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OUT-OF-STEP PROTECTION ENHANCEMENTS
D Hou and D A Tziouvaras
Schweitzer Engineering Laboratories, Inc., USA
ABSTRACT
Power systems are subjected to a wide range of small or
larger disturbances during operating conditions and they
are designed to survive disturbances caused by faults,
loss of a large generator, or line switching. The power
system typically adjusts to these disturbances and
continues to operate satisfactorily and within the desired
bounds of voltage and frequency. Multiple system
disturbances, howev er, could cause loss of synchronism
between interconnected power systems that lead to lossof generation and load, and sometimes to wide-area
blackouts. To mitigate the effect of these disturbances, it
is common practice to provide controls called special
protection systems that aid in maintaining system
stability. In addition, properly designed power systems
include out-of-step (00s) rotection systems that detectloss of angular instability and perform controlled
network islanding to preserve stability within smaller
networks. In this paper, we describe the application
philosophy of s protection systems in transmission
systems and discuss recent enhancements in the design
of out-of-step tripping (OST) and blocking protection
functions that improve the security and reliability of thepower system.
INTRODUCTlON
Power systems in the US ave experienced a number
of large disturbances in the last ten years, including the
largest blackout, which occurred on August 14, 2003 in
the Midwest and Northeast U.S. and impacted millions
of customers. The July 2, 1996 and August IO 1996
major system disturhances also impacted several million
customers in the W estern U.S. All of these disturbances
caused considerable loss of generation and loads and
had a tremendous impact on customers and the econom y
in general. Typically, these disturbances happen when
the power systems are heavily loaded and a number of
multiple outages occur within a short period of time,
causing power oscillations between neighboring utility
systems, low network voltages, and consequent voltageinstability or angular nstability.
It is very expensive to design a power system to
completely prevent very rare multiple outages and
withstand their consequences. To mitigate the effect of
these disturbances, it is common practice to provide
controls called special protection systems or remedialaction schemes. These special protection systems are
designed to avoid voltage or angular instability andminimize the effects of a disturbance. Special protection
systems include underfrequency an d u ndervoltage load-
shedding schemes, direct load and generation tripping,
and many other schemes (1).
Certain power system disturbances may lead to loss o f
synchronism between interconnected power systems. If
such a loss of synchronism occurs, it is imperative that
the system areas operating asynchronously are separated
immediately to avoid wide-area blackouts and
equipment damage. An effective mitigating way to
contain such a disturbance is through controlled
islanding of the power system using 00s protection
systems. Controlled system separation is achieved withan OST protection system at preselected network
locations. OST systems must he complemented with
out-of-step blocking (OSB) of distance relay elements,
or other relay elements prone to operate during loss of
synchronism or unstable power swings. OSB prevents
system separation from occurring at an y locations other
than the preselected o nes.
This paper illustrates the philosophy and application of
OST and OSB schemes. In addition, we discuss the
performance requirements of distance relays when faults
occur during a n 00s condition. While there are manychallenges presented to distance relay element5 in
correctly detecting faults after issuing an OSB, we
selectively present two of them: security against
external unbalanced faults, and correct faulted phase
selection of internal line faults to trip only the faulted
phase instead of all three phases.
s PROTECTlON PHILOSOPHY
The power system's response to a disturbance depends
on both the initial operating state of the system and the
severity of the disturbance. A fault on a critical elementof the power system, followed by its isolation by
protective relays, will cause variations in power flows,
network bus voltages, and m achine rotor speeds.
Depending on the severity of the disturbance and the
actions of protective relays and other power system
controls, the system may remain stable and return to anew equilibrium state, experiencing what is referred to
as a stable power swing. On the other hand, if the
system is transiently unstable, then it will cause large
separation of generator rotor angles, large swings ofpower flows, large fluctuations of voltages an d currents,
and eventually lead to a loss of synchronism between
groups of generators or between neighboring utilitysystems.
