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Prediction Models for Neonatal Health CareAssociated Sepsis: A Meta-analysis Evelien Hilde Verstraete, RN, MNSc a , Koen Blot, BSc a , Ludo Mahieu, MD, PhD b,c , Dirk Vogelaers, MD, PhD a,d , Stijn Blot, PhD a,e abstract BACKGROUND AND OBJECTIVES: Blood culture is the gold standard to diagnose bloodstream infection but is usually time-consuming. Prediction models aim to facilitate early preliminary diagnosis and treatment. We systematically reviewed prediction models for health careassociated bloodstream infection (HABSI) in neonates, identied superior models, and pooled clinical predictors. Data sources: LibHub, PubMed, and Web of Science. METHODS: The studies included designed prediction models for laboratory-conrmed HABSI or sepsis. The target population was a consecutive series of neonates with suspicion of sepsis hospitalized for $48 hours. Clinical predictors had to be recorded at time of or before culturing. Methodologic quality of the studies was assessed. Data extracted included population characteristics, total suspected and laboratory-conrmed episodes and denition, clinical parameter denitions and odds ratios, and diagnostic accuracy parameters. RESULTS: The systematic search revealed 9 articles with 12 prediction models representing 1295 suspected and 434 laboratory-conrmed sepsis episodes. Models exhibit moderate-good methodologic quality, large pretest probability range, and insufcient diagnostic accuracy. Random effects meta-analysis showed that lethargy, pallor/mottling, total parenteral nutrition, lipid infusion, and postnatal corticosteroids were predictive for HABSI. Post hoc analysis with low-gestational-age neonates demonstrated that apnea/bradycardia, lethargy, pallor/mottling, and poor peripheral perfusion were predictive for HABSI. Limitations include clinical and statistical heterogeneity. CONCLUSIONS: Prediction models should be considered as guidance rather than an absolute indicator because they all have limited diagnostic accuracy. Lethargy and pallor and/or mottling for all neonates as well as apnea and/or bradycardia and poor peripheral perfusion for very low birth weight neonates are the most powerful clinical signs. However, the clinical context of the neonate should always be considered. a Ghent University, Belgium, Ghent, Belgium; b University of Antwerp, Belgium, Antwerp, Belgium; c Antwerp University Hospital, Antwerp, Belgium; d Ghent University Hospital, Ghent, Belgium; and e Burns, Trauma and Critical Care Research Centre, The University of Queensland, Brisbane, Australia Ms Verstraete conceived and designed the study, contributed to the search of published work and data acquisition, and drafted the report; Mr Blot contributed to the data acquisition, data analysis, and data interpretation and revised the statistical portions of the report; Dr Mahieu contributed to interpreting results and critically revised the report; Dr Vogelaers critically revised the report and made substantial contributions on the nal manuscript; Dr Blot contributed to the search of published work, the acquisition of data, and critically revised the report; and all authors approved the nal manuscript as submitted. www.pediatrics.org/cgi/doi/10.1542/peds.2014-3226 DOI: 10.1542/peds.2014-3226 Accepted for publication Jan 27, 2015 Address of correspondence Evelien Verstraete, RN, MNSc, Department of Internal Medicine, Ghent University, De Pintelaan 185, 9000 Ghent, Belgium. E-mail: evelienh. [email protected] PEDIATRICS (ISSN Numbers: Print, 0031-4005; Online, 1098-4275). Copyright © 2015 by the American Academy of Pediatrics REVIEW ARTICLE PEDIATRICS Volume 135, number 4, April 2015 by guest on July 27, 2018 www.aappublications.org/news Downloaded from
Transcript
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Prediction Models for Neonatal HealthCare–Associated Sepsis: A Meta-analysisEvelien Hilde Verstraete, RN, MNSca, Koen Blot, BSca, Ludo Mahieu, MD, PhDb,c, Dirk Vogelaers, MD, PhDa,d, Stijn Blot, PhDa,e

abstract BACKGROUND AND OBJECTIVES: Blood culture is the gold standard to diagnose bloodstream infectionbut is usually time-consuming. Prediction models aim to facilitate early preliminary diagnosisand treatment. We systematically reviewed prediction models for health care–associatedbloodstream infection (HABSI) in neonates, identified superior models, and pooled clinicalpredictors. Data sources: LibHub, PubMed, and Web of Science.

METHODS: The studies included designed prediction models for laboratory-confirmed HABSI orsepsis. The target population was a consecutive series of neonates with suspicion of sepsishospitalized for $48 hours. Clinical predictors had to be recorded at time of or beforeculturing. Methodologic quality of the studies was assessed. Data extracted includedpopulation characteristics, total suspected and laboratory-confirmed episodes and definition,clinical parameter definitions and odds ratios, and diagnostic accuracy parameters.

