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    Full Terms & Conditions of access and use can be found athttp://www.tandfonline.com/action/journalInformation?journalCode=fmcs20

    Download by: [Universidad de los Andes] Date: 16 April 2016, At: 11:41

    Medicine, Conflict and Survival

    ISSN: 1362-3699 (Print) 1743-9396 (Online) Journal homepage: http://www.tandfonline.com/loi/fmcs20

    Population crises and population cycles

    Claire Russell & W M S Russell

    To cite this article: Claire Russell & W M S Russell (2000) Population crises and populationcycles, Medicine, Conflict and Survival, 16:4, 383-410, DOI: 10.1080/13623690008409538

    To link to this article: http://dx.doi.org/10.1080/13623690008409538

    Published online: 22 Oct 2007.

    Submit your article to this journal

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    Population Crises and Population Cycles

    CLA IRE RU SSELL and W M S RU SSELL

    Dep artment of Sociology, Un iversity of Reading , Reading RG6 2AA

    To prevent a population irretrievably depleting its resources, mammals have

    evolved a behavioural and physiological response to population crisis. When a

    mammalian population becomes dangerously dense, there is a reversal of behaviour.

    Co-operat ion and parental behaviour are replaced by competi t ion, dominance and

    aggressive violence, leading to high mortality, especially of females and young, and

    a reduced population. The stress of overpopulation and the resulting violence

    impairs both the immune and the reproductive systems. Hence epidemics complete

    the crash of the population, and reproduction is slowed for three or four

    generations, giving the resources ample time to recover. In some mammal species,

    crisis and crisis response recur regularly, leading to cycles of population growth and

    relapse, oscillating about a fixed mean.

    Population crisis response and population cycles have been equally prominent

    in the history of human societies. But in man successive advances in food

    production have made possible growing populations, though with every such

    advance population soon outgrew resources again. Hence human cycles have been

    superimposed on a rising curve, producing a saw-tooth graph. Because advances in

    food production amounted to sudden disturbances in the relations between human

    populations and their environments, the crisis response in man has failed to avert

    famine and resource damage. In the large human societies evolved since the coming

    of settled agriculture and cities, the basic effects of violence, epidemics, famine and

    resource damage have been mediated by such specifically human disasters as

    inflation, unemployment, and political tyranny.

    An account of past crises, periods of relative relief from population pressure,

    and resulting cycles, is given for a number of regions: China, North Africa and

    Western Asia, the northern Mediterranean, and north-western Europe. The paper

    ends with an account of the present world-wide population crisis, and the solution

    made possible by Malthus's discovery that, unlike animals, we can choose to check

    population growth by reducing the birth-rate, instead of raising the death-rate, as in

    other mammals, by the population crisis response.

    KEYWORDS En vir on m en tal dam age Ep idem ics Fam ine

    Inflation M althu s Pop ulation crisis

    Po pula tion cycle Relief Renaissance

    Social inequality Un em ploym ent Violence

    * This paper is condensed from the book of the same title, published by the Galton Institute,

    Londo n, 19 99, price £5 .00 , ISBN 09 50 40 66 51 . The book contains much mo re factual detail ,

    and an extensive classified bibliography of sources, including those referred to in the paper.

    MEDICINE, CONFLICT AND SURVIVAL, VOL. 16, 383-410 (2000)

    PUBLISHED BY FRANK CASS, LO N D ON

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    384 C. RUSSELL AND W .M .S . RUSSELL

    Crises and Cycles in Animals and Man

    Among lower animals, high fertility and competition prevail. Three great

    trends of evolutionary progress have been:

    1.  reduction in fertility

    2.  developm ent and extension of parental behaviour, and

    3.  sociability towards and adoption of individuals not closely genetically

    related.

    These trends have culminated in cultural evolution in the co-operative

    societies of higher primates and Cetacea (whales and dolphins), and

    ultimately in the achievements of m an. Despite their relatively low fertility,

    mammalian populations are still liable to outgrow their environmental

    resources (animal prey or plant food populations), and are in danger of

    irretrievably depleting them. To avert this, there has evolved a behavioural

    and physiological response to population crisis. When a mammalian

    population becomes dangerously dense, but before it can deplete its

    resources, the stimulus of overcrowding leads to a complete reversal or

    regression of behaviour. Co-operation and parental behaviour are replaced

    by competition, dominance and aggressive violence. The effect of crowding

    on aggression in wild rabbits, for instance, is shown in Table 1.

    TABLE 1

    AGGRESSION IN WILD RABBITS

    Size of Enclosure (square yards) Num ber of Agg ressive Acts per Hour

    in Groups of 6 Wild Rabbits each

    450 2.6

    225 4.2

    123 8.8

    Source:

     Ref. 1

    Females and young, demographically most important, are most likely to

    be killed, and thus the population is reduced. In the elaborate societies of

    higher primates, the effects may be quite complex, involving the

    replacement of friendly leaders by aggressive bullies, lethal mob attacks on

    persecuted individuals, and war between bands. But the end result is the

    same - mortality of females and young, and a reduced population. The

    stress of crowding and of the resulting violence impairs both the immune

    and the reproductive systems. Hence epidemics complete the crash of the

    population, and reproduction is slowed for three or four generations,

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    PO PU L A TIO N CRISES AND PO PU L A TIO N CYCLES 385

    giving the resources ample time to recover. In some mammal species, crisis

    and crisis response recur in a regular fashion, leading to cycles of

    population growth and collapse, oscillating about a fixed mean, as shown

    for the snowshoe hare in Figure 1.

    FIGURE 1

    POPULATION CYCLES OF THE SNOWSHOE HARE, BASED ON PELTS

    RECEIVED BY THE HUD SON BAY COMPANY

    c

    t

     

    J 2

    M

    Q.

    160 000 j

    140 000

    120 000-

    100 000-

    8 0 0 0 0

     

    6 0 0 0 0  •

    40 000 •

    2 0 0 0 0

     •

    1850 1860 1870 1880 1890 1900 1910 1920 1930

    Date

     ource

    Ref. 2

    Population crisis response and population cycles have been equally

    prominent in the history of human societies, but with certain differences

    related to the unique character of our species. In humankind, thanks to our

    advancing technology, successive advances in food production have made

    possible growing populations, though with every such advance population

    soon outgrew the current level of resources. Hence human population

    cycles have generally been superimposed on a rising curve, producing a

    saw-tooth graph. Since the cycles in different societies have not been in

    phase until recently, the graph for a very large region may look smooth, but

    in small regions such as Spain, or large homogenous regions such as China,

    the saw-tooth effect is clear, as shown in Figure 2.

    Because advances in food production amounted to sudden disturbances

    in the relations between human populations and their environments, the

    crisis responses in humankind have not been able to achieve their

    evolutionary function in time, and hence each full-scale crash, when it

    came, has generally involved famine, and often resource damage, as well as

    massive violence and very high death-rates from disease, in just the manner

    described in the classical works of Robert Malthus (1766-1834).

    Finally, since the coming of settled agriculture and cities, human

    societies have obviously been far larger and more complex than those of

    any mammal, and the characteristics of crisis periods, and of the

    intervening relief periods when population crash brought the population

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    386 C. RUSSELL  AND W .M .S. RUSSELL

    FIGURE 2

    POPULATION CYCLES

      OF

      CHINA

      AND

     SPAIN

    m

     

    n

    m

    o

     

    0

    a

    800

    700

    600

    500

    400-

    300

    200

    100'

    0

    ^— -

    400BC

    CHINA

     

    AD1000

      1500

    Year

    /

    r

    l

     

    n

    m

    o

    o

    1

    o.

    o

    D.

    2000

    3b -

    3 0 -

    25

    20

    15

    10-

    5 -

    SPAIN

     

    ~^—

    y

    400BC AD1000

      1500

    Year

    I

    /

    2000

    Source: Ref. 3

    down

     to a

     better balance with curren t resources, have been correspondingly

    complex, and can be described u nde r various heading s.

    The economic effects

      of

     pop ulation crises have included

     a

     rise

     in

     prices,

    a fall  in  real wages,  and  massive un em ploy m ent, often  met by  massive

    building projects, which further drained

      the

      society's resources. Relief

    periods have been marked  by  lower prices, higher real wages, and  better

    levels of  employment ;  the  relation  of po pula t ion  to  prices and  real wages

    over five centuries

     of

     history

     in

     England

     and

     W ales

     is

     shown

     in

     Figure

     3.

