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Policy Report for MEF(2)

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Policy Analysis Report: Establishment of an Institute for Environmental Services Certification and Accreditation in Ethiopia* In view of Environmental Policy of Ethiopia, National Quality Infrastructure (NQI) and CRGE Strategy Framework Joan M Jahn, MPH Report for Ministry of Environment and Forest (MEF) Government of Ethiopia *COPYRIGHTS: This report is a segment of policy analysis report intended for publication. Climate Science Centre (CSC) IESCA PROJECT/Report/1000 Issue Number 0.1 Date 03/04/2014
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Page 1: Policy Report for MEF(2)

Policy  Analysis  Report:  

Establishment  of  an  Institute  for  Environmental  Services  Certification  and  Accreditation  in  Ethiopia*  

In  view  of  Environmental  Policy  of  Ethiopia,    National  Quality  Infrastructure  (NQI)  and    CRGE  Strategy  Framework    Joan  M  Jahn,  MPH    

Report  for  Ministry  of  Environment  and  Forest  (MEF)  Government  of  Ethiopia    *COPYRIGHTS:  This  report  is  a  segment  of  policy  analysis  report  intended  for  publication.    Climate  Science  Centre  (CSC)-­‐  IESCA  PROJECT/Report/1000  Issue  Number  0.1  Date  03/04/2014  

Page 2: Policy Report for MEF(2)

  Policy  Analysis  Report  for  Ministry  of  Environment  and  Forest  

  Objectives  of  this  report  

Rationale:  Why  establish  an  Institute  for  Environmental  Services  Certification  and  Accreditation?  

The  objective  of  establishing  an  institute  for  environmental  services  that  conforms  to  standards  for  certification  and  accreditation  follows  a  policy-­‐driven  and  market-­‐based  approach.  It  recognizes  a  need  or  demand  for  independent  third-­‐party  conformity  assessment  in  view  of  environmental  standards  in  order  to  safeguard  the  environment  and  to  ensure  quality  of  life  of  people  as  the  country  drives  its  growth  and  productivity.    In  Ethiopia,  key  strategic  policies,  when  harmonized,  provide  the  enabling  legal  framework  with  a  net  effect  of  climate  resilient-­‐sustainable  growth  —  (1)  the  Ethiopian  Environmental  Policy  provides  a  framework  for  environmental  protection  and  sustainable  use  of  natural  resource;    (2)  the  Climate  Resilient  Green  Economy  (CRGE)  Strategy  for  green  growth  embodies  national  response  to  climate  change  impacts  through  sector-­‐specific  adaptation  and  mitigation  measures  in  line  with  the  (3)  National  Growth  and  Transformation  Plan  (GTP);  and  (4)  the  National  Quality  Infrastructure  (NQI)  Strategy  that  established  an  internationally  recognized  system  designed  to  accompany  economic  growth  with  standards  development,  conformity  assessment,  accreditation,  and  legal  metrology  toward  a  vision  for  quality  and  global  competitiveness.  

Objectives  of  this  report—  

§ This  report  therefore  aims  to  provide  an  analysis  of  the  enabling  legal  framework  and  the  existing  institutional  arrangements  for  the  establishment  of  the  proposed  Institute  for  Environmental  Services  Certification  and  Accreditation  (IESCA).    The  main  objective  is  to  provide  a  policy  discourse  and  evidences  on  the  key  issues  arising  from  roles  and  functions  of  the  proposed  Institute  vis-­‐à-­‐vis  mandates  of  governmental  bodies  and  line  ministries  involved  or  impacted  by  its  establishment,  particularly  the  Ministry  of  Environment  and  Forest,  and  to  reach  a  consensus  toward  a  final  endorsement.  

§ This  report  also  aims  to  provide  answers  to  some  specific  questions  pertaining  to  institutional  arrangements  and  mandates  of  MEF  and  the  envisaged  Institute:  

-­‐-­‐What  could  be  a  future  role  of  the  IESCA  in  building  capacity  of  Ethiopian  experts  and  professionals  in  the  field  of  environmental  protection  and  climate  change  actions?    -­‐-­‐How  is  the  IESCA’s  programmes  link  to  mandates  of  MEF,  the  NQI  systems  of  certification  and  national  accreditation  toward  meeting  international  and  national  standards  for  the  environment,  as  well  as  in  mitigating  and  adapting  to  climate  change  impacts  arising  from  social  and  economic  development?    

 

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  Policy  Analysis  Report  for  Ministry  of  Environment  and  Forest  

  Objectives  of  this  report  

 -­‐-­‐What  could  be  a  future  role  of  IESCA  for  review  and  verification  of  environmental  impact  assessments  and  GHG  monitoring  reports  in  the  country?    -­‐-­‐What  could  be  a  future  role  of  IESCA  in  supporting  a  national  GHG  MRV  system  and  the  larger  environmental  M&E  system  in  the  country?    -­‐-­‐What  is  the  legal  authority  of  MEF  to  designate  IESCA  as  one  provider  of  independent  verification  and  certification  of  environmental  services  in  the  country?    -­‐-­‐What  mechanism  or  modality  of  cooperation  would  ensure  “optimization”  of  IESCA  that  is  in  line  with  the  mandates  of  MEF?    -­‐-­‐How  is  the  sustainability  of  IESCA  planned  following  its  establishment?    

 

In  view  of  both  policy  and  legal  framework,  it  is  a  primary  intention  of  this  report  to  therefore  provide  an  analysis  of  legal  mandates  particularly  of  the  MEF  and  the  NQI  institutions  vis-­‐à-­‐vis  the  envisaged  IESCA,  to  determine  any  overlaps  in  jurisdiction,  conflict,  duplication  of  tasks,  or  complementarity.    

Structure  of  the  report—  

This  particular  report  for  the  Ministry  of  Environment  and  Forest  (MEF)  is  structured  in  two  parts:    Part  I,  Summary  Report  for  the  Minister,  provides  a  summary  of  the  key  issues  discussed  and  the  recommendations  that  follow.    Part  II,  Contents,  provides  a  more  detailed  discourse  or  analysis  of  the  policy  and  legal  evidences  supporting  the  establishment  of  IESCA.    

 

The  content  of  this  report  is  an  attempt  to  provide  analysis  and  knowledge  in  view  of  those  key  issues.    The  aim  is  to  present  the  analysis  in  a  more  concise  manner,  and  by  intention  of  the  author,  is  presented  in  this  abridged  format  which  is  to  be  considered  as  segment  only  of  a  larger  policy  analysis  report.    The  policy  report  that  is  about  to  be  finalized  upon  receiving  inputs  from  MEF,  and  when  final  consensus  has  been  reached  will  then  be  presented  to  all  other  relevant  line  ministries.  

 

 

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  Policy  Analysis  Report  for  Ministry  of  Environment  and  Forest  

Policy  and  Legal  Framework:  GTP,  Environmental  Policy,  CRGE  Strategy,  NQI  Strategy  

  -­‐This  report  considers  those  four  key  national  policies  to  be  the  most  instrumental  and  purposive  public  instruments  to  bring  net  positive  changes  for  the  benefit  of  people  and  environment  in  Ethiopia.    The  net  effect  or  impact  of  these  policies  on  the  state  of  the  environment  is  yet  to  be  studied  in  the  future,  using  policy  impact  evaluation  methodologies.    

  -­‐  The  environmental  policies,  CRGE,  NQI  strategy,  and  the  GTP,  when  harmonized,  provides  an  overall  enabling  framework  for  the  justification  of  establishing  an  institute  for  environmental  services  in  Ethiopia,  in  particular  the  envisaged  IESCA.  

  -­‐The  policy  and  legal  framework  therefore  both  enables  and  requires  for  the  establishment  of  an  independent  entity  who  would  act  as  “service  provider”  in  the  context  of  “conformity  assessment”,  notwithstanding  the  added  value  for  quality  assurance,  and  increasing  manpower  pool  for  environmental  protection  in  the  country.  

What  are  needed  to  strengthen  the  implementation  of  National  Environmental  Policy  and  the  CRGE  strategy?    What  is  the  role  of  NQI  system?  

The  envisaged  IESCA,  when  established,  would  provide  complementary  role  to  the  MEF  and  to  the  sector-­‐specific  line  ministries  in  the  CRGE  framework.    The  analysis  of  mandates  presented  in  this  report  show  a  synergy  between  the  mandates  of  the  ministries,  more  importantly  the  MEF,  and  the  IESCA  programmes.    Evidence  shows  that  synergy  or  cooperation  between  and  among  implementing  units  of  a  system  produce  a  combined  effect  greater  than  the  sum  of  their  separate  effects.    Such  net  effect  of  collaboration  amongst  IESCA,  the  MEF  and  other  CRGE  line  ministries  are  expected  outcomes  of  the  IESCA  programmes,  as  follows:  

1-­‐  Capacity  Building  Programme  

-­‐ The  IESCA  programmes  such  as  the  competency-­‐based  capacity  building  to  be  promoted  as  “ACES  Training  Program”  (ACES=Accredited  Certification  of  Environmental  Services)  is  designed  to  actually  enhance  standards-­‐based  competencies  of  environmental  professionals  particularly  those  in  the  line  ministries  and  in  the  regional  environmental  units,  the  academia,  and  research  institutions  in  this  field.      

2-­‐  Environmental  Services  to  strengthen  implementation  of  environmental  policies  and  regulations  in  Ethiopia  toward  protection  of  the  environment,  promotion  of  safety,  and  reducing  GHG  emissions—  

  Environmental  Impact  Assessment  (EIA),  Environmental  Management  Systems  and       Environment  Audit,  GHG  MRV  System,  Environmental  M&E,  Environmental  Personnel       Certification  (based  on  ISO  14001),  Verification  and  Certification  of  Environment  Reports  

I.    Summary  Report  for  the  Minister  

Evidence  shows  that  synergy  or  cooperation  between  and  among  implementing  units  of  a  system  produce  a  combined  effect  greater  than  the  sum  of  their  separate  effects.  

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  Policy  Analysis  Report  for  Ministry  of  Environment  and  Forest  

3-­‐  Quality  improvement  and  assurance  

What  is  the  role  of  Certification  and  Accreditation  in  capacity  building  and  quality  improvement?  

How  the  mechanisms  of  NQI  system  provide  the  enabling  framework  for  IESCA  in  the  area  of  conformity  assessment?  

Conformity  Assessment  Bodies  –  preferably  private,  independent,  and  highly  credible  

 

4-­‐  Measurement  and  verification  of  impacts  of  investments  on  the  environment  

What  existing  mechanisms  attempt  to  measure  environmental  impacts  of  investments  and  projects  in  the  country?  

  EIA  

  CRGE  Strategy  

  Impact  Evaluation  

What  is  the  role  of  verification  in  reporting  environmental  and  GHG  status?  

Verification  of  GHG  emission  report  (sector-­‐specific  reporting,  facility  and  corporate  level)  

 

5-­‐  Technical  assistance  (TA)  mobilization  to  provide  support  the  establishment  of  a  national  GHG  MRV  system  under  the  coordinating  role  of  the  MEF  

Is  there  a  national  target  for  GHG  emission?  

What  is  the  role  of  MEF  in  building  a  national  GHG  MRV  system?  

What  is  the  legal  framework  for  building  a  national  MRV  system?  

What  is  the  government  regulation  on  GHG  emission?  

Mandatory  vs.  Voluntary  reporting  

 

6-­‐  Strengthening  of  national  environmental  monitoring,  evaluation,  and  reporting  through  the  data  base  management  system,  and  technical  assistance  (TA)  for  the  review  of  EIA  studies,  and  other  reports.  

Environmental  Reports:  EIA  Report,  State  of  the  Environment  Report,  National  GHG  Communication  Report  to  UNFCCC/Kyoto  Protocol  

     

I.    Summary  Report  for  the  Minister  

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Policy  Analysis  Report  for  Ministry  of  Environment  and  Forest                      

_____  

Some  key  recommendations  with  implications  for  policy  and  programme:  

1.    Establishing  an  independent  third  party  verification  and  certification  system  for  the  key  environmental  services,  particularly  the  EIA,  to  ensure  conformity  to  environmental  protocols,  standards  and  regulations.  

2.    Establishing  a  national  GHG  MRV  system  –  beginning  with  sector-­‐specific  GHG  emission  inventories,  sector-­‐specific  reporting,  and  independent  verification/conformity  assessment.  

  -­‐  Mandatory  vs.  Voluntary  reporting  of  GHG  emission  

3.    Strengthening  capacity  building  programmes  of  line  ministries  aimed  at  improving  technical  competence  of  both  institutions  and  personnel,  with  corresponding  budget  allocation,  for  environmental  audit,  monitoring  and  evaluation,  and  preparation  of  national  environmental  reports  (National  Communication  Report  to  UNFCCC,  State  of  the  Environment  Report),  conducting  impact  evaluation).  

4.    Strengthening  an  integrated  knowledge  management  system  for  the  environment,  building  upon  the  existing  national  environmental  M  &  E,  data  base  management,  and  environmental  regulation  compliance  systems  within  the  Ministry.  

5.    Leveraging  the  role  of  academia  and  education  sector  for  building  knowledge  and  competence  on  environment  and  climate  through  research,  education  and  training,  and  technical  assistance  and  advisory  support  to  sector  line  ministries  and  regional  environment  units.  

