ORI GIN AL PA PER
Peroxynitrite: A Re-examination of the ChemicalProperties of Non-thermal Discharges Burning in AirOver Aqueous Solutions
Jean-Louis Brisset • Eugen Hnatiuc
Received: 21 December 2011 / Accepted: 27 April 2012 / Published online: 20 May 2012� Springer Science+Business Media, LLC 2012
Abstract The main compounds of non-thermal plasmas generated by a discharge in
humid air at atmospheric pressure are re-examined to explain the twin chemical properties
of discharges over aqueous waste solutions, i.e. the acid and oxidizing effects. The acid
effects are attributed to transient nitrous and peroxynitrous acids and to stable nitric acid.
The matching oxidizing power of the discharge species onto solutes is due to water soluble
H2O2 provided by the dimer formation of �OH and also to peroxynitrous acid ONOOH and
its salt which are involved in the oxidation process of nitrous to nitric acid.
Keywords Cold plasma � Reactive nitrogen species � Acid effects �Transient nitrite � Peroxynitrite
Introduction
The question of the acid effects induced by discharges burning in air over aqueous solu-
tions at atmospheric pressure remains a key problem, since it implies the still unelucidated
water plasma interactions although the effects in a target solution are easily evidenced and
measured. These effects result from an increase in the acidity level of the medium exposed
to the discharge. Such a feature is now largely admitted but not well understood yet. The so
called ‘‘acid effects’’ or ‘‘acid plasma’’ are essential in most environmental processes
which involve oxidation phenomena in the degradation of organic wastes, the bleaching of
dye solutions and the control the matching kinetics thus require a new examination.
The oxidizing degradation of organic compounds is usually governed by thermody-
namic laws, and in particular Nernst’s: in other words an electrochemical reaction such as
Oxidantþ qHþ þ ne�\¼[ Reducer
J.-L. Brisset (&)Faculty of Sciences, University of Rouen, 76821 Mont Saint-Aiganan, Francee-mail: [email protected]
E. HnatiucUniversitate Apollonia din Iasi, Iasi, Romania
123
Plasma Chem Plasma Process (2012) 32:655–674DOI 10.1007/s11090-012-9384-x
is controlled by the proton activity aH? or the pH function (pH = -log aH? & -log
CH?) which may be approximated by the co-logarithm of the proton concentration in
dilute solutions. Consequently, the overall reaction resulting from the interacting two
Oxidizer/Reducer systems {1} and {2}, i.e.,
n2Ox1 þ n1Red2 þ ðn2q1 � n1q2Þ Hþ\¼[ n2Red1 þ n1Ox2
involves the proton concentration. Then, the above reaction which is thermodynamically
determined by the difference in the Gibbs free energy of the systems and the relevant DG
value
DG ¼ n2FE2 � n1FE1
is also affected by the local acidity, i.e., by the rate control term (n2q1 - n1q2) CH?.
We have thus to examine the question of the proton generation in an aqueous solution
under discharge conditions, and we shall focus on three types of non-thermal plasmas, i.e.,
corona, dielectric barrier discharge DBD or quenched gliding arc discharges for illustration
purposes. It must firstly be pointed out that a gliding arc discharge (or ‘‘glidarc’’) is not a
thermal plasma despite it is generated by an arc. It is actually a quenched plasma at
atmospheric pressure and nearly ambient temperature and thus belongs to this family of
discharges in spite of its particular characteristics.
The glidarc proposed by Czernichowski et al. [1] some thirty years ago works as
follows: two diverging electrodes are connected to a suitable HV source (by few kV) so
that an arc forms at the narrowest gap (here occurs a thermal plasma). The feet of the arc
are gently blown along the electrodes to their tips by a gas flow of water saturated air
directed along the axis of the reactor. The arc length increases as its temperature falls until
it breaks when it is short-circuited by a new arc and the resulting plasma plume (or
‘‘cloud’’) is a quenched non-thermal plasma with the components of a thermal plasma and
the properties of a cold plasma. Temperature measurements of liquids exposed to the
discharge confirmed the very limited thermal effect of this process which thus enables us to
perform liquid treatments.
From the electrical point of view all the concerned discharges are operated in a range of
the current intensity vs. applied voltage curve as illustrated in [2] between the corona
discharges and the arcs. It is clear that an arc is a thermal plasma, with the relevant
properties.
The particular feature of the glidarc (Fig. 1) results from the working conditions and the
design of the reactor. For example, using a HV transformer, e.g., an Aupem-Sefli 9000 HV
Transformer delivering 9 kV- 0.1A or 600 V- 160 mA in open and working conditions
respectively, induces very moderate temperature changes of a liquid pool disposed in front
of the electrodes and thus in contact with the plasma plume.
The temperature of aqueous targets exposed to the discharge at various distances was
measured (Table 1 and Fig. 2) [3, 4] and confirms the quenched character of the plume.
The thermal effect cannot reasonably be held as the cause of lethal effects for bacteria,
provided the distance between the electrode tips and the liquid surface is longer than
150 mm. The temperature of the liquid target rapidly rises and tends to a plateau for
t* C 15 min [3]. A typical plot is showed in Fig. 2.
Such working properties allow using the glidarc plasma device as a tool for the treat-
ment of liquids in the same way as corona or DBD devices, e.g., for pollutant abatement of
harmful organic solutes in wastewaters in batch or circulating conditions, or inactivation of
bacteria in their various development states [4]. The liquid target is disposed under the
656 Plasma Chem Plasma Process (2012) 32:655–674
123
discharge at the distance d from the electrodes tips and perpendicularly to the axis of the
reactor as sketched in Fig. 1. The thermal effect is limited as discussed above, which is
essential for microbiology studies, so that a temperature rise by few tens of degrees is
expected without using a cooling jacket around the jar. The cooling system is used for
security reasons, to avoid reaching flashpoints in the treatment of volatile industrial waste
solvents. Air is directly provided by a compressor and passes through a flowmeter and a
bubbling flask filled with water to get water saturated air before entering the reactor.
