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PNEUMATIC DELIVERY OF UNTETHERED MICRO-SURGICAL TOOLS by Andrew Young-Joon Choi A thesis submitted to The Johns Hopkins University in conformity with the requirements for the degree of Master of Science in Engineering in: Chemical and Biomolecular Engineering Baltimore, Maryland August 2014 ©2014 Andrew Y. Choi All Rights Reserved
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PNEUMATIC DELIVERY OF UNTETHERED MICRO-SURGICAL TOOLS

by Andrew Young-Joon Choi

A thesis submitted to The Johns Hopkins University in conformity with the requirements for the degree of Master of Science in Engineering in:

Chemical and Biomolecular Engineering

Baltimore, Maryland August 2014

©2014 Andrew Y. Choi All Rights Reserved

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Abstract

Colorectal cancer is an extremely prevalent disease within the US with high

morbidity rates, which can be significantly reduced with early detection and early

treatment. However, many patients are hesitant to get regular colorectal cancer

screenings, and random biopsy sampling may miss small cancerous lesions. To address

this issue, medical technology has improved to make procedures less invasive and yield

better results with less pain and discomfort.

Surgical innovations such as natural orifice translumenal endoscopic surgery

(NOTES), uses natural orifices instead of incisions to gain access inside the body for

surgery. Capsular endoscopes offer an ingestible alternative to colonoscopies.

Untethered, thermally actuated microgrippers, which are smaller than a millimeter in

diameter, have performed successful in vivo biopsies of hard to reach areas such as the

bile duct, and have the potential to mass sample the gastrointestinal tract for cancer

screening while minimizing tissue damage. However, it was observed that many

microgrippers had difficulty attaching to gastrointestinal tissue.

I have performed experiments to determine success rates of microgrippers in a

random biopsy environment, assessed appropriate pressure ranges to deliver

microgrippers to preserve microgripper quality during pneumatic transport, and tested

pneumatically delivered microgrippers on porcine gastrointestinal tissue with good

results. A pressure of 10 psi resulted in 75.51 ± 5.56% gripper viability, which we

determined to be the maximum pressure for this setup due to excessive microgripper

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breakage beyond that pressure. Microgrippers fired onto gastrointestinal tissue in an

aqueous environment with a pressure of 8 psi attached at a rate of 65.03 ± 6.87% after an

external flow of 19 mL/min versus 20.44 ± 1.95% at 0 psi after flow, showing over a 3-

fold increase in gripping attachment with pneumatic delivery. In all experiments,

microgrippers which were fired onto tissue with an input pressure performed better than

without pressure. Pneumatic delivery also showed significant improvements in vertically

oriented tissue adhesion compared to previous methods of deployment. My results

suggest that the introduction of pneumatics to accelerate the microgrippers to the target at

higher speeds has a strong positive impact on microgripper attachment rates.

Advisor: Dr. David H. Gracias Reader: Dr. Zachary Gagnon

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Acknowledgements

First off, I would like to thank my parents: Charles and Young-Ji, for providing

me with the opportunity to attend The Johns Hopkins University. Without their support,

love, and difficult sacrifices, I would not have been able to succeed in such a prestigious

academic institution. Additionally, I want to thank my brother Chris, who has inspired me

to push myself beyond my limits and to never give up no matter what.

Dr. David Gracias - Thank you for accepting me into the Gracias Laboratory and

giving me the wonderful experience of working with this fascinating

nano/microtechnology research. Without inspiration from your course

"Micro/Nanotechnology: The Science and Engineering of Small Structures", I may have

not considered continuing education in this field. You have given me invaluable wisdom

pertaining to research and life on numerous occasions, and I will not forget those lessons.

I would also like to thank Post Doctoral Fellow, Dr. Evin Gultepe, for mentoring

me throughout my graduate program. Evin taught me everything I needed to know to

operate the equipment in the lab and helped me organize and carry out the experiments

which made this thesis possible. She never gave up on me and helped me develop the

skills to be a successful young researcher.

Last but not least, thank you Sue for always believing in me and encouraging me

when times were rough.

I acknowledge funding for this research project from the National Science Foundation CBET-1066898

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Table of Contents Abstract ........................................................................................................................................................................................ ii Acknowledgements ................................................................................................................................................................ iv Table of Contents ....................................................................................................................................................................v List of Tables ............................................................................................................................................................................. vi List of Figures .......................................................................................................................................................................... vii Chapter 1: Minimally Invasive Gastrointestinal Biopsy........................................................................................... 1

1.1 Background ..................................................................................................................................................................... 1 1.2 Minimally Invasive Surgical Instruments ............................................................................................................ 4 1.3 Natural Orifice Translumenal Endoscopic Surgery (NOTES) ...................................................................... 6

Chapter 2: Untethered Small Devices for Surgery ................................................................................................... 11 2.1 Background ................................................................................................................................................................... 11 2.2 Capsule Endoscopy (CE) ........................................................................................................................................... 11 2.3 Untethered Thermally Actuated Microgrippers .............................................................................................. 16

Chapter 3: Random Biopsy Analysis of Microgripper Success ............................................................................ 24 3.1 Background ................................................................................................................................................................... 24 3.2 Design of Experiment ................................................................................................................................................ 24 3.3 Fabrication of Microgrippers (900μm) ............................................................................................................... 26 3.4 Results ............................................................................................................................................................................. 28

Chapter 4: Pneumatic Break Testing of Microgrippers ......................................................................................... 35 4.1 Background ................................................................................................................................................................... 35 4.2 Design of Experiment ................................................................................................................................................ 36 4.3 Fabrication of Microgrippers (600μm) ............................................................................................................... 37 4.4 Results ............................................................................................................................................................................. 40

Chapter 5: Pneumatic Impact on Microgripper Attachment ............................................................................... 45 5.1 Background ................................................................................................................................................................... 45 5.2 Design of Experiment ................................................................................................................................................ 45 5.3 Results ............................................................................................................................................................................. 49 5.4 Conversion from Psi to Velocity ............................................................................................................................. 59

Chapter 6: Conclusions / Future Experiments .......................................................................................................... 62 6.1 Conclusions .................................................................................................................................................................... 62 6.2 Future Experiments .................................................................................................................................................... 63

References ................................................................................................................................................................................ 65 Curriculum Vitae .................................................................................................................................................................... 71

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List of Tables

Table 1: Electroplating specifications for 900 μm microgrippers. .............................................................. 27

Table 2: Data from random biopsy analysis experiment. ........................................................................... 29

Table 3: Average target, success, and closing percentages for random biopsy. ........................................ 31

Table 4: Approximations of fluid velocity using the Hagen-Poiseuille Equation ........................................ 61

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List of Figures

Figure 1: Growth of colorectal cancer ............................................................................................. 2 Figure 2: Colonoscopy procedure .................................................................................................... 3 Figure 3: Minimally invasive biopsy equipment .............................................................................. 5 Figure 4: NOTES surgery as the product of flexible endoscopy and laparoscopy ........................... 7 Figure 5: TransPort® Endoscope. .................................................................................................... 9 Figure 6: Various capsule endoscopes ........................................................................................... 12 Figure 7: Colonoscopy vs. capsule endoscopy ............................................................................... 13 Figure 8: Preparation regimen for PillCam COLON2 ...................................................................... 14 Figure 9: Illustration of capsule manipulation via Magnetically Guided Capsule Endoscopy

(MGCE). .................................................................................................................................. 16 Figure 10: Untethered, magnetic, thermally actuated microgrippers........................................... 17 Figure 11: Fabrication schematic and bilayer joint angle predictions for microgrippers .............. 18 Figure 12: Ex vivo microgripper biopsy .......................................................................................... 19 Figure 13: In vivo ERCP using microgrippers .................................................................................. 20 Figure 14: Angular distribution of microgrippers in a mock GI tract ............................................. 22 Figure 15: Setup of random biopsy analysis experiment............................................................... 25 Figure 16: Experimental environment before and after addition of microgrippers. ..................... 26 Figure 17: Unsuccessful and successful microgrippers .................................................................. 28 Figure 18: Graphical representation of collected random biopsy data. ........................................ 30 Figure 19: Successful bead capture vs. area fraction, α ................................................................ 32 Figure 20: Probability that at least one microgripper will be successful ....................................... 33 Figure 21: Microfluidic resistance and pressure driven flow. ........................................................ 35 Figure 22: MFCS components, setup, and working principle. ....................................................... 36 Figure 23: Microgrippers fabricated on silicon wafer. ................................................................... 39 Figure 24: Fabricated and lifted off microgrippers closing at a temperature of 29⁰C. .................. 40 Figure 25: Modifications lowering shear stress ............................................................................. 41 Figure 26: Microgripper viability over a range of pressures (0-30 psi). ......................................... 42 Figure 27: Microgripper quality as pressure is increased .............................................................. 43 Figure 28: Horizontal tissue attachment experimental setup. ...................................................... 46 Figure 29: Vertical tissue attachment experimental setup............................................................ 46 Figure 30: Horizontal tissue attachment experimental results. .................................................... 49 Figure 31: Horizontal tissue attachment comparisons of 0 and 3 psi. .......................................... 51 Figure 32: Vertical tissue attachment experimental results. ......................................................... 52 Figure 33: Superimposed data of both horizontal and vertical tests ............................................ 54 Figure 34: Images taken from the vertical attachment experiments at 8 psi ............................... 56 Figure 35: Comparing microgripper attachment from vertical test results to previous work ...... 57

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Chapter 1: Minimally Invasive Gastrointestinal Biopsy

1.1 Background

Cancer within the gastrointestinal tract is an extremely prevalent disease which

affects many people worldwide. Within the United States, incidence rates of 140,000 new

cases of colorectal cancer and 50,000 colorectal cancer related deaths are expected for the

year of 2014 [1]. This is an unfortunate outcome because this type of cancer can almost

always be prevented by identifying and removing polyps, or abnormal growths, in their

early asymptomatic stages, before they turn into cancer [2], [3]. However, since they are

asymptomatic, many people do not realize they have a cancerous growth until the polyps

are in more developed stages. Studies have shown that patients treated for colon cancer

while their cancers were in the early stages had a 90% 5-year relative survival rate.

