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Patterns of Conflict
John R. Boyd
Edited by Chet Richards and Chuck Spinney
Produced and designed by Ginger Richards
For information on this edition, please see
the last page. January 2007152
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Outline
Point of departure
Historical snapshots
Categories of conflict
Synthesis
ApplicationWrap-up
Epilogue
Sources
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Focus and direction
Mission
To make manifest the nature ofmoral-mental-physical
conflict
To discern a pattern for successful operations
To help generalize tactics and strategyTo find a basis forgrand strategy
Intent
To unveil the character of conflict, survival, and conquest
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Point of departure
Air-to-air
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Generalization
Need fighter that can both lose energy and gain energy
more quickly while outturning an adversary.
In other words, suggests a fighter that can pick and choose
engagement opportunitiesyet has fast transient
(buttonhook) characteristics that can be used to either forcean overshoot by an attacker or stay inside a hard turning
defender.
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Idea expansion
Idea of fast transients suggests that, in order to win, we
should operate at a faster tempo or rhythm than our
adversariesor, better yet, get inside adversarys
observation-orientation-decision-action time cycle or
loop.Why? Such activity will make us appearambiguous
(unpredictable) thereby generate confusion and disorder
among our adversariessince our adversaries will be unableto generate mental images or pictures that agree with the
menacing as well as fastertransient rhythm or patterns they
are competing against.
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Examples
Blitzkrieg vs. Maginot Line mentality (1940)
F-86 vs. MiG-15 (1951-53)
Israeli raid (1976)
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New conception
Action
Exploit operations and weapons
that:
Generate a rapidly changing
environment (quick/clear
observations, orientation
and decisions, fast-tempo,fast transient maneuvers,
quick kill)
Inhibit an adversarys
capacity to adapt to such an
environment (cloud or
distort his observations,orientation, and decisions
and impede his actions)
Idea
Simultaneously compress own
time and stretch-out adversary time
to generate a favorable mismatch
in time/ability to shape and adapt
to change
Goal
Collapse adversarys system into
confusion and disordercausing
him to over and under react to
activity that appearssimultaneously menacing as well
as ambiguous,chaotic, or
misleading.
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A-to-A and A-to-G
Recipe for generating confusionand disorder
Observations
Quick/clear scanning sensors
Suppressed/distorted signatures
Activity
Fire Quick shoot fire control systems and high speed weapons
Movement
High speed (supercruise)
Rapid energy gain and rapid energy loss coupled with high
turn rates and low turn radii High pitch rates/high roll rates/high yaw rates coupled with
ease of control
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Historical snapshots
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Human nature
Goal
Survive, survive on own terms, or improve our capacity for
independent action.
The competition for limited resources to satisfy
these desires may force one to:
Diminish adversarys capacity for independent action, or
deny him the opportunity to survive on his own terms, or
make it impossible for him to survive at all.
Implication
Life is conflict, survival, and conquest.
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In addressing any questions about conflict, survival, and
conquest one is naturally led to the
since both treat conflict, survival, and conquest in a very
fundamental way. In this regard, many sources (a few on
natural selection and many on war) are reviewed; manypoints of view are exposed.
Comment
11
Theory of evolution by natural selection
andthe conduct of war
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Impression
In examining these many points of view one is bombarded with the notion that:
It is advantageous to possess a variety of responses that can be applied
rapidly to gain sustenance, avoid danger, and diminish adversarys
capacity for independent action.
The simpler organismsthose that make-up man as well as man working
with other men in a higher level contextmust cooperate or, better yet,
harmonize their activities in their endeavors to survive as an organicsynthesis.
To shape and adapt to change one cannot be passive; instead one must
take the initiative.
Put more simply and directly: the above comments leave one with the impression
that variety/rapidity/harmony/initiative (and their interaction) seem to be key
qualities that permit one to shape and adapt to an ever-changing environment.With this impression in mind together with our notion of getting inside an
adversarys O-O-D-A loop we will proceed in our historical investigation.
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Historical pattern
Sun Tzu The Art of Warc. 400 B.C.
Theme
Harmony and trust
Justice and well being
Inscrutability and enigma
Deception and subversion
Rapidity and fluidity
Dispersion and concentration
Surprise and shock
Strategy
Probe enemys organization and
dispositions to unmask his strengths,
weaknesses, patterns of movement
and intentions.
Shape enemys perception of world
to manipulate his plans and actions.
Attack enemys plans as best policy.
Next best disrupt his alliances. Next
best attack his army. Attack cities
only when there is no alternative.
Employ chengand ch'imaneuvers to
quickly and unexpectedly hurl
strength against weaknesses.Desired outcome
Subdue enemy
without fighting
Avoid protracted war
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Historical pattern
Early commanders
Alexander
Hannibal
Belisarius
Jenghis Khan
Tamerlane
Impression
Early commanders seem
consistent with ideas of Sun
Tzu
Western commanders
more directly concernedwith winning the battle
Eastern commanders
closer to Sun Tzu in
attempting to shatter
adversary prior to battle
* Cheng/ch'imaneuver schemes were employed by early commanders to expose adversary
vulnerabilities and weaknesses (a la cheng) for exploitation and decisive stroke (via ch'i).
14
Action
Chengand ch'i*
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Historical pattern
Keeping in mind the ideas of Sun Tzu and ourcomments about early commanders, lets take a
look at an early tactical theme and some battle
(grand tactical) situations to gain a feel for the
different ways that the cheng/ch'igame has been
(and can be) played.
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Historical pattern
Tactical theme (from about 300 B.C. to 1400 A.D.)
Light troops (equipped with bows, javelins, light swords, etc.) perform reconnaissance,
screening, and swirling hit-and-run actions to:
Unmask enemy dispositions and activities.
Cloud/distort own dispositions and activities.
Confuse, disorder enemy operations.
Heavy troops (equipped with lances, bows, swords, etc.) protected by armor and shields:
Charge and smash thinned-out/scattered or disordered/bunched-up enemyformations generated by interaction with light troops; or
Menace enemy formations to hold them in tight, or rigid, arrays thereby make
them vulnerable to missiles of swirling light troops.
Light and heavy troops in appropriate combination pursue, envelop, and mop-up isolated
remnants of enemy host.
IdeaEmploy maneuveraction by light troops with thrust action of heavy troops to confuse,
break-up, and smash enemy formations.
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Battle of MarathonSeptember 12, 490 B.C.
Persian Fleet
Greeks
Persian Army
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Battle of Leuctra~July 6, 371 B.C.
Thebans
Spartans
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V. YE. Savkin The Basic Principles of Operational Art and Tactics
(1972) pages 7 and 203
Battle of Leuctra (371 B.C.)
At this battle Frederick Engels (according to Savkin)credited Epaminondas for having first discovered
and employed an unequal or uneven distribution
of forces across a front as basis to concentrate
forces for the main attack at the decisive point.
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Battle of Arbela*October 1, 331 B.C.
Parmenio Reserve
Line
Chariots
Alexande
r
Companions
DariusMazeus Bessus
*Also known as the Battle ofGaugamela
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Battle of Arbela (Phase II)
Parme
nio
Reserve Line
Alexander
Comp
anionsDariusMazeus
Be
s
sus
Persians FleePersians Flee
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Battle of CannaeAugust 3, 216 B.C.
Romans
Hannibal
Afidus
River
Opening Phase
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Battle of Cannae
Romans
Hannibal
Afidus
River
Final Phase
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Impression
Battles of Marathon, Leuctra, Arbela, and Cannae
emphasize an unequal distribution as basis for local
superiority and decisive leverage to collapse adversary
resistance.
on the other hand
The discussion (so far) provides little insight on how these
battle arrangements and follow-on maneuvers play uponmoral factors such as doubt, fear, anxiety, etc.
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Historical patternChingis Khan and the Mongols
Key asymmetries
Superior mobility
Superior communications
Superior intelligence
Superior leadership
Theme
Widely separated strategic
maneuvers, with appropriate
stratagems, baited retreats, hard-
hitting tactical thrusts, and swirling
envelopments to uncover andexploit adversary vulnerabilities and
weaknesses.
in conjunction with
Clever and calculated use of
propaganda and terror to play upon
adversarys doubts, fears, and
superstitions in order to undermine
his resolve and destroy his will to
resist.