    The social effects

      of

     po pu latio n crisis have included s harp er differences

    between classes  and  greater difficulty  in  moving between them, w hereas

    relief periods have seen greater equality

      and

      social mobility. Politically,

    crisis periods have been marked  by tyranny and  oppression, relief periods

    by intelligent leadership  and greater freedo m , especially in  Europe, where

    the ground level of pop ulation density was (until recently) mu ch low er th an

    in other civilisations.

    All these complex effects have  of  course promoted  the  original

    behavioural crisis response

      of

      competi t ion, domination

      and

      violence,

    especially against women  and  children. Famine  and  ma lnutrition have

    combined with stress

      to

      prod uce eno rmo us death-rates from epidemics,

    completing

     the

     crash

     of the

     popula t ion,

     so

     tha t longevity declined markedly

    during crisis

      and

      recovered during relief p eriods . Table

      2

      shows

      the

    changing life expectancy  of  males before, during and after  the  fourteenth-

    century population crisis  in  England.  In  climatically vulnerable regions,

    there

     has

     also been lasting resou rce dam age d urin g crises,

     and in the

     present

    world-wide crisis this too is becoming world-wide.

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    POPULATION CRISES AND POPULATION CYCLES

    387

    FIGURE 3

    PRICES, REAL WAGES AND POPULATION, ENGLAND AND WALES, 1350-1850

    14

     P opula t ion of

    England and Wales

    (millions)

    Price Index

    1200

    1000

      4

      1 1 1 1 1 1 1 1 1 h

    1350

      145 0 1 5 5 0 165 0 175 0 185 0

    T

    1 4 0

    ••Population of England and

    Wales (millions)

    Real Wage Index

      \

    H 1 1 1 1 1 1 -

    1350 1450 1550 1650 1750 1850

    Source:

      Ref. 4

    TABLE 2

    EXPECTATION OF LIFE IN MEDIEVAL ENGLAND

    Dates (AD) Expectation of life at birth for males in years

    Before 1276

    1276 to 1300

    1301 to 1325

    1326 to 1345

    1346 to 1375

    1376 to 1400

    1401 to 1425

    1426 to 1450

    35.3

    31.3

    29.8

    30.2

    17.3

    20.5

    23.8

    32.8

    Source: Ref. 5.

    The Crises and Cycles of China

    The civilization of China has always depended on irrigation and flood

    control. In the first millennium BC it was composed of many little states,

    each busy completing the water control system within i ts own borders, and

    disputing with other states using the same rivers. The wars between the

    states ended in unification of the Yellow river and the lower Yangtze areas

    by the state of Ch'in on the upper Yellow river, forming what has been

    called a water-shed empire. Like similar empires elsewhere (the Assyrians,

    the Inca), the Ch'in Empire was an horrific military tyranny. When the

    wars ,

      with their huge death-rates, were over, the first emperor used his

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    388 C . R U S S E L L A N D W . M . S . R U S S E L L

    TABLE 3

    THE POPULATION CYCLES OF CHINA

    Dates

    Period

    Food Production

    W ater Control Population

    Works* (millions)

    BC

    481-206

    Crisis 1:

    Warring states, Ch'in,

    civil war

    NW Loess area

    developed

    1.6

    BC-AD

    206-221

    AD

    221-618

    618-755

    75 4

    618-907

    755-960

    8 3 9

    907-960

    960-1280

    1 1 0 0

    1280-1368

    1 2 9 0

    1368-1644

    1 3 9 3

    1 6 0 0

    1644-1683

    1 6 6 1

    1644-1912

    1 7 0 0

    1 7 7 9

    1 7 9 4

    1 8 5 0

    1850-1880

    1 8 7 2

    1 9 0 0

    1912-1949

    1 9 3 1

    1950-1953

    2 Han dynasties

    Crisis 2:

    3 kingdom s, Tsin, S

    & N dynasties, Sui

    Height of T'ang

    Crisis 3: Civil war,

    later

     T'ang,

     5

    dynasties

    Sung

    Crisis 4: Yuan

    (Mongol)

    Ming

    Crisis 5: Fall of Ming,

    Manchu conquest

    Ch'ing (Manchu)

    Crisis 6: Taiping,

    Nien, Moslem revolts

    Crisis 7: Warlords,

    civil war, Japanese

    invasion

    People's Republic

    NE Lower Yellow

    River developed

    SE Lower Yangtze

    developed: Grand

    Canal

    Early-growing rice

    Potatoes, sweet

    potatoes, ground-

    nuts,

     maize

    6.6

    7.6

    43.9

    12.3

    174.4

    175.6

    411.2

    603.4

    50

    30

    100

    60

    65

    150

    100

    150

    27 5

    313

    430

    330

    430

    450

    580

    *Number of engineering works of water control per 50-year period

    Source: Ref. 6.

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    POP UL ATIO N CRISES AND POP ULA TION CYCLES 389

    enormous army to build the Great Wall, a Stone Curtain designed to keep

    his subjects from straying out of his reach into the Central Asian steppe,

    where climate and terrain favoured the development of a nomad herding

    culture. In 202 BC the first over-population crisis was over, and the Ch'in

    were replaced by the first great Chinese dynasty, the Han, ruling through a

    relatively humane and flexible bureaucracy, selected by public

    examinations. This system survived through all the Chinese Imperial

    dynasties.

    As Chinese h istorians have observed, each major dynasty rose and fell in

    a cycle of reduced population pressure, population growth, over-

    population, and population crisis. The great productiveness of Chinese

    irrigation agriculture permitted a high population density, even in periods

    of relative relief from over-population, so the accumulated effects of the

    crisis periods outweighed the constructive effects of the relief periods, and

    by the time of the later Ming, Chinese civilisation was in decline. The

    population cycles of China since the Ch'in are shown in Table 3.

    In every population crisis, China fell apart into its component regions,

    and even smaller fractions, ruled by numerous lesser dynasties not shown

    in Table 3. Besides famines, epidemics and appalling civil wars, China

    suffered during the population crises from incursions of nomad chieftains

    from across the Central Asian borders, who often founded later Chinese

    dynasties, notably the Yuan (Mongol) and Ch'ing (Manchu). In the

    dreadful crisis of the twentieth century, China suffered instead from her

    own brutal war-lords, European exploitation and Japanese conquest. In

    1949,  the People's Republic brought peace to China, but the new

    government delayed introducing birth control, and another crisis ensued,

    the 'Cultural Revolution', which nearly destroyed Chinese civilisation and

    caused massive environmental damage. It remains to be seen whether

    China's new birth control policy will reduce the population in time to avert

    another crisis, and bring to an end the 'cycles of Cathay'.

    North

     Africa and Western Asia

    The dry belt of North Africa and western Asia extends from Morocco to

    Central Asia. Throughout its extent rainfall is irregular and often scanty.

    There are large areas, notably in flood plains, where the soil can be

    enormously fertile, and support a very dense population, provided it is

    suitably irrigated and drained. But these settled enclaves are everywhere

    bordered by seasonal grasslands merging into arid desert. Instead of a

    homogeneous land-mass with grasslands on one border, as in China, the

    belt is a mosaic of juxtaposed areas of settlement and more or less nomadic

    herding peoples. Hence it was only once, and briefly, politically unified, by

    the Arabs in the early eighth century AD.

    There is abundant evidence of recurrent population crises in the belt,

    with inflation, famine, violence and epidemics. In Babylonia, in the mid-

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    390

    C. RUSSELL AND W.M.S. RUSSELL

    second millennium BC, the price of barley tripled and the economy

    relapsed into barter. Towards the end of the Egyptian Old Kingdom, the

    skeletal figures of starving peasants appear on a temple  bas-relief.  During

    the ensuing population crisis, an Egyptian writer reported: 'All is ruin.

    Blood is everywhere . . . ' In AD 1060, up to 10,000 people a day were dying

    of plague in Cairo.

    The resulting massive fluctuations of population are attested by tax

    records and by changing density of settlement. Under the Sassanian kings

    of Persia (AD 226-637), the tax receipts of Khuzestan reached a figure

    twelve times as high as under the Achaemenid dynasty (539-331 BC). By

    the tenth century AD, the receipts had fallen to 40% of the Sassanian

    figure, and by the fourteenth century to 6%. In the Diyala Basin, the

    number of settlements fell by more than 80% between the eighteenth and

    thirteenth centuries BC. The population cycles in these two regions are

    shown in Table 4 and the cycles for Ancient Egypt in Table 5. In Egypt, the

    Old, Middle and New Kingdoms, and the Saite Dynasty, were periods of

    relative relief from population pressure, with prosperity and cultural

    flowering. In 332 Alexander the Great conquered Egypt after which there

    was a relief period under the Macedonian Ptolemy Dynasty, but no more

    native kings.

