PECB MS AUDITOR CERTIFICATION PROGRAM 1

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PECB MS Auditor Certification Program

PECB MS AUDITOR CERTIFICATION PROGRAM 2

Why become a PECB Certified Management System Auditor?There are many reasons why becoming a PECB Certified MS Auditor could be beneficial for you. Let’s mention just some of them:

ᄝ Establish a reputable image as a professional PECB Certified MS Auditor in our network and conduct audits through a continual interaction with PECB and its partners

ᄝ Benefit from well-paid audit mandates ᄝ Have the opportunity to conduct audits worldwide ᄝ Improve audit expertise in the respective certification field. ᄝ Work with best auditing practices.

PECB MS AUDITOR CERTIFICATION PROGRAM 3

How it WorksThe initial requirements that have to be fulfilled by the applicant in order to initiate the evaluation process are listed below:

ᄝ Education: has a documented evidence of at least secondary level education ᄝ Training/Certification1: has a valid2 ISO Lead Auditor Certificate which

should be obtained from an international recognized Certification Body along with a proof of attendance of such a Lead Auditor

ᄝ Work experience3: has at least 5 years of professional work experience; 2 of which should be relevant experience in the implementation, operation, and/or auditing of management systems, involving the exercise of judgement

ᄝ Audit experience3: has performed at least four (4) complete audits, the total duration of which should be a minimum of twenty (20) days. For Lead Auditor, at least three (3) of these audits should have been performed as a team leader.

ᄝ Personal behaviour and Competence: is able to demonstrate the best personal behaviour necessary to carry out effective audits in accordance with clause 7.2.2 of ISO 19011:2018 and Annex D of ISO 17021:2015, as well as be able to demonstrate that he/she has the needed competence and knowledge to carry out an effective audit in accordance with the clause 7.2.3.2 of ISO 19011:2018.

1You need to have relevant experience for each standard for which you want to conduct audits. In order to get approved as a PECB MS Auditor for ISO 9001:2015, you need to have the respective ISO 9001:2015 Lead Auditor Certificate. For each standard against which you plan to conduct audits, you should have a documented proof that you have experience in that respective field.2Valid is considered the certificate which corresponds to the actual version of the respective standard3For Trainee Auditors no work and audit experience is required.

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Requirements and Grades:Trainee MS Auditor Interim MS Auditor MS Auditor MS Lead Auditor

1 Education Secondary Level Secondary Level Secondary Level Secondary Level2 Training/Certification ISO Lead Auditor

CertificateISO Lead Auditor Certificate

ISO Lead Auditor Certificate ISO Lead Auditor Certificate

3 Work Experience - 5 years of professional experience; 2 years relevant work experience

5 years of professional experience; 2 years relevant work experience

5 years of professional experience; 2 years relevant work experience

4 Audit Experience - 4 complete audits- Min. 20 days- 8 days on-site

4 complete audits- Min. 20 days- 8 days on-site

4 complete audits- Min. 20 days- 8 days on-site- 3 audits as Lead Auditor

5 PECB MS Auditor Certification Package

Yes Yes Yes Yes

6 Interview by PECB MS Yes Yes Yes Yes7 Certified Management

System Auditor Training- - Yes Yes

8 Witness Audit - - Yes Yes

Benefits:Trainee MS Auditor Interim MS Auditor MS Auditor MS Lead Auditor- Be part of an audit team - Be part of an audit team

- Conduct audits as sole auditor- Be part of an audit team- Conduct audits as sole auditor- Priority when selecting auditors

- Lead audit teams- Conduct audits as sole auditor- Priority when selecting auditors

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PECB MS Auditor Certification PackagePECB Interim Auditors are auditors that have initiated the application process and do fulfill the requirements to get certified as PECB MS Auditors; however, they still didn’t complete all steps to get fully approved.

The ‘interim ‘status will be valid for 1 year. Within this timeframe, the interim Auditors will need to:

06200-FO1-Auditor Application Form06200-FO2-Auditor Competence Form06200-FO3-Audit Log06200-FO4-Auditor Agreement

Audit background and experience will be evaluated based on specific certification requirements and PECB competence criteria. The applicant should hold an ISO Lead Auditor Certificate in the respective field and be able to demonstrate his/her years of professional experience and number of audits conducted. All of the documents need to be filled out in details with the correct information in order for PECB to have a complete file on the applicant.

