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Planning for People – an overview of
the SUMP concept and its benefits
Thessaloniki 10-11 September 2012 for EPTA
Presentation prepared by
Frank Wefering and Sebastian Bührmann (both Rupprecht Consult)
and Ivo Cré, Polis
Overview of SUMP Concept and its Benefits
Applying SUMP…
The difference is visible
Example Gent: 20 years ago and today - a
transformed city
End of the
80ies
Today
Overview of SUMP Concept and its Benefits
SUMP – a concept
promoted by the EU
Sustainable Urban Mobility Plans have
gained increased recognition and
importance at European level
• Action Plan on Urban Mobility
• European Council of Ministers
• 2011 Transport White Paper
Overview of SUMP Concept and its Benefits
The TWP envisages to…
• Establish procedures and financial support mechanisms at European level
for preparing Urban Mobility Audits, as well as Urban Mobility Plans, and set
up a European Urban Mobility Scoreboard based on common targets.
Examine the possibility of a mandatory approach for cities of a certain size,
according to national standards based on EU guidelines.
• Link regional development and cohesion funds to cities and regions that
have submitted a current, and independently validated Urban Mobility
Performance and Sustainability Audit certificate.
• Examine the possibility of a European support framework for a progressive
implementation of Urban Mobility Plans in European cities.
• Integrated urban mobility in a possible Smart Cities Innovation Partnership.
• Encourage large employers to develop Corporate/Mobility Management
Plans.
Overview of SUMP Concept and its Benefits
Characteristics of sustainable
urban mobility planning
• Active involvement of all stakeholders and the engagement of
citizens
• Commitment to sustainability, i.e. balancing social equity,
environmental quality and economic development
• Looking "beyond the borders"
– an integrated approach between policy sectors
– cooperation between authority levels
– coordination across neighbouring authorities
• Focus on achieving ambitious, measurable targets
• Targeting cost internalisation i.e. reviewing transport costs and
benefits for society
• Including all steps of the life cycle of policy making and
implementation
Overview of SUMP Concept and its Benefits
Traditional urban transport planning Sustainable urban mobility planning
Focus on traffic Focus on people
Key goal: traffic flow capacity and speed Key goal: accessibility and quality of life
Domain of transport engineers Interdisciplinary; integration of complementary sectors
Infrastructure is the key issue Infrastructure only one way to achieve wider goals
Investment-intensive planning Cost-efficient planning
Focus on large and costly projects Focus on efficient and gradual improvements
Project planning Strategic and goal-oriented planning
Mono-modal Multi- and intermodal
Transport projects without strategic assessment
Strategic assessment of options considering set goals
Meeting transport demand Transport demand management
Non-transparent decision-making Transparent decision-making that includes the public
Overview of SUMP Concept and its Benefits
The SUMP planning cycle
• A full SUMP cycle includes four main phases:
I: Preparing well for the planning process
II: Rational and transparent goal setting
III: Elaborating the plan
IV: Implementing the plan
• SUMP Guidelines developed in ELTISplus:
11 Elements (= main steps) and 32 Activities (= detailing
specific tasks)
• SUMP elements and activities provide a logical rather than a
sequential structure – obvious timing requirements, but process
resembles cycle of activities, partially running in parallel
• Graphical overview simplified for communication purposes
Overview of SUMP Concept and its Benefits
Phase I: Preparing well
1. Determine your potential for a successful SUMP be
ambitious, but also realistic about what is possible and
who will become involved
SUMP
Skills
Timeframe
!
Overview of SUMP Concept and its Benefits
Phase I: Preparing well
2. Define development process and scope of plan
Geographical
scope
Leading
partner
Plan
stakeholder
and citizen
involvement
Policy
coordination
& actor
cooperation
Management
arrangements
OUR SUMP WORKPLAN
Overview of SUMP Concept and its Benefits
Phase I: Preparing well
3. Analyse the mobility situation and develop options
Milestone: Analysis of problems and opportunities
concluded
Overview of SUMP Concept and its Benefits
Phase II: Rational and
transparent goal setting
4. Develop a common vision of mobility and beyond (your city in
20 years?)
Overview of SUMP Concept and its Benefits
Phase II: Rational and
transparent goal setting
5. Set priorities and
measurable targets
Overview of SUMP Concept and its Benefits
Phase II: Rational and
transparent goal setting
6. Develop effective packages of measures that respond to
objectives
Milestone: Measures identified
Overview of SUMP Concept and its Benefits
Phase III:
Elaborating the plan
7. Agree clear responsibilities and allocate funding: the EPTA
topic!