2004 S chw ei t ze r E ng i nee r ing Labs INC. USA. Rep rod uce d with kind permiss ion
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The philosophy of 00s relaying is simple and
straightforward avoid tripping of any power system
elements during stable swings and protect the power
system during unstable or 00s conditions. When twoareas of a power system or two interconnected systems
lose synchronism, the systems must be separated from
each other quickly and automatically in order to avoidequipment damage and shutdown of major portions of
the power system. Uncontrolled tripping of circuit
breakers during an 00s condition could cause
equipment damage and pose a safety concern for utility
personnel. Therefore, a controlled tripping of certain
power system elements is necessary in order to prevent
equipment damage and widespread power outages, andminimize the e ffects of the disturbance.
Effect of s Condit ion on Transmiss ion Line
Relays an d Relay Systems
The loss of synchronism between power systems, or
between a generator and the power system, affects
transmission line relays and systems in various ways.Some relay systems, such a s segregated line differentialrelays, do not respond to an 00s condition. Directional
and nondirectional instantaneous overcurrent and
distance relays may operate during stable or unstable
power swings. Operation of these relays during a power
swing will cause undesired tripping of transmission
lines or other power system elements, thereby
weakening the system and possibly leading to cascading
outages and the shutdown of major portions of the
power system.
Instantaneous -pha se overcurrent relays will operate
during 00s conditions if the line current during the
swing exceeds the minimum pickup setting of the relay.
Likewise, directional instantaneous overcurrent relaysmay operate if the swing current exceeds the minimumpickup setting of the relay and the polarizing and
operating signals have the proper phase relationship
during the swing. Voltage-restrained or voltage-
controlled current relays used for backup protection of
generators are also prone to operate during power
swings or 00s conditions. Time-overcurrent relays
may o r may not operate, depending on the swing current
magnitude and the time delay settings of the relay.
Phase distance relays measure the positive-sequence
impedance for three-phase and two-phase faults. The
impedance measured by distance relays at a line
terminal during an 00s condition varies as a function
of the phase angle separation 6 between the twoequivalent system source voltages 2) . Distance relay
elements will operate during a power swing, stable or
unstable, if the swing locus enters the distance relay
characteristic. Zone distance relay elemen ts with no
intentional time delay are' most pron e to operate during
a power swing. Zone 2 distance relay elements used in
pilot relaying systems, such as blocking or permissive
type relay systems, are also prone to operate during,
power swings. Backup zone step distance relay elements
may or may not operate during a power swing,
.
depending on their time-delay setting and the time ittakes for the swing imped ance locus to traverse through
the relay characteristic.
It is important to recognize that the relationship between
the distance relay polarizing memory and the measured
voltages and currents plays a critical role in whether adistance relay will operate during a power swing.
Another important factor in modem distance relays is
whether the distance relay has a frequency-tracking
algorithm to track system frequency. Relays without
frequency tracking will experience voltage polarization
memory rotation with respect to the measured voltages
and currents. Furthermore, the relative magnitude of the
protected line and the equivalent system source
impedances is another important factor in the
performance of distance relays during power swings. If
the line positive-sequence impedance is large when
compared with the system impedances, the distance
relay elements may not only operate during unstahle
swings but may also operate during swings from which
the power system may recover and remain stable.
s Detect ion Method s and Types of Schemes
A short circuit is an electromagnetic transient process
with a short time constant. The apparent impedance
moves from the prefault value to a fault value in a very
short time (a few milliseconds). On the other hand, a
power swing is an electromechanical transient process
with a time constant much longer than that of a fault.
The rate of change of the positive-sequence impedance
is much slower during a power swing or 00s condition
than during a fault, and it depends on the slip frequency
of the 00s.The fundamental method for discriminating
between faults and power swings is to track the rate of
change of measured apparent impedance, because theimpedance measurement by itself cannot be used to
distinguish an 00s condition from a phase fault.
The difference in the rate of change of the impedance
has been traditionally us+d to detect an 00s condition
and then block the operation of distance protection
elements before the impedance enters the protective
relay operating characteristics. Actual implementation
of measuring the impedance rate of change is normally
performed though the use of two impedance
measurement elements together with a timing device. If
the measured impedance stays between the two
impedance measurement elements for a predetermined
time, then an 00s is declared and an OSB signal is
issued to block the distance relay element operation.
