, Alan R. 4 6/10/2013 10 0.8225 49,738 100
U.S. Silver & Gold Inc. Common Shares Edwards, Alan R. 4 6/10/2013 10 0.8397 50,738 1,000
U.S. Silver & Gold Inc. Common Shares Edwards, Alan R. 4 6/10/2013 10 0.845 50,887 149
U.S. Silver & Gold Inc. Common Shares Edwards, Alan R. 4 6/10/2013 10 0.8388 51,387 500
U.S. Silver & Gold Inc. Common Shares Edwards, Alan R. 4 6/10/2013 10 0.845 51,789 402
U.S. Silver & Gold Inc. Common Shares Edwards, Alan R. 4 6/11/2013 10 0.805 52,794 1,005
U.S. Silver & Gold Inc. Common Shares Edwards, Alan R. 4 6/11/2013 10 0.805 58,154 5,360
U.S. Silver & Gold Inc. Common Shares Edwards, Alan R. 4 6/12/2013 10 0.8204 63,154 5,000
U.S. Silver & Gold Inc. Common Shares Edwards, Alan R. 4 6/12/2013 10 0.8204 70,654 7,500
U.S. Silver & Gold Inc. Common Shares Edwards, Alan R. 4 6/12/2013 10 0.8199 71,654 1,000
U.S. Silver & Gold Inc. Common Shares Edwards, Alan R. 4 6/12/2013 10 0.825 72,654 1,000
Ucore Rare Metals Inc.
Options Manuel, Peter Allan 5 6/11/2013 50 1,050,000 350,000
Ucore Rare Metals Inc.
Options McKenzie, James Stephen
5 6/11/2013 50 1,550,000 800,000
Unigold Inc. Common Shares International Finance Corporation
3 6/10/2013 00
Unigold Inc. Common Shares International Finance Corporation
3 6/10/2013 11 0.25 20,000,000 20,000,000
Unigold Inc. Warrants International Finance Corporation
3 6/10/2013 00
Unigold Inc. Warrants International Finance Corporation
3 6/10/2013 11 15,000,000 15,000,000
Unique Broadband Systems, Inc.
Common Shares Morrison, Robert John 3 6/5/2013 10 0.015 13,042,000 1,000
Unique Broadband Systems, Inc.
Common Shares Morrison, Robert John 3 6/10/2013 10 0.015 13,043,000 1,000
Unique Broadband Systems, Inc.
Common Shares Morrison, Robert John 3 6/11/2013 10 0.015 13,071,000 28,000
United Corporations Limited
Common Shares E-L Financial Corporation Limited
3 6/12/2013 10 58.5 6,136,859 5,000
United Corporations Limited
Common Shares E-L Financial Corporation Limited
3 6/13/2013 10 58.694 6,141,859 5,000
ValeantPharmaceuticals International, Inc.
Common Shares Provencio, Norma Ann 4 6/12/2013 10 85.26 123,468 -6,000
ValeantPharmaceuticals International, Inc.
Common Shares Segal, Lloyd Mitchell 4 6/11/2013 10 86.44 340 100
ValeantPharmaceuticals International, Inc.
Common Shares Segal, Lloyd Mitchell 4 6/11/2013 10 86.48 430 90
ValeantPharmaceuticals International, Inc.
Common Shares Segal, Lloyd Mitchell 4 6/11/2013 10 86.45 630 200
ValeantPharmaceuticals International, Inc.
Common Shares Segal, Lloyd Mitchell 4 11/6/2012 10 745
ValeantPharmaceuticals International, Inc.
Common Shares Segal, Lloyd Mitchell 4 6/12/2013 10 83.5 2,500 2,500
ValeantPharmaceuticals International, Inc.
Common Shares Segal, Lloyd Mitchell 4 11/6/2012 10 4,245 745
ValeantPharmaceuticals International, Inc.
Common Shares Segal, Lloyd Mitchell 4 6/11/2013 10 86.73 4,545 300
ValGold Resources Ltd.
Common Shares Whyte, Rhoderic C. 4 6/13/2013 10 0.035 2,628,000 328,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6360
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Valterra Resource Corporation
Common Shares Sveinson, Frederick J. 5 6/10/2013 10 0.065 459,000 10,000
Valterra Resource Corporation
Common Shares Sveinson, Frederick J. 5 6/11/2013 10 0.06 469,000 10,000
Valterra Resource Corporation
Common Shares Sveinson, Frederick J. 5 6/12/2013 10 0.05 494,000 25,000
Valterra Resource Corporation
Common Shares Sveinson, Frederick J. 5 6/13/2013 10 0.045 504,000 10,000
Valterra Resource Corporation
Common Shares Sveinson, Frederick J. 5 6/14/2013 10 0.045 554,000 50,000
Verde Potash Plc Options Anderson, Jaret Colin 5 6/5/2013 52 0 -225,000
Verde Potash Plc Options Coura, José Fernando 4 6/5/2013 00
Verde Potash Plc Options Coura, José Fernando 4 6/6/2013 50 1.42 165,000 165,000
Verde Potash Plc Options Moretzsohn, Andrade Leondardo
4, 5 6/5/2013 00
Verde Potash Plc Options Moretzsohn, Andrade Leondardo
4, 5 6/6/2013 50 1.42 250,000 250,000
Veris Gold Corp. Common Shares Chapman, Robert Llee 5 4/22/2013 00 4,459
Veris Gold Corp. Common Shares Chapman, Robert Llee 5 6/11/2013 10 0.61 14,459 10,000
Vermilion Energy Inc. Common Shares Madison, William F. 4 6/11/2013 10 50.799 12,273 1,000
Vermilion Energy Inc. Common Shares Madison, William F. 4 6/12/2013 10 49.439 13,882 1,609
Vermilion Energy Inc. Common Shares Madison, William F. 4 6/11/2013 10 50.799 4,660 400
VersaPay Corporation Common Shares MacDonald, Patrick Allan Kenneth
5 6/13/2013 10 1.54 520,525 -40,000
Victory Ventures Inc. Options BYERS, WILLIAM 4, 5 6/3/2013 50 0.15 250,000 50,000
Victory Ventures Inc. Options MILNE, HOWARD 4 6/3/2013 50 0.15 500,000 180,000
Victory Ventures Inc. Options SZIGETY, DIANNE MARIE
5 6/3/2013 50 0.15 290,000 150,000
Victory Ventures Inc. Options Thomson, Gregory 4 6/3/2013 50 0.15 310,000 170,000
Victory Ventures Inc. Options VIGOURET, DENNIS 4, 5 6/3/2013 50 0.15 500,000 180,000
Virtutone Networks Inc. (formerly Sawhill Capital Ltd.)
Common Shares Allen, Jason 4, 5 6/14/2013 10 0.27 4,461,000 4,000
Volta Resources Inc. Common Shares Lawrick, Victor Lewis 4 6/10/2013 10 0.24 268,600 150,000
Wallbridge Mining Company Limited
Options Stock Option Plan
Bailey, Joshua 5 6/12/2013 52 0.47 624,990 -100,000
Wallbridge Mining Company Limited
Options Stock Option Plan
Montgomery, Mary Irene
5 6/12/2013 52 0.44 -100,000
Wallbridge Mining Company Limited
Options Stock Option Plan
Montgomery, Mary Irene
5 6/12/2013 52 0.38 1,000,000 -100,000
Wallbridge Mining Company Limited
Options Stock Option Plan
Weirmeir, Michael 5 6/12/2013 52 0.4 494,990 -100,000
Wallbridge Mining Company Limited
Options Stock Option Plan
Zubal, Linda 5 6/12/2013 52 0.47 430,000 -50,000
WaterFurnace Renewable Energy, Inc. (formerly WFI Industries Ltd.)
Common Shares Day, Joseph David 4 6/11/2013 10 20.25 23,700 9,900
West High Yield (W.H.Y.) Resources Ltd.
Common Shares Marasco, Frank 4 6/6/2013 51 0.3 45,834 33,334
West High Yield (W.H.Y.) Resources Ltd.
Options Marasco, Frank 4 6/6/2013 51 0.3 866,666 -33,334
Western Energy Services Corp.
Common Shares MacAusland, Alexander Roland Neil
5 6/13/2013 54 2.1 837,426 2,384
Western Energy Services Corp.
Warrants MacAusland, Alexander Roland Neil
5 6/13/2013 54 22,168 -2,384
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6361
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Western Energy Services Corp.
Common Shares Musani, Aly Khan 5 6/10/2013 00
Western Energy Services Corp.
Options Musani, Aly Khan 5 6/10/2013 00
Western Energy Services Corp.
Options Musani, Aly Khan 5 6/10/2013 50 7.23 100,000 100,000
Western Energy Services Corp.
Common Shares Tremblay, Dale E. 4, 5 6/10/2013 54 2.1 1,394,293 757,182
Western Energy Services Corp.
Warrants Tremblay, Dale E. 4, 5 6/10/2013 54 2.1 0 -757,182
Western Forest Products Inc.
Common Shares Brookfield Special Situations Management Limited
3 12/4/2012 36 117,926,117 59,612,801
Western Forest Products Inc.
Common Shares Brookfield Special Situations Management Limited
3 6/10/2013 11 115,926,117 -2,000,000
Western Forest Products Inc.
Non-Voting Shares Brookfield Special Situations Management Limited
3 12/4/2012 36 210,765,391 -59,612,801
Western Troy Capital Resources Inc.
Options Stott, Jr., Charles Edwin
4 6/6/2013 52 110,000 -50,000
WesternOne Inc. Common Shares Hurdman, Frederick Fairbanks
3 6/7/2013 10 7.59 2,990,874 125
WesternOne Inc. Common Shares Taylor, Steven Douglas 5 6/7/2013 51 4.3 56,800 7,000
WesternOne Inc. Options Taylor, Steven Douglas 5 6/7/2013 51 70,000 -7,000
WestJet Airlines Ltd. Common Shares - Voting
Kenyon, Cameron 5 6/13/2013 51 15.44 18,433 2,326
WestJet Airlines Ltd. Common Shares - Voting
Kenyon, Cameron 5 6/13/2013 10 22.289 16,107 -2,326
WestJet Airlines Ltd. Common Shares - Voting
Kenyon, Cameron 5 6/13/2013 51 14.87 22,665 6,558
WestJet Airlines Ltd. Common Shares - Voting
Kenyon, Cameron 5 6/13/2013 10 22.231 16,107 -6,558
WestJet Airlines Ltd. Options 2011 Stock Options
Kenyon, Cameron 5 2/17/2011 50 7,462 7,462
WestJet Airlines Ltd. Options 2011 Stock Options
Kenyon, Cameron 5 6/13/2013 51 15.44 -7,462
WestJet Airlines Ltd. Options 2011 Stock Options
Kenyon, Cameron 5 6/13/2013 51 15.44 -7,462
WestJet Airlines Ltd. Options 2011 Stock Options
Kenyon, Cameron 5 6/13/2013 51 15.44 29,184 -7,462
WestJet Airlines Ltd. Options 2011 Stock Options
Kenyon, Cameron 5 6/13/2013 51 14.87 9,729 -19,455
WestJet Airlines Ltd. Common Shares - Voting
Matthews, Wilmot Leslie
4 6/5/2013 47 1,222,251 -3,600
White Pine Resources Inc.
Warrants Cudney, Robert Douglas
3, 4, 5 5/18/2013 55 0.35 0 -650,000
Whitecap Resources Inc.
Common Shares Cowie, Donald 4 4/20/2011 00
Whitecap Resources Inc.
Common Shares Cowie, Donald 4 6/7/2013 51 6.96 33,333 33,333
Whitecap Resources Inc.
Common Shares Cowie, Donald 4 6/7/2013 51 6.13 36,666 3,333
Whitecap Resources Inc.
Common Shares Cowie, Donald 4 6/7/2013 51 5.61 37,666 1,000
Whitecap Resources Inc.
Common Shares Cowie, Donald 4 6/10/2013 10 10.73 0 -37,666
Whitecap Resources Inc.
Options Cowie, Donald 4 6/7/2013 51 6.96 32,667 -33,333
Whitecap Resources Inc.
Options Cowie, Donald 4 6/7/2013 51 6.13 29,334 -3,333
Whitecap Resources Inc.
Options Cowie, Donald 4 6/7/2013 51 5.61 28,334 -1,000
Whitecap Resources Inc.
Options Cowie, Donald 4 6/7/2013 38 0 -28,334
Whitecap Resources Inc.
Common Shares Dunlop, Darin Roy 5 6/14/2013 10 10.204 40,688 -5,700
Whitecap Resources Inc.
Common Shares Stickland, Kenneth 4 6/10/2013 00 5,023
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6362
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Wi-LAN Inc. Common Shares Wi-LAN Inc. 1 5/31/2013 38 10,000 -192,500
Wi-LAN Inc. Common Shares Wi-LAN Inc. 1 6/3/2013 38 4.3288 15,000 5,000
Wi-LAN Inc. Common Shares Wi-LAN Inc. 1 6/4/2013 38 4.1788 20,000 5,000
Wi-LAN Inc. Common Shares Wi-LAN Inc. 1 6/5/2013 38 4.2017 30,000 10,000
Wi-LAN Inc. Common Shares Wi-LAN Inc. 1 6/6/2013 38 4.1651 40,000 10,000
Wi-LAN Inc. Common Shares Wi-LAN Inc. 1 6/7/2013 38 4.2702 50,000 10,000
Winrock Resources Inc.