We have now to examine the main species formed in the discharges generated in humid
air and underline their major chemical properties, with the aim of completing previous
studies [4–7].
Parent species (humid air)O2, N2, H2O
Main Primary species:H°; °OH; O2*; H2O*; O; N; IonsSecondary species: O2+, O+; N2+; N+;OH-; NO2
-; NO3-; ONO2
-; H, OH, H2O2 ;(HO2; O3); NO; NO2 ; ONO2HMain primary and secondaryimpinging species: NO2
-; NO3-; ONOO-
;H+; H2O2 ;(HO2); NO; ONO2H
Gliding DischargeHigh voltage source
Diverging electrodes
Gliding arc:Thermal plasma
Quenched plasma
Water surface
Waste solute
Fig. 1 Sketch of a gliding arc reactor with the assumed distribution of the main gaseous species
Table 1 Thermal effect of thedischarge on aqueous solutions(24 mL) [3]
Gas flow rate 500 Lh-1
Distance D electrode tip/water (mm) 14 220
Exposure time t* (min) 5 30
DT = (T - T0) (�C) 30 9
Paraffin wax test (Fusion Temperature: 52 �C) [52 \52
0 10 20 30 40 50 60 700
5
10
15
20
25
t*, min
T, °
C
Fig. 2 Typical plot ofTemperature increase of a(24 mL) aqueous target with theexposure time t* (min). After asteep increase for shorttreatments t* \ 5 min, thetemperature tends to a plateau.Gas flow:550 Lh-1; distanceelectrode-liquid: 220 mm [3]
Plasma Chem Plasma Process (2012) 32:655–674 657
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Formal Distribution of the Main Active Species
The distributions of the active species are similar for all the discharges at atmospheric
pressure, especially for corona and gliding discharges (Figs. 1 and 3). We shall focus on
the last ones because of the amount of energy delivered to the arc in the case of glidarc is
higher than for corona discharges, so that the resulting quantity of formed activated species
is increased and the chemical effects are much more easy to be evidenced and quantified.
For the sake of simplicity, we split the plasma reactor into several zones, with special
components, e.g., the Parent molecules at the gas inlet, the Primary species around the
ionization zone where the major part of the energy transfer takes place, the Secondaryspecies in the plasma cloud in contact with the target.
Energy consideration shows that the energy amount displayed in cold plasmas remains
in the approximate range 1–3 eV (100–300 kJ mol-1), i.e., in a largely lower range than
thermal plasmas, so that direct ionization or/and direct homolytic bond breakings (which
require around 900 kJ mol-1) by electron impact are more unusual processes than for
arcs (Table 2). In the plasma plume of a glidarc, which is a quenched plasma as men-
tioned, the occurrence of ions and of more energetic moieties than in coronas is thus
being expected.
Also we shall focus on discharges in natural or humid air, because of the large use of
this gas mixture, due to its low price. Incidentally, the gas surrounding discharges burning
in air over an aqueous film readily changes to water saturated air by evaporation of the
target, so that the properties of the ambient medium are modified. Lot of papers consider
the influence of water on the gas composition around the discharge, and their authors agree
to account for a positive effect especially in case of pollutant abatement or microbial
inactivation.
Ambient gas O2;N2;H2OHV+ HV-
Corona (Point-plane)
Primary speciesH; OH; O2*; O; N; ions, e-
Cations Anions; e-
Earthed grid
Secondary neutral speciesOH, H2O2, NO; ONO2H
Target H+, NO2
-,NO3-
Fig. 3 Sketch of the distribution of species in a d.c. Corona discharge fitted with an ion trapping grid
658 Plasma Chem Plasma Process (2012) 32:655–674
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The Parent Species in Case of a Discharge in Humid Air
The parent molecules present in humid air are mainly O2, N2 and H2O molecules which
constitute a gaseous mixture sensibly different from dry air, and much more different from
pure N2 or pure O2 gases. Most of these species are initially in their natural ground state.
The Primary Species
The energy transfer from the electric field lines to the ambient gas induces several affects,
according to the quantity of transferred energy (and the power delivered by the electric
source), in particular excitation and ionization for high energy transfers.
In the arc (or at the immediate neighbourhood of the HV electrode of a corona dis-
charge), the energy transfer to the gas is maximum and activation of the gas molecules
results: O2 and N2 molecules are raised to excited states, as are the water molecules for
moderate energy transfers. The species thus formed in the thermal zone are excited
Oxygen, Nitrogen, water molecules and radicals such as �H, �OH and �O resulting of
homolytic breaking of the H–OH and O = O bonds respectively. Dissociation of Nitrogen
molecules is more energetic than for Oxygen molecules and requires 9.8 eV (945 kJ
mol-1), so that dissociation and excitation will preferentially concern Oxygen in low
energy discharges. The formation of hydroxyl radicals which is observed and quantified by
emission spectroscopy in case of glidarc [8, 9] is attributed to electron impact at activated
water molecules:
e�þ H2O X1A1
� �! e�þ H� þ �OH
Table 2 An energy overview of the most numerous species encounted in cold or quenched discharges(1 eV mol-1 = 96.5 kJ mol-1)
Species Excitation energy(kJ mol-1)
Dissociationenthalpy (kJ mol-1)
Ionization(kJ mol-1)
Lifetimegas (s)
O2 0 (3Rg-)
94.3(1Dg)156.9(3Rg
-)
500 1,167 –45 min (gas)7–12
N2 0598 (A3Ru
?)695 (B3Pg)1,080 (C3Pu)
945 1,515 –21.7 9 10-6
3.2 9 10-8
H2O 0 (X1A1)714 (A1B1)859 (3A2)878 (1A2)
494 1,216 –
O – 1,314
N – 1,402
OH 0 (X2P) 463 1,161 Few hundreds ns
H 984 (22S�) 1,312 1
NO 0 (X2P)530 (A2R?)