Aim
Conquest, as basis tocreate, preserve, and
expand Mongol nation
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Mongol strategic maneuver(1219-1220)
Kizyl-Kum
KhawarizmState
Bokhara
Samarkand
Caspian
Sea
AralSea
Genghis Khan
Chagatai Jochi
Jebe
500 miles
OxusRiver
(Modern
Uzbekistan)
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? Raises nagging question ?
Even though outnumbered, why were Mongols able
to maneuver in widely scattered arrays without being
defeated separately or in detail?
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Historical patternsChingis Khan and the Mongols
MessageBy exploiting superior leadership, intelligence, communications, and mobility
as well as by playing upon adversarys fears and doubts via propaganda and
terror, Mongols operated inside adversary observation-orientation-decision-
action loops.
Result
Outnumbered Mongols created impressions of terrifying strengthbyseeming to come out of nowhere yet be everywhere.
hence,
Subversive propaganda, clever stratagems, fast breaking maneuvers, andcalculated terror not only created vulnerabilities and weaknesses but also
played upon moral factors that drain-away resolve, produce panic, and bring
about collapse.
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Battle of LeuthenDecember 5, 1757
Leuthen
Borna
Frederick
AdvanceGuard
ScheubergHill
Reserve
Austrians
Breslau
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Historical pattern
18th century theoreticians
Saxe
Bourcet
Guibert
Du Teil
Theme
Plan with several branches
Mobility/fluidity of force
Cohesion
Dispersion and concentration
Operate on a line to threaten alternative
objectives
Concentrate direct artillery fire on key
points to be forced
30
Action
Napoleon was deeply influenced by the ideas of the above men. In early campaigns (as a general) he applied these ideas
ofambiguity, deception, and rapid/easy movement to surprise and successively defeat fractions of superior forces. In
later campaigns (as emperor) he relied increasingly on massed direct artillery fire, dense infantry columns, and heavy
cavalry going against regions of strong, resistanceat an eventually crippling cost in casualties.
American colonists, Spanish and Russian Guerrillas, in unexpected ways, used environmentalbackground (terrain,
weather, darkness, etc.) and mobility/fluidity as basis fordispersion and concentration to harass, confuse, and
contribute toward the defeat of the British and French under Napoleon.
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Historical pattern
18th century theoreticians
Saxe
Bourcet
Guibert
Du Teil
Theme
Plan with several branches
Mobility/fluidity of force
Cohesion
Dispersion and concentration
Operate on a line to threaten alternative
objectives
Concentrate direct artillery fire on key
points to be forced
31
Action
Napoleon was deeply influenced by the ideas of the above men. In early campaigns (as a general) he exploited theseideas ofvariety and rapidity with harmony for ambiguity, deception, and rapid/easy movement in order to surprise and
successively defeat fractions of superior forces. In later campaigns (as emperor) he exchanged variety and harmony for
rigid uniformity via massed direct artillery fire, dense infantry columns, and heavy cavalry going against regions of strong
resistancethat resulted in an ever higher and crippling cost in casualties.
American colonists, Spanish and Russian guerrillas exploited variety and rapidity associated with environmental
background (terrain, weather, darkness, etc.) and mobility/fluidity of small bands with harmony of common cause against
tyranny/injustice as basis to harass, confuse, and contribute toward the defeat of the British and French under Napoleon.
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Impression
The ideas of Sun Tzu, Saxe, Bourcet, and Guibert
seem to be at home with either
regularorguerrilla warfare.
32
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Historical pattern
Napoleons art of war
Revolutionary army gifts to Napoleon
Moral and physical energy of citizen-soldiersand new leaders generated by the revolution
and magnified by successes against invading
allied armies
Subdivision of army into smaller self-
contained but mutually supporting units
(divisions)
Ability to travel light and live-off countrysidewithout extensive baggage, many supply
wagons, and slow-moving resupply efforts
Rapid march associated with 120 instead of
the standard 70 steps per minute
Discontinued adherence to 1791 Drill
Regulations pertaining to the well regulated
and stereotype use of column and line
formations for movement and fighting
Beneficial asymmetry
Mobility/fluidity of force dramatically betterthan that possessed by potential
adversaries.
? Raises question ?
How did Napoleon exploit this
superior mobility/fluidity of force?
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Historical pattern
Napoleons art of war
General features
Plan and resolution:
Evolve plan with appropriate variations each of which
correspond to probable or possible actions. Employ
Intelligence/recce units (spies, agents, cavalry, etc.) in
predetermined directions to eliminate or confirm
hypotheses concerning enemy actions thereby reduce
uncertainty and simplify own plans as well as uncover
adversary plans and intentions.
Security:
Generate misinformation, devise stratagems, and alter
composition of major formations to confuse and baffle
enemy agents, spies, etc. Employ screens of cavalry,
infantry, or both and make rise of natural features such
as terrain, weather, and darkness to mask dispositions
and cloak movements against enemy observation.
Strategic dispersion and tactical concentration:
Expand then contract intervals between force components in
an irregularand rapid fashion to cloud/distort strategicpenetration maneuvers yet quickly focus tactical effort
for a convergent blow at the decisive point.
Vigorous offensive action:
Seize initiative at the outset by attacking enemy with an ever-
shifting kaleidoscope of (strategic) moves and
diversions in order to upset his actions and unsettle his
plans thereby psychologically unbalance him and keep
initiative throughout.
Strategic theme
Use unified (or single) line of operations as basis formutual support between separated adjacent and
follow-on units.
Menace (and try to seize) adversary
communications to isolate his forces from outside
support or reinforcement and force him to fight under
unfavorable circumstances by the following actions:
Employ fraction of force to hold or divert
adversary attentionby feints,
demonstrations, pinning maneuvers, etc.
Exploit exterior maneuvers against
exposed flanks or interior maneuvers
thru a weak front to place (bulk of) forces
in adversarys flank and rear.
Set-up supporting centers (bases) of operation and
alternative lines of communication and keep (at least
some) safe and open as basis to maintain freedom of
maneuver.
Aim
Destroy enemy army
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35
Strategy of envelopment(idealized schematic)
corpsofobservation
curtain ofmaneuver
strategicbarrier
line
of
defense
Cheng
pinningforce
ch'i
maneuver force
LOCs
curtain ofmaneuver
strategicbarrier
line
of
defense
pinningforce
secondaryattack
mainattack
corpsof
observation
I. The Envelopment March II. The Reversed Front Battle
cavalry screen
corpsof
observation
cavalry screen
Source: David G. Chandler, Waterloo: The Hundred Days, 1980.
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Axxxx
Bxxxx
xxx
xxx
base base
Nxxxx
xxx
xxxxxx
xxx
xxxxxx
xxx
xxx
LOCLOC
I. Advance to Contact
cavalryscr
een
The strategy of central position(idealized schematic)
Axxxx
Bxxxx
xxx
xxx
base base
Nxxxx
xxx
xxx xxx
xxx
xxxxxx
xxx
xxx
LOCLOC
xx
II. The Double Battle
Axxxx B
xxxx
xxx
base base
xxx
xxx
I
LOC
xxx
xxx
xxx
xxx
xxx
xxx
I
I
I
I
overnight forced march
III. The Coup de Grace
36
Source: David G. Chandler,
Waterloo: The Hundred Days, 1980.
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Historical pattern
Napoleons art of war
Early tactics
The action was opened by a cloud of sharpshooters,some mounted, some on foot, who were sent forward to
carry out a general rather than a minutely-regulated
mission; they proceeded to harass the enemy, escaping
from his superior numbers by their mobility, from the effect
of his cannon by their dispersal. They were constantly
relieved to ensure that the fire did not slacken, and they
also received considerable reinforcement to increase their
over-all effect Once the chink in foes armour had
been revealed the horse artillery would gallop up andopen fire with canister at close range. The attacking force
would meantime be moving up in the indicated direction,
the infantry advancing in column, the cavalry in regiments
or squadrons, ready to make its presence felt anywhere or
everywhere as required. Then, when the hail of enemy
bullets or cannon balls began to slacken The soldiers
would begin to run forward, those in the front ranks
crossing their bayonets, as the drums beat the charge; the
sky would ring a thousand battle-cries constantly repeated:
En avant. En avant. Vive la Republique.