Common Shares PAUL, DICKSON 3, 4, 1, 5
6/11/2013 10 0.03 1,467,000 10,000
Winrock Resources Inc.
Common Shares PAUL, DICKSON 3, 4, 1, 5
6/12/2013 10 0.04 1,477,000 10,000
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/6/2013 10 2.41 3,497,300 800
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/6/2013 10 2.41 3,507,300 10,000
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/6/2013 10 2.41 3,508,600 1,300
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/6/2013 10 2.4 3,511,600 3,000
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/6/2013 10 2.4 3,512,600 1,000
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/6/2013 10 2.41 3,518,200 5,600
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/6/2013 10 2.41 3,543,200 25,000
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/6/2013 10 2.41 3,544,400 1,200
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/7/2013 10 2.41 3,547,300 2,900
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/10/2013 10 2.43 3,547,800 500
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/10/2013 10 2.43 3,556,100 8,300
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/10/2013 10 2.43 3,597,300 41,200
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/11/2013 10 2.44 3,597,500 200
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/11/2013 10 2.44 3,599,600 2,100
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/11/2013 10 2.44 3,599,700 100
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/11/2013 10 2.44 3,600,200 500
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/11/2013 10 2.44 3,604,200 4,000
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/11/2013 10 2.44 3,614,200 10,000
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/11/2013 10 2.44 3,614,300 100
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/11/2013 10 2.44 3,614,700 400
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/11/2013 10 2.44 3,618,700 4,000
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/11/2013 10 2.44 3,619,700 1,000
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/11/2013 10 2.44 3,620,700 1,000
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/11/2013 10 2.44 3,621,700 1,000
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/11/2013 10 2.45 3,641,700 20,000
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/11/2013 10 2.45 3,641,800 100
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/11/2013 10 2.45 3,642,800 1,000
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6363
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/11/2013 10 2.45 3,643,000 200
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/11/2013 10 2.45 3,646,700 3,700
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/13/2013 10 2.38 3,648,200 1,500
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/13/2013 10 2.38 3,653,200 5,000
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/13/2013 10 2.38 3,655,300 2,100
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/13/2013 10 2.4 3,656,300 1,000
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/13/2013 10 2.41 3,678,200 21,900
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/13/2013 10 2.4 3,678,300 100
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/13/2013 10 2.41 3,678,500 200
Winstar Resources Ltd.
Common Shares MM Asset Management Inc.
3 6/13/2013 10 2.41 3,699,800 21,300
Winston Resources Inc. (formerly Gorilla Resources Corp.)
Common Shares Bhagat, Shanali N. 4 6/12/2013 00 2,000,000
World Energy Solutions, Inc.
Common Shares Bischoff, Patrick 4 6/11/2013 46 3.86 49,784 486
World Energy Solutions, Inc.
Common Shares Libbey, Edward 4 6/11/2013 46 3.86 117,506 324
World Energy Solutions, Inc.
Common Shares Sheridan, Ralph 4 6/11/2013 00
World Energy Solutions, Inc.
Common Shares Wellard, John 4 6/11/2013 46 3.86 22,016 1,620
World Energy Solutions, Inc.
Common Shares Wolfe, Thad 4 6/11/2013 46 3.86 24,884 1,296
Xebec Adsorption Inc. Options Beckett, William K. 4 6/13/2013 50 0.155 405,337 258,065
Xebec Adsorption Inc. Options Bédard, Jean 4 6/13/2013 50 0.155 378,065 258,065
Xebec Adsorption Inc. Options Shakeshaft, John Charles
4 6/13/2013 50 0.155 405,337 258,065
Xtra-Gold Resources Corp.
Common Shares Xtra-Gold Resources Corp.
1 6/7/2013 38 0.55 2,200 2,200
Xtra-Gold Resources Corp.
Common Shares Xtra-Gold Resources Corp.
1 6/7/2013 38 0 -2,200
Xtra-Gold Resources Corp.
Common Shares Xtra-Gold Resources Corp.
1 6/11/2013 38 0.55 2,200 2,200
Xtra-Gold Resources Corp.
Common Shares Xtra-Gold Resources Corp.
1 6/11/2013 38 0 -2,200
Yamana Gold Inc. Common Shares CAMPBELL, RICHARD 5 6/13/2013 57 4,302 2,727
Yamana Gold Inc. Common Shares CAMPBELL, RICHARD 5 6/13/2013 10 11.2 2,910 -1,392
Yamana Gold Inc. Restricted Shares CAMPBELL, RICHARD 5 6/12/2013 56 46,772 16,048
Yamana Gold Inc. Restricted Shares CAMPBELL, RICHARD 5 6/13/2013 57 44,045 -2,727
Yamana Gold Inc. Common Shares Cintra, Evandro 5 6/13/2013 57 127,542 6,818
Yamana Gold Inc. Restricted Shares Cintra, Evandro 5 6/13/2013 57 111,702 -6,818
Yamana Gold Inc. Common Shares Costa, Ludovico Sebastiao
5 6/13/2013 57 108,890 18,594
Yamana Gold Inc. Common Shares Costa, Ludovico Sebastiao
5 6/14/2013 10 11.32 78,890 -30,000
Yamana Gold Inc. Restricted Shares Costa, Ludovico Sebastiao
5 6/12/2013 56 343,025 61,901
Yamana Gold Inc. Restricted Shares Costa, Ludovico Sebastiao
5 6/13/2013 57 324,431 -18,594
Yamana Gold Inc. Common Shares Doddridge, Elizabeth 5 6/13/2013 57 11.45 6,667 3,099
Yamana Gold Inc. Restricted Shares Doddridge, Elizabeth 5 6/12/2013 56 50,869 10,088
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6364
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Yamana Gold Inc. Restricted Shares Doddridge, Elizabeth 5 6/13/2013 57 47,770 -3,099
Yamana Gold Inc. Common Shares Gerardo, Fernandez-Tobar
5 6/13/2013 57 6,220 1,240
Yamana Gold Inc. Restricted Shares Gerardo, Fernandez-Tobar
5 6/12/2013 56 46,411 18,341
Yamana Gold Inc. Restricted Shares Gerardo, Fernandez-Tobar
5 6/13/2013 57 45,171 -1,240
Yamana Gold Inc. Common Shares LeBlanc, Jason 5 6/13/2013 57 11.45 24,809 3,347
Yamana Gold Inc. Common Shares LeBlanc, Jason 5 6/13/2013 10 11.2 23,100 -1,709
Yamana Gold Inc. Restricted Shares LeBlanc, Jason 5 6/12/2013 56 63,784 11,463
Yamana Gold Inc. Restricted Shares LeBlanc, Jason 5 6/13/2013 57 60,437 -3,347
Yamana Gold Inc. Common Shares Main, Charles 5 6/13/2013 57 150,102 17,355
Yamana Gold Inc. Common Shares Main, Charles 5 6/13/2013 10 141,242 -8,860
Yamana Gold Inc. Restricted Shares Main, Charles 5 6/12/2013 56 312,907 50,438
Yamana Gold Inc. Restricted Shares Main, Charles 5 6/13/2013 57 295,552 -17,355
Yamana Gold Inc. Deferred Share Unit
Marrone, Peter 4, 5 6/12/2013 56 2,143,780 219,187
Yamana Gold Inc. Common Shares Martins, Ana Lucia 5 6/13/2013 57 57,436 2,727
Yamana Gold Inc. Restricted Shares Martins, Ana Lucia 5 6/12/2013 56 51,058 8,253
Yamana Gold Inc. Restricted Shares Martins, Ana Lucia 5 6/13/2013 57 48,331 -2,727
Yamana Gold Inc. Common Shares Marud, Darcy Edward 5 6/13/2013 57 306,409 16,115
Yamana Gold Inc. Restricted Shares Marud, Darcy Edward 5 6/13/2013 57 199,014 -16,115
Yamana Gold Inc. Restricted Shares Matos, Rogerio 5 6/12/2013 56 27,237 6,419
Yamana Gold Inc. Common Shares McKnight, Greg 5 6/13/2013 57 156,774 13,016
Yamana Gold Inc. Common Shares McKnight, Greg 5 6/13/2013 10 11.23 150,474 -6,300
Yamana Gold Inc. Restricted Shares McKnight, Greg 5 6/12/2013 56 251,455 36,682
Yamana Gold Inc. Restricted Shares McKnight, Greg 5 6/13/2013 57 238,439 -13,016
Yamana Gold Inc. Common Shares Munhoz, Nelson 5 6/13/2013 57 56,451 4,959
Yamana Gold Inc. Restricted Shares Munhoz, Nelson 5 6/12/2013 56 77,672 15,590
Yamana Gold Inc. Restricted Shares Munhoz, Nelson 5 6/13/2013 57 72,713 -4,959
Yamana Gold Inc. Common Shares Nasim, Khawar 5 6/13/2013 57 3,492 1,860
Yamana Gold Inc. Common Shares Nasim, Khawar 5 6/13/2013 10 2,542 -950
Yamana Gold Inc. Restricted Shares Nasim, Khawar 5 6/13/2013 57 17,769 -1,860
Yamana Gold Inc. Common Shares Portmann, Patrick 5 6/13/2013 57 5,653 2,480
Yamana Gold Inc. Common Shares Portmann, Patrick 5 6/13/2013 10 11.2 4,387 -1,266
Yamana Gold Inc. Restricted Shares Portmann, Patrick 5 6/12/2013 56 38,635 7,336
Yamana Gold Inc. Restricted Shares Portmann, Patrick 5 6/13/2013 57 36,155 -2,480
Yamana Gold Inc. Common Shares Portugal, Arao 5 6/13/2013 57 2975 20,129 2,975
Yamana Gold Inc. Restricted Shares Portugal, Arao 5 6/12/2013 56 54,010 9,171
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6365
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Yamana Gold Inc. Restricted Shares Portugal, Arao 5 6/13/2013 57 2,975
Yamana Gold Inc. Restricted Shares Portugal, Arao 5 6/13/2013 57 2,975
Yamana Gold Inc. Restricted Shares Portugal, Arao 5 6/13/2013 57 51,035 -2,975
Yamana Gold Inc. Common Shares Radu, Dave 5 6/13/2013 57 7,898 2,480
Yamana Gold Inc. Common Shares Radu, Dave 5 6/13/2013 10 11.2 6,632 -1,266
Yamana Gold Inc. Restricted Shares Radu, Dave 5 6/12/2013 56 38,134 7,068
Yamana Gold Inc. Restricted Shares Radu, Dave 5 6/13/2013 57 35,654 -2,480
Yamana Gold Inc. Common Shares Soares, Betty 5 6/13/2013 57 29,393 3,347
Yamana Gold Inc. Common Shares Soares, Betty 5 6/13/2013 10 11.2 1,766
Yamana Gold Inc. Common Shares Soares, Betty 5 6/13/2013 10 11.2 1,766
Yamana Gold Inc. Common Shares Soares, Betty 5 6/13/2013 10 11.2 27,627 -1,766
Yamana Gold Inc. Restricted Shares Soares, Betty 5 6/12/2013 56 64,100 11,463
Yamana Gold Inc. Restricted Shares Soares, Betty 5 6/13/2013 57 3,347
Yamana Gold Inc. Restricted Shares Soares, Betty 5 6/13/2013 57 3,347
Yamana Gold Inc. Restricted Shares Soares, Betty 5 6/13/2013 57 60,753 -3,347
Yamana Gold Inc. Common Shares Tsakos, Sofia 5 6/13/2013 57 70,015 8,058
Yamana Gold Inc. Common Shares Tsakos, Sofia 5 6/13/2013 10 11.2 65,901 -4,114
Yamana Gold Inc. Restricted Shares Tsakos, Sofia 5 6/12/2013 56 146,750 27,512
Yamana Gold Inc. Restricted Shares Tsakos, Sofia 5 6/13/2013 57 138,692 -8,058
Yamana Gold Inc. Restricted Shares Vera, Hernan 5 6/12/2013 56 99,529 13,756
Yellow Media Limited Deferred Share Unit
Forman, Craig 4 1/26/2012 00
Yellow Media Limited Deferred Share Unit
Forman, Craig 4 6/12/2013 56 11.532 6,504 6,504
Yellow Media Limited Deferred Share Unit
Lazzarato, David 4 2/9/2012 00
Yellow Media Limited Deferred Share Unit
Lazzarato, David 4 6/12/2013 56 11.532 6,504 6,504
Yellow Media Limited Deferred Share Unit
Leith, David Gordon 4 2/9/2012 00
Yellow Media Limited Deferred Share Unit
Leith, David Gordon 4 6/12/2013 56 11.532 6,504 6,504
Yellow Media Limited Deferred Share Unit
MACLELLAN, ROBERT FRANCIS
4 12/20/2012 00
Yellow Media Limited Deferred Share Unit
MACLELLAN, ROBERT FRANCIS
4 6/12/2013 56 11.532 6,504 6,504
Yellow Media Limited Deferred Share Unit