 

 

 

 

 

Summary  Report  for  the  Minister  

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Policy  Analysis  Report  for  Ministry  of  Environment  and  Forest  

         Page      2   Objectives  of  the  Report                    4   Part  I:  Summary  Report  for  the  Minister            6   Part  II:  Contents          7   Policy  and  legal  framework       12   Mandates  Analysis       25   Institutional  mechanisms  for  Environmental  Policy  and  CRGE         28   National  Quality  Infrastructure  (NQI)         32   Conclusions  and  Way  Forward       33     Annexes       41   Acknowledgements    

   

 

 

 

 

 

II.    Contents  

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Policy  Analysis  Report  for  Ministry  of  Environment  and  Forest  

Introduction:    Ethiopia  as  a  country  has  embarked  on  a  strong  commitment  to  propel  its  growth  and  transformation  toward  a  goal  of  reaching  a  middle-­‐income  status  by  the  year  2025.    This  national  vision  is  anchored  on  environment-­‐responsive  investments  and  green  growth.      The  Growth  and  Transformation  Plan  (GTP)  recognizes  the  principles  of  sustainable  growth  as  embodied  in  the  1997  Environmental  Policy  of  Ethiopia.    In  2011,  the  Climate  Resilient  Green  Economy  (CRGE)  Strategy  has  been  adopted  as  a  national  policy  framework  to  embody  both  sustainable  green  development  goals  and  climate  change  mitigation  and  adaptation  actions  of  the  country.    The  CRGE  is  well  received  by  governmental  executive  bodies  as  well  as  stakeholders  at  international  and  national  levels,  sub-­‐national  and  regional  communities.    The  participation  of  private  commercial  organizations  has  also  already  begun  through  various  donor-­‐assisted  projects  such  as  the  SCIP  Fund.    A  strong  leadership  by  the  Ministry  of  Finance  and  Economic  Development  (MoFED)  and  the  newly  mandated  Ministry  of  Environment  and  Forest  (MEF)  plus  a  good  support  from  the  donors  has  manifested  the  vibrancy  of  its  implementation  beginning  the  fiscal  year  2014.    A  major  challenge  facing  the  Environmental  Policy  and  the  CRGE  strategy  though  is  the  need  to  build  and  enhance  national  capacity  and  systems  to  meet  all  crucial  requirements  that  will  ensure  success  of  implementation  at  all  levels  in  the  country.    A  result  of  a  SCIP  Fund  assessment  of  national  capacity  and  capability  for  the  CRGE  has  shown  a  huge  gap  in  organizational  capacity  for  implementation  particularly  amongst  the  CRGE  sector  line  ministries  (see  OCAM  report).    There  is  a  strong  felt  need  to  strengthen  the  existing  capacity  building  programmes  of  the  government  in  order  to  facilitate  a  more  effective  and  efficient  implementation  of  the  CRGE  strategy  and  the  policy  for  environmental  protection  and  safety.    The  Climate  Science  Centre  (CSC)  of  the  College  of  Natural  Sciences  Addis  Ababa  University  and  in  consultation  with  (then)  Federal  Environmental  Protection  Authority  or  EPA  (now  Ministry  of  Environment  and  Forest)  has  initiated  a  response  to  this  compelling  need  for  national  capacity  building  in  view  of  the  goals  and  objectives  of  the  National  Environmental  Policy  of  Ethiopia  and  the  CRGE  Strategy.        

 

 Policy  and  Legal  Framework  

The  Constitution  of  Ethiopia—    provides  for  the  rights  of  all  persons  to  a  clean  and  healthy  environment.  

(FDRE  Article  44  of  the  Constitution:  Environmental  Rights,  Sub-­‐Article  1)    

                       

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Policy  Analysis  Report  for  Ministry  of  Environment  and  Forest  

The  “intervention”  is  designed  to  actually  establish  an  accredited  institute  for  environmental  services  verification  and  certification  systems  that  are  based  on  standards,  both  national  and  international.    The  intermediate  objective  of  which  is  to  provide  certified  training  of  environmental  professionals  in  the  country  toward  a  quality  delivery  of  environmental  services.    A  critical  objective  is  to  support  the  larger  environmental  monitoring  and  impact  evaluation  of  environmental  protection  policies  as  well  as  the  control  and  reporting  and  verification  of  greenhouse  gas  (GHG)  emissions.  

National  policy  framework  for  environment,  safety  and  climate  change—  

The  1997  National  Environmental  Policy  of  Ethiopia  and  the  Environmental  Protection  Organs  Establishment  Proclamation  of  2002  (Proc.  No.  295/2002)  provide  the  overarching  legal  context  for  public  policy  responses  to  environment  and  climate  change.  The  Environmental  Policy  outlines  objectives  that  pertain  to  climate  change,  including  a  focus  on  climate  monitoring,  control  of  greenhouse  gases  and  use  of  renewable  energy.  Proclamation  No.  295/2002  established  the  Environmental  Protection  Agency  and  gave  it  the  statutory  mandate  to  coordinate  the  national  response  to  climate  change  (FDRE  2002).  Proclamation  803/2013  passes  this  mandate  onto  the  Ministry  of  Environment  and  Forests  (FDRE  2011).  

The  National  Environmental  Policy  has  outlined  specific  mechanisms  for  ensuring  environmental  protection,  in  particular  the  Strategic  Land  Use,  Environmental  Impact  Assessment  (EIA),  Environmental  Auditing,  Environmental  Information,  and  Environmental  Education  and  Awareness.  Although  a  need  for  independent  review  and  verification  of  EIA  reports  is  required,  a  system  for  its  implementation  has  been  deficient  in  terms  of  existence  of  an  independent  review  body  outside  the  government  sector.    Currently  EIA  report  reviews  and  decisions  with  regard  to  assessment  of  impact  on  the  environment  and  affected  populations  are  being  done  by  line  ministries  (industry,  mines,  agriculture,  transport,  water,  irrigation  and  energy,  and  urban  development,  housing  and  construction)  designated  by  MEF.      However  constraints  in  conducting  a  good  review  emanates  from  weak  organizational  capacity  of  designated  line  ministries,  a  small  number  of  competent  human  resource  to  conduct  the  review  of  EIA  studies,  and  a  weak  monitoring  system  to  assess  the  implementation  mitigation  actions  and  report  on  associated  negative  environmental  impacts  of  the  projects.  

This  major  institutional  gap  in  EIA  has  brought  the  idea  of  establishing  an  institute  (IESCA)  that  is  capable  of  conducting  independent  review  of  EIA  studies,  providing  guidance  in  technical  assessment,  monitoring  and  reporting  of  mitigation  actions,  and  at  the  same  time  one  that  could  potentially  boost  organizational  and  human  resource  capacity  within  the  environment  sector.    

 

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Policy  Analysis  Report  for  Ministry  of  Environment  and  Forest  

The  Environmental  Policy  although  covering  already  a  wide  range  of  resource  sectors  (i.e.,  soil,  forest,  woodlands,  biodiversity,  water,  energy,  minerals,  urban  environment,  environmental  health,  industrial  pollution,  atmospheric  pollution,  and  cultural  and  natural  heritage),  encompassing  cross-­‐sector  issues  such  as  population  and  the  environment,  community  participation  and  the  environment,  tenure  and  access  rights  to  land—the  aspects  of  GHG  measurements,  reporting  and  verification  (MRV)  systems,  and  the  larger  Environmental  Monitoring  and  Evaluation  (M&E)  are  still  lacking.    There  was  also  no  mention  of  the  need  for  full  integration  of  climate  change  adaptation  and  nationally  appropriate  mitigation  measures  in  the  policy.    This  deficiency  could  largely  be  attributed  to  a  fact  that  the  climate  change  issues  were  not  high  on  the  national  political  agenda  at  the  time  of  crafting  the  policy.    The  2011  Climate  Resilient  Green  Economy  (CRGE)  Strategy  otherwise  known  as  the  green  economy  strategy  provides  a  complementary  policy  framework  to  the  Environmental  Policy  and  the  5-­‐year  Growth  and  Transformational  Plan  (GTP).    The  CRGE  policy  gave  importance  to  reducing  greenhouse  gas  (GHG)  emission  and  tackling  the  problems  of  unsustainable  use  of  natural  resources  as  inevitable  consequences  of  a  fast  economic  transformation  that  the  country  has  embarked  on  for  the  past  15  to  20  years  in  order  to  achieve  ambition  of  middle-­‐income  status  by  2025.    Under  current  practices,  Ethiopia’s  greenhouse  gas  (GHG)  emissions  would  increase  by  more  than  double,  from  150  Mt  CO2  emissions  in  2010  to  reach  as  high  as  400  Mt  CO2  emissions  in  2030.    Therefore  the  plan  is  to  follow  a  green  path  that  fosters  sustainable  development.    There  were  60  priority  initiatives  identified  in  order  for  the  country  to  achieve  economic  growth  targets  while  limiting  GHG  emissions  to  a  level  that  it  is  today,  some  150  Mt  CO2e  to  a  limit  of  250  Mt  CO2e.    The  green  economy  plan  is  based  on  four  pillars:           1.    Crop  and  livestock  green  practices  for  production               2.    Forest  protection,  conservation  and  re-­‐establishment     3.    Renewable  energy  generation  for  domestic  and  regional  electrification     4.    Application  of  modern  green  technologies  for  transport,  construction,              industries.          

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The  2010-­‐2015  Growth  and  Transformation  Plan  (GTP)  represents  an  opportunity  to  build  climate-­‐resilient  green  economy.    It  recognizes  the  potential  for  agriculture,  the  multiple  benefits  of  harnessing  water  resources,  massively  expanding  access  to  modern  technology  and  combining  climate  change  adaptation  and  mitigation  measures  toward  green  economic  development.  

The  plan  also  recognizes  climate  change  both  a  threat  and  opportunity  for  Ethiopia.    Climate  change  impacts  are  evident  in  annual  loss  of  two  to  six  per  cent  of  production.    The  plan  therefore  recognizes  the  crucial  role  that  environmental  management  and  climate  mitigation  and  adaptation  measures  would  play  in  achieving  sustainable  development.    Thus  it  declares  the  government’s  commitment  to  building  green  economy  anchored  on  the  environmental  policies  and  laws  of  the  country.        

In  addition  to  adaptation  measures,  the  plan  recommends  the  preparation  of  action  plans,  laws  and  standards,  raising  and  enhancing  public  awareness,  scaling-­‐up  of  best  practices,  certification,  standardization  and  accreditation  of  experts  and  organizations  working  on  environmental  issues  and  climate  change  mitigation,  embarking  on  aggressive  economic  expansion  and  development  measures  in  the  areas  of  renewable  energy  resources,  building  climate  change  mitigation  capacity  and  implementation  of  environmental  management  practices.    

The  2009  National  Quality  Infrastructure  (NQI)  Strategy  on  the  one  hand  established  a  foundation  for  an  internationally  recognized  national  system  for  ensuring  quality  and  safety,  standards  certification,  accreditation,  and  measurements.    The  NQI  strategy  provides  the  policy  framework  for  the  re-­‐organization  of  then  QSAE  (Quality  Standards  Authority  of  Ethiopia)  and  establishment  of  four  independent  entities  of  quality  infrastructure  system:  Ethiopian  Standards  Agency  (ESA),  Ethiopian  National  Accreditation  Office  (ENAO),  Ethiopian  Conformity  Assessment  Enterprise  (ECAE),  and  Ethiopian  National  Metrology  Institute  (ENMI)  by  virtue  of  Council  of  Ministers  regulations  (Reg.  Nos.  193,  194,  95,  196)  under  direct  authority  of  the  Prime  Minister.    Except  for  the  metrology  unit,  the  three  institutions  for  standards,  accreditation,  and  conformity  assessment  are  all  placed  under  the  authority  of  the  Ministry  of  Science  and  Technology  (MoST).  

 

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As  Ethiopia  embarks  on  a  more  robust  export-­‐driven  growth,  it  has  become  necessary  to  implement  the  new  NQI  strategy  to  meet  internationally  set  rules  and  avoiding  conflict  of  interest  that  potentially  arise  when  institutions  that  are  authorized  to  enforce  technical  regulations  and  standards  are  the  same  the  organization  authorize  to  provide  conformity  assessment  and  accreditation.    This  was  the  case  of  the  former  QSAE  set  up.    Although  QSAE  has  endeavored  to  provide  the  required  services  diligently  over  many  decades  since  its  inception,  the  concept  of  a  totally  integrated  system  has  come  under  severe  pressure  in  world  markets,  because  it  also  leads  to  unacceptable  conflicts  of  interest,  generally  manifesting  as  a  serious  impediment  to  trade.    The  lack  of  international  recognition  of  QSAE  has  become  a  major  constraint  for  Ethiopia  to  fully  participate  in  world  trade  markets.  (NQI,  2009)  

The  NQI  institutions  and  system  are  now  established  thereby  allowing  the  country  to  participate  in  global  trade  under  the  World  Trade  Organization  parameters.  This  major  reform  in  policy  has  provided  the  needed  check-­‐and-­‐balance  in  trade  practices  in  the  country,  more  importantly  for  mandatory  standards  enforcement  including  environmental  health  and  safety  standards.      This  in  turn  is  expected  to  yield  positive  impacts  to  economies  derived  from  export  as  well  as  ensuring  that  domestic  markets  are  compliant  with  standards.      

The  NQI  strategy  also  stimulates  a  fertile  ground  for  technology  capability  and  accumulation,  complementing  therefore  the  overall  strategies  of  the  GTP.    It  also  provides  for  the  creation  of  proper  technical  and  cultural  environment  for  the  application  of  quality  systems,  including  environmental  management  in  both  public  and  private  domains  to  ensure  improvement  of  quality  of  goods  and  services,  thus  improving  overall  competitiveness  of  Ethiopia  in  the  global  economy  toward  a  sustainable  growth  and  ultimate  goal  of  enriching  quality  of  life  of  the  Ethiopian  people.  

The  NQI  overarching  goal  is  to  build  national  competitiveness  through  an  inter-­‐linked  system  of  standards-­‐conformity  and  ability  to  provide  internationally  recognized  certification  and  accreditation.    Among  its  objectives  is  to  ensure  that  goods  and  services  are  designed  to  match  consumer  needs  and  expectations  as  well  comply  with  technical  regulations  thereby  ensuring  the  health  and  safety  of  society  and  the  environment.    The  role  of  institutional  capacity  building  and  developing  of  human  resources  is  highlighted  among  its  foundational  pillars.  