RESULTS: The systematic search revealed 9 articles with 12 prediction models representing 1295suspected and 434 laboratory-confirmed sepsis episodes. Models exhibit moderate-goodmethodologic quality, large pretest probability range, and insufficient diagnostic accuracy.Random effects meta-analysis showed that lethargy, pallor/mottling, total parenteral nutrition,lipid infusion, and postnatal corticosteroids were predictive for HABSI. Post hoc analysis withlow-gestational-age neonates demonstrated that apnea/bradycardia, lethargy, pallor/mottling,and poor peripheral perfusion were predictive for HABSI. Limitations include clinical andstatistical heterogeneity.

CONCLUSIONS: Prediction models should be considered as guidance rather than an absoluteindicator because they all have limited diagnostic accuracy. Lethargy and pallor and/ormottling for all neonates as well as apnea and/or bradycardia and poor peripheral perfusionfor very low birth weight neonates are the most powerful clinical signs. However, the clinicalcontext of the neonate should always be considered.

aGhent University, Belgium, Ghent, Belgium; bUniversity of Antwerp, Belgium, Antwerp, Belgium; cAntwerp University Hospital, Antwerp, Belgium; dGhent University Hospital, Ghent, Belgium; andeBurns, Trauma and Critical Care Research Centre, The University of Queensland, Brisbane, Australia

Ms Verstraete conceived and designed the study, contributed to the search of published work and data acquisition, and drafted the report; Mr Blot contributed to thedata acquisition, data analysis, and data interpretation and revised the statistical portions of the report; Dr Mahieu contributed to interpreting results and criticallyrevised the report; Dr Vogelaers critically revised the report and made substantial contributions on the final manuscript; Dr Blot contributed to the search of publishedwork, the acquisition of data, and critically revised the report; and all authors approved the final manuscript as submitted.

www.pediatrics.org/cgi/doi/10.1542/peds.2014-3226

DOI: 10.1542/peds.2014-3226

Accepted for publication Jan 27, 2015

Address of correspondence Evelien Verstraete, RN, MNSc, Department of Internal Medicine, Ghent University, De Pintelaan 185, 9000 Ghent, Belgium. E-mail: [email protected]

PEDIATRICS (ISSN Numbers: Print, 0031-4005; Online, 1098-4275).

Copyright © 2015 by the American Academy of Pediatrics

REVIEW ARTICLE PEDIATRICS Volume 135, number 4, April 2015 by guest on July 27, 2018www.aappublications.org/newsDownloaded from

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Health care–associated bloodstreaminfection (HABSI) is the mostfrequent infectious complication inNICUs. Previous studies documentincidence rates ranging from 5% to32%.1–4 For neonates with very lowbirth weight (#1500 g), the NationalInstitute for Child Health and HumanDevelopment reported an incidenceof 21%. HABSIs result in longerhospitalization (on average, +23 days)and a rise in mortality rate up to24% for very low birth weightneonates.5–10 Likewise, for pediatricand adult intensive care patients,HABSI is a common infectiouscomplication.11–13 Blood culture isthe gold standard test to diagnosisHABSI but prone to false-negativeor false-positive results.14–16 Bloodcultures positive for coagulase-negative staphylococci or other skincommensals might represent false-positive results due to contamination.Conversely, low blood culturevolumes, which are a major issue inpremature neonates, and previousantimicrobial therapy may beresponsible for false-negativeresults.16–18 The test is not onlyimprecise but also time-consuming.Hence, with respect to bothdiagnostic and therapeutic strategy,clinicians often must makepreliminary decisions based onlargely nonspecific signs, especially invery low birth weight neonates.Because of the possibly devastatingconsequences of HABSI, a lowthreshold for initiating antimicrobialtherapy is generally accepted.19

Nonetheless, inadequate,inappropriate, or unnecessaryempirical treatment can fosterantimicrobial resistance, compromisegastrointestinal immunity, and isassociated with adverseoutcomes.20,21 In this context,prediction models with clinicalparameters, in particular, clinical signs,have been developed to facilitatepreliminary sepsis diagnosis and theinitiation of antimicrobial therapy.

The first aim of this study was tosystematically review prediction

models for HABSI in hospitalizedneonates and to evaluate theirdiagnostic accuracy to find superiormodels. The second aim was to poolodds ratios (ORs) of individualclinical parameters to detect superiorclinical predictors of HABSI inneonates.

METHODS

A systematic literature review,diagnostic accuracy assessment ofthe prediction models, and randomeffects meta-analysis of clinicalparameters were performed. Theresults are reported in accordance withthe PRISMA guidelines (PreferredReporting Items for SystematicReviews and Meta-Analysis).

Literature Search Strategy

A systematic search was done by 2independent researchers (E.V., S.B.)on PubMed, LibHub, and Web ofScience without language and timeperiod restrictions (up to April 2014).After record screening based onabstract, language restrictions wereapplied. All keywords or Mesh termswere applied for [Title and/orAbstract] or [Topic] and containedfour parts: (1) “bloodstreaminfection*” or “blood streaminfection” or “sepsis” or “septic(a)emia*” or “bacter(a)emia*”; (2)“prediction model” or “diagnosticmodel” or “screening model” or“prediction score” or “screeningscore” or “diagnostic score” or“diagnostic markers” or “diagnostictool” or “clinical markers” or “clinicalsigns” or “clinical characteristics” or“predictors”; (3) “neonate” or“newborn” or “preterm” or “neonatal”or “NICU”; (4) “healthcare(-)associated” or “hospital(-)acquired”or “nosocomial or late(-)onset”.