305
Data from ‘‘Book of Data’’ R. Harrison, Ed.; Lowe & Brydone Ltd (1975), Thetford, Norfolk
Plasma Chem Plasma Process (2012) 32:655–674 659
123
which accounts for the reaction file:
e�þ H2O X1A1
� �! e�þ H2O 3A2
� �! e�þ H�ð2S)þ �OH
! e�þ H2O A1B1
� �! e�þ H�ð2S)þ �OH X2P
� �
! e�þ H2O A3B1
� �! e�þ H�ð2S)þ �OH X2P
� �
! e�þ H2O A3B2
� �! e�þ H�ð2S)þ �OH X2P
� �
! e�þ H2O B1B1
� �! e�þ O�ð1D)þ H2 X1Rþ
� �
Other reactions also occur and involve ionic species, such as N2? in the glidarc [9] but
its concentration remains low. Activated species involving Oxygen or Nitrogen are usually
referred to as Reactive Oxygen Species (ROS) and Reactive Nitrogen Species (RNS)
respectively.
The Secondary Species: Reactive Oxygen Species (ROS)
The primary species react with other primary species or with parent species and give rise to
new species called secondary species. Some of them are of special interest.
The Hydroxyl Radical �OH
The hydroxyl radical �OH is probably the most important species spectroscopically
identified [8, 9] in the discharges because of its oxidizing properties. �OH is mainly formed
by electron impact on excited water molecules as mentioned, but other sources probably
exist, apart photon impact on hydrogen peroxide, e.g.,
H2O2 þ hm! 2 �OH
e�þ H2O! H� þ �OH ðenergy threshold : 5:7 eV or 550 kJmol�1ÞHO�2 þ O3 ! �OHþ 2O2
HO�2 þ �NO! �OHþ NO2
Several other reactions may be involved in the plasma processess and form �OH rad-
icals, but they cannot be considered as the main sources of reactive �OH, although they are
not discarded from the overall mechanism, e.g.,
HO�2 þ H2O2 ! �OHþ O2 þ H2O
HO�2 þ H2O! H2O2 þ �OH
NO2 þ H� ! �NOþ �OH
The lifetime of the �OH radicals (i.e., few hundreds of ns) formed in the arc zone of a
gliding discharge is too short to allow the species to move in the gas without being
disactivated and to reach the liquid surface. In quasi-standard conditions (gas flow
Q = 600 Lh-1; nozzle area: 1 mm2), the distance covered by �OH in an assumed cylinder
of 1 mm2 section is 0.017 cm for 1 ls. Thus the formation of derivatives must be con-
sidered in the gas phase and tentatively attributed to the formation of clusters or dimers for
example.
An assumption which requires further experimental results may be tentatively proposed,
on the base of studies of atmospheric chemistry and concerns the formation of clusters in
the gas phase [10].
�OHþ n H2O! �OH H2Oð Þnwith n ¼ 1�5
660 Plasma Chem Plasma Process (2012) 32:655–674
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These hydroxyl radical-water molecules adducts (or complexes), i.e., �OH(H2O)n,
formed in the gas phase should be highly soluble in water and present similar oxidizing
properties as the starting �OH, with slightly stabilized oxidation potentials which would yet
remain largely higher than that of most organic systems. This feature would explain the
degrading power of the plasma treatments and in particular the post-discharges effects
which will be discussed below.
Hydrogen Peroxide H2O2
Two hydroxyl radicals react together and yield the dimer hydrogen peroxide H2O2
HO� þ �OH! HO-OH
with a kinetic constant around k = 5.5 9 109 Lmol-1s-1, i.e., a value close to those
reported in acidic irradiated water [11].
The formation of the dimer HO–OH, may take place in the gas phase. Hydrogen
peroxide is very soluble in water: it may easily dissolve in the liquid and then react with
solutes.
The occurrence H2O2 in the plasma treated aqueous target is evidenced by the formation
of metal complexes (e.g., with TiIV or VV) in the solution. However, such tests remain
qualitative, because of post discharge phenomena which may favour or lower the con-
centration of H2O2.