Additionally, 60% of all colorectal cancer deaths could have been prevented if everyone

50 years or older had regular screenings [4]. Over 90% of colorectal cancer patients are

age 40 or older, and the risk of developing colorectal cancer doubles every 10 years

following age 40 [5]. With a national screening rate as low as 61.8% for people age 50

and up, the subject of regular colorectal screening and treatment becomes an even more

pressing issue [6].

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Figure 1: Growth of colorectal cancer. Reprinted with permission from Ref. [7].

Colorectal cancers begin as small benign polyps in the inner lining of the

intestine, which grow into the intestinal tract and into the wall of the colon (Figure 1). If

the cancer grows deep enough into the wall, it may penetrate blood vessels and lymph

vessels, spreading to other organs and tissues, resulting in further complications and

increasing morbidity rate [7]. The spread of cancerous cells to other regions of the body

is called metastasis and serves to be a very difficult problem to treat because the disease

is no longer localized to one area.

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Figure 2: Colonoscopy procedure. Illustration of the procedure (left) and optical image of a colonoscope (right). ©Mayo Foundation for Medical Education and Research. All rights reserved. Image reprinted from Ref. [8].

Cancer screenings are generally performed via colonoscopy. In a colonoscopy, the

patient lies down on his or her left side on a table in the fetal position as the doctor

examines the inner lining of the patient's large intestine by inserting a thin flexible

camera called a colonoscope through the anus (Figure 2) [8]. A sedative may be given to

the patient to relieve pain. The colonoscope is slowly and carefully advanced throughout

the length of the large intestine as the doctor checks for abnormalities. To get a better

view of the examination site, the doctor may introduce air into the intestine to expand the

intestinal lining, as well as clean the area using small bursts of water and suction. If

needed, tissue samples may be collected using small tools inserted into the accessory

channels of the colonoscope. Prior to the exam, the patient must take certain precautions

to make sure the bowel is completely empty and clean for the procedure. The preparation

may include taking laxatives, avoiding solid foods 2-3 days prior to the examination date,

enemas, and drinking plenty of clear liquids 1-3 days prior to examination [9–11].

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Even with thorough examinations performed by skillful surgeons, small lesions

can be very difficult to detect given the extensive surface area of the GI tract (the human

colon has a surface area of roughly 3000 cm2). Early neoplasia or abnormal growths of

tissue, can be very subtle or even invisible. In this case, the surgeon may perform a

random sampling biopsy, where 4 samples are taken every 10 cm from the cecum, the

beginning of the large intestine, to the rectum, the final portion of the large intestine,

obtaining a minimum of 32 biopsies [12]. Although this seems like a thorough

examination with the amount of samples collected, only a small fraction of the entire

colonic surface is actually biopsied, and it is very likely that small existing lesions may

have been missed [13], [14]. The surgeon performing the biopsy procedure can only take

so many samples before excessive tissue damage occurs, increasing risks of infection,

and many cases report wound related complications after GI biopsies performed by

reusable forceps [15], [16]. Therefore, a procedure in which many more samples of tissue

can be collected with less damage to the biopsy site is crucial for the advancement of

early colorectal cancer screenings.

1.2 Minimally Invasive Surgical Instruments

Current methods for gastrointestinal biopsies utilize biopsy forceps. These forceps

can either be introduced through a small incision (laparoscopy) or guided into the

location of interest through an endoscopic channel (natural orifice translumenal

endoscopic surgery). When pressure is applied to the user end of the forceps, the jaws at

the tip clamp down. If an endoscope is used, a visual image of the examination site is

given through an optical feed at the tip of the endoscope.

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Figure 3: Minimally invasive biopsy equipment. (a) Various Captura® biopsy forceps tips: spiked and non spiked, oval cupped and alligator jaw tips. Permission for use granted by Cook Medical Incorporated, Bloomington, Indiana; (b) Biopsy forceps inserted into an endoscope.

There are two main tip modification options to biopsy forceps: with or without a

spike, and oval cup (OC) or alligator jaw (AJ) (Figure 3). The spike feature provides

many useful benefits. The spike can impale the biopsy site to stabilize the forceps for

sampling, and produces a deeper biopsy. After the tissue is excised, it remains fixed onto

the spike and a second specimen can be obtained, allowing multiple tissue sampling.

Forceps without a spike can also perform multiple tissue samplings but run the risk of

losing specimens in the process [17–19]. As for the difference between OC and AJ

forceps, in theory, alligator jaw forceps should provide better grip over the oval cup

forceps. However, some studies have shown that no significant differences in tissue

quality, size or yield were observed comparing AJ to OC during gastric biopsies [20],

[21].

Other modifications to biopsy forceps include fenestration (cup wall openings),

and hot or cold forceps. Fenestrated cups have an opening on the side walls of the

forceps, allowing the tissue to bulge out the sides during sampling. Fenestrated cups

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produce larger tissue samples and reduces artifactual damage during tissue collection

[22]. Biopsy forceps are also classified as hot or cold. Hot biopsy forceps use a high

frequency current to cauterize tissue after excision and ablate residual polyp tissue [23].

Cold biopsy forceps do not have this diathermic feature, but that doesn't mean they are

any less useful. In fact, Mönkemüller et al. compared polyp specimens collected from

both cold and hot biopsy forceps during a colonoscopy examination. The results of this

study concluded that polyps resected via monopolar hot biopsy were less histologically

interpretable compared to polyps resected via cold biopsy due to cautery damage and

more frequent tissue fragmentation associated with hot biopsy techniques [24]. Lately,

hot biopsy forceps have become quite an unpopular option for polypectomy (the removal

of polyps) because of the risk of postpolypectomy bleeding and colonic perforation.

Furthermore, The American Society for Gastrointestinal Endoscopy advises not to

perform hot biopsy on lesions bigger than 5 mm and the British Society of

Gastroenterology suggests not to use hot biopsy at all in the right colon [25–27].

1.3 Natural Orifice Translumenal Endoscopic Surgery (NOTES)

The most minimally invasive surgery technique practiced by surgeons is natural

orifice translumenal endoscopic surgery, commonly referred to as NOTES [28], [29].

Rather than entering the biopsy site through external incisions, the surgeon operates from

within, entering through natural orifices such as the mouth, anus, or vagina to gain access

to the desired area. By utilizing natural orifices versus abdominal incisions, there are

lower anesthesia requirements, less pain, faster recovery, a more appealing cosmetic

result, and decreased wound related complications [30]. Multiple accessory channels

within the endoscope allow the surgeon to guide various instruments into the surgical site

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to aid in the procedure. Simply put, NOTES is the combination of flexible endoscopy

with modern day laparoscopy (Figure 4).

Figure 4: NOTES surgery as the product of flexible endoscopy and laparoscopy. Copyright ©2012 Xiaona Wang and Max Q.-H. Meng. From Ref. [30].

Previous to NOTES, accessing the peritoneal cavity required an incision in the

anterior abdominal wall, whether it be a large incision for open surgery or a small

incision for laparoscopy. Large incisions in the anterior abdominal wall associated with

open surgery caused patients much postoperative incisional pain, limited physical activity

after the procedure, and resulted in big unsightly scars. Wound complications such as

infections, incisional hernias, and hematomas have also been reported [31–33].

Laparoscopy was a huge improvement over open surgery to access the peritoneal cavity

because its small abdominal incision caused much less tissue damage than the large open

surgery incision, which resulted in less postoperative pain, faster healing, and shorter

hospital stays. Additionally, with laparoscopy, abdominal wall hernia was no longer a

concern, local and systematic complications were greatly reduced, and very little scarring

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occurred [34–36]. The next step in the advancement of this procedure would be to

eliminate the need to enter through the anterior abdominal wall.

NOTES was first attempted in 2004 by Kalloo et al. on a porcine model [37]. The

goal of this attempt was to go one step further in reducing the invasiveness of accessing

the peritoneal cavity by completely avoiding an anterior abdominal wall incision, and

assessing the safety of such a procedure. The animal was put under general anesthesia

and an endoscope was orally inserted into the stomach of the animal. A small incision

was made in the anterior wall of the stomach, which allowed the endoscope to

successfully enter the peritoneal cavity. Once inside the peritoneal cavity, the surgeons

examined different parts of the cavity, and obtained liver biopsy specimens from all pig

subjects. Concluding the examination, the gastric wall incision was closed using surgical

clips. Within 24 hours after the procedure, the pigs were eating normally again, and upper

endoscopy confirmed that the gastric wall incision was completely healed on day 14. No

complications were noted during gastric incisions and there was no injury to surrounding

structures or organs. Even during gastric wall puncture or incisions, no significant

bleeding occurred. The concept of a scarless abdominal surgery rapidly caught the

attention of the medical community as well as the general public and since then,

thousands of NOTES procedures have been performed worldwide.

Although NOTES is very promising, there are numerous drawbacks to this type of

operation. Due to its infancy, the tools used for the surgery still need to be optimized

[38], [39]. Flexible endoscopes are the main platform for NOTES, but the lack of rigidity

of the endoscopes and the fact that the surgeon must hold the endoscope in place limits

the ability of the surgeon to manipulate multiple instruments simultaneously. The lack of

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rigidity also makes suturing and retraction difficult due to limiting counter forces down

the endoscope [40], [41]. Another problem is image orientation. Since the endoscopes

can bend to a high degree, when the scope is retroflexed (turned backwards), the image

that the doctor sees may be inverted or reversed. This might be confusing and

disorienting to the doctor, making the examination more difficult to perform. Single or

dual channel endoscopes may be suitable for simple surgical tasks, but if NOTES is to be

utilized for complex surgery where various tools and tissues need to be manipulated

simultaneously, platform stability must be improved, image orientation must be resolved,

and bigger, larger channels should be implemented to allow for more aggressive surgical

tools [42], [43].

Figure 5: TransPort® Endoscope (USGI Medical, San Clemente, CA).

One example at an attempt to further progress NOTES instrumentation is the

TransPort® endoscope, created by USGI Medical (Figure 5). Using Shapelock

technology, TransPort can be maneuvered into the location of interest and lock in place,

creating a stable platform for the surgeon to perform two-handed operations. This

endoscope has a length of 110 cm, and is 18 mm in diameter, with four large working

channels (7, 6, 4, and 4 mm) opposed to the one or two working channels of previous

endoscopes [44]. The increase in channel number and width allows the surgeon to use

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stronger, more advanced tools, as well as transmit forces from the user end to the tip

more efficiently, making techniques like torque, traction, and dissection more effective

[45]. To address the image orientation issue in retroflexed positions, an optical correction

feature called visual horizon control makes it so that "up is always up" to the surgeon

[46]. This new type of endoscope is a fantastic step forward in advancing the

instrumentation of NOTES, and it will be exciting to see where incisionless surgery will

be in the future as the tools and techniques continue to evolve and become more task-

specific.