Impedance measurement elements with different shapes
have been used traditionally for the detection of OOS,including double blinders, concentric polygons, and
concentric circles.
To guarantee that there is enough time to cany out
blocking of the distance elements after an 00s is
detected, the inner impedance measurement element of
the 00s detection logic must he placed outside the
largest distance protection region that is to b e blocked.
The outer impedance measurement element for the 00s
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detection has t t b e placed away from the load region to
prevent inadvertent OSB logic operation caused by
heavy loads.
s Tripping a nd Blocking Funct ions
There are basically two functions related to 00sdetection. The first function is the OSB protection
function that discriminates faults from stable or unstable
power swings. The OSB function blocks relay elements
prone to operate during stable and/or unstable power
swings to prevent system separation in an indiscriminate
manner. In addition, the OSB function must unblock
and allow relay elements to operate for internal faults
that occur during an 00s condition.
The second function, the OST protection function,
discriminates between stable and unstable swings and
initiates network sectionalizing or islanding during lossof synchronism. OST schemes are designed to protect
the power system during unstable conditions, isolating
unstable generators or larger power system areas fromeach other with the formation of system islands, in order
to maintain stability within each island by balancing the
generation resources with the area load.
To accomplish this, OST systems must he applied at
preselected network locations, typically near the
network electrical center, and network separation must
take place at such points to preserve a close halance
between load and generation. Where a load-generation
balance cannot be achieved, some means of shedding
nonessential load or generation will have to take place
to avoid a complete shutdown of the area.
As we discussed earlier, many relay systems are prone
to operate at different locations in the power system
during an 00s condition and cause undesired tripping.Therefore, OST systems must he complemented with
OSB functions to prevent undesired relay system
operations, to prevent equipment dam age and shutdown
of major portions of the power system, and to achieve a
controlled system separation.
Typically, the location of OST relay systems determines
the location where system islanding takes place during
loss of synchronism. However, it may be necessary in
some systems to separate the network at a location other
than the one where OST is installed. This is
accomplished with the application of a transfer trippingtype of scheme.
Uncontrolled tripping during 00s conditions can cause
damage to power system breakers due to transientovervoltages that appear across the breaker contacts
when switching a line that contains the electrical center
of a transmission system. The maximum transient
recovery voltage occurs when the relative phase angleof the two systems is 180 during the 00s condition.
To adequately protect the circuit breakers and ensurepersonnel safety, most utilities do not allow
uncontrolled tripping during 00s conditions and
restrict the operation of OST relays when the relative
voltage angle between the two systems is between -90and 90 degrees.
Application of OST and O S B F unc ti ons
While the 00s relaying philosophy is simple, it is often
difficult to implement in a large power system becauseof the complexity o f the system and the different
operating conditions that must he studied. The selection
of network locations for placement of OST systems can
hest he obtained through transient stability studies
covering many possible operating conditions. Themaximum rate of slip is typically estimated from
angular chang e versus time plots from stability studies.
With the above information at hand, reasonable settings
can be calculated for well-designed OST relaying
schemes.
The recommended approach for 00s relaying
application is summarized below:
Perform system transient stability studies to identify
system stability constraints based on many operatingconditions and stressed-system operating scenarios.
The stability studies will help identify the parts ofthe power system that impose limits to angular
stability, generators that are prone to go 00s during
system disturbances, and those that remain stable.
The results of stability studies are also used to
identify the optimal location of OST and OSB
protection relay systems.
Determine the locations of the swing loci during
various system conditions and identify the optimal
locations to implement the OS T protection function.The optimal location for the detection of the 00scondition is near the electrical center of the power
system. However, we must determine that thebehavior of the impedance locus near the electrical
center would facilitate the successful detection o f
00s.
Determine the optimal location for system
separation during an 00s condition. This will
typically depend on the impedance between islands,
the potential to attain a good loadgeneration
balance, and the ability to establish stable operating
areas after separation. High impedance paths
between system areas typically represent appropriate
locations for network separation.