    TABLE 4

    RELATIVE DENSITY OF SETTLEMENT IN TWO WESTERN ASIAN REGIONS

    Region

    Location

    Rough Dates

    BC 3000-2300

    2300-1800

    1800-1700

    1700-700

    700-100

    100-AD 300

    AD 300-650

    650-750

    750-1000

    1000-Present

    Diyala Basin

    Central Iraq, east of

    Baghdad

    Settlement Density

    Moderate

    Low

    Moderate

    Low

    Low

    Moderate

    High

    Moderate

    High

    L o w

    Khuzestan (ancient

    Elam)

    South Western Iran

    Moderate

    Moderate

    Moderate

    Moderate

    Low

    Moderate

    High

    Moderate

    Moderate

    Low

    Source:

     Refs. 7, 8.

    Because of their climatic and geographical vulnerability, recurrent

    population crises in the settled regions of the belt caused increasing

    devastation of the environment. This has been superbly well documented

    for the Levant (modern Syria, Lebanon, Israel and Jordan).

    9

      The region

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    POPU LATION CRISES AND POPU LATION CYCLES 391

    TABLE 5

    THE POPULATION CRISES OFANCIENT EGYPT

    Dates BC

    2700-2200

    2200-2050

    2050-1700

    1700-1550

    1550-1050

    1050-664

    664-525

    525-332

    Periods

    Old Kingdom

    Population Crisis

    Middle Kingdom

    Population Crisis

    New Kingdom

    Population Crisis

    Saite Dynasty

    Population Crisis

    Foreign Invaders

    Hyksos

    Libyans, Ethiopians, Assyrians

    Persians

    Note:

     during the third and second millennia BC, absolute dates are in dispute (ours are rounded), but

    there is no dispute about the sequence of events.

    attained a peak of prosperity in Roman times but was totally ruined by a

    succession of medieval population crises. Much of the region was still

    covered with forests in the Roman period; less than 1% of the Levant is

    woodland today. Since Roman times enough soil to make nearly 4000

    square kilometres of good farmland has been eroded from the western

    slopes of the Judean hills. In the plain of Northern Syria around Qal'at

    Sim'an, by the mid-twentieth century AD, the ruins of 42 ancient towns lay

    scattered among the 14 villages still occupied, in a desert littered with

    ruined oil and wine-presses.

    By the twentieth century, with much reduced populations, attempts

    were being made to restore ruined land and reconstruct the sophisticated

    water control technology of ancient and medieval times. But population

    growth was soon outstripping the resulting increase in resources. Only

    immediate massive programmes of voluntary birth control can possibly

    avert further disasters in the great dry belt where civilization first began,

    and where it reached glorious heights in earlier times.

    The Northern Mediterranean: Greece

    In China and the dry belt, the food surplus was ample for developing high

    civilization, but high population density and the demands of water control

    (hydraulic) engineering produced what has been called hydraulic societies -

    arbitrary autocracy, bureaucratic elite, and mass labour, with no one really

    free.

    10

     The peoples of the ancient northern Mediterranean lacked sufficient

    food surplus to build high civilization. They did so only by exploiting the

    surplus of the neighbouring dry belt, through piracy, trade and conquest.

    Table 6 shows how utterly the ancient civilizations of the northern

    Mediterranean depended on food imports from outside the region, chiefly

    from North Africa and Western Asia. The imports to Rome and

       D  o  w  n   l  o  a   d

      e   d   b  y   [   U  n   i  v  e  r  s   i   d  a   d   d  e   l  o  s

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    392 C. RUSSELL AND W .M .S . RUSSELL

    Constantinople were collected as taxes from provinces of the Empire. At

    first the northern Mediterranean peoples were not forced into the

    hydraulic pattern, and they could develop the rule of law with real freedom

    for many people, even democracy, and leisure for fundamental scientific

    inquiry. But their dependence on imported food meant two factors for

    population crisis: their own population increase, and a failure of food

    imports. Overpopulation was enhanced when slavery diffused into their

    societies. Table 7 shows how slavery diffused into the northern

    Mediterranean from Asia Minor (modern Turkey); the centuries cited are

    those in which slavery became well established in the regions mentioned,

    with substantial numbers of slaves. The Mediterranean societies could not

    possibly afford slaves from their own meagre surplus, yet the slaves reached

    grotesquely high proportions. Athens, in 431 BC, probably had some

    80,000 slaves, nearly one quarter of the total population of some 340,000.

    So high civilization in this region was a conditional and precarious affair.

    From the eighth century BC, the Greek islands and the plains isolated

    by mountains gave rise to some 200 city-states, each a city with surrounding

    farmland territory, such as Athens with its territory of Attica. But

    population soon outstripped resources, leading to land disputes, rural

    unrest, food shortages and epidemics. The problem was eased in the

    seventh and sixth centuries by the planting of colonies all over the Black Sea

    and Mediterranean, until the emigration was blocked by the rival

    colonizing movement of the Phoenicians (which had started earlier) and the

    empire of their greatest colony, Carthage, in (modern) Tunisia. Meanwhile

    some city-states, notably Aegina, Chios, Corinth and Athens, began to

    export manufactures to and import food from Egypt.

    TABLE 6

    GRAIN IMPORTS INTO THE NORTHERN MEDITERRANEAN

    Importing City

    Athens

    41 Greek Cities

    Rome

    Rome

    Rome

    Constantinople

    Period or Year

    Mid-4th century BC

    328/7 BC

    1st century BC to

    1st century AD

    Early 3rd century AD

    Late 4th century AD

    Mid-6th century AD

    Amount of Grain

    (tonnes per year)

    40,000

    48,000

    300,000

    180,000

    67,000

    240,000

    Region of Origin

    (modern names)

    Ukraine, Egypt,

    Syria, Sicily, Cyprus

    Libya

    Tunisia, Algeria,

    Egypt

    Tunisia, Algeria,

    Egypt

    Tunisia, Algeria

    Egypt

    Sources: various.

       D  o  w  n   l  o  a   d  e   d   b  y   [   U  n   i  v  e  r  s   i   d  a   d   d  e   l  o  s

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    POP ULA TION CRISES AND PO PUL AT ION CYCLES 393

    TABLE 7

    THE WESTWARD DIFFUSIION OF SLAVERY FROM WESTERN ASIA

    Centuries BC Region s with Slavery Established

    7th Cities and islands on coast of Asia M inor, especially Chios

    6th Central Greec e, especially Corinth, Aegina, Meg ara, Athens

    4th Remainder of Greece

    2nd Rome and Roman Italy

    Source: Ref. 11.

    In the early fifth century BC a monopoly of silver enabled Athens to

    control grain imports from the Ukraine and Egypt, so becoming the

    entrepot of Greece. The temporary large surplus of resources over

    population produced the greatest concentration of creative activity in

    world history. But increase in the free population and mass import of slaves

    led to a desperate food supply problem. Figure 4 shows the probable

    changes in the total population of the city state of Athens in its territory of

    Attica, that is citizens, resident aliens (including freed slaves) and slaves.

    There was only one census of adult male citizens, in the late fourth century

    BC,

     but military and naval records and other kinds of evidence are available

    for these (rounded) estimates. As shown in the figure, the territory of Attica

    could regularly feed no more than 70,000 people.

    Competition for grain import sources with Corinth (in a similar

    position) resulted in 431 BC in the first and worst of the major wars

    between the overpopulated Greek states that occupied 53 out of the

    following 85 years, with recurrent inflation, unemployment, food shortages

    and epidemics. In the late fourth century, thanks to the development of

    alluvial gold, the Macedonians dominated Greece, weakened by

    overpopulation, and suppressed democracy.

    Population crisis in the fifth century BC ended with a disastrous defeat

    for Athens, and a big drop in population caused by war casualties and the

    serious epidemics of 430 and 427-6 BC. After a short relief period (while

    crisis continued in other parts of Greece), population growth resumed, and

    further crisis ended in M acedonian dom ination. After 323 BC, Athens lost

    control of the Aegean grain trade and could no longer afford massive grain

    imports. After 167 BC, when the Romans overcame the Macedonians,

    Athens briefly recovered control of the grain trade, but over population

    soon caused a final crisis that ended in the sack of the city by the Romans

    in 86 BC. Thereafter the population remained very small until modern

    times;

      by this time the carrying capacity of Attica had been reduced by

    deforestation.

