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3170 J. Electrochem. Soc., Vol. 145, No. 9, September 1998 The Electrochemical Society, Inc. ature. Under low-voltage (200—1000 V) electron-beam exci- tation, efficiency increased with an increase in crystallite size and found to be independent of particle size. The high- er efficiency measured for powders with larger crystallites was attributed to a reduction in the number of nonradiative sites on the surface and in grain boundaries. A model was developed to predict the low-voltage CL efficiency of oxide phosphors as a function of crystallite size, particle size, and excitation voltage. An equation for the efficiency was derived which includes the backscattering factor, y, the fraction of radiative recombination sites, 5, and the effect of SBEs. An expression for S as a function of crystallite size and the number of grain boundaries was derived from sim- ple geometric considerations. Calculated values of S using this expression were found to increase with an increase in crystallite size but were independent of particle size. The number of absorbed electrons was adjusted to account for loss of efficiency due to SBEs. The model predicted efficien- cies that were in very good agreement with experimental results. The predicted efficiencies at higher voltages (>3 kV) using this model also correlate very well with measured results. This is the first model of CL efficiency that includes the effects of crystallite size and SBEs. Acknowledgments The financial support of this work by the California MICRO Program and the Phosphor Technology Center of Excellence (PTCOE) at the Georgia Institute of Technol- ogy is gratefully acknowledged. Thanks are given to Robert Walko and Robert Mays of Sandia National Labo- ratories in Albuquerque for use of their phosphor charac- terization facility. Manuscript submitted October 27, 1997; revised manu- script received March 18, 1998. The University of California at San Diego assisted in meeting the publication costs of this article. REFERENCES 1. K. A. Franz, W. G. Kehr, A. Siggel, and J. Wieczoreck, in Ullmann's Encyclopedia of Industrial Chemistry, Vol. A15, B. Elvers, S. Hawkins, and G. Schulz, Edi- tors, A15, VCH Publishers, Weinheim, Germany (1985). 2. B. G. Yacobi and D. B. Holt, Cathodoluminescence Microscopy of Inorganic Solids, Plenum Press, New York (1990). 3. L. Ozawa, Cathodoluminescence, VCH Publishers, New York (1990). 4. G. F. J. Carlick, Brit. J. Appl. Phys., 13, 541 (1962). 5. J. D. Kingsley and G. W. Ludwig, J. Electrochem. Soc., 117, 353 (1970). 6. G. W. Ludwig and J. D. Kingsley, J. Electrochem. Soc., 117, 348 (1970). 7. G. Gergely, J. Phys. Chem. Solids, 17, 112 (1960). 8. D. J. Robbins, J. Electrochem. Soc., 127, 2694 (1980). 9. M. L. F. Phillips, Proc. SPIE, 2408, 201 (1994) SPIE- Tnt. Soc. Dpt. Eng. 10. J. McKittrick, B. Hoghooghi, W. Dubbelday, K. Kavanagh, K. Kinsman, L. Shea, and E. Sluzky, Mater Res. Soc. Proc., 348, 519 (1994). 11. L. Ozawa and H. N. Hersh, Phys. Rev. Lett., 36, 683 (1976). 12. F Morehead, Phys. Rev. B., 17, 3432 (1978). 13. K. Ohno and T. Abe, J. Electrochem. Soc., 141, 1252 (1994). 14. J. S. Yoo and J. D. Lee, Asia Display, 647 (1995). 15. T. Welker and H. T. Hintzen, Abstract 652, p. 973, Elec- trochemical Society Extended Abstracts, Vol. 91-2, Phoenix, AZ, October 13-17, 1991. 16. L. E. Shea, J. McKittrick, 0. A. Lopez, and E. Sluzky, J. Am. Ceram. Soc., 79, 3257 (1996). 17. D. Balzar, J. Appl. Crystallogr., 25, 559 (1992). 18. G. Wyszecki and W S. Stiles, Color Science: Concepts and Methods, Quantitative Data and Formulae, 2nd ed., p. 256, John Wiley and Sons, Inc., New York (1982). Passivation of Cu by Sputter-Deposited Ta and Reactively Sputter-Deposited Ta—Nitride Layers Jui-Chang Chuang and Mao-Chieh Chen* Department of Electronics Engineering and Institute of Electronics, National Chiao-Tung University, Hsinchu 300, Taiwan ABSTRACT Sputter-deposited tantalum (Ta) and reactively sputter-deposited Ta—nitrid films were studied with respect to the pas- sivation capab,.ility against copper (Cu) oxidation in thermal °2 ambient. A 200 A Ta or Ta—nitride film was sputter—deposit- ed on a 2000 A Cu film using a Ta target in an Ar/N2 gas mixture. With Ta passivation, Cu was not oxidized at tempera- tures up to 400°C, which can be further improved by using passivation of an amorphous Ta—nitride film deposited in an appropriate condition. The absence of long-range defects in the Ta—nitride film was presumably responsible for this improvement. However sputtering-induced surface damage by excess N2 in the sputter gas mixture may reduce the passi- vation capability of Ta—nitride films. When the passivated Cu was oxidized, the Cu oxides always resided in the top sur- face region. That is, in the oxidation process, Cu diffused through the defects of the passivation layers to the outer surface. Introduction Copper (Cu) has been extensively studied as a potential substitute f or aluminum (Al) and Al-alloys in multilevel metallization of semiconductor devices.'-3 Compared with Al and Al-alloys, Cu has some beneficial factors, such as lower bulk resistivity (1.7 vs. 2.7 and >4.0 cm),14 high- er electromigration resistance,5 higher melting point,46 and lower reactivity with commonly used diffusion barri- er materials.6'7 However, Cu is worse than Al and Al-alloy in some aspects, such as difficulty in dry etching,8 poor adhesion to the dielectric layer" easy diffusion in silicon and SiO,, 9-13 deep-level trap in silicon, and Cu sillcide for- * Electrochemical Society Active Member. mation at low temperatures. Thus, the use of barrier lay- ers to reduce diffusion of Cu and to improve adhesion to dielectrics, especially 5i02,8'42' is of importance. The bar- rier/adhesion layers for Cu metallization have been exten- sively investigated and are mostly listed in Ref. 14. It is well known that Cu oxidizes easily in air and in humid ambient"'4 even at room temperature. This quality has deferred the application of Cu in integrated circuits. A proper technique of passivation against Cu oxidation must be developed for its widespread application.25 Several pas- sivation schemes to resist Cu oxidation in an oxidizing ambient have been studied,1" ranging from self-aligned passivation by (Al, Mg),26" (Ti, Cr),'8 and Nb,'9 or sidewall passivation'°"1 by Mo and TiN, formation of surface silt- cide," and B-implantation into Cu." ) unless CC License in place (see abstract). ecsdl.org/site/terms_use address. Redistribution subject to ECS terms of use (see 140.113.38.11 Downloaded on 2014-04-28 to IP
Transcript
Page 1: Passivation of Cu by Sputter-Deposited Ta and Reactively ... · a four-point probe. Scanning electron microscopy (SEM) was used to investigate surface morphology. X-ray photo-electron