McHale, Judith 4 12/20/2012 00
Yellow Media Limited Deferred Share Unit
McHale, Judith 4 6/12/2013 56 11.532 6,504 6,504
Yellow Media Limited Deferred Share Unit
Nisenholtz, Martin 4 12/20/2012 00
Yellow Media Limited Deferred Share Unit
Nisenholtz, Martin 4 6/12/2013 56 11.532 6,504 6,504
Yellow Media Limited Deferred Share Unit
Raina, Kalpana 4 12/20/2012 00
Yellow Media Limited Deferred Share Unit
Raina, Kalpana 4 6/12/2013 56 11.532 6,504 6,504
Yellow Media Limited Deferred Share Unit
Sifton, Michael 4 12/20/2012 00
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6366
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Yellow Media Limited Deferred Share Unit
Sifton, Michael 4 6/12/2013 56 11.532 6,504 6,504
Zargon Oil & Gas Ltd. Common Shares Burden, Leslie Edward 5 4/15/2013 30 7.0621 9,161 169
Zargon Oil & Gas Ltd. Common Shares Burden, Leslie Edward 5 5/1/2013 30 6.4385 9,347 186
Zargon Oil & Gas Ltd. Common Shares Burden, Leslie Edward 5 5/15/2013 30 6.3415 9,536 189
Zargon Oil & Gas Ltd. Common Shares Burden, Leslie Edward 5 4/15/2013 30 7.0621 7,576 73
Zargon Oil & Gas Ltd. Common Shares Burden, Leslie Edward 5 5/1/2013 30 6.4385 7,656 80
Zargon Oil & Gas Ltd. Common Shares Burden, Leslie Edward 5 5/15/2013 30 6.3415 7,737 81
Zargon Oil & Gas Ltd. Common Shares Doetzel, Randolph John
5 4/15/2013 30 6.7867 2,088 2
Zargon Oil & Gas Ltd. Common Shares Doetzel, Randolph John
5 4/15/2013 30 7.0621 2,368 280
Zargon Oil & Gas Ltd. Common Shares Doetzel, Randolph John
5 5/1/2013 30 6.4385 2,675 307
Zargon Oil & Gas Ltd. Common Shares Doetzel, Randolph John
5 5/15/2013 30 6.3415 2,987 312
Zargon Oil & Gas Ltd. Common Shares Doetzel, Randolph John
5 5/15/2013 30 6.1576 2,995 8
Zargon Oil & Gas Ltd. Common Shares Dranchuk, Jason Brent 5 4/15/2013 30 6.7867 5,501 47
Zargon Oil & Gas Ltd. Common Shares Dranchuk, Jason Brent 5 4/15/2013 30 7.0621 5,608 107
Zargon Oil & Gas Ltd. Common Shares Dranchuk, Jason Brent 5 5/1/2013 30 6.4385 5,725 117
Zargon Oil & Gas Ltd. Common Shares Dranchuk, Jason Brent 5 5/15/2013 30 6.3415 5,844 119
Zargon Oil & Gas Ltd. Common Shares Dranchuk, Jason Brent 5 5/15/2013 30 6.1576 5,899 55
Zargon Oil & Gas Ltd. Common Shares Dranchuk, Jason Brent 5 4/15/2013 30 6.7867 13,296 66
Zargon Oil & Gas Ltd. Common Shares Dranchuk, Jason Brent 5 4/15/2013 30 7.0621 13,494 198
Zargon Oil & Gas Ltd. Common Shares Dranchuk, Jason Brent 5 5/1/2013 30 6.4385 13,712 218
Zargon Oil & Gas Ltd. Common Shares Dranchuk, Jason Brent 5 5/15/2013 30 6.3415 13,933 221
Zargon Oil & Gas Ltd. Common Shares Dranchuk, Jason Brent 5 5/15/2013 30 6.1576 14,010 77
Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 4/15/2013 30 7.0621 278,859 254
Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 5/1/2013 30 6.4385 279,138 279
Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 5/15/2013 30 6.3415 279,421 283
Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 5/15/2013 30 6.1576 279,537 116
Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 6/12/2013 10 6.15 544,537 20,000
Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 6/13/2013 10 6.11 547,837 3,300
Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 6/14/2013 10 6.15 559,537 11,700
Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 4/15/2013 30 7.0621 567,799 137
Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 5/1/2013 30 6.4385 567,949 150
Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 5/15/2013 30 6.3415 568,101 152
Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 5/15/2013 30 6.1576 568,164 63
Zargon Oil & Gas Ltd. Common Shares Howard, Tracy Leigh 5 4/15/2013 30 6.7867 3,071 11
Zargon Oil & Gas Ltd. Common Shares Howard, Tracy Leigh 5 4/15/2013 30 7.0621 3,118 47
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6367
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Zargon Oil & Gas Ltd. Common Shares Howard, Tracy Leigh 5 5/1/2013 30 6.4385 3,169 51
Zargon Oil & Gas Ltd. Common Shares Howard, Tracy Leigh 5 5/15/2013 30 6.3415 3,221 52
Zargon Oil & Gas Ltd. Common Shares Howard, Tracy Leigh 5 5/15/2013 30 6.1576 3,234 13
Zargon Oil & Gas Ltd. Common Shares Howard, Tracy Leigh 5 4/15/2013 30 6.7867 10,933 55
Zargon Oil & Gas Ltd. Common Shares Howard, Tracy Leigh 5 4/15/2013 30 7.0621 11,073 140
Zargon Oil & Gas Ltd. Common Shares Howard, Tracy Leigh 5 5/1/2013 30 6.4385 11,227 154
Zargon Oil & Gas Ltd. Common Shares Howard, Tracy Leigh 5 5/15/2013 30 6.3415 11,383 156
Zargon Oil & Gas Ltd. Common Shares Howard, Tracy Leigh 5 5/15/2013 30 6.1576 11,447 64
Zargon Oil & Gas Ltd. Common Shares Hustad, Christopher Michael
5 4/15/2013 30 7.0621 7,991 256
Zargon Oil & Gas Ltd. Common Shares Hustad, Christopher Michael
5 5/1/2013 30 6.4385 8,272 281
Zargon Oil & Gas Ltd. Common Shares Hustad, Christopher Michael
5 5/15/2013 30 6.3415 8,557 285
Zargon Oil & Gas Ltd. Common Shares Janjua, Pete Hardeep Singh
5 4/15/2013 30 7.0621 2,591 256
Zargon Oil & Gas Ltd. Common Shares Janjua, Pete Hardeep Singh
5 5/1/2013 30 6.4385 2,872 281
Zargon Oil & Gas Ltd. Common Shares Janjua, Pete Hardeep Singh
5 5/15/2013 30 6.3415 3,157 285
Zargon Oil & Gas Ltd. Common Shares Kergan, Brian 5 4/15/2013 30 6.7867 27,994 70
Zargon Oil & Gas Ltd. Common Shares Kergan, Brian 5 4/15/2013 30 7.0621 28,173 179
Zargon Oil & Gas Ltd. Common Shares Kergan, Brian 5 5/1/2013 30 6.4385 28,370 197
Zargon Oil & Gas Ltd. Common Shares Kergan, Brian 5 5/15/2013 30 6.3415 28,570 200
Zargon Oil & Gas Ltd. Common Shares Kergan, Brian 5 5/15/2013 30 6.1576 28,651 81
Zargon Oil & Gas Ltd. Common Shares Kergan, Brian 5 6/7/2013 10 6.21 43,751 5,100
Zargon Oil & Gas Ltd. Common Shares Kergan, Brian 5 6/7/2013 10 6.21 48,651 4,900
Zargon Oil & Gas Ltd. Common Shares Kergan, Brian 5 4/15/2013 30 6.7867 25,592 47
Zargon Oil & Gas Ltd. Common Shares Kergan, Brian 5 4/15/2013 30 7.0621 25,712 120
Zargon Oil & Gas Ltd. Common Shares Kergan, Brian 5 5/1/2013 30 6.4385 25,843 131
Zargon Oil & Gas Ltd. Common Shares Kergan, Brian 5 5/15/2013 30 6.3415 25,976 133
Zargon Oil & Gas Ltd. Common Shares Kergan, Brian 5 5/15/2013 30 6.1576 26,030 54
Zargon Oil & Gas Ltd. Common Shares Lee, Kevin Chin Yu 5 4/15/2013 30 6.7867 12,497 108
Zargon Oil & Gas Ltd. Common Shares Lee, Kevin Chin Yu 5 4/15/2013 30 7.0621 12,753 256
Zargon Oil & Gas Ltd. Common Shares Lee, Kevin Chin Yu 5 5/1/2013 30 6.4385 13,034 281
Zargon Oil & Gas Ltd. Common Shares Lee, Kevin Chin Yu 5 5/15/2013 30 6.3415 13,319 285
Zargon Oil & Gas Ltd. Common Shares Lee, Kevin Chin Yu 5 5/15/2013 30 6.1576 13,444 125
Zargon Oil & Gas Ltd. Common Shares Moriyama, Robert Todd
5 4/15/2013 30 6.7867 5,102 42
Zargon Oil & Gas Ltd. Common Shares Moriyama, Robert Todd
5 4/15/2013 30 7.0621 5,368 266
Zargon Oil & Gas Ltd. Common Shares Moriyama, Robert Todd
5 5/1/2013 30 6.4385 5,660 292
Zargon Oil & Gas Ltd. Common Shares Moriyama, Robert Todd
5 5/15/2013 30 6.3415 5,956 296
Insider Reporting
June 20, 2013 (2013) 36 OSCB 6368
Issuer Name Security Insider Name Rel'n Transaction
Date T/OUnitPrice
Date/Month End
HoldingsAcquired/ Disposed
Zargon Oil & Gas Ltd. Common Shares Moriyama, Robert Todd
5 5/15/2013 30 6.1576 6,008 52
Zargon Oil & Gas Ltd. Common Shares Moriyama, Robert Todd
5 4/15/2013 30 6.7867 4,033 35
Zargon Oil & Gas Ltd. Common Shares Moriyama, Robert Todd
5 5/15/2013 30 6.1576 4,072 39
Zazu Metals Corporation
Common Shares Atzmon, Gil 5 6/10/2013 10 0.58 4,340,000 1,000
Zazu Metals Corporation
Common Shares Atzmon, Gil 5 6/14/2013 10 0.58 4,341,000 1,000
Zimtu Capital Corp. Common Shares Bellefleur, Jody 5 6/4/2013 00 2,000
Zimtu Capital Corp. Common Shares Hodge, David 4, 5 7/31/2011 55 -10,666
Zimtu Capital Corp. Common Shares Hodge, David 4, 5 7/31/2011 55 -10,666
Zimtu Capital Corp. Warrants Hodge, David 4, 5 7/31/2011 55 0 -10,666
Zimtu Capital Corp. Warrants Ledding, Shaun 3 7/31/2011 55 0 -17,334
Zimtu Capital Corp. Warrants Olsson, Sven 4 7/31/2011 55 17,000 -50,000
Zimtu Capital Corp. Warrants Olsson, Sven 4 12/29/2011 55 0 -17,000
June 20, 2013 (2013) 36 OSCB 6369
Chapter 8
Notice of Exempt Financings
REPORTS OF TRADES SUBMITTED ON FORMS 45-106F1 AND 45-501F1
Transaction Date
No. of Purchaser
s
Issuer/Security Total Purchase Price ($)
No. of Securities
Distributed
05/28/2013 to 06/06/2013
3 Alcobra Ltd. - Common Shares 1,281,608.40 155,500.00
05/24/2013 6 Alere Inc. - Notes 12,991,495.50 6.00
05/13/2013 1 Alpha Natural Resources, Inc. - Note 1,010,800.00 1.00
05/16/2013 2 AndeanGold Ltd. - Units 201,005.00 2,871,500.00
05/08/2013 to 05/30/2013
25 Antioquia Gold Inc. - Common Shares 500,000.00 14,285,714.00
05/17/2013 to 05/21/2013
13 Aquila Resources Inc. - Units 519,000.00 5,190,000.00
05/29/2013 1 Asian Pay Television Trust - Units 40,938,144.00 51,546,392.00
05/23/2013 3 Barclays Bank PLC - Notes 500,000.00 3.00
05/03/2013 4 Barclays Bank PLC - Notes 600,000.00 150,000.00
05/20/2013 1 Barminco Finance Pty Limited - Notes 5,138,500.00 5,000,000.00
05/24/2013 51 bioMmune Advanced Technologies (Formerly MC Partners Inc.) - Units
2,340,000.00 10,000,000.00
05/24/2013 2 Blue Gold Water Technologies Ltd. - Units 125,000.00 446,429.00
05/23/2013 2 BNP Paribas Arbitrage Issuance SNC - Certificates
800,000.00 2.00
05/28/2013 3 BNP Paribas Arbitrage Issuance SNC - Certificates
575,000.00 3.00
05/22/2013 1 BRF S.A. - Note 5,088,847.51 1.00
05/23/2013 3 Brookside Mill CLO, Ltd. - Notes 40,969,040.31 40,012,500.00
05/29/2013 1 Builders FirstSource, Inc. - Notes 520,000.00 520.00
06/04/2013 1 B&G Foods, Inc. - Notes 1,030,000.00 1,000.00
05/02/2013 4 Canadian Veterinary Network Inc. - Common Shares
12,306,006.56 4.00
05/24/2013 4 Carmen Energy Inc. - Common Shares 300,000.00 15,000,000.00
05/17/2013 9 CARRICK PETROLEUM INC. - Units 434,000.00 9.00
05/16/2013 5 Cequel Communications Holdings I, LLC - Notes 31,620,000.00 31,620,000.00
05/23/2013 9 CF Industries, Inc. - Notes 5,407,716.14 9.00
Notice of Exempt Financings
June 20, 2013 (2013) 36 OSCB 6370
Transaction Date
No. of Purchaser
s
Issuer/Security Total Purchase Price ($)
No. of Securities
Distributed
05/29/2013 4 ChannelAdvisor Corporation - Common Shares 471,835.00 32,500.00
05/21/2013 5 Cinemark USA, Inc. - Notes 21,352,475.00 10,973.05
05/09/2013 4 CNOOC Finance (2013) Limited - Notes 21,050,742.00 5,262,685.50
04/23/2013 151 Cogeco Cable Inc. - Notes 410,360,001.00 151.00
05/07/2013 1 Colwood City Centre Limited Partnership - Note 10,000.00 1.00
05/20/2013 1 Commercial Metals Company - Note 1,027,700.00 1.00
05/28/2013 1 CommScope Holdings Company, Inc. - Note 2,074,200.00 1.00
05/31/2013 11 Critical Outcome Technologies Inc. - Units 289,487.64 2,412,397.00
05/31/2013 1 Cuervo Resources Inc. - Common Shares 150,000.00 1,500,000.00
05/29/2013 2 EarthLink, Inc. - Notes 780,000.00 750.00
05/31/2013 2 Elan Finance Public Limited Company/Elan Finance Corp. - Notes