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Chapter 2: Untethered Small Devices for Surgery

2.1 Background

Over the years, there has been a drive in medical technology to place the surgeon

inside of the human body and work from the inside out, rather than the outside in. By

cutting off the tether between the surgeon and the surgical tool, and miniaturizing

surgical devices, the surgeon can access the hard to reach conduits within the body

without causing much harm to the surrounding tissue. Also, the tetherless property allows

the device to traverse complex areas of the body such as the reproductive or circulatory

systems, where tethered devices may get stuck or tangled [47].

2.2 Capsule Endoscopy (CE)

The procedure of choice for the examination of colorectal disease is a

colonoscopy. However, colonoscopy is perceived by the general public as an invasive

and potentially harmful procedure. The risk of major complications such as colonic

perforation, discomfort, and psychological inhibition are some of the reasons why

colorectal screenings are so unpopular compared to the screenings of other major diseases

such as prostate, breast, and cervical cancers [48], [49]. Since colorectal polyps

contribute to a serious global problem with high morbidity rate, colorectal screening

should not be something patients overlook. Capsule endoscopy provides a less invasive,

more patient-friendly alternative to current colorectal screening.

Capsule endoscopy works off of the simple principle that a patient can swallow a

small device, and as the device passes through various stages of the gastrointestinal tract,

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images can be obtained. These capsules can capture up to 35 frames per second while

moving and 4 frames per second while stationary. The purpose for the frame rate

difference is to extend battery life. When the capsule is stationary, there is less of a need

to take a fast rate of pictures because the images would all look the same. Additionally,

battery life can also exceed 12 hours, which is sufficient time for the procedure. Images

from the capsule are transferred to a sensor on the patient's waist (short transmission

distance) via radiofrequency [50], [51]. Once the capsule endoscopy is finished, the

images are downloaded from the sensor to a workstation where the gastroenterologist can

inspect the pictures. The dimensions of these capsules are around 26 mm x 11 mm, which

is only slightly larger than a typical daily multivitamin. Some of the popular CE systems

are shown in Figure 6.

Figure 6: Various capsule endoscopes. (a) PillCam SB2, Given Imaging; (b) Endo Capsule, Olympus America; (c) OMOM, Jinshan Science and Technology; (d) MiroCam, IntroMedic. Reprinted from Ref. [50] by permission from Macmillan Publishers Ltd: The American Journal of Gastroenterology, Copyright ©2010.

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Figure 7: Colonoscopy vs. capsule endoscopy. Image quality of colonic polyps from the optical feed of an endoscope (top images) versus a PillCam COLON (Given Imaging) capsule endoscope (bottom images). Reproduced with permission from Ref. [52], Copyright Massachusetts Medical Society, 2009.

Even though miniature in size, CE produces images that are comparable to images

taken from endoscopes. Figure 7 shows images of colonic polyps of various sizes taken

from a colonoscopy (top images), and from the PillCam COLON capsule by Given

Imaging (bottom images). It is clear that polyps are able to be detected using capsule

endoscopy, however, images taken from colonoscopy are cleaner and polyps are more

obvious than images taken by capsule endoscopy. Endoscopes used for colonoscopy have

features that can wash the colon with water and expand the intestinal wall using air to

examine a particular area more effectively. Capsules, on the other hand, do not have these

cleaning capabilities [52]. Since capsules are propelled through the GI tract via

peristalsis, they cannot revisit a location that has already been passed. This can be a

problem if suspicious areas need to be revisited or reimaged. Without a way for capsules

to clean the imaging area, the efficiency of capsule endoscopy to detect polyps and other

gastrointestinal abnormalities is directly related to colon cleanliness.

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Colon cleanliness is key to a successful capsule endoscopy. Because the inside of

the colon cannot be cleaned during CE, the patient must go through an extensive

preparation regimen a couple days before the examination to cleanse the colon for

adequate imaging. Figure 8 shows the preparation regimen for capsule endoscopy using

the PillCam COLON 2 [53].

Figure 8: Preparation regimen for PillCam COLON2 from Ref. [53].

Eliakim et al. and Spada et al. designed a procedure to prepare the bowel

specifically for PillCam COLON capsule endoscopy (CCE) [54], [55]. Preparation begins

two days before imaging. The patient must consume at least 10 glasses of water and take

senna tablets, which are stimulant laxatives. These types of laxatives increase intestinal

activity to cause bowel movement. One day before imaging, the patient is not allowed to

eat solid food and must ingest a large quantity (2 Liters) of polyethylene glycol (PEG)

mixed with electrolytes. PEG is an osmotic laxative which will cause the gastrointestinal

tract to hold water and in turn, flush the colon out [56], [57]. Many patients complain

about this step because consuming a total of 4 liters of PEG for preparation causes

bloating, nausea, abdominal pain, and the flavor is unpleasantly salty. On exam day, after

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the capsule is swallowed and enters the small bowel, sodium phosphate (NaP) is

administered. NaP is an aggressive laxative which induces diarrhea within 0.5-4 hours

after ingestion, and accelerates the capsule endoscope through the small and large bowel

within the limited battery life of the capsule [58], [59]. Bisacodyl is another stimulant

suppository which aids in the progression of the capsule through the large bowel towards

the end of the examination [60]. This preparation process is quite rigorous and may be

uncomfortable, but is the price a patient will have to pay to opt out of a colonoscopy for a

colorectal screening.

Although capsule endoscopes seem to be a viable substitute to colonoscopy, a

number of issues must be addressed. First off, these capsules must be approved by the US

Food and Drug Administration. A lot of concern is placed on whether electromagnetic

devices such as cardiac pacemakers (PM) or implantable cardioverter-defibrillators

(ICDs) can malfunction during capsule endoscope image transmission. Although in vitro

studies, clinical observations, and theoretical considerations support that CE is safe for

patients with cardiac devices, more tests need to be performed to be sure [53], [61], [62].

So far, the only three small bowel capsules have been FDA approved (PillCam SB, Given

Imaging; EndoCapsule, Olympus Corporation; and MiRo Capsule, Medivators) [62–64].

Additional limitations to capsule endoscopy include the potential to miss non-obvious

lesions and inability to control movement.

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Figure 9: Illustration of capsule manipulation via Magnetically Guided Capsule Endoscopy (MGCE).

Research is being conducted to manipulate capsule movement and imaging angles

using magnetic force through Magnetically Guided Capsule Endoscopy (MGCE) (Figure

9). Preliminary testing yielded promising results, including previously unseen panoramic

views of the lesser curvature of the stomach, and shorter examination periods [65].

Hopefully in due time, magnetic guidance will achieve the level of control to be

implemented in all capsule systems and obtain quicker, more detailed gastrointestinal

examinations.

2.3 Untethered Thermally Actuated Microgrippers

A newer approach to performing biopsies utilize small magnetic microgrippers.

The concept of these microgrippers is that hundreds or even thousands of these grippers

can be released into the body in order to collect a slew of samples for a more thorough

biopsy screening; something that conventional biopsy methods are unable to do due to

risks of excessive tissue damage and wound related complications. These biopsy grippers

are fabricated within the sub millimeter range and can be made in batches of multiple

thousands at a time. With magnetic manipulation and tetherless properties, these

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microgrippers hold great potential to perform more thorough biopsy screenings in hard to

reach areas of the body.

Our lab has been researching the application of thermally actuated microgrippers

for biopsy purposes. In 2008, Leong et al. fabricated 700 μm sized grippers, which were

able to be magnetically maneuvered through a maze and close when water temperature

was heated to above 40⁰C [66]. As shown in Figure 10, the combination of these two

abilities resulted in targeted gripping capabilities. The microgripper was guided into

position near a 275 μm bead and the water temperature was raised enough to stimulate

microgripper closure, causing the microgripper to capture the bead (Figure 10e-i).

Figure 10: Untethered, magnetic, thermally actuated microgrippers. (a-b) Mass closing of microgrippers through heating; (c-d) Permanent magnets used to manipulate microgripper movement; (e-i) Using magnets and heat to guide a microgripper and capture a 275μm bead on a substrate. Reprinted from Ref. [66] with permission from PNAS.

The working principle of these microgrippers revolves around a stress difference

between a metallic bilayer, which releases the residual tensile stress by flexing at the

joints [67–69]. In this case, it was a copper/chromium bilayer. It was experimentally and

theoretically shown that a bimetallic layer of 50 nm Cr to 200-250 nm Cu resulted in a

90⁰ closing angle at the hinges of the microgrippers. Since the stress difference in the

bimetallic layer would release immediately upon liftoff of the substrate, a polymer

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coating was applied to prevent spontaneous closure of the microgrippers. Upon heating,

the polymer layer would soften to a point to where the residual tensile stress of the

bilayer was greater than the resistance applied by the polymer, resulting in closure of the

microgripper. Additionally, for magnetic control, a 6 μm thick nickel layer was

electroplated onto the microgripper. APS-100 copper etchant was used for liftoff of the

microgrippers from the silicon substrate by etching away the copper sacrificial layer.

Figure 11 shows the fabrication schematic as well as the relation between the stress

bilayer composition and closing angle.

Figure 11: Fabrication schematic and bilayer joint angle predictions for microgrippers. (a) Fabrication schematic and material composition of microgrippers; (b) Relationship between the Cr/Cu bimetallic stress layer and the closing angle. The Cr layer was fixed at 50nm, while the Cu layer varied from 200-250nm. Reprinted from Ref. [66] with permission from PNAS.

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Figure 12: Ex vivo microgripper biopsy. (a-d) Microgripper retrieving tissue from a cell culture mass at the end of a 1.5mm diameter tube; (e) Bovine bladder tissue retrieved (bottom right). Reprinted from Ref. [66] with permission from PNAS.