3170 J. Electrochem. Soc., Vol. 145, No. 9, September 1998 The Electrochemical Society, Inc.

ature. Under low-voltage (200—1000 V) electron-beam exci-tation, efficiency increased with an increase in crystallitesize and found to be independent of particle size. The high-er efficiency measured for powders with larger crystalliteswas attributed to a reduction in the number of nonradiativesites on the surface and in grain boundaries. A model wasdeveloped to predict the low-voltage CL efficiency of oxidephosphors as a function of crystallite size, particle size, andexcitation voltage. An equation for the efficiency wasderived which includes the backscattering factor, y, thefraction of radiative recombination sites, 5, and the effect ofSBEs. An expression for S as a function of crystallite sizeand the number of grain boundaries was derived from sim-ple geometric considerations. Calculated values of S usingthis expression were found to increase with an increase incrystallite size but were independent of particle size. Thenumber of absorbed electrons was adjusted to account forloss of efficiency due to SBEs. The model predicted efficien-cies that were in very good agreement with experimentalresults. The predicted efficiencies at higher voltages (>3 kV)using this model also correlate very well with measuredresults. This is the first model of CL efficiency that includesthe effects of crystallite size and SBEs.

AcknowledgmentsThe financial support of this work by the California

MICRO Program and the Phosphor Technology Center ofExcellence (PTCOE) at the Georgia Institute of Technol-ogy is gratefully acknowledged. Thanks are given toRobert Walko and Robert Mays of Sandia National Labo-ratories in Albuquerque for use of their phosphor charac-terization facility.

Manuscript submitted October 27, 1997; revised manu-script received March 18, 1998.

The University of California at San Diego assisted inmeeting the publication costs of this article.

REFERENCES1. K. A. Franz, W. G. Kehr, A. Siggel, and J. Wieczoreck,

in Ullmann's Encyclopedia of Industrial Chemistry,Vol. A15, B. Elvers, S. Hawkins, and G. Schulz, Edi-tors, A15, VCH Publishers, Weinheim, Germany(1985).

2. B. G. Yacobi and D. B. Holt, CathodoluminescenceMicroscopy of Inorganic Solids, Plenum Press, NewYork (1990).

3. L. Ozawa, Cathodoluminescence, VCH Publishers,New York (1990).

4. G. F. J. Carlick, Brit. J. Appl. Phys., 13, 541 (1962).5. J. D. Kingsley and G. W. Ludwig, J. Electrochem. Soc.,

117, 353 (1970).6. G. W. Ludwig and J. D. Kingsley, J. Electrochem. Soc.,

117, 348 (1970).7. G. Gergely, J. Phys. Chem. Solids, 17, 112 (1960).8. D. J. Robbins, J. Electrochem. Soc., 127, 2694 (1980).9. M. L. F. Phillips, Proc. SPIE, 2408, 201 (1994) SPIE-

Tnt. Soc. Dpt. Eng.10. J. McKittrick, B. Hoghooghi, W. Dubbelday, K.

Kavanagh, K. Kinsman, L. Shea, and E. Sluzky,Mater Res. Soc. Proc., 348, 519 (1994).