Other side reactions may favour the formation of hydrogen peroxide, e.g.,
HO�2 þ HO�2 ! H2O2 þ O2 ð2k ¼ 3:7� 105dm3mol�1s�1Þ ½12�
(k = {2.2 9 10-13 exp(600/T) ? 1.9 9 10-33 [N2]exp (980/T)} 9 [1 ? 1.4 9 10-21
exp (2,200/T)[H2O]) in the temperature range 200 \ T, K \ 500 [13]
or
O2 þ H� ! HO�2ðk ¼ 21� 1010dm3mol�1s�1Þ 15½ �2HO�2 þ 2O3 ! H2O2 þ 4O2ðk\104dm3mol�1s�1Þ 14½ �
Peroxyl Radical �O2H
The peroxyl radical form by the fixation of H� radicals on O2 according to known reactions
in pulse radiolysis studies, e.g.,:
H� þ O2 þM! HO�2 þM
or
�OHþ H2O2 ! HO�2 þ H2O ðk ¼ 12� 107M�1s�1at 0:4\pH\3Þ
�OH also reacts with ozone and forms HO2�:
�OHþ O3 ! HO�2 þ O2 k ¼ 1:1� 108dm3mol�1s�1� �
14½ �
which disproportionates in water:
HO�2 þ HO�2 ! H2O2 þ O2 ð2k ¼ 3:7� 106dm3mol�1s�1Þ ½14�
Plasma Chem Plasma Process (2012) 32:655–674 661
123
HO�2 þ NO2 ! HO2NO2 ðk ¼ 107 � 1:8� 109dm3mol�1s�1Þ ½16�
HO�2 þ NO� ! ONOOH ðk ¼ 32� 109dm3mol�1s�1Þ ½16�
The Secondary Species: Reactive Nitrogen Species (RNS)
The most important RNS in our case are nitric oxide NO, nitrous acid HONO (and the
matching base nitrite), peroxynitrous acid ONOOH [and its salt peroxynitrite, also called
oxoperoxonitrate (-1) according to IUPAC nomenclature] and its isomeric nitric acid. The
present study is limited to these few N-containing species as a first approach for the sake of
simplicity because they appear to be essential to a better understanding of the environ-
mental action of the electric discharges.
Nitric Oxide NO and Nitrogen Dioxide NO2
N2 combines with O2 and yields nitric oxide NO� which is identified in the arc zone and
quantified by emission spectroscopy [8, 9]. The formation of NO� is largely endothermic
(DH�298 = 90.3 kJmol-1) as is the dissociation (DH� # 630 kJmol-1) [17] and takes place
in combustion processes [20]. NO� was identified in the arc zone of a gliding discharge and
also found in the plasma plume. The widely accepted Zeldovich model for its formation is
a chain reaction which involves the oxidation of N2 by O atoms according to a more
complex mechanism than the mere balance N2 ? O2 ? 2NO�.
N2 þ O� ! NO� þ N�
N� þ O2 ! NO� þ O�
N� þ O� ! NO�
NO� has limited stability (lifetime of a few seconds); it is soluble in water (74 mL/L at
STP), toxic and able to diffuse through membranes, which explains its lethal action on
bacteria including DNA damage and its biological action. For example NO� easily binds
with metalloproteins, and in particular its affinity with Hemoglobin is 1,500 times that of
carbon monoxide CO [17].
It seems pertinent to report some basic information on NO� and its oxidation product,
Nitrogen dioxide, which are carefully examined by Biologists. NO� is a reacting species
well known for its occurrence in many physiological and pathological processes and in
atmospheric chemistry. It is widely accepted that Nitric oxide is unstable in air and reacts
with the surrounding O2 and yields NO2 by a complex mechanism which involves several
nitrogen oxides.
At low temperature, NO� reacts with N atoms according to an exoergic reac-
tion 3.25 eV [18]:
NO� þ N� ! N2 þ O�
The reaction of NO� with �OH develops according to a termolecular process:
NO� þ �OH þMð Þ ! HONO þMð Þ
fk�ðT)[N2� ¼ 7:4� 10�31ðT=300Þ�2:4½N2� cm3molecule�1s�1g 21½ �
662 Plasma Chem Plasma Process (2012) 32:655–674
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which was extensively studied in atmospheric chemistry since NO is concerned in the
cycle of ozone O3:
NO� þ O3 ! NO2 þ O2 þ hm
The disappearance reaction of NO�
NO� þ HO�2 ! �OHþ NO2
is characterized by an increasing rate constant with decreasing temperature [18]. Addi-
tionally NO� gives an adduct with hydroperoxyl radical, which is of major importance for
biological studies of bacterial stress and consequently for our purpose of decontamination
of organic wastes and bacterial inactivation [19]:
NO� þ HO2 ! ONOOH ðk ¼ 3:2� 109Lmole�1s�1Þ 16½ �
NO2 disappears by impact of energetic photons (k\ 430 nm) which break one N–O bond:
NO2 þ hm! O(3P)þ NO�
and leads to further ozone formation. However ozone reacts with NO2 and remains as
traces in solution.
NO2 þ O3 ! NO�3 þ O2
Also:
NO2 þ HO�2 ! O2NOOH ðk ¼ 107 � 18� 109L mole�1s�1Þ 16½ �O2NOOH! HO�2 þ NO2ðk ¼ 86� 10�3s�1Þ 16½ �O2NOOH! HNO2 þ O2 ðk ¼ 70� 10�4s�1Þ 16½ �O2NOOHþ HNO2 ! 2Hþ þ 2NO�3 k ¼ 12ð Þ 16½ �
Nitrous Acid and Nitrite
In aqueous solution, nitric oxide reacts with dissolved oxygen and yields nitrite ions
according to the overall reaction
4 NO� þ O2 þ 2 H2O! 4 NO�2 þ 4 Hþ 16½ �
which accounts for the proposed steps [16]:
NO� þ O2 ¼ ONOO
ONOOþ NO� ! ONOONO
ONOONO! 2 NO2
NO2 þ NO� ! N2O3
N2O3 þ H2O! 2 NO�2 þ 2Hþ
The transient character of nitrite ions is evidenced from treatments of water by both
corona (Fig. 4a,b) and gliding discharges (Fig. 5), since the relevant concentration first
increases then decreases with increasing exposure time [22, 23].