3,101,700.00 2.00
05/18/2013 1 Elite Holdings Limited Partnership - Limited Partnership Units
165,000.00 3,000.00
05/22/2013 1 EnerTech Capital Partners IV (Canada), L.P. - Limited Partnership Interest
20,000,000.00 1.00
05/22/2013 25 Equitorial Capital Corp. - Common Shares 780,000.00 6,500,000.00
05/22/2013 1 Ford Auto Lease Trust - Notes 399,963,202.68 399,963,202.68
05/17/2013 1 Ford Financial Fund II, L.P. - Limited Partnership Interest
193,047,957.90 1.00
05/28/2013 2 GeoNovus Minerals Corp. - Common Shares 5,000.00 100,000.00
06/05/2013 1 GETCO Financing Escrow LLC - Note 3,620,750.00 1.00
05/30/2013 4 Glencore Funding LLC - Notes 53,391,955.50 53,391.96
06/04/2013 57 Golden Reign Resources Ltd. - Units 2,369,675.10 15,797,830.00
04/01/2012 to 03/31/2013
3 GWLIM Canadian Growth Fund - Units 18,226,077.51 N/A
04/01/2012 to 03/31/2013
4 GWLIM Corporate Bond Fund - Units 12,348,843.04 N/A
04/01/2012 to 03/31/2013
2 GWLIM North American Mid Cap Fund - Units 2,354,320.03 N/A
04/01/2012 to 03/31/2013
14 Howson Tattersall Canadian Bond Pool - Units 15,687,206.47 N/A
04/01/2012 to 03/31/2013
6 Howson Tattersall Canadian Short-Term Pool - Units
11,724,377.14 N/A
04/01/2012 to 03/31/2013
8 Howson Tattersall Canadian Value Equity Pool - Units
13,090,534.72 N/A
04/01/2012 to 4 Howson Tattersall Global Value Equity Pool - 1,683,672.54 N/A
Notice of Exempt Financings
June 20, 2013 (2013) 36 OSCB 6371
Transaction Date
No. of Purchaser
s
Issuer/Security Total Purchase Price ($)
No. of Securities
Distributed
03/31/2013 Units
05/29/2013 1 Ingles Markets, Incorporated - Notes 22,814,000.00 22,000.00
05/24/2013 2 International Lease Finance Corporation - Notes 20,904,075.00 2.00
05/22/2013 2 Iracore International Holdings, Inc. - Notes 1,033,300.00 516,650.00
05/31/2013 1 Jefferies LoanCore LLC & JLC Finance Corporation - Notes
10,339,000.00 1.00
05/28/2013 8 La Ronge Gold Corp. - Flow-Through Shares 355,000.00 1,775,000.00
05/28/2013 86 Legacy Reserves LP/Legacy Reserves Finance Corporation - Notes
259,275,000.00 84.00
04/01/2012 to 03/31/2013
3 London Capital Canadian Bond Fund - Units 9,571,517.56 N/A
04/01/2012 to 03/31/2013
5 London Capital Canadian Diversified Equity Fund - Units
5,505,556.46 N/A
04/01/2012 to 03/31/2013
9 London Capital Canadian Dividend Fund - Units 32,436,609.28 N/A
04/01/2012 to 03/31/2013
1 London Capital Global Real Estate Fund - Units 477,732.60 N/A
04/01/2012 to 03/31/2013
3 London Capital U.S. Value Fund - Units 3,833,787.96 N/A
04/01/2012 to 03/31/2013
1 Mackenzie All-Sector Canadian Equity Fund - Units
173,242.93 N/A
04/01/2012 to 03/31/2013
1 Mackenzie Cundill Canadian Balanced Fund - Units
2,655,524.15 N/A
04/01/2012 to 03/31/2013
1 Mackenzie Cundill Canadian Security Class - Units
438,428.85 N/A
04/01/2012 to 03/31/2013
1 Mackenzie Cundill Canadian Security Fund - Units
1,809,734.14 N/A
04/01/2012 to 03/31/2013
1 Mackenzie Cundill Global Balanced Bond Fund - Units
114,342.27 N/A
04/01/2012 to 03/31/2013
1 Mackenzie Cundill International Class - Units 975,394.55 N/A
04/01/2012 to 03/31/2013
5 Mackenzie Cundill Value Fund - Units 83,288,529.58 N/A
04/01/2012 to 03/31/2013
1 Mackenzie Focus All-Canadian Class - Units 11,477.52 N/A
04/01/2012 to 03/31/2013
1 Mackenzie Focus Canada Fund - Units 486,348.64 N/A
04/01/2012 to 03/31/2013
2 Mackenzie Focus Japan Class - Units 1,267,777.83 N/A
04/01/2012 to 03/31/2013
1 Mackenzie Founders Global Equity Class - Units 78,243.12 N/A
04/01/2012 to 2 Mackenzie Global Large Cap Quality Growth 7,411,293.63 N/A
Notice of Exempt Financings
June 20, 2013 (2013) 36 OSCB 6372
Transaction Date
No. of Purchaser
s
Issuer/Security Total Purchase Price ($)
No. of Securities
Distributed
03/31/2013 Pool Fund - Units
04/01/2012 to 03/31/2013
1 Mackenzie Global Tactical Fund - Units 20,329,483.08 N/A
04/01/2012 to 03/31/2013
1 Mackenzie Ivy Enterprise Class - Units 615,670.31 N/A
04/01/2012 to 03/31/2013
1 Mackenzie Ivy European Fund - Units 28,462.42 N/A
04/01/2012 to 03/31/2013
9 Mackenzie Ivy Foreign Equity Fund - Units 95,088,410.70 N/A
04/01/2012 to 03/31/2013
4 Mackenzie Ivy Global Balanced Fund - Units 4,615,248.70 N/A
04/01/2012 to 03/31/2013
6 Mackenzie Maxxum All-Canadian Equity Class - Units
16,367,809.61 N/A
04/01/2012 to 03/31/2013
2 Mackenzie Maxxum Dividend Growth Fund - Units
8,602,197.40 N/A
04/01/2012 to 03/31/2013
1 Mackenzie Maxxum Monthly Income Fund - Units
240,977.18 N/A
04/01/2012 to 03/31/2013
6 Mackenzie Saxon Dividend Income Fund - Units 169,101,124.17 N/A
04/01/2012 to 03/31/2013
9 Mackenzie Saxon Small Cap Fund - Units 27,447,464.25 N/A
04/01/2012 to 03/31/2013
2 Mackenzie Saxon Stock Fund - Units 5,303,751.39 N/A
04/01/2012 to 03/31/2013
10 Mackenzie Sentinel Bond Fund - Units 91,081,396.36 N/A
04/01/2012 to 03/31/2013
12 Mackenzie Sentinel Canadian Short-Term Yield Corporate Class - Units
654,690,907.20 N/A
04/01/2012 to 03/31/2013
10 Mackenzie Sentinel Corporate Bond Fund - Units 162,644,777.12 N/A
04/01/0012 to 03/31/2013
5 Mackenzie Sentinel Money Market Fund - Units 18,862,838.14 N/A
04/01/2012 to 03/31/2013
10 Mackenzie Sentinel North American Corporate Bond Fund - Units
202,227,039.77 N/A
04/01/2012 to 03/31/2013
6 Mackenzie Sentinel Real Return Bond Fund - Units
74,739,135.80 N/A
04/01/2012 to 03/31/2013
3 Mackenzie Sentinel Strategic Income Fund - Units
184,526,903.66 N/A
04/01/2012 to 03/31/2013
1 Mackenzie Sentinel U.S. Short-Term Yield Corporate Class - Units
3,663.52 N/A
04/01/2012 to 03/31/2013
8 Mackenzie Universal Emerging Markets Class - Units
147,114,666.89 N/A
04/01/2012 to 03/31/2013
2 Mackenzie Universal International Stock Fund - Units
11,341,242.19 N/A
Notice of Exempt Financings
June 20, 2013 (2013) 36 OSCB 6373
Transaction Date
No. of Purchaser
s
Issuer/Security Total Purchase Price ($)
No. of Securities
Distributed
04/01/2012 to 03/31/2013
1 Mackenzie Universal North American Growth Class - Units
30,988.10 N/A
04/01/2012 to 03/31/2013
2 Mackenzie Universal Precious Metals Fund - Units
31,533,401.93 N/A
04/01/2012 to 03/31/2013
2 Mackenzie Universal Technology Class - Units 2,099,416.60 N/A
04/01/2012 to 03/31/2013
3 Mackenzie Universal U.S. Blue Chip Class - Units
1,116,297.81 N/A
04/01/2012 to 03/31/2013
1 Mackenzie Universal U.S. Emerging Growth Class - Units
621,138.46 N/A
04/01/2012 to 03/31/2013
1 Mackenzie Universal World Real Estate Class - Units
356,957.02 N/A
04/01/2012 to 03/31/2013
1 Mackenzie Universal World Resource Class - Units
163,853.74 N/A
05/07/2013 2 Mahdia Gold Corporation - Units 500,000.00 2.00
05/22/2013 2 Marketo, Inc. - Common Shares 147,290.00 11,000.00
05/20/2013 4 Merck & Co. Inc. - Notes 12,822,710.54 320,567.75
05/31/2013 23 Midstates Petroleum Company, Inc./Midstates Petroleum Company LLC - Notes
40,632,270.00 23.00
05/21/2013 14 Morgan Stanley & Co. LLC - Notes 76,520,008.72 14.00
05/24/0201 1 Murray Energy Corporation - Note 5,161,500.00 1.00
05/31/2013 2 Nationstar Mortgage LLC/Nationstar Capital Corporation - Notes
2,060,000.00 2,000.00
05/23/2013 3 NII International Telecom S.C.A. - Notes 39,178,000.00 3.00
05/31/2013 3 Northrop Grumman Corporation - Notes 23,262,750.00 3.00
05/06/2013 20 Nu Musical Theatricals Inc. - Units 975,000.00 39.00
05/20/2013 12 NXP B.V. - Non-Flow Through Units 7,758,229.50 646,519.12
05/24/2013 30 OPB Finance Trust - Debentures 249,827,500.00 24,983.00
05/29/2013 2 Ply Gem Holdings, Inc. - Common Shares 489,982.50 22,500.00
05/29/2013 1 Ply Gem Holdings, Inc. - Common Shares 218,400.00 10,000.00
05/28/2013 1 Portola Pharmaceuticals, Inc. - Common Shares 15,037.95 1,000.00
05/28/2013 2 Portola Pharmaceuticals, Inc. - Common Shares 7,799,994.28 517,241.00
04/01/2012 to 03/31/2013
3 Quadrus Eaton Vance U.S. Value Corporate Class - Units
5,635,699.97 N/A
04/01/2012 to 03/31/2013
1 Quadrus Fixed Income Fund - Units 18,000,000.00 N/A
04/01/2012 to 03/31/2013
6 Quadrus Setanta Global Dividend Corporate Class - Units
23,034,358.76 N/A
Notice of Exempt Financings
June 20, 2013 (2013) 36 OSCB 6374
Transaction Date
No. of Purchaser
s
Issuer/Security Total Purchase Price ($)
No. of Securities
Distributed
04/01/2012 to 03/31/2013
5 Quadrus Sionna Canadian Value Corporate Class - Units
25,324,993.58 N/A
04/01/2012 to 03/31/2013
1 Quadrus Trimark Balanced Fund - Units 8,289,196.16 N/A
05/31/2013 1 Residential Reinsurance 2013 Limited - Note 3,101,700.00 1.00
04/22/2013 2 ROI Capital - Units 200,400.00 200,400.00
04/30/2013 2 ROI Capital - Units 492,722.00 492,722.00
04/23/2013 3 ROI Capital - Units 5,805,977.00 5,805,977.00
04/30/2013 2 ROI Capital - Units 1,066,207.98 1,066,207.98
05/02/2013 2 ROI Capital - Units 395,747.00 395,747.00
04/22/2013 5 SBM Offshore N.V. - Rights 14,756,076.97 5.00
05/22/2013 16 Seagate HDD Cayman - Notes 63,790,775.50 16.00
05/28/2013 2 Select Medical Corporation - Notes 7,259,700.00 2.00
05/10/2013 105 Seven Generations Energy Ltd. - Notes 404,960,000.00 105.00
06/05/2013 to 06/07/2013
6 Shoal Point Energy Ltd. - Units 780,000.00 13,000,000.00
05/20/2013 7 Shutterfly, Inc. - Notes 4,312,980.00 616,140.00
06/04/2013 10 Silver Bear Resources Inc. - Units 1,268,099.64 7,044,998.00
05/15/2013 51 Skyline Apartment Real Estate Investment Trust - Units
5,400,951.75 407,619.00
05/30/2013 6 Solutions4CO2 Inc. - Common Shares 91,500.00 610,000.00
06/03/2013 47 Southwest Opportunity Trust - Units 1,193,000.00 11,930.00
05/22/2013 1 Stemline Therapeutics, Inc. - Common Shares 368,408.75 25,000.00
04/22/2013 to 04/26/2013
26 Stoney Range Industrial Limited - Units 987,000.00 26.00
04/01/2012 to 03/31/2013
1 Symmetry Balanced Portfolio Fund - Units 5,531.40 N/A
04/01/2012 to 03/31/2013
6 Symmetry Canadian Bond Corporate Class - Units
265,279,552.38 N/A
04/01/2012 to 03/31/2013
6 Symmetry Canadian Bond Fund - Units 600,356,388.98 N/A
04/01/2012 to 03/31/2013
11 Symmetry Canadian Equity Fund - Units 41,996,632.64 N/A
04/01/2012 to 03/31/2013
6 Symmetry Corporate Bond Corporate Class - Units
34,199,371.68 N/A
04/01/2012 to 03/31/2013
5 Symmetry Emerging Markets Equity Corporate Class - Units
21,253,498.08 N/A
Notice of Exempt Financings
June 20, 2013 (2013) 36 OSCB 6375
Transaction Date
No. of Purchaser
s
Issuer/Security Total Purchase Price ($)
No. of Securities
Distributed
04/01/2012 to 03/31/2013
7 Symmetry Equity Portfolio Class - Units 87,920,202.66 N/A
04/01/2012 to 03/31/2013
6 Symmetry Fixed Income Corporate Class - Units 32,821,340.53 N/A
04/01/2012 to 03/31/2013
6 Symmetry Global Bond Corporate Class - Units 58,247,044.43 N/A
04/01/2012 to 03/31/2013
1 Symmetry Growth Portfolio Fund - Units 45,508.07 N/A
04/01/2012 to 03/31/2013
1 Symmetry Moderate Growth Portfolio Fund - Units
84,103.40 N/A
04/01/2012 to 03/31/2013
5 Symmetry Real Return Bond Corporate Class - Units
24,817,512.74 N/A