    Alexander the Great used a combined Macedonian-Greek army to

       D  o  w  n   l  o  a   d

      e   d   b  y   [   U  n   i  v  e  r  s   i   d  a   d   d  e   l  o  s

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    394

    C. RUSSELL AND W.M.S. RUSSELL

    FIGURE 4

    THE POPULATION OF ATHENS, 500 BC-250 AD

    Nurrber of people that could regularly be fed from the territory of the city-state (Attica)

     

    CM i - t - i -  T -  CM CM

    conquer Egypt and Western Asia as far as India. On his death, his dry belt

    empire broke up into a number of typically hydraulic states, the Hellenistic

    monarchies, with bureaucracies staffed by Greeks. The Aegean mainland

    and islands lost their monopoly of manufactures, as industry developed

    elsewhere, and their populations shrank back to the reduced carrying

    capacity of their own lands, with deforestation and exhausted mines.

    In the third century BC, the Hellenistic monarchies in the dry belt

    enjoyed some relief from population pressure, with scientific advances,

    brilliant art, and more humane and less destructive warfare. But Carthage

    suffered from severe stress culture, a complex of behavioural aberrations

    socially transmitted through the generations, the heritage of chronic

    overpopulation in its Phoenician homeland; it was culturally backward,

    with a frequency of human sacrifice unparalleled in the Old World. In the

    second to first centuries BC, rising populations produced devastating crisis

    in the Hellenistic kingdoms. Hence Carthage was conquered in the third

    century, and the Hellenistic kingdoms in the second and first centuries, by

    the new power of Rome.

    The Northern Mediterranean: Rome and After

    The central position of Rome in Italy and Italy in the Mediterranean

    enabled the independent farmers of the Roman Republic to form a league

    of Italian states and conquer the population-crisis-ridden societies of North

       D  o  w  n   l  o  a   d  e   d   b  y   [   U  n   i  v  e  r  s   i   d  a   d   d  e   l  o  s

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    POPU LAT ION CRISES AND POPU LATION CYCLES 395

    Africa, much of Western Asia, the Aegean, and finally the divided tribes of

    half-civilized Gaul and Britain. By 167 BC, Rome had extracted some 80

    tonnes of gold from the dry belt, and sums of this order came in annually

    when the Empire was established. This enormous wealth in loot and taxes

    enabled Rome to develop a brilliant civilization with a wonderful literature

    and an impressive legal system. But, perhaps uniquely in history, this

    coincided with a grave population crisis in Italy, which set in at once as a

    result of very rapid population growth.

    There were regular censuses of male Roman citizens of military age

    from the fifth century BC, and some censuses of all male citizens from 28

    BC to AD 72 (besides occasional censuses in the provinces of the Empire).

    From these and other evidence it is probable that the total population of

    Italy (including the Po Valley) rose from about four million in 225 BC to

    about 12 million in AD 47, partly by growth of the free population and

    partly by the import of slaves, who became Roman citizens if freed on

    Roman territory. Table 8 illustrates the resulting population crisis lasting

    for some three centuries, during which the republic was replaced by a

    monarchy. In this unique combination of renaissance and crisis, it was

    typical that Cicero, who created the vocabulary of Western civilization, was

    twice forced into exile, had his house burned down, and was finally

    murdered .

    By the late first ce ntury AD , the dry belt provinc es of the R om an Em pire

    had recovered from their prolonged crisis, and at first the resulting revenue

    increase also benefited Rome

     itself.

      Then, from AD 100 to 160, sett lement

    increased in many parts of the Empire. This suggests that the population of

    the Empire rose from about one hundred millions in AD 50 (UNESCO

    estimate) to about 120 million (Gibbon's inspired guess) in AD 150. Table

    9 illustrates the population crisis that followed. There are no food shortages

    mentioned after AD 189 in the scanty historical records for the period, but

    they must have been very common, except during and shortly after the

    reign of the North African Emperor Septimus Severus (AD 193-211).

    Violence in Rome and elsewhere was so common that 26 out of the 37

    Emperors of the period were murdered or killed in civil battles, not to

    speak of their relatives, their high officials, and the dozens of pretenders.

    Besides the barbarian incursions, there was sporadic warfare with the

    Parthian, later the Persian, Empire. This period saw a notable decline in

    culture and art. In the fourth century AD there was some recovery, but only

    at he cost of the Empire becoming largely a hydraulic society, with

    distinctions between slaves and free workers disappearing. A final truly

    catastrophic crisis in the sixth century AD culminated in the plague

    pandemic of AD

     5 4 2 - 3 ,

      which killed 40% of the Empire's population, and

    ended Latin and classical Greek as living languages.

    By the late third century AD, the dry belt surplus wealth that had

    supported Roman civilization had drifted back to North Africa and Western

    Asia, where the surplus was actually produced and where trade with the Far

       D  o  w  n   l  o  a   d  e   d   b  y   [   U  n   i  v  e  r  s   i   d  a   d   d  e   l  o  s

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    396 C. RUSSELL AND W.M.S. RUSSELL

    TABLE

     8

    POPULATION CRISES

     IN

      ITALY,

     200

     BC-AD

     100

    Crisis Incidents Dates

    Food Shortages

    Violence

     in

     Rome

    Slave Revolts

    Civil Wars

    Social

     War

     (Rom e against

     its

     allies

     -

      Latin  socii

    Tyranny

    Epidemics

    BC:180,

     165, 142,

     135-131,

     129,

     125-124,

     75

    6 7 , 5 8 -5 6 , 4 2 - 3 6 , 2 3 -2 2 , 1 8

    AD:

      5-9, 19, 32, 40-41,

      51 ,

     62, 64,

     68-70

    BC:

      133, 121, 100, 87, 75, 67, 58-57, 53-52,

    41-36

    AD:

      51, 69

    BC:  198, 196, 185, 143, 141,

     135-132,

    104-100,73-71

    BC:

      88-82, 78-77, 63-62, 50-45 , 43-3 6,

    32-30

    AD:

      68-70

    BC:

     91-88

    BC:

      82-78, 43

    AD:  23-41,

      50-54, 62-68, 88-96

    BC:

      187, 182-180, 165, 142 ,43 ,22 , 18

    AD:

      5-9, 65, 79

    TABLE 9

    POPULATION CRISES  IN THE ROMAN EMPIRE, AD  160-330

    Crisis Incidents Dates

     (AD)

    Food Shortages

    Barbarian Incursions

    Civil Wars

    Major Persecutions

     of

     Ch ristians

    General Tyranny

    Epidemics

    161 189

    167-175 178-1880 05-2 09 234- 237

    245-259 262 -271 75-279 286-292 32 2

    192-197 17-218 38 49 53 60-268

    271-2 74 280 84-285 293-296 306-324

    165-167 177 02- 211 235-238 249-251

    257-260 303-313 320-324

    180-192 11-217 18-222 35-238

    165-180

    189 251-2 66 271

    East was concentrated: 'much more than half of the silver and much more

    than two thirds of the gold which had circulated in Roman territory ... had

    left  the  Northern Mediterranean world'.

    12

      By  then, Italy  had  lost  its

    privileges, and the effective capital shifted to Nicomedia in (modern) Turkey

    and then to Constantinople. In AD 476 the Western Empire disintegrated

    into barbarian kingdoms, and the population shrank back to the low level

    permitted by the  local surplus. In the East, the  Byzantine Empire, now a

    totally hydraulic state, went through several vicissitudes  and  population

    cycles before

     its

     conquest

     by the

     Turks

     in

     AD

     1453.

