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Population and Deforestation: Field Research in Population and Deforestation: Field Research in Guatemala Guatemala University of Colorado Environmental Demography Short Course University of Colorado Environmental Demography Short Course July 18, 2008 July 18, 2008 David L. Carr David L. Carr Department of Geography Department of Geography University of California, Santa Barbara University of California, Santa Barbara
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Population and Deforestation: Field Research in Population and Deforestation: Field Research in GuatemalaGuatemala

University of Colorado Environmental Demography Short CourseUniversity of Colorado Environmental Demography Short Course

July 18, 2008July 18, 2008

David L. CarrDavid L. CarrDepartment of GeographyDepartment of GeographyUniversity of California, Santa Barbara University of California, Santa Barbara

Goals: If we are successful, you will:Goals: If we are successful, you will:

•• Become familiar with an example of population Become familiar with an example of population and deforestation in Central America.and deforestation in Central America.

•• Become more mindful about how knowledge is Become more mindful about how knowledge is produced.produced.

•• Consider the importance of the researcherConsider the importance of the researcher’’s s relationship with informants for:relationship with informants for:–– Successfully acquiring dataSuccessfully acquiring data–– Enhancing data qualityEnhancing data quality–– Appropriately representing your country, university, Appropriately representing your country, university,

discipline, herself, and research subjectsdiscipline, herself, and research subjects–– Respecting informantsRespecting informants–– Ensuring safetyEnsuring safety

OutlineOutlineA. Issues of migration and deforestation in Latin AmericaA. Issues of migration and deforestation in Latin America

–– Background to the problem Background to the problem –– A case study: Colonization and deforestation in the Sierra de A case study: Colonization and deforestation in the Sierra de

LacandLacandóónn National Park, Guatemala.National Park, Guatemala.

B. Linking research questions to field methods: B. Linking research questions to field methods: Methodological considerations in the production of Methodological considerations in the production of knowledgeknowledge-- Understanding the relative strengths of qualitative and Understanding the relative strengths of qualitative and

quantitative research.quantitative research.-- The importance of the relationship between the researcher and The importance of the relationship between the researcher and

informants when conducting field work.informants when conducting field work.-- The importance of the researcher/informant relationship: data The importance of the researcher/informant relationship: data

collection, data quality, integrity, respect, and safety.collection, data quality, integrity, respect, and safety.

OneOne--fifth of the worldfifth of the world’’s original forest cover remains as large intact tractss original forest cover remains as large intact tracts——shown here in green. shown here in green.

A. Issues of migration and deforestation in Latin A. Issues of migration and deforestation in Latin America: America: Background to the problemBackground to the problem

In recent years, virtually all deforestation has In recent years, virtually all deforestation has occurred in the tropics. occurred in the tropics.

Rapid forest clearing in the tropics is Rapid forest clearing in the tropics is implicated in several trends:implicated in several trends:•• Reduction of biodiversity (increasingly in Reduction of biodiversity (increasingly in

protected areas)protected areas)•• Climate changeClimate change•• Food production challengesFood production challenges•• Exacerbation of rural povertyExacerbation of rural poverty

cropscropsforestforest

FARMFARM UNOCCUPIED UNOCCUPIED FORESTFOREST

SURROUNDING FARMSSURROUNDING FARMS

Why Study Migration and Deforestation Together?Why Study Migration and Deforestation Together?•• Migration is an immediate prerequisite to tropical deforestatiMigration is an immediate prerequisite to tropical deforestationon

•• Why people migrated to the frontier is as essential to understWhy people migrated to the frontier is as essential to understanding anding deforestation as what they are doing once they are there deforestation as what they are doing once they are there

•• Internal vs. external forest frontiersInternal vs. external forest frontiers

Research Question 1Research Question 1What factors predict the proximate cause of What factors predict the proximate cause of deforestation in the SLNP?deforestation in the SLNP? (What factors are (What factors are associated with farmer land use?) associated with farmer land use?)

Research Question 2Research Question 2What factors help explain the primary underlying What factors help explain the primary underlying cause of deforestation in the SLNP?cause of deforestation in the SLNP? (What factors (What factors are related to ruralare related to rural--frontier migration?)frontier migration?)

Research Question 1Research Question 1What are the Proximate Determinants What are the Proximate Determinants

of Forest Clearing in the Sierra de of Forest Clearing in the Sierra de LacandLacandóónn National Park?National Park?

0 200 Miles

N

EW

SSierra de Lacandón

National Park

Maya Biosphere Reserve

Guatemala

Petén

The SLNP boasts the richest biodiversity in the Maya The SLNP boasts the richest biodiversity in the Maya Biosphere Reserve.Biosphere Reserve.