Later tactics
At the outset, a heavy bombardment would be loosedagainst the enemy formations, causing fearful losses if
they failed to seek shelter, and generally lowering their
power of resistance. Under cover of this fire, swarms of
voltigeurs would advance to within musketry range and
add a disconcerting nuisance element by sniping at
officers and the like. This preliminary phase would be
followed by a series ofheavy cavalry and infantry
attacks. The secret of these was careful timing and
coordination. The first cavalry charges were designed todefeat the hostile cavalry and compel the enemy infantry
to form squares, thereby reduce fire in any one direction
and enable the columns to get to close grips before the
enemy could resume his linear formation. The infantry
(deployed or not) and accompanying horse artillery would
then blaze a gap in the enemy formation and finally the
cavalry would sweep forward, again, to exploit the
breakthrough.
Essential point
Early tactics, without apparent design, operate in a fluid, adaptable manner to uncover, expand
and exploit adversary vulnerabilities and weaknesses while later tactics emphasize massed
firepower and stereotyped formations working formally together to smash adversary strength.
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Historical pattern
Napoleons art of war
Critique
Napoleon exploited ambiguity,
deception, and mobility at the strategic
level,
whereas,
He increasingly emphasized formal
battering ram methods and de-
emphasized loose, irregular methods(e.g. skirmishers) at the tactics level
via a return to, and increasingly heavy-
handed application of, the 1791 Drill
Regulations.
Why?
Napoleon emphasized the conduct of
war from the top down. He created and
exploited strategic success to procure
grand tactical and tactical success.
To support his concept, he set up a
highly centralized command and control
system which, when coupled with
essentially unvarying tactical recipes,
resulted in strength smashing into
strength by increasingly unimaginative,
formalized, and predictable actions at
lower and lower levels.
Result
Strategic maneuvers ambiguous and deceiving prior to tactical concentration; after concentration, maneuvers
stereotyped and obvious.
hence
Tactical maneuvers could not easily procure the victory because of their obvious, predictable nature.
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Which unveils
The Napoleonic spirit
Strategic fog followed by stereotyped and ruinous tactical
assaults.
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Historical pattern
Carl von Clausewitz On War1832
Character/nature of war
An act of policy to use violence to imposeones will upon another
Duel or act of human interaction directed
against an animate object that reacts
Uncertainty of information acts as an
impediment to vigorous activity.
Psychological/moral forces and effects
(danger, intelligence, emotional factors )either impede or stimulate activity.
Friction (interaction of many factors,
including those above) impedes activity.
Genius (harmonious balance of
mind/temperament that permit one to
overcome friction and excel at the complex
activity of war) changes the nature and
magnifies the scope of operations.
Strategy
Exhaust enemy by influencing him toincrease his expenditure of effort.
Seek out those centers of gravity upon
which all power/movement depend and, if
possible, trace them back to a single one.
Compress all effort, against those centers,
into the fewest possible actions
Subordinate all minor, or secondary,
actions as much as possible.
Move with the utmost speed.
Seek the major battle (with superiority of
number and conditions that will promise a
decisive victory).
Aim
Render enemy powerlesswith
emphasis on the destruction of
his armed forces40
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Historical pattern
Carl von Clausewitz On War1832
Critique
Clausewitz overemphasized decisive
battle and underemphasized strategic
maneuver.
Clausewitz emphasized method and
routine at the tactical level.
Why?
Clausewitz was concerned with trying to
overcome, or reduce, friction/uncertainty. He
failed to address the idea of magnifying
adversarys friction/uncertainty.
Clausewitz was concerned with trying to
exhaust adversary by influencing him to
increase his expenditure of effort. He failed toaddress, or develop, the idea of trying to
paralyze adversary by denying him the
opportunity of expend effort.
Clausewitz incorrectly stated: A center of
gravity is always found where the mass is
concentrated most denselythen argued that
this is the place where the blows must be aimed
and where the decision should be reached. He
failed to develop idea of generating many non-
cooperative centers of gravity by striking at
those vulnerable, yet critical, tendons,
connections, and activities that permit a larger
system to exist.
? Raises question ?
What does all this mean?
41
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Historical pattern
Carl von Clausewitz On War1832
42
MessageClausewitz did not see that many non-cooperative, or
conflicting, centers of gravity paralyze adversary by denying
him the opportunity to operate in a directed fashion, hence
they impede vigorous activity and magnify friction.
Likely result
Operations end in a bloodbathvia the well regulated
stereotyped tactics and unimaginative battles of attrition
suggested by Clausewitz.
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Historical pattern
Jomini 1861
Secret of success
the narratives of Frederick the Great: commenced to
initiate me in the secret which had caused him to gain
the miraculous victory of Leuthen. I perceived that this
secret consisted in the very simple maneuver ofcarrying the bulk of his forces upon a single wing of the
hostile army I found again, afterwards, the same
cause in the first successes of Napoleon in Italy, which
gave me the idea that by applying, through strategy, to
the whole chess-table of a war this same principlewhich Frederick had applied to battles, we should have
the key to all the science of war.
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Historical pattern
Jomini The Art of War1836
Key idea and supporting mechanism
Generalize oblique order associated with
Battles at Leuctra and Leuthen
Divide theater and its subordinate
components (zones, fronts, positions, etc.) into
three-subdivisionsa center and two wings
as basis to apply the Leuctra/Leuthen concept
in strategic and grand tactical maneuvers.
Set-up base(s) of operations and (alternative)
lines of communication for freedom to shape
and shift flow/direction of operations as basis
to apply Leuctra/Leuthen strategic and grand
tactical maneuvers.
Strategy/grand tactics
By free and rapid movements carry bulk of the forces
(successively) against fractions of the enemy.
Strike in the most decisive directionthat is to say
against the center or one wing or the center and one
wing simultaneously.
If possible, seize adversarys communications
(without losing ones own) and force him to fight on a
reverse front, by using bulk of forces to hit his flank
and take him in the rearwhile using detachments, as
needed, to block the arrival of reinforcements as well
as draw his attention elsewhere.
If the enemys forces are too much extended, pierce
his center to divide and crush his fractions separately.
To outflank and turn (envelop) a wing, hit enemy in
the flank and also contain him at the front.
An attack may be made simultaneously upon both
extremities but not when the attacking force is equal or
inferior (numerically) to the enemy.
Aim
To make evident a secret
for success in war
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Historical pattern
Jomini The Art of War1836
CritiquePreoccupation with form of operations, spatial arrangement
of bases, formal orders of battle, and tactical formations.
Lack of appreciation for the use of loose, irregular swarms of
guerrillas and skirmishers to mask own dispositions,
activities, and intentions as well as confuse and disorder
enemy operations.
Likely result
Operations become stereotypedunless one canappreciate Jominis ideas outside their formal underpinnings.
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Historical pattern
Napoleon, Clausewitz, Jomini
Key pointNapoleon, Clausewitz, and Jomini did not appreciate
importance of loose, irregulartactical arrangements and
activities to mask or distort own presence and intentions as
well as confuse and disorder adversary operations.
? Why ?
Major flaw
Napoleon, Clausewitz, and Jomini viewed the conduct of warand related operations in essentially one directionfrom the
top downemphasizing adaptability at the top and regularity
at the bottom.
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Emil SchalkSummary of The Art of War1862
There are three great maxims common to the whole science of war; they are:
1stConcentrate your force, and act with the whole of it on one part only of
the enemys force.
2ndAct against the weakest part of your enemyhis center, if he is
dispersed; his flank or rear, if concentrated. Act against hiscommunications without endangering your own.
3rdWhatever you do, as soon as you have made your plan, and taken the
decision to act upon it, act with the utmost speed, so that you may obtain
your object before the enemy suspects what you are about.
Caution
While these maxims by Schalk portray, in a general way, physical maneuvers
that can be used to realize ones purpose in war at the strategic level, they do not
address the non-adaptability and predictability (via the drill regulation mind-set)
that permeated 19th century maneuvers at the tactical level.
