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Presentation made to the ACCT Conference 2008Daniel Hubert
Michelle GauthierNovember 24, 2008
Canadian Universities’ Research and Knowledge Mobilization Performance
Beyond Tripling
Momentum | The 2008 report on university research and knowledge mobilization 2
The Association of Universities and Colleges of Canada
• Representing Canada’s universities at home and abroad since 1911
• Membership: Executive Heads of 94 public and private not-for-profit universities and university-degree level colleges
• Mandate:– Facilitate the development of public policy on higher
education and university research– Liaise with the federal government on university funding and
policy priorities– Encourage cooperation among universities, government,
industry and communities as well as with international partners
Momentum | The 2008 report on university research and knowledge mobilization 3
Canadian universities’ commercialization performance: Beyond tripling
Presentation outline• R&D investments and activities• Drivers of change and key policy questions• Benefits from university research and knowledge
mobilization
• The way forward
R&D investments and activities
Momentum | The 2008 report on university research and knowledge mobilization 5
The private sector, the federal government and universities are the main funders of research in Canada
UNIVERSITIES
NOT-FOR-PROFIT SECTOR
PRIVATE SECTOR
FOREIGN SOURCES
PROVINCIAL GOVERNMENTS
FEDERAL GOVERNMENT
$13,840 M (47.8%)
$1,482 M (5.1%)
$2,618 M (9.0%)
$849 M (2.9%)
$4,758 M (16.4%)
$5,437 M (18.8%)
$29 billion
Source: Statistics Canada.
Funders of research, 2007
Momentum | The 2008 report on university research and knowledge mobilization 6
Source: Statistics Canada.
All domestic funders of research have increased their investments, though the overall rate of growth has slowed significantly since 2001
Investments in research by funding sector, 1993-2007
0
4,000
8,000
12,000
16,000
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
p
2007
p
Mill
ions
of
cons
tant
200
7 do
llars Private sector
Federal governmentUniversitiesForeign sourcesProvincial governmentsNot-for-profit sector
OVERALL RESEARCH INVESTMENTS
14
18
22
26
301
99
3
19
95
19
97
19
99
20
01
20
03
20
05
20
07
p
$ billions
Momentum | The 2008 report on university research and knowledge mobilization 7
Research activities, by performing sector, 1993-2007
0
2,500
5,000
7,500
10,000
12,500
15,000
17,500
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
p
2007
p
Mill
ions
of
cons
tant
200
7 do
llars
Private sectorUniversitiesFederal governmentProvincial governmentsNot-for-profit sector
Source: Statistics Canada.
Private sector and university research activities contributed most significantly to the increase in Canada’s overall research performance
Momentum | The 2008 report on university research and knowledge mobilization 8
* Or most recent data.
Source: OECD, Main Science and Technology Indicators 2008/1.
Canada’s GERD to GDP ratio has not kept pace with increases observed in leading competitor countries
GERD to GDP, 1996 and 2006*
3.73
3.45 3.393.23
2.92.78
2.622.53 2.45 2.43
2.111.94
1.83 1.78 1.78
0
0.5
1
1.5
2
2.5
3
3.5
4
20061996
OECD 1996OECD 2006
1.65
Momentum | The 2008 report on university research and knowledge mobilization 9
Compared to many countries, universities in Canada perform more of the country’s R&D
Source: OECD, Main Science and Technology Indicators 2008/1.
Percentage of overall research performed by the private sector and universities, 2006*
0%
20%
40%
60%
80%
Canada US UK OECD
Private sector
Universities
Momentum | The 2008 report on university research and knowledge mobilization 10
Funding sources of research performed by universities, 2007
Source: Statistics Canada.
$ Millions
Federal, $2,787
Provincial, $1,067
Private sector, $881
Not-for-profit sector, $813Foreign sources, $127
Total: $10.433 billion
In 2007, an estimated $10.4 billion was invested in university research
External funding
attracted by universities
$5,675(54.4%)
Internal funding
allocated by universities
$4,758(45.6%)
Momentum | The 2008 report on university research and knowledge mobilization 11
External funding sources of research performed by universities,1993-2007
0
500
1,000
1,500
2,000
2,500
3,000
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
p
2007
p
Mill
ions
of
cons
tant
200
7 do
llars
FederalProvincialPrivate sectorNot-for-profit sectorForeign sources
Source: Statistics Canada.
