8/3/2019 Patrick J Duggan Financial Disclosure Report for 2009

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,~o 1o I FINANCIAL DISCLOSURE REPORT Rcponin GovernmentReqR ~ , . 1 / 2 0 1 0 [ FO R C A L E N D A R Y E A R 2009 ( 5 u . s . c , a p p . . ~ , ~ l O t - le O

1. Pe rson Report ing ( la s t name, f i rs t , midd le in i t ia l) 2. Cour t or Organ iza t ion 3 . Da te n l ReportDUGGAN, PATRICK J . U,S, DISTRICT COURT 0 5 1 1 1 1 2 0 1 0

4 . Title (Aa icl~~ll judges ind ic ate ac tiv e or sen ior sta tu~; 5 a. Report Ty pe (c heek app rop ria le bpe ) 6. Repor t ing Per iodmagistrat~ judges indicate full- or parl-time} 01/01/2009] Nomination, D a t eU.S .D i s t r i c t J u dge - S c n io r S t a~s [] Initial [] Annual [] Final to12/31/2009

5 b . [] A m e n d e d R e p o r t~. Chamb er s o r O f f ic e A d d r e s s 8 . O n t h e b a s i s o f t h e in forma tion con ta ined in t h i s R e p o r t a n d a n ymodifica t ion~ pe rta in ing t h e r e t o , i t i s , in m y n p i n i u n , i n complianceTheodo re Levin U.S . Cou r thouse , Room 867 wi t h app l i c ab l e l aws an d r e gu l a t i on s .2 3 1 W . L a f a y e t te B o u l e v a r dDetroi t , Ivl ichigan 48226 Reviewing Off icer Date .. .

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE bo x for each part where )~ou have no reportable information. Sign on la.~t pag~

I . P O S I T I O N S . ~,~o,n,~,ai~a.,t o.6; seeW . ~-tJ offcling i~soucdam.)[--] N O N E ( N o reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITYI. partner L a k e F a r m D e v e l o p m e n t C o .

NONE (No reportable agreements.)~ pARTIES A~ T E R M S

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FINANCIAL DISCLOSURE REPORT N,.~ of P .. . . R ~ p o r t i . ~ n, , , ore,pr oPage 2 of 7 D U G G A N , P A T R I C K a . 0 5 / I 1 / 2 0 1 0

I l l . N O N - I N V E S T M E N T I N C O M E . (Redoing ~dividu , l ~nd spo.se ; see r , . ~7-~ o/~ .~ ~a~.~A. Fliers Non-Investment Income

N O N E (No r epor tab le non - inve s tmen t incom e . )~ SOURCE A~ ~PE ~COME( yo u ~ , n o l s p o u s e s )

1.2.3.4.

B , S p o u s e % N o n - ln v e s t m e n t I n c o m e - If sou awre married during anl, porlion of the reporting year, complete this section.(Dollar amount not required e.xcept for honoraria.)

NONE (No r epor tab le non - inve s tmen t income . )D A T E SOURCE AND TYPE

I.2.3.4.

IV. REIMBURSEMENTS -( Includes those to s pouse and dependent ch i ldren; see pp . 25-27 o f . f i ling in struct ions. )[7] NONE (No reportable reimbursements.)

SOURCE D A TES. LOCATION PURPOSE ITEMS PAID OR PROVIDEDi,2.3.4.5.

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Name of Person Reporting Date of ReportPageFINANCIAL 3 of 7 DISCLO SURE REPOR T ] DUGG AN, PATRICK J. 05/I 1/2010

V . G I F T S . a ~ t n d e s , h o , , to s ~ , o u s , o n d d e , e n d o , ~ e s ~ , e ~ ; , , , p , . : s - ~ t o ~ i ~ instruaio~)NONE ~o reportable g~s.)

SOURCE DESCR~TION VALU~I.2.3.4.5.

VI. 1,1l-~l~ lL~ l l l ~.~, (Includes those of spouse and dependent children; see pp. 32-33 of filing instroctions:)[~] NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE1.2.3.4.5.

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FINANCIAL DISCLO SURE REPO RT r ~ a m e o f P e r s o n R e p o r t i n g D i r e o f R e p o r tPage 4 of 7 DUGGAN, PATRICK J. 05/I 112010V II. INVESTMENTS and TRUSTS - i . ~ o m e . + t u e , t ...... tlon~ tTncludes those of xpou .... d dependent chi ldren; seepp. 34-60 of f i l ing ins truct ions . )D N ONE (No reportable income, assets, or transactions.)