See  supplementary  materials:  

Annex  1,2,3:  Summary  tables  of  environmental  policies,  proclamations  and  regulations    

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Policy  Analysis  Report  for  Ministry  of  Environment  and  Forest  

Mandates  Analysis  

The  roles  and  mandates  of  line  Ministries  for  environment  protection,  safety  and  addressing  climate  change  vis-­‐à-­‐vis  the  envisaged  institute  for  environmental  services  certification  and  accreditation  (IESCA)—  

Proclamation  No.  691/2010—  A  PROCLAMATION  TO  PROVIDE  FOR  THE  DEFINITION  OF  POWERS  AND  DUTIES  OF  THE  EXECUTIVE  ORGANS  OF  THE  FEDERAL  DEMOCRATIC  REPUBLIC  OF  ETHIOPIA  (amended)  provides  for  the  establishment  of  the  21  line  ministries  of  the  Federal  government  of  Ethiopia  and  the  mandates  described  under  the  duties  and  powers  sections.  

For  the  purpose  of  this  report,  only  those  line  ministries  directly  involved  in  the  implementation  of  the  Environmental  Policy,  NQI,  and  CRGE  are  included  in  the  analysis  of  mandates  vis-­‐à-­‐vis  the  envisaged  institute  for  environmental  services  certification  and  accreditation  (IESCA).  

This  report  attempts  to  provide  an  analysis  of  those  mandates  vis-­‐à-­‐vis  the  proposed  IESCA  to  determine  any  overlaps  in  jurisdiction,  conflict,  duplication  of  tasks,  or  complementarity.    A  Synergy  Mapping  Matrix  is  presented  at  the  end  of  this  section  to  aid  the  discussions.  

Ministry  of  Environment  and  Forest  (MEF)  

The  1997  National  Environmental  Policy  and  the  Environmental  Protection  Organs  Establishment  Proclamation  of  2002  (No.  295/2002)  provide  the  overarching  policy  and  legal  context  for  public  policy  responses  to  climate  change  and  environmental  protection  and  safety.  

The  establishment  of  the  Ministry  of  Environment  and  Forest  (MEF)  by  virtue  of  an  amendment  Proclamation  No.  803/2013  gave  the  statutory  mandate  for  MEF  to  coordinate  the  national  response  for  environment  and  climate  change  in  the  country.    The  proclamation  has  also  provided  the  transfer  of  all  powers  and  duties  of  the  former  Environmental  Protection  Authority  (EPA)  to  the  newly  constituted  Ministry,  including  the  passing  of  all  activities  related  to  forest  from  the  Ministry  of  Agriculture  (MoA)  to  MEF  (FDRE  Amendment  Proc.  No.  803/2013,  Sub-­‐Article  11  of  Article  37;  and  Sub-­‐Article  2  of  Article  33).  

The  transfer  of  all  the  rights  and  obligations,  duties  and  powers  of  former  EPA  as  well  as  all  related  forest  activities  of  the  MoA  now  renders  the  MEF  as  mandated  government  authority  for  environmental  protection  and  safety,  forest,  as  well  the  lead  agency  for  reducing  greenhouse  gas  emissions.    

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Policy  Analysis  Report  for  Ministry  of  Environment  and  Forest  

Mandates  Analysis  

Specific  mandates  of  MEF  that  are  found  to  be  relevant  and  enabling  the  establishment  of  IESCA—  

§ By  virtue  of  Proclamation  803/2013  (A  Proclamation  to  Amend  the  Proclamation  on  the  Definition  of  Powers  and  Duties  of  the  Executive  Organs  of  the  Federal  Democratic  Republic  of  Ethiopia),  the  objective  of  the  MEF  as  an  authority  body  for  environmental  protection  and  forest  is  “to  formulate  policies,  strategies,  laws  and  standards,  which  foster  social  and  economic  development  in  a  manner  that  enhance  the  welfare  of  humans  and  the  safety  of  the  environment  (are)  sustainable,  and  to  spearhead  in  ensuring  the  effectiveness  of  the  process  of  their  implementation“  (Article  5,  Proc.  No.  255/2002).  

§ Part  of  its  mandate  is  to  “coordinate  measure  to  ensure  that  environmental  objectives  provided  under  the  Constitution  and  the  basic  principles  set  out  in  the  Environmental  Policy  of  Ethiopia  are  realized.  

§ Coordinate  actions  on  soliciting  the  resources  required  for  building  a  climate-­‐resilient  green  economy  in  all  sectors  and  at  all  governance  levels  as  well  as  provide  capacity  building  support  and  advisory  services;  

§ Set  of  environmental  standards  and  ensure  compliance  with  those  standards,  in  consultation  with  the  competent  agencies;  

§ Establish  a  system  for  environmental  impact  assessment  of  public  and  private  projects,  as  well  as  social  and  economic  development  policies,  strategies,  laws  and  programmes;  

§ (e)  Establish  a  system  for  the  evaluation  of  environmental  impact  assessment  of  investment  projects  submitted  by  their  respective  proponents  by  the  concerned  sectoral  licensing  organ  or  the  concerned  regional  organ  prior  to  granting  a  permission  for  their  implementation  in  accordance  with  the  Environmental  Impact  Assessment  Proclamation;  

§ Coordinate,  promote  and,  as  may  be  appropriate,  carry  out  research  on  environmental  protection;  

§ Promote  or  assist  in  the  formulation  of  environmental  protection  action  plans  and  projects  and  solicit  support  for  such  action  plans  and  projects;  

§ Advise  and,  as  feasible  and  subject  to  the  consent  of  the  Environmental  Council,  provide  financial  as  well  as  technical  support  to  any  organization  or  individual  having  as  its  objective  the  management  and  protection  of  the  environment;  

§ Provide  advice  and  support  to  regions  regarding  the  management  and  protection  of  the  environment;  

§ Undertake  study  and  research;  collect,  compile  and  disseminate  information;  undertake  capacity  building  activities;  as  well  as  provide  advise  and  assistance  to  regional  states—  by  virtue  of  the  provisions  on  common  duties  and  powers  of  Ministries  (Article  10  of  Proc.  No.  691/2010  (amended)).  

§ Prepare  and  disseminate  a  periodic  report  on  the  state  of  the  country’s  environment  and  forest  as  well  as  climate  resilient  green  economy;  

§ Establish  an  environmental  information  system  that  promotes  efficiency  in  environmental  data  collection,  management,  and  use;  

§ Enter  into  contracts;  delegate  some  of  its  powers  and  duties,  as  it  may  be  deemed  appropriate,  to  other  agencies*;  

*Agency  is  defined  in  this  report  as  “competent  agency"  which  means  any  federal  or  regional  government  organ  entrusted  by  law  with  a  responsibility  related  to  the  subject  specified  in  the  provisions  where  the  term  is  used”.  (Article  2,  Environmental  Protection  Proclamation  Organs  Establishment  Proc.  No.  295/2002).  

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Mandates  Analysis  

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STAKEHOLDERS’  SYNERGY  MAPPING  Complementarities  between  the  IESCA  programme  mandates  and  the  statutory  mandates  of  MEF  toward  a  common  goal  for  environmental  protection  and  climate  change  actions  are  shown  in  the  following  matrix,  referred  in  this  report  as  Stakeholders’  Synergy  Mapping:  

!

!

IESCA!

Programmes!

MEF!Mandates!!

(Article!33,!Powers!and!Duties!of!the!Executive!Organs!Proclamation!Amendment!Proclamation!No.!803/2013)!

(b)! (c)! (d)! (e)! (f)! (g)! (h)! (l)! (m)! (n)! (o)! (p)!

Capacity!Building!&!ACES%Training!Programme! ! ! ! ! ! ! ! ! ! ! ! !

!!!!!!!Environmental!Management!System!+!Environment!Audit! ! !! ! ! ! ! ! ! X! X! ! !

!!!!!!!Environment!Impact!Assessment!(EIA)! X! ! ! X! ! ! ! ! X! ! ! !

!!!!!!!GHG!MRV!! ! X! ! ! ! ! ! ! X! ! ! !

!!!!!!!Environmental!M&E! ! ! ! X! ! ! ! ! X! X! ! !

Verification!and!Certification! ! ! ! ! ! ! ! ! ! X! ! !

Expertise!Support/Technical!Assistance!(TA)!! ! ! ! ! X! X! X! ! ! ! ! !

Research! ! ! ! ! ! ! ! ! X! ! ! !

Knowledge!Management/Data!Base!System! ! ! ! ! ! ! ! X! ! ! X! !

EnvironmentTCRGE!Awareness!and!Education! ! ! X! ! ! ! ! ! ! ! ! X!

Selected  mandates  of  MEF  derived  from  Proclamation  No.  803/2013  (amended)—  Article  33/1  (b) establish  a  system  for  environmental  impact  assessment  of  public  and  private  projects,  as  well  as  social  and  economic  

development  policies,  strategies,  laws,  and  programmes;  (c) prepare  a  mechanism  that  promotes  social,  economic,  and  environmental  justice  and  channel  the  major  part  of  any  benefit  

derived  thereof  to  the  affected  communities  to  reduce  emissions  of  greenhouse  gases  that  would  have  otherwise  resulted  from  deforestation  and  forest  degradation;  

(d) coordinate  actions  on  soliciting  the  resources  required  for  building  a  climate  resilient  green  economy  in  all  sectors  and  at  all  governance  levels  as  well  as  provide  capacity  building  support  and  advisory  services;  

(e) establish  a  system  for  the  evaluation  of  environmental  impact  assessment  of  investment  projects  submitted  by  their  proponents  by  the  concerned  licensing  organ  or  the  concerned  regional  organ  prior  to  granting  permission  for  their  implementation  in  accordance  with  the  Environmental  Impact  Assessment  Proclamation;  

(f) prepare  programmes  and  directives  for  the  synergistic  implementation  and  follow  up  of  environmental  agreements  ratified  by  Ethiopia  pertaining  to  the  natural  resource  base,  desertification,  forests,  hazardous  chemicals,  industrial  wastes  and  anthropogenic  environmental  hazards  with  the  objective  of  avoiding  overlaps,  wastage  of  resource  and  gaps  during  their  implementation  in  all  sectors  and  at  all  government  levels;  

(g) take  part  in  the  negotiations  of  international  environmental  agreements  and  as  appropriate,  initiate  the  process  of  their  ratification;  

(h) formulate  or  initiate  and  coordinate  the  formulation  of  policies,  strategies,  laws,  and  programmes  to  implement  international  environmental  agreements  to  which  Ethiopia  is  a  party;  and  upon  their  approval,  ensure  implementation;    

(l)        establish  an  environmental  information  system  that  promotes  efficiency  in  environmental  data  collection,  management                    land  use    (m)  coordinate,  as  may  be  appropriate  carry  out,  research  and  technology  transfer  activities  that  promotes  the  sustainability  of                    the  environment  and  the  conservation  and  use  of  forest  as  well  as  the  equitable  sharing  of  be  accruing  from  them  while                              creating  opportunities  for  green  jobs;  (n) (n)    in  accordance  with  the  provisions  of  the  relevant  laws,  enter  any  land,  premises  or  any  other  place  that  falls  under  the  

federal  jurisdiction,  inspect  anything  and  take  samples  as  deemed  necessary  with  a  view  of  discharging  its  duty  and  ascertaining  compliance  with  the  requirements  of  environmental  protection  and  conservation  of  forest;  

(o)      prepare  and  disseminate  a  periodic  report  on  the  state  of  the  country’s  environment  and  forest  as  well  as  climate  resilient                    green  economy;    (p)      promote  and  provide  non-­‐formal  education  programs,  and  coordinate  with  competent  organs  with  the  view  to  integrating                      environmental  concerns  in  the  regular  curricula.  

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Mandates  Analysis  

Specific  mandates  of  other  pertinent  line  ministries  that  are  found  to  be  relevant  and  enabling  the  establishment  of  IESCA  (Article  22;  Definition  of  Powers  and  Duties  of  Executive  Organs  Proclamation  No.  691/2010  (amended))—  

Ministry  of  Science  and  Technology  (Article  22)  

§ 4/  coordinate  science  and  technology  development  activities  and  national  research  program,  ensure  that  research  activities  are  conducted  in  line  with  the  country’s  development  needs;  

§ 5/  organize  science,  technology  and  innovation  database,  compile  information,  set  national  standards  for  information  management,  prepare  and  ensure  the  application  of  science  and  technology  innovation  indicators.  

§ 6/  facilitate  interaction  and  collaboration  among  government  and  private  higher  education  and  research  institutions  and  industries  with  a  view  to  enhance  research  and  technological  development;  

§ 7/  prepare  and  follow  up  the  implementation  of  the  country’s  long-­‐term  human  resource  development  plans  in  the  field  of  science,  technology  and  innovation;  cooperate  with  the  concerned  organs  to  ensure  that  the  countries  educational  curricula  focus  on  the  development  of  science  and  technology;  

§ 8/  facilitate  capacity  building  of  public  and  private  sector  institutions  and  professionals  involved  in  science  and  technological  activities;  

§ 9/establish  and  implement  a  system  for  granting  prizes  and  incentives  to  individuals  who  have  contributed  to  the  advancement  of  science,  technology  and  innovation.  

§ 11/  encourage  and  support  professional  associations  and  academies  that  may  contribute  to  the  development  of  science  and  technology.  