Regarding ex vivo experimentation, these microgrippers were successful in

retrieving tissue from substrates. Leong et al. demonstrated the capture of a cell culture

mass inside of a 1.5 mm diameter tube (Figure 12a-d), as well as cell capture from a

bovine bladder (Figure 12e) [66]. The microgripper was guided down the length of the

tube with a magnet, and then placed on top of the mass of cells at the bottom. The

temperature was heated to above 40°C, which caused the digits of the microgripper to

close. Once fully actuated, the microgripper was pulled away from the cell culture using a

magnet. The microgripper held onto a mass of tissue as it was retrieved, showing a

successful proof-of-concept that these microgrippers can perform biopsies. Bovine

bladder tissue was obtained by rotating the microgripper using a magnet to extricate cells

by cutting through connective tissue. The purpose of this experiment was to show the

robustness of the nanometer scale actuation joints.

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Figure 13: In vivo ERCP using microgrippers. (a) In vivo ERCP microgripper biopsy of the porcine biliary tree; (b) Retrieved tissue captured by microgrippers. Cells stained with trypan blue. Reprinted from Ref. [70] with permission by John Wiley and Sons.

In more recent events, Gultepe et al. performed a microgripper biopsy on the

opening of a porcine bile duct [70]. The significance of the biliary biopsy was to show

that untethered sub millimeter microgrippers can obtain biopsy samples from difficult to

reach areas within the human body. A porcine model was chosen due to its anatomical

similarities to the human body [71]. An in vivo endoscopic retrograde

cholangiopancreatography (ERCP) was performed by inserting an ERCP endoscope into

the mouth of the porcine model and into the duodenum (Figure 13). Once the biliary

opening was identified, 1560 microgrippers were injected into the biopsy site. The

microgrippers were given 10 minutes to close, and then the deployment catheter was

replaced with a retrieval catheter, which contained a magnetic tip to attract the

microgrippers. After staining with trypan blue, there was clear evidence that tissue from

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the biliary opening was obtained. Once the experiment was finished, MRI screening

showed that an average of 95% of the microgrippers were retrieved.

Microgrippers for biopsies have showed success in obtaining usable sample

tissue, as well as closure in vivo and magnetic retrieval. However, one major obstacle

that must be overcome in order for microgrippers to become a more viable alternative for

biopsies, is adhesion to the site of interest. During surgical biopsy procedures using

microgrippers, it was observed that many microgrippers were hitting the tissue surface

and being deflected without an opportunity to close onto the biopsy site. The

microgrippers which were washed away were later located in a more downstream area of

the GI tract. For example, microgrippers applied to the lesser curvature of the stomach

fell down to the base at the greater curvature.

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Figure 14: Angular distribution of microgrippers in a mock GI tract. Degrees refer to the angular location of the microgrippers inside the cylinder with respect to the bottom (0°). Concentric axis represents percentage of grippers in the respective location. Reprinted with permission from Ref. [72].

To simulate how microgrippers attach to the surface of the gastrointestinal tract,

Gultepe et al. fashioned a horizontal cylindrical channel and coated the inner lining with

gelatin and mucus as the testing environment [72]. Microgrippers were then sprayed onto

the inside of the surface using a syringe attached to a small tube and observed how many

microgrippers were located inside of the cylinder, as well as the angle at which they

adhered. The bottom of the cylinder, in the direction of gravity, was an angle of 0°, with

the top of the cylinder being 180°. Figure 14 shows the angular distribution of the

microgrippers from this experiment. The concentric axis represents percentage of

microgrippers which were located in that respective region of the cylinder. The majority

0

5

10

15

20

25180°

200°

220°

240°

260°

280°

300°

320°

340°360°

20°

40°

60°

80°

100°

120°

140°

160°

Distribution of Microgrippers in Gelatin/Mucus Channel

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of the microgrippers could not stick to the sides of the testing environment, and dripped

down the sides of the cylinder, ending up at the bottom between the angles of 0° and 40°.

The adhesion to a vertical wall (90°) was less than 5%. Due to the slippery and tough

nature of the gastrointestinal tract, microgripper biopsies have much difficulty

performing biopsies on vertical surfaces, and this issue must be addressed to increase the

efficiency of microgripper biopsies.

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Chapter 3: Random Biopsy Analysis of Microgripper Success

3.1 Background

Previous to this experiment, no testing has been done to assess the success rate of

these microgrippers. Success in this experiment was defined as the case when a

microgripper lands face down and captures material from the substrate, analogous to a

successful biopsy of a lesion within the gastrointestinal tract. It was commonly known

that the grippers land on the substrate facing up or down, and that even though the

grippers land face down, they may not grab onto the surface of the substrate. The purpose

of this experiment was to put a number on this success percentage, as well as scale up the

dimensions to give an estimate on how many microgrippers would be needed to screen

the human colon to obtain a biopsy of a randomly located lesion. This experiment puts

into perspective the amount of grippers needed to hit a target lesion depending on its

surface area ratio to the total surface area of the sample environment such as the colon.

3.2 Design of Experiment

This experiment took place in a 1000 mL Kimax beaker. The beaker had a base

area of 8659 mm2 and served as the testing environment. This testing environment was

roughly 35 times smaller in area than that of an average human colon, which is 3000 cm2.

The base of the beaker was covered with 100 μm diameter white silica beads and filled

with 750 mL of warm water (35⁰C). Target bead trays of three different sizes simulating

varying lesion sizes were created by cutting microscope slides with a razor and gluing

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them together using a waterproof adhesive (3M™ Super 77™). As shown in Figure 15,

tray dimensions were 5mm x 5mm x 5mm (25mm2 area), 11mm x 11mm x 5mm

(121mm2 area), and 22mm x 22mm x 5mm (484mm2 area).

Figure 15: Setup of random biopsy analysis experiment. Beaker base of white 100 μm diameter silica beads, with target tray dimensions of 5mm x 5mm x 5mm (α1), 11mm x 11mm x 5mm (α2), and 22mm x 22mm x 5mm (α3), filled with dyed 100 μm diameter silica beads.

Area fraction values of 0.29% (α1), 1.4% (α2) and 5.6% (α3) represented the ratios

of the target bead tray area to the base of the beaker. These trays also contained 100 μm

diameter beads, but the beads in the target bead trays were dyed using water soluble dyes.

The contrast between the target bead tray and the base of the beaker simulated a lesion in

a location of interest, such as a cluster of cancerous cells in a colon. The target bead tray

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containing the dyed beads was then placed in a random position at the base of the beaker.

Once the water temperature reached 35⁰C, 900 μm diameter microgrippers were

introduced to the environment in multiple doses without bias using a dropper (Figure 16).

Figure 16: Experimental environment before and after addition of microgrippers.

Once the microgrippers had ample time to close (roughly 10 minutes), the number

of microgrippers in the beaker, as well as number of microgrippers in the target bead tray

were recorded. Also, the number of successful microgrippers (inside the target bead tray

which also captured a bead) was recorded by removing the tray from the beaker and

examining it under a microscope. By analyzing this data, we will have a better

understanding of the microgripper performance in random sampling procedures.

3.3 Fabrication of Microgrippers (900μm)

Fabrication of the 900 μm diameter grippers started with a batch of clean 4"

diameter silicon wafers. The wafers were cleaning using acetone and isopropanol, and

then introduced to compressed air to accelerate drying. A sacrificial layer of 15 nm Cr

followed by 100 nm Cu was thermally evaporated onto the wafers. After sufficient time

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was given for the evaporated wafers to cool, the wafers were cleaned again with acetone

and isopropanol. Microposit SC-1827 was spin coated onto the wafers at 3000 rpm (2.7

μm thickness) and baked on a hot plate for 90 seconds at 115 C. Next, a photomask was

used to pattern the stress layer to be deposited. The wafers were exposed to UV light for a

total exposure energy of 240 mJ/cm2/μm and developed in a 1:5 ratio solution of 351

developer (Rohm and Haas Electronic Materials LLC) to water for 60 seconds. Once the

features of the stress layer were established, 60 nm Cr and 100 nm Au were thermally

evaporated onto the wafers. The mismatch in stress between the Cr/Au layer will serve as

the driving force of the closure of the gripper arms. After evaporation, the wafers were

soaked in acetone and sonicated for 30 seconds to remove any leftover photoresist.

Following sonication, the wafers were cleaned in isopropanol to remove any acetone

residue. SPR-220 photoresist was spin coated at 1700 rpm and baked for 30 seconds at 80

C, then 90 seconds at 115 C, and another 30 seconds at 80 C. This yielded a 10 μm thick

layer of photoresist which would be more than enough to accommodate the upcoming

electroplating thickness. A second photomask was used to pattern the rigid panels of the

microgrippers. The wafers were exposed to an exposure energy of 500 mJ/cm2 and

developed in two separate baths of MF-26A for 2 minutes each. Once the features were

created, the wafers were electroplated according to Table 1.

Step Material Current (mA) Voltage (V) Time (min) Thickness (μm)

1 Au 10 0.207 10 1

2 Ni 100 0.207 40 10

3 Au 10 0.207 10 1 Table 1: Electroplating specifications for 900 μm microgrippers.

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This electroplating process gave the microgrippers a magnetic retrieval property

with the nickel layer, while making them bioinert by introducing a gold layer to cover the

surface of the nickel. After the Au-Ni-Au panels were electroplated, the remaining

photoresist was removed by soaking the wafers in acetone and washing with isopropanol.

The final polymer trigger layer was applied by spin coating a mixture of 1805/1813

photoresist at a ratio of 5:1 at 2800 rpm and baked for 90 seconds at 115 C. A third

photomask to pattern the polymer backing was placed on top of the wafers as they were

exposed to an exposure energy of 50 mJ/cm2. After exposure, the wafers were developed

in a 5:1 mixture of water:351 developer for 60 seconds. Following this step, the wafers

were ready to be lifted off and used for experimentation.

3.4 Results

The difference between an unsuccessful microgripper versus a successful

microgripper can be seen in Figure 17. The successful microgripper is in the colored tray

and is gripping a silica bead, whereas the unsuccessful microgripper does not contain a

bead.

Figure 17: Unsuccessful and successful microgrippers. An unsuccessful microgripper which closed without a bead inside the target tray (left), and a successful microgripper which captured a bead inside the target tray (right).

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Table 2 displays the result of a total of 73 trials performed during this experiment (21

corresponding to α1, 21 corresponding to α2, and 31 corresponding to α3) with varying

microgripper sample sizes ranging from 0-115 grippers.