11. L. Ozawa and H. N. Hersh, Phys. Rev. Lett., 36, 683(1976).

12. F Morehead, Phys. Rev. B., 17, 3432 (1978).13. K. Ohno and T. Abe, J. Electrochem. Soc., 141, 1252

(1994).14. J. S. Yoo and J. D. Lee, Asia Display, 647 (1995).15. T. Welker and H. T. Hintzen, Abstract 652, p. 973, Elec-

trochemical Society Extended Abstracts, Vol. 91-2,Phoenix, AZ, October 13-17, 1991.

16. L. E. Shea, J. McKittrick, 0. A. Lopez, and E. Sluzky, J.Am. Ceram. Soc., 79, 3257 (1996).

17. D. Balzar, J. Appl. Crystallogr., 25, 559 (1992).18. G. Wyszecki and W S. Stiles, Color Science: Concepts

and Methods, Quantitative Data and Formulae, 2nded., p. 256, John Wiley and Sons, Inc., New York(1982).

Passivation of Cu by Sputter-Deposited Ta and ReactivelySputter-Deposited Ta—Nitride Layers

Jui-Chang Chuang and Mao-Chieh Chen*

Department of Electronics Engineering and Institute of Electronics, National Chiao-Tung University,Hsinchu 300, Taiwan

ABSTRACT

Sputter-deposited tantalum (Ta) and reactively sputter-deposited Ta—nitrid films were studiedwith respect to the pas-sivation capab,.ility against copper (Cu) oxidation in thermal °2 ambient. A 200 A Ta or Ta—nitride film was sputter—deposit-ed on a 2000 A Cu film using a Ta target in an Ar/N2 gas mixture. With Ta passivation, Cu was not oxidized at tempera-tures up to 400°C, which can be further improved by using passivation of an amorphous Ta—nitride film deposited in anappropriate condition. The absence of long-range defects in the Ta—nitride film was presumably responsible for thisimprovement. However sputtering-induced surface damage by excess N2 in the sputter gas mixture may reduce the passi-vation capability of Ta—nitride films. When the passivated Cu was oxidized, the Cu oxides alwaysresided in the top sur-face region. That is, in the oxidation process, Cu diffused through the defects of the passivation layers tothe outer surface.

Introduction

Copper (Cu) has been extensively studied as a potentialsubstitute f or aluminum (Al) and Al-alloys in multilevelmetallization of semiconductor devices.'-3 Compared withAl and Al-alloys, Cu has some beneficial factors, such aslower bulk resistivity (1.7 vs. 2.7 and >4.0 cm),14 high-er electromigration resistance,5 higher melting point,46and lower reactivity with commonly used diffusion barri-er materials.6'7 However, Cu is worse than Al and Al-alloyin some aspects, such as difficulty in dry etching,8 pooradhesion to the dielectric layer" easy diffusion in siliconand SiO,, 9-13 deep-level trap in silicon, and Cu sillcide for-

* Electrochemical Society Active Member.

mation at low temperatures. Thus, the use of barrier lay-ers to reduce diffusion of Cu and to improve adhesion todielectrics, especially 5i02,8'42' is of importance. The bar-rier/adhesion layers for Cu metallization have been exten-sively investigated and are mostly listed in Ref. 14.

It is well known that Cu oxidizes easily in air and inhumid ambient"'4 even at room temperature. This qualityhas deferred the application of Cu in integrated circuits. Aproper technique of passivation against Cu oxidationmustbe developed for its widespread application.25 Several pas-sivation schemes to resist Cu oxidation in an oxidizingambient have been studied,1" ranging from self-alignedpassivation by (Al, Mg),26" (Ti, Cr),'8 and Nb,'9 or sidewallpassivation'°"1 by Mo and TiN, formation of surface silt-cide," and B-implantation into Cu."

) unless CC License in place (see abstract).  ecsdl.org/site/terms_use address. Redistribution subject to ECS terms of use (see 140.113.38.11Downloaded on 2014-04-28 to IP

Page 2: Passivation of Cu by Sputter-Deposited Ta and Reactively ... · a four-point probe. Scanning electron microscopy (SEM) was used to investigate surface morphology. X-ray photo-electron

J. Electrochem. Soc., Vol. 145, No. 9, September 1998 The Electrochemical Society, Inc. 3171

Table I. Sputtering gas and nitrogen content for Ta and Ta—nitride films.

A B C DSample identification (Ta) (Ta—nitride) (Ta—nitride) (Ta—nitride)

(12/3)23.5

(12/5)30.5

(12/12)30.5

In this study, thin films of tantalum (Ta) and Ta—nitridesare used as passivation layers against Cu oxidation,because Ta and Ta—nitrides are conductive4 and chemical—ly inert with Cu4'6'7 and have low solid solubility in Cu.6"7In addition, Ta and Ta—nitride are capable of withstandingCu diffusion337 and do not form intermetallic compoundat high temperatures. In the experiments conducted, sput-tered Ta and reactively sputtered Ta—nitride films weredeposited on the Cu surface to produce Ta or Ta—nitridecovered Ta/Cu/Si02/Si or Ta—nitride/Cu/Si02/Si structure,and then the passivation capability of Ta and Ta—nitridefilms against Cu oxidation were investigated.