 Ministry  of  Trade  (Article  21)    

§ 1/(b)  create  conducive  conditions  for  the  promotion  and  development  of  the  country’s  export  trade  and  extend  support  to  exporters;  

§ (d)  establish  foreign  trade  relations,  coordinate  trade  negotiations,  sign  and  implement  trade  agreements;  

§ (e)  establish  and  follow  up  the  implementation  of  comprehensive  system  for  the  prevention  of  anti-­‐competitive  trade  practices;  provide  protection  to  consumers  in  accordance  with  the  law;  

§ (f)  provide  commercial  registration  and  business  licensing  services,  and  control  the  use  of  business  license  for  unauthorized  purposes;  

§ (h)  establish  the  legal  metrological  system  of  the  country,  regulate  its  enforcement  and  coordinate  the  concerned  bodies;  

§ (j)  control  the  compliance  of  goods  and  services  with  the  requirements  of  mandatory  Ethiopian  standards,  and  take  measure  against  those  found  to  be  below  the  standards  set  for  them;  

§ (k)  cause  the  coordinated  enforcement  of  standards  applied  by  other  enforcement  bodies  and  direct  implementation  review  conferences;  

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Mandates  Analysis  

The  Ministry  of  Industry  (Article  20)  § 1/(a)  promote  the  expansion  of  industry  and  investment;  § (b)  create  conducive  conditions  for  the  acceleration  of  industrial  development;  § (c)  provide  support  to  industries  considered  to  be  of  strategic  importance;  § (d)  create  enabling  environment  for  domestic  and  foreign  investment  

 The  Ministry  of  Transport  (Article  23)  

§ 1/(b)  ensure  that  the  provision  of  transport  are  integrated  and  are  in  line  with  the  country’s  development  strategies;  

§ (c)  ensure  the  establishment  and  implementation  of  regulators  frameworks  to  guarantee  the  provision  of  reliable  and  safe  transport  system  

 The  Ministry  of  Urban  Development,  Housing  and  Construction  (Article  25)  

§ 1/  (c)  provide  capacity  building  support  to  urban  centers  for  improving  their  service  delivery;  and  where  necessary,  organize  training  and  research  centers  in  the  field  of  urban  development;  

§ (i)  without  prejudice  to  the  powers  given  by  law  to  other  organs,  set  and  follow  up  the  compliance  of  standards  for  construction  works;  

§ (l)  register  and  issue  certificates  of  professional  competence  to  engineers  and  architects,  determine  the  grades  of  contractors  and  consultants,  and  issue  certificates  of  competence  to  those  operating  in  more  than  one  regional  states;  

§ (m)  undertake  research  for  improving  the  types  and  qualities  of  local  construction  materials;  

 The  Ministry  of  Water,  Irrigation  and  Energy  (Article  26)  

§ 1/(a)  promote  the  development  of  water  resources  and  energy;  § (e)  cause  the  carrying  out  of  study,  design  and  construction  works  to  promote  

expansion  of  medium  and  large  irrigation  dams;  § (g)  in  cooperation  with  the  appropriate  organs,  prescribe  quality  standards  for  

waters  to  be  used  for  various  purposes;  § (i)  undertake  studies  concerning  the  development  and  utilization  of  energy;  and  

promote  the  growth  and  expansion  of  the  country’s  supply  of  electric  energy;  § (j)  promote  the  development  of  alternative  energy  sources  and  technologies;  § (k)  set  standards  for  petroleum  storage  and  distribution  facilities,  and  follow  up  the  

enforcement  of  same;  § (l)  issue  permits  and  regulate  the  construction  and  operation  of  water  works  relating  

to  water  bodies  referred  to  in  paragraphs  (c)  and  (d)  of  this  sub-­‐article;  § (n)  ensure  the  proper  execution  of  functions  relating  to  meteorological  services.  

     

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Mandates  Analysis    

The  Ministry  of  Agriculture  (Article  19)  § 1/(b)  establish  a  system  to  ensure  that  any  agricultural  product  supplied  to  the  market  

maintains  its  quality  standard;  and  follow  up  the  implementation  of  the  same;  § (e)  formulate  and  facilitate  the  implementation  of  a  strategy  for  natural  resources  

protection  and  development  through  sustainable  agriculture  development;  § (h)  establish  and  direct  training  centers  that  contribute  to  the  enhancement  of  

agricultural  development  and  the  improvement  of  rural  technologies;  § (K)  monitor  events  affecting  agricultural  production  ad  set  up  an  early  warning  system;  § (l)  establish  a  system  whereby  stakeholders  of  agriculture  research  coordinate  their  

activities  and  work  in  collaboration;  § (n)  follow  up  and  provide  support  in  the  establishment  of  a  system  involving  rural  land  

administration  and  use,  and  organize  a  national  database;  § (o)  ensure  the  proper  execution  of  functions  relating  to  agricultural  research,  

conservation  of  biodiversity  and  the  administration  of  agricultural  investment  land  entrusted  to  the  federal  government  on  the  basis  of  powers  of  delegation  obtained  from  regional  states.  

 The  Ministry  of  Mines  (Article  27)    

§ 1/(f)  issue  license  to  private  investors  engaged  in  exploration  and  mining  operations,  and  ensure  that  they  conduct  mining  operations  and  meet  financial  obligations  in  accordance  with  their  concession  agreements.  

 Note:    There  are  no  explicit  provisions  for  environmental  protection,  safety  and  addressing  climate  change  for  the  Ministry  of  Mines.    This  could  be  viewed  as  environmental  policy  gap.    The  Ministry  of  Health  (Article  29)  

§ 6/  take  preventive  measures  in  the  events  of  emergency  situations  that  threaten  public  health,  and  coordinate  measures  to  be  taken  by  other  bodies;  

§ 10/ collaborate with the appropriate bodies in providing quality and relevant health professionals' trainings within the country;  

§ 13/  ensue  the  proper  execution  of  food,  medicine  and  health  care  regulatory  functions.  

 Note:    There  are  no  explicit  provisions  for  addressing  climate  change  and  impacts  on  health  for  the  Ministry  of  Health.    This  could  be  viewed  as  policy  gaps  within  the  domain  of  public  health/environmental  health  policy.    

 

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Mandates  Analysis  

Ministry  of  Finance  and  Economic  Development  (Article  18)      § 1/initiate  policies  that  ensure  sustainable  and  equitable  development  as  well  as  macro-­‐

economic  development  as  well  as  macro-­‐economic  stability  in  the  country;  in  cooperation  with  the  concerned  organs,  manage  the  economy  by  monitoring  the  implementation  of  such  policy  and  submit  reports  on  the  performance  of  the  economy;  

§ 2/establish  a  system  for  the  preparation  and  implementation  of  national  development  plan,  and  in  cooperation  with  the  concerned  organs  prepare  the  country’s  economic  and  social  development  plan  and  follow-­‐up  the  implementation  of  such  policy  and  submit  reports  on  the  performance  of  the  economy;  

§ 3/establish  system  for  the  preparation  and  implementation  of  development  projects;  conduct  pre-­‐implementation  evaluation  of  project  proposals  submitted  for  financing;  

§ 4/follow  up  and  evaluate  the  performance  of  general,  sector-­‐  and  multi-­‐sector  development  plans;  prepare  a  national  report  on  the  implementation  of  development  plans  which  will  include  the  performance  of  regional  states  plans;  

§ 9/mobilize,  negotiate  and  sign  foreign  development  and  loans,  and  follow  up  the  implementation  of  same;  

§ 10/manage  and  coordinate  the  bilateral  economic  cooperation  as  well  as  the  relationship  with  international  and  regional  organizations  set-­‐up  to  create  economic  cooperation;  follow-­‐up  the  impact  of  he  same  on  the  performance  of  the  country’s  economy;  

§ 12/formulate  population  policy  of  the  country;  upon  approval,  follow  up,  coordinate  and  supervise  its  implementation;  

§ 13/ensure  the  proper  execution  of  functions  relating  to  mapping  and  statistics      Mandates  of  NQI  Institutions—  

Ethiopian  Standards  Agency  (ESA)  Established  by  the  Council  of  Ministers  Regulation  No.  193/2010,  the  Ethiopian  Standards  Agency  (ESA)  is  placed  under  the  authority  of  the  Ministry  of  Science  and  Technology.    The  Agency’s  main  objective  is  to  develop  the  Ethiopian  national  standards  and  system  for  ensuring  that  goods  and  services  in  the  country  are  compliant  with  required  standards.    And  in  relation  to  standards  development,  ESA  has  duties  and  powers  to  also  recognize  any  standard  published  by  a  national,  regional,  international  or  any  other  standardization  body  as  “Ethiopian  Standard  (ES)”.    For  its  services,  the  Agency  could  also  charge  fees.    The  National  Standardization  Council  (NSC),  established  alongside  ESA,  provides  approval  of  national  quality  and  standardization  strategies  proposed  by  the  agency.    Approval  of  mandatory  standard  mark  and  products  requiring  mandatory  compliance  are  among  the  important  functions  of  the  Council.    Together  with  national  Technical  Committees  (TCs),  standards  development  now  follows  an  internationally  recognized  system  thereby  meeting  one  important  requirement  for  global  trade.      

 

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Policy  Analysis  Report  for  Ministry  of  Environment  and  Forest  

Mandates  Analysis  

Ethiopian  National  Accreditation  Office  (ENAO)  Established  by  the  Council  of  Ministers  Regulation  No.  195/2010,  the  Ethiopian  National  Accreditation  Office  (ENAO)  is  placed  under  the  Ministry  of  Science  and  Technology.    Headed  by  a  Director  General,  the  main  task  of  the  ENAO  is  to  boost  acceptance  of  Ethiopian  products  and  services  in  both  domestic  and  international  markets  through  a  conformity  accreditation  system  that  is  compatible  with  international  requirements  and  practices.    The  Council  of  Accreditation  has  also  been  established  to  provide  legal  framework  support  to  ENAO  who  is  also  mandated  to  approve  accreditation  and  recognition  of  conformity  assessment  bodies  (CABs)  as  well  the  establishment  of  technical  committees  for  accreditation.    The  ENAO  has  the  authority  to  provide  national  accreditation  to  all  local  conformity  assessment  or  certification  bodies  in  Ethiopia,  as  well  as  to  provide  recognition  of  foreign  conformity  assessment  bodies  that  wish  to  operate  in  the  country.    The  ENAO  is  now  on  process  for  achieving  international  membership  to  the  highest  international  accreditation  bodies  (i.e.,  IAF,  ILAC),  which  in  effect  will  provide  its  goal  status  to  become  one  internationally  recognized  accreditation  body  for  Ethiopia.    This  status  will  then  provide  international  acceptance  and  recognition  of  conformity  or  certification  bodies  accredited  by  ENAO,  but  currently  this  is  not  yet  the  case.    For  its  services,  ENAO  can  charge  fees.    Ethiopian  Conformity  Assessment  Enterprise  (ECAE)  Established  by  the  Council  of  Ministers  Regulation  No.  196/2010,  the  Ethiopian  Conformity  Assessment  Enterprise  is  a  public  enterprise  placed  under  the  supervising  authority  of  the  Ministry  of  Science  and  Technology.    As  public  enterprise,  ECAE’s  business  operations  are  governed  by  Public  Enterprises  Proclamation  25/1992.    ECAE  is  established  for  three  main  capacities:    (1)  Certification  of  products,  systems,  and  services  in  accordance  to  national  and  international  standards  and  legal  requirements;  (2)  Provision  of  inspection  services;  and  (3)  Provision  of  testing  laboratory  services.    As  one  certification  body,  the  ECAE  provides  certification  of  conformity  to  production  enterprises  or  service  providers  through  an  internationally  recognized  system  for  accredited  certification.    With  regard  to  products,  the  ECAE  plays  a  major  role  in  assessment  and  ensuring  that  products  intended  for  export  and  those  imported  into  the  country  are  meeting  international  and  national  standards  and  legal  requirements.    For  its  services,  ECAE  can  charge  fees.    PCP/Personnel  Certification  Programme:  QMS  (ISO  9001),  EMS  (ISO  14001)  PCP  is  one  service  area  of  ECAE.    The  scopes  are  currently  limited  two  ISO  standards:  Quality  Management  Systems  (ISO  19001),  and  the  Environmental  Management  Systems  (ISO  14001).    However  because  of  current  lack  of  certified  personnel  for  environment,  ECAE  is  partnering  with  Quality  Austria  for  the  PCP.    ECAE  is  among  the  target  direct  beneficiaries  of  IESCA’s  capacity  building  training  programme.    Ethiopian  National  Metrology  Institute  (ENMI)  Established  by  the  Council  of  Ministers  Regulation  No.  194/2010,  the  Ethiopian  National  Metrology  Institute  (ENMI)  has  legal  accountability  to  the  Ministry  of  Science  and  Technology.      As  an  institute,  the  ENMI  is  mandated  to  develop  and  maintain  the  national  metrology  system  that  is  compatible  with  international  systems  on  the  science  of  measurements.    It  also  builds  national  capacities  for  maintenance  of  scientific  instruments  and  provides  training  and  maintenance  services.    It  also  has  role  to  verify  competence  of  workshops  providing  service  for  maintenance  of  scientific  instruments.    Budget  allocation  by  the  government  provides  major  financial  resource  of  the  institute.    For  its  services,  NMIE  can  also  charge  fees.    

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Mandates  Analysis  

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STAKEHOLDERS’  SYNERGY  MAPPING  Complementarities  between  the  IESCA  programme  mandates  and  the  mandates  of  NQI  institutions  toward  a  common  goal  to  boost  national  economic  growth  through  standards  conformity  systems  and  quality  assurance  are  shown  in  the  following  matrix,  referred  in  this  report  as  Stakeholders’  Synergy  Mapping:  !

!

!

!!!!!!!!!!!!!!!!!!!!!!!!!!

!*ACES=!Accredited!Certification!of!Environmental!Services!Training !!O!=!Objective!of!ENAO,!ENMI!________________________________________________________!

!

IESCA!

Programmes!

Relevant!Objectives!&!Mandates!of!NQI!Institutions!

ECAE! ENAO! ESA! ENMI!

1! 2! 3! O! O! 1! 3! 7! 2! 7! 8! 9! 10! 14! O! O! O! 2! 4! 5! 8! 9! 10! 11! 12!