Additionally, slightly different results relevant to the nitrite and nitrate concentrations
are provided by experiments performed without pulsed discharges [23], with an ‘‘open’’ or
a ‘‘closed ‘‘ reactor at a fixed gas flowrate 900 Lh-1. With an ‘‘open’’ reactor, the nitrate
Plasma Chem Plasma Process (2012) 32:655–674 663
123
concentration rapidly reaches a plateau while it continuously increases with a ‘‘closed
reactor’’. The nitrite concentration presents a maximum for short exposure times t* for both
open and closed reactors, a feature which accounts for the occurrence of two opposite
overall reactions. Also, the shapes of the CNO2- vs. t* plots are affected by the gas flowrate:
the occurrence of a maximum is more clear for high flow rates (e.g., 900 Lh-1) than for
low flowrates (such as 500 Lh-1) with a maximumin the same time range. A tentative
explanation lies in the residence time of the gas in the arc which favours the formation of
ONO and ONOOH with respect of that of ONOH.
It is clear that aqueous solutions exposed to the discharge enrich in transient nitrite ions,
as the proton concentration increases. The NO2- concentration tends to a plateau for
increasing exposure times. This feature implies that disappearance of NO2- also takes
place, as the nitrate concentration increases. Such an evolution may be explained by the
0 50 100 150 200 2500
0.5
1
1.5
2
2.5
3
3.5C(NO2)90µA
C(NO2)50µA
C(NO2)15µA
Exposure time t* (min)
C(N
O2-
),m
gL
-1
a b
Fig. 4 a Effects of the current intensity on the Nitrite concentration in a dc negative corona in air (electrodegap 11 mm; point to target 20 mm); b Formation of Nitrate in a dc negative corona in air (electrode gap11 mm; point to target 20 mm; I = 90 lA) [22]
Fig. 5 Effects of the air flow rate on the formation of nitrite in a gliding discharge in humid air (emptysquares: 500 Lh-1; diamonds: 700 Lh-1; black triangles: 900 Lh-1) [23]
664 Plasma Chem Plasma Process (2012) 32:655–674
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concomitant pH decrease and the lack of stability of nitrous acid in acid medium as
developed below.
The Nitrogen atom in Nitrous acid HNO2 [pKa = 3.3] and the matching base nitrite
NO2- has the oxidation number (?III). These compounds may be reduced to NO and
oxidized to stable NO3- depending on the local acidity. The scheme (Fig. 6) of the
variations of the formal potential with acidity (pH), namely the E’� vs. pH plots, were built
on the values of standard oxidation potentials of NO3-/HNO2; NO3
-/NO2-; NO2
-/NO and
NO3-/NO systems reported in Table 5, shows that nitrous acid is unstable in solution and
that stable nitrite ions can be present only for pH [ 6.
Peroxynitrous Acid ONOOH; Peroxynitrite ONOO-
Peroxynitrite, also called oxoperoxonitrate(-1) and its matching acid are among the
‘‘recently’’ discovered species since the first relevant reports on the species were published
by Halfpenny and Robinson [24] towards the mid-20th Century. The literature is poor in
relevant reports up to the Nineties [25]. Biologists and physicians resumed studying these
compounds and evidenced their occurrence in major neurodegenerative diseases, such as
Parkinson’s or Alzheimer’s diseases or even gut inflammation [17, 26–30]. They also
underlined their action in bacterial oxidizing stress processes, so that ONOO- is involved
in both necrotic and apoptotic cell death.
Peroxynitrite results from the mixing sodium nitrite (0.2 molL-1) with hydrogen per-
oxide (1 molL-1) in cold concentrated potassium hydroxide solutions (1.5 mol L-1); the
concentration of the product is determined spectrophotometrically at 302 nm [31].
H2O2 þ NO�2 ! ONOO� þ H2O
Other reactions occurring in radiolysis of water produce ONOOH or its salt, e.g.,
NO� þ O�2 ! ONOO� ðk ¼ 4:3� 109�6:7� 109Lmol�1s�1Þ ½31� 34�NO� þ HO2 ! ONOOH ðk ¼ 3:2� 109Lmol�1s�1Þ 16½ �NO2 þ�OH! ONOOH ðk ¼ 1:3� 109�1:2� 1010Lmol�1s�1Þ 16½ �
Fig. 6 Formal potential E’� vs pH plot showing the thermodynamic unstability of nitrous acid bydisproportionation at low pH. The graph is built with the values of standard potentials vs SHE: E� (NO3
-/NO) = 0.96 V; E�(NO3
-/NO2H) = 0.94 V and E�(NO2H/NO) = 1.00 V (see Table 4) and pKa(HNO2/NO2
-) = 3.3
Plasma Chem Plasma Process (2012) 32:655–674 665
123
Katsumura [16] also reports kinetic rate constants for the formation and the dissociation
of peroxynitrous acid
ONOOH$ Hþ þ ONO�2 ðkforward ¼ 1:6� 104s�1; kbackward ¼ 5� 1010s�1�
and the isomerization rate constant to nitric acid:
ONOOH! Hþ þ NO�3 k ¼ 1:1s�1� �
This set of reactions accounts for the formations of transient nitrous and peroxynitrous
acids which ultimately enrich the plasma treated solution with nitric acid.
The Puzzling Oxidation of Nitrite to Nitrate
The thermodynamic considerations above developed account for equilibria, but not for
kinetics between species and thus must be completed with geometric arguments to account
for a complex mechanism. It must be noticed first that the structure of NO is obviously
linear, as is that of nitronium ion [ONO?] but nitrite is bent (115�) and nitrate is trigonal.