Additional searches were performedby reviewing the bibliography of theretrieved full text articles and bya manual search of expert authors.

Study Selection Criteria

We included studies creating a predictionmodel for laboratory-confirmed

HABSI with clinical signs. Laboratory-confirmed HABSI or sepsis wasdefined as a positive culture of blood,cerebrospinal fluid, pleural fluid,and/or urine; culturing was at least48 hours after birth or admission.Target population was a consecutiveseries of hospitalized neonates withsuspicion of sepsis. It was requiredthat in these studies, relationshipsbetween clinical parameters andsepsis were assessed by univariateanalyses, whereas prediction modelswere developed by regressionmodeling; sensitivities, specificities,or ORs needed to be reported. Clinicalparameters under research must berecorded preceding or at time ofculturing. The final predictionmodel needed to include at least3 predictors; because neonatalsepsis is a complex clinical syndrome,prediction models based on2 possible parameters may not bejustified. A checklist with all inclusioncriteria was used to assess eligibilityof the studies, and when in doubt,issues for inclusion or exclusion werediscussed between the 2 independentresearchers.

The following items were collected:population characteristics, setting,methods, statistical methods,exclusion criteria, applied casedefinition, definition for suspectedHABSI/sepsis, total suspectedepisodes, total HABSI/sepsisepisodes, assessment time ofa suspected episode, clinicalparameter definitions, predictor/event ratio, and prediction modelaccuracy. Model diagnostic accuracywas assessed by pre- and posttestprobabilities, sensitivities,specificities, and positive andnegative likelihood ratios.

Quality Assessment

The Quality Assessment of DiagnosticAccuracy Studies–2 scale was used toevaluate the methodologic quality ofthe included studies.22 This validatedscale assesses criteria on 4 domains:patient selection (consecutive orrandom sampling, inappropriate

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exclusions, description of includedpatients), index test (description,execution, blinded interpretation),reference standard (accuracy, blindedinterpretation), and flow and timing(application of and interval betweenreference standard and index test,exclusions for analysis). Because oflimitations in quality scales, wealso examined other individualcomponents of methodologicstandards for prediction models:clearly defined outcome andpredictive variables, description ofpatient characteristics, andcrossvalidation.23–25 In addition,overfitting, which is a substantialthreat in multivariate regressionmodeling, was assessed by calculationof the number of predictorsincluded in the regression model pertotal events; this is termed thepredictor/event ratio.

Statistical Methods

Comparisons between groupswere performed by using theMann-Whitney U test forcontinuous variables and theFischer exact test for categoricalvariables. The statistical package ofsocial science version 21 was usedfor these tests (SPSS Inc, Chicago,IL).

A random effects meta-analysis usingthe inverse-variance methodobtained ORs and 95% confidenceintervals (CIs) for clinical predictors.This was performed by using theComprehensive Meta-Analysisversion 2 program (Biostat Inc,Englewood, NJ). Statisticalheterogeneity was predefined byusing the Higgins I2 statistic (I2

#25% for low, 25% , I2 , 50% formoderate, and I2 $ 50% for high).Only those parameters that weresimilar in definition were pooled toavoid clinical heterogeneity. A 100%interobserver agreement (by E.V.,K.B., S.B.) concerning theseparameter definitions was requiredto be included in the random effectsmeta-analysis. Model diagnosticaccuracy variables were calculated

with a Web-based diagnostic testcalculator.26

Funnel plots will be constructed forassessment of publication bias whenat least 10 studies are included.

RESULTS

In total, 80 studies were retrieved ofwhich 9 were included, representing12 prediction models or scores, atotal of 1295 suspected and 434laboratory-confirmed HABSIepisodes. Figure 1 shows the resultsof the search strategy. The researchperiod spanned from 1993 to 2007with 3 western European,27–29

4 South Asian,30–33 1 Canadian,34 and1 Turkish study.35 All researcheswere performed in level III settingsof which one33 was conducted ina low-resource level III hospital.

Excluded Studies Not MeetingInclusion Criteria

One study6 was excluded because thetime frame of recorded clinicalparameters encompassed a 24-hourfollow-up postsepsis onset. Sixstudies developed a prediction modelincluding early-onset36–38 orcommunity-acquired episodes ofsepsis.39–41 In several studies byGriffin et al,42–44 heart ratecharacteristics and clinicalparameters are under study, andprediction models are developed.However, the studies of Griffin andcolleagues as well as the researchof Modi et al45 considered all NICUpatients rather than neonates withsuspicion of HABSI.