Establish the maximum rate of slip between systems
for 00s timer setting requirements, as well as the
minimum forward and reverse reach settingsrequired for success%l detection of s conditions.
The swing frequency of a particular power system
area or group of generators relative to another power
system area or group of generators does not remain
constant. The dynamic response of generator control
systems, such as automatic voltage regulators, and
the dynamic behavior of loads or other power
system devices, such .as SVCs and FACTS, can
influence the rate of change of the impedance
measured by 00s protection devices.
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For OSB schemes, the 00s logic uses two
concentric polygons: an outer zone and an innerzone. Two factors affect the 00s outer and inner
zones impedance settings: the outermost
overreaching zone of phase distance element you
want to block, and the load impedance the relaymeasures during the maximum anticipated load. The
inner zone must be set to encompass the outermost
overreaching zone of phase distance element you
have selected for OSB. Set the outermost zone suchthat the minimum anticipated load impedance locus
is outside the outermost zone. The 00s block timedelay is set based on the settings of the inner and
outer resistance blinders and the fastest stable swing
frequency.
For OST schemes, the OST inner zone is set at a
point along the 00s swing trajectory beyond which
the power system cannot regain stability. The OSTouter zone is set such that the minimum anticipated
load impedance locus is outside the outermost zone.
The OST time delay is set based on the settings of
the inner and outer zone resistance blinders and the
fastest 0 0 s swing frequency expected or
determined from transient stability studies.
Earlier OST schemes were designed to operate when
the two system angles were greater than 270 degrees
and were moving closer to one another. This trippingis referred to as trip-on-the-way-out (TO WO ).
TOW O has a softer impact on the breakers involved
because the transient recovery voltage that results
from tripping at a smaller angle between the two
systems is more favorable. stability studies in someinterconnected power systems could point out that
waiting to trip until the relative phase ang le .o f the
two systems reaches 270' or more may causeinstability of other areas within each subsystem.
Therefore, if the TOWO technique is deemed to he
too slow, then tripping before the systems reached arelative phase angle of 90°-120 may he desirable.
This is referred to as trip-on-the-way-in (TOW I).
The TOWI technique can prevent severe voltagedips in the power system and potential loss of loads.
TOW1 is also reserved for very large systems whose
angular movement with respect to one another isvery slow and where there is a real danger that
transmission line thermal damage may occur if
tripping is delayed until a more favorable angle
between the two systems is reached. Care should he
exercised in such an application, because the
tripping command to the circuit breakers is issuedwhen the relative phase angles of the two systems is
close to 180 and poses higher circuit breaker OST
duty.
dependability, selectivity, sensitivity, security, and
speed. However, due to the nature of the 00s and the
response of distance relay elements during system OOS,
it is almost impossible to demand and achieve distanceelement performance similar to that under normal
system fault conditions.Many utilities do not have clear performance
requirements for distance relays during system 00sconditions because of the rare occurrence of these
events. We hope that the following discussion will
promote the awareness of distance relay element
response during system 00s and how to use modem
relays to satisfy some of the requirements.
Faul ted Phase Selection
Single-pole tripping is an important method to minimize
the impacts to the power system after it is disturbed by
single-line-to-ground SLG) faults. To ensure that the
power system can he separated in a controlled manner
and that balanced subsystem operations can be achievedduring system OOS, it is extremely important that the
distance relays retain the single-pole tripping capabilityduring system 00s.However, as we shall see below, it
is quite difficult for the distance elements to discern the
faulted phase during system 00s.