Capacity!Building!&!ACES*!Training!Programme! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! !

!!!!!!!EMS!+!EA! X! !! ! ! ! ! ! ! ! ! X! X! X! X! ! X! ! ! ! ! ! X! ! ! X!

!!!!!!!Environment!Impact!Assessment!(EIA)! ! ! ! ! ! ! ! ! ! ! ! X! X! X! ! ! ! ! ! ! ! X! ! ! X!

!!!!!!!GHG!MRV!! ! ! ! ! ! ! ! ! ! ! X! X! X! X! X! X! ! X! X! ! ! X! ! ! X!

!!!!!!!Environmental!M&E! ! ! ! ! ! ! ! ! ! ! ! X! X! X! X! ! ! X! ! ! ! X! ! ! X!

!!!!!!!Personnel!Certification!Programme!(PCP)! X! ! ! X! X! X! X! ! ! ! X! X! ! ! ! ! ! ! ! ! ! ! ! ! !

Verification!and!Certification! X! ! ! X! X! X! X! ! ! ! X! X! X! ! ! ! ! ! ! ! ! ! ! ! X!

Expertise!Support/Technical!Assistance!(TA)/Advisory! ! ! ! ! ! ! ! ! ! ! X! X! X! X! ! ! ! X! X! X! ! X! ! ! X!

Research! ! ! ! ! ! ! ! ! ! ! ! ! ! ! X! X! X! X! ! ! X! ! X! ! !

Knowledge!Management/Data!Base!System! ! ! ! ! ! ! ! ! ! ! ! ! ! X! ! ! ! ! ! ! ! ! ! X! !

Environment[CRGE!Awareness!and!Education!! ! ! ! ! ! ! ! ! X! X! ! X! X! X! ! ! X! ! ! X! ! X! ! ! X!

Selected  objectives  and  mandates  of  NQI  Institutions  MEF  derived  from  Council  of  Ministers  Regulations    Article  5,  Regulation  No.196/2010—  Purpose  of  ECAE  The  purposes  for  which  the  ECAE  is  established  are,  by  organizing  robust  certification,  inspection  and  testing  laboratory  services,  to:    1/provide  certificate  of  conformity  to  production  enterprises  or  service  providers  by  assessing  the  conformity  of  their  production  processes  or  service  provisions  to  the  relevant  national  or  international  standards  and  legal  requirements;  2/provide  certificate  of  conformity  with  respect  to  the  country’s  export  products  by  assessing  their  conformity  to  the  relevant  Ethiopian  standards,  international  standards  or  the  standards  of  other  countries;  3/provide  certificate  of  conformity  with  respect  to  imported  products  by  assessing  their  conformity  to  the  relevant  national  or  international’  standards  and  legal  requirements;    4/participate  in  inter-­‐laboratory  comparisons  and  proficiency  test  scheme  between  various  regional  and  international  testing  laboratory  institutions  with  a  view  to  proving  the  proficiency  of  its  testing  laboratory  services;    Article  5,  Regulation  No.  195/2010—  Objectives  of  ENAO  1/contribute  its  part  for  the  acceptance  and  appreciation  of  Ethiopian  products  and  services  in  domestic  and  international  market  by  developing  appropriate  infrastructure  of  national  accreditation  system  compatible  with  international  requirements;    2/establish  and  implement  a  system  that  enables  to  develop  conformity  assessment  and  management  system  consultancy  services  compatible  with  international  practices.    

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Mandates  Analysis  21  

Article  6,  Regulation  No.195/2010—  Powers  and  Duties  of  ENAO  1/provide  accreditation  service  to  conformity  assessment  bodies  based  on  national  and  international  requirements;  3/  provide  recognition  service  to  foreign  conformity  assessment  bodies  that  wish  to  operate  in  the  country;  7/  work  in  cooperation  with  relevant  stakeholders  to  ensure  the  existence  of  an  integrated  support  for  strengthening  the  national  quality  infrastructure;  

Article  6,  Regulation  No.  193/2010—  Powers  and  Duties  of  ESA  2/  Develop,  through  stakeholders  involvement,  approve  and  publicize  Ethiopian  standards;  7/develop  and  implement  awareness  creation  strategies  for  consumers  on  quality  and  standards;  8/enable  domestic  industries  to  benefit  from  technology  transfers  through  providing  technical  support,  training,  and  consultancy  services  for  developing  their  own  company  standards;  9/build  the  capability  of  companies  through  technical  support,  training  and  consultancy  services  for  developing  their  own  company  standards;  10/promote  the  use  of  technologies,  in  the  industries,  which  help  to  reduce  pollution,  wastage  during  production  process;  14/work  in  cooperation  with  the  relevant  stakeholders  to  ensure  the  existence  of  an  integrated  support  for  strengthening  the  national  quality  infrastructure;  

Article  5,  Regulation  No.  194/2010—Objectives  of  ENMI  1/    deve!op  national  metro!ogy  system  compatible  with  international  metrology  system  and  ensure  techno!ogy              transfer  in  the  sector;    2/    establish  and  implement  a  system  that  enable  to  compare  Ethiopian  national  measurement  etalons  and  certified                reference  materials  with  international  etalons  and  to  maintain  and  disseminate  them;  3/    support  education  and  research  activities  in  the  field  of  metrology;    4/    build  national  capabilities  for  maintenance  of  scientiflc  instruments  and  provide  maintenance  servlces  ;    5/    provide  technical,  training,  consultancy  and  information  services  on  scientific  equipment  with  a  view  to                supporting  users  to  carry  out  their  duties  effectively.  

Article  6,  Regulation  No.  194/2010—  Powers  and  Duties  of  ENMI  The  lnstitute  shall  have  the  powers  and  duties  to:  2/determine,  and  maintain  national  measurement  etalons;  4/  support  industries  in  establishing  their  own  calibration  laboratories  through  providing  theoretical  and  practical            training  and  consultancy  on  metrology;  5/  based  on  other  countries  best  practices,  provide  support  in  building  the  capacities  of  universities  and  research            institutions  in  cùrriculum  designing  and  implementation  process  and  conducting  research  in  the  field  of              metrology;  8/  participate  in  the  calibration  result  inter-­‐comparison  program  with  other  national,  regional  and  international              metrology  institute  that  is  intended  to  ensure  the  reliability  of  calibration  services;  9/  work  in  cooperation  with  the  relevant  stakeholders  to  ensure  the  existence  of  an  integrated  support  for            strengthening  the  national  quality  infrastructure;  10/  conduct  research  in  the  field  of  metrology  in  collaboration  with  universities  and  research  institutions  and                disseminate  the  results  thereof  to  industries;  11/  establish  a  documentation  and  information  center  for  the  provision  of  metrology  related  information;  12/  provide  the  necessary  technical  and  professional  support  so  as  to  make  the  legal  metrology  activities  effective.    

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Policy  Analysis  Report  for  Ministry  of  Environment  and  Forest  

Mandates  Analysis  

 

Mandates  of  the  envisaged  IESCA  

Through  SCIP  Fund,  the  IESCA  Project  (a  component  project  of  ESACCAP)  hosted  by  the  Addis  Ababa  University’s  Climate  Science  Centre  is  underway  since  September  2013.    The  project  is  designed  to  establish  an  accredited  institute  for  environmental  services  certification  and  support  national  accreditation  system.    The  immediate  objective  of  which  is  to  build  the  capacity  of  environment  professionals  in  Ethiopia  toward  a  high  quality  delivery  of  environmental  management  services,  particularly  the  Environmental  and  Social  Impact  Assessment,  Strategic  Environmental  Assessment,  Environmental  Audit,  Green  Policy,  Environmental  MRV  monitoring,  reporting,  and  evaluation  systems  in  the  sectors  of  energy  and  water,  mining,  agriculture/soil  and  livestock,  forestry,  industry,  transport,  and  construction.  

Vision

The  Institute  of  Environmental  Services  Certification  and  Accreditation  (IESCA)  will  be  an  internationally  accepted  benchmark  for  professionals  and  institutes  managing  and  providing  environmental  services.  It  will  certify  personnel/organizations  within  the  pillar  sectors  of  the  Climate  Resilient  Green  Economy  (CRGE)  framework  of  the  Government  of  Ethiopia  to  ensure  adherence  to  environmental  management  systems,  standards  and  protocols.  The  Institute  will  publish  curricula  and  training  manuals,  develop  procedures  and  guidelines  on  environmental  management  systems,  conformity,  monitoring  and  reporting  pertinent  to  environmental  protection,  conservation,  and  climate  change  Green  House  Gas  (GHG)  reduction  goals  that  are  consistent  with  the  CRGE  strategy.  In  doing  so,  it  will  directly  build  the  capacity  of  CRGE  line  ministries  as  well  as  establish  institutional  links  and  synergy  amongst  various  stakeholders  from  the  academia,  environmental  services  institutes,  the  private  sector,  and  civil  society  -­‐-­‐-­‐  regional  and  community  based  organizations.  

The  Project

The  IESCA  Project  is  designed  to  support  the  CRGE  agenda  of  the  Government  of  Ethiopia  by  bolstering  the  institutional  capacity  of  relevant  government  institutions  and  agencies  to  address  the  gap  in  environmental  services  within  the  sphere  of  climate  science,  environmental  protection,  and  adherence  to  national  and  ISO  environmental  management  systems  standards.  The  proposed  institute  will,  therefore,  advocate  for  conformity  to  environmental  standards  and  protocols  through  the  institutionalization  of  environmental  services  certification  and  accreditation  procedures  under  the  guidance  of  ISO  accrediting  bodies,  as  well  as  fostering  partnerships  with  international  governing  bodies  for  climate  change  mitigation  and  adaptation,  in  particular  the  UNFCCC  Kyoto  Protocol  and  the  Intergovernmental  Panel  on  Climate  Change  (IPCC).

 

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Policy  Analysis  Report  for  Ministry  of  Environment  and  Forest  

Mandates  Analysis  

SEVEN  (7)  TASKS  OF  THE  PROPOSED  IESCA  

1-­‐  Capacity  Building  for  the  environment  and  CRGE—  

The  task  is  to  support  institutional  and  human  resource  capacity  of  environment  and  climate  change  professionals  in  the  country  through  competency-­‐based  training  on  environmental  management  systems,  auditing,  environment  impact  assessment,  and  GHG  MRV  systems.    The  goal  is  to  compose  a  pool  of  national  experts  for  the  environment  and  climate  change  issues.  

Ethiopian  professionals  in  the  environment  sector  will  be  derived  from  the  academia,  Ministry  of  Environment  and  Forestry  (MEF),  Ministry  of  Science  and  Technology  (MoST),  Ethiopian  Standards  Agency  (ESA),  Ethiopian  Conformity  Assessment  Enterprise  (ECAE),  Ethiopian  National  Metrology  Institute  (ENMI),  Ethiopian  National  Accreditation  Office  (ENAO),  and  other  pertinent  experts  in  the  domains  of  environment,  safety  and  climate  change.  

2-­‐Provide  TA/expertise  to  the  respective  government  bodies  in  developing/updating  policy  framework  and  guidelines  on  the  application  of  environmental  management  systems  and  services  in  line  with  the  CRGE,  NQI,  and  Environmental  Policy  of  Ethiopia;  

3-­‐Support  technical  mobilization  for  the  establishment  of  a  national  GHG  MRV  system  and  provision  of  sector-­‐specific  services  requisite  to  the  CRGE  strategy  and  the  National  Environmental  Policy—  

The  Institute  would  support  sector-­‐specific  implementation  of  CRGE  by  leveraging  its  4  pillar  services—  (1)  Environmental  and  Social  Impact  Assessment  (ESIA);  (2)  Environmental  Audit;  (3)  GHG  report  verification;  and  (4)  Environmental  M&E  –  in  eight  key  sectors:    energy  and  water,  agriculture  and  soil,  livestock,  forestry,  industry,  mining,  transport,  and  construction.  

4-­‐Achieve  status  as  an  accredited  institute,  to  begin  with  ISO  Environment  Management  Systems,  and  therefore  able  to  provide  accredited  certification  of  professionals  and  institutions  within  the  domain  of  environmental  management  systems  in  line  with  all  environmental  policies  and  regulations  in  the  country—  

The  Institute  seeks  to  collaborate  with  mandated  NQI  institutions  (i.e.  ENAO,  ECAE)  in  the  country  to  achieve  status  as  accredited  “third-­‐party”  certification  body  for  environmental  professionals.  

5-­‐Participate  in  the  national  verification/certification  process  through  the  provision  of  professional  services  for  technical  assessment  and  validation  of  environmental  reports,  such  as  the  National  Communication  Report  to  UNFCCC,  EIA  reports,  and  other  reports  in  line  with  the  mandates  of  MEF;  

6-­‐  Establish  a  central  data  base  system  and  knowledge  management  unit  for  climate  change,  GHG  MRV  system,  and  environmental  services  to  cater  to  a  growing  need  for  accurate  climate  information  in  Ethiopia,  with  prospects  of  providing  service  to  other  countries  primarily  in  the  continent  of  Africa;  

7-­‐  Multi-­‐media  publication  of  information  materials  to  increase  environment  and  climate  change  awareness.