05/22/2013 6 Tableau Software, Inc. - Common Shares 96,096.90 3,000.00
05/22/2013 10 Tableau Software, Inc. - Common Shares 3,925,558.37 122,550.00
05/16/2013 15 Tasca Resources Ltd. - Units 150,000.00 15.00
05/15/2013 3 Tenet Healthcare Corporation - Notes 32,044,950.00 15,482.16
05/08/2013 1 Texas Instruments Incorporated - Note 4,964,893.05 1.00
05/31/2013 50 The Empire Life Insurance Company - Debentures
300,000,000.00 50.00
05/21/2013 10 The Jenex Corporation - Units 150,008.00 10,000,006.00
05/22/2013 4 Total Systems Services, Inc. - Notes 18,533,579.05 4.00
09/07/2011 to 09/19/2012
3 Tricor Co. Ltd. - Common Shares 1,155,000.00 927,001.00
03/06/2013 4 Vedanta Resources plc - Bonds 30,049,720.00 4.00
05/22/2013 73 ViXS Subco Inc. - Receipts 54,393,321.50 16,387,999.00
05/09/2013 71 Walton CA Highland Ridge Investment Corporation - Common Shares
1,360,530.00 71.00
05/09/2013 5 Walton CA Highland Ridge L.P. - Units 1,109,065.66 5.00
05/09/2013 25 Walton Income 7 Investment Corporation - Notes 1,181,500.00 25.00
05/30/2013 2 Westpac Banking Corporation - Bonds 30,883,702.20 2.00
06/05/2013 11 Zaio Corporation - Debentures 444,000.00 444.00
Notice of Exempt Financings
June 20, 2013 (2013) 36 OSCB 6376
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June 20, 2013 (2013) 36 OSCB 6377
Chapter 11
IPOs, New Issues and Secondary Financings
Issuer Name: Bonterra Energy Corp. Principal Regulator - Alberta Type and Date: Preliminary Short Form Prospectus dated June 14, 2013 NP 11-202 Receipt dated June 14, 2013 Offering Price and Description: $24,002,775.00 - 481,500 Common Shares Price: $49.85 per Offered Share Underwriter(s) or Distributor(s): FIRSTENERGY CAPITAL CORP. ALTACORP CAPITAL INC. CIBC WORLD MARKETS INC. CLARUS SECURITIES INC. SCOTIA CAPITAL INC. TD SECURITIES INC. PARADIGM CAPITAL INC. HAYWOOD SECURITIES INC. NATIONAL BANK FINANCIAL INC. Promoter(s):-Project #2075306
_______________________________________________ Issuer Name: Brookfield Asset Management Inc. Principal Regulator - Ontario Type and Date: Preliminary Base Shelf Prospectus dated June 13, 2013 NP 11-202 Receipt dated June 14, 2013 Offering Price and Description: US$1,000,000,000.00: Debt Securities Class A Preference Shares Class A Limited Voting Shares Underwriter(s) or Distributor(s): -Promoter(s):-Project #2074953
_______________________________________________
Issuer Name: Canadian Real Estate Investment Trust Principal Regulator - Ontario Type and Date: Preliminary Base Shelf Prospectus dated June 11, 2013 NP 11-202 Receipt dated June 11, 2013 Offering Price and Description: $750,000,000.00: Debt Securities UnitsUnderwriter(s) or Distributor(s): -Promoter(s):-Project #2074248
_______________________________________________ Issuer Name: Fiera Diversified Strategy Fund Principal Regulator - Quebec Type and Date: Preliminary Long Form Prospectus dated June 14, 2013 NP 11-202 Receipt dated June 17, 2013 Offering Price and Description: Class A Units and Class F Units Price: Net Asset Value per Unit Minimum Purchase: $5,000 Underwriter(s) or Distributor(s): -Promoter(s):Fiera Capital Corporation Project #2075330
_______________________________________________ Issuer Name: Green Grid Group Pte. Ltd. Principal Regulator - Ontario Type and Date: Amended and Restated Preliminary Long Form Prospectus dated June 14, 2013 NP 11-202 Receipt dated June 14, 2013 Offering Price and Description: $ * - * Ordinary Shares Price: $ * per Ordinary Share Underwriter(s) or Distributor(s): National Bank Financial Inc. Macquarie Capital Markets Canada Ltd. Canaccord Genuity Corp. Cormark Securities Inc. Stifel Nicolaus Canada Inc. Promoter(s):-Project #2065172
_______________________________________________
IPOs, New Issues and Secondary Financings
June 20, 2013 (2013) 36 OSCB 6378
Issuer Name: Holland Global Capital Corporation Principal Regulator - Ontario Type and Date: Preliminary Long Form Non-Offering Prospectus dated June 10, 2013 NP 11-202 Receipt dated June 11, 2013 Offering Price and Description: -Underwriter(s) or Distributor(s): -Promoter(s):Kacira Holdings Inc. Project #2074097
_______________________________________________ Issuer Name: Manulife Canadian Conservative Balanced Fund Manulife Global Balanced Fund Manulife Global Managed Volatility Portfolio Manulife Preferred Income Class Manulife U.S. Dollar Floating Rate Income Fund Manulife World Investment Fund Principal Regulator - Ontario Type and Date: Preliminary Simplified Prospectuses dated June 17, 2013 NP 11-202 Receipt dated June 17, 2013 Offering Price and Description: Advisor Series, Series F, Seires I, Series IT, Seires FT6 and Series T6 Securities Underwriter(s) or Distributor(s): Manulife Asset Management Limited Promoter(s):Manulife Asset Management Limited Project #2075524
_______________________________________________ Issuer Name: Rare Element Resources Ltd. Principal Regulator - British Columbia Type and Date: Preliminary Base Shelf Prospectus dated June 11, 2013 NP 11-202 Receipt dated June 11, 2013 Offering Price and Description: U.S.$50,000,000.00: Senior Debt Securities Subordinated Debt Securities Common Shares Warrants UnitsUnderwriter(s) or Distributor(s): -Promoter(s):-Project #2074255
_______________________________________________
Issuer Name: Surge Energy Inc. Principal Regulator - Alberta Type and Date: Preliminary Short Form Prospectus dated June 17, 2013 NP 11-202 Receipt dated June 17, 2013 Offering Price and Description: $225,000,000.00 - 15,000,000 Units Price: $15.00 per UnitUnderwriter(s) or Distributor(s): Macquarie Capital Markets Canada Ltd. GMP Securities L.P.National Bank Financial Inc. CIBC World Markets Inc. TD Securities Inc. Scotia Capital Inc. FirstEnergy Capital Corp. Dundee Securities Ltd. Cormark Securities Inc. Promoter(s):-Project #2075690
_______________________________________________ Issuer Name: TD Emerging Markets Low Volatility Fund TD International Equity Fund TD Retirement Balanced Portfolio TD Retirement Conservative Portfolio TD U.S. Low Volatility Fund TD U.S. Monthly Income Fund - C$ Principal Regulator - Ontario Type and Date: Preliminary Simplified Prospectuses dated June 13, 2013 NP 11-202 Receipt dated June 14, 2013 Offering Price and Description: Investor Series, H-Series and O-Series Underwriter(s) or Distributor(s): TD Investments Services Inc. TD Investment Services Inc. (for Investor Series units) TD Investment Services Inc. (for Investor Series and e-Series units) TD Investment Services Inc.(for Investor Series units) TD Investment Services Inc. (for Investor Series and Premium Series units) Promoter(s):TD Asset Management Inc. Project #2074949
_______________________________________________
IPOs, New Issues and Secondary Financings
June 20, 2013 (2013) 36 OSCB 6379
Issuer Name: TD Emerging Markets Low Volatility Fund TD Fixed Income Pool TD International Equity Fund TD Retirement Balanced Portfolio TD Retirement Conservative Portfolio TD Target Return Balanced Fund TD Target Return Conservative Fund TD U.S. Low Volatility Fund TD U.S. Monthly Income Fund - C$ Principal Regulator - Ontario Type and Date: Preliminary Simplified Prospectuses dated June 13, 2013 NP 11-202 Receipt dated June 14, 2013 Offering Price and Description: Advisor Series, F-Series, T-Series, S-Series, W-Series, WT-Series and Premium F-Series Underwriter(s) or Distributor(s): TD Waterhouse Canada Inc. TD Investment Services Inc. (for Investor Series units) TD Investment Services Inc.(for Investor Series units) TD Investment Services Inc. (for Investor Series and e-Series Units) TD Waterhouse Canada Inc. (W-Series and WT-Series only) TD Investment Services Inc. (for Investor Series and e-Series units) TD Asset Management Inc. (for Investor Series units) Promoter(s):TD Asset Management Inc. Project #2075064
_______________________________________________ Issuer Name: TD Stability Pool Principal Regulator - Ontario Type and Date: Preliminary Simplified Prospectus dated June 13, 2013 NP 11-202 Receipt dated June 14, 2013 Offering Price and Description: O-Series Unit Underwriter(s) or Distributor(s): -Promoter(s):TD Asset Management Inc. Project #2075179
_______________________________________________
Issuer Name: U.S. Large Cap Synthetic Fund (Class D, Class E, Class F, Class I, Class O, Class P and Class R Units) Principal Regulator - Ontario Type and Date: Amendment #1 dated May 30, 2013 to the Simplified Prospectus and Annual Information Form dated June 29, 2012 NP 11-202 Receipt dated June 12, 2013 Offering Price and Description: -Underwriter(s) or Distributor(s): -Promoter(s):SEI Investments Canada Company Project #1914360
_______________________________________________ Issuer Name: Atrium Mortgage Investment Corporation Principal Regulator - Ontario Type and Date: Final Short Form Prospectus dated June 11, 2013 NP 11-202 Receipt dated June 11, 2013 Offering Price and Description: $30,000,000.00 - 5.25% Convertible Unsecured Subordinated Debentures due June 30, 2020 Offering Price: $1,000 per Debenture Underwriter(s) or Distributor(s): TD Securities Inc. CIBC World Markets Inc. RBC Dominion Securities Inc. BMO Nesbitt Burns Inc. National Bank Financial Inc. Scotia Capital Inc. Dundee Securities Ltd. Canaccord Genuity Corp. Industrial Alliance Securities Inc. MacQuarie Capital Markets Canada Ltd. Raymond James Ltd. Mackie Research Capital Corporation M Partners Inc. Promoter(s):-Project #2072117
_______________________________________________
IPOs, New Issues and Secondary Financings
June 20, 2013 (2013) 36 OSCB 6380
Issuer Name: Renaissance Global Value Fund (Class A, F, and O Units)Principal Regulator - Ontario Type and Date: Amendment #3 dated June 4, 2013 to the Simplified Prospectus and Annual Information Form dated August 28, 2012 NP 11-202 Receipt dated June 14, 2013 Offering Price and Description: Class A, F, and O units @ Net Asset Value Underwriter(s) or Distributor(s): CIBC Asset Management Inc. Promoter(s):CIBC Asset Management Inc. Project #1934293
_______________________________________________ Issuer Name: First Asset Can-60 Covered Call ETF First Asset Can-Energy Covered Call ETF First Asset Can-Financials Covered Call ETF First Asset Can-Materials Covered Call ETF First Asset Tech Giants Covered Call ETF Principal Regulator - Ontario Type and Date: Final Long Form Prospectus dated June 10, 2013 NP 11-202 Receipt dated June 11, 2013 Offering Price and Description: Common units & Advisor units Underwriter(s) or Distributor(s): -Promoter(s):First Asset Investment Management Inc. Project #2055713
_______________________________________________ Issuer Name: First Asset Canadian Convertible Bond ETF Principal Regulator - Ontario Type and Date: Final Long Form Prospectus dated June 10, 2013 NP 11-202 Receipt dated June 11, 2013 Offering Price and Description: Common units and Advisor units Underwriter(s) or Distributor(s): -Promoter(s):First Asset Investment Management Inc. Project #2055709
_______________________________________________
Issuer Name: First Asset Resource Fund Inc. Principal Regulator - Ontario Type and Date: Final Simplified Prospectus dated June 10, 2013 NP 11-202 Receipt dated June 11, 2013 Offering Price and Description: Class A Shares, Series 1 Underwriter(s) or Distributor(s): TDK Management Fund Inc. Promoter(s):-Project #2057434;2054827