TOTAL EXTERNAL FUNDING
2
3
4
5
6
19
93
19
95
19
97
19
99
20
01
20
03
20
05
20
07
p
$ billions
All sectors increased their investments in university research over the last 15 years, most notably the federal government
Drivers of change and key policy questions
Momentum | The 2008 report on university research and knowledge mobilization 13
Five drivers of change
• Heightened recognition worldwide of the critical links between university R&D and prosperity/quality of life
• Global race to attract and retain research talent and highly qualified university graduates
• Growing costs and complexity of the university research enterprise
• Increased emphasis on measuring the impact of university R&D
• Strong impetus to partner across institutional, sectoral and geographic boundaries
Momentum | The 2008 report on university research and knowledge mobilization 14
Universities’ R&D partnerships
• University-private sector research collaboration
• University-government research collaboration
• University-community research collaboration
• Universities’ international research collaboration
• Rationale for the collaboration
• Breadth and depth of the collaboration
• Programs and mechanisms to support the collaboration
Momentum | The 2008 report on university research and knowledge mobilization 15
University-private sector research collaboration
• $6.5 billion invested in university research over the last 10 years
• 6,000 research contracts valued at $370 million• 25 university research and science parks house more than
750 hi-tech companies and research centres, employing more than 39,000 people and contributing over $3.8 billion annually to the national economy
• 934 Canadian scientific articles in the natural and health sciences and in engineering involved authors from both universities and the private sector
• More than 2,000 students pursue industrial internships with private sector companies every year
Momentum | The 2008 report on university research and knowledge mobilization 16
Toward better collaboration with all sectors
•Mutual understanding and respect•Recognition of roles and responsibilities•Governance and decision-making•Sharing the costs of research•Incentives and rewards for faculty
Momentum | The 2008 report on university research and knowledge mobilization 17
Federal support for the four foundational elements of university research
• Public investments in university research focus on four interrelated, foundational elements:– Developing, attracting and retaining highly qualified research
talent (people)– Putting in place and operating cutting edge research
infrastructure and facilities (infrastructure and facilities)– Producing new ideas (direct costs of research)– Providing institutional support for the research effort (institutional
costs of research)
• Key policy question: What is the appropriate mix and level of investments in university research?
Benefits from university research and knowledge
mobilization
Momentum | The 2008 report on university research and knowledge mobilization 19
People educated in a research-rich environment
• Mobilization of information, insights, theories, methods, skills, informed opinions and culture
• Development of skills conducive to entrepreneurship• Responsiveness and adaptability of the workforce• Generation of economic and social value for individuals and
society at large
While university graduates made up about 22 percent of the population aged 25 to 64 in 2006, they accounted for 34 percent of
earnings, contributed 40 percent of the income tax base and received only 13 percent of the direct government transfers to individuals
Momentum | The 2008 report on university research and knowledge mobilization 20
Knowledge generated and disseminated
• Knowledge repositories and archives• Breakthroughs in fundamental knowledge• Publications and citations• International prizes and fellowships• Global research talent
While Canada accounts for only one half of one percent of the world’s population, its publications accounted for 4.7 percent of the world total in 2005, resulting in an eighth place ranking in the world
Momentum | The 2008 report on university research and knowledge mobilization 21
Innovations Fuelled
• Commercialization of university research• New products and processes• New services, policies and public sector applications• New ways of thinking and behaving
With a cumulative economic impact of at least $60 billion in 2007, as well as its wider impact on Canadian society and culture, university research is a critical driver of prosperity and quality of life in Canada
Momentum | The 2008 report on university research and knowledge mobilization 22
History of the tripling target
• Federal innovation strategy• Framework of agreed principles between AUCC and the government of
Canada• Creation of an ad hoc committee to develop the indicator
– Vice-presidents, research– Directors of technology transfer offices or industry liaison offices– AUCC staff
The tripling target: A political marker of universities’ engagement in commercialization
Momentum | The 2008 report on university research and knowledge mobilization 23
Commercialization contextual indicators
1999 2006 1999 to 2006 increase
Operational expenditures on IP management ($ Millions)
22.0 42.5 93.2%
Disclosures 893 1,356 51.8%
New patent applications 656 1,442 119.8%
Number of spin-offs 718 1,068 48.7%
New licenses 232 437 88.4%
Value of industrial research contracts
($ Millions)153.8 370.5 140.9%
Source: Statistics Canada and AUCC calculations.
Universities are increasing their commercialization capacity
Base for the tripling target (1999): $23.4 MCurrent level (2006): $54 M
Target (2010): $70.2 M
Momentum | The 2008 report on university research and knowledge mobilization 24
Example of a new product
New drug delays progression of MS
• BioMS is a spin-off firm that was created via the University of Alberta’s technology transfer office based on research at the university’s Multiple Sclerosis Patient Care and Research Clinic
• This research unit has developed a new drug that has shown to delay median time to disease progression in MS patients by five years, by targeting a gene that is found in approximately 75 percent of MS patients worldwide
• In Canada alone, MS affects 75,000 people• This has resulted in one of the largest pharmaceutical deals ever
seen in Canada – worth as much as $500 million, plus royalties on sales of the product if successful
Momentum | The 2008 report on university research and knowledge mobilization 25
Example of a new process
Modest research contract
The University of Western Ontario undertook a modest research contract to create a nozzle that would improve the efficiency of fluid cokers, a processing unit used in the oil refinery industry to produce synthetic crude oil
=Millions saved annually
None of this wealth creation is formally attributed to the university in national statistics on contract research or commercialization
Momentum | The 2008 report on university research and knowledge mobilization 26
Example of a new way of thinking and behaving
PREVNet
• Promoting Relationships and Eliminating Violence Network (PREVNet), a coalition of Canadians concerned about bullying
• Includes experts from 26 Canadian universities and 42 national organizations
According to a 2004 study, approximately 12% of girls and 18% of boys reported bullying others at least twice in previous months, whereas 15% of girls and 18% of boys reported being victimized at least twice over the
same time period
The impact of initiatives such as PREVNet on bullyingis immeasurable
Momentum | The 2008 report on university research and knowledge mobilization 27
The way forward
• How do we improve national indicators to measure commercialization and research impacts more broadly?
• How can you better communicate the value-add of TTOs and ILOs internally and externally?
• What role should TTOs and ILOs play in filling the gap between research discoveries and their applications?
Thank you
www.aucc.ca