α1 = 0.29% α1 = 1.4% α1 = 5.6% Sample

Size In

Tray Success Sample

Size In

Tray Success Sample

Size In

Tray Success

7 0 0 2 0 0 0 0 0 8 0 0 5 0 0 1 0 0

13 0 0 5 0 0 2 0 0 15 1 0 7 1 0 5 0 0 17 0 0 9 0 0 6 1 0 25 0 0 14 1 0 11 0 0 28 0 0 20 1 0 17 3 1 35 1 1 22 0 0 24 4 1 41 1 1 33 2 1 24 3 1 48 0 0 35 5 2 25 5 2 50 1 0 49 4 2 26 4 1 57 0 0 54 3 1 30 4 1 59 1 1 60 1 1 41 7 3 60 0 0 61 6 2 42 7 3 70 4 1 68 6 3 46 6 2 78 2 1 76 6 4 48 8 4 80 4 2 78 7 4 57 9 4 88 3 2 82 8 5 59 11 6 89 4 3 88 8 4 65 13 4 90 5 3 95 9 6 71 14 5

100 7 4 98 11 7 72 13 6

82 16 8

84 12 5

85 14 6

90 13 6

92 16 8

96 17 8

99 18 10

107 24 11

115 23 10 Table 2: Data from random biopsy analysis experiment.

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When the data is plotted, there is a clear distinction that the probability of a

gripper landing in the target area, as well as having bead retrieval increases as the area

fraction, α, increases (Figure 18). This is expected because a larger lesion will have more

surface area, and therefore a higher probability to be sampled. Also, increasing the

number of microgrippers in each sample resulted in a positive trend for success and

landing in the target area for all area fractions.

Figure 18: Graphical representation of collected random biopsy data.

By dividing the number of successful grippers by the number of microgrippers

used in the trial (sample size), an average success percentage was able to be obtained for

each respective area fraction values. The same calculation was done for the grippers

which made it into the target tray. For additional data, the number of grippers which were

open and closed within the target tray were analyzed to give a percentage of how many

microgrippers closed onto beads.

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Area Fraction Target % Success % Closing % α1 = 0.29 % 3.21 1.80 55.88 α2 = 1.4% 8.22 4.37 53.16 α3 = 5.6% 17.35 7.62 43.94

Table 3: Average target, success, and closing percentages for random biopsy.

Table 3 shows these averages. The success values for α1, α2, α3 were 1.8%, 4.37%,

and 7.62% respectively. The percentage that the microgrippers landed within the target

bead tray for α1, α2, α3 were 3.21%, 8.22%, and 17.35% respectively. The percentages

were fairly low, but that was expected due to the small area fraction this experiment was

working with (0.29 to 5.6%). Closing percentages ranged roughly around 50%, which

meant that the grippers landed either face down or face up, grabbing a bead most of the

time if they were face down. This was an interesting result since we did not expect such a

high percentage of face-down microgrippers to contain glass beads. Higher closing

percentages may have been attributed to the fact that glass beads were not adhered to one

another, and obtaining a bead was much easier for the gripper to do than to capture tissue

from a substrate. Additionally, a microgripper landing sideways may have scooped up a

bead as it readjusted its position into the face-up position, closing on it afterwards.

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Figure 19: Successful bead capture vs. area fraction, α

When the success was examined over the area fractions, breaking up the data into

three ranges of sample sizes (0-40 grippers, 41-80 grippers, 81+ grippers), Figure 19 was

produced. This data shows that when the number of grippers introduced into the

experiment increases, a drastic increase in success rate is noticed. Even though the ranges

are in increments of 40, there exists a most more noticeable gap between the 81+ and 41-

80 set than compared to the success gap between the 41-80 and 0-40 set. The slope of the

number of successful microgrippers to the area fraction gets larger as the microgripper

ranges increase, indicating that more microgrippers provide a significantly higher rate of

success compared to fewer microgrippers.

To put this into a surgically useful scenario, we must ask ourselves how many

grippers will be needed to obtain a biopsy sample depending on the area fraction of the

lesion to the surface area of the testing site? By analyzing the data from the various

sample size ranges of 0-40, 41-80, and 81+, and assigning binary values of 0 or 1 to each

0

2

4

6

8

10

0 2 4 6

# Su

cces

sful

M

icro

grip

pers

α (%)

Successful Bead Capture0-40 grippers41-80 grippers81+ grippers

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trial (1 for one or more successful grippers, and 0 for no successful gripper), and

averaging the results, Figure 20 was produced.

From Figure 20, we see that the percentage that a microgripper will bring back

tissue from a lesion increases quite rapidly as the area fraction increases from 0.29% to

5.6%. The linear data set from the 0-40 gripper is somewhat of an outlier since this is the

only set of the 3 tested which did not achieve a 100% probability for at least 1

microgripper achieving success. This may be due to the sample size being very low

compared to the area of the experiment. It is reasonable to say that more than 0-40

microgrippers are needed to sample a testing area of this size.

Figure 20: Probability that at least one microgripper will be successful. Microgrippers were binned into ranges of 0-40, 41-80, and 81+, and compared over area fraction, α.

To give a scaled up example, the testing environment was roughly 35 times

smaller than the surface area of the human colon. Given this ratio, the microgrippers

0

20

40

60

80

100

0 1 2 3 4 5 6

Succ

ess P

erce

ntag

e, %

Area Fraction, α

Probability of at Least 1 Successful Microgripper

0-40 grippers41-80 grippers81+ grippers

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sample sizes translates to 0-1400 (0-40), 1435-2800 (41-80), 2835+ (81+). This means

that with ~700 microgrippers (halfway between 0 and 1400) randomly distributed within

the colon in an unbiased manner, the success of a microgripper obtaining tissue from a

target lesion will be roughly 50% if the total lesion area fraction is 5.6%, and about 12%

if the total lesion area fraction is 0.29%. Note that this number is only for grippers which

arrived in the simulated target area and collected a bead, not a simulation of how many

samples were collected. Many biopsy samples may be collected but this percentage is

analogous to randomly taking a biopsy from a suspicious lesion.

Unlike the 0-40 set, the 41-80 and 80+ set achieved 100% quite rapidly, with 81+

being at 100% from 0.29% area fraction on, and 41-80 going from 55% to 100% in

between 0.29% and 1.4% area fraction. Even though these gripper numbers may seem

large when scaled up to actual size, these microgrippers can be mass fabricated in batches

which yield much more than 3000 grippers per batch.

Overall, from these results, it is recommended that the number of microgrippers to

be introduced in a random biopsy experiment within the colon should be at least 2835

microgrippers to follow the trend of the 81+ microgripper success rate.

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Chapter 4: Pneumatic Break Testing of Microgrippers

4.1 Background

Before firing the microgrippers with pressure onto a substrate, it is important to

examine the viability of the grippers as they run through the channel of the tubing under

pressurized conditions. Since we are looking at micro scale objects flowing through a

channel no bigger than 1.5 mm, resistance and shear stresses may come into play and

break the grippers during transport. Microfluidic resistance, R, is related to channel

diameter, d, by a factor of d-4 [73]. With this dramatically increased resistance, a larger

pressure will be needed to push the microgrippers through the tubing, which may harm

the grippers as they are transported to the location.

Figure 21: Microfluidic resistance and pressure driven flow.

Additionally, the fluid inside the small tubing will follow Poiseuille flow behavior

due to a pressure drop. In Poiseuille flow, the velocity profile of the fluid is parabolic,

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with the maximum velocity in the center of the channel. Since the microgrippers are

smaller than the channel width, but still fairly large in respect to the channel diameter,

they will experience a tumbling motion because fluid at one end of the microgripper will

be flowing faster than the other end. The uneven drag forces on the microgripper panels

as they are travelling through the tube may affect microgripper quality. Therefore, we

must go through a series of experiments to vary pressure and monitor the quality of the

grippers exiting the tubing to determine appropriate operating pressure ranges for future

experiments.

4.2 Design of Experiment

The pneumatic device used for break testing was the MFCS-100 from Fluigent.

Figure 22 shows the MFCS-100 device, as well as a diagram of the working principle of

the pressurization and flow of liquid through the channel.

Figure 22: MFCS components, setup, and working principle.

The main pressure line connects to the rear of the main MFCS-100 system and

information from a computer connected to the MFCS-100 controls how much pressure is

released in the front of the device. The controlled pressure is sent into the Fluiwell

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(Figure 22 right), where the loading vial is positioned. The air within the loading vial

becomes pressurized and forces the liquid level down, effectively pushing the contents of

the vial up into the outlet channel located at the top-center of the loading vial. This tubing

that leads to the microfluidic application will now be referred to as the outlet tubing.

For this experiment, we paid close attention to the quality of the microgrippers as

they were exposed to higher and higher pressures through transport. After lifting off the

microgrippers in APS-100, they were placed into the loading vial, which contained

roughly 2 mL of water. The contents of the vial were drained and refilled with 2 mL of

new water. This step was done three times to reduce the APS-100 concentration to a

negligible amount. Then the microgrippers were shot into clear well plates at pressures of

3, 10, 15, 20, and 30 psi, with the end of the outlet tubing submerged in water. The

microgrippers were then checked under a microscope for quality. Because these grippers

are intended for surgical use, there will be a pressure at which so many grippers will be

broken just from transport, that usage of these grippers will be inefficient. This pressure

will serve as the upper bound pressure for successive experiments.

