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Permutations with Ascending and Descending Blocks Jacob Steinhardt Massachusetts Institute of Technology August 11, 2009
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Page 1: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

Permutations with Ascending and DescendingBlocks

Jacob Steinhardt

Massachusetts Institute of Technology

August 11, 2009

Page 2: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

DefinitionA descent of a permutation π ∈ Sn is an index i , 1 ≤ i < n, suchthat π(i) > π(i + 1).

Page 3: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

DefinitionA descent of a permutation π ∈ Sn is an index i , 1 ≤ i < n, suchthat π(i) > π(i + 1).

QuestionHow many permutations in Sn have a given descent set S and liein a given conjugacy class C?

Page 4: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

DefinitionA permutation π is (a1, . . . , ak)-ascending if π ascends inconsecutive blocks of lengths a1, . . . , ak .

Page 5: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

DefinitionA permutation π is (a1, . . . , ak)-ascending if π ascends inconsecutive blocks of lengths a1, . . . , ak .

Example

The 6 (2, 2)-ascending permutations are

12|34 13|2414|23 23|1424|13 34|12

Page 6: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

DefinitionAn ornament is a multiset of cycles where each vertex of eachcycle is labeled (colored) by an integer between 1 and k .

Page 7: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

DefinitionAn ornament is a multiset of cycles where each vertex of eachcycle is labeled (colored) by an integer between 1 and k .

DefinitionAn ornament is (a1, . . . , ak)-compatible if the number of verticeslabeled i is equal to ai .

Page 8: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

DefinitionAn ornament is a multiset of cycles where each vertex of eachcycle is labeled (colored) by an integer between 1 and k .

DefinitionAn ornament is (a1, . . . , ak)-compatible if the number of verticeslabeled i is equal to ai .

Example

(a) and (b) are the same (2, 3)-compatible ornament. (c) is(3, 4)-compatible.

(a) (b) (c)

Page 9: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

Theorem (Gessel and Reutenauer, 1993)

The (a1, . . . , ak)-ascending permutations are in bijection with

(a1, . . . , ak)-compatible ornaments where every cycle is aperiodic.

This bijection preserves cycle structure.

Page 10: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

Theorem (Gessel and Reutenauer, 1993)

The (a1, . . . , ak)-ascending permutations are in bijection with

(a1, . . . , ak)-compatible ornaments where every cycle is aperiodic.

This bijection preserves cycle structure.

Example

(a1, a2) = (7, 5), π = 1 3 4 8 9 10 12 |2 5 6 7 11

2

3 4

8 7

12 115 9 6 10 1

Page 11: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

Theorem (Gessel and Reutenauer, 1993)

The (a1, . . . , ak)-ascending permutations are in bijection with

(a1, . . . , ak)-compatible ornaments where every cycle is aperiodic.

This bijection preserves cycle structure.

Example

(a1, a2) = (7, 5), π = 1 3 4 8 9 10 12 |2 5 6 7 11

2

3 4

8 7

12 115 9 6 10 1

Page 12: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

DefinitionAn (a1, . . . , ak , S)-permutation is a permutation that descends inthe blocks Ai with i ∈ S and ascends in all other blocks.

Page 13: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

DefinitionAn (a1, . . . , ak , S)-permutation is a permutation that descends inthe blocks Ai with i ∈ S and ascends in all other blocks.

Example

(a1, a2) = (8, 10), S = {1}π = 18 17 15 14 13 12 11 9 | 1 2 3 4 5 6 7 8 10 16

Page 14: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

DefinitionAn (a1, . . . , ak , S)-permutation is a permutation that descends inthe blocks Ai with i ∈ S and ascends in all other blocks.

Example

(a1, a2) = (8, 10), S = {1}π = 18 17 15 14 13 12 11 9 | 1 2 3 4 5 6 7 8 10 16

QuestionCan we generalize the Gessel-Reutenauer bijection to(a1, . . . , ak , S)-permutations?