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Policy  Analysis  Report  for  Ministry  of  Environment  and  Forest  

Mandates  Analysis  

Findings:  

 In  view  of  the  above  listed  mandates  of  MEF  and  the  four  institutions  of  the  NQI,  the  complementary  role  of  the  envisaged  IESCA  are  to  be  considered  beneficial  for  enhancing  the  overall  implementation  of  macro  policies  as  well  as  specific  regulations  for  environmental  protection  and  safety  and  climate  change  in  the  country—  

(1)  Duty  of  MEF  and  all  line  ministries  to  develop  and  build  capacity  of  the  organization  and  its  personnel,  as  well  as  to  provide  advisory  and  technical  support  to  sector-­‐specific  and  regional  environmental  units  in  the  country—  

  1.1  On  Capacity  Building  through  accredited  certification  training                    programme  on  environmental  services             Environmental  Management  Systems  and  Environmental  Audit    

    Environmental  Impact  Assessment  (EIA)  

    GHG  MRV  System  

    Environmental  M  &  E    

  1.2  On  Knowledge  Generation  and  Management  (Research)  

  1.3  On  Review,  Verification  and  Certification  of  Environmental  Reports  

    EIA  

    GHG  Inventory  Report  

    National  GHG  Communication  Report  to  UNFCCC  

  1.4  On  Environmental  M&E  and  Data  Base  System  

(2)  Duty  of  MEF  to  coordinate  national  response  for  environmental  protection  and  safety,  including  reducing  greenhouse  gas  (GHG)  emissions  

(3)  Duty  of  the  MEF  to  ensure  compliance  to  environment  and  GHG  standards  

(4)  Duty  of  MEF  to  provide  environment  reports,  such  as  State  of  the  Environment  Report,  National  Communication  Report  (GHG  emissions)  to  UNFCCC/Compliance  Committee  

(5)  Legal  powers  of  MEF  to  enter  into  contracts,  as  well  as  to  designate  some  of  duties  and  responsibilities—  

       

 

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Legal  institutional  mechanisms  

Ethiopia  has  a  federal  system  of  governance.  The  Ethiopian  Constitution  outlines  the  division  of  roles  and  responsibilities  between  federal  and  regional  entities.  With  respect  to  planning,  the  federal  government  is  responsible  for  formulating  and  implementing  national  policies,  plans  and  strategies  concerning  the  overall  economic  and  social  development.  Legislative  and  executive  bodies  drive  planning  at  this  level.  

The  House  of  Peoples’  Representatives  constitutes  the  legislative  wing.  Ministries,  agencies  and  commissions  make  up  the  executive  wing  of  the  government.  The  executive  wing  drafts  policies  and  proclamations,  and  presents  and  defends  these  at  the  House  of  Peoples’  Representatives.  

At  federal  level  the  Ministry  of  Finance  and  Economic  Development  (MoFED)  used  to  be  responsible  for  establishing  systems  for  the  preparation  and  implementation  of  the  national  development  plan,  including  the  economic  and  social  development  plan,  in  coordination  with  the  concerned  organizations  and  regions.  In  2013  the  GoE  established  the  National  Planning  Commission.  The  Commission  will  take  over  the  national  development  planning  from  2015  onwards.  

The  regional  administrative  structure  comprises  of  regions,  zones,  woredas  (districts)  and  kebeles  (wards/  neighbourhood  associations).  There  are  around  650  woredas  composed  of  a  number  of  kebeles,  which  are  the  smallest  unit  of  local  government.  The  administrative  divisions  enable  woredas  to  take  a  leading  role  in  the  implementation  of  regional  plans  because  they  are  the  administrative  body  closest  to  the  community.  The  legislative  body  at  the  regional  level  is  the  woreda  council  made  up  of  individuals  elected  from  woredas.  The  executive  body  comprises  of  regional  bureaus  and  regional  administrators.  A  regional  council  comprising  of  representatives  from  woredas  and  zones  often  provides  technical  guidance  to  legislative  and  executive  bodies.  

Institutional  arrangements  for  coordinating  and  implementing  public  policy  responses  for  CRGE  are  outlined  in  the  National  Environmental  Policy  (NEP)  and  CRGE  Vision  document.  The  statutory  mandate  to  coordinate  CRGE  planning  lies  with  the  Ministry  of  Environment  and  Forests  (MEF).  In  addition,  the  Ministry  of  Finance  and  Economic  Development  (MoFED)  is  responsible  for  financial  aspects  of  the  CRGE  process.  The  CRGE  Inter-­‐Ministerial  Steering  Committee,  under  the  Council  of  Ministers,  provides  oversight  of  the  CRGE  process.    In  line  with  these  arrangements,  MEF  has  coordinated  the  CRGE  initiative  and  has  been  responsible  for  presenting  progress  reports  and  further  action  plans  on  CRGE  to  the  House  of  Peoples’  Representatives  on  several  occasions.  

      Source:  IIED,  2014  

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Harmonization  of  policy  goals  and  mechanisms  for  implementation  

National  Environmental  Policy  (NEP)  

In  Ethiopia,  proclamations,  passed  by  the  House  of  Representatives,  are  the  main  form  of  legislation.  In  addition,  the  executive  branch  (Council  of  Ministers  of  the  Federal  Government  and  federal  ministries)  may  issue  decrees,  regulations  and  directives  in  support  of  policy  implementation.    Additionally,  according  to  the  constitution,  international  agreements  ratified  by  the  parliament  are  integral  parts  of  the  laws  of  the  land  (FDRE  1994).  

As  a  Party  to  the  UNFCCC,  Ethiopia  is  obliged  by  several  articles  of  the  convention  to  address  climate  change  through  the  preparation  of  a  national  adaptation  document  and  the  integration  of  climate  change  into  its  sector  development  policies  and  plans.  Pursuant  to  this,  the  country  prepared  its  National  Adaptation  Program  of  Action  (NAPA)  Report  in  2007.  The  NAPA  represented  the  first  step  in  coordinating  adaptation  activities  across  government  sectors,  but  was  not  intended  to  be  a  long-­‐term  strategy  in  itself.  (Epsilon,  2011)    Nationally  Appropriate  Mitigation  Actions  (NAMAs)  are  voluntary  emission  reduction  measures  undertaken  by  developing  country  parties  and  reported  to  the  UNFCCC.  In  accordance  with  the  requirements  of  the  Copenhagen  Accord,  Ethiopia  prepared  and  submitted  its  NAMA  in  January  2010.  The  Ethiopian  NAMA  is  comprised  of  various  sectors  and  concrete  projects  (in  the  energy,  transport,  forestry,  agriculture  and  urban  waste  management  sectors)  and  has  been  registered  by  the  Secretariat  of  the  UNFCCC  in  line  with  the  Copenhagen  Accord.  There  are  two  important  concerns.  First,  the  limited  experience  in  the  country  so  far  in  the  production  of  biofuels  show  that  there  is  real  danger  of  energy  crops  displacing  food  crops  and  forest  resources.  If  care  is  not  taken,  land  use  change  from  forests  and  woodlands  to  energy  crops  will  rather  lead  to  more  carbon  emissions  than  sequestration.  Second,  as  compared  to  NAMAs  prepared  by  other  countries,  the  Ethiopian  NAMA  has  failed  to  include  important  mitigation  actions  in  land  use  planning,  energy  efficiency,  fiscal  incentives  and  traffic  management  regulatory  policy  measures  (Epsilon,  2011).    

Institutional  mechanisms  

The  Overall  Policy  Goal—   is  to  improve  and  enhance  the  health  and  quality  of  life  of  all  Ethiopians  and  to  promote  sustainable  social  and  economic  development  through  the  sound   management   and   use   of   natural,   human-­‐made   and   cultural   resources   and   the  environment   as   a   whole   so   as   to   meet   the   needs   of   the   present   generation   without  compromising  the  ability  of  future  generations  to  meet  their  own  needs  (NEP  1997).    

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Harmonization  of  policy  goals  and  mechanisms  for  implementation  

Ethiopian  Programme  of  Adaptation  to  Climate  Change  (EPACC)  2011  

EPACC  aims  to  build  a  climate  resilient  economy  through  adaptation  initiatives  implemented  at  sector-­‐specific,  regional  and  local  community  levels.  The  EPACC  re-­‐  placed  the  NAPA  in  2011  and  takes  a  more  programmatic  approach  to  adaptation  planning.  It  outlines  29  components  that  include  objectives  around  mainstreaming  climate  change  within  government  policies  and  plans.  In  response,  the  country  has  prepared  Sector-­‐specific  and  Regional  Programmes  of  Adaptation  to  Climate  Change.  The  first  phase  of  EPACC  implementation  (2011-­‐14)  has  been  budgeted  at  US$10  million.  (IIED,  2014)  

CRGE  Facility  

The  country  is  now  at  the  verge  of  preparing  for  the  next  5-­‐year  GTP  (2015-­‐2020)  and  is  the  opportune  time  to  evaluate  the  impacts  on  environment  and  quality  of  life.    Meanwhile  the  GoE  is  preparing  financial  arrangements  that  will  mobilize,  manage  and  disburse  financial  resources  in  support  of  the  country’s  CRGE  objectives  and  goals.  

A  transition  to  climate  resilient  green  economy  is  estimated  to  cost  in  excess  of  USD150  billion  over  the  next  20  years  (FDRE/MOFED  2011).    The  CRGE  facility  has  been  established  under  the  coordination  of  the  Ministry  of  Finance  and  Economic  Development  (MoFED),  with  technical  steering  support  from  the  Ministry  of  Environment  and  Forest  (MEF).    The  facility  has  been  designed  to  stimulate  participation  from  a  range  of  sources  from  public,  private  and  carbon  finance.      

The  Department  for  International  Development  (DFID)  signed  an  agreement  in  December  2013  with  MoFED  to  a  funding  commitment  of  £15  million  (US$25.02  million)  to  the  CRGE  Facility.    The  government  of  Austria  complemented  with  an  additional  US$1  million  (MEF  2014).    There  are  ongoing  efforts  to  get  accreditation  for  the  CRGE  Facility  by  the  Adaptation  Fund  mechanism  under  the  Kyoto  Protocol.  Successful  accreditation  will  enable  the  CRGE  Facility  to  directly  access  international  funding  mechanisms  like  the  Green  Climate  Fund  and  the  Adaptation  Fund.  (MEF  2014)      

In  response  to  the  specific  needs  of  CRGE  investments,  the  facility  will  disburse  resources  via  a  range  of  intermediaries,  like  the  Development  Bank  of  Ethiopia,  and  financial  instruments,  like  grants  and  results  based  payments.  Federal  entities  (line  ministries)  also  known  as  ‘implementing  entities’  have  direct  access  to  the  CRGE  Facility.  Regional  entities,  private  sector  and  civil  society  organizations  can  access  resources  from  the  facility  in  collaboration  with  the  implementing  entities.  (IIED  2014)  

Institutional  mechanisms  

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Harmonization  of  policy  goals  and  mechanisms  for  implementation  

National  Quality  Infrastructure    

“National  Quality  Infrastructure”  means  the  totality  of  the  institutional  framework,  whether  public  or  private,  the  output  of  which  includes  metrology,  standards,  inspection,  testing,  certification  and  accreditation.  (FDRE  Draft  Proclamation  to  Fundamentals  of  Technical  Regulation,  2009)  

“National  Standard”  means  a  standard  published  by  the  Quality  and  Standards  Authority  of  Ethiopia;  “Ethiopian  National  Standard”,  means  a  standard  issued  by  the  Ethiopian  Agency  of  Standards  and  Conformity  Assessment  in  terms  of  Article  20  of  the  Ethiopian  Standards  and  Conformity  Assessment  Agency  Proclamation  No.  (DRAFT  /  2009),  including  standards  that  have  been  published  by  the  Quality  and  Standards  Authority  of  Ethiopia  under  the  Quality  and  Standards  Authority  of  Ethiopia  Establishment  Proclamation  No.  102/1998  and  includes  amendments  to  any  such  standards;  

 

Technical  Regulatory  Framework    

“Technical  regulations  shall  only  be  developed  and  implemented  where  necessary  for  the  protection  of  human  health  or  safety,  animal  or  plant  life  or  health,  prevention  of  deceptive  practices  or  protection  of  the  environment.”  (FDRE  Draft  Proclamation  to  Fundamentals  of  Technical  Regulation,  2009)  

“In  implementing  technical  regulations,  full  use  shall  be  made  of  the  national  quality  infrastructure  services,  and  suppliers  should  be  able  to  choose  their  conformity  assessment  service  providers,  provided  that  these  are  technically  competent  and  so  designated  by  the  authorities”;  (FDRE  Draft  Proclamation  to  Fundamentals  of  Technical  Regulation,  2009)  

“As  far  as  is  practicable  and  consistent  with  international  practices,  regulatory  authorities  should  not  be  involved  in  providing  conformity  assessment  services  for  the  products,  processes  or  services  they  are  mandated  to  control”;  (FDRE  Draft  Proclamation  to  Fundamentals  of  Technical  Regulation,  2009)  

“If  an  international  agreement,  to  which  the  Federal  Democratic  Republic  of  Ethiopia  is  a  signatory  and  which  has  been  ratified  in  accordance  with  established  procedures,  establishes  rules  for  technical  regulation  other  than  those  contained  in  the  present  proclamation,  then  those  rules  of  the  international  agreement  shall  be  applicable.”  (FDRE  Draft  Proclamation  to  Fundamentals  of  Technical  Regulation,  2009)  

“As  far  as  is  practicable  and  consistent  with  international  practices,  regulatory  authorities  should  not  be  involved  in  providing  conformity  assessment  services  for  the  products,  processes  or  services  they  are  mandated  to  control”;  (FDRE  Draft  Proclamation  to  Fundamentals  of  Technical  Regulation,  2009)  

 

National  Quality  Infrastructure  (NQI)  

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KEY  TERMINOLOGIES  FOR  CONFORMITY  ASSESSEMENT  BODIES/CERTIFICATION  BODIES:  

“Technical  Regulation”  means  a  document  which  lays  down  product  characteristics  or  their  related  processes  and  production  methods,  including  administrative  provisions,  with  which  compliance  is  mandatory.    It  may  also  cover  terminology,  symbols,  and  packaging,  marking  or  labeling  requirements  as  they  apply  to  a  product  or  process.  