ExperimentalFor sample preparation, the starting materials were p-

type, boron-doped, 3 in. diam Si wafers with nominal resis-tivity of 17—5 5 fi cm. After initial RCA cleaning,38 the Siwafers were thermally oxidized at 1050°C in steam atmos-phere to grow a 5000 A Si02. A Cu film 2000 A thick wassputter—deposited on the oxide layer, which was followedby a 200 A Ta or Ta—nitride film deposition on the Cu film.The Ta film was sputter—deposited using a pure Ta target(99.999% purity) in Ar ambient, while the Ta—nitride filmswere deposited by reactive sputtering using the same Tatarget in a gas mixture of Ar and N2 with various flow rates.All the gases used were of electronic grade.The base pres-sure of the deposition chamber was 5 X i0 Torr, and allfilms were sputtered at a pressure of 7.8 mTorr The dc sput-tering power was 150 W for all deposition of Ta andTa—nitride films. Table I summarizes the sputtering gas andsample identification for the sputtered Ta and reactivelysputtered Ta—nitride films. Percentage atomic concentra-tions of nitrogen determined from Auger electron spec-troscopy (AES) analysis are also listed. All wafers werediced into 1.5 X 1.5 cm pieces for further treatment. Toinvestigate the passivation capability of Ta and Ta—nitridefilms against Cu oxidation, the diced samples were ther-mally annealed in flowing °2 furnace for 50 mm at temper-atures ranging from 100 to 600°C. Electrical measurementand material analysis were used to characterize the passi-vation capability. Sheet resistance (Rs) was measured usinga four-point probe. Scanning electron microscopy (SEM)was used to investigate surface morphology. X-ray photo-electron spectroscopy (XPS) and X-ray diffraction (XRD)analysis were used for phase identification. Secondary ionmass spectroscopy (SIMS) and AES were used for depthprofile analysis.

Results and DiscussionOxidation of bare Cu films—Figure 1 shows the XRD

spectra of thermally annealed Cu/Si02/Si samples in flow-ing °2 ambient. The XRD spectra for the samples annealedat temperatures below 150°C showed no obvious changefrom that of the as-deposited one. When annealed at tem-peratures above 175°C, copper oxide phases includingCu20 and CuO appeared, as illustrated in Fig. la; theirappearance is entirely consistent with those reported inthe literature.223 The increasing signal of Cu20 phase withincreasing annealed time at an annealing temperature of200°C is illustrated in Fig. lb. Figure 2 illustrates the per-centage change of sheet resistance (Rs/Rs) for the ther-mally annealed Cu/Si02/Si samples. By comparing Fig. 2awith Fig. la and by comparing the annealing time depen-dence of the 2 00°C annealed sample shown in Fig. 2b withthe XRD spectra shown in Fig. lb it is found that the in—crease of sheet resistance corresponded to the appearance

of Cu oxide phases in the XRD spectra. At temperatureshigher than 200°C, for example 300°C, the oxidation of Cuproceeded quickly, and the sheet resistance rapidly in-creased (Fig. 2b). When annealed at lower temperatures,for example 100°C, sheet resistance decreased with the in-crease of annealing time, presumably due to grain growthand sputter damage healing.

Oxidation of Ta-passivated Cu films—Sample A.—Figures 3 and 4 show the change of sheet resistance andthe XRD spectra, respectively, for the thermally annealedTa—passivated samples of Ta/Cu/Si02/Si (sample A). Attemperatures up to 400°C, the sheet resistance showed amonotonic decrease, no signal of Cu oxide phase appearedin the XRD spectra. When annealed at 450°C, signals ofCuO phase appeared on the XRD spectra and the sheetresistance increased drastically. Figure 5 shows the surfacemorphology of sample A before and after the thermalannealing. The as-deposited Ta film of 200 A thickness hasa very smooth surface (Fig. 5a) with grain sizes estimatedto be in the order of film thickness. No obvious graingrowth was observed in the 400°C annealed sample, but avoid was found on the surface (Fig. Sb). As the annealingtemperature was raised to 450°C, CuO phase appeared andthe films became cracked (Fig. Sc) and peeled off from theSi02 substrate.

Figure 6 illustrates the XPS surface element survey39 forthe 400°C annealed sample A. By sequential analysis of thesurface region before and after Ar ion milling, we observed

(a)

(b)

Cu,0(1 11)

Si(200)

Cu0(20)

Cu 0(200

300 C,50 lain

Cu(l1I)

20DC,5Omjn

175 t,s0 mm

as-deposited

30 35 40 45 50 55 60 65

20 (degree)

Si(210)

Cu20 Cu(111)

20OC,50min

200 'C , 30

30 35 40 45 SO 55 60 65

29 (degree)Fig. 1. XRD spectra of bare Cu films thermally annealed in flow-

ing 02 ambient (a) for 50 mm at different temperatures and (b) at200°C for different periods of time.