    Except in Greece, the  northern Mediterranean environment was little

    damaged in  ancient times. But in the late fifteenth century AD, incipient

    population crisis brought  to  power  in  Spain  a  gangster group  of

    transhumant sheep-owners, the  Mesta. This Mafia-like organization ruled

    Spain  for  over  two  centuries, with  its M urder Incorporated branch, the

       D  o  w  n   l  o  a   d  e   d   b  y   [   U  n   i  v  e  r  s   i   d  a   d   d  e   l  o  s

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    POPU LAT ION CRISES AND POPU LATION CYCLES 397

    Spanish Inquisition (their personnel overlapped). With the Inquisition to

    eliminate its opponents, the Mesta destroyed most of Spain's forests and

    farmlan ds. Well m ight Don Q uix ote mistake the sheep flocks for armies In

    Southern Italy, since the thirteenth century AD, transhumant sheep-rearing

    had been encouraged by rulers for its tax yield, but the damage vastly

    increased when the region was totally controlled by Spain after 1504, with

    even more sheep than in Spain itself (Table 10). By the eighteenth century

    AD,  the northern Mediterranean countries were backwaters. Later they

    suffered further from pollution export and mass tourist development. By

    AD 1973, a conference of Mediterranean states showed the whole region

    to be in a desperate state of pollution and environmental devastation. The

    success of plans to improve the situation will depend on the achievement of

    very substantial reduction, by voluntary birth control, of the population of

    this region, to whose past glories and grandeurs so much is owed by human

    civilization.

    TABLE 10

    ARMIES OF SHEEP

    Dates (AD)

    1463

    1477

    1496

    1526

    1578

    1586

    1684

    Number of Transhumant

    In Spain

    2,694,032

    3,453,168

    Sheep

    In Southern Italy

    600,000

    1,700,000

    3,500,000

    4,500,000

    5,500,000

    Source: Refs. 13, 14.

    North-Western Europe: the Region and its Crises

    The region of north-western Europe is of unique interest, for it was here,

    in the Middle Ages, that an entirely new kind of society evolved, which was

    eventually to achieve the technological breakthrough that made the modern

    world. Territorial boundaries, and the dynastic unions or divisions of the

    modern countries, have varied considerably at different times, but the

    region has always maintained a certain cultural identity. It is not perfectly

    defined by any one ecological boundary, but most of it falls

      within

      an area

    where the beech tree grows, and

      outside

      an area where continual frosts

    prevail for at least one month in the year. The medieval north-west

    Europeans 'showed an enthusiasm never seen before or elsewhere for

    power technology and the mechanisation of industrial processes' .

    15

      'By

    1250 or 1300, foundations had already been laid for the later technological

    ascendancy of north-western Europe."

    6

       D  o  w  n   l  o  a   d  e   d   b  y   [   U  n   i  v  e  r  s   i   d  a   d   d  e   l  o  s

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    398 C. RUSSELL AND W .M .S. RUSSELL

    TABLE 11

    SOME POPULATION DENSITIES

    Region

    Hydraulic societies

    Egypt

    Chekiang Province (pre-industrial)

    S. China

    Ancient Northern Mediterranean

    Attica

    North Western Europe

    England

    France

    Switzerland

    Netherlands

    North Italy

    France

    United Kingdom

    France

    Germany

    United Kingdom

    Date

    1st Century BC

    Early 20th C AD

    431 BC

    1086 A D

    1300

    1479

    1600

    1600

    1600

    1750

    1850

    1900

    1750

    1850

    1900

    1992

    1992

    1992

    Population/km

    2

    28 0

    21 4

    104

    11

    35

    15

    50

    45

    34

    43

    68

    76

    31

    86

    155

    104

    225

    236

    This wonderful development was not, of course, due to the north-west

    Europeans being inherently wiser or more skilful than other peoples. Many

    of the crucial inventions that made the breakthrough possible came from

    outside Europe, notably from China. The north-west Europeans succeeded

    because until the nineteenth century they had far lower popu lation densities

    than other civilizations. Table 11 gives a fair picture of the relatively low

    population density of north-western Europe, compared with other

    civilizations, until the late nineteenth century. Note also the relatively low

    population density of Britain, the country that launched the industrial

    revolution, until the middle nineteenth century. By the late twentieth

    century, population densities in the region are quite comparable with those

    of the hydraulic societies.

    The Chinese exploited new power sources (notably fossil fuels), but

    everything was subordinated to the hydraulic mass labour system: water-

    mills were banned and actually destroyed under the T'ang. Mass slavery in

    the northern Mediterranean created a nightmare of unemployment for free

    workers: the Emperor Vespasian paid an engineer to suppress a labour-

    saving invention. The north-west Europeans, short of docile labour or

    slaves, had no such inhibitions. Hand-made paper was invented by the

    Chinese in the second century AD, and diffused to the dry belt in the

       D  o  w  n   l  o  a   d  e   d   b  y   [   U  n   i  v  e  r  s   i   d  a   d   d  e   l  o  s

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    POPU LATION CRISES AND POPU LATION CYCLES 399

    eighth; in the thirteenth century it reached north-western Europe, and

    production was promptly mechanized (see below).

    The north-west Europeans practised versatile forms of mixed farming

    (crops and stock), and two successive sets of improvements enabled them

    to colonise their clay valleys and increase their yields, as shown in Table 12.

    The New Husbandry included root fodder crops and leys ( temporary

    pastures) with clovers and lucerne in rotations, heavy manuring and

    marling. HEI Agriculture means agriculture with high energy inputs: from

    1850 this applied to agriculture both at home and in the overseas regions

    from which food was imported. The inputs were of agricultural machinery

    and agricultural chemicals. In the modern United States, 'intensive systems

    ... may yield as little as one tenth' in food energy 'of the input'.

    17

    Between 1851 and 1931 about 18 million people emigrated from the

    British Isles, and about 17 million from the rest of north-western Europe.

    The peak population of the region under the Roman Empire, in AD 150,

    was probably about 30 million, but this population level in the western

    Empire was dependent on imports from the dry belt provinces. Thanks to

    the growing food supply, the population did rise, though until the

    nineteenth century densities remained low. Despite this, north-western

    Europe experienced population crises (Table 12), because, as usual, with

    every advance in food production population soon outgrew the new level

    of resources.

    The crises in this region had all their usual effects. There was severe

    price inflation and fall in real wages (as in Figure 3). This, together with

    unemployment, created a mass of paupers, comprising up to one quarter of

    the total populations in the region, many of them naturally vagabonds and

    some brigands. There were massive persecutions of minorities. The

    medieval crisis included the major p art of the H un dre d Years W ar, the early

    modern crisis the Thirty Years War. The threat of famine was virtually

    con tinuo us during the crises. In the Early M od ern Crisis, the city of Bremen

    (not untypical) had 25 severe epidemics between 1565 and 1657, and in

    south-western France there were 282 revolts between 1635 and 1660. The

    effect of all this on the expectation of life at birth was shattering, as shown

    in Table 2. The crises greatly reduced the survival of young children, and

    hence the total population. This is vividly shown in Figure 5 for the town

    of St Lambert des Levees in Anjou, northern France, at the climax of the

    early modern population crisis in this region, during the civil war of the

    Fronde, which involved fierce fighting.

    North Western Europe: The Breakthrough

    In the hydraulic societies, with their huge population densities, the effects

    of the crises were cumulative, causing a growing load of stress culture and

    the decline of civilization. In north -we stern Eu rop e, with its low pop ulation

       D  o  w  n   l  o  a   d

      e   d   b  y   [   U  n   i  v  e  r  s   i   d  a   d   d  e   l  o  s

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    400

    C. RUSSELL AND W.M.S. RUSSELL

    TABLE 12

    THE POPULATION CYCLES OF NORTH WESTERN EUROPE

    Dates (AD) Popula tion Renaissances Food P roduction

    Crises

    Population

    in Millions

    400-700

    600

    7th Century

    8th Century

    750-850

    800

    9th Century

    850-950

    1000

    11th Century

    1050-1200

    1200

    1200-1400

    1300

    1400

    1400-1530

    15th Century

    1500

    1530-1670

    1600

    1670-1914

    17th Century

    1700

    18th Century

    1750

    1790-1850

    1800

    1851-1931

    1 8 5 0

    1900

    1 9 1 4

    1970

    1990

    Late Ancient

    Dark Age

    Medieval

    Early Modern

    Incipient

    Modern

    Carolingian

    Medieval

    Early Modern

    Long

    Mass

    Emigration

    Fixed mouldboard plough

    3-course rotation

    Horse-collar, Horse-shoes

    Combinations of above

    New Husbandry,

    Low Countries

    New Husbandry, England

    New Husbandry, NW Europe

    HEI A griculture, Imports

    18

    22

    19

    30

    45

    32

    42

    50

    45

    46

    65

    150

    280

    300

       D  o  w  n   l  o  a   d

      e   d   b  y   [   U  n   i  v  e  r  s   i   d  a   d   d  e   l  o  s

       A  n   d  e  s   ]  a   t   1   1  :   4   1   1   6   A  p  r   i   l

       2   0   1   6

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    PO PU L A TIO N CRISES AND PO PU LA TIO N CYCLES 401

    FIGURE 5

    SURVIVAL OF CHILD REN IN A POPU LATIO N CRISIS

    50 0

    450 --

    400 --

    3 5 0 --

    3 0 0 --

    2 5 0 --

    2 0 0 --

    1 5 0 --

    1 0 0 --

    5 0 -

    Number of children

    surviving from the age of

    one to four years

    1647 1648 1649 1650 1651

    Dates AD

    1652

    1653

    densities (until the nineteenth century), it was the effects of the relief and

    renaissance periods that accumulated, causing continuous progress even

    during the crises and eventually the technological breakthrough.