4.3 Fabrication of Microgrippers (600μm)

Fabrication of the microgrippers began with cleaning 4" diameter silicon wafers

with acetone, followed by isopropanol. A sacrificial layer of 50 nm Cr followed by 140

nm Cu was deposited on the wafers using thermal evaporation. After evaporation,

Microposit SC-1827 photoresist was spin coated at 3000 rpm for 50 seconds and left to

bake on a hot plate at 120 C for 90 seconds. A photomask patterning the stress layer was

then used to expose the spin coated wafers to UV light for an exposure energy of 240

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mJ/cm2/μm (37 seconds exposure @ 2.4 mJ/cm2 for 2.7μm layer). The exposed wafers

were developed in a dilute solution of 5 parts water to 1 part 351 developer (Rohm and

Haas Electronic Materials LLC) for 90 seconds. After development, the wafers were

plasma etched in O2 gas for 30 seconds at RF 75. The stress layer of 30 nm Cr followed

by 30 nm Au was evaporated onto the wafers. After evaporation of the stress layer, the

wafers were soaked in an acetone bath for 3 minutes, followed by 10 seconds of

sonication in acetone to remove all photoresist. Wafers were then washed with

isopropanol to remove any acetone residue. SPR-220 photoresist was spin coated at 1700

rpm and baked at 80 C for 30 seconds, followed by 115 C for 90 seconds, followed by 80

C for 30 seconds. Another photomask was used to pattern the panels of the microgrippers

and the wafers were exposed to UV light for 223 seconds at an intensity of 2.24 mJ/cm2

to achieve the desired exposure energy of 500 mJ/cm2. The wafers were left to rest for 1.5

hours and then post-exposure baked at 80 C for 30 seconds, followed by 115 C for 90

seconds, followed by 80 C for 30 seconds. After post-exposure baking, the wafers were

developed in a dish of MF-26A for 105 seconds, and transferred to separate dish of MF-

26A to develop for another 105 seconds. After development, the wafers were washed

with DI water. Cleaned wafers were then plasma etched for 60 seconds at RF 70. The

panels of the microgrippers were electroplated using a voltage of 0.21 V at a current of

10 mA for 80 minutes to deposit a 5μm layer of Au. Electroplated wafers were soaked in

a 50 C solution of PG Remover for 3 minutes and 30 seconds to remove all remaining

photoresist. After PG Remover bath, the wafers were cleaned with isopropanol and then

with DI water. The polymer trigger layer was created by spin coating S-1805 at 3500 rpm

for 50 seconds, and then baked at 115 C for 60 seconds. The final photomask patterning

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the trigger layer was applied and the wafers were exposed to UV light at an intensity of

1.91 mJ/cm2 for 17.2 seconds to achieve the desired exposure energy of 33 mJ/cm2. The

wafers were left to rest for 5 minutes, and then developed in a 5:1 solution of water:351

developer. Now the microgrippers are fully fabricated and ready for liftoff.

Figure 23: Microgrippers fabricated on silicon wafer. 2556 microgrippers (315 per corner segment, 324 per rectangular segments) fabricated onto a 4" silicon wafer, and a segment of the wafer used for an experimental trial (36 grippers).

With these patterns, 2556 microgrippers were able to be fabricated on a single 4"

silicon wafer. There are 315 microgrippers per corner segment on the wafer, and 324

microgrippers per rectangular segment (Figure 23). The smaller piece to the left of the

main wafer is an example of how small a sample of 36 microgrippers (to be used for an

experiment) is in respect to the whole wafer. Microgrippers fabricated according to these

steps lifted off in a semi-closed form, similar to a claw. This was unexpected but ended

up being quite useful since the claw-shape would help penetrate the surface tissue better

than if it were completely flat, in which the microgripper would have to impact the

location sideways to penetrate tissue. Also, the trigger layer of the microgrippers was thin

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enough to allow room temperature closing (29⁰C), and closed even faster as it was heated

up to body temperature (Figure 24).

Figure 24: Fabricated and lifted off microgrippers closing at a temperature of 29⁰C.

4.4 Results

Initially, at any pressure, all grippers were broken. Whether the external pressure

was 1 psi or 30 psi, significant damage was noted in all cases. After careful examination

of all experimental parameters, we discovered that the inner diameter of the default

MFCS-100 FEP tubing was 1/32", which equates to roughly 800 microns in diameter.

This caused a size issue because the tip to tip diameter of the microgrippers was 900

microns in length. To work around this issue, we upsized the inner diameter of the tubing

to 1/18" (1.39 mm), which would be approximately 1.5 times larger than the tip to tip

distance of the microgrippers. This change proved to be helpful since some microgrippers

were making it through unharmed, however, data was inconsistent and microgrippers

were still breaking at an unreasonable rate. Another modification was done to downsize

the tip to tip diameter of the grippers from 900 to 600 microns, while keeping the larger

inner diameter tubing. With these corrections, the inner diameter of the tubing was

slightly larger than twice the inner diameter of the microgrippers. These adjustments

solved the problem of excessive microgripper breakage and usable data was collected.

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I believe that by downsizing the microgrippers and increasing channel width, the

velocity gradient of the fluid acting on the length of the microgrippers was reduced,

which contributed to a gentler transport of the microgrippers through the tube. Shear

stress is defined as:

τ = −μ dvdy

(Equation 1)

where τ is the shear stress exerted by the fluid, μ, is the fluid viscosity (constant), and

dv/dy represents the velocity gradient perpendicular to the direction of shear. By

widening the channel, dv was reduced, and by downsizing the microgrippers, dy was

reduced. Since μ is a constant, a reduction in the velocity gradient would directly reduce

the magnitude of shear stress (Figure 25). Reduced shear stress meant that lesser forces

acted upon the microgrippers as they moved through the fluid.

Figure 25: Modifications lowering shear stress. Comparing velocity gradient, dv/dy as channel width is increased, and microgripper size is decreased.

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Figure 26: Microgripper viability over a range of pressures (0-30 psi).

Gripper viability data was obtained for pressures of 3, 10, 15, 20, and 30 psi. As

Figure 26 shows, the microgrippers held together fairly well up to around 10 psi, with a

viability of 75.51 ± 5.56%, and then their quality fell off steeply past that point.

According to the early trend of the data, it seems that 100% viability was not achievable

with pressure driven microgrippers. Even at the low pressure of 3 psi, gripper viability

was 83.92 ± 8.57%. This is most likely attributed to the transport mechanism of the

microgrippers as they traveled from the loading vial in the MFCS-100 into the outlet

tubing. The pressurization of the loading vial, forcing the liquid level of the vial down

and into the outlet tubing causes a chaotic environment where microgrippers may be

harmed as they are forced into the outlet tubing. Results for 15, 20, and 30 psi had

microgripper viability values of 50.25 ± 7.36%, 22.20 ± 8.35%, 1.79 ± 3.09%

respectively. We decided that these values were too low and that too many microgrippers

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were being broken during the transport process. Therefore, the maximum pressure should

be 10 psi for successive experiments using this setup.

Determining which grippers were considered okay and which were considered

broken was a challenge to overcome. A rule must be established to ensure fair data

collection for this experiment. Broken grippers were classified as grippers which were

damaged beyond the point of successful function. Generally, if three or more limbs of the

grippers were broken off, the microgripper could not successfully close to retrieve usable

samples. However, one exception was noted where a gripper which had every other limb

broken, but had three good limbs in a triangular fashion, was considered okay since this

would serve the same purpose as a three pronged gripper. Figure 27 depicts the

significant change in gripper viability as pressure was increased from 3 psi to 30 psi. The

deterioration in microgripper quality is clearly seen as pressure was increased, and

microgrippers were almost completely destroyed at a pressure of 30 psi.

Figure 27: Microgripper quality as pressure is increased. Scale bars represent 1 mm.

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Overall, from this experiment, we can conclude that as pressure increases, more

damage to the microgrippers is present during transport. The pressure for successive

experiments should not exceed 10 psi in order to preserve the functionality of a

reasonable amount of grippers.

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Chapter 5: Pneumatic Impact on Microgripper Attachment

5.1 Background

Now that data has been collected to determine appropriate pressure ranges to

release the microgrippers, the big question still remains: How will pneumatic delivery

change the performance of these microgrippers? In previous in vivo and ex vivo

experiments, microgripper adhesion has been an issue that needed to be addressed. An

experimental change that improves that the adhesion rates of microgrippers to the site of

interest would be very useful to further microgripper trials. In these next experiments, I

will fire the microgrippers into ex vivo porcine stomach tissue to assess the affect of

pressure on microgripper attachment.

5.2 Design of Experiment

This experiment was broken up into two parts: an experiment in which the tissue

was submerged in water and was lying horizontal, and an experiment in which the tissue

was hanging in air, in a vertical orientation. The horizontal experiment simulated an

environment such as the base of the stomach or colon (Figure 27), whereas the vertical

experiment will simulated an environment similar to the esophageal or colon wall (Figure

28).

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Figure 28: Horizontal tissue attachment experimental setup.

Figure 29: Vertical tissue attachment experimental setup (left). Porcine stomach before introduction of microgrippers (middle). Porcine stomach tissue after introduction of microgrippers (right).

In both cases, the procedure remained the same. A section of a wafer containing

fully fabricated 600 μm diameter microgrippers was removed using a diamond cutter, and

the section was placed in APS-100 etchant for 7-10 minutes until all microgrippers were

lifted off. Once lifted off, the microgrippers were transferred to a petri dish containing

deionized water. Looking through a magnifying glass, only whole grippers were

transferred into the loading vial. The vial was inserted into the MFCS system and the end

of the output tube was placed at the desired distance from the substrate (1 cm). The

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microgrippers were released at 0, 1.5, 3, 6, and 10 psi for the horizontal tissue

experiment, and 0, 3, and 8 psi for the vertical tissue experiment. The 0 psi experiments

were administered by carefully dropping the microgrippers to the location using a glass

pipette, and acted as the control group. Once on the tissue, the grippers were given 5-10

minutes to close. Microgrippers were fabricated in a way that they closed at room

temperature so a heat source was not necessary. Images were taken before external

disturbances were introduced. An external flow of 19 mL/min was introduced using the

Harvard Apparatus PHD Ultra infuse pump for 60 seconds to the areas where the

microgrippers were attached. Images of the tissue site were taken again at the same

position as the picture before agitation to compare results.

The external flow rate of 19 mL/min was qualitatively determined by slowly

ramping up the flow rate starting from 0, and applying flow to the location on the tissue

where microgrippers landed. It was at this value that loose microgrippers were obviously

brushed aside while microgrippers which closed onto tissue remained in place without

being forced off. The rate at which mucus flows across the gastrointestinal tract is

estimated to be roughly 5 mm/min [74–76]. To compare this speed to the experimental 19

mL/min, we can simply divide by the cross section of the tube which was used to deliver

the external flow. Average velocity, vavg, can be defined as the flow rate, q, divided by

the cross sectional area of the channel the fluid is moving through, πr2.

vavg = qπr2 (Equation 2)

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In this case, the flow rate was 19 mL/min and the inner diameter of the channel was 1/8"

or 3.175 mm. Converting mL to cubic meters and substituting these values into Equation

2 gives:

vavg = 1.9 × 10−5 m3

min π(1.5875 × 10−3 m)2

vavg = 2.3998 m

min= 2399.8

mmmin

The flow rate of the external flow used in the experiment was calculated to be

about 2400 mm/min, which is 480 times greater than the flow rate of mucus. However,

the viscosity of healthy gastric mucus measured by a viscometer was documented to be

roughly 85 mPaˑs, while water has a viscosity of 0.692 mPaˑs at human body temperature

of 37° C [77–79]. This means that healthy mucus measured in that particular study was

122 times as viscous as water at human body temperature. However, the thickness and

viscosity of mucus can increase significantly (over 1000 times as viscous as water)

depending on the location of the mucus and other conditions such as duodenal ulceration

[80–83]. Due to the higher density and viscosity of mucus compared to water, having a

great difference in flow rate (2400 mm/min for water versus 5 mm/min for mucus) seems

to be somewhat acceptable. As mentioned before, the external flow rate of 19 mL/min

was obtained qualitatively, so the previous comparison using flow rate between water and

mucus should only be looked upon as an approximate check rather than a direct relation.