The The NaranjoNaranjo Road in 1987Road in 1987

The SLNP suffers some of the highest rates of population The SLNP suffers some of the highest rates of population growth and agricultural expansion in the MBRgrowth and agricultural expansion in the MBR

0 20 Miles

N

EW

S

RoadsForestForest Cleared < 1990Forest Cleared > 1990Water

U. Maine Spatial Analysis Lab

200520072007

Deforestation: 2005Deforestation: 2005--20072007

Roads enabled colonization, but land use is determined at the Roads enabled colonization, but land use is determined at the household and local levels.household and local levels.

20022002

19991999

a. a. InterviewsInterviews with with community leaders community leaders in 28 communities in 28 communities responsible for responsible for LUCC in the SLNP.LUCC in the SLNP.

b. b. SurveysSurveys with 279 with 279 men and 220 men and 220 women from 9 women from 9 communities.communities.

Question 1: Research MethodsQuestion 1: Research Methods

Macro-Scale demographic, political-economic, social, and ecological dynamics

Urban or International Destinations

Rural Destination

Agricultural Extensification

Agricultural Intensification

Return to Top of Chart

MigrationFertility regulation

Off-farm Labor

Household Responses

Local Variation

Land Management

Land Use in the SLNP

Other response??

The Research Team

Población y Uso de la Tierra en el Parque Nacional de LacandónCuestionario de hogar - Para Jefes de Hogar

Nombre:

Comunidad:

Encuestador:

Seccion I: La familia y la casaQué edad tienen? Ud._______ Su esposa (o pareja)__________

En que año se casaron (se unieron)?______

Ha vivido casado o unido con otra mujer antes?01 - SI 02 - NO [salte a la siguiente pregunta]

Cúantos hijos tuvo Ud. antes de vivir con su actual mujer?______

Cúantas personas viven en la casa actualmente? [indique hombre “H” o mujer “M”]edad hijos/as Hijos que están

estudiandohermanos/as padres tios/as Suegros/as cuñados/as otros,

especifique0-56-1212-1818-4950 o más

A qué trabajo le dedica más tiempo?01 - agricultor 02 - extractor de recursos boscosos 03 - negociante 04 - otro, explique

Quién maneja los ingresos de la familia? 01 - el hombre 02 - la mujer 03 - los dos

Su religión es: 01 - Católica 02 - Evangélica 03 - Ninguna 04 - Otra, especifique

Cuando era niño, su mamá le hablaba en qué idioma?01 Español 02 Q’eqchi 03 Otro, especifique__________

Y ahora, Ud. habla qué idioma en casa?01 Español 02 Q’eqchi 03 Otro, especifique__________

P o b la c ió n y U s o d e la T ie r r a e n e l P a r q u e N a c io n a l d e L a c a n d ó nC u e s t io n a r io d e h o g a r - P a r a J e f e s d e H o g a r (Q ’e q c h í)

L a K ’a b ’á :

K ’a le b ’a a l;

L a a K ’a b ’á L a a t la j I s ih o m E s i l :

J u n R a q a l: L i J u n k a b ’a l u t l i o c h o c h .J a ru b ’c h ih a b ’ w a n k a a w e ? L a S u n a a t in ja ru b ’ a h ih a b ’ w a n k re

L i c h ih a b ’ x e x S u m la w i’ M a ra j l i x e la q ’w i’ e r ib ’ )? _ _ _ _ _0 1 – H e ’ H e ’ 0 2 – In k a ’

` ja ru b i la K o k ’ a l la a t n a q m a j i ’ n a k a t w a n r ik ’ in l i t z ’a q a l? _ _ _ _ _ _

A n i n a c h ’e o k re l ix tu m in a l l i ju n k a b ’a l? 0 1 – l i w in q 0 2 – l i Ix q 0 3 – S a ’w iib ’a l .

L a P a a b ’ a a l : 0 1 - K a to o lk 0 2 - W a n je e l 0 3 - M a n ju n 0 4 - ju n a , c h ik

N a q to j k a c ’ in o t c h a q K ’a c h i a a t ’ b ’a a l n a k a t’ ra a t in a lu i?0 1 K a x la n c h i ’ 0 2 Q ’e q c h i 0 3 O tro ,

e s p e c if iq u e _ _ _ _ _ _ _ _ _ _

u t n a jw a k ?0 1 la a ’a t K ’a ru 0 2 la w a a t in a ’b ’a a l 0 3 n a k a t a a t in a k S á l a

w o c h o c h _ _ _ _ _ _ _ _ _ _

M a x a t h u la k ? S á R o c h ó c h i l l i tz o lo k

T o j K ’a c h i R a q a l i l x a tz o lo k ? _ _ _ _ _ _ _ _ _ _ _

M a n a k a t y a a b ’a s in k ru h u u t M a n a k a t T z ’ i ib ’a k ? 0 1 – H e ’ H e ’ 0 2 –In k a ’