Methodologic Quality of the IncludedStudies

The methodologic performance ofthe included studies could beconsidered as low-medium risk forbias. Patient selection was mostlywell described, as was the motive forpatient exclusion. Selected patientswere all under suspicion of sepsis andunderwent the reference test(ie, blood, urine, or cerebrospinalfluid culturing) and an index test

(ie, clinical prediction score ormodel). Index tests were overall welldeveloped using similar statisticalmethods. The reference test bloodculturing is considered medium riskfor bias because it is known not to be100% accurate. Because bloodculture results are available only afterat least 12 hours and the index testwas performed before the bloodculture test, the studies can beconsidered as double blinded, exceptfor the 2 retrospective studies.31,35

Assessment of methodologicstandards for prediction modelsexhibited clearly defined outcome forall studies, moderate description ofpatient characteristics, andoccasionally clearly defined clinicalparameters. In particular, thedefinitions of the clinical signs andthe interobserver variability ininterpretation might be a mediumrisk for bias. Two studies29,33 had novalidation cohort but useda bootstrapping statistical techniquefor internal validation. Most studiesdefined the time of assessment as“day of sepsis workup,” so a timeframe for data collection ofa maximum of 24 hours precedingsepsis workup is acknowledged. The2006 retrospective study of Dalgicet al35 did not describe the applicabletime frame for data collection.Concerning the issue of overfitting,the 2005 study of Okascharoen et al31

overruled the generally accepted 1:10predictor/event ratio, so this mightbe a risk for bias. A visualpresentation rating the risk of bias inlow, medium, and high is presented inSupplemental Appendix 1.

General Description of the IncludedStudies

Characteristics of the 9 includedarticles are shown in Table 1. Pretestprobability of sepsis ranged between17% to 55%, indicating an importantvariation in study population. Threestudies did not include all neonateswith suspicion of sepsis in theirresearch; selection was made forneonates with gestational age

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,34 weeks29,33 and for birth weight$1000 g and #2500 g.32 One study35

did not report information on patientcharacteristics but did focus onnosocomial sepsis in neonates onneonatal intensive care. Two studieswere internal34 and externalvalidation studies28 of their formerdeveloped prediction score study.Another 2 studies32,33 are adaptedexternal validation studies of Singhet al.30

Characteristics and DiagnosticAccuracy of the Prediction Models

Characteristics and diagnosticaccuracy of the 12 prediction modelswith several cutoff scores aretabulated in Table 2. It is observedthat 3 models with a particular cutoffscore have a sensitivity of at least95%. Of these 3 models, Mahieuet al’s nosocomial sepsis score(NOSEP),27 with a point score of 8 orhigher, displays the highest specificityand positive likelihood ratio. Figure 2

is a visual comparison of thesensitivity and specificity of 7 models.If a model has several cutoff scores, itis represented with its highestsensitivity model.

Random Effects Meta-analysis

Odds ratios of clinical parametersin univariate analysis of 5studies27,29–31,33 were included in therandom effects meta-analysis. Ten ofthe 29 clinical signs and 8 of the22 risk factors within 2 to 5 studiescould be pooled. Eleven clinical signsand 12 risk factors were researchvariables in 1 study; another 6 clinicalsigns and 2 risk factors could not bepooled due to heterogeneity invariable definition. Definitions of thepooled and nonpooled clinical signsand risk factors are presented inSupplemental Appendix 2. Cutoffvalues of biological markers werelargely different, and data onlaboratory techniques used were notavailable, so biological markers were

not pooled. Pooled OR and statisticalheterogeneity of all 18 individualclinical parameters are tabulated inTable 3. Figure 3 displays the forestplots of the 5 significant clinicalparameters predictive for HABSI inneonates. Because 10 of 18 clinicalparameters exposed medium to highstatistical heterogeneity, a post hocanalysis was performed with 2studies,29,33 including solely lowgestational age neonates (,34weeks) and 9 clinical signs. PooledOR and statistical heterogeneity ofthese 9 signs are tabulated in Table 4.Figure 4 displays the forest plots ofthe 4 significant clinical signspredictive for HABSI in lowgestational age neonates (,34 weeks).

DISCUSSION

To our knowledge, this is thefirst systematic review of clinicalprediction models for HABSI inneonates. Three prediction models

FIGURE 1Summary of the literature search and study selection.

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TABLE1

Characteristicsof

the9Included

Articles

Study

(Year)

Method

Setting

No.ofEpisodes

(Prevalence)

Confirm

edEpisode

Definition

No.ofSigns

Evaluated

No.of

Predictors/

Events

ExclusionCriteria

Pro/Retro

Validation

Cohort

Internal/

External

No.of

Episodes

Mahieu27

(2000)

Pro

LevelIIINICU,

Belgium

Suspected:104;

confirm

ed:

43(41%

)

PositiveBC.Extra

criteriaforBC

with

skin

commensal:2positiveBC

from

2venipuncturesor

$1from

CVC

17CS,20BM

,12

RF5/104

BCnotdraw

nbefore

startingantibiotics

Retro

Internal

50

Mahieu28

(2002)

Pro

6LevelIIINICUs,

Belgium

Suspected:93;

confirm

ed:

51(55%

)

PositiveBC.Extra

criteriaforBC

with

skin

commensal:2positiveBC

from

2venipuncturesor

$1from

CVC

None

Noregression

modeling

BCnotdraw

nbefore

startingantibiotics

Internal

andexternal

validationstudyof

Mahieuetal23

andtestingofNO

SEP-new-

Iand

NOSEP-new-II,w

hich

are

prospectivelyvalidated

inan

external

cohort

of93

suspectedepisodes

Singh30(2003)