Ar/N2 flow rates (seem)Nitrogen atomic concentration in

Ta or Ta-nitride films (atom %)

(12/0)

) unless CC License in place (see abstract).  ecsdl.org/site/terms_use address. Redistribution subject to ECS terms of use (see 140.113.38.11Downloaded on 2014-04-28 to IP

Page 3: Passivation of Cu by Sputter-Deposited Ta and Reactively ... · a four-point probe. Scanning electron microscopy (SEM) was used to investigate surface morphology. X-ray photo-electron

3172 J. Electrochem. Soc., Vol. 145, No. 9, September 1998 The Electrochemical Society, Inc.

Cl)

Cl)

U)

Cl)

Fig. 2. Sheet resistance change (in percentage) for bare Cu filmsthermally annealed in flowing 02 ambient as a function of (a)annealing temperature and (b) annealing time.

similar spectra and found no detectable signal of Cu pho-toelectron from the outermost surface to the underlying Talayer. Only photoelectron signals of oxygen and tantalumwere found and were determined to be elemental Ta andoxidized Ta (Ta205) phases. Cu photoelectrons were notdetected until the Ta and Ta2O mixed layer (in short, theTa—O layer) was ion milled away. These Cu photoelectronspreserved their elemental chemical state, and no oxygensignal was detected in the Cu layer. Figure 7 shows the

200

150

100U)50U)

10-50

100 200 300 400

Temperature (°C)Fig. 3. Sheet resistance change (in percentage) for sample A

thermally annealed in flowing 02 ambient as a function of anneal-ing temperature.

CuO(-1II)CuO(200) CuO(-202) CuO(-311)

jJ 450 'C. 50

Cu(1Il) Cu(200) 400 'C,50 mm

30 35 40 45 50 55 60 65

20 (degree)Fig. 4. XRD spectra of sample A before and after thermal anneal

in flowing 02 ambient.

SIMS depth profiles of compositional elements for ther-mally annealed sample A. The 400°C annealed sampleretained the basic passivated structure of Ta—O/Cu/Si02

Fig. 5. SEM micrographs showing surface morphology of sampleA (a) as-deposited, (b) 400°C annealed, and (c) 450°C annealed.

(a)Si(200)

400

300

200

100

050 100 150 200 250 300 350

Temperature (°C)

as-deposited

(b)100

80

60

40

20

0

-20-10 0

Time (mm)

(a)

(b)

(c0 500

) unless CC License in place (see abstract).  ecsdl.org/site/terms_use address. Redistribution subject to ECS terms of use (see 140.113.38.11Downloaded on 2014-04-28 to IP

Page 4: Passivation of Cu by Sputter-Deposited Ta and Reactively ... · a four-point probe. Scanning electron microscopy (SEM) was used to investigate surface morphology. X-ray photo-electron

J Electrochem. Soc., Vol. 145, No. 9, September 1998 The Electrochemical Society, Inc. 3173

>U)

wC

Binding Energy (eV)Fig. 6. XPS surface element survey for sample A annealed at

400°C.

(Fig. 7a), instead of pure Ta metal passivated Ta/Cu/Si02.After annealing at 450°C, the depth profile showed a layerof CuO (determined by XPS and XRD analysis) in the sur-face region while Ta was found under the copper oxidelayer (Fig. 7b).

The drastic increase of sheet resistance after annealing attemperatures above 400°C is clearly due to the Cu oxida-tion, while the monotonic decrease of sheet resistance at

I...

I-z00

CuO

UTa0.0 0.2 0.4 0.6 0.8 1.0

DEPTH (sm)Fig. 7. SIMS depth profiles of compositional elements for sample

A annealed at (a) 400 and (b) 450°C.

temperatures below 400°C results from sintering of Cu layer.The voids that appeared on the surface of the 400°C an-nealed sample (Fig. 5b) were presumably caused by the vol-ume expansion of Ta oxidation.4'67 At temperatures above400°C, it is presumed that oxidation reaction occurredbetween oxygen and copper which was thermally out-dif-fused through the voids and grain boundaries in the Ta andTa205 mixed layer. The capability of Ta passivation filmagainst Cu oxidation was found to be higher than 400°C.

Oxidation of Ta—nitride-passivated Cu films—SampleB.—Figures 8 and 9 show the change of sheet resistanceand the XRD spectra, respectively, for the thermally an-nealed Ta—nitride-passivated sample of Ta-nitride/Cu!Si02/Si (sample B). The sheet resistance increased drasti-cally after annealing at 450°C; however; the increase ofsheet resistance for sample B is much smaller than that forsample A, and no signal of Cu oxide phase was detected byXRD analysis for the 450°C annealed sample. This sug-gests that the passivation capability of the nitrogen-dopedTa-nitride film (sample B) is superior to the pure Ta layer(sample A).

Figure 10 shows the AES depth profiles of composition-al elements for the 45 0°C annealed sample B. It can be seenthat Cu, 0, and Ta all mixed together in the entire meas-ured region. Figure 11 illustrates XPS binding energies ofphotoelectrons for the surface compositional elements ofthe 450°C annealed sample B. The Cu 2P3/2 (Fig. ha) and 0is (Fig. 1 ib) spectra showed that the oxygen photoelec-trons were in the Cu20 state, while the Ta 4f712 (Fig. lic)and N is (Fig. lid) spectra indicated that the Ta photo-electrons were in the Ta2N as well as the Ta205 state.391This explains the broad spectrum of 0 is photoelectrons(Fig. llb).39 The drastic increase of sheet resistance (Fig. 8)was attributed to the mixing of Cu, 0, Ta, and N (Fig. 10),presumably the intermixing of Cu20, Ta205, and Ta2N. The

Temperature (°C)Fig. 8. Sheet resistance change (in percentage) of sample B ther-

mally annealed in flowing 02 ambient as a function of annealingtemperature.