€
Overview of SUMP Concept and its Benefits
Phase III:
Elaborating the plan
8. Build monitoring and evaluation into the plan
Overview of SUMP Concept and its Benefits
Phase III:
Elaborating the plan
9. Adopt the plan and communicate results
Milestone: SUMP adopted
SUMP
Planning for
People
Overview of SUMP Concept and its Benefits
Phase IV:
Implementing the plan
10. Ensure proper management & communication
(when implementing the plan)
Detail measure
implementation
Cooperate with
stakeholders
Deliver goals
effectively
Check progress
Inform citizens
Ensure sound
coordination
Access
restriction
measure
Overview of SUMP Concept and its Benefits
Phase IV:
Implementing the plan
11. Learn the lesson
Milestone: Final impact assessment concluded
To-do list
Coope-
ration
Next
SUMP
Citizen
involvement Parking
situation
Evolution of sustainable
urban mobility planning with
each new planning cycle
Unlocking the potential
of your city more and
more!
Overview of SUMP Concept and its Benefits
• It makes the plan more efficient and effective, by making
use of synergetic effects (e.g. measures that impact on
several policy objectives).
• It improves the acceptability of the plan by involving and
answering to the needs of different societal sectors.
• It can facilitate to attract external funding by aligning to
the objectives of funding bodies (e.g. national funding
linked to specific objectives).
• It can improve the benefits of cooperation with (private)
operators and service providers that can be seen as
“integrators”
Policy integration…
Overview of SUMP Concept and its Benefits
Integration has many faces
Horizontal integration
Vertical integration
Territorial integration
Intermodal integration
Integration at measures level
Overview of SUMP Concept and its Benefits
Horizontal integration
• An urban transport plan will be sustainable if it
covers certain local economic, social and
environmental policy criteria.
• This requires knowledge about related policy
fields at the local level and access to the
relevant decision makers and experts.
• Output: Vision, policy summaries, stakeholder
map
• Activity 1.1, 2.2
Environment Social policies Land use Transport Etc.
Overview of SUMP Concept and its Benefits
Horizontal integration:
Example
Kouvola
• Inter-sectoral working group
• Regional council, Finnish Road Administration, Finnish
Rail Administration, state office, 7 municipalities + health
service and environment centre = citizens
• Letter of Intent
Bristol
• 4 councils with different political majorities
• Officer Groups and involvment of Local Strategic
Partnerships
Overview of SUMP Concept and its Benefits
Vertical integration
• urban transport planning
processes are embedded in
a wider regional and
national (and sometimes
international) framework
• This includes top-down as
well as bottom-up
processes
• Output: a synopsis of
relevant frameworks!
• Activity 1.2, 2.2
International
European
National
Regional
Metropolitan
Districts or boroughs
Overview of SUMP Concept and its Benefits
Territorial integration
• A plan must relate to a specific territory for which
it is performed.
• Ideally this coincides with functional spatial
interdependencies and traffic flows, including
higher level networks.
• This might require an inter-institutional dialogue.
• Output: Definition of the planning perimeter and
communication/decision making structure
• Activity 2.1
• Activity
Entity A
Entity B
Entity D
Entity C
Entity E
Overview of SUMP Concept and its Benefits
Intermodal integration
• The SUMP process should ensure linkages
between different transport modes and develop
a common view on hierarchy and interaction
between different transport networks
• Specific planning methodology
– Proposed network hierarchy per mode
– Gap analysis per network
– Combined network layers to define interaction and
nodal development
• Activity 2.2, 6.4
Overview of SUMP Concept and its Benefits
Integration at measures
level: defining packages
• Packages of measures can make use of synergies and reinforce
each other
• Important advantage: one political decision covers several actions
• Different taxonomies: CIVITAS 8 categories
• Integrational effects:
– Increased effects on the achievement of traffic related objectives
– Compensate ‘losers’ (fairness, limit ‘welfare loss’), thus add to public
acceptability
– Financial interdependence
– Practical and technical synergies
– Dependent on ‘negotiability’ (e.g. Short term, visible implementation)
• Activity 6.4
Overview of SUMP Concept and its Benefits
Conclusions
• SUMPS can help to meet legal requirements, e.g. EU Air
Quality Directive
• Netherlands, France, England – SUMP key to getting
transport funding from central government, EC investigating
conditionality
• Work with different fields, e.g. health, get access new budget
lines to meet transport policy goals
• Links with Spatial Planning - helps to plan transport
systematically to allow development of land
Overview of SUMP Concept and its Benefits
Thank you for your attention!
Ivo Cré, [email protected]
www.mobilityplans.eu