Pro

LevelIIINICU,

India

Suspected:105;

confirm

ed:

30,(29%)

PositiveBC

orCSFculture

16CS

7/105

Major

CM.28

days

oflife

Pro

Internal

220

Okascharoen31

(2005)

Retro

LevelIIINICU

plus

regular

andspecial

care

unit,

Thailand

Suspected:100;

confirm

ed:

17(17%

)

Bacteria

inblood,CSF,pleuralfluid,

bone

joint,or

urine.10

5CFU/mL;

extracriteriaforBC

with

skin

commensal:2positiveBC

from

2punctureson

thesameday

8CS,5

BM,17

RF20/100

Life-threateningCM

;suspicionof

late-

onsetsepsisstarted

within

7dafter

ceasingantibiotics

forearly-onset

sepsis;a

second

ormoreepisode

Retro

Internal

73

Dalgic35

(2006)

Retro,

matched

cohort

LevelIIINICU,

Turkey

Suspected:132;

confirm

ed:

51(39%

)

PositiveBC

None

Noregression

modeling

Nodata

External

validationof

Mahieuet

al23

and

testingofaclinicalscoresystem

defined

bytheteam

Okascharoen34

(2007)

Pro

LevelIIINICU,

Canada

Suspected:105;

confirm

ed:

35(33%

)

PositiveBC

orCSFculture;

contam

inationisdefinedas

ignoring

apositiveBC

bytheattending

cliniciananddiscontinuationof

antibiotic

therapy

None

Noregression

modeling

BCnotdraw

nbefore

startingantibiotics;

previouslydischarged

from

thehospital;

.28

doflife

External

validationof

Okascharoenet

al27

Kudawla32

(2008)

Pro

LevelIIINICU,

India

Suspected:220;

confirm

ed:

60(27%

)

Clinical

suspicionof

sepsiswith

apositiveBC

None

Noregression

modeling

Major

CM;died,24

hafteronsetof

illness

External

validationof

Singhet

al26

and

testingacombinedmodelwith

sepsis

screen

andclinical

scorewith

nointernal

orexternal

validation

Rosenberg33

(2010)

Pro

LevelIIIspecial

care

neonatal

unit,

Bangladesh

Suspected:193;

confirm

ed:

105(54%

)

Positivenoncontaminated

BC21

CS21/193

Major

CM.72

hpostnatalagebefore

admission

BCdraw

n,4dapartin

same

infant

.28

dof

life

External

validationof

Sing

etal26

and

developm

entof

improved

scorewith

nointernal

orexternal

validationcohort

Bekhof29

(2013)

Pro

LevelIIINICU,

the

Netherlands

Suspected:187;

confirm

ed:

50(27%

)

Positivenoncontaminated

BCwith

skin

commensal:2positiveBCsand/or

signsof

catheter-related

bloodstream

infection,

ie,

inflam

mationon

skin

atsite

ofinsertion

14CS,7

RF6/187

Antibiotics24

hbefore

assessmenttim

eNo

validationcohort

BC,blood

culture;B

M,biologicalmarkers;C

M,congenitalmalform

ation;

CS,clinical

signs;CSF,cerebrospinalfluid;

CVC,centralvascular

catheter;Pro,p

rospective;Retro,retrospective;RF,riskfactors.

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TABLE2

Characteristicsof

12PredictionModels

Study(Year)

Model

Name

Model

Variables

Score

ModelApplication

Pre-TP

(%)

Sensitivity

(%)

Specificity

(%)

Post-TP+

Post-TP–

LR+

LR–

Area

Under

theRO

CCurve

(SE)

Mahieu27(2000)

NOSEP1,NO

SEP2

CRP$14

mg/L

5Score

0.82

(0.04)

Neutrophilfraction.50%

3$8

4195

4354

81.67

0.12

Temperature

.38.2°C

5$11

4160

8472

253.75

0.48

TPN$14

d6

$14

4126

100

100

349999

0.74

Thrombocytopenia,1503

103 /mL

5NO

SEP1+

positivehubandexitsite

cultures

Scoreof

$11+

positiveculture

4172

8779

185.50

0.32

0.86

(0.04)

Mahieu28(2002)

NOSEP-new-I

CRP$30

mg/L

5Score

5584

4264

321.45

0.38

0.71

(0.05)

Neutrophilfraction.63%

3$11

Temperature

.38.1°C

5TPN$15

d6

Thrombocytopenia,

1903

103 /mL

5NO

SEP-new-II

NOSEPnew-1+recent

surgery+

maternal

hypertension

+ventilation

Scoreof

$11

+3

risk

factors

5582

6775

252.48

0.27

0.82

(0.04)

Singh30(2003)

Weightedclinical

scorefordefinite

sepsis

Abdominal

distention

2Score

Nodata

Chestretraction

1$1

2987

2933

161.23

0.45

Grunting

2$2

2953

8052

192.65

0.59

Hypertherm

ia1

Increasedaspirates

1Lethargy

1Tachycardia

1Okascharoen31

(2005)