IB 6 6 m e4 si
m n i C i S l
FIGURE I Distance Calcu lations for a BG Fault DuringSystem 00s
The upper plot of FIGURE 1 shows the distance
calculations for A-phase, B-phase, and C-phase
elements for a B-phase-to-ground fault at the end of a
line. The B-phase distance element calculation provides
the correct fault impedance. The distance calculations of
the unfaulted phases move into protection Zone 2 and
Zone 1 regions as the machine 6 approaches 180 . The
lower plot of FIGURE 1 shows the distance calculationsDISTANCE PROTECTION CHALLENGES of the phase elements. All phase distance calculations
DURING SYSTEM s EVENTS move into protection regions as the machine S
amroaches 180 during svstem 00s.. _Ideally, the performance requirements o f protective
relays under system 00s conditions should be identical One microprocessor-based relay the angle
to those under normal system operations in of difference of negative- and zero-sequence currents in its
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faulted-phase selection. For example, when the phase-
angle difference of negative- and zero-seque nce currents
falls into the -60 to 60 region, the fault-type selection
logic asserts FSA, indicating a selection of A-phase.
However, when FSA asserts, it could mean either an
A-phase ground fault or a BC double-phase ground
fault. The distance relay calculates both the A-phase
ground distance and BC-phase distance elements. F0r.a
normal fault without a system OOS, only one of the
distance elements gives an output and allows the relay
to trip correctly. However, as we saw in the previous
B-phase ground fault example during system OOS, even
if the relay correctly selects FSB, it will assert both
B-phase ground and CA-phase distance elements and
issue three-pole permissive and local trip for a SLG
fault.
F IGURE2 shows a patent-pending logic used to
correctly select the faulted phase under the difficult
situation of faults that occur d uring system 00s. t thetime that the relay asserts a phase selection output
during the OSB, the relay latches in correspondingground and phase distance calculations. The relay then
starts to integrate the differences between following
distance calculations and its latched value for both
ground and phase distance elements. If the ground
distance difference integration is less than the difference
integration of the phase distance with a margin, the
relay will declare the fault type as an SLG fault and
allow the ground distance element to generate a single-
pole trip output. Otherwise, the relay will declare a
multiphase fault type and initiate three-pole permissive
and local trips.
FIGURE 2 Fault Phase Selection Logic during Systems
Security Against External Faults
Distance relay element security during 00s for external
faults is traditionally achieved using 3 negative-
sequence overcurrent eleme nt with a coordinating delay
pickup timer to reset the OSB bit. This delay timer
provides sufficient time for the external fault to he
cleared by other responsible relays. FIGURE 3 showsthe logic diagram of a traditional OSB reset scheme.
The logic allows a phase distance element MPP tooperate for forward unbalanced faults detected by a
directional negative-sequence overcurrent (32QF, SOQ)
element after a time delay equal to UBD. The OSBrelay bit comes from the power swing detection logic,
indicating that the distance relay has already detected a
swing condition and blocked the distance elementsund er user-specified conditions.
FIGURE 3 Distance Elements With 00s Block and TimeDelayed S Q Reset
However, the UBD concept may he difficult to apply
when the system swing center moves as a function of
the source voltage magnitudes and the relative line and
source impedances during an .OOS, as FIGURE 4
shows.
X
FIGURE 4 The Location of 00s Center Is a Function of
Source Voltage M agnitudes
When the system 00s center falls within the line
section between stations R and S, the distance relays onthe line R-S would need a longer UBD than the relayson the line S-T so that they do not overreach for
external faults on the line S-T. However, if the swing
center moves to the line section S-T, then the UBD time
for the relays on this line should he longer than the
relays on the line R-S to achieve the same security for
faults on the line R-S. Therefore, it is difficult to apply
the UBD coordination time when swing center location
changes.
On parallel-line systems shown in FIGURE 5 it is
impossible to use the UBD time to coordinate with
external faults, because a fault internal to one pair of
relays on LI is external to the pair ofr elay s on L2.
67QF: Zone 2 67QR
6 7 QF Zone 27QF one 2
FIGURE Use POTT Scheme to Gain Protection SecurityDuring System 00s
To achieve security for external faults during system
OOS, one possible solution is to not reset the OSB hitfor the Zone 1 distance elements due to potential
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overreach. Instead, we can rely on the Zone 2 elements,
together with a Permissive Overreaching Transfer Trip
(POTT) scheme to gain the security.