    In the Roman Empire, the only important labour-saving devices were

    the animal-powered Gallic reaping machine, used and probably invented in

    north-western Europe, and the vertical water-mill , also used mainly there,

    and in any case on a tiny scale - a few dozens altogether. In early medieval

    north-western Europe, water-mills were legion. In 1086, in England, 5624

    were recorded, and at the same time France may have had 20,000. 'This

    hydraulic energy was equivalent to that which could be deployed by one-

    quarter of the adult population of the kingdom."

    9

      Some time before 1137,

    the English invented the rotating vertical wind-mill: there were at least  56

    in England by 1200, and in the next century they diffused all over north-

       D  o  w  n   l  o  a   d

      e   d   b  y   [   U  n   i  v  e  r  s   i   d  a   d   d  e   l  o  s

       A  n   d  e  s   ]  a   t   1   1  :   4   1   1   6   A  p  r   i   l

       2   0   1   6

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    402 C. RUSSELL AND W .M .S. RUSSELL

    western Europe. Tidal mills appeared in the twelfth century, steam bellows

    in the thirteenth. The mills were used for grinding corn, forging iron,

    tanning, fulling, making paper, sawing, brewing, polishing armour, and

    crushing anything from olives to ore. During the medieval crisis, fear of

    unemployment caused some opposition to fulling mills, but nothing could

    stop their advance.

    Medieval technologists enjoyed great prestige. In the Gothic cathedrals,

    thousands of craftsmen proudly signed their work. 'In the 12th and  3 th

    centuries ... there was born ... a new conscious empirical science.'

    20

     During

    the population crises, there was some censorship of science, but it was

    nothing like as bad as that in the population crisis of late fifth century BC

    Athens, when virtually all scientific activity was banned.

    In the fourteenth century, block printing reached north-western

    Europe, ultimately from China. The Chinese had also invented movable

    type,

      but this was of little importance until combined with the alphabetic

    scripts of Europe. But between 1439 and 1450 Johann Gutenberg re-

    invented movable type for printing books, and mechanised printing by

    devising the press. This supreme invention gave science the momentum to

    advance spectacularly right through the early modern population crisis.

    Between 1670 and 1750, north-western Europe enjoyed the priceless

    gift of a near-stable population. Malthus discovered the reason: the region

    had achieved (especially during this period) unprecedentedly low birth

    rates,  thanks to a change in the pattern of marriage (Table 13). According

    to Malthus:

    In the different states of modern Europe, it appears that the positive

    checks to population [high death-rates] have prevailed less, and the

    preventive checks [low birth-rates] more, than in ancient times, and

    in the more uncultivated parts of the world ... In almost all the more

    improved countries of modern Europe, the principal check ... is the

    prudential restraint on marriage ... the greater number of persons

    who remain unmarried, or marry late.

    Modern research fully confirms Malthus, as the tables show especially for

    north-western Europe ('the more improved countries'). The pattern seems

    to have become established in the seventeenth century. In ordinary families

    (as opposed to the upper class ones in part B of Table 13), the age of

    women at marriage was particularly high during the later seventeenth and

    earlier eighteenth centuries, the precious period of almost stable population

    in north-western Europe that prepared the way for the industrial

    revolution.

    The resulting labour shortage in the British textile industry in the

    eighteenth century led to explicit demands for labour-saving inventions and

    even the offer of prizes for them in the 1760s. The demand was met by a

    number of new devices, and the expanding textile industry launched the

    industrial revolution (Figure 6). This figure shows the sudden huge

       D  o  w  n   l  o  a   d  e   d   b  y   [   U  n   i  v  e  r  s   i   d  a   d   d  e   l  o  s

       A  n   d  e  s   ]  a   t   1   1  :   4   1   1   6   A  p  r   i   l

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    POPULATION CRISES AND POPULATION CYCLES

    403

    TABLE

     13

    THE MARRIAGE PATTERN

      OF

     NORTH W ESTERN EUROPE

    Comparison in Space: Selected Countries

    Country Date

     (AD)

    North Western Europe

    Austria

    Britain

    Sweden

    Others

    Ceylon

    Korea

    Morocco (Moslems)

    1900-01

    1946

    1930

    1952

    66

    73

    80

    29

    2

    8

    Percentage of Women still Single:

    Ages 20-2 4 Ages 45- 49

    13

    15

    19

    3

    0

    2

    Comparison in Time: British Royal and Ducal Fam ilies

    Period

     of

     Birth

     (AD)

      Percentage

     of

     Women still Single

    Age 20 Age 50

    1330-1479

      42 7

    1480-1679

      45 6

    1680-1729  75 17

    1730-1779

      76 14

    1780-1829  89 12

    1830-1879  8 22

     ource Refs. 1 22.

    FIGURE6

    THE POPULATION

      OF

      NO RTH ERN EUROPE

    38

    36

    34

    32

    30

    28

    Net

      26

    Imports

     of

      t

    R aw

      2

    Cotton

     in

      18

    Mill ions

     of 16

    Pounds

      14

    12

    10

    8

    6

    4

    2

    /

    -

    Pig Iron Production

    Cotton Imports

      /

    -

      / y

    X

    360

    320

    280

    2 4 0

      Pig Iron

    2 Production

    in

    16 Thousands

    of Tons

    120

    80

    40

    n o t a o  A n

      1705 1715 1725 17 35 174 5 17 55 1765 177 5 178 5 179 5 180 5

    u a i e s

      A . U .

      17 171 172 173 17

    4o

      175O

      1760 mo 178 179 18

    Source:

     Ref. 16

       D  o  w  n   l  o  a   d  e   d   b  y   [   U  n   i  v  e  r  s   i   d  a   d   d  e   l  o  s

       A  n   d  e  s   ]  a   t   1   1  :   4   1   1   6   A  p  r   i   l

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    404 C. RUSSELL AND W .M .S . RUSSELL

    expansion of the British textile industry (as measured by imports of raw

    materials). Some 12 years later the iron industry expanded in turn. As the

    cotton industry grew, 'it created a greatly-increased demand for steam

    engines, machines, transport, dyes, fuel and building materials. The almost

    explosive development of the textile trade therefore led to a rapid

    expansion in the industries which produce these things, most notably the

    iron industry'. Thus, 'cotton effectively led the whole of the British

    economy into the industrial revolution'.

    16

      Unfortunately, birth rates rose

    again, leading to a further population explosion, in which all the precious

    benefits of low population density were thrown away.

    The Modern World: the Population Explosion in North Western Europe

    Besides the cases considered in this article, we have demonstrated

    population crises in other regions: monsoon Asia (the Indian sub-continent,

    Ceylon, Burma, South-East Asia and Indonesia), Central Mexico, the Maya

    area, the Andes, West Africa, prehistoric Europe, prehistoric eastern and

    south-western United States, the Marquesas, and Easter Island.

    23

      These

    examples have been enough to establish that population crises and cycles

    have been a regular feature of human societies in the past. It is now time to

    consider the modern world crisis, beginning with the population explosion

    in north-western Europe.

    From 1790 to 1850 north-western Europe experienced an incipient

    pop ulation crisis, with inflation, unem ploym ent, revolution, destructive

    war, cholera epidemics, and famines, especially during the 'hungry

    (eighteen-) forties'. But the population did not crash. Instead, death rates

    fell and birth rates rose; even the

      rate

      of population growth rose until the

    development of oral contraceptives in the 1960s. The result was an

    appalling population explosion, as is obvious from a glance at Figure 7. As

    show n in Tab le 1 1 , po pu latio n de nsities in the region rose from tens to

    hundreds per square kilometre, reaching the levels found in hydraulic

    societies. How was this possible? Not, of course, directly because of

    industrialization - you cannot eat machine tools - but because of two

    massive increases in the food supply, the first unrepeatable and the second

    unsustainable.