1000900 800 700 600

(a)

(b)

U)

U)

1.0

200

150

100

50

0

-50

0.0 0.2 0.4 0.6 0.8

DEPTH (nm)0 100 200 300 400 500

108

1 o1 61 51 o1 o102

101

100

10-1

C.I..

I-z0C-)

Si(200) Cu(1 11) Cu(200)

450- I A400 °C, 50 mm

I i I

as-deposited

30 35 40 45 50 55 60 65

20 (degree)Fig. 9. XRD spectra of sample B before and after thermal anneal

in flowing 02 ambient.

) unless CC License in place (see abstract).  ecsdl.org/site/terms_use address. Redistribution subject to ECS terms of use (see 140.113.38.11Downloaded on 2014-04-28 to IP

Page 5: Passivation of Cu by Sputter-Deposited Ta and Reactively ... · a four-point probe. Scanning electron microscopy (SEM) was used to investigate surface morphology. X-ray photo-electron

3174 J. Electrochem. Soc., Vol. 145, No. 9, September 1998 The Electrochemical Society, Inc.

ft0 5 10 15 20 25 30

Sputter Time (mm)Fig. 10. AES depth profiles of compositional elements for sample

B annealed at 450°C.

missing of Cu oxide signal in the XRD spectrum (Fig. 9)suggests that the amount of Cu oxide phase was insignifi-cant except on the surface layer.

Figure 12 shows the surface morphology of the as-de-posited sample and the samples annealed at temperaturesimmediately below as well as above the temperature ofdrastic sheet resistance change. Voids of various sizes ap-peared on the surface of 400 and 450°C annealed samples(Fig. 12b and 12c) and presumably arose from the volumedifference between Ta-nitrides and Ta oxides.467 The Cu20cluster21'22 around the void on the 450°C annealed sample

(Fig. 12c) is evidence that Cu is the diffusion species duringthe oxidation reaction of copper and oxygen.

It was reported that by using the same sputtering condi-tion as employed in this study, the reactively sputtered500 A thick Ta—nitride film deposited on Si substrate wasnearly amorphous by the XRD analysis, while the sput-tered pure Ta film showed distinctly crystallized 13-Ta(XRD) peaks.34 Amorphism was also reported for the Ta2Nlayer deposited by reactive rf magnetron sputtering in (Ar+ N2) gas mixture.37 Nitrogen atoms stuffed14 in theTa—nitride grain boundaries might also contribute to theimprovement of passivation capability Nevertheless, wepresume that amorphism of the Ta2N layer was the princi-pal factor of passivation improvement.

Oxidation of Ta-nitride-passivated Cu fims.—Samples Cand D.—Figures 13 and 14 show the change of sheet resist-ance and the XRD spectra, respectively for the thermallyannealed sample C. The monotonic decreasing trend ofsheet resistance with annealing temperature stopped at300°C. After annealing at 400°C, the sheet resistanceincreased drastically and signals belonging to the CuOphase appeared in the XRD spectrum; moreover, the signalof Cu phase disappeared.

We investigated the 350°C annealed sample in more de-tail. Figure 15 illustrates the AES depth profiles of com-positional elements for sample C annealed at 350°C. It canbe seen that the surface of this sample was covered by alayer of mixing elements. This indicates that diffusion ofCu and oxidation of Cu had occurred to some extent,though the XRD spectrum revealed no signal of Cu oxidephase. The XPS analysis showed that the thermally an-

100

80

60

40

20

C)Cu

(b)932.7

Cu 2p312

(Cu20)

(a)

C

.0I-

U)Ca)C

(c)S.C

nI-

'ACC)S.C

I - I I . I . I

.0Lm

>1S.•Ca)

4800

3600

- Ols530.3

,,,,c\%\(U2O)S.

I S • I . I

12000

6000

1500

750

940 938 936 934 932 930 928 926

Binding energy (eV)

23.527.6 (Ta2N)

(Ta205)

536 534 532 530 528 526

Binding energy (eV)

Nis(Ta2N)

Ta 4f72(Ta2N)

(Ta205) I2800

2400

398.2

I- I . I . I, I I34 32 30 28 26 24 22 20

Binding energy (eV)

I . I . I . . I

404 402 400 398 396 394 392

Binding energy (eV)Fig. ii. XPS binding energies of photoelectrons for the surface compositional elements of sample B annealed at 450°C (a) Cu 2P3/2, (b)

0 is, (c) Ta 4f712, and (d) N is.

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200

150

100Cl)50U)

0

-500 100 200 300 400 500

Temperature (°C)Fig. 13. Sheet resistance change (in percentage) for sample C

thermally annealed in flowing 02 ambient as a function of anneal-ing temperature.

