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PPP info day, Dublin, 11th June 2010

Public-Private Partnerships - FoF and EeB: Calls opening in July 2010

Disclaimer: Note that this presentation is not legally binding and does not represent any commitment on behalf of the European Commission

José-Lorenzo VALLÉSEuropean Commission

DG ResearchIndustrial technologies

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● DriversKnowledge, Sustainability, Competitiveness, Innovation, Recovery, Social aspects

● Grand Challenges - Vision 2020Employment, Safety, Health, Environment, Transport, Energy and Communications

● Recovery packagePublic Private Partnerships in support to Industry

Policy context for Production in NMP

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RTD objectives to meet the policy guidelines

● EU research policy will be one of the motors of our sustainable development

- boost research, development and innovation

- make a reality of the European Research Area

● New framework for public-private partnerships

- bring different sources of funding together

● Refocusing on key areas, in particular:

- more industry-driven applied R&D to bring new, leading edge products and clean technologies to markets

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NMP objectivesin FP7

● generate and apply knowledge for our industry

● improve competitiveness in many industrial sectors

● from resource-intensive to knowledge-intensive

● sustainable and safe production and consumption

● increase the value added to products and processes

● multi-disciplinary and multi-sectoral approach

● new high-tech or traditional industries and SMEs

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● Implementation of FoF and EeB Multi-annual Roadmaps

● Addressing the high priorities of the relevant ETPs

● Sustainable and safe production and consumption

● Support to industry, in particular SMEs

2011-2013 Objectives in NMP

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FP7-NMP Tentative Budget Distribution

F o F

F o FF o F

F o F

0

100

200

300

400

500

600

700

1st call(2007-08)

2nd call(2008-09)

3rd call(2009-10)

4th call(2010)

5th call(2011)

6th call(2012)

7th call(2013)

ME

URO

2011-2013 Budget

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Next call for

proposals

Program

me

Com

mittee

Advisory Group

EU policies

Strategic ResearchAgendas of European Technology Platforms

Foresight studies, continuity/

complementarity withFP6/FP7 portfolio, input

from stakeholders

Proposal for a multi annnual

implementationplan

ANALYSIS&

FEEDBACK

DIALOGUE

Our Work Programme is built upon many inputs

Methodology for the WP

RECOVERY PLAN:AIAGs of the PPPs

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Nanotechnologies Materials

Production

Nan

omat

eria

ls

Understanding keymechanisms (converging sciences)

Nanomedicine

Health, safety andEnvironmental impacts

Converging technologies

Understanding keymechanisms

Application driven Nano-manufacturing

Networked production

New specific processing methods

R&D onMaterials

New systemsor products

Industrial models

Adaptative production systems

Exploitation ofconvergence of technologiesDrivers

Grand challengesRecovery Package

NMP Strategic Coverage

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Integration inNMP Strategic Coverage

Nanoscience & Nanotechnologies Materials

New Production

Integration

Knowledge-based innovation in a number of different sectorsthrough the integration of newtechnologies coming from nano, materials and new production

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Nanosciences - NanotechnologiesMaterials

Production

EeB

•Refurbishment of existing buildings•Neutral or Energy positive new buildings•Energy-efficient district/communities•Horizontal technology aspects

Integration

FoF

•Sustainable manufacturing•High Performance Manufacturing•Exploiting new materials throughmanufacturing

FoF and EeB inNMP Strategic Coverage

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Production in NMP: Strategic Coverage

RawResources

ChemistryHarvesting Excavation

Intermediatesfibres, polymers,

metals, nano-basedProducts

Design and engineering, enabling technologies, ICT, business models, machinery, clean technologies

ManufacturingProcessing

MachiningAssembly Packaging

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Activities

Factories of theFuture

Energy-efficient Buildings

OtherSustainable &CompetitiveProduction

Integration of

Production

Organisational Issues / Business Models

Safety, Health and Environment (Sustainability)

Clean Process and Production Technologies

New Generation of High Added Value Products

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Strategic CoverageProduction activities in FP7

20112010200920082007Supply Chain Management / Business Models

Safety Technologies / Risk Management

Chemical Technologies / Process Intensification

Clean Technologies / Energy & Water Efficiency

Manufacturing Systems Design

Micro-nano Manufacturing

Production Equipment / Machine Tools

Construction Technologies

Forestry, Wood and Pulp & Paper Technologies

Textile Technologies

Consumer Goods / Mass Customisation

Mining / Industrial Handling of Minerals

EeBEeB

ERAnet

ERAnet

ERAnet

ERAnet

ERAnet

ERAnet

ERAnet

FoF

FoF

FoF

FoF

FoF

FoF

FoF

Biorefinery Green CarIMS

FoF

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PPPs part:- Implementation of production related priorities identified in the multiannual roadmaps - Serving the grand challenges of the EU recovery plan

NMP part: (Production, Integration):Concentration on activities not directly covered by the PPPs, emphasising research on issues such as:

- Parts of the product value chain not covered by the PPPs, from extraction and design to end-of-life