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5.3 Results

This experiment turned out to be a success, with microgripper adhesion increasing

with higher input pressures in both cases, horizontal and vertical. Significant attachment

percentage increases were observed when any pressure input was compared to the

control, which was no pressure.

Figure 30: Horizontal tissue attachment experimental results.

Figure 30 shows the results of the horizontal tissue adhesion experiment.

Attachment percentage was calculated by dividing the number of microgrippers after

external flow was introduced, by the number of microgrippers before external flow was

introduced. In the first pressure interval, going from 0 psi to 1.5 psi, there was already an

increase in attachment percentage of roughly 26% (20.44% to 46.65%), which was more

than double the control attachment percentage. Attachment increases were less significant

as higher pressures were introduced, but steadily rose to 65.03% at the maximum

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recommended pressure of 10 psi. The difference between the attachment at 10 psi versus

0 psi was 44.59%, which was triple the attachment of the no pressure control.

The trend on Figure 30 indicates that there was some sort of cap near the 50-60%

attachment mark, which was consistent with the theory that the microgrippers landed

either face up or face down, with a 50% probability that they would have no chance to

capture or hold onto tissue. However, it was interesting and noteworthy that for pressures

higher than 3 psi, the attachment percentages were above 50%, suggesting that with the

introduction of pressure and stronger microgripper impact, there was some sort bias for

the microgrippers to stay at the target location. Perhaps pneumatic delivery allowed the

microgrippers to enter the target area with enough force where even if they hit sideways,

microgripper tips pointed orthogonal to the tissue pierced the surface of the tissue,

allowing the microgrippers to stay in place long enough to close and grip tissue.

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Figure 31: Horizontal tissue attachment comparisons of 0 and 3 psi.

Images comparing the adhesion site of the porcine stomach before and after

external flow was introduced can be seen in Figure 31. In the top images, we can see the

results of the control (0 psi) test. In this trial, 32 microgrippers were placed in the area

and only 6 remained after a flow of 19 mL/min for 60 seconds was introduced, resulting

in an attachment percentage of 18.75%. In the lower images, the results of a 3 psi trial

were observed. In this trial, 30 microgrippers were initially in the area, and 16 remained

after flow, resulting in an attachment percentage of 53.33%. To make sure that all data

points were statistically significant, JMP® software was used to calculate the statistical

significance of the data, and all pressures (excluding control of 0 psi) for the horizontal

test (1.5, 3, 6, 10 psi) yielded p-values of under 0.002. This result supported the

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hypothesis that pressure had a significant and positive impact on microgripper

attachment.

The results of the vertical tissue adhesion test can be seen in Figure 32. Similar to

the horizontal experiment, attachment percentage was calculated by (# microgrippers

before flow)/(# microgrippers after flow)*100.

Figure 32: Vertical tissue attachment experimental results.

It can be seen that attachment percentage does increase as pressure increases. The

control pressure of 0 psi had an attachment percentage of 2.86%, while the 3 psi tests

showed attachments percentages of 50%, and the 8 psi tests showed attachment

percentages of 62.5%. The largest difference, between 0 psi and 8 psi was 59.64%, with a

p-value of 0.0129, showing a significant positive increase in attachment. The trend for the

vertical adhesion test was very similar to the horizontal experiment, however, this data

showed very large error bars. This was due to the small numbers in the numerator and

denominator in the calculation for attachment percentage. Very few microgrippers out of

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the amount of microgrippers released, remained on to the tissue after the microgrippers

were fired, and even fewer remained after flow was introduced. For example, for an 8 psi

trial, 35 grippers were loaded into the pneumatic deployment system, 8 remained on the

tissue before flow, and 4 remained after flow. With numbers as low as 4 in the numerator

in the calculation for attachment percentage, even a deviation of 1 microgripper is huge.

In terms of the 3 psi tests, no more than 3 microgrippers remained on the tissue before

flow, and no more than 1 microgripper remained on the tissue after flow. In the case of a

trial where 1 microgripper was on the tissue before flow was introduced, the difference of

that single microgripper staying on or being washed away after flow is the difference of 0

and 100% attachment. Despite the high error bars, when p-values were calculated by

JMP® software, the p-value between 3 psi and the control was only 0.0554, which was a

surprising result considering the size of the error bar. Perhaps the software had factored

in the small numbers that we receiving in the results of the vertical test experiments and

corrected for the large deviations.

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Figure 33: Superimposed data of both horizontal and vertical tests.

With the error bars being significantly higher in the vertical test, it may be hard

to believe the credibility of the results. However, the p-values were within reason and

when the vertical attachment data was superimposed on the horizontal attachment data,

the data points were in great agreement with each other (Figure 33). Despite the

differences in setup and numerical values obtained from the results of these two

experiments, the attachment percentage remained the same. This suggests that the

improvement in attachment gained by the introduction of pressure was independent of

tissue orientation or gravity. The number of microgrippers which were successfully

attached may have been significantly different between the horizontal and vertical tests,

but once the microgrippers were on the tissue the attachment ratio remained similar for

the respective pressure ranges.

0

20

40

60

80

100

0 2 4 6 8 10

Atta

chm

ent P

erce

ntag

e (%

)

Pressure (psi)

Superimposed Vertical and Horizontal Tests

Horizontal Adhesion TestVertical Adhesion Test

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The reason why the number of microgrippers attached was so much greater in the

horizontal test compared to the vertical test can be attributed to the direction of fluid flow

when the stream of microgrippers and water hits the tissue surface. In the horizontal test,

the microgrippers were fired in the direction of gravity, into the tissue. This means that

once the microgrippers were fired, they would either dig deeper into the tissue, or spread

radially from the impact site. Regardless of the result, the microgrippers would remain on

the tissue until they closed and were either washed away, or captured tissue because

gravity held them there. This was not the case for the vertically oriented tissue. Because

the microgrippers were fired perpendicular to the direction of gravity, the fluid carrying

the microgrippers would hit the tissue, and then flow downwards due to gravitational

pull. This means that microgrippers would have to either catch onto a crevice in the

stomach lining, be held in place due to surface tension, or penetrate the surface with one

of the gripper tips in order to avoid being pulled down with the bulk of the fluid as it

flows away from the target area. Unlike the horizontal test, where all microgrippers

remained on the tissue before the introduction of 19 mL/min flow, most of the

microgrippers in the vertical test were not on the tissue before the 19 mL/min flow. In

summary, the microgrippers in the vertical test had less of an opportunity to stay on the

tissue long enough to close and grab tissue than the microgrippers in the horizontal test.

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Figure 34: Images taken from the vertical attachment experiments at 8 psi. (a) Zoomed out image before external flow; (b) Zoomed in image before flow; (c) Zoomed out image after flow; (d) Zoomed in image after flow; (e) Close up view of the two microgrippers in the crevice; (f) Closer view at the left microgripper from (e), showing tissue puncture and closure.

Figure 34 shows a series of pictures taken from the 8 psi trials of the vertical

tissue experiment. Figures 34a and 34c show the adhesion site of the stomach tissue

before and after external flow was introduced, with 34b and 34d showing the close ups of

the respective images. What is significant in these series of images is Figure 34f, which

shows a very high resolution image of the left microgripper in Figure 34e. The tip of this

microgripper is clearly underneath the tissue surface, indicating that at some point, it

penetrated the tissue surface. I believe that this penetration was a result of the

microgripper impacting the tissue surface at a greater velocity, due to the introduction of

a significant pressure drop.

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Another important factor we must look at is how many microgrippers out of the

total amount of microgrippers released actually stick and grab onto the tissue surface?

Much of this data gave us information on how many microgrippers stayed on the tissue

after they were already on the tissue, however there were many grippers which did not

make it onto the tissue before flow was introduced in the vertical tissue experiment.

Figure 35 shows the result of the vertical attachment tests if we were to consider success

as (# microgrippers on tissue after flow) / (# microgrippers introduced)*100, and

compares it to the result of the microgripper attachment on a gelatin/mucus channel

obtained by Gultepe et al. in a previous work of these microgrippers [72].

Figure 35: Comparing microgripper attachment from vertical test results to previous work. Success represented by number of microgrippers remaining on tissue after application and external flow divided by number of microgrippers initially released (left). Radial distribution of microgrippers in a simulated GI environment using a gelatin and mucus coated tube from previous work (right). Reprinted from Ref. [72].

Noticeable increases in attachment percentages were observed comparing 0 psi to

3 and 0 to 8 psi. Going from 0 psi to 3 psi, we achieved a 1.667% increase in attachment.

Although low, the average attachment percentage for the control was 0.571%, which

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meant that going from 0 to 3 psi resulted in 392% improved attachment. A much larger

difference in attachment was observed comparing the control to 8 psi. At 8 psi, the

attachment percentage went up to 6.712%, which is 6.141% greater than attachment at 0

psi, and a 1175% increase from the attachment measured at 0 psi. JMP® software was

used to calculate p-values and the p-value for 3 psi was 0.4773, while the p-value for 8

psi was 0.0024. The high p-value for the 3 psi category was due to the fact that we were

dealing with very low numbers with attachment (roughly 30 microgrippers introduced,

and 0-1 remained after flow for 3 psi). This would result in high deviations with the

lower extremity of the error bracket overlapping the 0 psi results. Unlike the large p-

value of the 3 psi category, the 8 psi category had a p-value of 0.0024 which displays a

very strong statistical significance over the control.