For such a POTT scheme implementation, the distance
relays ’ must have two directional negative-sequence
overcurrent elements to reset the OSB for Zone I and
Zone 2 distance elements separately. The directional
negative-sequence overcurrent element that is used to
reset OSB for the Zone I element must have torque
control capability to allow users to disable resetting the
OSB bit for the Zone 1 elements as their application
requires.
Some utilities relax the security requirements for
external faults, recognizing the difficulties in achieving
the same performance achieved during system faults
without 00s. Typical security requirements of a major
utility regarding external faults are:
Distance elements must be secure to external
faults during system OOS, except for externalthree-phase faults
Distance elemen ts may trip on any external faults
if an OOS condition dev elops during a single-
pole open cond ition
Dependabil i ty
Distance elements must trip all internal faults during
system 00s. This requirement tests the relay sensitivity
to detect the negative-sequence current caused by
unbalanced faults during 00s. Sometimes it may be
difficult for the negative-sequence overcurrent element
to pick up and reset the OSB when the fault occurs at
the voltage peak in an 00s cycle. It is also required that
distance relays have an impedance rate-of-change
element to detect possible evolving three-phase faultsduring system OOS because three-phase faults in a
balanced network d o not produce any negative-sequence
currents.
In single-pole tripping applications, the power system
may become unstable after a successful clearing of a
SLG fault and during the pole-open period. In fact, the
lack of security requirements for faults under such
situations dictates that the distance relay reliably detect
the 0 0 s condition during the pole-open state, being
able to discern a fault occurrence, and then reset the
OSB bit dependably to allow the remaining distance
elements to operate.
SpeedTraditionally, negative-sequence overcurrent elements
are used with some time delay to reset the OSB
condition. This time delay is necessary to coordinate
with other protective devices in the event that the fault
is external to th e protected line section. For this reason,
some utilities relax the speed requirement and allow
distance elements to trip with a time delay for faults that
occur during system 00s However, as we discussed
earlier, a coordinating time delay is not necessary with
the proposed POTT scheme.
Selectivity
We showed earlier that all distance fault measurement
loops overreach protection zones simultaneously when
the 00s center falls on the protected line and a
subsequent fault occurs at a large machine 6 angle.
Therefore, it is not always possible for a distance relay
to perform single-pole tripping for SLG faults during
system 00s For this reason, some utilities relax the
security requirement and permit distance elements to
trip three-pole for internal SLG faults during system
00s
CONCLUSIONS ’ r
00s relaying systems prevent uncontrolled tripping of
transmission lines, minimize the extent of the
disturbance, and protect equipment from being
damaged, thus ensuring personnel safety and faster
service restoration.
OST systems should be applied at proper networklocations to separate the network during an OOS event
and create system islands, with balanced generation and
load deman d, that will remain in synchronism.
OST systems must be supplemented with OSB systems
to block relay elements prone to op erate during stable or
unstable power swings.
To preserve the protection security against external
faults during system OOS, block distance Zone 1
elements, use a negative-sequence overcurrent element
to only reset OSB for Zone 2 distance elements, and
rely on a POTT hipping scheme to guarantee thatdistance relays do not ove rreach for external faults.
The faulted phase selection logic ensures that distancerelays correctly identify if a fault is a single-phase or a
multiphase fault, and therefore keep their much-desired
single-pole tripping capability d uring system 00s.
REFERENCES
1. “Wide Area Protection and Emergency Controls”,
IEEE Power System Relaying Committee, 2002
Report, available at http:llwww.pes-psrc.org/
Kimbark, E. W., Sc.D, Power System Stability,
John Wiley and Sons, Inc., New York, 1950,
Vol 11.
Hou, D., Chen, S., and Turner, S . SEL Application
Guide AG97-13, “SEL-321-5 Relay Out-Of-StepLogic.”
4. Tziouvaras, D. and Hou, D. “Out-of-Step
Protection Fundamentals and Advancements,”
Proceedings of the 30th Annual Western Protective
Relay Conference, Spoka ne, Washington, October
21-23,2003,
2.
3.
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