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Paul G Gardephe Financial Disclosure Report for 2009

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  • 8/3/2019 Paul G Gardephe Financial Disclosure Report for 2009

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    ~o ]0 I F IN A N C IA L D IS C L O S U R E R E P O R T R , r ~ . ~ e q .~ d b yin Government Act of 1978R ~ , . 1 ~ 7 o ] o [ F O R C A L E N D A R YE A R 2009 ( 5 u . s . c , a p p .

    I M P O R T A N T N O T E S : T ~ e O~.r.etions accompanying this form must be followed. Com plete all parts,ckecklng the NONE box for each part where you have no reportable information. Sign on last peg~

    I. POSITIONS. (~po~[~] NONE (No reportable positions.)

    POSITION N A M E O F O R G A N I Z A T IO N / E N T IT Y1. Advisory Board Mmnber Stmsgtow

    ~ NO ~ ~o reportable agreement.)~ P~ES A~ TE~S

    I. 2003 ~ Time W~u Inc., reg~ing defe~ eomp~fion pl~, Time W~u Sav~2.2~8 ~ P~non Bel~ Webb & Tyl~ L~, re~ing ~pi~ a~o~t ~d f~s ~ w~le a fi~ p~, ~d 401~money pu~hue, ~d e~ b~e plus

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    Name of Person Reporting Date af I~epor~Pa gvF ENANC IAL2 o f 8 DISCLOS~ ~PORT [ G~deph~ Paul G. 6/1~010

    ~ Fliers Non-Inv~ent Income~ NONE ~o repogable non-~es~ent i~ome.)

    ~o~ , n o t s~m ~ s )1. 2009 T~e2 . 2 ~ 9 N ~ Y or k L a w S ch ~ l $4,500 .~3.4.

    B . S p o u s e s N o n - I n v e s t m e n t In c o m e - if you were married during any portion of the repm~ing ye~r, compl~ this seca~n.(Dollar amount not requ ired except for honoraria,)

    [] NONE (No reportable non-investment income.)D A T E SOURCE AND TYPE

    I, 2009 Family Services of WestchCst~r

    2. 2009 Friends of Karen

    3.4.

    I V . R E I M B U R S E M E N T S - transpor,ation, lodging, food, entertainment.( l n o lu d e a t h o s e t o x p o g t e a n d d e p e n d e n t c h i l d r e n : 7;ee p p . 2 . L 2 7 o f f i l i n g l a s t r u c l l o n s . )

    N O N E ( N o reportable reimbumements.)SOURCE D A T E S LOCATION pURPOSE ITEMS PAID OR PROVIDED

    1 .2.3.4.5.

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    FINANCIAL DISCLOSURE REPORT !Name ofPcrloa Reportiag Date elReportP a g e 3 o f 8 G a r d ep h e , P a u l G . 6/1/2010

    [] N O N E ( N o reportable gifts.)SOURCE ~ V ~ L U E

    1 .2.3.4.5.

    ~] NONE (No reportable liabilities.)

    1 ,

    3.4.

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    FINANCIAL DISCLOSURE REPORTP a g e 4 o f 8 Gardeph~ Paul G. 6 /1~010

    H O N E ~ o re~rtable income, ~se~, or ~a~actiomA. B. C, D,

    O~lu~ng ~t ~) ~#ng p~ of ~o~ ~od(i) (2) ( 1 ) (2) (1) ( 2 ) ( 3 ) ( 4 ) (5) ,

    PIn~ "~" ~ ~ ~t A m o u n t T~ (e.g, V a ~ e Value T~ ( e .g . , D a~ V~e G~ Idm~ of( A -~ c r i n L ) ( J - P ) ~ 3 ~fion) ( J - P ) (A-~ (if p~

    I. Drc~ Bmic Mon~ M~et Mu~ F~d B Di~nd O T

    2. Sm~ R~e~h F~d B Di~d~d J T3. Apple B~k c~ ofd~osit A In~t J T4. N~be~ B~m ~ Fund D Di~d~d K T

    5. Jm~ ~tc~dse F~d B Dividend J T

    6. Jm~ ~h F~d B Divi~nd J T

    7, J~ Gro~ ~d Income F~d E Dividend L T8. J~ Worldde Fund D D i ~ d e n d K T

    9. Fi~liW Magellm F~d C Dividend J T

    1 0 . N~ub~ger Beam P~ F~d C Divided J T

    1 !. Tim~ W~ Savings Plm E Divided M T

    1 2 . - Dodge &Cox S~ckF~d

    1 3 . - Tim~ W~er Stock F~d

    1 4 . Tim~ W~er Defe~ Com~n~adon Plan C Dividend J T

    1 5 . - D~gc & Cox Sw~k F~d

    1 6 . N ew Y o rk C o l l eg e S a v ~ g s P ~ ( n o c o n ~ o l F Di~nd O To~cr ~m risk)]7. Pa~rson Bcl~ Money P~ch~ Plan E Divided M T