    The first increase was provided by vast new croplands and pastures in

    North America, Argentina, Australia, New Zealand, and the Ukraine, the

    cropland becoming available because of the new steel plough, which could

    break up the tough sod of the world's great temperate grasslands. This

    bonanza will never happen again, for, as Mark Twain put i t , ' they're not

    making land any more'. But it made possible massive food imports into

    north-western Europe in exchange for manufactured products. Britain was

    importing nearly one quarter of its wheat by the 1850s, more than half by

    the 1870s; in the 1970s it was still importing nearly half its food and even

    in the 1990s one quarter of its temperate foodstuffs.

       D  o  w  n   l  o  a   d  e   d   b  y   [   U  n   i  v  e  r  s   i   d  a   d   d  e   l  o  s

       A  n   d  e  s   ]  a   t   1   1  :   4   1   1   6   A  p  r   i   l

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    POP ULA TION CRISES AND POPU LAT ION CYCLES 405

    Second, there was a massive increase in food yield per land area, made

    doubly necessary because population pressure not only increases the

    demand for food but the demand for land by housing and motorways -

    over 17,000 hectares of farmland per year are lost in England alone. By the

    eighteenth century, as shown in Table 12, north-western Europe had

    evolved splendidly sustainable systems of mixed farming. To achieve the

    yield increase, these have been replaced by high-energy-input (HEI) crop

    agriculture and factory farming of stock. HEI crop agriculture uses huge

    amounts of agricultural chemicals - NPK fertilisers (nitrogen, phosphorus,

    potassium) and pesticides (herbicides, insecticides, fungicides). For lack of

    organic manure, the soil deteriorates, and needs more and more mineral

    fertilisers, eventually with diminishing returns. The deteriorated soil is

    vulnerable to wind or water erosion. Nitrates and phosphorus compounds

    pollute lakes and groundwater. Fertilisers cost vast quantities of energy to

    prod uce , and nitrogen fertil isers are ma de from petrole um , and thus doubly

    costly in energy. Pesticides increasingly fail to control harmful organisms

    (which acquire resistance), often kill useful organisms, and threaten human

    health. Systems of HEI crop agriculture 'are not sustainable, given their

    physical, chemical and biological impacts on the soil, their excessive

    consumption of non-renewable resources, and their far-reaching side-

    effects on the global ecosystem'.

    24

    Meanwhile factory farming involves keeping animals crowded indoors,

    and the ultimate lunacy of feeding animal proteins to herbivores. Besides

    atrocious suffering for the animals, this results in threats to human health,

    for instance from   Salmonella  and  Campylobacter  species and bovine

    spongiform enc eph alop athy (BSE). T he animal waste, instead of being

    spread over the land as soil-renewing manure, is so concentrated that i t

    pollutes the water with solids and liquids, and the air with gases.

    The Modern World: Universal

      Crisis

      and the Malthusian Solution

    In  the past, population crises and relief periods have been staggered

    between regions. Table 14 compares the sequences of crisis and relief

    periods in three major regions. For the first four centuries, much of north-

    western Europe was within the Roman Empire and shares its vicissitudes.

    In the fourth century there was a slight respite from population pressure in

    this region, but hardly enough to call it a relief period. Centuries are of

    course arbitrary divisions, so that the timing shown in this table is only

    rough. However, it brings out clearly the staggering of cycles between the

    three regions until the twentieth century. Now every country in the world

    is simultaneously in crisis. The population explosion is not confined to

    north-western Europe, but has occurred everywhere, producing an

    unprecedented rise in the world population to six bill ion.

    This has been ma de possible by the tw o increases in food supp ly we have

    already considered. By the 1960s virtually every country was importing

       D  o  w  n   l  o  a   d  e   d   b  y   [   U  n   i  v  e  r  s   i   d  a   d   d  e   l  o  s

       A  n   d  e  s   ]  a   t   1   1  :   4   1   1   6   A  p  r   i   l

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    406

    C. RUSSELL AND W.M.S. RUSSELL

    FIGURE 7

    THE POPULATION OF NORTHERN EUROPE

    I

    50

    40

    30

    20

    10

    0

    Date AD

    0 200 400 600

    1000

      1200 1400 1600 1800

     2000

    grain from Canada and the United States, but by 1973 the enormous stocks

    of surplus grain had all been used up, and the Americans began to plough

    up their reserve cropland. The populations continued to rise, however,

    because HEI crop agriculture was diffused to the poorer countries of the

    world, often with massive irrigation projects. But in a world of recurrent

    famines, in which at least a billion people must be chronically seriously

    under-nourished, world food production per head increased by less than

    5 %

      between 1989 and 1996. And this small increase was at the cost of all

    the long-term damage done by HEI agriculture and over-irrigation to the

    soil and to water. A survey in 1990 by the World Health Organization

    suggested that 25 million agricultural workers are acutely poisoned by

    pesticides every year.

    The world population crisis is having all the usual economic and social

    effects. Everywhere there is evidence of inflation, unemployment, gross

    inequality and desperate poverty. Amnesty International reports violation

    of human rights in virtually every sizeable nation - 152 countries in 1993.

    The two World Wars and incessant local, national and civil wars have been

    extremely destructive to civilians (including women and children). Against

    this background, violent crime has steadily increased. The number of

    multiple murders in the United States has risen markedly since the 1950s,

       D  o  w  n   l  o  a   d  e   d   b  y   [   U  n   i  v  e  r  s   i   d  a   d   d  e   l  o  s

       A  n   d  e  s   ]  a   t   1   1  :   4   1   1   6   A  p  r   i   l

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    POPU LATIO N CRISES AND POPU LATIO N CYCLES 407

    although these 'private' murders cannot compare in scale with those of

    multiple murderers in control of criminal governments. In the first three

    years alone after the Fascist counter-revolution in Iran the Ayatollah

    Khomeini murdered 20,000 women and gir ls .

    Dominance and violence towards females and the young are

    characteristic of both animal and human population crises. While Fascist

    Iran represents the criminal extreme, there is enough dominance and

    violence towards women around the world to justify the title of Marilyn

    French's book

      The War against Women.

      'In the United States, ' she rep orts ,

    'a man beats a woman every twelve seconds, and every day four of these

    beatings are lethal. '

    25

    As for the children, the industry catering for pederasts is on a horrific

    scale. It has been estimated that there are a million child slave prostitutes

    (both sexes), and that another million are used in pornographic films, in

    which they may be abused, tortured, and probably even killed. The annual

    income from 'child trafficking and exploitation' is estimated at five billion

    dollars.

    26

    D eterio ration of language is yet anoth er effect of po pu latio n crisis. 'But

    if thought corrupts language, language can also corrupt thought. '

    2 7

      It is

    therefore a dangerous confusion, symptomatic of the crisis, that the press

    in more than one language habitually refers to pederasty (lust for children)

    as paedophilia (love of children).

    The stresses of population crisis upset the immune system and cause

    high mortality from epidemics in animals and man. Health authorities are

    predicting tens of millions of deaths from AIDS and tuberculosis in a few

    years '  time, as is already happening with AIDS in sub-Saharan Africa.

    The world crisis response has not averted harm to the world

    environment. Besides rapid depletion of minerals and fossil fuels, and

    pollution of land, fresh waters and oceans, there is direct damage to the

    land environment - deforestation, overgrazing, over-cropping, over-

    irrigation, and the resulting erosion, silting, laterization, water-logging,

    salinization and desertification. In India there is serious wind or water

    erosion on 1.5 million square kilometres of and, and about the same area

    in China. Several estimates agree that about 130,000 square kilometres of

    forest are lost every year, an area roughly equivalent to that of England or

    New York State.