CuO(-1 11)

CuO(200)Co(2o2) CuO(-31 I)

400 C,SOmin

Cu(III)Cu(200) 350 t,50 mm

300t,50min

______ ________________ as-deposited

Fig. 14. XRD spectra of sample C before and after thermalanneal in flowing 02 ambient.

Sputter Time (mm)Fig. 15. AES depth profiles of compositional elements for sample

C annealed at 350°C.

nealed Ta—nitride remained the same as the as-depositedstate of hexagonal TaN.4'4° Furthermore, oxide phase wasdetected only on the surface of the passivation layer andwas determined to be Cu20. It is interesting to observe thatthe Cu 2p., photoelectrons underneath the TaN layer re-mained in the elemental state and that no oxygen signalwas detected. This is similar to the thermally annealedsample A in which case once the Ta—nitride-passivated Cuis oxidized, Cu oxides always exist on the outermost sur-face. This suggests that it is copper, not oxygen, that dif-fuses through the passivation layer during thermal Oannealing of Ta as well at Ta—nitride-passivated Cu films.

From the observations mentioned, it is found that thepassivation capability of TaN in sample C was inferior tothat of Ta2N in sample B. Further study on sample Drevealed that the passivation capability of Ta—nitride insample D was even worse than that of TaN in sample C.The poor passivation capability of these highly nitrogendoped Ta—nitride layers was due to film damages, asshown in Fig. 16 for surface morphology of as-depositedsamples C and D. These film damages were caused eitherby excess N plasma in the sputtering process4 or by ten-sile stress of the nitrides.47 Because of low diffusivity ofCu in Ta and Ta—nitrides at temperatures around 400°C,4film damages provided the efficient paths for Cu diffusionthrough the passivation layer. When the sample was ther-mally annealed the damage healing and the diffusion of Cuthrough the unhealed defects proceeded simultaneously.For sample C annealed at 350°C, the diffusion of Cu ceasedwhen the defect-related diffusion paths were blocked bythe damage healing; thus, CuO was present on the surfaceand the underlying Cu film retained its integrity (Fig. 15).However, as the annealing temperature was raised to400°C, CuO formed before the healing of damage (Fig. 14).For sample D, the film damage was so severe (Fig. 16b)that there were a large number of paths for copper and

J. Electrochem. Soc., Vol. 145, No. 9, September 1998 The Electrochemical Society, Inc. 3175

Si(200)

I

(a)

(b)

(c)

30 35 40 45 50 55 60 65

29 (degree)

180

60<40

20

0

Cu

2 4 6 8 10 12 14 16

Fig. 12. SEM micrographs showing surface morphology of sam-ple B (a) as-deposited, (b) 400°C annealed, and (c) 450°C annealed.

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oxygen to diffuse and react with each other; thus, theTa—nitride layer lost its passivation effect completely.

It has been reported that nitrogen decoration in the grainboundaries of Ta or Ta—nitride film can be beneficial in pre-venting Cu diffusion.3437 In this study, however, amorphousTa—nitride film of sample B revealed only a modest im-provement on the capability of passivation over the Ta film.For samples C and D, whose passivation layers were de-posited in Ar/N0 sputtering gas mixture with higher nitro-gen content, the damages or defects containing Ta—nitridefilms (Fig. 16a for sample C and Fig. 16b for Sample D)degraded the passivation capability. The effect of surfacedefects caused by excess N0 plasma in the sputtering gasmixture was further enhanced by the use of very thin(200 A) films. For practical applications, therefore, there isno benefit from using reactively sputtered Ta—nitride layers.Pure Ta passivation layer can resist oxidizing anneal at400°C for 50 mm without causing oxidation of the underly-ing copper. However, it is potentially possible to develop adamage healing process to improve the passivation capabil-ity of the reactively sputtered Ta—nitride films.

Summary and Conclusion

Sputtered tantalum (Ta) and reactively sputteredTa—nitride films were studied with respect to the passiva-tion capability against copper (Cu) oxidation in thermal02 ambient. A 200 A Ta or Ta—nitride film was sputter—de-posited on a 2000 A Cu film using a Ta target in an Ar/N2gas mixture. The Ta-passivated Ta/Cu/Si02/Si structurewas able to withstand a thermal annealing in 02 ambientat 400°C for 50 mm without causing Cu oxidation. The useof a Ta—nitride passivation layer sputter—deposited in anappropriate condition further improved the passivationcapability. Amorphism of the Ta—nitride film was presum-ably responsible for this improvement. However, sputter-induced surface damage by excess N2 in the sputtering gasmixture may degrade the passivation capability ofTa—nitride films, and this effect can be enhanced by the

use of very thin films. From the viewpoint of practicalapplications, therefore, the use of reactively sputteredTa—nitride film is not necessarily better than that of a pureTa passivation layer. Whichever we used, once the Ta orTa—nitride passivated Cu was oxidized, the Cu oxides(CuO or Cu20) always existed on the outermost surface.This suggests that it was copper, not oxygen, that diffusedthrough the passivation layer during the thermal 04annealing of Ta as well as Ta-nitride passivated Cu films.

AcknowledgmentsThe authors thank the Semiconductor Research Center

of National Chiao-Tung University for providing excellentequipment and processing environment. This study wassupported by the National Science Council, ROC, undercontact no. NSC-86-2215-E-009-040.