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InterviewIn case of a positive evaluation of the applicant and fulfillment of the above requirements, he/she will be invited to a short interview with the Auditor Program Manager.

The interviews are held online and are necessary to further elaborate on the information provided by the candidate’s CV and professional experiences. The interview consists of questions that include areas of planning the audit, reporting nonconformities, handling a difficult situation, previous experience, etc.

After the successful completion of the interview, the applicant will get approved as an ‘Interim Auditor’, but at the same time, he/she will be informed in more details about the remaining steps that have to be completed by him/her in order to get the ‘fully approval’ status.

PECB MS AUDITOR CERTIFICATION PROGRAM 7

Interim Approved AuditorPECB Interim Auditors are auditors that have initiated the application process and do fulfill the requirements to get certified as PECB MS Auditors; however, they still didn’t complete all steps to get fully approved.The ‘interim ‘status will be valid for 1 year. Within this timeframe, the interim Auditors will need to:

ᄝ Complete the PECB Certified Management Systems Auditor Training ᄝ Be observed by PECB while conducting an audit

If the additional requirements are not fulfilled within the agreed timeframe, the credential of the “PECB Interim Auditor” will be revoked and the auditor may reapply only once all requirements are completed by him/her.

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PECB Certified Management Systems Auditor Training (CMSA): The PECB Certified Management Systems Auditor Training (CMSA) is a special designed training which intends the preparation of PECB Certified MS Auditors and advancement of their audit techniques in accordance with PECB audit processes and procedures. This training is exclusively lectured by experienced PECB Auditors and is organized several times during the year in different parts of the world. Additionally, during this training role play audits will be conducted as part of the practical part of the training.

Taking the Certified Management Systems Auditor Training and passing the respective exam is mandatory, and this has to be completed within 1 year from the ‘interim approval date’.

The Auditor will be kept updated on the schedule of the CMSA around the world, so they will have an opportunity to finish the required step on time.

There will be 2 options to complete this step:

a) Fast Track: Experienced Auditors (10+ years of experience in third party audits)- will go through the last day of the CMSA Training Course. This will be done online through a ‘webinar’ at the end of which the auditors will have to complete an exam.However, to be eligible for this, auditors need to provide evidences to PECB either:

ᄝ Of being approved by another accredited Certification Body, or ᄝ 3 audit reports (all information will be treated with utmost confidentiality)

b) Normal track: go through the full CMSA Training Course.

PECB MS AUDITOR CERTIFICATION PROGRAM 9

Witness AuditOnce approved as an ‘interim auditor’, the auditor will be subject to an observation while conducting an audit on behalf of PECB. The purpose of the witness audit is to validate and gain confidence in the knowledge and skills of the auditor. The observation will be done either on-site or remotely and will be conducted by PECB Trusted Witness Auditors.

PECB MS AUDITOR CERTIFICATION PROGRAM 10

Fully Approved MS Auditor/Lead AuditorThe Auditor will be fully approved after completing all the necessary requirements, including: Documentation and Professional Experience; Interview; Certified Management Systems Training and Witness Audit and will be provided with one of the following grades, depending on his/her experience and fulfillment of requirements:

a) PECB Certified MS Auditor – can perform audits as a team member or as a sole auditor;b) PECB Certified MS Lead Auditor – can perform audits as a lead auditor by managing an audit team.

PECB Certified MS Auditor Certificates are valid for 3 years, and during this period all auditors will be evaluated on a continuous basis through different evaluation methods, such as: observation, review of records, feedback from client, post-audit reviews, etc.

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RecertificationIn order to get recertified, the PECB Certified MS Auditor should have performed a minimum of three (3) complete audits with at least 10 audit days on-site during the last 3 years. For MS Lead Auditors, one of the audits should be in the capacity of a Lead Auditor, leading a team of at least on other auditor.

The recertification process can be performed in the time period of six (6) months prior/after the expiry date. If recertification has not been performed during the set time period, the auditor may be required to pass an additional examination.