- Sustainability in products and their production respecting the environment and aiming at saving water and energy

- More sectoral oriented needs, for instance as expressed by ETPs

Production research in the WP

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Research activities

● Adopted by the EC on 26 Nov 2008 and endorsed by the EU Council on 11-12 Dec 2008

● Includes ‘smart investment’ in research‘To support innovation in the manufacturing, construction and automotive sectors, which have recently seen demand plumet as a result of the crisis and which also face significant challenges in the transition to the green economy…’

● Three Public-Private Partnerships (PPPs)Objective: to promote the convergence of public interestwith industrial commitment and leadership in determiningstrategic research activities

Recovery Plan

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Research activities

“Factories of the future” PPP initiative● Manufacturing is the driving force in the EU’s

economy, with 21% of GDP and 20% of all jobs● 25 industrial sectors, dominated by SMEs● Objective: Developing enabling technologies to

support EU manufacturing across many sectors ● Themes: NMP, ICT

€ 1.2 billion in 4 years

Recovery Plan

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FoF - Expected results

Sustainable Manufacturing:Quiet, clean and safe green production machines

Intelligent Manufacturing:Intelligent machines capable of interacting with operators, self-monitoring and self-correct smart production lines

High performance manufacturing:Towards zero-defects, lean and adaptive manufacturing processes

Exploiting new materials through manufacturing:Light-weight/high-functionality using new materials and micro/nanomanufacturing (‘portable factory’)

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Research activities

“Energy-efficient buildings” PPP initiative● The Construction industry accounts for 10% of

EU’s GDP and gives jobs to 32 million people● Buildings represent 40% of energy use and 33%

of Green House Gas emissions● Objective: Developing building and district

concepts with the potential to reduce energy use● Themes: NMP, ENERGY, ICT, ENV

€ 1 billion in 4 years

Recovery Plan

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EeB - Expected results

Monitoring tools: Rapid on-site measurement of actual performances

The building envelope:Highly efficient and smart windows

Systems and equipments: Integrated PV solutions and ICT for energy efficiency

Environmental technologies: Retrofitting of historic buildings

Standardisation: Pre-normative research, standards

Demonstration: Integration of innovative technologies

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Public-Private Partnerships

Double approach

• Involvement of industry, including SMEs, in the planning and implementation

• Quick response needed: use of existing instruments

• 7th Framework Programme

• Multi-annual Roadmaps until 2013 developed by industry in the framework of the Ad-hoc Industrial Advisory Groups

• Double approach for implementation :• Fast start with cross-thematic calls for proposals under FP7

• In parallel, exploration of strategy and options for longer term

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Indicative contributionsFP7 research budget (2010-2013)

Budgets (M€) NMP INFSO TRANS-PORT

ENERGY ENV TOTAL FP7

TOTAL PPP

Factories of the future

400 200+45

600+45

1,200

Energy-efficient Buildings

250 100+5

125 25 500+5

1,000

Green Cars 60 120 220 50 50 500 1,000

TOTAL 710 420+50 220 175 75 1,600

+50 3,200

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• Industry wants to have a leading role in defining research priorities, and to be involved in programme implementation

• A multi-annual integrated Work Programme with pre-defined budget ensures continuity in the implementation of research strategies & allows industry to have long-term investment plans

• Activities going from basic and applied research through to large-scale demonstration. More emphasis on impact.

• Increased use of SME-friendly research instruments

For industry: Why a PPP ?(compared to business as usual)

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Programme aspects

• Multi-annual Roadmap, published in January 2010

• Pre-defined budget ensures continuity

• Activities going from basic and applied research through to large-scale demonstration. More emphasis on impact

• Focused on enabling, transectoral production technologies

• More emphasis on industry relevance and demonstrationelements

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Call implementation aspects

• High involvement of industrial experts

• Single stage evaluation to reduce time to contract

• Coordinated & Joint Calls for Proposals

• Specific PPP Annex to the WP for higher visibility

Open to all according to normal FP7 rules

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Multi-annual Roadmap• Strategy document

• Time focused on the period 2010 to 2013

• Challenge and target oriented: leading to the needed impacts

• Consensus-based to generate wide stakeholders support

• Not so extremely detailed as to define the specific call topics

• Process:• Drafted by AIAG and sub-groups until June 2009;

• First Open consultation from July to September 2009;

• New version in October 2010;

• Second Open consultation in November - December 2009;

• Final version in January 2010

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(M€) Green CarEnergy

efficient Buildings

Factories of the future

Total

NMP 10 30 60 100

70

ENERGY 5 15 20

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Total 2010 108 65 95 268

ICT 20 15 35

ENVIRONMENT 5 5

TRANSPORT 68

Public-Private PartnershipsBudget Contributions 2010

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Results of first FoF Call

• Success rate: 26 %

• Share by Type of Organisation (requested funding):

- Higher Education: 23%

- Private for Profit: 54%

- Research Org: 22%

• Share of Funding of SMEs (retained proposals): 31 %

• Proposals involved partners from 25 countries

• First contracts signed in April 2010 (5 months to first GAs)