The oxidation of nitrite to nitrate is thus not simple and requires guessing the occurrence of
an intermediate, such as peroxynitrous acid. In the peroxynitrous form, the oxidation
number of Nitrogen is that of its highest state, i.e., [V], just as in nitrate ions. Thus it may
be considered as an isomer of nitrate (or nitric acid), and more precisely a precursor, since
HNOOH reacts in the presence of water and releases nitric acid (H? ? NO3-):
ONOOHþ H2O! Hþ þ NO�3 þ H2O ðk ¼ 1:1 s�1Þ 16½ �
It thus becomes highly attractive to examine possible reactions files beween identified NO
and nitrate involving peroxynitrite. A general reaction scheme was recently reported [17]
and mentioned the occurrence of an activated intermediate [ONOO]. Figure 7 illustrates
the place of peroxynitrite as a reacting intermediate.
Chemical Properties of ROS and RNS
Both ROS and RNS present acid–base and oxidation–reduction properties, which explains
their collective reactivity and the environmental efficacy of the plasma treatments for
removing organic wastes and bacterial inactivation.
Fig. 7 Sketch of the interactions between selected ROS and RNS with emphasize on the situation ofONOOH as an intermediate. The relevant reactions are mentioned in the text with their kinetic constants inmost cases
666 Plasma Chem Plasma Process (2012) 32:655–674
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Acid Base Properties
The acid base properties limited to proton exchange of the most common ROS and RNS
are gathered in Table 3, as equilibria involving the proton donor acid AH and the matching
proton acceptor, i.e., the base A-:
AH ¼ A� þ Hþ
The associated equilibrium constants Ka (or pKa = -log Ka) are also reported. It may
be reminded that the usual acidity scale in water is the pH scale: pH = -log aH? &-logCH? in dilute aqueous solutions, where aH? and CH? respectively refer to the
activity and the concentration of protons. Also, it is easily showed that for pH \ pKa - 1,
the concentration of the acid form is by 10 times that of the base and by 100 times for
pH \ pKa - 2. The base over acid concentration ratio is 10 for pH [ pKa ?1 and 100 for
pH [ pKa ?2.
pH-metry
Exposing aqueous solutions to a corona or a gliding discharge in humid air for time t*
induces a steep pH lowering of the liquid target with the formation of increasing con-
centrations of nitrate ions which continuously increases and nitrite ions which presents a
maximum. The acid effect of such plasma treatment is thus evidenced and mainly
attributed to the formation of nitric acid. The nitrous ions slowly disappear and turn to
nitrates as will be considered below.
In case of a concentrated NaOH solution is exposed to the gliding discharge the
recording of pH vs. t* plots (Fig. 8) is quite similar to the titration plot of a strong base by a
strong acid. The particular exposure time value t*eq corresponding to exact neutralization
(i.e., pH = 7) accounts for the number of protons generated by the discharge and incor-
porated in the solution: t*eq is thus a suitable parameter for checking the efficacy of the
reactor used. It is affected by various working parameters (e.g., the gas flow rate Q, the
electrode gap, the distance between the electrode tips and the liquid surface) and the
experimental conditions (e.g., the concentration and volume of treated solution, in other
words, the number of incorporated OH- ions) in case of a gliding arc device [35]. It is also
governed by the input energy: increasing energy to a given set of working parameters
induces a decay of t*eq which trends to a plateau before increasing. Such a behaviour
suggests that the energy range associated with the ‘‘plateau conditions’’ are the most
efficient conditions to generate protons. Increased energy may give rise to a different set of
reactions which prevents or limits the formation of nitric acid.
Table 3 Main acid base systemsinvolved in air plasma treatmentsof water
Reaction: AH = A- ? H? pKa ¼ �log½CA� �CHþ=CAH�
HNO3 ? NO3- ? H? \0 (strong acid completely
dissociated in water)
HONO = ONO- ? H? 3.3
HOONO = ONOO- ? H? 6.8
HO2 = O2- ? H? 4.7
H2O2 = HO2- ? H? 11.75
OH = O- ? H? 11.9
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A matching pH fall is observed when pure water (pH0 & 6.5–7) is exposed to the
discharge. Analysis of the recorded pH vs t* plot shows that the pH decrease is similar to
adding a strong acid to an aqueous medium.
Since most reactions involved in cleaning or removing organic pollutants are acidity
dependent, the presence of buffers was found useful and a series of Phosphate, Carbonates
or Borate containing buffers was proposed [30], the pH of which varied by less than 0.5
unit for 1 h treatment. They involve components that were unaffected by the oxidizing
properties of the plasma. Some examples are gathered in Table 4. Other buffers may be
prepared with different acid: base molar ratios, e.g., 0.2/0.1 or 0.1/0.2 and successfully
used for acidity control [36, 37]. It should be noted that the buffer solutions are always
concentrate. Additionally concentrate solutions of strong acids or bases also allow to fix
acidity for long exposure times [36], as do incorporation of solid basic salts, e.g., CaCO3
contained in powdered oyster shells [37].
The observed acid effects are attributed to the formation in the treated solution of nitric
acid, i.e., a strong acid completely dissociated, which is identified in the solution both by
absorbance analysis and specific tests. Nitrite is also detected as a transient species,
according to a feature in agreement with thermodynamics.