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Impact of 19th century technology on war
Key ingredientsRailroad/telegraph
Quick fire artillery
Machine gun
Repeating rifle
Barbed wire
Trenches
Early trendsEmphasis toward massed firepower and
large armies supported by rail logistics
Increased emphasis on a holding
defense and flanking or wide turning
maneuvers into adversary rear to gain a
decisionContinued use of frontal assaults by large
stereotyped infantry formations (e.g.
regiments, battalions), supported by
artillery barrages, against regions of
strong resistance
Result
Huge armies, and massed firepower and other vast needs supported through a narrow fixed logistics
network, together with tactical assaults by large stereotyped formations, suppressed ambiguity,
deception, and mobility hence surprise of any operation.
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f
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Technology and the art of war
The legacy of Napoleon, Clausewitz, and Jominis tactical regularity and the continued use of
large stereotyped formations for tactical assault, together with the mobilization of large armiesand massing of enormous supplies through a narrow logistics network, telegraphed any punch
hence minimized the possibility of exploiting ambiguity, deception, and mobility to generate
surprise for a decisive edge.
In this sense, technology was being used as a crude club that generated frightful and
debilitating casualties on all sides during the:
American Civil War (1861-65) Austro-Prussian War (1866) Franco-Prussian War (1870) Boer War (1899-1902) Russo-Japanese War (1904-05) World War I (1914-18)
Point
Evolution of tactics did not keep pace with increased weapons lethality developed and producedby 19th century technology.
? Raises question ?
Why were the 19th century and early 20th century commanders unable to evolve better tactics to
avoid over a half century of debilitating casualties?
49
I t f 19th t it li
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Impact of 19th century capitalism oninsurrection/revolution
(with a Marxian flavor)Comment
A look back reveals that we have been speaking of conflict between social systems, rather thanwithin social systems. With the explosive expansion of capitalism in the 19th century we begin to see
the rise of much turmoil and attendant conflict due to opposing tendencies contained within capitalism
itself.
Trend
Without going into explicit detail we find (according to many investigators, including Karl Marx): that
the interaction of competition, technology, specialization (division of labor), concentration of production
in large scale enterprises, and the taking and plowing back of profits into this interaction produceopposing tendencies and periodic crises that leave in their wake more and more workers competing
for jobs in fewer and fewer, but larger, firms that increasingly emphasize (percentage-wise) the use of
more machines and less labor.
Result
Low paid wage earners exhibit discontent and hatred for a system that permits others to live in
comfort or luxury while they must live a life of toil, subject to strict and frequently harsh factory
discipline.Witnessing these unfolding circumstances disillusioned intellectuals, bankrupt owners, and others
take the side of the workers, as an enlightened vanguard, to mold them into a powerful opposition.
Raises question
How should such an unpleasant situation be corrected?
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Impact of 19th century capitalism on
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MessageAccording to Marx/Engels and their followers, the only way out is via revolution and dictatorship of
the proletariat (workers) to smash the capitalistic system and replace it with one that does not exploit
and oppress masses for the benefit of a ruling elite or class.
Necessary conditions for success
Crisis generated by discontent/misery of masses and vacillation by authorities who indicate
unwillingness or inability to come to grips with existing instability.
Vanguard, or disciplined hard core, that offers leadership, provides a way out, and has support of
masses.
Why
Crises represent height of confusion/disorder due to many opposing tendencies (centers of gravity)
that magnify friction, hence paralyze efforts by authorities to dominate such surges of turmoil. In this
sense, crises are periods of vulnerability/weakness that beg to be exploited.
Vanguards represent disciplined moral/mental/physical bodies focused to shape and guide massesas well as participate in action to exploit and expand confusion/disorder of crises that shake
adversarys will to respond in a directed way.
Key insight
Crises and Vanguards are the golden keys that permit us to penetrate to the core of
insurrection/revolution and, as we shall see later, modern guerrilla warfare.
51
p y pinsurrection/revolution
(with a Marxian flavor)
C it li t h l d
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Capitalism, technology andthe conduct of war
The creation of crises and vanguards, via 19th century capitalism,
make evident the foundations upon which to conduct
insurrection/revolution in order to destroy a society from within.
On the other hand
It is not yet clear how these notions change or fit into the way we
exploit technology and conduct war against societies from within
as well as from without. To gain such an appreciation we must
look at the period containing World War I, World War II, and theiraftermath.
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World War I
Plans and execution
Stagnation
Finale
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S hli ff t t i
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Schlieffen strategic maneuver
Netherlands
Belgium
France
FranceGermany
Paris
LU
August 4 September 8, 1914
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W ld W I
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World War I
ActionOffensives conducted on wide
frontagesemphasizing few, rather
than many, harmonious yet independent
thrusts.
Evenness of advance maintained to
protect flanks and provide artillerysupport as advance makes headway.
Reserves thrown in whenever attack
held-upagainst regions or points of
strong resistance.
ReactionDefense organized into depth of
successive belts of fortified terrain.
Massed artillery and machine-gun fire
designed to arrest and pin down
attacker.
Counter-attack to win back lost ground.
Result
Stagnation and enormous attrition since advances made generally as expected along paths of
hardened resistance because of dependence upon railroads and choice of tactics of trying to
reduce strong points by massed firepower and infantry.
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W ld W I
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World War Ia way out
Infiltration tactics
Guerrilla tactics
Capt. Andre Laffargue
Gen. von Hutier?
Gen. Ludendorff
T.E. Lawrence
Paul von Lettow-Vorbeck
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Idea Authors
World War I
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World War Iinfiltration tactics
Action
Brief but intense artillery bombardment, that includes gas and smoke shell, todisrupt/suppress defenses and obscure the assault.
Stosstruppen (small teams or squads of thrust troops equipped with light machine-guns,
flame-throwers, etc.) thrust forward close behind rolling artillery barrage, without any
effort to maintain a uniform rate of advance or align formations. Instead, as many tiny,
irregular swarms spaced in breadth and echeloned in depth, they seep or flow into any
gaps or weaknesses they can find in order to drive deep into adversary rear.
Kampfgruppen (small battle groups consisting of infantry, machine-gunners, mortar
teams, artillery observers and field engineers) follow-up to cave-in exposed flanks and
mop-up isolated centers of resistance from flank and rear.
Reserves and stronger follow-on echelons move through newly created breaches to
maintain momentum and exploit success, as well as attack flanks and rear to widen
penetration and consolidate gains against counter attack.
Idea
Hurl strength (echeloned in great depth), via an irruption of many thrusts, thru
weaknesses along (many) paths of least resistance to gain the opportunity for
breakthrough and envelopment.
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World War I
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World War Iinfiltration tactics
Note
Such classic descriptions, often repeated, create in listeners
or readers minds vivid images of the infiltration technique.
Critique
Unfortunately this depiction does not address how and why
infiltration fire and movement schemes work.
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World War I
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World War Iinfiltration tactics
Key pointsFire at all levels by artillery, mortars, and machine-guns is exploited to hold
adversary attention and pin him down hence
Fire together with gas and smoke (as well as fog and mist) represent an
immediate and ominous threat to capture adversary attention, force heads
down and dramatically obscure view, thereby cloak infiltrators movements.
Dispersed and irregular character of moving swarms (as opposed to welldefined line abreast formations) permit infiltrators to blend against irregular and
changing terrain features as they push forward.
Taken together, the captured attention, the obscured view, and the indistinct
character of moving dispersed/irregular swarms deny adversary the opportunity
to picture what is taking place.
Result
Infiltration teams appear to suddenly loom-up out of nowhere to blow thru,
around, and behind disoriented defenders.
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World War I
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World War Iinfiltration tactics
EssenceCloud/distort signature and improve mobility to avoid fire yet focus
effort to penetrate, shatter, envelop, and mop-up disconnected or
isolated debris of adversary system.
Intent
Exploit tactical dispersion in a focused way to gain tactical successand expand it into a grand tactical success.
Implication
Small units exploiting tactical dispersion in a focused wayrather
than large formations abiding by the Principle of Concentration
penetrate adversary to generate many non-cooperative (or
isolated) centers of gravity as basis to magnify friction, paralyze
effort, and bring about adversary collapse.
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? Natural question ?