When comparing this data to the previous work done to understand the level of

microgripper attachment, less than 5% of the microgrippers adhered to the mock GI

surface at 90°. In the mock experiment, microgrippers were applied on the inside of a

tube coated with gelatin and mucus. The number of microgrippers and the angle at which

they adhered contributed to the data in the radial distribution. There was no external flow

introduced after the microgrippers were on the inner wall of the tube, so the radial

distribution data does not account for the possibility that the microgrippers on the tube

walls may not contribute to usable biopsies. This means that percentages from my

vertical tissue test weighs stronger than percentages in the radial distribution graph. With

an input pressure of 8 psi, 6.712 ± 3.30% of microgrippers were successful in remaining

on tissue after flow was introduced, which is an improvement over the less than 5%

adhesion rate of the microgrippers in the gelatin/mucus tube. If data pulled from the

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horizontal test were compared in this manner, the success percentage would be even

greater due to the issue of microgrippers having a greater opportunity to close onto tissue

in the horizontal test compared to the vertical test. However, the number of input

microgrippers was not recorded while the horizontal test was being performed, so the

success data for the horizontal test cannot be displayed. Overall, this data shows that

attachment percentage was greater with microgrippers fired with a pressure drop in a

more rigorous experimental setup than previous work. It is important to note that even if

pressure does help increase the attachment percentage, a large number of microgrippers

would still need to be used in order for many microgrippers to attach onto the area.

5.4 Conversion from Psi to Velocity

Up until now, we have been relating psi as the main variable for the attachment

and success percentages. However, it should be addressed that microgrippers and the

fluid which is being transported can vary even with pressure remaining constant. If the

inner diameter of the outlet tubing or the length at which the pressure drop occurs

changes, the difference will affect the average fluid velocity, changing the speed at which

microgrippers are transported. In this section, I will give approximations of the average

fluid velocities through the outlet tubing for the attachment tests and their respective

pressures.

To understand how pressure is related to velocity, we much first examine the

Hagen-Poiseuille equation, which represents the behavior of fluid flowing through a long

cylindrical channel under the presence of a pressure drop.

∆P = 8μLQπr4 (Hagen-Poiseuille Equation) (Equation 3)

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In this equation, ΔP represents the pressure drop, μ represents the dynamic viscosity of

the fluid, L is the length over which the pressure drop occurs, Q is the flow rate, and r is

the radius of the channel. By taking Equation 2, which solved for average velocity as a

function of flow rate and cross sectional area, and rearranging to get a relation for flow

rate, we get:

Q = vπr2 (Equation 4)

Substitution of this flow rate equation into the Hagen-Poiseuille equation gives:

∆P = 8μLvπr2

πr4 or ∆P = 8μLvr2 (Equation 5)

Solving for velocity, we arrive at:

v = r2∆P8μL

(Equation 6)

The constant parameters used in my experiments were r = 700 μm, and μ = 1 mPaˑs

(dynamic viscosity of water at 20°C). Two lengths of outlet tubing were used. The

horizontal attachment test used an outlet tubing length of 75 cm, while the vertical

attachment test used an outlet tubing length of 50 cm. Pressures used in the horizontal

attachment tests were 0, 1.5, 3, 6, and 10 psi, while pressures used in the vertical

attachment tests were 0, 3 and 8 psi. Approximations of average fluid velocity are listed

in Table 4.

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Experiment ΔP (psi) ΔP (Pa) L (m) μ (Paˑs) r (m) v (m/s) v (mm/s)

Horizontal Test

0 0 0.75 0.001 0.0007 0 0 1.5 10342.14 0.75 0.001 0.0007 0.84460 844.60 3 20684.28 0.75 0.001 0.0007 1.68921 1689.21 6 41368.56 0.75 0.001 0.0007 3.37843 3378.43

10 68947.6 0.75 0.001 0.0007 5.63072 5630.72

Vertical Test 0 0 0.5 0.001 0.0007 0 0 3 20684.28 0.5 0.001 0.0007 2.53382 2533.82 8 55158.08 0.5 0.001 0.0007 6.75686 6756.86

Table 4: Approximations of fluid velocity using the Hagen-Poiseuille Equation

The maximum approximated velocity for these experiments was 6.76 m/s and

diameter of the fluid, assuming no spread occurred between exiting the tubing and tissue

impact, was 1400 μm. When comparing these values to those of jet injections, meant to

penetrate tissue for the transdermal delivery of immunizations, drugs, or even for the

incisions of soft tissue, the fluid velocities from my experiments were quite small and the

channel radius large. Fluidic jet nozzles designed for the penetration of tissue have exit

velocities ranging from 90-200 m/s and nozzle diameters of 25-559 μm [84–86]. At the

lowest exit velocity of 90 m/s, that is still over 13 times faster than the fastest exit

velocity in my experiments (6.76 m/s). Also, the largest nozzle diameter in the jet

injectors cited, 559 μm, is still 2.5 times smaller than the channel diameter used in my

experiments. Although extensive experiments were not performed to see if the tissue

surface was harmed after firing the microgrippers, the tissue did not seem visually

damaged after microgrippers were fired onto the surface. Even while the microgrippers

were being examined under the microscope to count attached microgrippers, the tissue

did not show any signs of major damage such as holes, deep indents, color change, or

cuts caused by fluidic impact.

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Chapter 6: Conclusions / Future Experiments

6.1 Conclusions

In conclusion, I would say that microgripper adhesion is very much improved

when they are delivered with an input pressure. According to results and scale up from

the random biopsy analysis experiments, 2835 or more microgrippers should be released

assuming even distribution to obtain at least one biopsy sample from a lesion as small as

0.29% of the total surface area of the colon. Keep in mind that many biopsies would be

obtained, but very few would sample from a lesion in a random biopsy screening.

Additionally, pressure using this specific setup should be limited to 10 psi to allow for the

benefit of increased microgripper impact force to tissue surface, while preserving the

quality of microgrippers during transport at 75.51 ± 5.56% for 10 psi. Results from the

horizontal and vertical tissue microgripper attachments supported the theory that the

increase in microgripper attachment to tissue was independent of tissue orientation,

however a large difference in how many microgrippers were counted was observed

between the two tests. Significant improvements in attachment were seen in the

horizontal attachment test, going from 20.44% at the 0 psi control to 65% at 10 psi,

nearly tripling the adhesion percentage with the introduction of pressure. A similar result

was observed in the vertical test, going from 2.86% attachment with 0 psi to 62.5%

attachment with 8 psi. Those numbers however, apply only once the microgrippers

arrived onto the tissue after deployment. When we look at the experiment from the big

picture, with the denominator of the success percentage reflecting the number of

microgrippers introduced in the experimental trial, and the numerator being tissue

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remaining on tissue after external flow was introduced, the numbers are much lower. At 0

psi, a success percentage of 0.571% was observed, and at 8 psi, a success of 6.712% was

observed. This change may be small, but it is a relatively large increase in adhesion from

the control (roughly 12 fold increase in attachment) and from previous experiments.

Additionally, these success values would have been much greater with the horizontal test

had input microgripper data was recorded during experimentation.

6.2 Future Experiments

In the future, the horizontal test should be reproduced, but this time, record the

input microgrippers in order to obtain a success percentage from it similar to Figure 35.

Experiments to examine the effect of pressure driven microgrippers on histological

samples should also be done. Since the end goal of these microgrippers is to become a

viable biopsy device, it is important to understand if more tissue is obtained by

microgrippers fired at higher speeds, and if any artifactual damage to biopsy samples

occur on impact. Another experiment that may be performed in the future is to vary the

sizes of the inner diameter of the tubing. From the experiments performed during my

research, the largest inner diameter tubing we were able to work with was 1/18" or 1.4

mm due to limitations on the outer diameter at 1/16". This was a systematic limitation

since the channel the outlet tubing had to pass through in the MFCS-100 setup only went

up to 1/16". With a tubing of 1/8" OD, there will be more room to change the ID to

observe the effects on microgripper transport through the channel. Another option would

be to change the transport mechanism of the microgrippers. Currently, the fluid

containing the microgrippers is forced downwards, forcing the fluid up the outlet tubing,

which may cause a violent environment for the microgrippers as they enter the outlet

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tubing for transport. A syringe inspired pneumatic chamber may allow the microgrippers

and fluid to flow in the direction of the pressure drop, which may have an effect on

microgripper viability. Finally, muco-adhesive surface coatings which allow

microgrippers to attach to tissue covered by mucus can help prevent the deflection of

microgrippers while they are being fired into the target area.

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References

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ANDREW YOUNG-JOON CHOI contact: [email protected]

Objective: I am an ambitious and innovative entrepreneur determined to contribute to the development of future devices for the advancement of medical/electronic technology.

Qualifications: • Superb data collection and analytical skills • Creative and resourceful problem solver • Great communicator • Personable and readily adaptable to new group settings • Demonstrated the ability to design and execute experiments with little guidance • Easily trained and quick to master new techniques and programs • Experienced in nanofabrication and photolithography in clean rooms utilizing spin

coating, mask aligning, thermal evaporation, plasma cleaning, electroplating, and etching techniques

Experience: Researcher - Gracias Laboratory April 2012- August 2014 The Johns Hopkins University, Baltimore, MD

• Engineered a pneumatic deployment system compatible with modern day endoscopes to improve the performance of untethered microsurgical tools.

• Recommended the purchase of a pneumatic microfluidic system to further advance research possibilities.

• Designed experiments to determine the statistical success of microgrippers in a random biopsy experiment.

• Fabricated microgrippers for minimally invasive biopsy procedures.

Education: The Johns Hopkins University - Baltimore, MD M.S.E. Chemical and Biomolecular Engineering (August 2014)

• Thesis title: Pneumatic Delivery of Untethered Micro-Surgical Tools • Electives taken in solid state physics, optoelectronics, and photonics • Cumulative GPA: 3.95/4.00

B.S.E. Chemical and Biomolecular Engineering (May 2012) • Interfaces and Nanotechnology Concentration • Entrepreneurship and Management Minor • JHU Bloomberg Scholar (2011)

Publications:

• E. Gultepe, Q. Jin, A. Choi, A. Abramson, and D.H. Gracias, "Miniaturized untethered tools for surgery". Book chapter of Emerging Tools for Micro and Nano Manipulation by Y. Sun and X. Liu. Wiley-VCH (Dec 2014).


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