“Standard”  means  a  document  approved  by  a  recognized  body  that  provides,  for  common  and  repeated  use,  rules,  guidelines  or  characteristics  for  products  and  their  related  processes  or  production  methods,  with  which  compliance  is  not  mandatory.  It  may  also  cover  terminology,  symbols,  and  packaging,  marking  or  labeling  requirements  as  they  apply  to  a  product  or  process;  

“Compulsory  Standard”  is  a  standard  or  a  provision  of  a  standard  declared  compulsory  in  terms  of  article  3(1),  compliance  with  which  is  mandatory;  

“Regulatory  Authority”  means  any  ministry,  department  or  agency  at  federal,  regional  or  local  government  level  that  has  been  given  the  formal  authority  and  powers  to  develop  or  oversee  the  implementation  of  a  technical  regulation;  

“Designated  Service  Provider”  means  a  laboratory,  inspection  body  or  certification  body  independent  from  the  supplier  that  has  been  appropriately  accredited,  that  has  fulfilled  all  the  relevant  legal  requirements,  and  has  been  designated  by  the  regulatory  authorities  to  provide  conformity  assessment  services  for  a  specific  technical  regulation;  

“Conformity  Assessment”  means  the  demonstration  that  specific  requirements  relating  to  a  product,  process,  system,  person  or  body  are  fulfilled,  with  the  subject  field  of  conformity  assessment  including  activities  such  as  testing,  inspection  and  certification,  as  well  as  accreditation  of  conformity  assessment  bodies;  

“Certification”  means  the  issue  of  a  formal/written  statement  by  a  third-­‐party,  based  on  a  decision  following  review,  that  products,  processes,  systems  or  persons  have  fulfilled  specified  requirements;  

“Accreditation”  means  third-­‐party  attestation  related  to  a  conformity  assessment  body  conveying  formal  demonstration  of  its  competence  to  carry  out  specific  conformity  assessment  tasks.  

Legal  metrology  

The  integrity  of  measurements  used  as  a  basis  for  trade,  law  enforcement  and  environmental  control  is  fundamental  to  ensure  an  equitable  situation  regarding  suppliers  as  well  as  consumers  and  the  authorities;  

“Calibration”  means  the  set  of  operations  that  establish,  under  specified  conditions,  the  relationship  between  values  of  quantities  indicated  by  a  measuring  instrument  or  measuring  system,  or  values  represented  by  a  material  measure  or  a  reference  material  and  the  corresponding  values  realised  by  measurement  standards;  

“Measurement  Standard”  means  a  material  measure,  measuring  instrument,  reference  material  or  measuring  system  intended  to  define,  realise,  conserve  or  reproduce  a  metrological  unit  or  one  or  more  values  of  a  quantity  to  serve  as  a  reference.      

“Primary  Measurement  Standard”  means  a  measurement  standard  that  is  designated  or  widely  acknowledged  as  having  the  highest  metrological  qualities  and  whose  value  is  accepted  without  reference  to  other  standards  of  the  same  quantity;  

“Verification”  means  the  procedure,  other  than  type  approval,  which  includes  the  examination,  marking  and  issuing  of  a  verification  certificate  as  relevant,  that  ascertains  and  confirms  that  the  measuring  instrument  complies  with  the  statutory  requirements;  

“Traceability”  means  the  property  of  a  result  of  a  measurement  or  the  value  of  a  measurement  standard  whereby  it  can  be  related  to  stated  references,  usually  national  or  international  measurement  standards,  through  an  unbroken  chain  of  comparisons  all  having  stated  uncertainties;  

“Inspection”  means  the  examination  of  a  product  design,  product,  process  or  installation,  and  determination  of  their  conformity  with  specific  requirements  or,  on  the  basis  of  professional  judgement,  with  general  requirements;  

 

National  Quality  Infrastructure  (NQI)  

29  

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Harmonization  of  policy  goals  and  mechanisms  for  implementation  

NQI  Institutions    

 

Ministry of Trade& Industry

Regulation Enforcement

Authority/Agency

Private Sector

NationalQualityForum

__ Not yet existed__ Reorganized and move out from QSAE__ existing ones

Ministry of Science & Technology

Prime Minister

NQI technical Committee

Other Ministries/

agencies with NQI &Regulatory functions

ST&I Council

Private Conformity Assessment Bodies

QSAEStandards§Development & publication§Member of ISO & IECConformity assessment

§Testing§Certification

National Metrology Institute

Metrology§Measurement standards§Member of BIPMCalibration service

Accreditation Body

§Liaison with foreign bodies§Training of auditor pool§Member of IAF/ILAC

 

National  Quality  Infrastructure  (NQI)  

30  

The  implementation  of  the  National  Quality  Infrastructure  (NQI)  Strategy  has  become  the  basis  for  policy  reform  toward  the  establishment  of  four  institutions:  ESA,  ENAO,  ECAE,  NMIE,  all  operating  as  independent  yet  inter-­‐linked  units  under  the  supervising  authority  of  the  Ministry  of  Science  and  Technology.    The  Prime  Minister  is  the  final  authority  presiding  over  the  NQI  system.    The  QSAE  in  the  above  diagram  was  further  separated  into  the  ESA  and  ECAE  in  order  to  strengthen  check-­‐and-­‐balance  in  standards  development  and  conformity  assessment.        To  this  day,  the  system  is  gaining  momentum  in  meeting  industry  demands  for  conformity  assessment  services.    Products  are  being  tested  in  ECAE  laboratories.    As  more  products,  services  and  systems  require  assessment  for  compliance  as  a  result  of  strong  technical  regulatory  or  mandatory  standards  implementation  in  the  country,  demand  for  conformity  assessment  demands  is  expected  to  increase  in  the  years  to  come.    However,  competency  to  deliver  services  for  environmental  conformity  standards  remains  a  major  challenge,  particularly  for  ECAE.    A  high  staff  turnover  is  a  major  problem  often  resulting  to  inability  of  the  enterprise  to  meet  institutional  requirement  in  order  to  apply  for  accreditation  of  its  Personnel  Certification  Programme  (PCP).    The  IESCA  Project  and  ECAE  are  currently  exploring  partnership  for  the  environmental  audit  training  (ISO  14001),  with  the  objective  of  strengthening  ECAE’s  competencies  through  training  of  environmental  staff  members.  

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 Ap

plicab

le  to

 all  prod

ucts  and

 processes  

NQI  National  

Value  Chain  

System  Certification:  ISO  9000,  ISO  14000,  HACCP,  etc  

Product  Certification:  CE,  GS,  etc  

National  Standards  

International  Standards  

Testing,  Analysis  

Investigation    Certificate  

Legal  Metrology    

Reference  Materials  Calibration  of  Equipment  

Testing  Laboratories  

Standards  

Traceability    

 Accreditation   IAF,  ILAC    

ISO,  CODEX,  IEC    

Intercomparisons    Proficiency  tests    

BIPM    

   RMOs    

ISO17021  Guide  65  etc  

 National  Metrology  Labs  

− Calibration  Labs  − Chemical  Ref.  

Metrology  

   − Products  − Processes  

 

Certification  

Customer  Authorities  Purchaser  

Products  with  attested  Compliance  

 

 

 

 

 

 

 

 

International  Quality  System  

Global  NQI  Systems      

NQI    

31  

Ethiopia’s  NQI  system  is  compatible  with  global  practice,  as  shown  by  the  above  diagram.  

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6-­‐There  is  a  need  for  an  independent  environmental  conformity  assessment  or  verification  to  strengthen  environmental  policy  implementation  and  systems  in  Ethiopia.  

                 Conclusions  and  Way  Forward  ,,  

2-­‐  IESCA  contributes  to  meeting  a  compelling  need  for  building  capacity  and  capability  at  all  levels  (national,  sub-­‐national/regional,  industry,  policy  and  decision  makers,  communities,  civil  society,  media)  toward  environmental  protection  and  control  of  GHG  emissions  goals  and  targets.  

 

3-­‐  There  is  a  need  to  enhance  the  role  of  verification,  certification  and  accreditation  processes  and  procedures  to  increase  conformity  to  environmental  protection  policies  and  protocols,  adherence  to  international  and  national  standards,  and  application  of  effective  and  efficient  quality  and  environment  management  systems  toward  quality  assurance  for  systems,  products,  services,  and  reports.  

 

5-­‐  A  need  for  a  strong  national  and  sub-­‐national  environmental  and  climate  change  measurement,  monitoring,  reporting,  and  verification  (MRV)  systems  in  Ethiopia  in  view  of  the  CRGE  strategy  and  national  communication  reporting  requirements  for  UNFCCC  and  IPCC.  

1-­‐  The  country  needs  a  more  robust  and  coordinated  and  cohesive  implementation  of  environmental  policies,  effective  and  efficient  systems  of  

environmental  impact  measurements,  monitoring,  reporting  and  verification  toward  achieving  environmental  protection  policy  goals  and  objectives  and  ensuring  compliance  and  conformity  to  international  protocols  and  standards,  including  greenhouse  gas  emission  reduction  targets  and  climate  change  frameworks.  

4-­‐Environment  sustainability  and  effectiveness  of  policies  and  institutional  systems  in  Ethiopia  require  for  continuously  building  capacity  and  capability  for  environmental  protection  and  control  of  GHG  emissions  at  all  levels  in  the  country:  national,  sub-­‐national/regional,  communities,  industry  level,  policy  and  decision  makers,  civil  society  and  media  

32  

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Climate  Science  Centre  (CSC)  College  of  Natural  Sciences  Addis  Ababa  University  Arat  Kilo  Campus,  Addis  Ababa  Ethiopia    

Annexes  

33  

Annex  1:  National  Environmental  and  Climate  Policies  in  Ethiopia    Annex  2:  Environmental  Proclamations  and  Regulations  in  Ethiopia    Annex  3:  List  of  International  Multilateral  Agreements  and  Protocols  for  Environmental                                      Protection  and  Climate  Change  Ratified  by  the  Government  of  Ethiopia        

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Climate  Science  Centre  (CSC)  College  of  Natural  Sciences  Addis  Ababa  University  Arat  Kilo  Campus,  Addis  Ababa  Ethiopia    

34  

Table&1:&National&Environmental&and&Climate&Change&Policies&in&Ethiopia&&

Environmental,Policies,, Lead,Agency,1997 National Environment Policy of Ethiopia,

The$NEP$outlines$policy$objectives$that$pertain$to$climate$change,$including$a$focus$on$climate$monitoring;$control$of$greenhouse$gases;$and$use$of$renewable$energy.$The$Environmental$Protection$Organs$Establishment$Proclamation$of$2002$(no$295/2002)$provides$the$statutory$mandate$to$coordinate$the$national$response$to$climate$change.$Proclamation$803/2013$passes$this$mandate$on$to$the$Ministry$of$Environment$and$Forest.$(IIED,$2014)$

MEF$

Climate,Change,Policies,2007&National&Adaptation&Programme&of&Action&(NAPA)&

The$main$objective$of$the$NAPA$was$to$build$a$climate$resilient$green$economy$through$support$for$adaptation$at$the$sectorPspecific,$regional,$and$community$levels.$$It$encompassed$$11$priority$projects$with$a$focus$on$activities$in$agricultural$and$livestock$sectors.$The$activities$focused$on$promoting$drought/crop$insurance$and$early$drought$and$flood$warning$systems,$development$of$smallPscale$irrigation$and$water$harvesting$schemes,$community$based$sustainable$use$of$wetland$and$capacity$building$and$improved$rangeland$resources$management$practice.$Participation$in$NAPA$at$the$village$level$was$encouraged$and$local$communities$were$responsible$for$developing$their$own$work$programmes$and$byPlaws$to$ensure$climate$resilience.$(IIED,$2014)$

MEF$MoA$MoWIE$Regional$Environment$Units$

2010&Nationally&&Appropriate&Mitigation&Actions&(NAMA)&&,

Ethiopia$formally$submitted$its$voluntary$NAMA$to$the$UNFCCC$in$January$2010.$The$NAMAs$contain$aspirational$mitigation$targets$across$seven$sectors$(agriculture,$building,$energy,$forestry,$industry,$waste$and$transport).$The$country$aims$to$draw$down$on$technical$and$financial$support$to$implement$NAMAs.$The$policy$framework$around$NAMAs$is$still$being$developed$but$NAMAs$are$set$to$become$a$building$block$for$a$future$action$related$to$developing$a$green$economy.$(IIED,$2014)$

MoA$MoWIE$MEF$MoUDHC$MoTransport$

2011&Climate&Resilient&Green&Economy&(CRGE)&Vision&&

&

The$CRGE$Vision$outlines$Ethiopia’s$ambition$to$build$a$climate$resilient$green$economy$by$2025.$It$aims$to$support$the$country’s$development$objective$of$achieving$middlePincome$status$by$2025$in$a$carbon$neutral$and$climate$resilient$way$by$transforming$development$planning,$investments$and$outcomes.$The$CRGE$Vision$builds$on$the$policy$objectives$of$the$National$Environmental$Policy,$the$Growth$and$Transformation$Plan,$the$NAPA,$NAMA$and$the$EPACC$(FDRE$2011).$The$CRGE$Vision$is$supported$by$two$national$strategies$–$the$Green$Economy$Strategy$and$the$Climate$Resilient$Strategy.$(IIED,$2014)$

GoE$

2011&Climate&Resilient&Green&Economy&(CRGE)&F&Green&economy&strategy&

,

The$Green$Economy$Strategy$was$launched$with the$CRGE$Vision$in$November$2011.$It$takes$an$economy$wide$approach$to$greenhouse$gas$reduction.$It$is$based$on$four$pillars:$

. Agriculture:$improving$crop$and$livestock$production$practices$for$greater$$food$security$and$better$income$for$farmers$whilst$reducing$emissions$$

. Forest:$protecting$and$rePestablishing$forests$for$their$economic$and$ecological$values,$including$carbon$stocks$$

. Power:$expanding$electricity$generation$from$renewable$sources$of$energy$$for$domestic$and$regional$markets$$

. Transport,$industry$and$buildings:$leapfrogging$to$modern$and$energyPefficient$technologies$in$transport,$industrial$sectors,$and$buildings.