• First projects started on 1st May 2010

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Results of first EeB Call

• Success rate: 28 %

• Share by Type of Organisation (requested funding):

- Higher Education: 18%

- Private for Profit: 48%

- Research Org: 26%

• Share of Funding of SMEs (retained proposals): 24 %

• Proposals involved partners from 24 countries

• First contracts signed in May 2010 (6 months to first GAs)

• First projects started on 1st June 2010

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Implementation for 2011

Calls on FoF and EeB in WP 2011:• Planned publication: end of July 2010• Cross-thematic Call for each PPP

• Single-stage evaluation

• Deadline: 2 December 2010

Information day for the three PPPs: 9 July 2010 Factories of the Future

Energy-efficient Buildings

Green Cars

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(M€) Green CarEnergy

efficient Buildings

Factories of the future

Total

NMP 10 40 80 130

130

ENERGY 20 20

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43.5

Total 2011 89 85.5 160 334.5

ICT 30 20 80

ENVIRONMENT 5.5 5.5

TRANSPORT 43.5

Public-Private PartnershipsBudget Contributions 2011

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Eligibility in FP7

Meeting the deadlineCompleteness of Parts A and B of the proposalMinimum participation for both Collaborative Projects & Coordination Actions: - At least 3 independent legal entities, each of which is established in a Member State or Associated Country and no two of which are established in the same Member State or Associated Country

In scope of the Call and topicFunding limits (in some topics)

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Maximum Funding Rates

Research and technological activities:up to 50% of eligible costs, except for

Public bodies: up to 75%Secondary and higher education centres: up to 75%Research organisations (non-profit): up to 75%SMEs: up to 75%

Demonstration activities: up to 50%Other activities: up to 100%, e.g. ManagementCoordination and support actions: up to 100%

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Single-stage evaluation

Harmonised implementation across all Themes

Proposals are evaluated on the basis of the following 3 criteria:

Criterion Minimum threshold

S/T quality 3/5

Implementation 3/5

Impact 3/5

Overall 10/15

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Call Topics WP 2011 Factories of the Future PPP

Cross-thematic Call Deadline: 2 December 2010

The eco-factory: cleaner and more resource-efficient production in manufacturing – Large, NMP

Cooperative machines and open architecture control systems –Small, NMP

Robots for automation of post-production and other auxiliary processes – Small, NMP

High-tech solutions in the production processes for customised, healthy, green and safe consumer products – SME-targeted, NMP

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Call Topics WP 2011 Factories of the Future PPP

Cross-thematic Call Deadline: 2 December 2010

Towards zero-defect manufacturing – Large, NMP

Manufacturing chains for nano-phased components and coatings – Large, NMP

Virtual Factories and enterprises – CP (IP and STREP), ICT

Digital factories: Manufacturing design and product lifecycle management – CP (IP and STREP) and CSA, ICT

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Call Topics WP 2011 Energy-efficient Buildings PPP

Cross-thematic Call Deadline: 2 December 2010

Materials for new energy-efficient building components with reduced embodied energy – Large, NMP

New efficient solutions for energy generation, storage and use related to space heating and domestic water in existing buildings – Large, NMP

Energy saving technologies for buildings envelope retrofitting –Large, NMP

Geo-cluster approach to support European energy-efficiency goals – CSA (coordination action), NMP

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Call Topics WP 2011 Energy-efficient Buildings PPP

Cross-thematic Call Deadline: 2 December 2010

Technologies for ensuring, monitoring and/or controlling a high quality indoor environment (including comfort, health, safety, accessibility and positive stimulation) in relation to energy-efficient buildings in particular – CP (Small), ENV

Operational guidance for lifecycle assessment studies of the Energy-efficient buildings initiative – CSA (Support), ENV

Demonstration of very low energy new buildings – CP with predominant demonstration, ENERGY

ICT for energy-efficient buildings and spaces of public use – CP (STREP) & CSA - ICT

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Call Topics WP 2011 Other Production topics

Green Cars PPP

Advanced eco-design and manufacturing processes for batteries and electrical components - Large, Joint Call of NMP, SST and ENV

NMP Activity 4.3 New Production

Eco-design for new products – Small

Modelling and control of intensified process systems – Small

Eco- efficient management of industrial water – Large

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Call Topics WP 2011

NMP Activity 4.4 Integration

New technologies based on physical processing of materials for mechanical or electro-technical applications, Large

Advanced underground technologies for intelligent mining and forinspection, maintenance and excavation, Large

Advanced textiles for the energy and environmental protection markets, SME-targeted

Events related to the Presidency of the European Union, CSA

Support to NoEs with durable integrated structures, CSA

ERA-NET on Industrial handling of raw materials, CSA

ERA-NET on Industrial safety, CSA

NCP trans-national activities, CSA

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Further information …

FP7 Research Themes and Call informationcordis.europa.eu

Information on the Research PPPsec.europa.eu/research/industrial_technologies/