M a ta w a j n a q e b ’ la K o k ’a l te ’ tz o lo q ? 0 1 – H e ’ H e ’ 0 2 – In k a ’

[ W i’ t s u m e h e h e ’ “ | to j k ’a c h i R a q a l i l? a ) to j b ’a r t ru u q b ’

b a r n u c h a l la s i ’ ? 0 1 s a ’ l i k io c h e S a ’ l in K ’a n je la b ’a a l 0 2 s á l in p a rs e e l 0 3 s á l ina lk ’a l R e l iw o c h o c h ’ 0 4 S á K ’ ic h e ? )

1998 Average Land Use in Hectares. Farm Size = 34.38 hectares

19.2

7.1

4.9

0.41.31.00.5

forestfallowcornfrijolpastureotherabandoned

Simplified MultiSimplified Multi--level Equationlevel Equation

yij ij j ija X u e= + + +β

Household level random effect

Community level random effect

1. Demographics factorsHousehold size + 0.32. Political-economic factorsNo land title ? -7.4Cooperative - -11.33. Socioeconomic FactorsHousehold socio-economic characteristicsMaya vs. Ladino ? 3.4Educational level of HH Head - 0.1Off-farm labor - -3.0Farm and Farming CharacteristicsSize of total holdings + 0.3Distance to road - -0.5Duration on the Farm + 0.2Additional agricultural fields + 4.5Velvet Bean and/or herbicides - 1.43. Ecological FactorsFertile Soil ? 1.24. Community-Level FactorsCommunity Population + 2.9P values: < or = .01 < or = .10

Two-Level Multivariate Regression

Estimated

Predictors Cleared Land

Expected

Ecological FactorsEcological Factors

• Forest abundance = Expansive swidden and avoidance of farming steep slopes

Demographic FactorsDemographic Factors

• 10% Annual Growth mid 1990s

Larger Communities Larger Communities More More Forest Cleared.Forest Cleared.

• 8 Births per Woman

Larger Households Larger Households More More Forest Cleared.Forest Cleared.

PoliticalPolitical--economic Factorseconomic Factors

Peten’s Capital, Flores: Home of 30+ NGOs

Squatter Settlement in the SLNP

Land Title Land Title

More Forest Cleared.More Forest Cleared.

SocioSocio--economic Factorseconomic Factors

•25% Maya

Maya Farmers Maya Farmers More More Forest Cleared. ButForest Cleared. But……

Gender DifferencesGender Differences

Poor farmers Poor farmers

Less Forest Cleared.Less Forest Cleared.

•Extreme Poverty

•• Most skewed land distribution Most skewed land distribution in Latin Americain Latin America

•• Demographic PressuresDemographic Pressures

•• Civil WarCivil War

Research Question 2Research Question 2Where did the SLNP colonists come from and why from there?Where did the SLNP colonists come from and why from there?

Macro-Scale demographic, political-economic, social, and ecological dynamics

Urban or International Destinations

Rural Destination

Agricultural Extensification

Agricultural Intensification

Return to Top of Chart

MigrationFertility regulation

Off-farm Labor

Household Responses

Local Variation

Land Management

Research Question 2: Migration to the SLNP

Other response??

DepartamentosDepartamentos of Guatemala and Migration Origin of Guatemala and Migration Origin MunicipiosMunicipios

Morales

Fray Bartolomé de las Casas

Nueva Concepción

Original map source: http://www.inguat.net/redtp/map/indexe.html

Jutiapa

Gualan

Los Amates

San Luis

Dolores

Sierra de LacandónNational Park

Cobán

Mazatenango

RetalhuleuEl Asintal

Santa Cruz Mulúa

San Martín Zapotitlán

Iztapa

San Miguel DuenasMunicipios in red are the three case studies explained in greater detail.

Origin Areas Migration DataOrigin Areas Migration DataPercent of adults permanently out-migrating from 1989 to 1999 Approximate %

Men 10%

Women 10%

Principal Destinations Primary employment

Guatemala City Factory or service worker 35%

Peten Acquire land for farming 35%

USA Factory, service, or agricultural worker 10%

Other Plantation laborer 10%

Principal pushes/pulls

Work 35%

Land 30%

Improve living standard/education 20%

Natural disasters/Env. Degradation 10%

Why did people migrate to the SLNP?Why did people migrate to the SLNP?