A. B.

C ..I D. ]

Descr ip t ion of Asse t s In c om e d u r in g G ross v a lu e a t e n d Tra n s a c tion s d u r in g r e p or tin g p e r iod( i n c l u d i n g m ~s t a s s e t s ) r epor t ing pe r iod o f r e p o r l i n g p e r i od

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n l T y p e ( e . g . , V a l u e [ V a l u e T y p e ( e . g . , Date [ Value Gain I d e n t i t y o fe x e m p t f r o m p r i o r d i s c l os u r e C o d e I d i v . , r e n t , C o d e 2 [ M et h o d buy , s e l l , m m / dd /y y ] C od e 2 C od e I buye r / s e l l e r(A-H) o r i a t . ) (J-P) C o d e 3 r e d e m p t i o n ) I , ( J - P ) (A-H ) ( i f p r iv a t e

I. Lake Farm Develop. Co.- parcel of land, A Interest J WS teub en Coun ty , IN2. Merrill Lynch-Cash Mgmt Acct. A Dividend Sold 02/02/09 J A

3. V a n g u a r d P r i m e M o n e y M k! A c c l A D i v i d e n d J T

4. B a n k o f A me r i c a A Interes t J T5. Bank United A I n t e r e s t J T Bu y 01/07/09 J6. Peoples Trust Credit Un ion A I n t e r e s t J T Bu y 02/09/09 J7. Condominium - St. Augustine. FL D R e n t M W8. D o d g e & C o x F u n d s - I R A A D i v i d e n d K T9. V a n g u a r d F u n d s I RA A D i v i d e n d L T

1 0 . - Sma l l C a p I n d e x Sold 03 /27 /09 J AI. - M id C a p I n d e x A D iv id e n d Sold 03 /27 /09 J A

1 2 . -Prec ious Meta l s Sold 0M27/09 J A1 3 . - L on g T e r m B o n d Sold 03 /27 /09 J A1 4 . -Tot a l Marke t S tock Ind ex t B u y 06/11/09 J

1 5 . -Eu rope an S tock Index Inv .

1 6 . -Health Care Fund Inv.

1 7 . - 50 0 I n d e x F u n d l n v .

I . Income Gain Codes : A -$1,000 ol" less B *$1,001 - $2,500 C *S2 ,501 - S5 ,0~ D *S5.0~1 - SI 5.000 E * S 1 5 , 0 0 1 - $ 5 0 . 0 0 0( S C o lu nm s B I a n d D 4) F -$ 5 0,0 01 - S I0 0 ,0 0 0 G - $100 ,001 - $1 ,000 .000 I 1 1 - $ 1 . 0 0 0 , 0 ~ 1 - $ 5 , 0 0 0 , 0 0 0 H 2 = M o r e t h a n $ 5 , 0 0 0 ,0 0 02 . V a lue Cod es J -$15 .0 0 0 or le s s K -$15.001 ~ $50.000 L =$50 ,(XII - $100.000 M ~$100.001 - $250.00~( see Columns C I and Db) N -$ 25 0 .1XII - $ 5 00 .(~0 O -$ 5 00 .0 01 - $ 1.000 .000 P I -$ 1.00O.0Ol - $ 5 ,000 .000 P2 =$5 .0~0 .1~1 - $25 .000 .000P3 -$ 25 ,000 .001 $ 5 0 .000 .000 P4 =More than3 . Va lue Method Codes Q -Ap p ra is a l R .-Cos t (Rea l Es ta te On ly ) S =Asse s sment T -~Cash Markel(S e e C o h m m C 2 ) U -Book Va lue V -O t h e r W =Es t ima ted

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FINANCIAL D~SCLO SURE REPO RT N .... f Pc ....Report ing Ditc o f ReportPage 5 of 7 a V C ~ A N , P A T P a C K J. 0 S / ~ ~ 0 ~ 0

V I I . I N V E S T M E N T S a n d T R U S T S - i~o~. ~t.~. ~ .... ~o~ ancludts those of 3po~e and dependent chiMrn; ,ee pp. 34-60 of f!,ng i~tructions.)N O N E (No reportable income, ~sets, or tra~actions.)