Are infiltration tactics a rejection of the Napoleonic
methodsor are they application of these methods under
a different guise?
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Response
Infiltration fire and movement schemes can be viewed as Napoleons multi-
thrust strategic penetration maneuvers being transformed into multi-thrust
tactical penetration maneuvers down to the lowest
operational/organizational levelthe squad.
Point
Until the rise of the infiltration tactics (and the use of tanks by the allies) in
the latter part of WWI, neither the 19th century nor the 20th century
commanders were able to evolve effective tactical penetration maneuvers
that could offset the massive increase in weapons lethality developedduring this same period.
Why
The aristocratic tradition, the top-down command and control system, the
slavish addiction to the Principle of Concentration, and the drill regulation
mind-set, all taken together, reveal an obsession for control by high-levelsuperiors over low-level subordinates that restrict any imagination,
initiative, and adaptability needed by a system to evolve the indistinct-
irregular-mobile tactics that could counter the increase in weapons
lethality.
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World War I
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World War Iinfiltration tactics
Result
Immediate success at platoon/company/battalion level coupled with ultimatefailure at corps/army level.
Why
Ludendorff violated his own concept by his tendency to use strategic reserves
to reinforce against hardened resistancehence, at the strategic level, heseduced himself into supporting failure not success.
Exhaustion of combat teams leading the assault.
Logistics too inflexible to support rapid/fluid penetration and deeper
exploitation of breakthrough.
Communications too immobile to allow command to quickly identify and
reinforce successful advances.Elastic zone defense, when used, (as developed by the Germans and
practiced by Ptain) that emphasizes artillery and flank attacks against
penetrations when they stretch beyond their own artillery support.
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World War I Guerrilla Warfare
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World War I Guerrilla Warfare(a la T.E. Lawrence)
Action
Gain support of population. Must arrange the minds of friend, foe andneutral alike. Must get inside their minds.
Must be an idea or thing invulnerable, without front or back, drifting about
like a gas (inconspicuousness and fluidity-of action). Must be an
attack-in-depth.
Tactics should be tip-and-run, not pushes but strokes with use of the
smallest force in the quickest time at the farthest place.
Should be a war of detachment (avoiding contact and presenting a threat
everywhere) using mobility/fluidity-of-action and environmental
background (vast unknown desert) as basis for never affording a target
and never on the defensive except by accident and in error.
Idea
Disintegrate existing regimes ability to govern.
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Impression
Infiltration tactics a la Ludendorff seem to be similar in nature to
irregular or guerrilla tactics a la Lawrence.
Why? Both stress clouded/distorted signatures, mobility and
cohesion of small units as basis to insert an amorphous yet focused
effort into or thru adversary weaknesses.
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Major advances between World War I and II
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Major advances between World War I and II
Soviet revolutionary strategy
Lenin, and after him Stalin, exploited the idea ofcrises and vanguardsthat arise out of Marxian contradictions withincapitalismto lay-out Soviet revolutionary strategy.
Result:
A scheme that emphasizes moral/psychological factors as basis to destroy a regime from within.
Lightning war (Blitzkrieg)
Infiltration tactics of 1918 were mated with:
Tank
Motorized Artillery
Tactical Aircraft Motor Transport
Better Communications
Result:
Blitzkrieg to generate a breakthrough by piercing a region with multiple narrow thrusts using armor, motorized
infantry, and follow-up infantry divisions supported by tactical aircraft.
Guerrilla war
Mao Tse-Tung synthesized Sun Tzus ideas, classic guerrilla strategy and tactics, and Napoleonic style mobile
operations under an umbrella of Soviet revolutionary ideas to create a powerful way for waging modern (guerrilla) war.Result:
Modern guerrilla warfare has become an overall political, economic, social and military framework for total
war.
by
J.F.C. Fuller
Heinz Guderian
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Soviet revolutionary strategy
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Soviet revolutionary strategy(a la Lenin/Stalin)
Tasks
Employ agitation and propaganda in order to exploit opposing tendencies, internal tensions, etc. Object is to bringabout a crises, to make revolution ripe as well as convince masses that there is a way-out. This is accomplished
when the vanguard is able to:
Fan discontent/misery of working class and masses and focus it as hatred toward existing system.
Cause vacillation/indecision among authorities so that they cannot come to grips with existing instability.
Confuse other elements in society so that they dont know exactly what is happening or where the
movement is going.
Convince proletariat class they have a functionthe function of promoting revolution in order to secure the
promised ideal society.Concentrate the main forces of the revolution at the enemys most vulnerable spot at the decisive moment, when
the revolution has already become ripe, when the offensive is going full steam ahead, when insurrection is
knocking at the door, and when bringing the reserves up to the vanguard is the decisive condition of success. To
quote Lenin on paraphrasing Marx and Engels:
Never play with insurrection, but, when beginning it, firmly realize that you must go to the end.
Concentrate a great superiority of forces at the decisive point, at the decisive moment, otherwise the
enemy, who has the advantage of better preparation and organization, will destroy the insurgents.
Once the insurrection has begun, you must act with the greatest determination, and by all means, without
fail, take the offensive. The defensive is the death of an armed rising.
You must try to take the enemy by surprise and seize the moment when his forces are scattered.
You must strive for daily successes, even if small (one might say hourly, if it is the case of one town), and
at all costs retain the moral ascendancy.
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Soviet revolutionary strategy(a la Lenin/Stalin)
Tasks
Select the moment for the decisive blow, the moment for starting the insurrection, so timed as to coincide with themoment when the crisis has reached its climax, when the vanguard is prepared to fight to the end, the reserves are
prepared to support the vanguard, and maximum consternation reigns in the ranks of the enemy. According to
Lenin the decisive moment has arrived when:
All the class forces hostile to us have become sufficiently entangled, are sufficiently at loggerheads, have
sufficiently weakened themselves in a struggle which is beyond their strength;
All the vacillating, wavering, unstable, intermediate elementsthe petty bourgeoisie, the petty-bourgeois
democrats as distinct from the bourgeoisiehave sufficiently exposed themselves in the eyes of the
people, have sufficiently disgraced themselves through their practical bankruptcy;
Among the proletariat a mass sentiment in favor of supporting the most determined, supremely bold,
revolutionary action against the bourgeoisie has arisen and has. begun to grow vigorously. Then revolution
is indeed ripe. Then, indeed, if we have correctly gauged all the conditions indicated above and if wehave chosen the moment rightly, our victory is assured.
Pursue the course adopted, no matter what difficulties and complications are encountered on the road towards the
goal. This is necessary in order that the vanguard not lose sight of the main goal of the struggle and the masses not
stray from the road while marching towards that goal and striving to rally around the vanguard.
Maneuver the reserves with a view to effecting a proper retreat when the enemy is strong when, with the givenrelation of forces, retreat becomes the only way to escape a blow against the vanguard and retain the vanguardsreserves. The object of this strategy is to gain time, to disrupt the enemy, and to accumulate forces in order later to
assume the offensive.
Goal
Destroy capitalism as well as its offspring imperialism and replace it with a dictatorship of the proletariat.
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Blitzkrieg and guerrilla strategy
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Blitzkrieg and guerrilla strategy
Infiltration and isolation
Blitz and guerrillas infiltrate a nation or regime at all levels to soften and shatter the moral fiber ofthe political, economic and social structure. Simultaneously, via diplomatic, psychological, and
various sub-rosa or other activities, they strip-away potential allies thereby isolate intended victim
(s) for forthcoming blows. To carry out this program, a la Sun Tzu, blitz, and guerrillas:
Probe and test adversary, and any allies that may rally to his side, in order to unmask
strengths, weaknesses, maneuvers, and intentions.
Exploit critical differences of opinion, internal contradictions, frictions, obsessions, etc., in
order to foment mistrust, sow discord and shape both adversarys and allies perception
of the world thereby: Create atmosphere of mental confusion, contradiction of feeling, indecisiveness,
panic Manipulate or undermine adversarys plans and actions. Make it difficult, if not impossible, for allies to aid adversary during his time of trial.
PurposeForce capitulation when combined with external political, economic, and military pressures
or
Weaken foe to minimize his resistance against military blows that will follow.