Page 15: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

TheoremThere is an injection from the (a1, . . . , ak , S)-permutations to the

(a1, . . . , ak)-compatible ornaments. This injection preserves cycle

structure.

Page 16: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

TheoremThere is an injection from the (a1, . . . , ak , S)-permutations to the

(a1, . . . , ak)-compatible ornaments. This injection preserves cycle

structure.

Example

(a1, a2) = (8, 10), S = {1}π = 18 17 15 14 13 12 11 9 | 1 2 3 4 5 6 7 8 10 16

1

18 16

8

92

17 10

3

15 7

11 4

14 6

12

5 13

Page 17: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

TheoremThere is an injection from the (a1, . . . , ak , S)-permutations to the

(a1, . . . , ak)-compatible ornaments. This injection preserves cycle

structure.

Example

(a1, a2) = (8, 10), S = {1}π = 18 17 15 14 13 12 11 9 | 1 2 3 4 5 6 7 8 10 16

Page 18: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

Corollary (Conjectured in (Eriksen, Freij, Wastlund, 2007))

For any permutation σ of {1, . . . , k} and conjugacy class C of Sn,

the (a1, . . . , ak , S)-permutations in C are in bijection with the

(aσ(1), . . . , aσ(k), σ(S))-permutations in C.

Page 19: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

Corollary (Conjectured in (Eriksen, Freij, Wastlund, 2007))

For any permutation σ of {1, . . . , k} and conjugacy class C of Sn,

the (a1, . . . , ak , S)-permutations in C are in bijection with the

(aσ(1), . . . , aσ(k), σ(S))-permutations in C.

Corollary (Theorem 7.1 in (Gessel and Reutenauer, 1993))

If C satisfies certain mild properties, then the number of elements

of C with descent set D equals the number of elements of C with

descent set {1, . . . , n − 1}\D.

Page 20: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

Corollary (Conjectured in (Eriksen, Freij, Wastlund, 2007))

For any permutation σ of {1, . . . , k} and conjugacy class C of Sn,

the (a1, . . . , ak , S)-permutations in C are in bijection with the

(aσ(1), . . . , aσ(k), σ(S))-permutations in C.

Corollary (Theorem 7.1 in (Gessel and Reutenauer, 1993))

If C satisfies certain mild properties, then the number of elements

of C with descent set D equals the number of elements of C with

descent set {1, . . . , n − 1}\D.

Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993))

The number of involutions with descent set D equals the number

of involutions with descent set {1, . . . , n − 1}\D.

Page 21: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

QuestionWhat properties does our map have when applied to other classesof permutations?

Page 22: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

QuestionWhat properties does our map have when applied to other classesof permutations?

◮ not injective in general

Page 23: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

QuestionWhat properties does our map have when applied to other classesof permutations?

◮ not injective in general

◮ injective when applied to permutations with a given descentset (can we find its image?)

Page 24: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

QuestionWhat properties does our map have when applied to other classesof permutations?

◮ not injective in general

◮ injective when applied to permutations with a given descentset (can we find its image?)

◮ do the fibers have bounded size when applied to permutationswith a bounded number of inversions in each block?

Page 25: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

QuestionWhat properties does our map have when applied to other classesof permutations?

◮ not injective in general

◮ injective when applied to permutations with a given descentset (can we find its image?)

◮ do the fibers have bounded size when applied to permutationswith a bounded number of inversions in each block?

QuestionThe Gessel-Reutenauer bijection implies that there are

(

a1+...+ak

a1,...,ak

)

A-compatible ornaments such that every cycle is aperiodic. Is therea simpler proof of this fact?

Page 26: Permutations with Ascending and Descending Blocksjsteinhardt/publications/ascents/slides.pdf · Corollary (Theorem 7.2 in (Gessel and Reutenauer, 1993)) The number of involutions

Thank you.

◮ This research was supervised by Joe Gallian at the Universityof Minnesota Duluth, supported by the National ScienceFoundation and the Department of Defense (grant numberDMS 0754106) and the National Security Agency (grantnumber H98230-06-1-0013).

◮ e-mail: [email protected]


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