_______________________________________________ Issuer Name: Frontiers Canadian Monthly Income Pool Frontiers Global Bond Pool (Class A, C, I, and O Units) Principal Regulator - Ontario Type and Date: Amendment #1 dated June 4, 2013 to the Simplified Prospectuses and Annual Information Form dated December 13, 2012 NP 11-202 Receipt dated June 14, 2013 Offering Price and Description: Class A, C, I, and O units @ Net Asset Value Underwriter(s) or Distributor(s): -Promoter(s):CIBC Asset Management Inc. Project #1976169
_______________________________________________ Issuer Name: Imperial International Bond Pool Principal Regulator - Ontario Type and Date: Amendment #1 dated June 4, 2013 to the Simplified Prospectus and Annual Information Form dated December 12, 2012 NP 11-202 Receipt dated June 14, 2013 Offering Price and Description: Class A units @ Net Asset Value Underwriter(s) or Distributor(s): -Promoter(s):-Project #1976156
_______________________________________________
IPOs, New Issues and Secondary Financings
June 20, 2013 (2013) 36 OSCB 6381
Issuer Name: Mackenzie Sentinel Canadian Short-Term Yield Class Symmetry Balanced Portfolio Class Symmetry Conservative Income Portfolio Class Symmetry Conservative Portfolio Class Symmetry Growth Portfolio Class Symmetry Moderate Growth Portfolio Class Principal Regulator - Ontario Type and Date: Amendment #3 dated May 30, 2013 to the Simplified Prospectuses and Annual Information Form dated November 28, 2012 NP 11-202 Receipt dated June 14, 2013 Offering Price and Description: -Underwriter(s) or Distributor(s): LBC Financial Services Inc. Promoter(s):Mackenzie Financial Corporation Project #1972166
_______________________________________________ Issuer Name: Pine Cliff Energy Ltd. Principal Regulator - Alberta Type and Date: Final Short Form Prospectus (NI 44-101) dated June 11, 2013 NP 11-202 Receipt dated June 12, 2013 Offering Price and Description: $25,080,000.00 - 28,500,000 COMMON SHARES Price: $0.88 per Offered Share Underwriter(s) or Distributor(s): Paradigm Capital Inc. Clarus Securities Inc. Altacorp Capital Inc. Haywood Securities Inc. GMP Securities L.P. Scotia Capital Inc. CIBC World Markets Inc. Promoter(s):-Project #2072660
_______________________________________________ Issuer Name: Polaris Minerals Corporation Principal Regulator - British Columbia Type and Date: Final Short Form Prospectus dated June 14, 2013 NP 11-202 Receipt dated June 17, 2013 Offering Price and Description: Cdn $15,065,000.00 - 11,500,000 Common Shares Cdn $1.31 per Common Share Underwriter(s) or Distributor(s): Dundee Securities Ltd GMP Securities L.P. Promoter(s):-Project #2073621
_______________________________________________
Issuer Name: SoMedia Networks Inc. Principal Regulator - British Columbia Type and Date: Final Long Form Prospectus dated June 14, 2013 NP 11-202 Receipt dated June 17, 2013 Offering Price and Description: $2,990,000.00: 3,823,529 Shares @ $0.85 per Share andDistribution of a Maximum of 1,764,703 Common Shares issuable upon the exchange of previously issued Qualified Convertible Notes with a principal amount of $1,275,000 and up to 118,278 Common Shares issuable upon the exchange of previously issued Qualified Convertible Notes based on the accrued interestUnderwriter(s) or Distributor(s): Canaccord Genuity Corp. Promoter(s):George Fleming Project #2030783
_______________________________________________ Issuer Name: Valeant Pharmaceuticals International, Inc. Principal Regulator - Quebec Type and Date: Final Base Shelf Prospectus dated June 14, 2013 NP 11-202 Receipt dated June 17, 2013 Offering Price and Description: US$3,000,000,000.00 - Common Shares Underwriter(s) or Distributor(s): -Promoter(s):-Project #2073633
_______________________________________________ Issuer Name: West Point Resources Inc. Principal Regulator - British Columbia Type and Date: Final Long Form Prospectus dated June 17, 2013 NP 11-202 Receipt dated June 17, 2013 Offering Price and Description: MINIMUM OFFERING OF $780,000.00 - (CONSISTING OF A MINIMUM OF 3,533,334 UNITS AND 1,000,000 FLOW-THROUGH UNITS) MAXIMUM OFFERING OF $1,900,000.00 - (CONSISTING OF A MINIMUM OF 6,000,000 UNITS AND 4,000,000 FLOW-THROUGH UNITS) $0.15 PER UNIT $0.25 PER FLOW-THROUGH UNIT Underwriter(s) or Distributor(s): MACQUARIE PRIVATE WEALTH INC. Promoter(s):RAVINDER S. MLAIT Project #2041154
_______________________________________________
IPOs, New Issues and Secondary Financings
June 20, 2013 (2013) 36 OSCB 6382
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June 20, 2013 (2013) 36 OSCB 6383
Chapter 12
Registrations
12.1.1 Registrants
Type Company Category of Registration Effective Date
Name Change
From: Deloitte & Touche Corporate Finance Canada Inc.
To: Deloitte Corporate Finance Inc.
Exempt Market Dealer June 1, 2013
Change in Registration Category Connor, Clark & Lunn Funds Inc.
From: Investment Fund Manager
To: Investment Fund Manager and Exempt Market Dealer
June 11, 2013
Consent to Suspension (Pending Surrender) Cluster Asset Management Inc. Portfolio Manager June 12, 2013
New Business Registration ifici Inc. Exempt Market Dealer June 13, 2013
New Registration Investissements Excel Inc. Mutual Fund Dealer June 13, 2013
Consent to Suspension (pending surrender) AMI Partners Inc. Portfolio Manager and
Investment Fund Manager June 14, 2013
Registrations
June 20, 2013 (2013) 36 OSCB 6384
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June 20, 2013 (2013) 36 OSCB 6385
Chapter 13
SROs, Marketplaces and Clearing Agencies
13.2 Marketplaces
13.2.1 Triact Canada Marketplace LP – Notice of Commission Approval of Proposed Changes
TRIACT CANADA MARKETPLACE LP NOTICE OF COMMISSION APPROVAL OF PROPOSED CHANGES
On June 17, 2013, changes to the Form 21-101F2 of TriAct Canada Marketplace LP (TriAct) were approved that are intended to:
allow liquidity providers to offer minimum price improvement in addition to the current mid-point pricing; and
allow “large” ETF marketflow orders to trade with passive liquidity providers at the National Best Bid or Offer (NBBO).
In accordance with the OSC’s “Process for the Review and Approval of the Information Contained in Form 21-101F2 and the Exhibits Thereto”, a notice outlining and requesting feedback on these proposed changes was published in the OSC Bulletin on March 28, 2013 at (2013) 36 OSCB 3401 (March notice). One comment letter was received. A summary of the comments received and TriAct’s response is published at Appendix A to this notice.
TriAct Canada is expected to publish a notice indicating the intended implementation date of the approved changes. Other significant changes included in the March notice (TriAct’s proposed “better than limit” and “minimum tradelet size” functionality) continue to be under review by OSC staff.
SROs, Marketplaces and Clearing Agencies
June 20, 2013 (2013) 36 OSCB 6386
APPENDIX A
SUMMARY OF COMMENTS AND RESPONSES PREPARED BY TRIACT CANADA MARKETPLACE LP
TRIACT CANADA MARKETPLACE LP NOTICE SUMMARY OF COMMENTS FOR NEW MATCH NOW FEATURES
BackgroundThe Ontario Securities Commission (OSC) published on March 28, 2013 a notice regarding TriAct Canada Marketplace LP (TriAct) proposed new features. The four new features were designed to provide subscribers more price improvement options when entering dark liquidity providing orders and more control over when orders would be included in a match. The four new features were 1) Minimal Price Improvement 2) Trading at the quote for listed Exchange Traded Funds (ETFs) 3) Minimum Tradelet Size and 4) Better Than Limit. TriAct only received one comment letter from the Canadian Securities traders Association, Trading Issues Committee (CSTA TIC).
TriAct would like to thank the CSTA for their submission. This document will summarize the key issues raised by the CSTA and TriAct’s response. TriAct notes that the CSTA itself acknowledges in their comment on Minimal Price Improvement feature that their issues raised “are not specially introduced by the current MATCH Now proposal, nor are they limited to MATCH Now.” TriAct would also note that from the issues raised in the CSTA comments on Trading at the quote for listed Exchange Traded Funds (ETFs), they are supportive of restricting this feature to listed ETFs while their issues would only arise if this feature was extended to all listed securities.
Comments on Minimal Price Improvement
The CSTA raised concerns that the feature only allowed the offer of “one tick” price improvement and that there was no flexibility in setting a variable amount of price improvement. The CSTA was also concerned that users of this product would be disclosing the direction of their trading interest and others could take advantage of this knowledge.
TriAct’s Response
When TriAct made the decision to make all matches execute at the mid-point after the October 15, 2012 dark rule changes, a number of TriAct subscriber’s suggested that they would no longer enter liquidity providing orders for stocks with wide spreadssince mid-point would result more price improvement than they were willing to give. TriAct waited three month’s to evaluate theimpact and noted that there was a significant decrease in liquidity being posted for stocks with wide spreads (greater than threeticks wide). In consultation with the TriAct User Advisory Group, TriAct proposed that it would offer a new price improvement tierthat provided a meaningful amount of price improvement as required by the Provisions for Dark Liquidity but did not want to startwith a feature that required an order by order evaluation of the spread by the trader when the order was entered or executed. The decision to set the feature at the minimal amount of price improvement would allow those users who want to be rewarded for providing liquidity in wider spread stocks as long as they are comfortable knowing that post trade reporting could disclosedthe direction of their trades that were executed and any unfilled orders. Based on the success of the “80/20” model that was inplace before the dark rule changes we believe that this concern is borne by a few, and those users that are concerned with disclosing the direction of their orders can continue to provide mid-point price improvement to protect that information.