Fig. 8 Typical plots of pH vs. t* for various NaOH (5 10-3 mol L-1) solutions for three diameters D of theair injection nozzle (Volume 125 mL; Humid air flow 545 Lmin-1; Distance electrode- solution 77 mm) [35]
Table 4 Selected buffers foracidity control in air plasmatreatment
Solution volume: 50 mL
Buffers composition (molL-1) Initial pH(t* = 0)
pH after t* = 1 hexposure
H3PO4 (0.1)/NaH2PO4(0.1) 2.16 2.0
NaH2PO4 (0.1)/Na2HPO4(0.1) 6.85 6.56
HBO2 (0.1)/NaBO2 (0.1) 9.09 8.80
NaHCO3 (0.1)/Na2CO3 (0.1) 9.86 9.62
Na2HPO4 (0.1)/Na3PO4 (0.1) 11.7 11.4
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Effet of the Feed Gas on pH Titration Plots
The influence of the input gas was considered by many authors who investigated the
influence of water on acidifying aqueous solutions. They agree in concluding with a
positive effect of humid gases: the pH fall of NaOH solution is usually shorter with water
containing inlet gases. However, in case of gliding and corona discharges burning over
aqueous targets, evaporation of the liquid is favoured by the impinging gas (i.e., the
‘‘electric wind’’ in case of coronas or the feeding gas for gliding discharges) and prevents
from using really dry gases. Additionally some glidarc reactors are operated ‘‘in open air’’,
i.e., managing the liquid surface directly in contact with the ambient atmosphere. This
feature means that the inlet gas flow is also in contact with ambient atmosphere and drives
along the components to the liquid surface.
Conductometry Measurements [7, 38, 39]
Many authors interested in performing conductometry measurements on water exposed to
an electrical discharge. The preliminary experiments concern a dc point -to- ring corona
discharge burning in nitrobenzene saturated air over a nitrobenzene (C6H5–NO2) target
[38]. The particular fitting of the earthed ring electrode allowed to trap the charged species
and separate the neutral ones that could reach the liquid surface. The selected liquid is a
polar, low permittivity constant solvent (er = 35.7 Fm-1) which is poorly miscible with
water (S = 15.43 mmol L-1), usually considered as a better solvent for molecules than for
ions. Exposure to the discharge induced a drastic increase in the conductivity of the liquid
with the exposure time. This surprising result demonstrates that the liquid enriches with
ions, and in that case suitable candidates such as NO? or nitrocarboxylates can be guessed,
because water cannot be considered as a determining reagent.
Other conductometry measurements of aqueous solutions exposed to a glidarc discharge
and involving pulsed or not discharges were published [7, 39]. The formation of nitrate is
considered for both treatments and strongly depends on the injection system of the liquid
target and linearly increases with the number of passes (which means that the post-dis-
charge times are partly included in the time base). It is also striking to note that (1) the
occurrence of nitrite is not evidenced, (2) the formation of nitrate is not observed when
Helium or Oxygen are the feed gases, (3) CNO3– is a linear increasing function of the
number of passes (or the exposure time to the discharge).
On treating their conductometry data in connection with pH measurements, the authors
claim that the stoichiometry ratio of nitrate to protons is approximatively 1:1 in case of
oxygen and helium while it is closer to 5 when using air or nitrogen. This discrepancy
suggests that other nitrogen derivatives form in the discharge, such as peroxynitrous acid
(which is claimed to be a weak acid, pKa = 6.9) and behave as transient species.
Oxidizing Properties
The oxidizing properties of most of the plasma species of interest mentioned above are
well known, and widely used for environmental applications, such as pollutant abatement.
Table 5 gathers the standard oxidation potentials E�(Ox/Red) at pH = 0 and room tem-
perature and illustrate the highly oxidizing character of these species: for example their
standard potential is largely higher that 1.23 V/SHE, i.e., the standard potential of the O2/
H2O system.
Plasma Chem Plasma Process (2012) 32:655–674 669
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Most of the oxidation/reduction reactions involving organic compounds depend on the
local acidity. Relevant typical equilibria are given by:
Oxþ qHþ þ ne� ¼ Red
which are governed by the Nersnt ‘s law, as already mentioned:
E0 Ox=Redð Þ ¼ E� Ox=Redð Þ þ 2:303 RT=nFð Þ log aOx � aHþq=aRedð Þ
where ai refers to the activity of species i, which is close to the concentration Ci for diluted
solution. For equal concentrations in Ox and Red, the formal oxidation potential E’(Ox/
Red) is usually pH dependent:
E0 Ox=Rdð Þ ¼ E� Ox=Redð Þ � 2:303 RT=nFð Þ q pH:
E’(Ox/Rd) identifies with the standard potential E�(Ox/Red) for pH = 0.