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Blitzkrieg
Action
Intelligence (signal, photo, agent ), reconnaissance (air and ground), and patrol actions probe and test adversary before and during
combat operations to uncover as well as shape changing patterns of strengths, weaknesses, moves, and intentions.Adversary patterns, and associated changes, are weighed against friendly situation to expose attractive, or appropriate, alternatives that
exploit adversary vulnerabilities and weaknesses, hence help shape mission commitment and influence command intent.
Mission assigned. Schwerpunkt(focus of main effort) established before and shifted during combat operations to bypass adversary
strength and strike at weakness. Nebenpunkte (other related or supporting efforts) employed to tie-up, focus, or drain-away adversary
attention and strength (elsewhere).
Special seizure/disruption teams infiltrate (by air or other means) enemy rear areas where, with agents already in place, they: seize
bridges and road crossings, sever communications, incapacitate or blow-up power stations, seize or blow-up fuel dumps, as well as
sow confusion/disorder via false messages and fake orders.
Indirect and direct air firepower efforts together with (any needed) sudden/brief preliminary artillery fires are focused in appropriate areas
to impede (or channel) adversary movement, disrupt communications, suppress forward defensive fires, obscure the advance, and divertattention.
Armored reconnaissance or stormtrooper teams, leading armored columns, advance rapidly from least expected regions and infiltrate
adversary front to find paths of least resistance.
Armored assault teams of tanks, infantry, anti-tank guns, and combat engineers as well as other specialists, together with close artillery
and air support, quickly open breaches (via frontal/flank fire and movement combinations) into adversary rear along paths of least
resistance uncovered by armored reconnaissance or stormtroopers.
When breakthrough occurs, relatively independent mobile/armored teams led by armored recce with air support (recce, fire, and airlift
when necessary), blow-through to penetrate at high speed deep into adversary interior. Object is to cut lines of communication, disrupt
movement, paralyze command and envelop adversary forces and resources.Motorized or foot infantry further back supported by artillery and armor pour-in to collapse isolated pockets of resistance, widen the
breaches and secure the encirclement or captured terrain against possible counter-attack.
Idea
Conquer an entire region in the quickest possible time by gaining initial surprise and exploiting the fast tempo/fluidity-of-action of
armored teams, with air support, as basis to repeatedly penetrate, splinter, envelop, and roll-up/wipe-out disconnected remnants of
adversary organism in order to confuse, disorder, and finally shatter his will or capacity to resist.
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ImpressionReflection upon discussion, so far, reveals that Blitzkrieg
generates many non-cooperative centers of gravity, as well
as undermines or seizes those that adversary depends upon,
in order to impede vigorous activity and magnify friction,
thereby paralyze adversary by denying him the opportunity tooperate in a directed way.
? Raises nagging question ?
How do blitzers simultaneously sustain rapid pace andabruptly adapt to changing circumstances without losing
cohesion or coherency of their overall effort?
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Blitz operating philosophy
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Blitz operating philosophy
Key point
Each level from simple to complex (platoon to theater) has their own observation-orientation-decision-actiontime cycle that increases as we try to control more levels and details of command at the higher levels. Put
simply, as the number of events we must consider increase, the longer it takes to observe-orient-decide-act.
Idea
This brings out the idea that faster tempo, or rhythm, at lower levels should work within the slower rhythm but
larger pattern at higher levels so that overall system does not lose its cohesion or coherency.
Raises question
How do blitzers harmonize these differing tempos/rhythms so that they can exploit the faster rhythm/smallerpattern (of the lower-level units) yet maintain the coherency of the rhythm/pattern for the larger effort?
Response
Give lower-level commanders wide freedom, within an overall mind-time-space scheme, to shape/direct
their own activities so that they can exploit faster tempo/rhythm at tactical levels yet be in harmony with the
larger pattern/slower rhythm associated with the more general aim and larger effort at the strategic level.
Shaping agents
Shape overall scheme by using mission concept or sense of mission to fix responsibility and shapecommitment at all levels and through all parts of the organism. Likewise, use Schwerpunktconcept through all
levels to link differing rhythms/patterns so that each part or level of the organic whole can operate at its own
natural rhythmwithout pulling organism apartinstead of the slower pace associated with a rigid centralized
control.
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? Raises questions ?
What does an overall mind-time-space scheme imply
or presuppose?
How do mission and Schwerpunktconcepts give
shape to this overall scheme?
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Overall mind-time-space scheme
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Overall mind time space scheme
Message
According to General Gunther Blumentritt, such a scheme presupposes a commonoutlook based upon a body of professional officers who have received exactly the
same training during the long years of peace and with the same tactical education,
the same way of thinking, identical speech, hence a body of officers to whom all
tactical conceptions were fully clear.
Furthermore, a la General Blumentritt, it presupposes an officers training institution
which allows the subordinate a very great measure of freedom of action andfreedom in the mannerof executing orders and which primarily calls for independent
daring, initiative and sense of responsibility.
Point
Without a common outlook superiors cannot give subordinates freedom-of-action
and maintain coherency of ongoing action.
ImplicationA common outlook possessed by a body of officers represents a unifying theme
that can be used to simultaneously encourage subordinate initiative yet realize
superior intent.
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? Raises question ?
Very nice, but how do the German concepts of mission
and Schwerpunktgive shape to this scheme?
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Mission
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Mission
Message
The German concept of mission can be thought of as a contract, hence anagreement, between superior and subordinate. The subordinate agrees to make his
actions serve his superiors intent in terms ofwhat is to be accomplished, while the
superior agrees to give his subordinate wide freedom to exercise his imagination
and initiative in terms ofhow intent is to be realized.
As part of this concept, the subordinate is given the right to challenge or question
the feasibility of mission if he feels his superiors ideas on what can be achieved arenot in accord with the existing situation or if he feels his superior has not given him
adequate resources to carry it out. Likewise, the superior has every right to expect
his subordinate to carry-out the mission contract when agreement is reached on
what can be achieved consistent with the existing situation and resources provided.
Limitation
While this concept of mission gives form and expression to what is expected
between an individual superior and subordinate, it does not suggest ways to
coordinate or harmonize activities among many superiors and subordinates as a
collective group.
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? Raises question ?
With this limitation in mind how does Schwerpunktplay
into or add to this concept?
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Schwerpunkt
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Schwerpunkt(focus of main effort)
Message
Schwerpunktacts as a center or axis or harmonizing agent that is used to help shape commitment and convey or carry-out intent, at all levels from theater to platoon, hence an image around which:
Maneuver of all arms and supporting elements are focused to exploit opportunities and maintain tempo of
operations,
and
Initiative of many subordinates is harmonized with superior intent.
In this sense Schwerpunktcan be thought of as:
A focusing agent that naturally produces an unequal distribution of effort as a basis to generate superiority in
some sectors by thinning-out others,
as well as
A medium to realize superior intent without impeding initiative of many subordinates, hence a medium through
which subordinate initiative is implicitly connected to superior intent.
Implication
Schwerpunktrepresents a unifying concept that provides a way to rapidly shape focus and direction of effort as well asharmonize support activities with combat operations, thereby permit a true decentralization of tactical command within
centralized strategic guidancewithout losing cohesion of overall effort.
or put another way
Schwerpunktrepresents a unifying medium that provides a directed way to tie initiative of many subordinate actions
with superior intent as a basis to diminish friction and compress time in order to generate a favorable mismatch in
time/ability to shape and adapt to unfolding circumstances.
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German operational philosophy
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Ge a ope at o a p osop y
Impression
The German operational philosophy based upon a common outlook and freedom-of-action, and realized through their concepts of mission and Schwerpunkt, emphasized
implicit over explicit communication.
which suggests
The secret of the German command and control system lies in whats unstated or not
communicated to one anotherto exploit lower-level initiative yet realize higher-level
intent, thereby diminish friction and reduce time, hence gain both quickness andsecurity.
Result
The Germans were able to repeatedly operate inside their adversarys observation-
orientation-decision-action loops.or as stated by General Blumentritt,
The entire operational and tactical leadership method hinged upon rapid, concise
assessment of situations quick decision and quick execution, on the principle: each
minute ahead of the enemy is an advantage.