Comments on Trading at the quote for listed Exchange Traded Funds (ETFs)
The CSTA acknowledges that there is “heavy intermediation” in the trading of ETFs on the lit markets and that allowing for largeETF orders to trade at the quote in the dark would not have a negative impact on price discovery in the lit markets for ETFs. The CSTA does however raise concerns that if this feature was extended to trading in common equities, that it would be appropriate for more stringent criteria around what the minimum size should be, especially for low-price equities (i.e. a sliding scale that takes into account the value and liquidity of the stock).
TriAct’s Response
The decision to restrict trading at the quote for ETFs and the setting of a minimum size for the liquidity providing order was based on consultations with subscribers and the TriAct User Advisory Committee. TriAct acknowledges that there needs to be more discussion between the industry and regulators to determine the appropriate criteria for this feature to be extended to allsecurities. TriAct however points out that it is very possible for dark orders to trade at the quote (buys at the National Best Offer and sells at the National Best Bid on a lit market today). We believe that the CSTA comments are really stating a concern thatthey already have with dark orders that trade on lit markets. We encourage the CSTA to address this with the CSA and IIROC. TriAct has also raised concerns about the potential for dark orders on lit markets trading through the NBBO in its comment letter1 to the IIROC Provisions Respecting the Execution and Reporting of Certain “Off-Marketplace” Trades dated July 17, 2012. 1 http://www.iiroc.ca/Documents/2012/751b9014-0ccc-4309-bc90-b9cec80d0094_en.pdf
SROs, Marketplaces and Clearing Agencies
June 20, 2013 (2013) 36 OSCB 6387
Comments on Minimum Tradelet Size and Better than Limit Features
The CSTA was supportive on both of these features.
TriAct’s Response
We acknowledge the CSTA support and appreciate it.
Conclusion
In summary, TriAct believes that based on the comments provided and taking into context the responses from TriAct, the CSTA is generally supportive of TriAct launching the four new features in the manner that they were proposed. It has been noted thatany changes to the Minimal Price Improvement and Trading at the Quote features will require further discussion with the Industry and Regulators. TriAct plans to implement the four features in a manner that gives the industry the option to take advantage of them or to continue with the current MATCH Now mid-point pricing for their dark trading.
SROs, Marketplaces and Clearing Agencies
June 20, 2013 (2013) 36 OSCB 6388
13.2.2 Chi-X Canada ATS and CX2 Canada ATS – Notice of Proposed Changes and Request for Comment
CHI-X CANADA ATS AND CX2 CANADA ATS NOTICE OF PROPOSED CHANGES AND REQUEST FOR COMMENT
Chi-X Canada ATS Limited has announced its plans to implement the change described below for both Chi-X Canada ATS and CX2 Canada ATS approximately two months after approval is received. We are publishing this Notice of Proposed Changes in accordance with the "Process for the Review and Approval of Rules and the Information Contained in Form 21-101F2 and the Exhibits Thereto". Market participants are invited to provide the Commission with comment on the proposed changes.
Comment on the proposed changes should be in writing and submitted by July 22nd, 2013 to:
Market Regulation Branch Ontario Securities Commission
20 Queen Street West, 22nd Floor Toronto, ON M5H 3S8
Fax 416 595 8940 Email: [email protected]
And to
Matt Thompson Chief Compliance Officer
Chi-X Canada ATS Limited 130 King St., W, Suite 2105
Toronto, ON M5X 1E3 Email: [email protected]
Comments received will be made public on the OSC website. Upon completion of the Review by OSC staff, and in the absence of any regulatory concerns, notice will be published to confirm the completion of Commission staff’s review.
CHI-X CANADA ATS AND CX2 CANADA ATS NOTICE OF PROPOSED CHANGES
Chi-X Canada ATS Limited (“Chi-X Canada” or “we”) has announced its plans to implement the change described below for both Chi-X Canada ATS and CX2 Canada ATS approximately two months after approval is received We are publishing this Notice of Proposed Changes in accordance with the "Process for the Review and Approval of Rules and the Information Contained in Form 21-101F2 and the Exhibits Thereto".
Summary of Proposed Changes Chi-X Canada is proposing to introduce the ability for subscribers to enter a limit price on mid-peg orders at a half-tick increment. Currently both Chi-X Canada ATS and CX2 Canada ATS marketplaces support the ability for subscribers to enter a limit price for a mid-peg orders however limit prices must be denominated at a full-tick increment. As is the case today, limitprices do not impact execution priority or define the execution price of a mid-peg order. The execution price of a mid-peg orderscontinue to be calculated by the marketplace based on the mid-point of the prevailing NBBO. A limit price only sets a parameterwhereby a subscriber’s order can not execute above/below depending on which side of the market the order is on.
Expected Date of Implementation
The expected date of implementation will depend on when approval is received. It is anticipated that this functionality will beintroduced within 2 months after approval is given.
Rationale and Relevant Supporting Analysis
Today the mid-peg order is permitted to execute at half-tick increment price levels. Subscribers are able to enter a limit price for these orders however a limit price must be at a full trading increment. Consequently, subscribers whose target price is at half-tick increment must bear the risk of executing above/below their target price. The impact of this change will be that this risk will be removed and therefore enable subscribers to more effectively execute their trading strategies in particular risk arbitrage andpair trading strategies.
SROs, Marketplaces and Clearing Agencies
June 20, 2013 (2013) 36 OSCB 6389
Expected Impact on Market Structure Impact of the Changes
As outlined above, subscribers will be able to more easily manage risk. Other than providing the ability for subscribers to moreeffectively enter and exit certain trades at their target price, we see no other impact to market structure or the capital markets.
Expected impact of Fee Change or Significant Change on Chi-X Canada’s Compliance with Ontario Securities Law and particularly with regard to Fair Access and the Maintenance of a Fair and Orderly Market
We see no impact from the proposed amendment on Chi-X Canada’s ability to comply with the fair access provisions or the obligation to maintain a fair and orderly market under NI 21-101.
Consultation and Review
This change is being made in response to requests by subscribers.
Estimated Time Required by Subscribers and Vendors (or why a reasonable estimate is not provided)
Whether or not a subscriber or vendor requires any additional development to support a half-tick limit price for a mid-peg orderdepends on the subscriber or vendor’s system. It is likely some work may be required by certain front end systems which is anticipated to not require much time.
Discussion of any alternatives considered
No alternatives were considered.
Will Proposed Fee Change or Significant Change introduce a Fee Model or Feature that Currently Exists in other Markets or Jurisdictions
Although there are no current existing features in the market today, the comment period for MatchNow’s proposed “Better than limit” order type is now closed and being reviewed for approval. Our understanding is that half-tick limit prices on mid peg orders are permitted in most other jurisdictions. Any questions regarding these changes should be addressed to Matt Thompson, Chi-X Canada: [email protected], T: 416-304-6376
SROs, Marketplaces and Clearing Agencies
June 20, 2013 (2013) 36 OSCB 6390
13.3 Clearing Agencies
13.3.1 Notice of Effective Date – Technical Amendments to CDS Procedures – Termination of FINnet
NOTICE OF EFFECTIVE DATE – TECHNICAL AMENDMENTS TO CDS PROCEDURES
TERMINATION OF FINet
A. DESCRIPTION OF THE PROPOSED CDS PROCEDURE AMENDMENTS
On April 15, 2013, the CDS Board of Directors approved Rule amendments in order to proceed with the termination of FINet. It is the intent of market participants that FINet be replaced by the fixed income netting service operated by the Canadian Derivatives Clearing Corporation (“CDCC”).
FINet is a CDS central counterparty (“CCP”) function under which eligible fixed income transactions are cleared, and subsequently submitted for settlement. FINet was implemented in April, 2009. It replaced DetNet which ran on a technology platform that no longer met CDS's architecture standards.
Currently, a wide range of fixed income securities can already be cleared through CDCC. Confirmed trades reported to CDS as “SNS” (intended for submission to CDCC) are automatically routed to CDCC for novation and netting, after which the resulting novated trades are reported back by CDCC to CDS for settlement within CDSX® on a trade for trade basis between CDCC and another Participant.
Once it has been fully developed, CDCC’s fixed income netting service will render FINet redundant. As additional securities become eligible for submission to CDCC, submissions to FINet will be reduced, and ultimately all trades in fixed income securities for clearing will be submitted to CDCC. At that time, FINet will be closed to new trades, and the Participant obligations resulting from transactions that were previously accepted into FINet will be maintained and closed out within FINet.
The proposed amendments to CDS procedures will remove all references of FINet from CDS procedures as identified below:
CDS Reporting Procedures CDSX Procedures and User Guide Participating in CDS Services Trade and Settlement Procedures
In addition, references to FINet will be removed from the CDS forms.
The amendments will become effective at the time that CDS determines that all Participant transactions in FINet have been settled and no further obligations exist from any trade submitted to, or position maintained in, FINet.
CDS procedure amendments are reviewed and approved by CDS’s strategic development review committee (SDRC). The SDRC determines or reviews, prioritizes and oversees CDS-related systems development and other changes proposed by participants and CDS. The SDRC’s membership includes representatives from the CDS participant community and it meets on a monthly basis.
These amendments were reviewed and approved by the SDRC on May 30, 2013.
The proposed procedure amendments are available for review and download on the User Documentation page on the CDS website at www.cds.ca/cdsclearinghome.nsf/Pages/-EN-UserDocumentation?Open.
B. REASONS FOR TECHNICAL CLASSIFICATION
The amendments proposed in this Notice are considered technical in nature and are consequential to a material Rule change as well as the amendments to the CDS Financial Risk Model. The Notice and Request for Comment – Material Amendments to CDS Rules Relating to TERMINATION OF FINet was published on May 16, 2013 by the Ontario Securities Commission (OSC Bulletin (2013) 36 OSCB 5205) and by the Autorité des marches financiers du Québec (AMF Bulletin 2013-05-16 Vol. 10, n° 19). The Request for Review and Approval by the British Columbia Securities Commission of Amendments to the CDS Financial Risk Model was submitted to the British Columbia Securities Commission on May 10, 2013.
C. EFFECTIVE DATE OF THE CDS PROCEDURE AMENDMENTS
The amendments will become effective at the time that CDS determines that all Participant transactions in FINet have been settled and no further obligations exist from any trade submitted to, or position maintained in, FINet.
SROs, Marketplaces and Clearing Agencies
June 20, 2013 (2013) 36 OSCB 6391
CDS is recognized as a clearing agency by the Ontario Securities Commission pursuant to section 21.2 of the Ontario SecuritiesAct, and by the British Columbia Securities Commission pursuant to section 24(d) of the British Columbia Securities Act, and by the Autorité des marchés financiers pursuant to Section 169 of the Quebec Securities Act. The Autorité des marchés financiershas authorized CDS to carry on clearing activities in Québec pursuant to sections 169 and 170 of the Quebec Securities Act. In addition CDS is deemed to be the clearing house for CDSX®, a clearing and settlement system designated by the Bank of Canada pursuant to section 4 of the Payment Clearing and Settlement Act. The Autorité des marchés financiers, the Bank of Canada, the British Columbia Securities Commission and the Ontario Securities Commission are collectively referred to as the “Recognizing Regulators”.
D. QUESTIONS
Questions regarding this notice may be directed to:
Toni Manesis Senior Business Analyst
CDS Clearing and Depository Services Inc. 85 Richmond Street West Toronto, Ontario M5H 2C9
Telephone: 416-365-3859 Email: [email protected]
SROs, Marketplaces and Clearing Agencies
June 20, 2013 (2013) 36 OSCB 6392
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June 20, 2013 (2013) 36 OSCB 6393
Chapter 25
Other Information
25.1 Permissions
25.1.1 Nexteer Automotive Group Limited
Headnote
Filer granted permission from the Director, pursuant to s. 38(3) of the Securities Act (Ontario), to make listing representations in its preliminary and final offering documents to the effect that the filer has applied to the Main Board of the Stock Exchange ofHong Kong Limited to have its ordinary shares listed and traded on that exchange.
Statutes Cited
Securities Act, R.S.O. 1990, c. S.5, as am., s. 38(3)
June 14, 2013
Blake, Cassels & Graydon LLP 199 Bay Street Suite 4000, Commerce Court West Toronto, ON M5L 1A9 Attention: Ralph Lindzon
Re: Nexteer Automotive Group Limited – Application for Permission to Make a Listing Representation
Pursuant to an application dated June 4, 2013 (the Application), Nexteer Automotive Group Limited (the Filer) applied for permission (the Permission) to include in its preliminary and final Canadian Offering Memorandum (as defined below) a representation that application will be made to list the securities offered in Ontario under that document on the Main Board ofThe Stock Exchange of Hong Kong Limited (the Hong Kong Stock Exchange). The Filer has represented that:
(a) The Filer is an exempted company incorporated with limited liability under the laws of the Cayman Islands.