Bedsideprediction

score

Abnorm

albody

temperature

3Score

0.80

(nodata)

Hypotension

4$4

1782

7439

53.15

0.24

Neutrophilbandem

ia$1%

2$5

1770

8244

73.89

0.37

Respiratoryinsufficiency

2$6

1747

9671

1012.0

0.55

Thrombocytopenia,1503

103 /mL

2Um

bilical

line#7d

2Um

bilical

line.7d

4Dalgic35

(2006)

Clinical

Score

Abdominal

distention

2Score

Nodata

Bradycardia

26–12

3956

7155

281.93

0.62

Feedingintolerance

2Hypotension

2Lowest-highest

body

temperature

difference

2Respiratorysymptom

2Kudawla32

(2008)

Clinical

score

Abdominal

distention;chestretractions;

grunting;hypertherm

ia;lethargy;

tachycardia;prefeed

aspirates

Noscore

$1clinical

sign

2790

2330

141.17

0.43

Nodata

$2clinical

signs

2752

6536

211.49

0.74

Sepsisscreen

Absolute

neutrophilcount;CRP;

microerythrocytesedimentationrate;

neutrophilratio

(immature/total)

Noscore

$2markers

2748

7037

211.60

0.74

Nodata

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have a sensitivity of at least 95% butlack further diagnostic accuracy.Lethargy and pallor and/or mottlingappear to be the best predictiveclinical signs, whereas the use oftotal parenteral nutrition (TPN),lipid infusion, and postnatalcorticosteroids are significantiatrogenic risk factors that shouldstrengthen suspicion for HABSI whenclinical signs occur.

The strengths of this study includemethodologic quality and diagnosticaccuracy evaluation of the modelsand a random effects meta-analysisdesign.

Diagnostic Accuracy of thePrediction Models

The variables of the includedprediction models were largelydifferent, so diagnostic test accuracymeta-analysis had no clinicalconnotation and was not executed.Considering diagnostic accuracy, pre-and posttest probability, sensitivity,specificity, and positive and negativelikelihood ratios were assessed. First,a large range in pretest probabilitywas detected, reflecting thefundamental variation in clinicalcondition of the study population andinfluencing the posttest probabilityresults. In addition, some modelsexhibit minor progress whencomparing pre- and posttestprobability (range of progress,3%–59%); major improvement(.50%) was noted for the NOSEPscore of 14 and the bedsideprediction score of 6, although thelatter experienced a low pretestprobability. Mahieu et al’s27,28

2 NOSEP score models, which havehigh pretest probability, have showngood pre- to posttest probabilityprogress, which might indicateeffectiveness. Second, diagnosticperformance is a major concern. It isobserved that only 3 models havesufficient sensitivity. A sensitivity of$95% is required for a potentiallylethal condition such as HABSI. TheNOSEP score of 8 of Mahieu et al,27

the clinical score (1 sign) and sepsisTABLE2

Continued

Study(Year)

Model

Name

Model

Variables

Score

ModelApplication

Pre-TP

(%)

Sensitivity

(%)

Specificity

(%)

Post-TP+

Post-TP–

LR+

LR–

Area

Under

theRO

CCurve

(SE)

Clinical

score+

sepsisscreen

Abdominal

distention;chestretractions;

grunting;hypertherm

ia;lethargy;

tachycardia;prefeed

aspirates;absolute

neutrophilcount;CRP;micro-erythrocyte

sedimentationrate;neutrophilratio

Noscore

$1clinical

sign

+27

9518

309

1.16

0.28

Nodata

$2markers

Rosenberg33

(2010)

Clinical

sepsisrisk

score

Apnea,hepatomegaly,jaundice,lethargy,

pallor

Noscore

$1clinical

signs

5477

5064

351.54

0.46

0.70

(0.04)

$2clinical

signs

5442

8273

452.33

0.71

Bekhof29

(2013)

Reducedmodel

for

proven

sepsis

Capillary

refill.2s,centrallineinpast24

h,increasedrespiratorysupport,lethargy

Noscore

1of

the4signs

2797

3736

31.54

0.08

0.83

(0.06)

CRP,C-reactiveprotein;

LR+or

LR2,likelihoodratio

ofapositiveor

negativetest;R

OC,receiveroperatingcharacteristic;TP,test

probability

(+or

–,ofapositiveor

negativetest).