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    F IN A N C IA L D IS C L O S U R E R E P O R T r ~ , ~ , o t r , ~ , o . R , ~ , ~ . , D . t . 0 f w - v o ~ tPage 5 of 8 Gard ph , , Pau l G. 6/1 /2010

    1 8 . - V a n g u a rd 5 0 0 I n d ex F u n d

    1 9 . - Vangu ard Growth and Income Fund20 . - V ang ua r d Winds or Fund2 1 . Patmrson Bclknap 401k E Dividend L T

    22. - Vanguard 500 Index Fund

    2 3 . - Vmaguard Growth and Income Fund24 . - V ang ua r d Winds or Fund25 . Vanguard Tax Managed Cap Appreciat ion E Dividend L T

    26 . Vanguard Tax Managed Growth & Income E Dividend L T

    2 7. Vanguard Tax Managed Intl Fund E Dividend L T

    2 8. Vanguard Tax Managed Small Cap Fund E Dividend L T

    2 9 . Vanguard Pr ime M oney M arket Fund A Dividend L T30 . Northwestern Mutual Life ins policy (cash A Dividend J Tvalue , no cont~l)31 . Northwestern Mutual Life ins policy (cash B Dividend K Tv a l u e . , n o control)32. Northwestern Mutual Life ins policy (cash B Dividend K Tvalue, no contaol)33. Savings Ba nk Life Ins. (cash value., no A Dividend J Tcontrol)3 4 . Savings Bank L ife Las. (cash value, no A Dividend J Tcontrol)

    I . lucom GaM Cod~ ; A -11 ,000 o r l~s B =$ I,O0 l - $2.500 12 =$2,501 - l~,~00 D ,45,001 - $15#00 E -$15,O01 - 350,000(5Cohm-tat BI tad IM) F -$~0,001 - $100,000 O ~ $ I 0 0 , 0 0 1 - $ 1 , 0 0 O , 0 0 0 HI ~d;l,000,001 - $.~,000,000 H 1 = l d om ~ $ 5 , 000 , 0002 , V a l~ C o d c l J -$ I~i,000 or Its* K(Sc Coh~mas Cl a~d D~) N -$250,001 * $500,000 0

    P 3 ,.~25,000,001 - $50,000,000 P4 -Mo~ tht~3. Valut~ Method Coder Q -Appt~ ital R ,-Cott {Real E~mt Only) S -As,orsmem T =Cash Market( S e e C o l u rr = C 2 ) U - B o o k V a l u V -Oth~ W

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    Iame of Person Reportfnz Date of RepertFI NAz NCI AL DISCLOSURE REPORT] G a r d e p h e , P a u l G .Page 6 of 8 ~ m o ~ o

    N O ~ ~ o repor~ble income, ~sets, or ~a~actio~.)D~s~pfion of A~ ~ d~g ~ v~ue at ~d I T~fio~ d~g ~ng ~Hod

    (l) ~) (1) ~) (I) ~) 0) (4) (5 )

    (A-~ or ~) (J-P) ~de 3 ~) (J-P) (A-~

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    F IN A N C IA L D ISC L O S U R E R E P O R T N a m e o f P c r t o l t R e p o r t i a g ] Date of ReportPage 7 of 8 Gardephe, Paul G.

    ]6/1 /2010

    V I II . A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T IO N S .

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    F I N A N C IA L D I SC L O S U R E R E P O R T N a m e o f P e r s o n R t p o r t ia g D a t e o f R e p o r tPage 8 of 8 G a r d e p h e , P a u l G . 6 / 1 ~ 2 0 1 0

    I X . CERTI FI CATI O N.I cer t ify that a l l informat ion g iven abov e ( including informat ion per ta ining to my spouse and minor o r dependent children, If any) 1~

    accurate , t rue, and co mplete to the bes t of m y know ledge and bel ief , and that any Informat ion no t repor ted was withheld because i t me t appl icable s ta tutoryprovis ions permitt ing non-dhdosure .I fur ther certify that earned income from ouU ide employm ent and honorar ia and the acceptance o f g if ts which have been reported are incompliance with the prov is ions ors U ~S.C. app . 501 e t . seq , $ U ~.C . 7353, and Judicia l Conference regulat ions .

    NOT E : ANY INDIV IDUA L W HO K NOW INGL Y AND W IL FUL L Y FAL SIFIE S OR FA IL S TO FIL E T HIS R E POR T M AY BE SU BJ E C T TO C M LAND CRIMINAL SA NCTIONS (5 U~ .C. app . 104)

    FILING INSTRUCTIONSMail s igned o r ig inal and 3 addi t ional copies to :

    Com m it te e on F inanc ia l D isc lo su r eA dm in i st ra t i ve O f f i c e o f the U n i ted S t a t es Co u r t sSuit, 2-301On, Columbus Circle, N.E.W ashing ton , D .C . 20544


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