(b) The Filer is not a reporting issuer in any jurisdiction in Canada.
(c) The Application is being made in connection with a global initial public offering (the Offering) by the Filer of the ordinary shares (the Shares) in its share capital. The Shares are being distributed on a private placement basis to investors in Ontario. The Shares are not currently listed on any stock exchange or quotation system.
(d) Prospective Ontario purchasers, who must be "accredited investors", as defined in section 1.1 of National Instrument 45-106 Prospectus and Registration Exemptions, and "permitted clients", as defined in National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, will receive a Canadian offering memorandum (the Canadian Offering Memorandum) that includes an international offering memorandum (the Offering Memorandum) and a Canadian supplement.
(e) The Filer has applied for the Shares to be listed on the Hong Kong Stock Exchange (the Listing). However, no approval for the Listing, conditional or otherwise, has been granted, nor has the Hong Kong Stock Exchange consented to, nor indicated that it does not object to, the Listing Representations (as defined below).
(f) The Offering Memorandum will contain one or more representations identical or substantially similar to the following (the Listing Representations):
“We have applied to the listing committee of the Hong Kong Stock Exchange for the granting of listing of, and permission to deal in, our Shares in issue and to be issued pursuant to the Global Offering (including any Shares which may be issued pursuant to the exercise of the Over-allotment Option).
No part of our Shares is listed on or dealt in on any other stock exchange and no such listing or permission to list is being or currently proposed to be sought in the near future.”
Other Information
June 20, 2013 (2013) 36 OSCB 6394
(g) The Listing is sponsored by the Joint Sponsors for the Offering, BOCI Asia Limited and J.P. Morgan Securities (Far East) Limited, which are registered with the Hong Kong Securities and Futures Commission.
(h) The Filer seeks permission to include the Listing Representations in the Offering Memorandum to be provided to or made available to prospective Ontario purchasers.
The Director hereby gives the Permission pursuant to subsection 38(3) of the Securities Act (Ontario) provided that, at the time they are made, the Listing Representations are factually correct and are made in compliance with the rules of the Hong Kong Stock Exchange.
Yours truly,
“Shannon O’Hearn” Manager, Corporate Finance Ontario Securities Commission
Other Information
June 20, 2013 (2013) 36 OSCB 6395
25.2 Approvals
25.2.1 Zara Resources Inc. – s. 4(b)
Headnote
Consent given to OBCA corporation to continue under the laws of the Province of British Columbia.
Statutes Cited
Business Corporations Act, R.S.O. 1990, c. B.16, s.181. Securities Act, R.S.O. 1990, c. S.5, as am.
Regulations Cited
Regulation made under the Business Corporations Act, R.R.O. 1990, Reg. 289, as am., s. 4(b).
IN THE MATTER OF THE REGULATION MADE UNDER
THE BUSINESS CORPORATIONS ACT R.S.O. 1990 c. B.16
(the “OBCA”)
R.R.0. 1990, REGULATION 289/00, AS AMENDED
(the “Regulation”)
AND
IN THE MATTER OF ZARA RESOURCES INC.
CONSENT(Subsection 4(b) of the Regulation)
UPON the application of Zara Resources Inc. (the “Applicant”) to the Ontario Securities Commission (the “Commission”) requesting the consent from the Commission, pursuant to subsection 4(b) of the Regulation, for the Applicant to continue into the Province of British Columbia, (the “Continuance”) pursuant to Section 181 of the OBCA;
AND UPON considering the application and the recommendation of the staff of the Commission;
AND UPON the Applicant having represented to the Commission that:
1. The Applicant was incorporated under the OBCA by articles of incorporation effective October 9, 2012.
2. The Applicant’s registered and head office is located at 208 Queens Quay West, Suite 2506, Toronto, ON M5J 2Y5.
3. The authorized capital of the Applicant consists of an unlimited number of common shares (“Common Shares”), an unlimited number of series A preferred shares (“Series A Preferred Shares”), and an unlimited number of series B preferred shares (“Series B Preferred Shares”) of which there are currently issued and outstanding 33,396,005 Common Shares, 455,000 Series A Preferred Shares and 4,750,000 Series B Preferred Shares. The Common Shares of the Applicant are listed for trading on the Canadian National Stock Exchange under the symbol “ZRI”. The Applicant does not have any securities listed on any other exchange, except for the Canadian National Stock Exchange.
4. The Applicant intends to apply to the Director under the OBCA pursuant to Section 181 of the OBCA (the “Application for Continuance”) for authorization to continue into the Province of British Columbia under the Business Corporations Act (British Columbia), S.B.C. 2002, c. 57 (the “BCBCA”) under its current name. The Applicant does not intend to change its name in connection with the Continuance.
Other Information
June 20, 2013 (2013) 36 OSCB 6396
5. Pursuant to subsection 4(b) of the Regulation, the Application for Continuance must, in the case of an “offering corporation” (as the term is defined in the OBCA), be accompanied by a consent from the Commission.
6. The Applicant is an “offering corporation” under the OBCA and is a reporting issuer under the Securities Act(Ontario) R.S.O. 1990, c. S.5, as amended (the “Act”), and is also a reporting issuer under the securities legislation of British Columbia and Alberta. The Applicant is not a reporting issuer or the equivalent in any other jurisdiction.
7. The general nature of the Applicant’s business is exploration, development, exploitation and acquisition of mineral properties.
8. The Applicant’s only subsidiary is Leo Resources Inc., which is wholly-owned by the Applicant.
9. The Applicant is not in default under any provision of the OBCA and the Act, or any of the regulations or rules made under the OBCA and the Act or under the securities legislation of any other jurisdiction in which it is a reporting issuer.
10. The Applicant is not a party to any proceeding or, to the best of its information, knowledge or belief, any pending proceeding under the OBCA and the Act or under the securities legislation of any other jurisdiction where it is a reporting issuer.
11. A summary of the material provisions respecting the proposed Continuance was provided to the shareholders of the Applicant in the management information circular of the Applicant dated April 5, 2013 (the “Circular”) in respect of the Applicant’s special meeting of shareholders held on May 14, 2013 (the “Meeting”). The Circular was mailed to shareholders of record at the close of business on April 4, 2013 and was filed on SEDAR on April 8, 2013.
12. In accordance with the OBCA and the Act and the Applicant’s constating documents, the special resolution of shareholders to be obtained at the Meeting in connection with the proposed Continuance (the “Continuance Resolution”) required the approval of a minimum majority of 66 2/3% of the aggregate votes cast by the shareholders present in person or by proxy at the Meeting. Each shareholder is entitled to one vote for each Common Share held.
13. The Applicant’s shareholders had the right to dissent with respect to the proposed Continuance pursuant to Section 185 of the OBCA, and the Circular disclosed full particulars of this right in accordance with the applicable law.
14. The Continuance Resolution was approved at the Meeting by 99.967% of the votes cast by the shareholders of the Applicant in respect of the Continuance Resolution. None of the shareholders of the Applicant exercised dissent rights pursuant to section 185 of the OBCA.
15. The Applicant believes that certain aspects of the BCBCA will better facilitate the Applicant’s business and affairs than the OBCA. In particular, the BCBCA will offer the Applicant greater flexibility with respect to the recruitment of non-resident directors.
16. Following the Continuance:
(a) the Applicant intends to remain a reporting issuer in Ontario and in each of the other jurisdictions where it is currently a reporting issuer;
(b) the Applicant’s registered office will be located in Vancouver, British Columbia; and
(c) the Applicant will apply to make the British Columbia Securities Commission its principal regulator.
17. The material rights, duties and obligations of a corporation governed by the BCBCA are substantially similar to those of a corporation governed by the OBCA.
AND UPON the Commission being satisfied that to do so would not be prejudicial to the public interest;
THE COMMISSION HEREBY CONSENTS to the continuance of the Applicant as a corporation under the BCBCA.
Other Information
June 20, 2013 (2013) 36 OSCB 6397
DATED at Toronto, Ontario this 7th day of June, 2013.
“Edward P. Kerwin” Commissioner Ontario Securities Commission
“Deborah Leckman” Commissioner Ontario Securities Commission
Other Information
June 20, 2013 (2013) 36 OSCB 6398
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June 20, 2013 (2013) 36 OSCB 6399
Index
AMI Partners Inc. Consent to Suspension (pending surrender).............6383
Argentium Resources Inc. Cease Trading Order ................................................6257
B&A Fertilizers Limited Cease Trading Order ................................................6257
Chi-X Canada ATS – Notice of Proposed Changes and Request for Comment
Marketplaces.............................................................6388
Cluster Asset Management Inc. Consent to Suspension (Pending Surrender)............6383
CNOOC Limited Decision ....................................................................6217
Coltstar Ventures Inc Order – s. 144 ...........................................................6253
Connor, Clark & Lunn Funds Inc. Change in Registration Category ..............................6383
CX2 Canada ATS – Notice of Proposed Changes and Request for Comment
Marketplaces.............................................................6388
Deloitte & Touche Corporate Finance Canada Inc. Name Change...........................................................6383
El-Bouji, Issam Notice from the Office of the Secretary .....................6215Order.........................................................................6247
Gladstone Pacific Nickel Ltd. Cease Trading Order ................................................6257
GLG EM Income Fund Decision ....................................................................6220
Global Educational Trust Foundation Notice from the Office of the Secretary .....................6215Order.........................................................................6247
Global Growth Assets Inc. Notice from the Office of the Secretary .....................6215Order.........................................................................6247
Global RESP Corporation Notice from the Office of the Secretary .....................6215Order.........................................................................6247
Henderson, Beryl Notice from the Office of the Secretary .....................6216
Order.........................................................................6256
Heritage Education Funds Inc. Notice from the Office of the Secretary .................... 6216
Order ........................................................................ 6248
ifici Inc. New Business Registration....................................... 6383
Information Services Corporation Order – ss. 4.1(2), 4.2 and Rule 56-501................... 6243
Investissements Excel Inc. New Registration ...................................................... 6383
Man Investments Canada Corp. Decision.................................................................... 6220
MaRS VXDecision.................................................................... 6230
Mint Technology Cease Trading Order................................................ 6257
New Hudson Television Corporation Notice from the Office of the Secretary .................... 6215
Order – ss. 127(1)(8) ................................................ 6240
New Hudson Television L.L.C. Notice from the Office of the Secretary .................... 6215
Order – ss. 127(1)(8) ................................................ 6240
New Moon Minerals Corp. Cease Trading Order................................................ 6257
Northland Resources S.A. Cease Trading Order................................................ 6257
Notice of Agreement among certain provincial securities regulators in support of the outsourcing and management of the System for Electronic Document Analysis and Retrieval (SEDAR), the System for Electronic Disclosure by Insiders (SEDI), the National Registration Database (NRD), and certain other Nationally Shared Information Technology Systems that Serve Securities Regulatory Purposes and Functions (CSA National Systems) Notice ....................................................................... 6210
Notice of Agreement among certain provincial securities regulators in respect of the ownership and licensing of the intellectual property comprising the System for Electronic Document Analysis and Retrieval (SEDAR), the System for Electronic Disclosure by Insiders (SEDI), and the National Registration Database (NRD) (CSA National Systems) Notice ....................................................................... 6211
Index
June 20, 2013 (2013) 36 OSCB 6400
Notice of Agreement among certain provincial securities regulators and the Investment Industry Regulatory Organization of Canada (IIROC) with respect to the administration and application of surplus funds generated by the operationof the National Registration Database (NRD)
Notice........................................................................6212
Notice of Agreement among certain provincial securities regulators with respect to the administration and application of surplus funds generated by the operation of the System for Electronic Document Analysis and Retrieval (SEDAR) and the System for Electronic Disclosure by Insiders (SEDI)of the National Registration Database (NRD)
Notice........................................................................6213
Notice of Effective Date – Technical Amendments to CDS Procedures – Termination of FINnet
Clearing Agencies.....................................................6390
Panel Discussion on Statutory ‘Best Interest’ Duty News Release...........................................................6214
PIMCO Canada Corp. Decision ....................................................................6222
Poynt Corporation Cease Trading Order ................................................6257
ProSep Inc. Cease Trading Order ................................................6257
ProSep Inc. Cease Trading Order................................................ 6257
Rheingold Exploration Corp. Cease Trading Order................................................ 6257
Salganov, James Dmitry Notice from the Office of the Secretary .................... 6215 Order – ss. 127(1)(8) ................................................ 6240
Singh, Margaret Notice from the Office of the Secretary .................... 6215Order ........................................................................ 6247
The Phoenician Fund Corporation I Cease Trading Order................................................ 6257
Tranzeo Wireless Technologies Inc.Order– s. 144 ........................................................... 6250
Triact Canada Marketplace LP – Notice of Commission Approval of Proposed Changes
Marketplaces ............................................................ 6385
White Hat Corporation Order – s. 1(6) of OBCA........................................... 6242
WPT Industrial Real Estate Investment Trust Decision.................................................................... 6226
Zara Resources Inc. Consent–s. 4(b)........................................................ 6395