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screen (2 biomarkers) of Kudawlaet al,32 and the reduced model(1 sign) of Bekhof et al29 exhibit 5%or fewer false-negative cases. Incontrast, the specificity of these 3models is low (range, 18%–43%); ofthese 3, the NOSEP score of 8 reportsthe highest specificity (43%),nonetheless indicating 33.7%false-positive cases (n = 35) and onlya 1.67 chance on a positive test forcases versus noncases. However,when clinical deterioration isa criterion for culturing, those33.7% false-positive cases mightbe considered true-positive casesfor another illness, justifyingantimicrobial therapy. In contrast,when a C-reactive protein of 1 mg/dLis a criteria for culturing and a NOSEPscore of 8 is detected, the clinical

condition of the neonate might notyet be taken into consideration; forexample, a neonate receiving TPN$14 days with a neutrophil fraction.50% has a NOSEP score of 9. Inthis case, the score can indicateclose monitoring of the neonateand increased or more frequentobservation of clinical signs.Clinically, antibiotic treatment mightbe postponed until clinicaldeterioration or a score of 11 isreached so that overtreatment can berepressed.46,47

Overall, prediction models havebeen developed to streamline theplethora of signs and risks for HABSIand thus to facilitate medicaljudgment and decision-makingconcerning treatment. In clinical

practice, the interpretation of thenonspecific clinical signs is pivotal,although not always obvious andsubject to interobserver variability.The consistency with other symptomsas well as underlying conditionsmust be considered. Important hereis the weight assigned to a clinicalobservation. It is not only thepresence of a clinical sign butprimarily a change in thepresentation of that clinical sign thatmight lead to accurate prediction ofHABSI.45,48,49 For example,premature neonates can have morerespiratory distress than full-termneonates, so signs such as apnea,chest retraction, and grunting mightbe less appropriate to predict HABSI.However, when a sign is defined as“an increase of” or “acute onset of,”the clinical relevance is emphasized.Suggestions for risk stratificationbased on setting, birth weight, orgestational age could also beconsidered in this context.50–53

Random Effects Meta-analysis

Lethargy and pallor/mottling aresignificant clinical signs predictive forHABSI (P , .050) and are observedwith a high statistical heterogeneityof $50%; post hoc analysis with lowgestational age neonates revealeda reduction to 0%, thus heterogeneitymight be caused by clinicaldifferences. Caution is warranted ininterpretation regarding post hocanalysis, but omitting the results ofOkascharoen et al,31 which showedthe strongest association for lethargyand pallor/mottling, can also beinterpreted as a sensitivity analysis.Therefore, it is likely that our results

FIGURE 2Paired forest plot of sensitivities and specificities of 7 models represented with their highest sensitivity model. FN, false-negative; FP, false-positive;TN, true-negative; TP, true-positive.

TABLE 3 Pooled ORs and Statistical Heterogeneity of Clinical Parameters Predictive for HealthCare–Associated Bloodstream Infections in All Studies

Predictor Pooled OR 95% CI P Heterogeneity (I 2), % Studies/ Neonates, n

Clinical signsApnea/bradycardia 1.60 0.78–3.30 .20 69.0 5/579Distended abdomen 1.30 0.80–2.12 .29 0.0 4/437Feeding intolerance 1.40 0.64–3.03 .40 55.0 5/579Fever 1.72 0.86–3.45 .13 37.0 3/302Grunting 1.02 0.54–1.93 .94 0.0 4/479Hypothermia 1.78 0.85–3.74 .13 0.0 3/302Lethargy 3.98 1.69–9.40 .002 72.0 4/499Pallor/mottling 2.55 1.26–5.18 .010 52.0 3/419Tachycardia 1.64 0.96–2.79 .07 5.0 3/399Tachypnea 1.27 0.68–2.34 .45 29.0 3/399

Risk factorsBPD 5.17 0.33–81.30 .24 79 2/180Lipid infusion 4.17 1.85–9.40 .001 0 2/180Male gender 1.27 0.72–0.23 .41 0.0 2/242Necrotizing enterocolitis 2.59 0.38–17.50 .33 42 2/180Postnatal corticosteroids 3.77 1.08–13.18 .04 21 2/180TPN 3.60 1.68–7.69 .001 0 2/180Ventilation 1.32 0.43–4.02 .63 70.0 3/322Very LBW 2.90 0.36–23.60 .99 87 2/180

BPD, bronchopulmonary dysplasia; LBW, low birth weight.

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are reliable. Lethargy is often foundto be associated with sepsis for allneonates, including low gestational

age or very low birth weightneonates.6,44,45,54,55 Regardingpallor/mottling, several studies

included pallor and/or mottling intheir research. One study,56 whichincluded all neonates, could not finda significant association betweenpallor and sepsis. Anothermulticenter study,45 which alsoincluded all neonates, clustered pallorand/or mottling under impairedperipheral perfusion. In this study,impaired peripheral perfusion wasa strong predictor for a positive bloodculture (OR 8.5, CI 5.4–13.2). In Ohlinet al’s52 study, pallor/mottling wasclustered with hypotension, anda significant association was found(OR 2.47, CI 1.48–4.14). Van den

FIGURE 3Forest plots of the 5 significant parameters predictive for health care–associated bloodstream infections in neonates. Neg, negative; Pos, positive.