Manuscript submitted October 6, 1997; revised manu-script received May 11, 1998.

National Chiao-Tung University assisted in meeting thepublication costs of this article.

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) unless CC License in place (see abstract).  ecsdl.org/site/terms_use address. Redistribution subject to ECS terms of use (see 140.113.38.11Downloaded on 2014-04-28 to IP

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J. Electrochem. Soc., Vol. 145, No. 9, September 1998 The Electrochemical Society, Inc. 3177

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Intermediate Temperature Solid Oxide Fuel Cells Using a NewLaGaO3 Based Oxide Ion Conductor

I. Doped SmCoO3 as a New Cathode Material

Tatsumi Ishihara,* Miho Honda, Takaaki Shibayama, Hiroaki Minami, Hiroyasu Nishiguchi, and Vusaku Takita

Department of Applied Chemistry, Faculty of Engineering, Oita University, Oita 870-1121, Japan

ABSTRACT

LaGaO,-based perovskite oxides doped with Sr and Mg exhibit high ionic conductivity over a wide range of oxygenpartial pressure. In this study, the stability of LaGaO,-based oxide was investigated. The LaGaO,-based oxide was foundto be very stable in reducing, oxidizing, and CO2 atmospheres. Solid oxide fuel cells (SOFCs) using LaGaO,-based per-ovskite-type oxide as the electrolyte were studied for use in intermediate-temperature SOFCs. The power-generationcharacteristics of cells were strongly affected by the electrodes. Both Ni and LnCoO, (Ln:rare earth) were suitable for useas anode and cathode, respectively. Rare-earth cations in the Ln site of the Co-based perovskite cathode also had a sig-nificant effect on the power-generation characteristics. In particular a high power density could be attained in the tem-perature range 973—1273 K by using a doped SmCoO, for the cathode. Among the examined alkaline earth cations, Sr-doped SmCoO, exhibits the smallest cathodic overpotential resulting in the highest power density. The electricalconductivity of SmCoO3 increased with increasing Sr doped into the Sm site and attained a maximum at Sm0 ,Sr,,CoO3.The cathodic overpotential and internal resistance of the cell exhibited almost the opposite dependence on the amount ofdoped Sr. Consequently, the power density of the cell was a maximum when Sm0 ,Sr,,CoO, was used as the cathode. Forthis cell, the maximum power density was as high as 0.58 W/cm2 at 1073 K, even though a 0.5 mm thick electrolyte wasused. This study revealed that a LaGaO,-based oxide for electrolyte and a SmCoO,-based oxide for the cathode arepromising components for SOFCs operating at intermediate temperature.

IntroductionSOFCsprovide a new and clean electric power generation

system. At present, Y,O,-stabilized ZrO, (YSZ) is common-ly used as the electrolyte of the SOFC. Because the oxide-ion conductivity of YSZ is insufficient for the electrolyte offuel cells, a thin electrolyte film without gas leakage, and anexcessively high operating temperature such as 1273 K areessential for achieving the high power density of SOFCswhen YSZ is used as electrolyte. All advantages of SOFC,such as high efficiency and a variety of usable fuel, can beobtained at decreased temperatures such as 1073 K.Furthermore, the choice of the matertals for cell stackingbecomes wider; in particular, inexpensive refractory metalssuch as a stainless steel become usable by decreasing theoperating temperature to 1100 K. Consequently, a decreasein operating temperature is of great importance for the de-velopment of inexpensive but reliable cells.' Decreasing theoperating temperature requires an active electrode, i.e., acathode catalyst, and an electrolyte with low resistance.Ceria doped with Gd or Sm is under investigation for theelectrolyte of SOFCs operable in a decreased temperaturerange.' However, ceria-based oxides exhibit n-type semi-conduction in a reducing atmosphere,2 which significantly

* Electrochemical Society Active Member.

decreases the open-circuit potential from the theoreticalvalue.' In addition, some fuel is consumed by leaking oxy-gen due to an internal short-circuited state of electrolytesdue to the presence of free electrons. It is also reported thatexpansion due to reduction causes severe stress on elec-trolytes, which sometimes becomes higher than the intrtnsicmechanical strength of CeO2 electrolyte.4" Therefore, thereare some problems which should be solved for a CeO,-basedoxide cell. The preparation of very thin YSZ films is alsobeing investigated for intermediate-temperature SOFCs;'however, reliability becomes low when the thickness ofelectrolytes becomes extremely thin and it is furthermoreanticipated that power density may become unstable byusing a very thin YSZ film for the electrolyte. In the case ofYSZ, it is reported that the oxide-ion conductivity de-creases gradually with time.7 This phenomenon is called anannealing effect and seems to be caused by a phase transi-tion from a stabilized cubic phase to a tetragonal phase orchanges in grain-boundary properties.' The phase transi-tion is a diffusion-controlled process, and hence, the degra-dation of the ionic conductivity could be pronounced in thecase of an excessively thin film.

It is therefore of great importance to develop new elec-trolyte materials which exhibit high oxide ion conductionover a wide oxygen partial pressure range. Reports on ox-

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