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Impression of the
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pBlitzkrieg penetration
Thrust and roll out/roll up tacticsJRB Comment:Bundles of multiple
thrusts inside multiple
thrusts
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Impression of the pincer envelopment
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p p p
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Impression of the envelopment
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p p
JRB comment: Even if the situation is thesame, do it differently. Gen Hermann Balck
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Typical impression of
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yp pBlitzkrieg envelopment
JRB comment: typical, but
incorrect. Should be multiple
thrusts, instead of a steamroller.
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Creation of the Blitzkrieg
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g
Envelopment(Leuctra,Cannae)
FlyingColumns
(Mongols)
Tank Attackwith
MotorizedVehicles
(J.F.C. Fuller)
Infiltration(Ludendorff)
Blitzkrieg(Heinz
Guderian)
Multiple,narrow thrusts
Armored recceCommanders
forwardExtensive
communicationsnet
Air in lieu of (orwith) artillery
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? Natural question ?
Why employ multiple thrusts, bundles of multiple thrusts, or
bundles of thrusts inside bundles of thrusts?
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Response
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p
Present many (fast breaking) simultaneous and sequentialhappenings to generate confusion and disorderthereby
stretch-out time for adversary to respond in a directed
fashion.
Multiply opportunities, to uncover, create, and penetrate
gaps, exposed flanks, and vulnerable rears.
Create and multiply opportunities to splinter organism and
envelop disconnected remnants thereby dismember
adversary thru the tactical, grand tactical, and strategic
levels.
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Which lead to:
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Essence of Blitzkrieg
Employ a Nebenpunkte/Schwerpunktmaneuver philosophy to generate ambiguity, realize
deception, exploit superior mobility, and focus violence as basis to quickly:
Create many opportunities to penetrate weaknesses in the form of any moral or mental
inadequacies as well as any gaps or exposed flanks that open into adversarys vulnerable
rear and interior, hence-
Create and exploit opportunities to repeatedly penetrate adversary organism, at all
levels (tactical, grand tactical, and strategic) and in many ways, in order to splinter,
envelop, and roll-up/wipe-out isolated remnants, thereby generate confusion and disorder,
hence- Create and exploit opportunities to disrupt his system for communication, command,
and support, as well as undermine or seize those connections or centers that he depends
upon, thus shake his will or capacity to decisively commit his back-up echelons,
operational reserves, and/or strategic reserves, thereby magnify adversarys confusion
and disorder and convince him to give up.
Intent
Create grand tactical success then exploit and expand it into strategic success for a decisivevictory.
Implication
Blitzers, by being able to infiltrate orpenetrate orget inside adversarys system, generate many
moral-mental-physical non-cooperative (or isolated) centers of gravity, as well as undermine or
seize those centers of gravity adversary depends upon, in order to magnify friction, produce
paralysis, and bring about adversary collapse.
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World War II
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Blitzkrieg
Keys to success
Emphasis on a common outlook and freedom-of-action that are exploited by mission andSchwerpunktconcepts to fix responsibilities as well as to rapidly shape, focus, and shift
operations and support at all levels.
Flexible commandbased on a common outlook and freedom-of-action that are exploited by
mission and Schwerpunktthat encourages lower-level combat leaders (forward) to exploit
opportunities generated by rapid action within a broad loosely woven scheme laid down from
central command.
Intelligence, reconnaissance (air and ground) and stratagem emphasized before and duringcombat operations to unmask and shape patterns of adversary strengths, weaknesses, moves,
and intentions.
Broad use ofSchwerpunktconcept coupled with fast tempo/fluidity-of-action of armored teams
and air support permit blitzers to repeatedly reshape strength and rapidly shift it against, or
through, weaknesses thereby generate doubt and uncertainty which magnify into panic and
chaos.
Superior mobile communications to maintain cohesion of overall effort and to enable higher
command levels to allocate reserves and support and to reshape as well as shift focus of maineffort.
Essential and only essential logistics tail (using airlift when appropriate and necessary) to
support high-speed movement and rapid shift among routes of advance.
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Blitz results
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Poland
France
Balkans
Russia
North Africa
Russia
RussiaAdvance thru France
Manchuria
Middle East
Czechoslovakia
Middle East
19391940194119411941-42Summer 1942Feb-March 1943
19441945196719681973
Russia
Russia
North Africa
Russia
Ardennes
Winter 1941-42
Fall, Winter 1942-43
1942
Summer 1943
Winter 1944-45
Successful Unsuccessful
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Action
Capitalize on discontent and mistrust generated by corruption (real or imagined), exploitation, oppression, incompetence, and unwanted presence of
existing regime to evolve a common cause or unifying theme as basis to organize and maintain mass popular support through a militant political program.Set-up administrative and military organization, sanctuary, and communications network under the control of the guerrilla political leadership withoutarousing regimes intelligence and security apparatus. Build-up a shadow government, with parallel hierarchies, in localities and regions that can be
made ripe for insurrection/revolution by infiltrating cadres (vanguards) who can not only subvert existing authority but also convert leaders and people to
guerrilla cause and organizational way.
Exploit subversion of government and conversion of people to guerrilla cause to create an alien atmosphere of security and intelligence in order toblind regime to guerrilla plans, operations, and organization yet make visible regimes strengths, weaknesses, moves, and intentions.
Shape propaganda, foment civil disorders (such as rallies, demonstrations, strikes, and riots), use selected terrorism, perform sabotage, and exploitresulting misinformation to expand mistrust and sow discord thereby magnify the appearance of corruption, incompetence, etc., and the inability of
regime to govern.
Employ tiny cohesive bands for surprise hit-and-run raids against lines of communications to gain arms and supplies as well as disrupt governmentcommunication, coordination, and movement. Retreat and melt into environment when faced by superior police and armed forces.
Disperse or scatter tiny guerrilla bands to arouse the people (and gain recruits) as well as harass, wear-out, and spread-out government forces whilelarger bands, or mobile formations, concentrate to wipe-out his dispersed, isolated, and relatively weak fractions by sudden ambush or sneak attack.
Play upon the grievances and obsessions of people (via propaganda, re-education, and selected successes) as well as encourage government toindiscriminately take harsh reprisal measures against them in order to connect the government with expanding climate of mistrust, discord, and moral
disintegration. Simultaneously, show (by contrast) that guerrillas exhibit moral authority, offer competence, and provide desired benefits in order to further
erode government influence, gain more recruits, multiply base areas, and increase political infrastructure hence expand guerrilla influence/control over
population and countryside.
Demonstrate disintegration of regime by striking cheng/ch'ifashion, with small fluid bands and ever larger mobile formations, to split-up, envelop, and
annihilate fractions of major enemy forces.
Idea
Defeat existing regime politically by showing they have neither the moral right nor demonstrated ability to govern and militarily by continuously usingstealth/fast-tempo/fluidity-of-action and cohesion of small bands and larger units in cooperation with political agitprop (agitation/propaganda) teams
as basis to harass, confuse and ultimately destroy the will or capacity to resist.
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Essence
Capitalize on corruption, injustice, incompetence, etc., (or their appearances) as basis to generate
atmosphere of mistrust and discord in order to sever moral bonds that bind people to existing regime.
Simultaneously,
Share existing burdens with people and work with them to root out and punish corruption, remove
injustice, eliminate grievances, etc., as basis to form moral bonds between people and guerrillas in order to
bind people to guerrilla philosophy and ideals.
Intent
Shape and exploit crises environment that permits guerrilla vanguards or cadres to pump-up guerrilla
resolve, attract the uncommitted, and drain-away adversary resolve as foundation to replace existing
regime with guerrilla regime.
Implication
Guerrillas, by being able to penetrate the very essence of their adversarys moral-mental-physical being,
generate many moral-mental-physical non-cooperative (or isolated) centers of gravity, as well as subvertor seize those centers of gravity that adversary regime must depend upon, in order to magnify friction,
produce paralysis, and bring about collapse.
Yet,
Guerrillas shape or influence moral-mental-physical atmosphere so that potential adversaries, as well as
the uncommitted, are drawn toward guerrilla philosophy and are empathetic toward guerrilla success.