TABLE 4 Pooled ORs and Statistical Heterogeneity of Clinical Sings Predictive for HealthCare–Associated Bloodstream Infection in the 2 Studies Including Exclusively LowGestational Age (,34 weeks)

Predictor Pooled OR 95% CI P Heterogeneity (I2), % Studies/ Neonates, n

Apnea/bradycardia 1.66 1.06–2.61 .028 0.0 2/319Feeding intolerance 1.15 0.70–1.89 .59 0.0 2/319Grunting 0.88 0.43–1.80 .72 0.0 2/319Irritability 0.88 0.38–2.04 .77 0.0 2/319Lethargy 4.25 2.50–7.21 ,.001 0.0 2/319Pallor 2.04 1.31–3.20 .002 0.0 2/319Poor peripheral perfusion 2.68 1.54–4.66 ,.001 0.0 2/319Tachycardia 1.33 0.48–3.70 .58 50.0 2/319Tachypnea 1.58 0.93–2.68 .09 0.0 2/319

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Bruel et al57 systematically reviewedclinical signs and their diagnosticvalue in ambulatory care settings forchildren aged 1 month to 18 years.They described impaired peripheralperfusion resulting in pallor/mottlingand lethargy/reduced consciousnessas red flags in the detection of seriousinfection. Additionally, convulsions, rapidbreathing, and cyanosis were stronglyassociated with serious infection.

Concerning risk factors, TPN, lipidinfusion, and postnatal corticosteroidadministration were significant afterpooling. TPN and lipid infusion aregenerally accepted as important riskfactors, particularly for HABSIscaused by coagulase-negativeStaphylococcus.50,58–62 Interestingly,in our analysis, very low birth weightwas not a significant predictor

despite being associated with HABSIin many studies.2,61,63 The pooledvery low birth weight OR involved2 studies, Okascharoen et al31

(unadjusted OR 9.1, CI 3.0–26.5) andMahieu et al27 (unadjusted OR 1.1,CI 0.5–2.4), representing 180 neonates,60 of whom had laboratory-confirmedHABSI. The lack of power might bea concern here.

Limitations and Recommendations

Although a systematic search wasdone by 2 independent researchers,incomplete retrieval of studies, as wellas publication bias and heterogeneity,might influence our results.

Concerning the power of the randomeffects meta-analysis, some pooledparameters are based on ,200suspected cases or ,100 laboratory-

confirmed cases. For future research,it might be interesting to include allstudies in which the objective was tofind clinical parameters predictive forHABSI or nosocomial sepsis byunivariate analysis. As such, power ofthe pooled results will increase.

In the past decade, much research hasconsidered heart rate characteristicsas an early diagnostic sign forneonatal sepsis.64–68 Including anindex of heart rate characteristics ina prediction model for neonatalsepsis seems promising.64,66,69,70

Differing characteristics of theneonatal populations in varioussettings are not always reported; thismay lead to concerns with externalvalidity of the prediction models. Theaddition of clinical parametersrelated to specific neonatal services

FIGURE 4Forest plots of 4 significant clinical signs predictive for health care–associated bloodstream infections in low gestational age (,34 weeks) neonates. Neg,negative; Pos, positive.

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and subgroups is recommended forfuture work.

Furthermore, future models mightpotentially benefit from bedsidetechnology capable of quantifyingsubjective symptoms. For example,pallor/mottling could be replaced bycontinuous monitoring of peripheralmicrocirculation, and lethargy could bemeasured by continuous functionalmonitoring of brain activity.

CONCLUSIONS

A prediction model should beconsidered as guidance rather than

an absolute indicator because allmodels have limited diagnosticaccuracy. However, the use ofprediction models might decreasethe use of antimicrobial therapy. Inclinical practice, a NOSEP score of8 or more by Mahieu et al27 hasthe greatest potential but maynecessitate additional considerationof the patient’s clinical condition,depending on the criteria forculturing in a given setting.Furthermore, these findings suggestthat lethargy and pallor/mottling forall neonates and apnea and/orbradycardia and poor peripheral

perfusion for very low birth weightneonates are the most powerfulclinical signs in the prediction ofHABSI. Nonetheless, other clinicalsigns should not be discarded. Asstated earlier, the particular clinicalcontext should always be taken intoaccount.

ACKNOWLEDGMENT

The authors thank Dr EllenDeschepper for her biostatisticaladvice, particularly regardingdiagnostic accuracy.

FINANCIAL DISCLOSURE: The authors have indicated they have no financial relationships relevant to this article to disclose.

FUNDING: Evelien Verstraete is supported by a Special Research Fund at Ghent University. Stijn Blot holds a research mandate of the Special Research Fund at Ghent

University.

POTENTIAL CONFLICT OF INTEREST: The authors have indicated they have no potential conflicts of interest to disclose.

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DOI: 10.1542/peds.2014-3226 originally published online March 9, 2015; 2015;135;e1002Pediatrics 

Evelien Hilde Verstraete, Koen Blot, Ludo Mahieu, Dirk Vogelaers and Stijn BlotAssociated Sepsis: A Meta-analysis−Prediction Models for Neonatal Health Care

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DOI: 10.1542/peds.2014-3226 originally published online March 9, 2015; 2015;135;e1002Pediatrics 

Evelien Hilde Verstraete, Koen Blot, Ludo Mahieu, Dirk Vogelaers and Stijn BlotAssociated Sepsis: A Meta-analysis−Prediction Models for Neonatal Health Care

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