A. B. C. D.Descr ip t ion of Asse t s I n c o m e d u r i n g G ro s s v a l u e a~ e nd T~nsactions during re~ing( i n c l u d h g t ~ s t ~ s c l s ) reporting ~i~ ofr~o~ing

(I) I (2) (I) (2) (I) (2) (3) (4) (5 )Pla~ "(X)" aRer ~ch ~s~t A~unt I T~ (e.g., Val~ Value T~ (e.g., Date Value Ga in Idenl i~ of

exempt from priordisclo~ C ~__~I I div.,ren~ Code 2 M~od ~ buy. sell, m~d~ C ~ 2 C~e I buyer/seller(A.H) [ or int_) (J-P) C~ 3 , r~cmption) . (J-P) (A-H) (if private(Q- W) ~ ~ansaction)

1 8. -GNMA Fund Bu y 03/27/09 J

19 . -Developed Market Index

2 0 . -Small Cap. Gro~h Index

2 1 . T. Rowe Price - Cap Appr~c. A Di v i d e n d Sold 03/27/09 J A

2 2 . T. Rowe Price Emerg. Mk~ A Dividend Sold 03/27/09 ~ A

2 3. T. Rowe Pfi~ To~I ~.Mkt A Dividend Sold 04/0~09 J A

2 4. Price Media Tech A Dividend Sold 03~7/09 J A

2 5. Black Rock SPS00 N o n e Sold 02/0~09 J A

2 6. Swan Valley Sch~l District A [nt.~iv. J T

2 7. Vang~rd Inflation Proteclion A Dividend J T Bu y I 1 / 1 9 / 0 9 J

2 8 . V~guard Emerging S~k A Dividend J T Bu y I 1 /1 9 /0 9 J

2 9 . Vanguard Precious Metals A Dividend J T Bu y 05/08/09 J

I . In c o m e : G a in C o d e s : A - $ 1 ,0 0 0 o I ~ s s B = $ ] ,0 0 1 - $ 2 ,5 0 0 C - $ 2 ,5 0 1 - S S ,0 0 0 D = S 5 ,0 0 1 - $ 1 5 ,0 0 0 E - $ 1 5 ,O 0 1 - $ 5 0 ,0 0 0( ~ C o lu m n s B I a n d D 4 ) F -$50.001 . $ | 00.000 G -$]00.(X)I - $1.000.000 HI =$1 .000 .001 - $5 .000 .000 H2 =More than $5.000.0002. Value Codes J -$15 .000 or k ss K =$15.00 ] - $ 50.000 L =$50.(~01 - $ 100.(~ M = $ 1 0 0 . 0 0 1 - $ 2 5 0 . 0 0 0(Se~ Colu ra r .$ CI and D3) N - $ 2 5 0 .C ~ 0 1 - $ 5 0 0 . 0 0 0 O =$ 50 0.0 01 o $ 1.0 00.00 0 P I ~$ 1.0 00 .~0 1 - $ 5.0 ~0 .0 90 P 2 = $ 5 . ( X ) 0 .0 0 1 - $ 2 5 . 0 0 0 . 0 0 0P.~ =$25 .000 .001 - $50. (~.0~ P4 = More than $ 50 .000 .0003 . Va lue Method Codes Q -Appra i sa l R -Cost (R~al Estate Only) $ =Asse s s r~:nt T -C.~sh Market(S~Colunm C2) U -Book Va lue V - .Othe r W =Est ima t~ l

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FINANCIAL DISCLOSURE REPORTPage 6 of 7 DUGGA N, P ATR I C K J. 05/I 1/2010VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

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FINANCIAL DISCLOSURE REPORT N,m, of Person Repor t ing D m t c o f R e p o t !Page 7 of 7 DUGG AN, P ATR I C K J. 05/11/2010

IX. CERTIFICATION.I c e r t if y t h a t a l l in fo rm a t i o n g i v e n a b o v e ( i n c l u d i n g i n fo rm a t i o n p e r t a i n i n g t o my s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , t f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i l h h e ld b e c a u s e i t m e t a p p l i c a b le ~ t a t u to r yp ro v i s i o n s p e rm i t t i n g n o n - d i s c l o s u r e .I f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r ia a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r te d a r e i nc o mp l i a n c e w i t h t h e p ro v i s i o n s o f 5 U . S . C . a p p . 5 01 e t . s e q ., 5 U . S . C . 7 3 5 3 ~ a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

NOTE: ANY I NDI VI DUA L W H O KN OW I NGLY AND W I LFULLY FALS I FIES OR FAI LS TO FI LE TH IS R EP OR T M AY BE S UB J EC T TO C IV I LAND CRI1VIINAL SANCTIONS (5 U .S.C. app . 104 )

FILING INSTRUCTIONSM a i l s i g n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s t o :

C o m m i t te e o n F i n a n c i a l D i s c l o s u reA d m i n i s t r a t iv e O f f i c e o f t h e U n i t e d S t a t e s C o u r tsS u i t e 2 -3 0 1One Columbus Circle, N.E.W a s h i n g t o n , D . C . 2 0 5 4 4