Table 5 Values of standard potentials E�, V/SHE of selected oxidizer/reducer systems
Oxidizer ? qH? ? ne- = Reducer E�(Ox/Red),V/SHE
Oxidizer ? qH? ? ne- = Reducer E�(Ox/Red),V/SHE
OH ? H? ? e- = H2O 2.85 H2O2 ? 2H? ? 2e- = 2H2O 1.76
Ogas ? 2H? ? 2e- = H2O 2.43 ONO2- ? 2H? ? e- = NO2 ? H2O 2.44
O3 ? 2H? ? 2e- = O2 ? H2O 2.07 ONO2H ? H? ? e- = NO2 ? H2O 2.05
O3 ? 6 H? ? 6e- = 3 H2O 1.51 NO? ? e- = NO 1.21
O2 ? 4H? ? 4e- = 2 H2O 1.23 NO2 ? H? ? e- = HNO2 1.09
O2 ? 2H? ? 2e- = H2O2 0.69 NO2 ? 2H? ? 2e- = NO ? H2O 1.05
HO2 ? H? ? e- = H2O2 1.44 NO3- ?3H? ?2e- = HNO2 ? H2O 0.96
HO2 ? 3H? ? 3 e- = 2 H2O 1.63 NO3- ? 4H? ?3e- = NO ? 2H2O 0.94
Fig. 9 Variation of the formal oxidation potential E’� (V/SHE) vs pH relevant to the systems ofinterest:�OH/H2O (dashed grey line); H2O2/H2O (dotted line); ONOOH/NO2 and ONOO-/NO2 (forpH \ 6.9 and pH [ 6.9 respectively) in black lines
670 Plasma Chem Plasma Process (2012) 32:655–674
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For example Fig. 9 illustrates the variations of the formal standard potentials of the
systems peroxynitous acid (and peroxynitrite)/NO2 and H2O2/H2O additionally to the
�OH/H2O couple. The E’� values are much higher than 0.5 V/SHE which is the mean
value for the oxidation potential of most organic systems. Examination of these plots
show that �OH, ONOOH/ONOO- and H2O2 easily degrade organic molecules, such as
organic wastes, components of bacterial membranes or living matter. For example, the E�value for the Cytochrome c acid CyFeIIIH?/HCyFeII (pKa of the oxidized forms
CyFeIIIH?/CyFeIII: 9.4) and dehydroascorbate/ascorbate systems (pKas of ascorbic acid:
4.17 and 11.57) are respectively 0.37 and 0.387 V/SHE and the corresponding values E’�at pH = 7, i.e., 0.37 and 0.08 V show that over the whole range of acidity, the reduced
forms of the organic solutes are oxidized by the plasma species. For example, the two
OH substituents at the ethylenic bond of ascorbic acid are oxidized into a-diketone via a
2H?/2e- process. The scheme (Fig. 9) clearly shows that peroxynitrous acid and its
matching base thermodynamically behave as strong oxidizers in a way similar to the
hydroperoxide system. The oxidizing power of peroxynitrous acid and peroxynitrite is
clearly illustrated by the plots of the formal potentials vs pH (Fig. 9) which shows that
the system ONOOH/NO2 is by about 1 V only lower than �OH/H2O ans is a stronger
oxidizer than H2O2/H2O.
The chemical properties of peroxynitrite and the matching acid strongly suggest that
they should act as the major agents implied in the chemical actions of the discharges in air,
in particular for the abatement of organic pollutants. Figure 9 also shows that hydrogen
peroxide is also a potential partner of ONOOH; however H2O2 usually reacts rather slowly,
a feature that leads to kinetic considerations. The remaining questions to be considered are
thus: (1) an extra aspect of the reactivity, namely radical reactions, which are more tightly
concerned with bacterial inactivation and (2) the kinetic aspect of the reactivity of these
species. A matching paper is concerned with these questions.
We have now to cast a look at the specific methods intended to evidence and quantify
the Reactive Nitrogen Species.
Analytical Characterization of Peroxynitrous Acid and its Salt
This section is devoted to the analytical characterization of peroxynitrous acid or
peroxynitrite.
The absorbance spectra of HONOO- and HONOOH presents absorption bands at
302 nm (e = 1,670 L mol-1cm-1) and 270 nm respectively. However absorbance spec-
trophotometry examination of plasma treated solutions for the quantitative determination
of ONOOH and ONOO- is a not fully reliable method because the signals of the transient
species may interfere with peaks at 304 nm (e = 7.1 L mol-1cm-1) and 360 nm (e = 22.5
L mol-1cm-1) relevant to nitrate and nitrite respectively. However, a qualitative test of the
presence of ONOOH is given by the colour change to yellowish by adding a strong base to
the solution.
The specific determination of peroxynitrite and the acid also fails when using poten-
tiometry measurements because potentiometry provides no reliable measurements because
of the position of the the solvent wall at a potential lower than the RNS system. Other usual
techniques require coloured indicators which are not specific to peroxynitrite due to
interference with other strong oxidizers. Koppenol et al. [40, 41] report on both the acidity
constant pKa = 6.8 for ONOOH/ONOO- and an estimate value for the formal potential at
pH:7, i.e., E’� = 1.4 V. The relevant standard potentials are thus calculated as 2.05 and
Plasma Chem Plasma Process (2012) 32:655–674 671
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2.44 V/SHE for the systems ONOO-/NO2 and ONOOH/NO2. An immediate consequence
is that both compounds are able to oxidize and degrade the most selective coloured
indicators known, such as indigo derivatives (e.g., indigotrisulfonate) commended for
ozone analysis.
Very recently other analytical techniques were suggested [42, 43], on the basis of the
chemical action of peroxynitrite with suitable compounds, e.g., hemoglobine or carbonate,
and fluorescence methods were used on that occasion.
Conclusions
The main active species formed in non-thermal plasmas are listed with emphasize on the
acid/base and oxidation/reduction properties which govern the plasma-chemical treatments
of organic solutes in aqueous solutions, especially in case of waste treatments. The oxi-
dizing action of the plasma species is attributed to H2O2 and to Reactive Nitrogen Species.
The rapid formation of nitrite which is later followed by its conversion into nitrate
(resulting from the formation of strong nitric acid) is proposed and involves peroxynitrite
as an intermediate.
It is then reasonable to wonder about the actual occurrence of the ONOOH/ONOO-
compounds. Apart spectral identification discussed above, three strong additional argu-
ments support their occurrence namely (1) a discrepancy in the balance of conductimetry
measurements when considering HNO3 as the main source of ions in treated pure water, (2)
the kinetic evolution of the NO2- concentration in aqueous targets and (3) the action of the
plasma species on living matter, with the lethal effect on living micro-organisms (e.g.,
inactivating planktonic, spores and yeasts as well as moistures). The kinetic evolution of
the systems—and especially in view of bacterial inactivation is a crucial question devel-
oped in a matching paper.
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