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Looking back
Now, if we look at the ingredients that make-up modern guerrilla
campaigns as well as refer back to our discussion about Soviet
revolutionary strategy and the impact of 19th century capitalism
on insurrection/revolution, we gain some insight into the strategic
philosophy that underlies todays guerrilla efforts.
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Underlying strategic philosophy
Guerrilla vanguards employ a variety of means to play-upon regimes
internal frictions, obsessions, etc., as well as stimulate discontent/mistrust
of people. In this way, vanguards sow discord that in turn magnifies
regimes internal frictions, obsessions, etc., thereby paralyze its ability to
come to grips with crises that further fan atmosphere of mistrust and
discord that feed criseshence push them out-of-control.Simultaneously,
Guerrilla vanguards share burden as well as help people cope with
turmoilthat vanguards keep fanning and enmesh people intoin order to
demonstrate ability to deal with surging crises as well as shape image that
only guerrillas offer a way-out of existing unpleasant circumstances.
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Insight
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Insurrection/revolution becomes ripe when many perceive an
illegitimate inequalitythat is, when the people see themselves
as being exploited and oppressed for the undeserved enrichment
and betterment of an elite few. This means that the guerrillas not
only need an illegitimate inequality but they also need support of the
people; otherwise, insurrection/revolution is impossible.
? Raises question ?
In the deepest possible sense what does it mean to have support of
the people?
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Message
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Guerrillas must establish implicit connections or bonds with people and
countryside.
In other words
Guerrillas must be able to blend into the emotional-cultural-intellectual
environment of people until they become one with the people.
In this sense
People feelings and thoughts must be guerrilla feeling and thoughts while
guerrilla feelings and thoughts become people feelings and thoughts;
people aspirations must be guerrilla aspirations while guerrilla aspirations
become people aspirations; people goals must be guerrilla goals while
guerrilla goals become people goals.
Result
Guerrillas become indistinguishable from people while government is
isolated from people.
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Keys to success
Ability to continuously demonstrate government weakness, erode government
influence, and cause government to alienate itself from people.
Support of people (both psychological and physical) for intelligence, recruits, shelter,
transportation, refuge, food, money, and medical aid.
Access to (more or less permanent) safe sanctuaries or base areas and/or fluid
bases that can be shifted from place to place, away from enemy forcesin order to
rest, recuperate, repair materiel, etc., as well as indoctrinate, train, and equiprecruits.
Use of stealth/fast-tempo/fluidity-of-action coupled with cohesion of guerrilla bands
as basis for:
dispersion, to arouse people, to avoid adversary strength, and to force
government to thin-out, or disperse, its strength;
concentration, to hit and wipe-out isolated fractions; shifting of effort (in these as well as other activities), in order to gain and
keep initiative.
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American Colonies
Spain
Russia
German East Africa
Arabia
China
Russia
YugoslaviaIndochina
Algeria
Cuba
South Vietnam
1775-81
1808-14
18121914-
181916-
181927-
491941-
451941-
451945-
541954-
621956-
591958-
75
Philippines
South Africa
Greece
Philippines*
Malaya*
1899-
1902
1900-02
1944-49
1946-54
1948-60
Regime exercised particular care notto inflict casualties and to protectpopulation.
Successful Unsuccessful
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Essence
Avoid battlesinstead penetrate adversary to subvert, disrupt, orseize
those connections, centers, and activities that provide cohesion (e.g.,
psychological/moral bonds, communications, lines of communication,
command and supply centers )
Exploit ambiguity, deception, superior mobility, and sudden violence to
generate initial surprise and shock followed by surprise and shockagain, again, again
Roll-up/wipe-out the isolated units or remnants created by the subversion,
surprise, shock, disruption, and seizure.
IntentExploit subversion, surprise, shock, disruption, and seizure to generate
confusion, disorder, panic, etc., thereby shatter cohesion, paralyze
effort, and bring about adversary collapse.
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? Key question ?
Why have blitz and guerrilla tactics been so
extraordinarily successful?
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Message
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Blitz and guerrillas, by being able to operate in a directed, yet more indistinct, more irregular,
and quicker mannerthan their adversaries, can:
Repeatedly concentrate or disperse more inconspicuously and/or more quickly from or to
lower levels of distinction (organizational, operational, and environmental) without losing
internal harmony, as well as,
Repeatedly and unexpectedly infiltrate orpenetrate adversaries vulnerabilities and
weaknesses in order to splinter, isolate or envelop, and overwhelm disconnected
remnants of adversary organism.
or put another wayBlitz and guerrillas, by operating in a directed, yet more indistinct, more irregular, and quicker
manner, operate inside their adversaries observation-orientation-decision-action loops orget
inside their mind-time-space as basis to penetrate the moral-mental-physical being of their
adversaries in order to pull them apart, and bring about their collapse.
Underlying idea
Such amorphous, lethal, and unpredictable activity by blitz and guerrillas make them appear
awesome and unstoppable which altogether produce uncertainty, doubt, mistrust, confusion,
disorder, fear, panic and ultimately collapsea notion implied by Sun Tzu around 400 B.C. andmore recently by J.F.C. Fuller after observing the impact of Ludendorffs infiltration tactics in 1918.
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? Natural questions ?
How can we defend against or counter the blitz?
How can we defend against or counter the guerrilla movement?
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Where are the weaknessesf th blit ?
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of the blitz?
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Key point
Difficult to sustain fast-tempo and maintain cohesion of blitz effort
when forced to repeatedly and rapidly shift concentration of strength
against weakness.
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(Variation of German experiences during WWII)
Posture
Emphasize intelligence, reconnaissance (air and ground) and set-up screen of forward outposts and patrols to
report on adversary activity and warn of any impending or actual incursions.Deploy, disperse, and frequently redeploy/redisperse reconnaissance and mobile antitank/infantry/armored
teams together with artillery in region behind screen, so that they can mask dispositions, as well as move
inconspicuously/quickly to focus and shift local main efforts against adversary thrusts.
Place armored teams, as mobile reserve, in echelon behind recce, anti-tank/infantry/armor and artillery so that
they can easily focus effort, and quickly move-in to decapitate any local breakthroughor push-off for a blitz
counterstroke.
Action
Employ air and fast moving mobile/armored reconnaissance teams to determine direction/strength of thrusts
and to continuously harass by repeated delaying actions and hit-and-run attacks in order to slow momentum and
erode cohesion of blitz attack.
Inconspicuously move-in with high-speed mobile anti-tank/infantry/armored teams, together with air and artillery
support, to strengthen favorable sectors. Hit adversary thrusts and resupply efforts with ambuscades and with
repeated sudden/sharp flank and rear counter-thrusts to channel as well as drain-away momentum and break-up
cohesion of blitz thrusts.
Concentrate swift armored combat forces (held in reserve) and use with air to rapidly drive a shallow and/or
deep flank counterstroke in order to swing in behind and roll-up blitz offensive in detail (counterstroke launchedwhile adversary is moving forward).
Idea
Smash blitz offensive by inconspicuously using fast-tempo/fluidity-of-action and cohesion of counter-blitz
combat teams as basis forshifting of forces and quick focus of air and ground effort to throttle momentum,
shatter cohesion, and envelop blitz in order to destroy adversarys capacity to resist.
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Main features and emphasis
Intelligence and recce action
Infiltration/penetration and isolation
Ambiguity, deception, speed, and violence to generate surprise and shock
Mission/Schwerpunktphilosophy
Acceptance of gaps and (related) risks in support of
mission/SchwerpunktphilosophyEchelon-in-depth (offense and defense)
Reserves reconstituted and accumulated (at all levels) to support or
generate success
Posture of positions, alternative positions, dummy positions and roving
positions to mask maneuvers and intentions
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Key points
Guerrilla vanguards need cause and support of people that is dependent
upon regimes unwillingness/inability to come to grips with crises of its
own making.
or more simply
Crises and vanguards represent the marriage of instability and initiative
that create and expand guerrilla effort.
hence
The thought occurs that in order to dry-up a guerrilla upsurge one should
strike at those root causes or illegitimate inequalities that generate and
exacerbate crises as well as provide a favorable climate for vanguards to
form or operate in.
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Note
We have indicated again and again the importance of popular
support for guerrilla or counter-guerrilla success. Why?
Insight
Without support of people the guerri