MEF$MoFED$$$MoA$$$MEF$$$MoWIE$$MoTransport$

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Climate  Science  Centre  (CSC)  College  of  Natural  Sciences  Addis  Ababa  University  Arat  Kilo  Campus,  Addis  Ababa  Ethiopia    

35  

Table&1:&National&Environmental&and&Climate&Change&Policies&in&Ethiopia&&

Climate(Change(Policies((Draft)&Climate&Resilient&Agricultural&Strategy&

The$GoE$is$promoting$a$sector2specific$approach$to$the$preparation$of$climate$resilient$strategies.$The$agriculture$and$water$sector$had$prepared$draft$strategies$at$the$time$of$writing$this$paper.$The$climate$resilient$strategy$for$agriculture$(draft)$aims$to$address$the$impacts$of$current$weather$variability$and$future$climate$change$on$the$agricultural$sector.$The$strategy$outlines$the$challenges$posed$by$climate$change$on$the$agricultural$sector$in$Ethiopia,$which$includes$crops,$livestock$and$forestry.$It$highlights$options$for$building$resilience$to$climate$change,$and$ways$in$which$these$options$will$be$delivered.$It$has$identified$41$options$to$build$climate$resilience$within$the$agricultural$sector.$Of$these$15$have$been$identified$for$early$action.$The$options$aim$to$build$resilience$at$three$scales:$macro$(primarily$to$enhance$GDP),$households$(to$ensure$protection$of$small$scale$farmers)$and$biodiversity$options$(recognizing$linkages$with$the$agricultural$system)$(FDRE,$2013$(draft).$

MoA$

Reducing&Emissions&from&Deforestation&and&Forest&Degradation&(REDD+)&Strategy&

(

REDD+$strategy$aims$to$reduce$emissions$from$deforestation$and$forest$degradation,$and$enhances$the$role$of$conservation$and$sustainable$management$of$forests.$By$creating$financial$value$for$carbon$stocks$it$aims$to$show$the$value$of$forests.$Now$under$the$Ministry$of$Environment$and$Forests,$it$was$one$of$the$early$priorities$in$the$CRGE.$The$World$Bank$funds$the$REDD+.$

MEF$$

(Draft)&Sector&Reduction&Mechanism&(SRM)&&

(

The$SRM$(draft)$is$a$mechanism$for$reducing$vulnerability$to$climate$change$and$emissions$in$Ethiopia.$The$mechanism$will$support$actors$(implementing$and$executing$entities)$in$preparing$and$mainstreaming$plans$that$will$reduce$vulnerability$and$emissions.$SRM$will$also$coordinate$the$implementation$of$these$plans$by$identifying$and$drawing$down$on$financial,$technological$and$technical$investment$(FDRE,$2013$(draft).$$$

Line$Ministries$

2013&Energy&Proclamation&

(

The new energy proclamation, ratified on November 19, 2013, is an example of legislative action aimed at “incentivizing” private sector investment in renewable energy. The proclamation will be complemented by a feed-in tariff bill, which will offer independent power producers an option to sell renewable energy power to the national grid at specified rates. It will also make provision for loans and financial support (New Energy Proclamation (draft), 2013).$

MoWIE$

$

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Climate  Science  Centre  (CSC)  College  of  Natural  Sciences  Addis  Ababa  University  Arat  Kilo  Campus,  Addis  Ababa  Ethiopia    

36  

Table&2:&Environmental&proclamations&and&regulations&in&Ethiopia!!

Proclamation/Regulation/Directives&&

Enforcement&Authority&

No.!295/2002!*!Proclamation!for!the!

establishment!of!environmental!

protection!organs!(amended)!

Ministry!of!Environment!and!Forest!(with!

accountability!to!the!Prime!Minister)!

Regional!and!Sector*specific!Environmental!

Units!&!Agencies!

No.!299/2002!–!Environmental!Impact!

Assessment!Proclamation!

Ministry!of!Environment!and!Forest!

Regional!Environmental!Units!&!Agencies!

Directive!No.1/2008—!A!DIRECTIVE!

ISSUED!TO!DETERMINE!PROJECTS!

SUBJECT!TO!ENVIRONMENTAL!IMPACT!

ASSESSMENT!

!

“Directive!NO.2/2008—issued!to!

determine!the!Categories!of!projects!

subject!to!Environmental!Impact!

Assessment!Proclamation!299/2002”!

&

Ministry!of!Environment!and!Forest!and!

delegated!line!ministries:!!!

*Ministry!of!Agriculture!

*Ministry!of!Water,!Irrigation!and!Energy!

*Ministry!of!Transportation!

*Ministry!of!Urban!Development,!Housing!and!

Construction!

*Ministry!of!Mines!

*Ministry!of!Industry!

*Ministry!of!Trade!!

Regional!Environmental!Units!&!Agencies!

No.!300/2002!–!Environmental!Pollution!

Control!Proclamation!

Ministry!of!Environment!and!Forest!

Regional!Environmental!Units!&!Agencies!

Regulation!No.!159/2008!*!Prevention!of!

Industrial!Pollution!

Ministry!of!Environment!and!Forest!

Regional!Environmental!Units!&!Agencies!

No.!200/2000!–!Public!Health!

Proclamation!

Ministry!of!Health!!

Public!Advisory!Board!at!the!Federal!and!

Regional!!level!!

Federal!or!Regional!Administration!or!City!

!Administration!!

No.!513/2007!*!Solid!Waste!Management!

Proclamation!

Ministry!of!Environment!and!Forest!

Regional!Environmental!Units!&!Agencies!

Federal!or!Regional!Administration!or!City!

!Administration!

No.!542/2007!*!Forest!Development,!

Conservation!&!Utilization!Proclamation!

Ministry!of!Environment!and!Forest!

Regional!Environmental!Units!&!Agencies!

!

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Climate  Science  Centre  (CSC)  College  of  Natural  Sciences  Addis  Ababa  University  Arat  Kilo  Campus,  Addis  Ababa  Ethiopia    

37  

Table&2:&Environmental&proclamations&and&regulations&in&Ethiopia!!!Proclamation/Regulation/Directives&&

Enforcement&Authority&

No.!674/2010!–!Pesticide!registration!&!control!proclamation!

Ministry!of!Agriculture!!

No.655/2009!C!Proclamation!on!Biosafety! Ministry!of!Environment!and!Forest!Regional!Environmental!Units!&!Agencies!

Ethiopian!Labour!Proclamation!No.!377/2003!

Ministry!of!Labour!and!Social!Affairs!!

No.!192/2000!C!Proclamation!to!ratify!the!Basel!convention!

(Re.!Control!of!transCboundary!movements!of!hazardous!wastes!and!their!disposal)!

Ministry!of!Environment!and!Forest!Regional!Environmental!Units!&!Agencies!Federal!or!Regional!Administration!or!City!!Administration!

No.!279/2002!–!Proclamation!to!ratify!the!Stockholm!convention!

!(Re.!Persistent!Organic!Pollutants!POPs)!

Ministry!of!Environment!and!Forest!Regional!Environmental!Units!&!Agencies!Federal!or!Regional!Administration!or!City!!Administration!

No.!278/2002!–!Proclamation!to!ratify!the!Rotterdam!convention!

(Re.!Prior!Informed!Consent!(PIC)!procedure!for!certain!hazardous!chemicals!and!pesticides!in!international!trade)!

!Ministry!of!Environment!and!Forest!Regional!Environmental!Units!&!Agencies!Federal!or!Regional!Administration!or!City!!Administration!

No.!656/2009!C!Proclamation!to!ratify!the!amendments!made!on!the!Montreal!Protocol!

(Re.!Substances!that!deplete!the!ozone!layer)!

The!National!Meteorological!Agency!

! !

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Report  for  Ministry  of  Environment  and  Forest  

Climate  Science  Centre  (CSC)  College  of  Natural  Sciences  Addis  Ababa  University  Arat  Kilo  Campus,  Addis  Ababa  Ethiopia    

38  

Table&3:&List&of&International&Multilateral&Agreements&and&Protocols&for&Environmental&Protection&and&Climate&Change&Ratified&by&the&Government&of&Ethiopia&&!

Multilateral)Environmental)Agreements)to)which)Ethiopia)is)a)party!

Adoption)(Date)of)International)Adoption))!

Entry))(Date)of)Enforcement)in)Ethiopia)!

Government)of)Ethiopia)(Ratification/accession/)))

acceptante)!

1! Convention&on&Biological&Diversity&(CBD)&

1922/!

May!22!

&

1993/!

December!29&Proc.!No.!98/1994!

1994/May!31&

2! Cartagena&Protocol&on&Biosafety&to&the&Convention&on&Biological&Diversity&

2000/!

January!

2003/!

September!

Proc.!No.!362/2003!

Ratified:!2003/Sept!22!

Party!Signing:!2000/May!24!

!

3! Convention&to&Combat&Desertification&

1994! 1996/!

December!26!

Proc.!No.!80/1997!

Ratified:!1997!

!

4! International&Treaty&on&Plant&Genetic&Resources&for&Food&and&Agriculture&

2001/!

November!03!

(UN!FAO)&

2004/!

June!

!

Proc.!No.!330/2003!Ratified!:!2003/April!29!

!

5! Vienna&Convention&for&the&Protection&of&the&Ozone&Layer&

March,!1985!

&! GoE!became!party!in!

1996/January!

!

6! Montreal&Protocol&on&Ozone&Depleting&Substances&&

Sept.!1987!

&1989/!

January!01!

GoE!became!party!in!

1996/January!

7! UN&Framework&Convention&on&Climate&Change&(UNFCCC)&&

1992!(Rio)& 1994/!

March!!

Ratified:!1994/May!31!

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Report  for  Ministry  of  Environment  and  Forest  

Climate  Science  Centre  (CSC)  College  of  Natural  Sciences  Addis  Ababa  University  Arat  Kilo  Campus,  Addis  Ababa  Ethiopia    

39  

!

8" Kyoto"Protocol"to"the"UNFCCC"

1997/%December%(Adoption:%1998/March;%%Opened%for%signature)%"

2005/%February%16%

Proc.%No.%439/2005%Ratified:%2005/%Proc.%No.%439/2005%February%21%

9" Stockholm%Convention%on%Persistent%Organic%Substances%

Signature"period:"2001/May"21"until"2002/""May"22)%

2004/"May"17"""

Proc."No."279/2002"Ratified:"2002/July"02"Party"Signing:"2002/17"May""""

10" Rotterdam%Convention%on%the%Prior%Informed%Consent%Procedure%for%Certain%Hazardous%Chemicals%and%Pesticides%in%International%Trade%%

1998/"Sept"10"%

" Proc.!No.!278/2002)!Ratified:!2002/July!02!!"

11" Basel%Convention%on%the%Transboundary%Movement%of%Hazardous%Wastes%and%their%Disposal%%

1989"Adopted"%

1992" Proc.!No.!192/2000!Ratified:!2000/February!!"

12" Basel%Ban%Amendment%

1995/"Sept"22%

" Ratified!on!3!July!2003!(Proclamation!No.!356/!2003)"

13" Protocol%on%Liability%and%Compensation%for%Damages%Resulting%from%Transboundary%Movements%of%Hazardous%Wastes%and%Their%Disposal%%

2000/"Dec"10%

" Proc.!No.!357/!2007!Ratified:!2003/July!03!"

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Report  for  Ministry  of  Environment  and  Forest  

Climate  Science  Centre  (CSC)  College  of  Natural  Sciences  Addis  Ababa  University  Arat  Kilo  Campus,  Addis  Ababa  Ethiopia    

40  

Table&3,&continuation&

14# Bamako#Convention# on#the# ban# of# the#Import# into#Africa# and# the#Control# of#Transboundary#Movement# and#Management#of#Hazardous#Wastes# with# in#Africa#Proclamation#

1991/$January$30##

1975/$July$01$

Proc.&No.&355/2003&Ratified:&1989/April&07&$

15# Convention$on$International$Trade$in$Endangered$Species$of$Wild$Fauna$and$Flora$

1973/#March#03#(signed)##$

1975/#July#01#

Ratified:&1989/April&07#

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                 Acknowledgements  ,,  

On  CSC’s  behalf  the  author  would  like  to  acknowledge  the  technical  guidance  and  policy  materials  shared  at  many  consultation-­‐meetings  provided  by  the  experts  in  the  field:      Dr.  Andreas  Stamm,  GIZ/NQI  Programme  Dr.  Christian  Jahn,  GIZ  Country  Office  Ethiopia  Director  Araya  Fisseha,  ENAO  Ato  Dereje  Agonafir,  Ministry  of  Environment  and  Forest  Director  Almaz  Kahsay,  Ethiopian  Standards  Agency  Ato  Legesse,  Ethiopian  Standards  Agency  Director  Yeshitale  Belihu,  ECAE  Mr.  Klaus  Ehret,  GIZ/NQI  Programme  Ato  Girma  Mamo,  GIZ/NQI  Programme  Ms.  Belaynish  Birru,  Ministry  of  Water,  Irrigation  and  Energy  Ato  Tadesse  Solomon,  DQS-­‐UL  Ethiopia  Ato  Alemayehu  Gebretedsedik,  DQS-­‐UL  Ethiopia  Mr.  Stephan  Willms,  GIZ/Renewable  Energy  Project    Invaluable  comments  and  suggestions  of  the  following  faculty  members  and  management  team  of  the  AAU  Climate  Science  Centre  in  finalizing  the  document:    Dean  Negussie  Retta,  AAU  College  of  Natural  Sciences  Professor  Zerihun  Woldu  Asst.  Professor  Abiy  Zegeye  Dr.  Zewdu  Eshetu  Professor  Brook  Lemma  Dr.  Tariq  Abebe    

Report  for  Ministry  of  Environment  and  Forest   41  


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