    The remedy for all these horrors was succinctly stated in 1830 by

    Malthus. He realized that the two crucial measurements of population are

    those of 'crude' birth-rate and death-rate, usually reckoned as numbers

    being born or dying per cent or per thousand of the population per year. If

    the birth-rate exceeds the death-rate, the population grows by compound

    interest, because the more people there are the more they can breed. A

    calculation has been made by PC Putnam that shows the fantastic

    implications of this. If mankind had sprung from a single couple living

    about 12,000 years ago, and if (after the population reached a few

       D  o  w  n   l  o  a   d  e   d   b  y   [   U  n   i  v  e  r  s   i   d  a   d   d  e   l  o  s

       A  n   d  e  s   ]  a   t   1   1  :   4   1   1   6   A  p  r   i   l

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    408 C. RUSSELL AND W .M .S. RUSSELL

    TABLE 14

    THE POPULATION CYCLES OF CHINA, NORTHERN INDIA AND

    NORTH WESTERN EUROPE

    Century (AD)

    1st

    2n d

    3rd

    4th

    5th

    6th

    7th

    8th

    9th

    10th

    11th

    12th

    13th

    14th

    15th

    16th

    17th

    18th

    19th

    20th

    China

    Relief

    Relief

    Crisis

    Crisis

    Crisis

    Crisis

    Relief

    Relief

    Crisis

    Crisis

    Relief

    Relief

    Crisis

    Crisis

    Relief

    Relief

    Crisis

    Relief

    Crisis

    Crisis

    N India

    Crisis

    Crisis

    Crisis

    Relief

    Relief

    Crisis

    Relief

    Crisis

    Crisis

    Crisis

    Crisis

    Crisis

    Relief

    Relief

    Crisis

    Relief

    Relief

    Crisis

    Relief

    Crisis

    NW Europe

    Crisis

    Relief*

    Crisis

    Crisis

    Crisis

    Crisis

    Crisis

    Relief

    Crisis

    Crisis

    Crisis

    Relief

    Crisis

    Crisis

    Relief

    Crisis

    Crisis

    Relief

    Relieff

    Crisis

    Notes:

    *Due largely to importation of resources

    +Due to emigration of people and importation of resources

    Source: Ref 6.

    hundreds) there had been one more birth than deaths per hundred per year,

    then today 'the world population would form a sphere of living flesh many

    thousand light years in diameter, and expanding with a radial velocity ...

    many times faster than light'.

    28

      'In real life, as opposed to the wonderland

    of mathematics, nothing of the kind can happen.'

    6

      So in real life, when a

    population increases even at this apparently modest rate, sooner or later

    one of two things must happen - either the birth-rate comes down or the

    death-rate goes up (the population crisis response), and the increase is

    checked. This was Malthus's greatest discovery, and he had the supreme

    genius to realize that unlike animals we can choose which.

    The modern methods of birth control provide ample means for

    exercising the Malthusian choice - that is, for shunting out the population

    crisis,

      with all its horrors, by reducing the birth-rate instead. Fortunately,

    birth control campaigns 'pay for themselves almost at once, and very soon

    begin to increase the prosperity of the region'.

    6

      It would therefore be

    extremely easy to mount a massive world programme of voluntary birth

    control, and how welcome this would be is shown by the fact that

    desperately poor women in Calcutta have been known to spend 10% of

    their minuscule incomes on contraceptives. We may thus hope to reduce

    the world population to the billion or so who could probably live a

       D  o  w  n   l  o  a   d  e   d   b  y   [   U  n   i  v  e  r  s   i   d  a   d   d  e   l  o  s

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    POPULATION CRISES AND POPULATION CYCLES 409

    good life even in our already depleted Earth environment. It may then take

    time to eliminate the stress culture resulting from past crises, but we could

    make population crises and population cycles a thing of the past, and usher

    in a permanent renaissance.

    References

    1. Russell C, Russell WMS. Overpopulation crisis.  Social Biology and Human

    Affairs 1984; 49: 23-42.

    2.

      Kormondy EJ.  Concepts of Ecology.  Englewood Cliffs, NJ: Prentice-Hall,

    1969.

    3.

      McEvedy C, Jones R.  Atlas of World Population History.  Harmonsdworth:

    Penguin, 1979.

    4.

      Russell WMS. Population and inflation. Ecologist 1971; 1 (8): 4-8.

    5.  Russell WMS, Russell C. The history of the human life span. Update 1976; 12:

    571-88.

    6. Russell C, Russell WMS. Scarcities and societal objectives. In: Polumin N, ed.

    Growth without Ecodisasters? London: Macmillan, 1980: 409-28.

    7. Jacobson T, Adams RM. Salt and silt in ancient Mesopotamian agriculture. In:

    Caldwell JR, ed.

     New Roads to Yesterday.

     London: Thames Hudson, 1966:

    466-79.

    8. Adams RM. Agriculture and urban life in early south-western Iran. In: Caldwell

    JR, ed. New Roads to Yesterday. London: Thames Hudson, 1966: 436-65.

    9. Reifenberg A. The Struggle between the Desert and the Sown: Rise and Fall of

    Agriculture in the Levant. Jerusalem: Publication Department, Jewish Agency,

    1955.

    10.

      Wittfogel KA. The hydraulic civilisation. In: Thomas WL, ed. Man s Role in

    Changing the Face of the Earth.

     Chicago: University of Chicago Press, 1956:

    152-64.

    11.  Beloch J. Historiche Beiträge zur Bevölkerungslebre. Vol 1. Die Bevölkerung der

    Griechisch-Römischen Welt. Leipzig: Duncker und Humblot, 1886.

    12.

      Heichelheim FM. Effects of classical antiquity on the land. In: Thomas WL, ed.

    Man s Role in Changing the Face of the Earth. Chicago: University of Chicago

    Press,

     1956: 165-82.

    13.

      Klein J.  The Mesta: a Study in Spanish Economic History, 1273-1836.

    Cambridge MA: Harvard University Press, 1920.

    14.

      Toynbee AJ. Hannibal s Legacy: the Hannibalic War s Effects on Roman Life.

    2. Rome and her Neighbours after Hannibal s Exit.

      Oxford: Oxford University

    Press, 1965.

    15.  Russell WMS. Man, Nature and History. London: Aldus, 1967.

    16.

      Pacey A.  The Maze of Ingenuity: Ideas and Idealism in the Development of

    Technology. London: Allen Lane, 1974.

    17.

      Russell WMS. Population, swidden farming and the tropical environment.

    Population and Environment

      1988; 10: 77-94.

    18.  Kamen A. The Iron Century: Social Change in Europe, 1550-1660.  London:

    Sphere, 1976.

    19.

      Debeir J-C, Déleage J-P, Hémery D.  In the Servitude of Power: Energy and

    Civilisation Through the Ages. (trans. Barzmen J). London: Zed Books, 1991.

    20.

      Crombie AC. Augustine to Galileo. 2 vols. Harmondsworth: Penguin, 1969.

    2 1 .  Hajnal J. European marriage patterns in perspective. In: Glass DV, Eversley

    DEC,

     eds.

     Population in History.

     London: Edward Arnold, 1965:

      101-43.

    22.

      Hollingsworth TH. A demographic study of the British ducal families.

       D  o  w  n   l  o  a   d  e   d   b  y   [   U  n   i  v  e  r  s   i   d  a   d   d  e   l  o  s

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    Population Studies

      1957 ; 11 : 4 -2 6 .

    2 3 .  Russell C, Russell WMS.  Population Crises and Population Cycles.  London:

    Galton Institute, 1999.

    24.

      Lampkin N.  Organic Farming.  Ipswich: Farming Press, 1994.

    2 5 .  French M .  The War against Women.  Harm ondsw or th: Penguin , 199 3.

    26.

      Freemantle B. The O ctopus: E urope in the Grip of Organized Crime.  London:

    Or ion, 1995.

    27 .  Orwell G.  Collected Essays.  London: Mercury, 1961.

    28 .

      Cipolla CM.  The Economic History of World Population.  Harmondswor th :

    Penguin, 1962.

    (Accepted 1 July 2 000)

    Claire Russell  was born in Berlin in 1919, and escaped in 1939 to Britain, where

    she later practised as a psychoanalyst for 40 years. She died in 1999.

    W illiam M S Russell

      was born in Plymouth in 1925. He served as a rifleman in the

    12th Battalion, the King's Royal Rifle Corps, in NW Europe in 1944-45, and after

    the war became a zoologist. He is currently emeritus Professor of Sociology in the

    University of Reading.

    The Russells worked jointly on many aspects of animal and human behaviour, and

    the relations between them. Between them they wrote seven scientific books,

    contributions to 42 other scientific books, and over 200 scientific papers. Claire

    Russell also published a book of poems,

      Words Fresh Caught in a Net,

      and WMS

    Russell a novel,  The Barber of Aldebaran.

    Correspondence: D ep artm en t of Sociology, University of Re ading , Reading

    RG6 2AA.

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       A  n   d  e  s   ]  a   t   1   1  :   4   1   1   6   A  p  r   i   l

       2   0   1   6


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