Ecological Factors

Socio-economic Factors

Demographic Factors

Political-economic Factors

Three Three MunicipiosMunicipios of Guatemala and Migration Origin of Guatemala and Migration Origin MunicipiosMunicipios

Fray Bartolomé de las Casas

Nueva Concepción

Original map source: http://www.inguat.net/redtp/map/indexe.html

Sierra de LacandónNational Park

Morales

Three reasons why Three reasons why place matters:place matters:

VerapacesVerapaces: : Fray Fray BartolomBartoloméé de de laslas CasasCasas

Pacific Coast: Nueva Concepción

Southeastern Coastal Plains: MoralesSoutheastern Coastal Plains: Morales

Research Summary •• Demographic and Land Use literatures neglect rural Demographic and Land Use literatures neglect rural

migration and therefore how migration and therefore how a process in one place and time affects a process in one place and time affects another process in another place and timeanother process in another place and time

•• MultiphasicMultiphasic ApproachApproach: Households migrate : Households migrate andand clear forest. clear forest. Neither are ultimate outcomes; household agency can be Neither are ultimate outcomes; household agency can be simultaneous and sequentialsimultaneous and sequential

•• SpaceSpace Matters: Land = #1 Migration incentive and #1 Predictor of Matters: Land = #1 Migration incentive and #1 Predictor of deforesationdeforesation. The values change but the variables remain the same. The values change but the variables remain the same

•• PlacePlace Matters: Fray, Morales, Matters: Fray, Morales, NuevaNueva ConcepcionConcepcion

•• Future research: Examine Future research: Examine proximate proximate and and underlying underlying drivers of drivers of Population and LUCC; space, place and time are heuristics to Population and LUCC; space, place and time are heuristics to distinguish recurrent patterns from placedistinguish recurrent patterns from place--based exceptions.based exceptions.

B. Linking research questions to field B. Linking research questions to field methods: Methodological considerations in methods: Methodological considerations in

the production of knowledgethe production of knowledge

B. Linking research questions to field B. Linking research questions to field methods: Methodological considerations in methods: Methodological considerations in

the production of knowledge the production of knowledge

Quantitative methods:• What is a survey and why use one?• Advantages and disadvantages

Qualitative methods:• Why use semi-structured interviews?• Advantages and disadvantages• Other qualitative methods

Mixed Methods

The Purpose of Sampling in The Purpose of Sampling in Quantitative SurveysQuantitative Surveys

Probabilitysampling

Study Population

II

Sample:Collection of Values(with measurement

error and/ornonresponse effects)

The Purpose of Sampling in The Purpose of Sampling in Qualitative InterviewsQualitative Interviews

Study Population

II

Sample:semi-structured

to understandprocesses and relationships

Selected informants

Survey and Interview Design

How will you design your research instruments to How will you design your research instruments to maximize data quality?maximize data quality?

•• ValidityValidity•• Time and financial constraintsTime and financial constraints•• What else must be considered? What else must be considered?

TRUST IMPORTANTTRUST IMPORTANT!!

C. The importance of the relationship between the C. The importance of the relationship between the researcher and informants when conducting field workresearcher and informants when conducting field work

If you were doing field work in Latin America, what ways might yIf you were doing field work in Latin America, what ways might you establish ou establish trust with informants ? trust with informants ?

Goal: Goal: Maximize the quality of your data collection and data quality, rMaximize the quality of your data collection and data quality, represent epresent yourself with integrity (you are representing more than just youyourself with integrity (you are representing more than just yourself), treat rself), treat informants with respect, and ensure your safety.informants with respect, and ensure your safety.

might

NuevaNueva JerusalenJerusalen II: Failure and successII: Failure and success

How might your experience be different talking to the heads of these two households?

Would you speak the same to the women on the left Would you speak the same to the women on the left as to the woman on the right?as to the woman on the right?

What different insights might these two men offer?

Conclusion•• An example of population and deforestation in An example of population and deforestation in

Central America: the Sierra de Central America: the Sierra de LacandonLacandon National National Park, GuatemalaPark, Guatemala

•• Linking research questions to field work.Linking research questions to field work.•• The importance of the relationship between the The importance of the relationship between the

researcher and informants for:researcher and informants for:–– Successfully acquiring your dataSuccessfully acquiring your data–– Enhancing your data qualityEnhancing your data quality–– Appropriately representing your country, your Appropriately representing your country, your

university, your discipline, yourself, and your research university, your discipline, yourself, and your research subjectssubjects

–– Respecting your informantsRespecting your informants–– Ensuring your safetyEnsuring your safety


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